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1504.03735
i
plasma ions are generally assumed to be stationary in the theory of ultra - relativistic non - linear plasma electron waves excited as wakefields of a laser or particle beam @xcite-@xcite . important exceptions to this occur when the drive beam ( or a witness beam being accelerated ) in a plasma wakefield accelerator becomes denser than the background plasma density by a factor larger than the ion to electron mass ratio @xcite@xcite . such is the case for the parameters of ultra - low emittance future collider designs at the tev energy scale . ion motion also becomes important in the wake train behind the initial wake oscillation or bubble . understanding the long - term ion behavior @xcite@xcite is important to determine the state of the plasma for succeeding pulses in a future plasma collider of high repetition rate @xcite@xcite . we also show that the resulting ion - wake channel formed is of interest for positron wakefield acceleration . driven by a matched laser pulse ( vector potential @xmath0 and frequency @xmath1 ) with @xmath2 . ( b ) non - linear ion - wake in the form of a cylindrical ion - soliton of radius @xmath3 excited behind the bubble electron wake in a proton plasma . ( c ) transverse ion - density profile at @xmath4 . notice that the ion density perturbation in this excitation phase is still building up and is a fraction of the background ion density , @xmath5 . ] in this paper , we model the excitation of a nonlinear ion - wake in the trail of an electron plasma wake in the bubble regime , driven by either relativistically intense laser or particle beam energy sources . the ion - wake is shown to be a non - linear ion - acoustic wave in the form of a cylindrical ion - acoustic soliton . its characteristics are similar to the solutions of the cylindrical korteweg - de vries equation ( ckdv ) @xcite-@xcite . however , the ion - wake shown here is different from a cylindrical - kdv soliton due to several reasons : the bubble wake electron oscillations do not thermalize into an isothermal plasma ; the ion - wake soliton breaks up into n - solitons as it evolves and there is an ion - density spike on the axis . the soliton propagates radially outwards leaving behind a flat residue resulting in a partially filled ion - wake channel . the dynamics of the ion wake is shown to have two distinct phases . the excitation phase where the time asymmetry of the radial electric fields of the bubble excite the ions into a soliton - like structure . at later times , the propagation phase where the soliton is driven outwards by the pressure of thermalized electrons after the electron oscillations undergo phase mixing @xcite . representative pic simulation results in fig.[fig1:ion - wake - laser ] and fig.[fig2:ion - wake - beam ] illustrate the salient features of the non - linear ion - wake . figure[fig1:ion - wake - laser ] shows the excitation phase at an early time when the bubble wake train is executing ordered oscillations and its fields have begun to excite the ion - wake structure seen in fig.[fig1:ion - wake - laser](b),(c ) . the radial oscillations later phase mix and the electrons thermalize , their thermal pressure then drives the ion - soliton outwards as shown in fig.[fig2:ion - wake - beam ] . as we show below , it is the longitudinal or time asymmetry of the radial electron wakefields that excites the ion soliton which propagates leaving behind a partially - filled channel shown in the pic simulations in fig.[fig1:ion - wake - laser ] and fig.[fig2:ion - wake - beam ] . , @xmath6 , @xmath7 , @xmath8 , these beam - plasma parameters are quite similar to @xcite . ( b ) corresponding ion density in cylindrical coordinates ( fixed - box ) . note the n - soliton formation in the ion - density . this is seen as the ion - wake evolves further , for instance at @xmath9 . ( c ) radial electron and ion density profile at @xmath10 . ] in section [ ion - wake - model - considerations ] we present considerations and assumptions made to derive the ion - wake model . in section [ radial - ion - wave ] using the fluid equations for ion dynamics we model the non - linear ion - acoustic waves as a driven cylindrical ion soliton . the driven wave models are shown to have two distinct phases : the excitation phase and the propagation phase . we present a model for the excitation of the ion - soliton by the electron bubble radial fields in section [ ion - soliton - excitation - phase ] and verify it using simulation results . in section [ ion - soliton - propagation - phase ] we present simulation results showing the dynamics of propagation of the ion - soliton driven by a radial temperature gradient . finally , in section [ ion - soliton - positron - wake ] we analyze the properties of a positron beam driven wakefield in an ion - wake channel .
the excitation of a non - linear ion - wake by a train of ultra - relativistic electron bubble wake- is modeled . the ion - wake is shown to be a driven non - linear ion - acoustic wave in the form of a cylindrical ion - soliton- . the phases of the oscillating radial electric fields of the slowly - propagating electron bubble is asymmetric in time and excites time - averaged inertial ion motion radially . once formed , the channel - edge density - spike is driven radially outwards by the thermal pressure of the wake energy . its channel - like structure due to the flat - residue left behind by the propagating ion - soliton , is independent of the energy - source driving the bubble electron wake .
