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B. Mixed symptoms are observable by others and represent a change from the person’s usual behavior. C. For individuals whose symptoms meet full episode criteria for both mania and depression simultaneously, the diagnosis should be manic episode, with mixed features. D. The mixed symptoms are not attributable to the physiological effects of a sub- stance (e.g., a drug of abuse, a medication, or other treatment). Note: Mixed features associated with a major depressive episode have been found to be a significant risk factor for the development of bipolar I or bipolar II disorder. As a result, it is clinically useful to note the presence of this specifier for treatment planning and monitoring of response to treatment. With rapid cycling (can be applied to bipolar I or bipolar II disorder): Presence of at least four mood episodes in the previous 12 months that meet the criteria for manic, hypomanic, or major depressive episode. Note: Episodes are demarcated by either partial or full remissions of at least 2 months or a switch to an episode of the opposite polarity (e.g., major depressive episode to manic episode). Note: The essential feature of a rapid-cycli ng bipolar disorder is the occurrence of at least four mood episodes during the previous 12 months. These episodes can occur in any combination and order. The episodes must meet both the duration and
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Specifiers for Bipolar and Related Disorders 151 symptom number criteria for a major depressive, manic, or hypomanic episode and must be demarcated by either a period of full remission or a switch to an episode of the opposite polarity. Manic and hypomanic episodes are counted as being on the same pole. Except for the fact that they occur more frequently, the episodes that occur in a rapid-cycling pattern are no different from those that occur in a non-rapid- cycling pattern. Mood episodes that count toward defining a rapid-cycling pattern exclude those episodes directly caused by a substance (e.g., cocaine, corticoste- roids) or another medical condition. With melancholic features: A. One of the following is present during the most severe period of the current episode: 1. Loss of pleasure in all, or almost all, activities. 2. Lack of reactivity to usually pleasurable stimuli (does not feel much better, even temporarily, when something good happens). B. Three (or more) of the following: 1. A distinct quality of depressed mood characterized by profound despondency, despair, and/or moroseness or by so-called empty mood. 2. Depression that is regularly worse in the morning. 3. Early-morning awakening (i.e., at least 2 hours before usual awakening). 4. Marked psychomotor agitation or retardation. 5. Significant anorexia or weight loss. 6. Excessive or inappropriate guilt. Note: The specifier “with melancholic features” is applied if these features are pres- ent at the most severe stage of the episode. There is a near-complete absence of the capacity for pleasure, not merely a diminution. A guideline for evaluating the lack of reactivity of mood is that even highly desired events are not associated with
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lack of reactivity of mood is that even highly desired events are not associated with marked brightening of mood. Either mood does not brighten at all, or it brightens only partially (e.g., up to 20%–40% of normal for only minutes at a time). The “dis- tinct quality” of mood that is characteristic of the “with melancholic features” speci- fier is experienced as qualitatively different from that during a nonmelancholic depressive episode. A depressed mood that is described as merely more severe, longer lasting, or present without a reason is not considered distinct in quality. Psy- chomotor changes are nearly always present and are observable by others. Melancholic features exhibit only a modest tendency to repeat across episodes in the same individual. They are more frequent in inpatients, as opposed to outpa- tients; are less likely to occur in milder than in more severe major depressive epi- sodes; and are more likely to occur in those with psychotic features. With atypical features: This specifier can be applied when these features predomi- nate during the majority of days of the current or most recent major depressive epi- sode. A. Mood reactivity (i.e., mood brightens in response to actual or potential positive events). B. Two (or more) of the following features: 1. Significant weight gain or increase in appetite. 2. Hypersomnia. 3. Leaden paralysis (i.e., heavy, leaden feelings in arms or legs). 4. A long-standing pattern of interpersonal rejection sensitivity (not limited to epi- sodes of mood disturbance) that results in significant social or occupational impairment.
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152 Bipolar and Related Disorders C. Criteria are not met for “with melancholic features” or “with catatonia” during the same episode. Note: “Atypical depression” has historical significance (i.e., atypical in contradis- tinction to the more classical agitated, “endogenous” presentations of depression that were the norm when depression was rarely diagnosed in outpatients and al- most never in adolescents or younger adults) and today does not connote an un- common or unusual clinical presentation as the term might imply. Mood reactivity is the capacity to be cheered up when presented with positive events (e.g., a visit from children, compliments from others). Mood may become euthymic (not sad) even for extended periods of time if the external circumstances remain favorable. Increased appetite may be manifested by an obvious increase in food intake or by weight gain. Hypersomnia may include either an extended period of nighttime sleep or daytime napping that totals at least 10 hours of sleep per day (or at least 2 hours more than when not depressed). Leaden paralysis is defined as feeling heavy, leaden, or weighted down, usually in the arms or legs. This sensation is generally present for at least an hour a day but often lasts for many hours at a time. Unlike the other atypical features, pathological sensitivity to perceived inter- personal rejection is a trait that has an early onset and persists throughout most of adult life. Rejection sensitivity occurs both when the person is and is not depressed, though it may be exacerbated during depressive periods. With psychotic features: Delusions or hallucinations are present at any time in the episode. If psychotic features are present, specify if mood-congruent or mood-incon- gruent: With mood-congruent psychotic features: During manic episodes, the con-
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gruent: With mood-congruent psychotic features: During manic episodes, the con- tent of all delusions and hallucinations is consistent with the typical manic themes of grandiosity, invulnerability, etc., but may also include themes of sus- piciousness or paranoia, especially with respect to others’ doubts about the in- dividual’s capacities, accomplishments, and so forth. With mood-incongruent psychotic features: The content of delusions and hallucinations is inconsistent with the episode polarity themes as described above, or the content is a mixture of mood-incongruent and mood-congruent themes. With catatonia: This specifier can apply to an episode of mania or depression if cata- tonic features are present during most of the episode. See criteria for catatonia asso- ciated with a mental disorder in the chapter “Schizophrenia Spectrum and Other Psychotic Disorders.” With peripartum onset: This specifier can be applied to the current or, if the full crite- ria are not currently met for a mood episode, most recent episode of mania, hypoma- nia, or major depression in bipolar I or bipol ar II disorder if onset of mood symptoms occurs during pregnancy or in the 4 weeks following delivery. Note: Mood episodes can have their onset either during pregnancy or postpartum. Although the estimates differ according to the period of follow-up after delivery, be- tween 3% and 6% of women will experience the onset of a major depressive epi- sode during pregnancy or in the weeks or months following delivery. Fifty percent of “postpartum” major depressive episodes actually begin prior to delivery. Thus, these episodes are referred to collectively as peripartum episodes. Women with
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these episodes are referred to collectively as peripartum episodes. Women with peripartum major depressive episodes often have severe anxiety and even panic attacks. Prospective studies have demonstrated that mood and anxiety symptoms during pregnancy, as well as the “baby blues,” increase the risk for a postpartum major depressive episode.
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Specifiers for Bipolar and Related Disorders 153 Peripartum-onset mood episodes can pres ent either with or without psychotic features. Infanticide is most often associated with postpartum psychotic episodes that are characterized by command hallucinations to kill the infant or delusions that the infant is possessed, but psychotic symptoms can also occur in severe postpar- tum mood episodes without such specific delusions or hallucinations. Postpartum mood (major depressive or manic) episodes with psychotic features appear to occur in from 1 in 500 to 1 in 1,000 deliveries and may be more common in primiparous women. The risk of postpartum episodes with psychotic features is particularly increased for women with prior postpartum mood episodes but is also elevated for those with a prior history of a depressive or bipolar disorder (especially bipolar I disorder) and those with a family history of bipolar disorders. Once a woman has had a postpartum episode with psychotic features, the risk of recurrence with each subsequent delivery is between 30% and 50%. Postpartum episodes must be differentiated from delirium occurring in the postpartum period, which is distinguished by a fluctuating level of awareness or attention. The postpar- tum period is unique with respect to the degree of neuroendocrine alterations and psychosocial adjustments, the potential impact of breast-feeding on treatment plan- ning, and the long-term implications of a history of postpartum mood disorder on sub- sequent family planning. With seasonal pattern: This specifier applies to the lifetime pattern of mood episodes. The essential feature is a regular seasonal pattern of at least one type of episode (i.e., mania, hypomania, or depression). The other types of episodes may not follow this pat-
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tern. For example, an individual may have seasonal manias, but his or her depressions do not regularly occur at a specific time of year. A. There has been a regular temporal relationship between the onset of manic, hypo- manic, or major depressive episodes and a particular time of the year (e.g., in the fall or winter) in bipolar I or bipolar II disorder. Note: Do not include cases in which there is an obvious effect of seasonally related psychosocial stressors (e.g., regularly being unemployed every winter). B. Full remissions (or a change from major depression to mania or hypomania or vice versa) also occur at a characteristic time of the year (e.g., depression disappears in the spring). C. In the last 2 years, the individual’s manic, hypomanic, or major depressive episodes have demonstrated a temporal seasonal relationship, as defined above, and no non-seasonal episodes of that polarity have occurred during that 2-year period. D. Seasonal manias, hypomanias, or depressions (as described above) substantially outnumber any nonseasonal manias, hypomanias, or depressions that may have occurred over the individual’s lifetime. Note: This specifier can be applied to the pattern of major depressive episodes in bipolar I disorder, bipolar II disorder, or major depressive disorder, recurrent. The essential feature is the onset and remission of major depressive episodes at char- acteristic times of the year. In most cases, the episodes begin in fall or winter and remit in spring. Less commonly, there may be recurrent summer depressive epi- sodes. This pattern of onset and remission of episodes must have occurred during at least a 2-year period, without any nonseasonal episodes occurring during this
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at least a 2-year period, without any nonseasonal episodes occurring during this period. In addition, the seasonal depressi ve episodes must substantially outnum- ber any nonseasonal depressive episodes over the individual’s lifetime. This specifier does not apply to those situations in which the pattern is better ex- plained by seasonally linked psychosocial stressors (e.g., seasonal unemployment or school schedule). Major depressive episodes that occur in a seasonal pattern
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154 Bipolar and Related Disorders are often characterized by prominent energy, hypersomnia, overeating, weight gain, and a craving for carbohydrates. It is unclear whether a seasonal pattern is more likely in recurrent major depressive di sorder or in bipolar disorders. However, within the bipolar disorders group, a seasonal pattern appears to be more likely in bipolar II disorder than in bipolar I disorder. In some individuals, the onset of manic or hypomanic episodes may also be linked to a particular season. The prevalence of winter-type seasonal pattern appears to vary with latitude, age, and sex. Prevalence increases with higher latitudes. Age is also a strong pre- dictor of seasonality, with younger persons at higher risk for winter depressive epi- sodes. Specify if: In partial remission: Symptoms of the immediately previous manic, hypomanic, or depressive episode are present, but full criteria are not met, or there is a period lasting less than 2 months without any significant symptoms of a manic, hypomanic, or major depressive episode following the end of such an episode. In full remission: During the past 2 months, no significant signs or symptoms of the disturbance were present. Specify current severity: Severity is based on the number of criterion symptoms, the severity of those symptoms, and the degree of functional disability. Mild: Few, if any, symptoms in excess of those required to meet the diagnostic criteria are present, the intensity of the symptoms is distressing but manageable, and the symptoms result in minor impairment in social or occupational functioning. Moderate: The number of symptoms, intensity of symptoms, and/or functional impair- ment are between those specified for “mild” and “severe.”
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ment are between those specified for “mild” and “severe.” Severe: The number of symptoms is substantially in excess of those required to make the diagnosis, the intensity of the symptoms is seriously distressing and unmanage- able, and the symptoms markedly interfere with social and occupational functioning.
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155Depressive Disorders Depressive disorders include disruptive mood dysregulation disorder, major depressive disorder (including major depressive episode), persistent depressive disorder (dysthymia), premenstrual dysphoric disord er, substance/medication-induced depres- sive disorder, depressive disord er due to another medical co ndition, other specified de- pressive disorder, and unspec ified depressive disorder. Unlike in DSM-IV, this chapter “Depressive Disorders” has been separated fr om the previous chapter “Bipolar and Re- lated Disorders.” The common feature of all of these disorders is the presence of sad, empty, or irritable mood, accompanied by somatic and cognitive changes that signifi- cantly affect the individual’s capacity to function. What differs among them are issues of duration, timing, or presumed etiology. In order to address concerns about the pote ntial for the overdiagnosis of and treatment for bipolar disorder in children, a new diagno sis, disruptive mood dysregulation disorder, referring to the presentation of children wi th persistent irritability and frequent episodes of extreme behavioral dyscontrol, is added to the depressive disorders for children up to 12 years of age. Its placement in this chapter reflects the finding that children with this symptom pattern typica lly develop unipolar depressive disorders or anxiety disorders, rather than bipolar disorders, as they mature into adolescence and adulthood. Major depressive disorder represents the clas sic condition in this gr oup of disorders. It is characterized by discrete episodes of at least 2 weeks’ duration (although most episodes last considerably longer) involving clear-cut changes in affect, cogn ition, and neurovege- tative functions and inter-episode remissions. A diagnosis based on a single episode is
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tative functions and inter-episode remissions. A diagnosis based on a single episode is possible, although the disorder is a recurrent one in the majori ty of cases. Careful consid- eration is given to the delineation of normal sadness and grief from a major depressive ep- isode. Bereavement may induce great suffering, but it does not typically induce an episode of major depressive disorder. When they do occur together, the depressive symptoms and functional impairment tend to be more seve re and the prognosis is worse compared with bereavement that is not accompanied by majo r depressive disorder. Bereavement-related depression tends to occur in persons with other vulnerabilities to depressive disorders, and recovery may be facilitated by antidepressant treatment. A more chronic form of depression, persiste nt depressive disorder (dysthymia), can be diagnosed when the mood disturbance continues for at least 2 years in adults or 1 year in children. This diagnosis, new in DSM-5, includes both the DSM-IV diagnostic categories of chronic major depression and dysthymia. After careful scientific review of the evid ence, premenstrual dy sphoric disorder has been moved from an appendix of DSM-IV (“ Criteria Sets and Axes Provided for Further Study”) to Section II of DSM-5. Almost 20 years of additional of research on this condition has confirmed a specific and treatment-responsi ve form of depressive disorder that begins sometime following ovulation and remits within a few days of menses and has a marked impact on functioning. A large number of substances of abuse, some prescribed medi cations, and several medical conditions can be associated with de pression-like phenomena. This fact is recog- nized in the diagnoses of substance/medicati on-induced depressive disorder and depres-
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nized in the diagnoses of substance/medicati on-induced depressive disorder and depres- sive disorder due to an other medical condition.
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156 Depressive Disorders Disruptive Mood Dysregulation Disorder Diagnostic Criteria 296.99 (F34.8) A. Severe recurrent temper outbursts manifested verbally (e.g., verbal rages) and/or be- haviorally (e.g., physical aggression toward people or property) that are grossly out of proportion in intensity or duration to the situation or provocation. B. The temper outbursts are inconsistent with developmental level. C. The temper outbursts occur, on aver age, three or more times per week. D. The mood between temper outbursts is persistently irritable or angry most of the day, nearly every day, and is observable by others (e.g., parents, teachers, peers). E. Criteria A–D have been present for 12 or more months. Throughout that time, the indi- vidual has not had a period lasting 3 or more consecutive months without all of the symptoms in Criteria A–D. F. Criteria A and D are present in at least two of three settings (i.e., at home, at school, with peers) and are severe in at least one of these. G. The diagnosis should not be made for the first time before age 6 years or after age 18 years. H. By history or observation, the age at onset of Criteria A–E is before 10 years. I. There has never been a distinct period lasting more than 1 day during which the full symptom criteria, except duration, fo r a manic or hypomanic episode have been met. Note: Developmentally appropriate mood elevation, such as occurs in the context of a highly positive event or its anticipation, should not be considered as a symptom of ma- nia or hypomania.
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nia or hypomania. J. The behaviors do not occur exclusively during an episode of major depressive disorder and are not better explained by another mental disorder (e.g., autism spectrum disor- der, posttraumatic stress disorder, separat ion anxiety disorder, persistent depressive disorder [dysthymia]). Note: This diagnosis cannot coexist with oppositional defiant disorder, intermittent ex- plosive disorder, or bipolar disorder, though it can coexist with others, including major depressive disorder, attention-deficit/hy peractivity disorder, conduct disorder, and substance use disorders. Individuals whose symptoms meet criteria for both disruptive mood dysregulation disorder and oppositional defiant disorder should only be given the diagnosis of disruptive mood dysregulation disorder. If an individual has ever experi- enced a manic or hypomanic episode, the diagnosis of disruptive mood dysregulation disorder should not be assigned. K. The symptoms are not attributable to the physiological effects of a substance or to an- other medical or neurological condition. Diagnostic Features The core feature of disruptive mood dysregulat ion disorder is chronic, severe persistent ir- ritability. This severe irritability has two prominent clinical mani festations, the first of which is frequent temper outbursts. These ou tbursts typically occur in response to frus- tration and can be verbal or behavioral (the la tter in the form of aggression against prop- erty, self, or others). They must occur frequent ly (i.e., on average, three or more times per week) (Criterion C) over at least 1 year in at least two settings (Criteria E and F), such as in the home and at school, and th ey must be developmentally inappropriate (Criterion B).
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the home and at school, and th ey must be developmentally inappropriate (Criterion B). The second manifestation of severe irritability consists of chronic, persistently irritable or angry mood that is present between the severe temper outbursts. This irritable or angry mood must be characteristic of the child, bein g present most of the day, nearly every day, and noticeable by others in the child’s environment (Criterion D).
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Disruptive Mood Dysregulation Disorder 157 The clinical presentation of disruptive mo od dysregulation disord er must be carefully distinguished from presentations of other, re lated conditions, particularly pediatric bi- polar disorder. In fact, disruptive mood dy sregulation disorder was added to DSM-5 to address the considerable concern about the appropriate classification and treatment of children who present with chronic, persistent irritability relative to children who present with classic (i.e., episo dic) bipolar disorder. Some researchers view severe, non-episodic ir ritability as characteristic of bipolar dis- order in children, although both DSM-IV and DSM-5 require that both children and adults have distinct episodes of mania or hypomania to qualify for the diagnosis of bipolar I dis- order. During the latter decades of the 20th century, this contention by researchers that severe, nonepisodic irritability is a manifestat ion of pediatric mania coincided with an up- surge in the rates at which clinicians assigned the diagnosis of bipolar disorder to their pediatric patients. This sharp increase in rates appears to be attributab le to clinicians com- bining at least two clinical presentations into a single category. That is, both classic, epi- sodic presentations of mania and non-episodic presentations of severe irritability have been labeled as bipolar disorder in children. In DSM-5, the term bipolar disorder is explicitly reserved for episodic presentations of bipolar symptoms. DSM-IV did not include a diagno- sis designed to capture youths whose hallmar k symptoms consisted of very severe, non- episodic irritability, whereas DSM-5, with the inclusion of disruptive mood dysregulation disorder, provides a distinct ca tegory for such presentations. Prevalence
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disorder, provides a distinct ca tegory for such presentations. Prevalence Disruptive mood dysregulatio n disorder is common among children presenting to pedi- atric mental health clinics. Prevalence estima tes of the disorder in the community are un- clear. Based on rates of chronic and severe pe rsistent irritability, which is the core feature of the disorder, the overall 6-month to 1-year period-prevale nce of disruptive mood dys- regulation disorder among children and adolescents probably falls in the 2%–5% range. However, rates are expected to be higher in males and school-age children than in females and adolescents. Development and Course The onset of disruptive mood dysregulation diso rder must be before age 10 years, and the diagnosis should not be applied to children with a developmental age of less than 6 years. It is unknown whether the condition presents only in this age-delimited fashion. Because the symptoms of disruptive mood dysregulat ion disorder are likely to change as children mature, use of the diagnosis shou ld be restricted to age grou ps similar to those in which validity has been established (7–18 years). A pproximately half of children with severe, chronic irritability will have a presentation that continues to meet crit eria for the condition 1 year later. Rates of conversion from seve re, nonepisodic irritability to bipolar disorder are very low. Instead, children with chronic irritability are at risk to develop unipolar de- pressive and/or anxiety disorders in adulthood. Age-related variations also differentiate cl assic bipolar disorder and disruptive mood dysregulation disorder. Rates of bipolar disorder generally are very low prior to adoles-
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dysregulation disorder. Rates of bipolar disorder generally are very low prior to adoles- cence (<1%), with a steady increase into early adulthood (1%–2% prevalence). Disruptive mood dysregulation disorder is more common th an bipolar disorder prior to adolescence, and symptoms of the condition generally be come less common as children transition into adulthood. Risk and Prognostic Factors Temperamental. Children with chronic irritability typically exhibit complicated psy- chiatric histories. In such children, a relati vely extensive history of chronic irritability is
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158 Depressive Disorders common, typically manifesting be fore full criteria for the syndrome are met. Such predi- agnostic presentations may have qualified for a diagnosis of oppositional defiant disorder. Many children with disruptive mood dysregulation disorder have symptoms that also meet criteria for atte ntion-deficit/hyperactivity disorder (ADHD) and for an anxiety dis- order, with such diagnoses often being presen t from a relatively early age. For some chil- dren, the criteria for major depres sive disorder may also be met. Genetic and physiological. In terms of familial aggregat ion and genetics, it has been suggested that children presenting with chronic, non-episodic irritability can be differen- tiated from children with bipolar disorder in their family-based risk. However, these two groups do not differ in familial rates of anxi ety disorders, unipolar depressive disorders, or substance abuse. Compared with children with pediatric bipolar disorder or other men- tal illnesses, those with disruptive mood dy sregulation disorder exhibit both commonal- ities and differences in information-proce ssing deficits. For example, face-emotion labeling deficits, as well as perturbed decision making and cognitive control, are present in children with bipolar disorder and chronica lly irritable children, as well as in children with some other psychiatric conditions. There is also evidence for disorder-specific dys- function, such as during tasks assessing atte ntion deployment in response to emotional stimuli, which has demonstrated unique signs of dysfunction in children with chronic ir- ritability. Gender-Related Diagnostic Issues Children presenting to clinics with features of disruptive mood dysr egulation disorder are predominantly male. Among co mmunity samples, a male pr eponderance appears to be
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supported. This difference in prevalence betw een males and females differentiates disrup- tive mood dysregulation disord er from bipolar disorder, in which there is an equal gender prevalence. Suicide Risk In general, evidence documenting suicidal be havior and aggression, as well as other se- vere functional consequences, in disruptive mood dysregulation diso rder should be noted when evaluating children with chronic irritability. Functional Consequences of Disruptive Mood Dy sregulation Disorder Chronic, severe irritability, su ch as is seen in disruptive mood dysregulation disorder, is associated with marked disruption in a child’ s family and peer relationships, as well as in school performance. Because of their extrem ely low frustration tole rance, such children generally have difficulty succeeding in school; they are often unable to participate in the activities typically enjoyed by healthy children; their family life is severely disrupted by their outbursts and irritability; and they have trouble initiating or sustaining friendships. Levels of dysfunction in childr en with bipolar disorder and disruptive mood dysregulation disorder are generally comparable. Both condit ions cause severe disruption in the lives of the affected individual and their families. In both disruptive mood dysregulation disorder and pediatric bipolar disorder, dangerous behavi or, suicidal ideation or suicide attempts, severe aggression, and psychiatric hospitalization are common. Differential Diagnosis Because chronically irritable children and adolescents typically present with complex histo- ries, the diagnosis of disruptive mood dysreg ulation disorder must be made while consid- ering the presence or absence of multiple ot her conditions. Despite the need to consider
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Disruptive Mood Dysregulation Disorder 159 many other syndromes, differentiation of disr uptive mood dysregulation disorder from bi- polar disorder and oppositional defiant disorder requires pa rticularly careful assessment. Bipolar disorders. The central feature differentiating disruptive mood dysregulation disor- der and bipolar disorders in children involves the longitudinal course of the core symptoms. In children, as in adults, bipolar I disorder and bipo lar II disorder manifest as an episodic illness with discrete episodes of mood perturbation that can be differentiated from the child’s typical presentation. The mood perturbation that occurs during a manic episode is distinctly different from the child’s usual mood. In addition, during a manic episode, the change in mood must be accompanied by the onset, or worsening, of associated cognitive, behavioral, and physical symptoms (e.g., distractibility, increased goal-dir ected activity), which are also present to a de- gree that is distinctly different from the child’s usual baseline. Thus, in the case of a manic ep- isode, parents (and, depending on developmental level, children) should be able to identify a distinct time period during which the child’s mood and behavior were markedly different from usual. In contrast, the irritability of disr uptive mood dysregulation disorder is persistent and is present over many months; while it may wax and wane to a certain degree, severe irri- tability is characteristic of the child with disr uptive mood dysregulation disorder. Thus, while bipolar disorders are episodic conditions, disrup tive mood dysregulation disorder is not. In fact, the diagnosis of di sruptive mood dysregulation disorder cannot be assi gned to a child
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who has ever experienced a full-duration hypoma nic or manic episode (irritable or euphoric) or who has ever had a manic or hypomanic epis ode lasting more than 1 day. Another central differentiating feature between bipolar disorder s and disruptive mood dysregulation disorder is the presence of elevated or expansive mood and grandiosity. These symptoms are common features of mania but are not characteristic of disruptive mood dy sregulation disorder. Oppositional defiant disorder. While symptoms of opposition al defiant disorder typi- cally do occur in children with disruptive mood dysregulation disorder, mood symptoms of disruptive mood dysregulation disorder ar e relatively rare in children with opposi- tional defiant disorder. The key features that warrant the diagnosis of disruptive mood dysregulation disorder in children whose sympto ms also meet criteria for oppositional de- fiant disorder are the presence of severe an d frequently recurrent outbursts and a persis- tent disruption in mood betw een outbursts. In addition, the diagnosis of disruptive mood dysregulation disorder requires severe impairment in at least one setting (i.e., home, school, or among peers) and mild to moderate impairment in a second setting. For this rea- son, while most children whose symptoms meet criteria for disrup tive mood dysregula- tion disorder will also have a presentation that meets criteria fo r oppositional defiant disorder, the reverse is not the case. That is, in only approximately 15% of individuals with oppositional defiant disorder would criteria for disruptive mood dysregulation disorder be met. Moreover, even for child ren in whom criteria for both disorders are met, only the diagnosis of disruptive mood dysregulation disorder should be made. Finally, both the
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diagnosis of disruptive mood dysregulation disorder should be made. Finally, both the prominent mood symptoms in disruptive mood dysregulation disorder and the high risk for depressive and anxiety disorders in follow -up studies justify placement of disruptive mood dysregulation disorder among the depr essive disorders in DSM-5. (Oppositional defiant disorder is included in the chapter “Disruptive, Impulse-Control, and Conduct Disorders.”) This reflects the more prominent mood comp onent among individuals with
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defiant disorder is included in the chapter “Disruptive, Impulse-Control, and Conduct Disorders.”) This reflects the more prominent mood comp onent among individuals with disruptive mood dysregulation disorder, as compared with individuals with oppositional defiant disorder. Nevertheless, it also should be noted that disruptive mood dysregulation disorder appears to carry a high risk for be havioral pr oblems as well as mood problems. Attention-deficit/hyperactivity disorder, ma jor depressive disorder, anxiety disorders, and autism spectrum disorder. Unlike children diagnosed with bipolar disorder or op- positional defiant disorder, a child whose sy mptoms meet criteria for disruptive mood dysregulation disorder also can receive a co morbid diagnosis of ADHD, major depressive disorder, and/or anxiety disorder. However, children whose irritability is present only in the context of a major depressive episode or persistent depressive disorder (dysthymia)