the excitation of a non - linear ion - wake by a train of ultra - relativistic electron bubble wake- is modeled . the ion - wake is shown to be a driven non - linear ion - acoustic wave in the form of a cylindrical ion - soliton- . the phases of the oscillating radial electric fields of the slowly - propagating electron bubble is asymmetric in time and excites time - averaged inertial ion motion radially . the electron compression in the back of the bubble sucks - in the ions and the space - charge within the bubble cavity expels them , driving a cylindrical ion - soliton structure with on - axis and bubble - edge density - spikes . once formed , the channel - edge density - spike is driven radially outwards by the thermal pressure of the wake energy . its channel - like structure due to the flat - residue left behind by the propagating ion - soliton , is independent of the energy - source driving the bubble electron wake . we explore the use of the partially - filled channel formed by the cylindrical ion - soliton for a novel regime of positron acceleration . osiris pic simulations are used to study the ion - wake soliton structure , its driven propagation and its use for positron acceleration .
1305.6155
i
new physics operating during the big bang nucleosynthesis ( bbn ) can be probed by observed light element abundances . possible indications of new physics come from discrepancies between primordial abundances of @xmath4li and @xmath1li predicted in standard bbn ( sbbn ) model and those inferred from observations of metal - poor stars ( mpss ) . these mpss exhibit a plateau - like abundance ratio , @xmath1li / h @xmath5 at low metallicities of [ fe / h]@xmath6 @xcite , and much lower at extremely low metallicities of [ fe / h]@xmath7 @xcite.@xmath8 , where @xmath9 is the number density of @xmath10 and the subscript @xmath11 indicates the solar value , for elements a and b. ] the plateau abundance is a factor of 24 lower than the sbbn prediction for the baryon - to - photon ratio determined from the observation of the cosmic microwave background radiation with _ wilkinson microwave anisotropy probe _ ( wmap ) ( e.g. , @xmath1li / h=@xmath12 @xcite ) . this discrepancy indicates a need of some mechanism to decrease the @xmath1li abundance . although astrophysical processes such as the combination of atomic and turbulent diffusion in stellar atmospheres @xcite may be a cause of the observed abundances , this is not yet established @xcite . in recent spectroscopic observations of mpss , the lithium isotopic ratio of @xmath4li/@xmath1li is also measured . a possible plateau abundance of @xmath4li / h@xmath13 has been suggested @xcite , which is about 1000 times higher than the sbbn prediction . since an effect of convective motions in stellar atmospheres could cause asymmetries in atomic line profiles and consequently leads to an erroneous estimation of @xmath4li abundance @xcite , the effect should be estimated . even including this effect , high @xmath4li abundances have been evidently detected in at most several mpss @xcite . such a high abundance level at the low - metallicity requires processes other than standard galactic cosmic - ray ( cr ) nucleosynthesis models @xcite . to investigate the @xmath14li problems , in this work , we focus on a model to resolve the lithium problems assuming the presence of negatively charged massive particles @xmath0 @xcite with a mass much larger than the nucleon mass , i.e. , @xmath15 gev , during the bbn epoch @xcite . one of candidates for the @xmath0 particle is stau , the supersymmetric partner of tau @xcite . the @xmath0 particles become electromagnetically bound to positively charged nuclides with binding energies of @xmath16 mev . the bound state of a nuclide @xmath17 and an @xmath0 particle is denoted by @xmath18 . because of these low binding energies the bound states can not form until late in the bbn epoch , when nuclear reactions are no longer efficient . hence , the effect of the @xmath0 particles is rather small @xcite . depending upon their abundance and lifetime , however , the @xmath0 particles can affect lithium abundances through the following processes : 1 ) @xmath4li production via the recombination of @xmath19he with @xmath0 followed by the catalyzed @xmath20 transfer reaction @xmath19he@xmath2(@xmath21,@xmath0)@xmath4li @xcite , 2 ) @xmath1be destruction via the recombination of @xmath1be with @xmath0 followed by the radiative proton capture reaction @xmath1be@xmath2(@xmath22,@xmath23)@xmath24b@xmath2 . in the latter process the destruction of @xmath1be occurs through both the first atomic excited state of @xmath24b@xmath2 @xcite with excitation energy of 0.819 mev in the limit of infinite @xmath0 mass @xcite or the atomic ground state ( gs ) of @xmath24b@xmath25(@xmath26,0.770 mev)@xmath2 composed of the @xmath26 nuclear excited state of @xmath24b and an @xmath0 @xcite li is produced mostly as @xmath1be during the bbn epoch , which transforms into @xmath1li by electron capture in late universe . ] . in all previous investigations , all processes are assumed to start from radiative recombination of fully ionized nuclides @xmath17 and @xmath0 as suggested in ref . @xcite . however , we found a possibility that nonradiative charge exchange reactions between hydrogen - like ions and @xmath0 can contribute to change nuclear abundances in the bbn model including an @xmath0 particle . we focus on the @xmath1be nuclide since the effect on its abundance is expected to be important . we introduce a simple model for estimating the significance of the new process in sec . [ sec2 ] , and show the result of @xmath1be@xmath2 formation rate and time evolution of nuclear abundances in example cases in sec . [ sec3 ] . finally we summarize this work in sec . we adopt natural units , @xmath27 , where @xmath28 is the reduced planck constant , @xmath29 is the speed of light , and @xmath30 is the boltzmann constant .