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160 Depressive Disorders should receive one of those di agnoses rather than disrupti ve mood dysregulation disor- der. Children with disruptive mood dysregul ation disorder may have symptoms that also meet criteria for an anxiety disorder and can receive both diagnoses, but children whose ir- ritability is manifest only in the context of exacerbation of an anxiety disorder should re- ceive the relevant anxiety disorder diagnosis rather than disruptive mood dysregulation disorder. In addition, children with autism spectrum diso rders frequently present with temper outbursts when, for example, their rout ines are disturbed. In that instance, the temper outbursts would be considered secondary to the au tism spectrum disorder, and the child should not receive the diagnosis of disruptive mood dysregulation disorder. Intermittent explosive disorder. Children with symptoms su ggestive of intermittent explosive disorder present with instances of severe temper outburst s, much like children with disruptive mood dysregulation disorder. However, unlike disruptive mood dysreg- ulation disorder, intermittent explosive disorder does not re quire persistent disruption in mood between outbursts. In addition, intermittent explosive disorder requires only 3 months of active symptoms, in contrast to the 12- month requirement for disruptive mood dys- regulation disorder. Thus, these two diagnoses should not be made in the same child. For children with outbursts and intercurrent, persis tent irritability, only the diagnosis of dis- ruptive mood dysregulation disorder should be made. Comorbidity Rates of comorbidity in disruptive mood dysr egulation disorder are extremely high. It is rare to find individuals whose symptoms meet criteria for disrupti ve mood dysregulation disorder alone. Comorbidity between disrupti ve mood dysregulatio n disorder and other
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DSM-defined syndromes appears higher than for many other pediatric mental illnesses; the strongest overlap is with oppositional de fiant disorder. Not only is the overall rate of comorbidity high in disruptive mood dysregul ation disorder, but also the range of comor- bid illnesses appears particularly diverse. These children typically present to the clinic with a wide range of disruptive behavior , mood, anxiety, and even autism spectrum symptoms and diagnoses. Howe ver, children with disruptive mood dysregulation disor- der should not have symptoms that meet criter ia for bipolar disorder, as in that context, only the bipolar disorder di agnosis should be made. If children have symptoms that meet criteria for oppositional defiant disorder or intermittent explosive disorder and disruptive mood dysregulation disorder, only the diagnosis of disruptive mood dysregulation disor- der should be assigned. Also, as noted earlier, the diagnosis of disruptive mood dysregu- lation disorder should not be assigned if the symptoms occur only in an anxiety- provoking context, when the routines of a ch ild with autism spectrum disorder or obses- sive-compulsive disorder are disturbed, or in the context of a major depressive episode. Major Depressive Disorder Diagnostic Criteria A. Five (or more) of the following symptoms have been present during the same 2-week period and represent a change from previous functioning; at least one of the symptoms is either (1) depressed mood or (2) loss of interest or pleasure. Note: Do not include symptoms that are clearly attributable to another medical condition. 1. Depressed mood most of the day, nearly every day, as indicated by either subjec- tive report (e.g., feels sad, empty, hopeless) or observation made by others (e.g.,
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appears tearful). ( Note: In children and adolescents, can be irritable mood.) 2. Markedly diminished interest or pleasure in al l, or almost all, activities most of the day, nearly every day (as indicated by either subjective account or observation).
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Major Depressive Disorder 161 3. Significant weight loss when not dieting or weight gain (e.g., a change of more than 5% of body weight in a month), or decreas e or increase in appetite nearly every day. (Note: In children, consider failure to make expected weight gain.) 4. Insomnia or hypersomnia nearly every day. 5. Psychomotor agitation or retardation nearly every day (observable by others, not merely subjective feelings of restlessness or being slowed down). 6. Fatigue or loss of energy nearly every day. 7. Feelings of worthlessness or excessive or inappropriate guilt (which may be delu- sional) nearly every day (not merely self-reproach or guilt about being sick). 8. Diminished ability to think or concentrate, or indecisiveness, nearly every day (ei- ther by subjective account or as observed by others). 9. Recurrent thoughts of death (not just fear of dying), recurrent suicidal ideation with- out a specific plan, or a suicide attempt or a specific plan for committing suicide. B. The symptoms cause clinically significant distress or impairment in social, occupa- tional, or other important areas of functioning. C. The episode is not attributable to the physiological effects of a substance or to another medical condition. Note: Criteria A–C represent a major depressive episode. Note: Responses to a significant loss (e.g., bereavement, financial ruin, losses from a nat- ural disaster, a serious medical illness or disa bility) may include the feelings of intense sad- ness, rumination about the loss, insomnia, poor appetite, and weight loss noted in Criterion A, which may resemble a depressive episode. Although such symptoms may be understand- able or considered appropriate to the loss, the presence of a major depressive episode in
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able or considered appropriate to the loss, the presence of a major depressive episode in addition to the normal response to a significant loss should also be carefully considered. This decision inevitably requires the ex ercise of clinical judgment ba sed on the individual’s history and the cultural norms for the expression of distress in the context of loss.1 D. The occurrence of the major depressive episode is not better explained by schizoaf- fective disorder, schizophrenia, schizophreniform disorder, delusional disorder, or other specified and unspecified schizophrenia s pectrum and other psychotic disorders. E. There has never been a manic episode or a hypomanic episode. Note: This exclusion does not apply if all of the manic-like or hypomanic-like episodes are substance-induced or are attributable to the physiological effects of another med- ical condition. 1In distinguishing grief from a major depressive episode (MDE), it is useful to consider that in grief the predominant affect is feelings of emptiness and loss, while in MDE it is persistent depressed mood and the inability to anticipate happiness or pleasure. The dysphoria in grief is likely to decrease in intensity over days to weeks and occurs in waves, the so-called pangs of grief. These waves tend to be associated with thoughts or reminders of the deceased. The depressed mood of MDE is more persistent and not tied to specific thoughts or preoccupations. The pain of grief may be accompanied by positi ve emotions and humor th at are uncharacteristic of the pervasive unhappiness and misery characteristic of MDE. The thought content associated with grief generally features a preoccupation with thoughts and memories of the deceased, rather than the self-critical or pessimistic ruminati ons seen in MDE. In grief, self-esteem is gener-
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ally preserved, whereas in MDE feelings of wort hlessness and self-loathing are common. If self- derogatory ideation is present in grief, it ty pically involves perceived failings vis-à-vis the deceased (e.g., not visiting frequently enough, no t telling the deceased how much he or she was loved). If a bereaved individual thinks abou t death and dying, such thoughts are generally focused on the deceased and possibly about “joining” the de ceased, whereas in MDE such
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loved). If a bereaved individual thinks abou t death and dying, such thoughts are generally focused on the deceased and possibly about “joining” the de ceased, whereas in MDE such thoughts are focused on ending one’s own life because of feeling worthless, undeserving of life, or unable to cope with the pain of depression.
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162 Depressive Disorders Coding and Recording Procedures The diagnostic code for major depressive disorder is based on whether this is a single or recurrent episode, current severity, presence of psychotic features, and remission status. Current severity and psychotic features are only indicated if full criteria are currently met for a major depressive episode. Remission specifiers are only indicated if the full criteria are not currently met for a major depressive episode. Codes are as follows: In recording the name of a diagnosis, terms should be listed in the following order: major depressive disorder, single or recurrent epis ode, severity/psychotic/remission specifiers, followed by as many of the following specifiers without codes that apply to the current episode. Specify: With anxious distress (p. 184) With mixed features (pp. 184–185) With melancholic features (p. 185) With atypical features (pp. 185–186) With mood-congruent psychotic features (p. 186) With mood-incongruen t psychotic features (p. 186) With catatonia (p. 186). Coding note: Use additional code 293.89 (F06.1). With peripartum onset (pp. 186–187) With seasonal pattern (recurrent episode only) (pp. 187–188) Diagnostic Features The criterion symptoms for majo r depressive disorder must be present nearly every day to be considered present, with the exception of weight change and suicidal ideation. De- pressed mood must be present for most of the day, in addition to being present nearly ev- ery day. Often insomnia or fatigue is the presenting complaint, and failure to probe for accompanying depressive symptoms will result in underdiagnosis. Sadness may be de-
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accompanying depressive symptoms will result in underdiagnosis. Sadness may be de- nied at first but may be elicit ed through interview or inferred from facial expression and demeanor. With individuals wh o focus on a somatic complaint, clinicians should de- termine whether the distress from that comp laint is associated with specific depressive symptoms. Fatigue and sleep disturbance are present in a high propor tion of cases; psy- chomotor disturbances are much less common but are indicative of greater overall sever- ity, as is the presence of delu sional or near-delusional guilt.Severity/course specifier Single episode Recurrent episode* Mild (p. 188) 296.21 (F32.0) 296.31 (F33.0) Moderate (p. 188) 296.22 (F32.1) 296.32 (F33.1) Severe (p. 188) 296.23 (F32.2) 296.33 (F33.2) With psychotic features** (p. 186) 296.24 (F32.3) 296.34 (F33.3) In partial remission (p. 188) 296.25 (F32.4) 296.35 (F33.41) In full remission (p. 188) 296.26 (F32.5) 296.36 (F33.42) Unspecified 296.20 (F32.9) 296.30 (F33.9) *For an episode to be considered recurrent, there must be an interval of at least 2 consecutive months between separate episodes in which criteria are no t met for a major depressive episode. The defini-
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tions of specifiers are found on the indicated pages. **If psychotic features are present, code the “with psychotic features ” specifier irrespective of epi- sode severity.
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Major Depressive Disorder 163 The essential feature of a major depressive episode is a period of at least 2 weeks during which there is either depressed mood or the loss of interest or pleasure in nearly all activi- ties (Criterion A). In children and adolescents, the mood may be irritable rather than sad. The individual must also expe rience at least four additional symptoms drawn from a list that includes changes in appetite or weigh t, sleep, and psychomotor activity; decreased en- ergy; feelings of worthlessness or guilt; difficulty thinking, co ncentrating, or making deci- sions; or recurrent thoughts of death or suicid al ideation or suicide plans or attempts. To count toward a major depressive episode, a sy mptom must either be newly present or must have clearly worsened compared with the person’s pre- episode status. The symptoms must persist for most of the day, nearly every day, for at least 2 consecutive weeks. The ep- isode must be accompanied by clinically signif icant distress or impairment in social, occu- pational, or other important areas of func tioning. For some in dividuals with milder episodes, functioning may appear to be normal but requires markedly increased effort. The mood in a major depressive episode is of ten described by the person as depressed, sad, hopeless, discouraged, or “down in the du mps” (Criterion A1). In some cases, sadness may be denied at first but may subsequently be elicited by interview (e.g., by pointing out that the individual looks as if he or she is ab out to cry). In some individuals who complain of feeling “blah,” having no feelings, or feeling anxious, the presence of a depressed mood can be inferred from the pers on’s facial expression and de meanor. Some individuals em-
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can be inferred from the pers on’s facial expression and de meanor. Some individuals em- phasize somatic complaints (e.g., bodily aches and pains) rather than reporting feelings of sadness. Many individuals report or exhibit in creased irritability (e.g., persistent anger, a tendency to respond to events with angry outbursts or blaming ot hers, an exaggerated sense of frustration over minor matters). In ch ildren and adolescents, an irritable or cranky mood may develop rather than a sad or dejected mood. This presenta tion should be dif- ferentiated from a pattern of irritability when frustrated. Loss of interest or pleasure is nearly always present, at least to some degree. Individ- uals may report feeling less interested in hobb ies, “not caring anymore,” or not feeling any enjoyment in activities that were previously considered pleasurable (Criterion A2). Family members often notice social withdrawal or ne glect of pleasurable avocations (e.g., a for- merly avid golfer no longer plays, a child who used to enjoy soccer finds excuses not to practice). In some individuals, there is a significant reduction from previous levels of sex- ual interest or desire. Appetite change may involve either a redu ction or increase. Some depressed individ- uals report that they have to force themselv es to eat. Others may eat more and may crave specific foods (e.g., sweets or other carbohydrates). When appetite changes are severe (in either direction), there may be a significant loss or gain in weight, or , in children, a failure to make expected weight gains may be noted (Criterion A3). Sleep disturbance may take the form of either difficulty sleepin g or sleeping exces-
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Sleep disturbance may take the form of either difficulty sleepin g or sleeping exces- sively (Criterion A4). When insomnia is presen t, it typically takes the form of middle in- somnia (i.e., waking up during the night an d then having difficulty returning to sleep) or terminal insomnia (i.e., waking too early and be ing unable to return to sleep). Initial in- somnia (i.e., difficulty falling asleep) may al so occur. Individuals who present with over- sleeping (hypersomn ia) may experience prolonged sleep episodes at night or increased daytime sleep. Sometimes the reason that the individual seeks trea tment is for the dis- turbed sleep.
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sleeping (hypersomn ia) may experience prolonged sleep episodes at night or increased daytime sleep. Sometimes the reason that the individual seeks trea tment is for the dis- turbed sleep. Psychomotor changes include agitation (e.g., the inabili ty to sit still, pacing, hand- wringing; or pulling or rubbing of the skin, cl othing, or other objects) or retardation (e.g., slowed speech, thinking, and body movements; increased pauses before answering; speech that is decreased in vo lume, inflection, amount, or variety of content, or muteness) (Criterion A5). The psychomotor agitation or retardation must be severe enough to be ob- servable by others and not repres ent merely subjective feelings. Decreased energy, tiredness, and fatigue are common (Criterion A6). A person may re- port sustained fatigue without physical exertion . Even the smallest ta sks seem to require
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164 Depressive Disorders substantial effort. The efficiency with whic h tasks are accomplished may be reduced. For example, an individual may complain that washing and dressing in the morning are ex- hausting and take twice as long as usual. The sense of worthlessness or guilt associated with a major depressive episode may in- clude unrealistic negative evaluations of one’ s worth or guilty preoccupations or rumina- tions over minor past failings (Criterion A7). Such individu als often misinterpret neutral or trivial day-to-day events as evidence of personal defects and have an exaggerated sense of responsibility for untoward events. The sens e of worthlessness or guilt may be of delu- sional proportions (e.g., an individual who is convinced that he or she is personally re- sponsible for world poverty). Blaming oneself for being sick and for failing to meet occupational or interpersonal responsibilities as a result of the depression is very common and, unless delusional, is not consider ed sufficient to meet this criterion. Many individuals report impaired ability to think, concentrate, or make even minor decisions (Criterion A8). They may appear ea sily distracted or complain of memory diffi- culties. Those engaged in cogn itively demanding pursuits are often unable to function. In children, a precipitous drop in grades may reflect poor concentratio n. In elderly individ- uals, memory difficulties may be the chief co mplaint and may be mistaken for early signs of a dementia (“pseudodementia”). When th e major depressive ep isode is successfully treated, the memory problems often fully abate. However, in some individuals, particu- larly elderly persons, a major depressive ep isode may sometimes be the initial presenta- tion of an irreve rsible dementia.
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tion of an irreve rsible dementia. Thoughts of death, suicidal ideation, or suicide attempts (Cri terion A9) are common. They may range from a passive wish not to aw aken in the morning or a belief that others would be better off if the individual were dead , to transient but recurrent thoughts of com- mitting suicide, to a specific suicide plan. Mo re severely suicidal individuals may have put their affairs in order (e.g., up dated wills, settled debts), acqu ired needed materials (e.g., a rope or a gun), and chosen a location and time to accomplish the suicide. Motivations for suicide may include a desire to give up in th e face of perceived insurmountable obstacles, an intense wish to end what is perceived as an unending and excruciatingly painful emo- tional state, an inability to fo resee any enjoyment in life, or the wish to not be a burden to others. The resolution of such thinking may be a more meaningful measure of diminished suicide risk than denial of further plans for suicide. The evaluation of the symptoms of a major depressive episode is especially difficult when they occur in an indivi dual who also has a general me dical condition (e.g., cancer, stroke, myocardial infarction, diabetes, pregna ncy). Some of the criterion signs and symp- toms of a major depressive episode are iden tical to those of general medical conditions (e.g., weight loss with untreated diabetes; fatigue with cancer; hypersomnia early in preg- nancy; insomnia later in pregnancy or the postpartum). Such symp toms count toward a major depressive diagnosis except when they are clearly and fully attributable to a general medical condition. Nonv egetative symptoms of dysphoria, anhedonia, guilt or worthless-
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ness, impaired concentration or indecision, an d suicidal thoughts should be assessed with particular care in such cases. Definitions of major depressive episodes that have been mod- ified to include only these nonvegetative sympto ms appear to identify nearly the same in- dividuals as do the full criteria. Associated Features Supporting Diagnosis Major depressive disorder is a ssociated with high mortality, much of which is accounted
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dividuals as do the full criteria. Associated Features Supporting Diagnosis Major depressive disorder is a ssociated with high mortality, much of which is accounted for by suicide; however, it is not the only cause. For example, depressed individuals ad- mitted to nursing homes have a markedly increased likelihood of death in the first year. In- dividuals frequently present with tearfulness, irritability, brooding , obsessive rumination, anxiety, phobias, excessive worry over physical he alth, and complaints of pain (e.g., head- aches; joint, abdominal, or other pains). In children, separation anxiety may occur.
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Major Depressive Disorder 165 Although an extensive literature exists de scribing neuroanatomi cal, neuroendocrino- logical, and neurophysiological correlates of major depressive disord er, no laboratory test has yielded results of sufficient sensitivity and specificity to be used as a diagnostic tool for this disorder. Until recently, hypothalamic-pit uitary-adrenal axis hyperactivity had been the most extensively investigated abnormalit y associated with major depressive episodes, and it appears to be associated with melancho lia, psychotic features, and risks for eventual suicide. Molecular studies have also implicated peripheral factors, including genetic vari- ants in neurotrophic factors and pro-inflammatory cytokines. A dditionally, functional magnetic resonance imaging stud ies provide evidence for functional ab normalities in spe- cific neural systems supporting emotion processing, reward seeking, and emotion regula- tion in adults with major depression. Prevalence Twelve-month prevalence of major depressive disorder in the United States is approximately 7%, with marked differences by age group such th at the prevalence in 18- to 29-year-old indi- viduals is threefold higher than the prevalence in individuals age 60 years or older. Females ex- perience 1.5- to 3-fold higher rates th an males beginning in early adolescence. Development and Course Major depressive disorder may first appear at any age, but the likelihood of onset in- creases markedly with puberty. In the United States, incidence appears to peak in the 20s; however, first onset in la te life is not uncommon. The course of major depressive disorder is quite variable, such that some individuals rarely, if ever, experience re mission (a period of 2 or more months with no symptoms, or
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only one or two symptoms to no more than a mild degree), while others experience many years with few or no symptoms between discrete episodes. It is important to distinguish individuals who present for treatment during an exacerbation of a chronic depressive ill- ness from those whose symptoms developed recently. Chronicity of depressive symptoms substantially increases the likelihood of underlying personality, anxiety, and substance use disorders and decreases the likelihood that treatment will be followed by full symp- tom resolution. It is therefore useful to ask individuals presenting with depressive symp- toms to identify the last period of at least 2 months during wh ich they were entirely free of depressive symptoms. Recovery typically begins within 3 months of onset for two in five individuals with ma- jor depression and within 1 year for four in five individuals. Recency of onset is a strong determinant of the likelihood of near-term recovery, and many individuals who have been depressed only for several months can be expe cted to recover sponta neously. Features as- sociated with lower recovery rates, other th an current episode duration, include psychotic features, prominent anxiety, persona lity disorders, and symptom severity. The risk of recurrence become s progessively lower over time as the duration of re- mission increases. The risk is higher in in dividuals whose preceding episode was severe, in younger individuals, and in individuals who have already experienced multiple epi- sodes. The persistence of even mild depressive symptoms du ring remission is a powerful predictor of recurrence. Many bipolar illnesses begin with one or mo re depressive episodes, and a substantial proportion of individuals who initially appear to have ma jor depressive disorder will prove, in time, to instead have a bipolar disorder. This is more likely in individuals with
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prove, in time, to instead have a bipolar disorder. This is more likely in individuals with onset of the illness in adolescence, those with psychotic features, and those with a family history of bipolar illness. The presence of a “with mixed feat ures” specifier also increases the risk for future manic or hypomanic diagnosis. Major depr essive disorder, particularly
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history of bipolar illness. The presence of a “with mixed feat ures” specifier also increases the risk for future manic or hypomanic diagnosis. Major depr essive disorder, particularly with psychotic features, may al so transition into schizophre nia, a change that is much more frequent than the reverse.
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166 Depressive Disorders Despite consistent differences between gender s in prevalence rates for depressive disor- ders, there appear to be no clear differences by gender in phenomenology, course, or treat- ment response. Similarly, there are no clear effe cts of current age on the course or treatment response of major depressive disorder. Some symptom differe nces exist, though, such that hypersomnia and hyperphagia ar e more likely in younger individuals, and melancholic symptoms, particularly psychomotor disturbances, are more common in older individuals. The likelihood of suicide attempts lessens in mi ddle and late life, although the risk of com- pleted suicide does not. Depressions with ea rlier ages at onset are more familial and more likely to involve personality disturbances. The course of major depressive disorder within individuals does not generally change with aging. Mean times to recovery appear to be sta- ble over long periods, and the likelihood of be ing in an episode does not generally increase or decrease with time. Risk and Prognostic Factors Temperamental. Neuroticism (negative affectivity) is a well-established risk factor for the onset of major depressive disorder, and high le vels appear to render individuals more likely to develop depressive episodes in re sponse to stressful life events. Environmental. Adverse childhood experiences, part icularly when there are multiple experiences of diverse types, constitute a set of potent risk factors for major depressive dis- order. Stressful life events are well recognized as precipitants of major depressive epi- sodes, but the presence or absence of adverse life events near the onset of episodes does not appear to provide a useful guide to prognosis or treatment selection. Genetic and physiological. First-degree family members of individuals with major de-
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Genetic and physiological. First-degree family members of individuals with major de- pressive disorder have a risk for major depres sive disorder two- to fourfold higher than that of the general population. Relative risks appear to be higher for early-onset and re- current forms. Heritability is a pproximately 40%, and the personality trait neuroticism ac- counts for a substantial port ion of this genetic liability. Course modifiers. Essentially all major nonm ood disorders increase the risk of an indi- vidual developing depression. Major depressive episodes th at develop against the back- ground of another disorder of ten follow a more refractory course. Substance use, anxiety, and borderline personality diso rders are among the most common of these, and the pre- senting depressive symptoms may obscure an d delay their recognition. However, sus- tained clinical improvement in depressive symptoms may depend on the appropriate treatment of underlying illnesses. Chronic or disabling medical conditions also increase risks for major depressive episod es. Such prevalent illnesses as diabetes, morbid obesity, and cardiovascular disease are often complicated by depressive episodes, and these epi- sodes are more likely to become chronic than are depressive episodes in medically healthy individuals. Culture-Related Diagnostic Issues Surveys of major depressive disorder across diverse cultures have shown sevenfold dif- ferences in 12-month prevalen ce rates but much more consistency in female-to-male ratio, mean ages at onset, and the degree to which presence of the disorder raises the likelihood of comorbid substance abuse. While these findings suggest substantial cultural differences in the expression of major depressive disord er, they do not permit simple linkages be- tween particular cultures and the likelihoo d of specific symptoms. Rather, clinicians
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tween particular cultures and the likelihoo d of specific symptoms. Rather, clinicians should be aware that in most countries the majority of cases of depression go unrecog- nized in primary care settings and that in ma ny cultures, somatic sy mptoms are very likely to constitute the presenting complaint. Among the Criterion A symptoms, insomnia and loss of energy are the most uniformly reported.
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Major Depressive Disorder 167 Gender-Related Diagnostic Issues Although the most reproducible finding in th e epidemiology of major depressive disorder has been a higher prevalence in females, th ere are no clear differences between genders in symptoms, course, treatment response, or functional consequences. In women, the risk for suicide attempts is higher, and the risk for suicide completion is lower. The disparity in suicide rate by gender is not as great among th ose with depressive disorders as it is in the population as a whole. Suicide Risk The possibility of suicidal behavior exists at all times during major depressive episodes. The most consistently described risk factor is a past history of suicide attempts or threats, but it should be remembered that most comp leted suicides are not preceded by unsuccess- ful attempts. Other features associated with an increased risk for completed suicide include male sex, being single or living alone, and having prominent feelings of hopeless- ness. The presence of borderline personality disorder markedly increases risk for future suicide attempts. Functional Consequences of Major Depressive Disorder Many of the functional consequences of major depressive disorder derive from individual symptoms. Impairment can be very mild, such th at many of those who interact with the af- fected individual are unaware of depressive symptoms. Impairment may, however, range to complete incapacity such that the depressed individual is unable to attend to basic self- care needs or is mute or catatonic. Among individuals seen in ge neral medical settings, those with major depressive disorder have more pain and physical illness and greater de- creases in physical, social, and role functioning. Differential Diagnosis Manic episodes with irritable mood or mixed episodes. Major depressive episodes with prominent irritable mood may be difficu lt to distinguish from manic episodes with
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with prominent irritable mood may be difficu lt to distinguish from manic episodes with irritable mood or from mixed episodes. This di stinction requires a careful clinical evalua- tion of the presence of manic symptoms. Mood disorder due to another medical condition. A major depressive episode is the appropriate diagnosis if the mood disturbance is not judged, based on individual history, physical examination, and laboratory findings, to be the direct pathophysiological conse- quence of a specific medical condition (e.g., multiple sclerosis, st roke, hypothyroidism). Substance/medication-induced de pressive or bipolar disorder. This disorder is distin- guished from major depressive disorder by the fact that a substance (e.g., a drug of abuse, a medication, a toxin) appears to be etiologically related to the mood disturbance. For ex- ample, depressed mood that occurs only in the context of withdrawal from cocaine would be diagnosed as cocaine-induced depressive disorder. Attention-deficit/hyperactivity disorder. Distractibility and low frustration tolerance can occur in both attention-deficit/ hypera ctivity disorder and a major depressive epi- sode; if the criteria are met for both, attention-deficit/hyperactivity disorder may be diag- nosed in addition to the mood disorder. However, the clinic ian must be cautious not to overdiagnose a major depressive episode in ch ildren with attention-deficit/hyperactivity disorder whose disturbance in mood is characte rized by irritability rather than by sadness or loss of interest.