especially , the final abundance ofli , mainly originating from the electron capture ofbe , has been suggested to reduce by thebe destruction via the radiative capture ofbe followed by the radiative proton capture of the bound state ofbe and (be ) . quantum physical model calculations for related reactions are needed to precisely estimate the efficiency of this pathway in future .
the existence of an exotic long - lived negatively charged massive particle , i.e. , , during big bang nucleosynthesis can affect primordial light element abundances . especially , the final abundance ofli , mainly originating from the electron capture ofbe , has been suggested to reduce by thebe destruction via the radiative capture ofbe followed by the radiative proton capture of the bound state ofbe and (be ) . we suggest a new route ofbe formation , that is thebe charge exchange at the reaction of ion and . the formation rate depends on the number fraction of ion , the charge exchange cross section of and the probability that produced excited statesbe are converted to the ground state . we estimate respective quantities affecting thebe formation rate , and find that this reaction pathway can be more important than ordinary radiative recombination ofbe and . the effect of the charge exchange reaction is then shown in a latest nuclear reaction network calculation . quantum physical model calculations for related reactions are needed to precisely estimate the efficiency of this pathway in future .
1305.6155
i
we studied effects of a long - lived negatively charged massive particle , i.e. , @xmath0 on bbn . in this bbn model including the @xmath0 , @xmath1be destruction can occur , and the @xmath1be abundance can reduce from the abundance predicted in sbbn model . resultingly the final abundance of @xmath1li can explain the abundances observed in mpss . the @xmath1be destruction proceeds through formation of @xmath1be@xmath2 followed by its radiative proton capture reaction . in this work we suggest a new route of @xmath1be@xmath2 formation , i.e. , the @xmath1be charge exchange between ion and @xmath0 . 1 . the rate for the @xmath1be@xmath2 formation through depends on the number fraction of ion , the charge exchange cross section of and the probability that produced excited states @xmath1be@xmath3 are converted to the gs ( sec . [ sec21 ] ) . 2 . in the @xmath1be exchange reaction , i.e. , @xmath1be@xmath38(@xmath0 , @xmath66)@xmath1be@xmath3 , the gs is converted to highly excited states of @xmath1be@xmath3 with main quantum numbers of @xmath276 . the gs and the excited states @xmath1be@xmath3 have almost equal sizes of binding energies and atomic radii ( sec . [ sec22 ] ) . 3 . in the epoch of @xmath1be destruction in the bbn model including the @xmath0 , the ion can be regarded as an isolated system which is separated from particles in thermal bath in the universe ( sec . [ sec23 ] ) . 4 . in the epoch , the rate for the recombination , @xmath1be@xmath277 @xmath74 , is large enough , and the equilibrium abundance ratio of the fully ionized @xmath1be@xmath37 and the partially ionized had been realized ( sec . [ sec24 ] ) . the cross section of the charge exchange reaction @xmath1be@xmath38(@xmath0 , @xmath66)@xmath1be@xmath3 is estimated from an analogy of the protonium ( @xmath62 ) formation . the rate for to form @xmath1be@xmath3 through this reaction is then calculated . the rate is proportional to the @xmath0 abundance @xmath278 , and can be much larger than the cosmic expansion rate in the epoch of the @xmath1be destruction ( sec . [ sec25 ] ) . 6 . the bound - bound transition rate of @xmath1be@xmath3 produced via this charge exchange reaction to the gs @xmath1be@xmath2 is estimated by applying the electric dipole transition rate to the exotic atomic system of @xmath1be@xmath3 ( sec . [ sec26 ] ) . 