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168 Depressive Disorders Adjustment disorder with depressed mood. A major depressive episode that occurs in response to a psychosocial stressor is distin guished from adjustment disorder with de- pressed mood by the fact that the full criteria for a major depressive episode are not met in adjustment disorder. Sadness. Finally, periods of sadness are inhere nt aspects of the human experience. These periods should not be diagnosed as a major depressive episod e unless criteria are met for severity (i.e., five out of nine symptoms), duration (i.e., most of the day, nearly ev- ery day for at least 2 weeks), and clinically significant distress or impairment. The diagno- sis other specified depressive disorder may be appropriate for presentations of depressed mood with clinically significant impairment that do not meet criteria for duration or se- verity. Comorbidity Other disorders with which majo r depressive disorder frequently co-occurs are substance- related disorders, panic diso rder, obsessive-compulsive diso rder, anorexia nervosa, buli- mia nervosa, and borderlin e personality disorder. Persistent Depressive Disorder (Dysthymia) Diagnostic Criteria 300.4 (F34.1) This disorder represents a consolidation of DSM-IV-defined chronic major depressive dis- order and dysthymic disorder. A. Depressed mood for most of the day, for more days than not, as indicated by either subjective account or observation by others, for at least 2 years. Note: In children and adolescents, mood can be irritable and duration must be at least 1 year. B. Presence, while depressed, of two (or more) of the following: 1. Poor appetite or overeating. 2. Insomnia or hypersomnia.
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1. Poor appetite or overeating. 2. Insomnia or hypersomnia. 3. Low energy or fatigue. 4. Low self-esteem. 5. Poor concentration or difficulty making decisions. 6. Feelings of hopelessness. C. During the 2-year period (1 year for children or adolescents) of the disturbance, the individ- ual has never been without the symptoms in Criteria A and B for more than 2 months at a time. D. Criteria for a major depressive disorder may be continuously present for 2 years. E. There has never been a manic episode or a hypomanic episode, and criteria have never been met for cyclothymic disorder. F. The disturbance is not better explained by a persistent schizoaffective disorder, schizophrenia, delusional disorder, or other specified or unspecified schizophrenia spectrum and other psychotic disorder. G. The symptoms are not attributable to the physiological effects of a substance (e.g., a drug of abuse, a medication) or another medical condition (e.g. hypothyroidism). H. The symptoms cause clinically significant distress or impairment in social, occupational, or other important areas of functioning. Note: Because the criteria for a major depressive episode include four symptoms that are absent from the symptom list for persistent depressive disorder (dysthymia), a very limited
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Persistent Depressive Disorder (Dysthymia) 169 number of individuals will have depressive symptoms that have persisted longer than 2 years but will not meet criteria for persistent depressive disorder. If full criteria for a major de- pressive episode have been met at some point during the current episode of illness, they should be given a diagnosis of major depressive disorder. Otherwise, a diagnosis of other specified depressive disorder or unspecified depressive disorder is warranted. Specify if: With anxious distress (p. 184) With mixed features (pp. 184–185) With melancholic features (p. 185) With atypical features (pp. 185–186) With mood-congruent psychotic features (p. 186) With mood-incongruent psychotic features (p. 186) With peripartum onset (pp. 186–187) Specify if: In partial remission (p. 188) In full remission (p. 188) Specify if: Early onset: If onset is before age 21 years. Late onset: If onset is at age 21 years or older. Specify if (for most recent 2 years of persistent depressive disorder): With pure dysthymic syndrome: Full criteria for a major depressive episode have not been met in at least the preceding 2 years. With persistent major depressive episode: Full criteria for a major depressive epi- sode have been met throughout the preceding 2-year period. With intermittent major depressi ve episodes, with current episode: Full criteria for a major depressive episode are currently met, but there have been periods of at least 8 weeks in at least the preceding 2 years with symptoms below the threshold for a full major depressive episode.
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major depressive episode. With intermittent major depressive episodes, without current episode: Full crite- ria for a major depressive episode are not currently met, but there has been one or more major depressive episodes in at least the preceding 2 years. Specify current severity: Mild (p. 188) Moderate (p. 188) Severe (p. 188) Diagnostic Features The essential feature of persistent depressive disorder (dysthymia) is a depressed mood that occurs for most of the day, for more days th an not, for at least 2 ye ars, or at least 1 year for children and adolescents (Criterion A). Th is disorder represents a consolidation of DSM-IV-defined chronic major depressive di sorder and dysthymic disorder. Major de- pression may precede persistent depressive disorder, and major de pressive episodes may occur during persistent depressive disorder. Individuals whose symptoms meet major de- pressive disorder criter ia for 2 years should be given a diagnosis of persistent depressive disorder as well as majo r depressive disorder. Individuals with persistent depressive diso rder describe their mood as sad or “down in the dumps.” During periods of depressed mood, at least two of the six symptoms from Criterion B are present. Because these sympto ms have become a part of the individual’s day-to-day experience, particular ly in the case of early onse t (e.g., “I’ve always been this
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170 Depressive Disorders way”), they may not be reported unless the indi vidual is directly prom pted. During the 2-year period (1 year for children or adolescents), any symptom-free intervals last no longer than 2 months (Criterion C). Prevalence Persistent depressive disorder is effectively an amalgam of DSM-IV dysthymic disorder and chronic major depressive episode. The 12-month prevalence in the United States is approxi- mately 0.5% for persistent depre ssive disorder and 1.5% for chro nic major depressive disorder. Development and Course Persistent depressive disorder often has an early and insidious onset (i.e., in childhood, adolescence, or early adult life) and, by de finition, a chronic course. Among individuals with both persistent depressiv e disorder and borderline pers onality disorder, the covari- ance of the corresponding features over ti me suggests the operatio n of a common mecha- nism. Early onset (i.e., before age 21 years) is associated with a higher likelihood of comorbid personality disorder s and substance use disorders. When symptoms rise to the level of a major depressive episode, they are likely to sub- sequently revert to a lower level. However, depressive symptoms are much less likely to resolve in a given period of time in the context of persistent depressive disorder than they are in a major depressive episode. Risk and Prognostic Factors Temperamental. Factors predictive of poorer long -term outcome include higher levels of neuroticism (negative affect ivity), greater symptom severity, poorer global functioning, and presence of anxiety disorders or conduct disorder. Environmental. Childhood risk factors include parental loss or separation. Genetic and physiological. There are no clear differences in illness development, course,
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Genetic and physiological. There are no clear differences in illness development, course, or family history between DSM-IV dysthymi c disorder and chronic major depressive dis- order. Earlier findings pertaining to either disorder are therefore likely to apply to per- sistent depressive disorder. It is thus likel y that individuals with persistent depressive disorder will have a higher pr oportion of first-degree relatives with persistent depressive disorder than do individuals with major de pressive disorder, and more depressive disor- ders in general. A number of brain regions (e.g., prefrontal cortex, anterior cing ulate, amygdala, hip- pocampus) have been implicated in persiste nt depressive disorder. Possible polysomno- graphic abnormalities exist as well. Functional Consequences of Persistent Depressive Disorder The degree to which persistent depressive diso rder impacts social and occupational func- tioning is likely to vary widely, but effects can be as great as or greater than those of major depressive disorder. Differential Diagnosis Major depressive disorder. If there is a depressed mood plus two or more symptoms meeting criteria for a persistent depressive ep isode for 2 years or more, then the diagnosis of persistent depressive disorder is made. Th e diagnosis depends on the 2-year duration, which distinguishes it from episodes of depressi on that do not last 2 years. If the symptom
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Premenstrual Dysphoric Disorder 171 criteria are sufficient for a diagnosis of a major depressive episode at any time during this pe- riod, then the diagnosis of major depression shou ld be noted, but it is coded not as a separate diagnosis but rather as a specifie r with the diagnosis of persistent depressive disorder. If the individual’s symptoms currently meet full crit eria for a major depressive episode, then the specifier of “with intermittent major depressi ve episodes, with current episode” would be made. If the major depressive episode has pers isted for at least a 2-year duration and re- mains present, then the specifie r “with persistent major depressive episode” is used. When full major depressive episode cr iteria are not currently met but there has been at least one previous episode of major depression in the cont ext of at least 2 years of persistent depres- sive symptoms, then the specifier of “with in termittent major depres sive episodes, without current episode” is used. If the individual ha s not experienced an episode of major depres- sion in the last 2 years, then the specifier “with pure dysthymic syndrome” is used. Psychotic disorders. Depressive symptoms are a common associated feature of chronic psychotic disorders (e.g., schi zoaffective disorder, schizophrenia, delusional disorder). A separate diagnosis of persistent depressive disorder is not made if the symptoms occur only during the course of the psychoti c disorder (including residual phases). Depressive or bipolar and related diso rder due to another medical condition. Persistent depressive disorder must be distinguished from a depressive or bipolar and related dis- order due to another medical co ndition. The diagnosis is depressive or bipolar and related
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order due to another medical co ndition. The diagnosis is depressive or bipolar and related disorder due to another medical condition if the mood disturbance is judged, based on his- tory, physical examination, or laboratory findin gs, to be attributable to the direct patho- physiological effects of a specific, usually chronic, medical condition (e.g., multiple sclerosis). If it is judged that the depressive symptoms are not attrib utable to the physiolog- ical effects of another medical condition, then the primary ment al disorder (e.g., persistent depressive disorder) is recorded, and the medi cal condition is noted as a concomitant med- ical condition (e.g., diabetes mellitus). Substance/medication-induced depressive or bipolar disorder. A substance/medi- cation-induced depressive or bipolar and rela ted disorder is distin guished from persis- tent depressive disorder when a substance (e.g ., a drug of abuse, a medication, a toxin) is judged to be etiologically re lated to the mood disturbance. Personality disorders. Often, there is evidence of a co existing personality disturbance. When an individual’s presentation meets the cr iteria for both persis tent depressive disor- der and a personality disorder , both diagnoses are given. Comorbidity In comparison to individuals with major depressive disorder, those with persistent de- pressive disorder are at higher risk for psychiatric comorbidit y in general, and for anxiety disorders and substance use disorders in partic ular. Early-onset persistent depressive dis- order is strongly associated with DSM-IV Cluster B and C personality disorders. Premenstrual Dysphoric Disorder Diagnostic Criteria 625.4 (N94.3) A. In the majority of menstrual cycles, at least five symptoms must be present in the final
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A. In the majority of menstrual cycles, at least five symptoms must be present in the final week before the onset of menses, start to improve within a few days after the onset of menses, and become minimal or absent in the week postmenses. B. One (or more) of the following symptoms must be present: 1. Marked affective lability (e.g., mood swings; feeling suddenly sad or tearful, or in- creased sensitivity to rejection).
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172 Depressive Disorders 2. Marked irritability or anger or increased interpersonal conflicts. 3. Marked depressed mood, feelings of hopelessness, or self-deprecating thoughts. 4. Marked anxiety, tension, and/or feelings of being keyed up or on edge. C. One (or more) of the following symptoms must additionally be present, to reach a total of five symptoms when combined with sym ptoms from Criterion B above. 1. Decreased interest in usual activities (e.g., work, school, friends, hobbies). 2. Subjective difficulty in concentration. 3. Lethargy, easy fatigability, or marked lack of energy. 4. Marked change in appetite; overeating; or specific food cravings. 5. Hypersomnia or insomnia. 6. A sense of being overwhelmed or out of control. 7. Physical symptoms such as breast tenderness or swelling, joint or muscle pain, a sensation of “bloating,” or weight gain. Note: The symptoms in Criteria A–C must have been met for most menstrual cycles that occurred in the preceding year. D. The symptoms are associated with clinically significant distress or interference with work, school, usual social activities, or relationships with others (e.g., avoidance of so- cial activities; decreased productivity and efficiency at work, school, or home). E. The disturbance is not merely an exacerbation of the symptoms of another disorder, such as major depressive disorder, panic disorder, persistent depressive disorder (dysthymia), or a personality disorder (a lthough it may co-occur with any of these dis- orders). F. Criterion A should be confirmed by prospect ive daily ratings during at least two symptom- atic cycles. ( Note: The diagnosis may be made provisionally prior to this confirmation.)
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atic cycles. ( Note: The diagnosis may be made provisionally prior to this confirmation.) G. The symptoms are not attributable to the physiological effects of a substance (e.g., a drug of abuse, a medication, other treatment ) or another medical condition (e.g., hy- perthyroidism). Recording Procedures If symptoms have not been confirmed by prospective daily ratings of at least two symp- tomatic cycles, “provisional” should be noted after the name of the diagnosis (i.e., “pre- menstrual dysphoric disorder, provisional”). Diagnostic Features The essential features of premenstrual dyspho ric disorder are the expression of mood la- bility, irritability, dysphoria, and anxiety symptoms that occur repeatedly during the pre- menstrual phase of the cycle and remit around the onset of me nses or shortl y thereafter. These symptoms may be accompanied by behavioral and physical symptoms. Symptoms must have occurred in most of the menstrual cycles during the past year and must have an adverse effect on work or social functioning. The intensity and/or expressivity of the ac- companying symptoms may be closely related to social and cultural background charac- teristics of the affected female, family pers pectives, and more specific factors such as religious beliefs, social tolerance, and female gender role issues. Typically, symptoms peak around the time of the onset of menses. Although it is not uncommon for symptoms to linger into the first few days of menses, the individual must have a symptom-free period in the follicular phase after the menstrual period begins. While the core symptoms include mood and anxiety symptoms, behavioral and somatic symptoms commonly also occur. However, the presence of physic al and/or behavioral
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symptoms commonly also occur. However, the presence of physic al and/or behavioral symptoms in the absence of mood and/or anxious symptoms is not sufficient for a diag-
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Premenstrual Dysphoric Disorder 173 nosis. Symptoms are of comparab le severity (but not duration) to those of another mental disorder, such as a major depressive episode or generalized anxiety disorder. In order to confirm a provisional diagnosis, daily pros pective symptom ratings are required for at least two symptomatic cycles. Associated Features Supporting Diagnosis Delusions and hallucinations have been described in the late luteal phase of the menstrual cycle but are rare. The premenstrual phase has b een considered by some to be a risk period for suicide. Prevalence Twelve-month prevalence of premenstrual dy sphoric disorder is between 1.8% and 5.8% of menstruating women. Estimates are substant ially inflated if they are based on retro- spective reports rather than prospective da ily ratings. However, estimated prevalence based on a daily record of symptoms for 1–2 months may be less representative, as indi- viduals with the most severe symptoms may be unable to sustain the rating process. The most rigorous estimate of premenstrual dy sphoric disorder is 1.8% for women whose symptoms meet the full criteria without fu nctional impairment and 1.3% for women whose symptoms meet the current criteria wi th functional impairment and without co-oc- curring symptoms from another mental disorder. Development and Course Onset of premenstrual dysphoric disorder ca n occur at any point after menarche. Inci- dence of new cases over a 40-month follow-up period is 2.5% (95% confidence interval = 1.7–3.7). Anecdotally, many individuals, as th ey approach menopause, report that symp-
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toms worsen. Symptoms cease after menopaus e, although cyclical hormone replacement can trigger the re-expression of symptoms. Risk and Prognostic Factors Environmental. Environmental factors associated with the expression of premenstrual dysphoric disorder include stress, history of interpersonal trauma, seasonal changes, and sociocultural aspects of female sexual behavior in general, and female gender role in par- ticular. Genetic and physiological. Heritability of prem enstrual dysphoric disorder is unknown. However, for premenstrual sy mptoms, estimates for heritability range between 30% and 80%, with the most stable component of premenstrual symptoms es timated to be about 50% heritable. Course modifiers. Women who use oral contraceptiv es may have fewer premenstrual complaints than do women who do not use oral contraceptives. Culture-Related Diagnostic Issues Premenstrual dysphoric disord er is not a culture-bound syndrome and has been observed in individuals in the United States, Europe, India, and Asia. It is unclear as to whether rates differ by race. Nevertheless, fr equency, intensity, and expres sivity of symptoms and help- seeking patterns may be significantl y influenced by cultural factors. Diagnostic Markers As indicated earlier, the diagnosis of premenstrual dysphoric disorder is appropriately confirmed by 2 months of pros pective symptom ratings. A number of scales, including the
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174 Depressive Disorders Daily Rating of Severity of Problems and the Visual Analogue Sc ales for Premenstrual Mood Symptoms, have undergone validation and are commonly used in clinical trials for premenstrual dysphoric disorder. The Premenst rual Tension Syndrome Rating Scale has a self-report and an observer vers ion, both of which have been validated and used widely to measure illness severity in women who ha ve premenstrual dysphoric disorder. Functional Consequences of Premenstrual Dysphoric Disorder Symptoms must be associated with clinically meaningful distress and/or an obvious and marked impairment in the ability to function so cially or occupationally in the week prior to menses. Impairment in social functionin g may be manifested by marital discord and problems with children, other family members, or friends. Chronic marital or job prob- lems should not be confused with dysfunction that occurs only in association with pre- menstrual dysphoric disorder. Differential Diagnosis Premenstrual syndrome. Premenstrual syndrome differs from premenstrual dysphoric disorder in that a minimum of five symptoms is not required, and there is no stipulation of affective symptoms for individuals who have premenstrual syndrome. This condition may be more common than premenstrual dy sphoric disorder, although the estimated prevalence of premenstrual syndrome varies. While premen strual syndrome shares the feature of symptom expression during the premenstrual phase of the menstrual cycle, it is generally considered to be less severe than premenstrual dysphoric disorder. The pres- ence of physical or behavioral symptoms in the pr emenstruum, without the required affective symptoms, likely meet s criteria for prem enstrual syndrome and not for premen-
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strual dysphoric disorder. Dysmenorrhea. Dysmenorrhea is a syndrome of painful menses, but this is distinct from a syndrome characterized by affective changes. Moreover, symptoms of dysmenorrhea begin with the onset of menses, whereas symptoms of premenstrual dysphoric disorder, by defini- tion, begin before the onset of menses, even if they linger into the first few days of menses. Bipolar disorder, major depressive disord er, and persistent depressive disorder (dysthymia). Many women with (either naturally occurring or substance/medication- induced) bipolar or major depressive disorder or persistent depressive disorder believe that they have premenstrual dysphoric disorder. However, when they chart symptoms, they realize that the symptoms do not follo w a premenstrual pattern. Women with an- other mental disorder may experience chronic symptoms or interm ittent symptoms that are unrelated to menstrual cycle phase. Howeve r, because the onset of menses constitutes a memorable event, they may report that symptoms occur only during the premenstruum or that symptoms worsen premenstrually. This is one of the rationales for the requirement that symptoms be confirmed by daily prospect ive ratings. The process of differential di- agnosis, particularly if the clinician relies on retrospective symptoms only, is made more difficult because of the overlap between sy mptoms of premenstrual dysphoric disorder and some other diagnoses. The overlap of symp toms is particularly salient for differenti- ating premenstrual dysphoric disorder from major depressive episodes, persistent de- pressive disorder, bipolar disorders, and bo rderline personality di sorder. However, the
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pressive disorder, bipolar disorders, and bo rderline personality di sorder. However, the rate of personality disorders is no higher in individuals with premenstrual dysphoric dis- order than in those without the disorder. Use of hormonal treatments. Some women who present with moderate to severe pre- menstrual symptoms may be using hormonal treatments, including hormonal contracep- tives. If such symptoms occur after initia tion of exogenous hormone use, the symptoms
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Substance/Medication-Induced Depressive Disorder 175 may be due to the use of hormones rather th an to the underlying condition of premen- strual dysphoric disorder. If the woman stops hormones and the symptoms disappear, this is consistent with substance/medi cation-induced depressive disorder. Comorbidity A major depressive episode is the most frequent ly reported previous disorder in individuals presenting with premenstrual dysphoric disorder. A wide range of medical (e.g., migraine, asthma, allergies, seizure disorders) or other mental disorders (e.g., depressive and bipolar disorders, anxiety disorders, bulimia nervosa, substance use disorders) may worsen in the premenstrual phase; however, the absence of a symptom-free period during the postmen- strual interval obviates a diagnosis of premenstrual dysphoric disorder. These conditions are better considered premenstrual exacerbation of a current mental or medical disorder. Al- though the diagnosis of premenstrual dysphoric disorder should not be assigned in situa- tions in which an individual only experien ces a premenstrual exacerbation of another mental or physical disorder, it can be considered in addition to the diagnosis of another men- tal or physical disorder if the individual experiences symptoms and changes in level of func- tioning that are characteristic of premenstrual dysphoric disorder and markedly different from the symptoms experienced as part of the ongoing disorder. Substance/Medication-Induced Depressive Disorder Diagnostic Criteria A. A prominent and persistent disturbance in mood that predominates in the clinical pic- ture and is characterized by depressed mood or markedly diminished interest or plea- sure in all, or almost all, activities.
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sure in all, or almost all, activities. B. There is evidence from the history, physical examination, or laboratory findings of both (1) and (2): 1. The symptoms in Criterion A developed during or soon after substance intoxication or withdrawal or after exposure to a medication. 2. The involved substance/medication is capable of producing the symptoms in Crite- rion A. C. The disturbance is not better explained by a depressive disorder that is not substance/ medication-induced. Such evidence of an independent depressive disorder could in- clude the following: The symptoms preceded the onset of the substance/medication use; the symptoms persist for a substantial period of time (e.g., about 1 month) after the cessation of acute withdrawal or severe intoxication; or there is other evidence suggesting the existence of an independent non-substance/medication-i nduced depressive disorder (e.g., a his- tory of recurrent non-substance/medication-related episodes). D. The disturbance does not occur exclusively during the course of a delirium. E. The disturbance causes clinically significant distress or impairment in social, occupa- tional, or other important areas of functioning. Note: This diagnosis should be made instead of a diagnosis of substance intoxication or substance withdrawal only when the symptoms in Criterion A predominate in the clinical picture and when they are sufficiently severe to warrant clinical attention. Coding note: The ICD-9-CM and ICD-10-CM codes for the [specific substance/medica- tion]-induced depressive disorders are indicate d in the table below. Note that the ICD-10-
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176 Depressive Disorders CM code depends on whether or not there is a comorbid substance use disorder present for the same class of substance. If a mild substance use disorder is comorbid with the substance- induced depressive disorder, the 4th position character is “1,” and the clinician should record “mild [substance] use disorder” before the substance-induced depressive disorder (e.g., “mild cocaine use di sorder with cocain e-induced depressive disorder”). If a moderate or se- vere substance use disorder is comorbid with the substance-induced depressive disorder, the 4th position character is “2,” and the clinician should record “moderate [substance] use disorder” or “severe [substance] use disorder,” depending on the severity of the comorbid substance use disorder. If there is no comorbid substance use disorder (e.g., after a one- time heavy use of the substance), then the 4th position character is “9,” and the clinician should record only the substance-induced depressive disorder. Specify if (see Table 1 in the chapter “Substance-Related and Addictive Disorders” for di- agnoses associated with substance class): With onset during intoxication: If criteria are met for intoxication with the substance and the symptoms develop during intoxication. With onset during withdrawal: If criteria are met for withdrawal from the substance and the symptoms develop during, or shortly after, withdrawal. Recording Procedures ICD-9-CM. The name of the substance/medication -induced depressive disorder begins with the specific substance (e.g., cocaine, de xamethasone) that is presumed to be causing the depressive symptoms. The diagnostic code is selected from the table included in the
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the depressive symptoms. The diagnostic code is selected from the table included in the criteria set, which is based on the drug class. For substances that do not fit into any of the classes (e.g., dexamethasone), th e code for “other substance” should be used; and in cases in which a substance is judged to be an etiologi cal factor but the specific class of substance is unknown, the category “unknown substance” should be used. The name of the disorder is followed by the sp ecification of onset (i.e., onset during in- toxication, onset during with drawal). Unlike the recording procedures for ICD-10-CM, which combine the substance-induced disorder and substance use disorder into a singleICD-10-CM ICD-9-CMWith use disorder, mildWith use disorder, moderate or severeWithout use disorder Alcohol 291.89 F10.14 F10.24 F10.94 Phencyclidine 292.84 F16.14 F16.24 F16.94 Other hallucinogen 292.84 F16.14 F16.24 F16.94 Inhalant 292.84 F18.14 F18.24 F18.94 Opioid 292.84 F11.14 F11.24 F11.94 Sedative, hypnotic, or anxiolytic 292.84 F13.14 F13.24 F13.94 Amphetamine (or other stimulant)292.84 F15.14 F15.24 F15.94 Cocaine 292.84 F14.14 F14.24 F14.94
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Cocaine 292.84 F14.14 F14.24 F14.94 Other (or unknown) substance 292.84 F19.14 F19.24 F19.94
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Substance/Medication-Induced Depressive Disorder 177 code, for ICD-9-CM a separate diagnostic code is given for the substance use disorder. For example, in the case of depressive symptoms occurring during withdrawal in a man with a severe cocaine use disorder, the diagnosis is 292.84 cocaine-induced depressive disorder, with onset during with drawal. An additional diagnosis of 304.20 severe cocaine use dis- order is also given. When more than one substance is judged to play a significant role in the development of depressive mood symptoms , each should be listed separately (e.g., 292.84 methylphenidate-induced depressive disorder, with onset during withdrawal; 292.84 dexamethasone-induced depressive diso rder, with onset during intoxication). ICD-10-CM. The name of the substance/medication -induced depressive disorder begins with the specific substance (e.g., cocaine, de xamethasone) that is presumed to be causing the depressive symptoms. The diagnostic code is selected from the table included in the criteria set, which is based on the drug class and presence or absence of a comorbid sub- stance use disorder. For substances that do no t fit into any of the cl asses (e.g., dexameth- asone), the code for “other substance” should be used; and in cases in which a substance is judged to be an etiological factor but the spec ific class of substance is unknown, the category “unknown substance” should be used. When recording the name of the disorder, the comorbid substance use disorder (if any) is listed first, followed by the word “with,” follo wed by the name of the substance-induced de- pressive disorder, followed by the specification of onset (i.e., onset during intoxication, onset
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pressive disorder, followed by the specification of onset (i.e., onset during intoxication, onset during withdrawal). For example, in the case of depressive sy mptoms occurring during with- drawal in a man with a severe cocaine use disorder, the diagnosis is F14.24 severe cocaine use disorder with cocaine-induced depressive disorder, with onset during withdrawal. A separate diagnosis of the comorbid severe cocaine use disorder is not given. If the substance-induced depressive disorder occurs without a comorbid substance use disorder (e.g., after a one-time heavy use of the substance), no accompanying substance use disorder is noted (e.g., F16.94 phencyclidine-induced depr essive disorder, with onset during intoxication). When more than one substance is judged to play a significant role in the development of depressive mood symptoms, each should be listed separately (e .g., F15.24 severe methylphenidate use disorder with methylphenidate-induced depressive diso rder, with onset during withdrawal; F19.94 dexamethasone-induced depressive disord er, with onset during intoxication). Diagnostic Features The diagnostic features of substance/medication-induced depressive disorder include the symptoms of a depressive disorder, such as major depressive disorder; however, the de- pressive symptoms are associated with the ingestion, injection, or inhalation of a sub- stance (e.g., drug of abuse, toxin, psychotropic medicati on, other medication), and the depressive symptoms persist be yond the expected length of physiological effects, intoxi- cation, or withdrawal period. As evidenced by clinical history, phy sical examination, or laboratory findings, th e relevant depressive disorder should have developed during or within 1 month after use of a substance that is capable of producing the depressive disor-
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within 1 month after use of a substance that is capable of producing the depressive disor- der (Criterion B1). In additi on, the diagnosis is not better explained by an independent depressive disorder. Evidence of an indepe ndent depressive disorder includes the de- pressive disorder preceded the onset of inge stion or withdrawal from the substance; the depressive disorder persists beyo nd a substantial period of ti me after the cessation of sub- stance use; or other evidence suggests th e existence of an independent non-substance/ medication-induced depressive disorder (Criterion C). This diagnosis should not be made
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stance use; or other evidence suggests th e existence of an independent non-substance/ medication-induced depressive disorder (Criterion C). This diagnosis should not be made when symptoms occur exclusivel y during the course of a delirium (Criterion D). The de- pressive disorder associated with the substance use, intoxication, or withdrawal must cause clinically significant distress or impairment in social, occupa tional, or other impor- tant areas of functioning to qualify for this diagnosis (Criterion E). Some medications (e.g., stimulants, steroids, L-dopa, antibiotics, central nervous system drugs, dermatological agents, chem otherapeutic drugs, immunological agents)
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178 Depressive Disorders can induce depressive mood di sturbances. Clinical judgment is essential to determine whether the medication is truly associated with inducing the depressive disorder or whether a primary depressive disorder happen ed to have its onset while the person was receiving the treatment. For example, a depres sive episode that developed within the first several weeks of beginning alpha-methyldopa (an antihypertensive agent) in an individ- ual with no history of major depressive diso rder would qualify for the diagnosis of med- ication-induced depressive diso rder. In some cases, a prev iously established condition (e.g., major depressive disorder , recurrent) can recur while th e individual is coincidentally taking a medication that has the capacity to cause depressive symptoms (e.g., L-dopa, oral contraceptives). In such cases, the clinicia n must make a judgment as to whether the med- ication is causative in this particular situation. A substance/medication-induced depressive disorder is distinguished from a primary depressive disorder by considering the onset, course, and other factors associated with the substance use. There must be evidence from the history, phy sical examination, or labora- tory findings of substance use, abuse, intoxication, or withdrawal prior to the onset of the depressive disorder. The withdrawal state for some substances can be relatively pro- tracted, and thus intense depressive symptoms can last for a long period after the cessation of substance use. Prevalence In a nationally representative U.S. adult po pulation, the lifetime pr evalence of substance/ medication-induced depressive disorder is 0.26%. Development and Course A depressive disorder associated with the use of substance (i.e., alcoho l, illicit drugs, or a
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prescribed treatment for a mental disorder or another medical condition) must have its on- set while the individual is using the substanc e or during withdrawal, if there is a with- drawal syndrome associated with the substanc e. Most often, the de pressive disorder has its onset within the first few weeks or 1 month of use of the substance. Once the substance is discontinued, the depressive symptoms usually remit within days to several weeks, de- pending on the half-life of the substance/medication and the presence of a withdrawal syndrome. If symptoms persist 4 weeks beyond the expected time course of withdrawal of a particular substance/medi cation, other causes for th e depressive mood symptoms should be considered. Although there are a few prospective controlle d trials examining the association of de- pressive symptoms with use of a medication, most report s are from postmarketing sur- veillance studies, retrospective observational studies, or case reports, making evidence of causality difficult to determine. Substances implicated in medication-induced depressive disorder, with varying degrees of evidence, in clude antiviral agents (efavirenz), cardio- vascular agents (clonidine, guanethidine, me thyldopa, reserpine), re tinoic acid deriva- tives (isotretinoin), antidepressants, antico nvulsants, anti-migraine agents (triptans), antipsychotics, hormonal agents (corticost eroids, oral contrace ptives, gonadotropin- releasing hormone agonists, tamoxifen), smoking cessation agents (varenicline), and im- munological agents (interferon) . However, other potential su bstances continue to emerge as new compounds are synthesized. A history of such substance use may help increase di- agnostic certainty.
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agnostic certainty. Risk and Prognostic Factors Temperamental. Factors that appear to increase the risk of substance/medication- induced depressive disorder can be conceptualized as pertaining to the specific type of drug or to a group of individuals with underlying alcohol or drug use disorders. Risk fac-
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Substance/Medication-Induced Depressive Disorder 179 tors common to all drugs incl ude history of major depressive disorder, history of drug- induced depression, and psychosocial stressors. Environmental. There are also risks factors pertaini ng to a specific type of medication (e.g., increased immune activation prior to treatment for hepatitis C associated with inter- feron-alfa-induced depression); high doses (greater than 80 mg/day prednisone-equiva- lents) of corticosteroids or high plasma conc entrations of efavirenz; and high estrogen/ progesterone content in oral contraceptives. Course modifiers. In a representative U.S. adult popu lation, compared with individuals with major depressive disorder who did not have a substance use disorder, individuals with substance-induced depressive disorder were more likely to be male, to be black, to have at most a high school diploma, to lack insurance, and to have lower family income. They were also more likely to report higher family history of substance use disorders and antisocial behavior, higher 12-month history of stressful life events, and a greater number of DSM-IV major depressive diso rder criteria. They were more likely to report feelings of worthlessness, insomnia/hypersomnia, and thoughts of deat h and suicide attempts, but less likely to report depressed mood and parental loss by death before age 18 years. Diagnostic Markers Determination of the substance of use can so metimes be made through laboratory assays of the suspected substance in the blood or urine to corroborate the diagnosis. Suicide Risk Drug-induced or treatment-emergent suicidality represents a marked change in thoughts and behavior from the person’s baseline, is us ually temporally associated with initiation of
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and behavior from the person’s baseline, is us ually temporally associated with initiation of a substance, and must be distinguished from the underlying prim ary mental disorders. In regard to the treatment-emergent suicida lity associated with antidepressants, a U.S. Food and Drug Administration (FDA) adviso ry committee considered meta-analyses of 99,839 participants enrolled in 372 randomized clin ical trials of antidepressants in trials for mental disorders. The analyses showed that when the data were pooled across all adult age groups, there was no perceptible increased risk of suicidal behavior or ideation. How- ever, in age-stratified analyses , the risk for patients ages 18–24 years was elevated, albeit not significantly (odds ratio [OR] = 1.55; 95% confidence interval [CI] = 0.91–2.70). The FDA meta-analyses reveal an absolute risk of suicide in patients taking investigational an- tidepressants of 0.01%. In conc lusion, suicide is clearly an extremely rare treatment-emer- gent phenomenon, but the outcome of suicid e was serious enough to prompt the FDA to issue an expanded black-box warning in 2007 regarding the importance of careful moni- toring of treatment-emergent suicidal ideati on in patients receiving antidepressants. Differential Diagnosis Substance intoxication and withdrawal. Depressive symptoms occur commonly in sub- stance intoxication and substance withdrawal, and the diagnosis of the substance-specific intoxication or withdrawal will usually suffice to categorize the symptom presentation. A diagnosis of substance-induced depressive di sorder should be made instead of a diag- nosis of substance intoxicati on or substance withdrawal when the mood symptoms are sufficiently severe to warrant independent clinical attention. For example, dysphoric
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sufficiently severe to warrant independent clinical attention. For example, dysphoric mood is a characteristic feature of coca ine withdrawal. Substance/medication-induced depressive disorder should be diagnosed inst ead of cocaine withdrawal only if the mood disturbance is substantially more intense or longer lasting than what is usually encountered with cocaine withdrawal and is sufficiently seve re to be a separate focus of attention and treatment.
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180 Depressive Disorders Primary depressive disorder. A substance/medication-induc ed depressive disorder is distinguished from a primary de pressive disorder by the fact that a substance is judged to be etiologically related to the symptoms, as described earlier (see section “Development and Course” for this disorder). Depressive disorder due to another medical condition. Because individuals with other medical conditions often take medications for th ose conditions, the clinician must consider the possibility that the mood symptoms are caused by the physiological consequences of the med- ical condition rather than the medication, in which case depres sive disorder due to another medical condition is diagnosed. The history often provides the primary basis for such a judg- ment. At times, a change in the treatment for the other medical condition (e.g., medication sub- stitution or discontinuation) may be needed to determine empirically whether the medication is the causative agent. If the clinician has ascertained that the disturbance is a function of both another medical condition and su bstance use or withdrawal, both diagnoses (i.e., depressive disorder due to another medical condition and substance/medication-induced depressive disorder) may be given. When there is insuffic ient evidence to determine whether the depres- sive symptoms are associated with substance (including a medication) ingestion or with- drawal or with another medical condition or are primary (i.e., not a function of either a substance or another medical condition), a diagno sis of other specified depressive disorder or unspecified depressive diso rder would be indicated. Comorbidity Compared with individuals with major depre ssive disorder and no comorbid substance use disorder, those with substance/medicati on-induced depressive disorder have higher
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use disorder, those with substance/medicati on-induced depressive disorder have higher rates of comorbidity with any DSM-IV mental disorder; are more likely to have specific DSM-IV disorders of pathological gambling and paranoid, histrionic, and antisocial per- sonality disorders; and are less likely to have persistent depressive disorder (dysthymia). Compared with individuals with major depressive disorder and a comorbid substance use disorder, individuals with substance/medication-induced depressive disorder are more likely to have alcohol use disorder, any othe r substance use disorder, and histrionic per- sonality disorder; however, they are less likely to have persistent depressive disorder. Depressive Disorder Due to Another Medical Condition Diagnostic Criteria A. A prominent and persistent period of depressed mood or markedly diminished interest or pleasure in all, or almost all, activiti es that predominates in the clinical picture. B. There is evidence from the history, physical examination, or laboratory findings that the disturbance is the direct pathophysiological consequence of another medical condi- tion. C. The disturbance is not better explained by another mental disorder (e.g., adjustment disorder, with depressed mood, in which the stressor is a serious medical condition). D. The disturbance does not occur exclusively during the course of a delirium. E. The disturbance causes clinically significant distress or impairment in social, occupa- tional, or other important areas of functioning. Coding note: The ICD-9-CM code for depressive di sorder due to another medical condi- tion is 293.83, which is assigned regardless of the specifier. The ICD-10-CM code de- pends on the specifier (see below).
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Depressive Disorder Due to Another Medical Condition 181 Specify if: (F06.31) With depressive features: Full criteria are not met for a major depressive episode. (F06.32) With major depressive–like episode: Full criteria are met (except Criterion C) for a major depressive episode. (F06.34) With mixed features: Symptoms of mania or hypomania are also present but do not predominate in the clinical picture. Coding note: Include the name of the other medical condition in the name of the mental dis- order (e.g., 293.83 [F06.31] depressive disorder due to hypothyroidism, with depressive fea- tures). The other medical condition should al so be coded and listed separately immediately before the depressive disorder due to the medical condition (e.g., 244.9 [E03.9] hypothyroid- ism; 293.83 [F06.31] depressive disorder due to hypothyroidism, with depressive features). Diagnostic Features The essential feature of depressive disorder due to another medical condition is a promi- nent and persistent period of depressed mood or markedly diminished interest or plea- sure in all, or almost all, ac tivities that predominates in th e clinical picture (Criterion A) and that is thought to be related to the direct physiological effects of another medical con- dition (Criterion B). In determining whethe r the mood disturbance is due to a general medical condition, the clinician must first establish the presence of a general medical con- dition. Further, the clinician mu st establish that the mood di sturbance is etiologically re- lated to the general medical condition through a physiological mechanism. A careful and comprehensive assessment of multiple factor s is necessary to make this judgment. Al-
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comprehensive assessment of multiple factor s is necessary to make this judgment. Al- though there are no infallible guidelines for determining whether the relationship between the mood disturbance and the general medical condition is etiological, several considerations provide some guidance in this area. One consideration is the presence of a temporal association between th e onset, exacerbation, or remission of the general medical condition and that of the mood disturbance. A second consideration is the presence of fea- tures that are atypical of prim ary Mood Disorders (e.g., atypic al age at onset or course or absence of family history). Evidence from the literature that suggests th at there can be a di- rect association between the general medical condition in question and the development of mood symptoms can provide a useful contex t in the assessment of a particular situation. Associated Features Supporting Diagnosis Etiology (i.e., a causal relationship to anothe r medical condition based on best clinical ev- idence) is the key variable in depressive di sorder due to another medical condition. The listing of the medical conditions that are said to be able to in duce major depression is never complete, and the clinician’s best judg ment is the essence of this diagnosis. There are clear associations, as well as some neuroanatomical correlates, of depression with stroke, Huntington’s dise ase, Parkinson’s disease, and traumatic brain injury. Among the neuroendocrine conditions most closely associated with depression are Cushing’s dis- ease and hypothyroidism. There are numerous other conditions thought to be associated with depression, such as multiple sclerosis. However, the literature’s support for a causal association is greater with some conditions , such as Parkinson’s disease and Huntington’s disease, than with others, for which the differ ential diagnosis may be adjustment disorder, with depressed mood.
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with depressed mood. Development and Course Following stroke, the onset of depression appear s to be very acute, occurring within 1 day or a few days of the cerebrovascular accident (CVA) in the largest case series. However, in
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182 Depressive Disorders some cases, onset of the depression is weeks to months following the CVA. In the largest series, the duration of the major depressive episode follo wing stroke was 9–11 months on average. Similarly, in Huntington’s disease the depressive state comes quite early in the course of the illness. With Parkinson’s disease and Huntington’s disease, it often precedes the major motor impairments and cognitive impairments associ ated with each condition. This is more prominently the case for Huntin gton’s disease, in which depression is con- sidered to be the first neuropsychiatric symptom. There is some observational evidence that depression is less common as the dementia of Huntington’s disease progresses. Risk and Prognostic Factors The risk of acute onset of a major depressive disorder following a CVA (within 1 day to a week of the event) appears to be strongly correlated with lesion location, with greatest risk associated with left frontal strokes and least risk apparently associated with right frontal lesions in those individuals who present within days of the stroke. The association with frontal regions and laterality is not observed in depressive states that occur in the 2–6 months following stroke. Gender-Related Diagnostic Issues Gender differences pertain to those associat ed with the medical condition (e.g., systemic lupus erythematosus is more common in fema les; stroke is somewhat more common in middle-age males compared with females). Diagnostic Markers Diagnostic markers pertain to those associated with the medical condition (e.g., steroid levels in blood or urine to help corroborate the diagnosis of Cushing’s disease, which can be associated with manic or depressive syndromes). Suicide Risk There are no epidemiological stud ies that provide evidence to differentiate the risk of sui-
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There are no epidemiological stud ies that provide evidence to differentiate the risk of sui- cide from a major depressive episode due to another medical conditio n compared with the risk from a major depressive episode in general. There are case reports of suicides in association with major depressive episodes associated with another medical condition. There is a clear association between serious medical illnesses and suicide, particularly shortly after onset or diagnosis of the illness. Thus, it would be prudent to assume that the risk of suicide for major depressive episodes associated with medical conditions is not less than that for other forms of major depres sive episode, and might even be greater. Functional Consequences of Depressive Disorder Due to Another Medical Condition Functional consequences pertain to those asso ciated with the medical condition. In gen- eral, it is believed, but not es tablished, that a major depres sive episode induced by Cush- ing’s disease will not recur if the Cushing’s dise ase is cured or arrested. However, it is also suggested, but not established, that mood syndromes, including depressive and manic/ hypomanic ones, may be episodic (i.e., recurring ) in some individuals with static brain in- juries and other central nervous system diseases. Differential Diagnosis Depressive disorders not due to another medical condition. Determination of whether a medical condition accompanying a depressive disorder is causing the disorder depends on a) the absence of an episode(s) of depressive episodes prior to the onset of the medical
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Other Specified Depressive Disorder 183 condition, b) the probability that the associ ated medical condition has a potential to pro- mote or cause a depressive disorder, and c) a course of the depressive symptoms shortly after the onset or worsening of the medical condition, especially if the depressive symp- toms remit near the time that the medical disorder is effectively treated or remits. Medication-induced depressive disorder. An important caveat is that some medical con- ditions are treated with medications (e.g., steroi ds or alpha-interferon) that can induce depres- sive or manic symptoms. In these cases, clinical judgment, based on all the evidence in hand, is the best way to try to separate the most likely and/or the most important of two etiological fac- tors (i.e., association with the medical condition vs. a substance-induced syndrome). Adjustment disorders. It is important to differentiate a depressive episode from an ad- justment disorder, as the onset of the medical co ndition is in itself a life stressor that could bring on either an adjustment disorder or an episode of major depression. The major dif- ferentiating elements are the pervasiveness the depressive picture and the number and quality of the depressive symptoms that the pa tient reports or demonstrates on the mental status examination. The differential diagnosis of the associated medical conditions is rel- evant but largely beyond the scope of the present manual. Comorbidity Conditions comorbid with depressive disorder due to another medical condition are those associated with the medical conditions of etio logical relevance. It has been noted that de- lirium can occur before or along with depres sive symptoms in individuals with a variety of medical conditions, such as Cushing’s di sease. The association of anxiety symptoms,
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of medical conditions, such as Cushing’s di sease. The association of anxiety symptoms, usually generalized symptoms, is common in depressive disorders, regardless of cause. Other Specified Depressive Disorder 311 (F32.8) This category applies to presentations in which symptoms characteristic of a depressive disorder that cause clinically significant distress or impairment in social, occupational, or other important areas of functioning predominate but do not meet the full criteria for any of the disorders in the depressive disorders di agnostic class. The other specified depressive disorder category is used in situations in which the clinician chooses to communicate the specific reason that the presentation does not meet the criteria for any specific depressive disorder. This is done by recording “other specified depressive disorder” followed by the specific reason (e.g., “short-duration depressive episode”). Examples of presentations that can be specified using the “other specified” designation include the following: 1.Recurrent brief depression: Concurrent presence of depressed mood and at least four other symptoms of depression for 2–13 days at least once per month (not associ- ated with the menstrual cycle) for at least 12 consecutive months in an individual whose presentation has never met criteria for any other depressive or bipolar disorder and does not currently meet active or residual criteria for any psychotic disorder. 2.Short-duration depressi ve episode (4–13 days): Depressed affect and at least four of the other eight symptoms of a major depressive episode associated with clinically significant distress or impairment that persists for more than 4 days, but less than 14 days, in an individual whose presentation has never met criteria for any other depressive or bipolar disorder, does not currently meet active or residual criteria for any psychotic dis- order, and does not meet criteria for recurrent brief depression.
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order, and does not meet criteria for recurrent brief depression. 3.Depressive episode with insufficient symptoms: Depressed affect and at least one of the other eight symptoms of a major depressive episode associated with clinically
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184 Depressive Disorders significant distress or impairment that persist for at least 2 weeks in an individual whose presentation has never met criteria for any other depressive or bipolar disorder, does not currently meet active or residual criteria for any psychotic disorder, and does not meet criteria for mixed anxiety and depressive disorder symptoms. Unspecified Depressive Disorder 311 (F32.9) This category applies to presentations in whic h symptoms characteristic of a depressive dis- order that cause clinically significant distress or impairment in social, occupational, or other im- portant areas of functioning predominate but do not meet the full criteria for any of the disorders in the depressive disorders diagnostic class. Th e unspecified depressive disorder category is used in situations in which the clinician chooses not to specify the reason that the criteria are not met for a specific depressive disorder, and includes presentations for which there is insuf- ficient information to make a more specific diagnosis (e.g., in emergency room settings). Specifiers for Depressive Disorders Specify if: With anxious distress: Anxious distress is defined as the presence of at least two of the following symptoms during the majority of days of a major depressive episode or persistent depressive disorder (dysthymia): 1. Feeling keyed up or tense. 2. Feeling unusually restless. 3. Difficulty concentrating because of worry. 4. Fear that something awful may happen. 5. Feeling that the individual might lose control of himself or herself. Specify current severity: Mild: Two symptoms. Moderate: Three symptoms. Moderate-severe: Four or five symptoms. Severe: Four or five symptoms and with motor agitation. Note: Anxious distress has been noted as a prominent feature of both bipolar and ma- jor depressive disorder in both primary care and specialty mental health settings. High
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jor depressive disorder in both primary care and specialty mental health settings. High levels of anxiety have been associated with higher suicide risk, longer duration of ill- ness, and greater likelihood of treatment nonresponse. As a result, it is clinically useful to specify accurately the presence and severity levels of anxious distress for treatment planning and monitoring of response to treatment. With mixed features: A. At least three of the following manic/hypomanic symptoms are present nearly every day during the majority of days of a major depressive episode: 1. Elevated, expansive mood. 2. Inflated self-esteem or grandiosity. 3. More talkative than usual or pressure to keep talking. 4. Flight of ideas or subjective experience that thoughts are racing. 5. Increase in energy or goal-directed activity (either socially, at work or school, or sexually).
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Specifiers for Depressive Disorders 185 6. Increased or excessive involvement in activities that have a high potential for painful consequences (e.g., engaging in unrestrained buying sprees, sexual in- discretions, foolish business investments). 7. Decreased need for sleep (feeling rested despite sleeping less than usual; to be contrasted with insomnia). B. Mixed symptoms are observable by others and represent a change from the per- son’s usual behavior. C. For individuals whose symptoms meet full criteria for either mania or hypomania, the diagnosis should be bipolar I or bipolar II disorder. D. The mixed symptoms are not attributable to the physiological effects of a substance (e.g., a drug of abuse, a medication or other treatment). Note: Mixed features associated with a major depressive episode have been found to be a significant risk factor for the development of bipolar I or bipolar II disorder. As a result, it is clinically useful to note the presence of this specifier for treatment planning and monitoring of response to treatment. With melancholic features: A. One of the following is present during the most severe period of the current epi- sode: 1. Loss of pleasure in all, or almost all, activities. 2. Lack of reactivity to usually pleasurable stimuli (does not feel much better, even temporarily, when something good happens). B. Three (or more) of the following: 1. A distinct quality of depressed mood characterized by profound despondency, despair, and/or moroseness or by so-called empty mood. 2. Depression that is regularly worse in the morning. 3. Early-morning awakening (i.e., at least 2 hours before usual awakening). 4. Marked psychomotor agitation or retardation. 5. Significant anorexia or weight loss.
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5. Significant anorexia or weight loss. 6. Excessive or inappropriate guilt. Note: The specifier “with melancholic features” is applied if these features are present at the most severe stage of the episode. There is a near-complete absence of the ca- pacity for pleasure, not merely a diminution. A guideline for evaluating the lack of reac- tivity of mood is that even highly desired events are not associated with marked brightening of mood. Either mood does not bri ghten at all, or it brightens only partially (e.g., up to 20%–40% of normal for only minutes at a time). The “distinct quality” of mood that is characteristic of the “with melancholic features” specifier is experienced as qual- itatively different from that during a nonm elancholic depressive episode. A depressed mood that is described as merely more severe, longer lasting, or present without a rea- son is not considered distinct in quality. Psychomotor changes are nearly always pres- ent and are observable by others. Melancholic features exhibit only a modest tendency to repeat across episodes in the same individual. They are more frequent in inpatients, as opposed to outpatients; are less likely to occur in milder than in more severe major depressive episodes; and are more likely to occur in those with psychotic features. With atypical features: This specifier can be applied when these features predomi- nate during the majority of days of the current or most recent major depressive episode or persistent depressive disorder. A. Mood reactivity (i.e., mood brightens in response to actual or potential positive events).
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186 Depressive Disorders B. Two (or more) of the following: 1. Significant weight gain or increase in appetite. 2. Hypersomnia. 3. Leaden paralysis (i.e., heavy, leaden feelings in arms or legs). 4. A long-standing pattern of interpersonal rejection sensitivity (not limited to epi- sodes of mood disturbance) that results in significant social or occupational im- pairment. C. Criteria are not met for “with melancholic features” or “with catatonia” during the same episode. Note: “Atypical depression” has historical significance (i.e., atypical in contradistinction to the more classical agitated, “endogenous” presentations of depression that were the norm when depression was rarely diagnosed in outpatients and almost never in ado- lescents or younger adults) and today does not connote an uncommon or unusual clin- ical presentation as the term might imply. Mood reactivity is the capacity to be cheered up when presented with positive events (e.g., a visit from children, compliments from others). Mood may become euthymic (not sad) even for extended periods of time if the external circumstances remain favorable. Increased appetite may be manifested by an obvious increase in food intake or by weight gain. Hypersomnia may include either an extended period of nighttime sleep or daytime napping that totals at least 10 hours of sleep per day (or at least 2 hours more than when not depressed). Leaden paralysis is defined as feeling heavy, leaden, or weighted down, usually in the arms or legs. This sensation is generally present for at least an hour a day but often lasts for many hours at a time. Unlike the other atypical features, pathological sensitivity to perceived interpersonal rejection is a trait that has
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