7 . the cross section of the @xmath1be@xmath3 destruction via @xmath36 collisional ionization is estimated from an analogy of the destruction of muonic hydrogen , @xmath279 , at a collision with @xmath66 . the rate for @xmath1be@xmath3 destruction through this reaction is then calculated . the rate is smaller than that for the transition to the gs only for excited states @xmath1be@xmath3 with main quantum number @xmath187 . such excited states are produced via the @xmath1be exchange of the gs . the gs is , therefore , the only effective path of the gs @xmath1be@xmath2 formation ( sec . [ sec27 ] ) . the @xmath1be charge exchange rate of @xmath1be@xmath3 via the @xmath66 collision is estimated with the detailed balance relation . the rate is smaller than the destruction rate via the @xmath36 collisional ionization at @xmath188 , while it is smaller than rates of spontaneous and stimulated emissions at @xmath223 . the charge exchange reaction , therefore , does not work as an effective reaction for @xmath1be@xmath3 destruction ( sec . [ sec29 ] ) . 9 . the photoionization rate of @xmath1be@xmath3 is estimated with a classical cross section . differently from the rate for the destruction in electronic collisional ionization , the photoionization rate is always much smaller than the spontaneous emission rate . the photoionization is , therefore , not an important reaction of @xmath1be@xmath3 destruction ( sec . [ sec28 ] ) . 10 . using physical quantities relevant to the @xmath1be@xmath2 formation through estimated in this work , effective recombination rates are derived as a function of cosmic temperature for several example cases . our primary rate for the @xmath1be@xmath2 formation through is larger than the rate for the direct formation via the radiative recombination of @xmath1be and @xmath0 . uncertainties in cross sections of the charge exchange @xmath1be@xmath38(@xmath0 , @xmath66)@xmath1be@xmath3 and the destruction @xmath1be@xmath3(@xmath36 , @xmath36 @xmath1be)@xmath0 affect the @xmath1be@xmath2 formation rate . the importance of this reaction is shown in bbn calculations with a latest nonequilibrium reaction network code ( sec [ sec3 ] ) . we are grateful to professor masayasu kamimura for discussion on the reaction cross sections . this work was supported by the national research foundation of korea ( grant nos . 2012r1a1a2041974 , 2011 - 0015467 , 2012m7a1a2055605 ) , and in part by grants - in - aid for scientific research of jsps ( 24340060 ) , and scientific research on innovative area of mext ( 20105004 ) . 99 f. spite and m. spite , astron . astrophys . * 115 * , 357 ( 1982 ) . s. g. ryan , t. c. beers , k. a. olive , b. d. fields and j. e. norris , astrophys . j. * 530 * , l57 ( 2000 ) . j. melendez and i. ramirez , astrophys . j. * 615 * , l33 ( 2004 ) . m. asplund , d. l. lambert , p. e. nissen , f. primas and v. v. smith , astrophys . j. * 644 * , 229 ( 2006 ) . p. bonifacio _ et al . _ , astrophys . * 462 * , 851 ( 2007 ) . w. aoki , p. s. barklem , t. c. beers , n. christlieb , s. inoue , a. e. g. perez , j. e. norris and d. carollo , astrophys . j. * 698 * , 1803 ( 2009 ) . j. i. g. hernandez , p. bonifacio , e. caffau , m. steffen , h. -g . ludwig , n. t. behara , l. sbordone and r. cayrel _ et al . _ , astron . astrophys . * 505 * , l13 ( 2009 ) . l. sbordone , p. bonifacio , e. caffau , h. -g . ludwig , n. t. behara , j. i. g. hernandez , m. steffen and r. cayrel _ et al . _ , astron . astrophys . * 522 * , a26 ( 2010 ) . l. monaco , p. bonifacio , l. sbordone , s. villanova and e. pancino , astron . astrophys . * 519 * , l3 ( 2010 ) . l. monaco , s. villanova , p. bonifacio , e. caffau , d. geisler , g. marconi , y. momany and h. -g . ludwig , astron . astrophys . * 539 * , a157 ( 2012 ) . a. mucciarelli , m. salaris and p. bonifacio , mon . not . . soc . * 419 * , 2195 ( 2012 ) . w. aoki , h. ito and a. tajitsu , astrophys . j. * 751 * , l6 ( 2012 ) . w. aoki , memorie della societa astronomica italiana supplementi * 22 * , 35 ( 2012 ) . a. frebel , w. aoki , n. christlieb , h. ando , m. asplund , p. s. barklem , t. c. beers and k. eriksson _ et al . _ , nature * 434 * , 871 ( 2005 ) . w. aoki , a. frebel , n. christlieb , j. e. norris , t. c. beers , t. minezaki , p. s. barklem and s. honda _ et al . _ , astrophys . j. * 639 * , 897 ( 2006 ) . r. h. cyburt , b. d. fields and k. a. olive , jcap * 0811 * , 012 ( 2008 ) . o. richard , g. michaud and j. richer , astrophys . j. * 619 * , 538 ( 2005 ) . a. j. korn _ et al . _ , astrophys . j. * 671 * , 402 ( 2007 ) . k. lind , f. primas , c. charbonnel , f. grundahl and m. asplund , astron . astrophys . * 503 * , 545 ( 2009 ) . r. cayrel _ et al . _ , astron . astrophys . * 473 * , l37 ( 2007 ) . m. asplund and j. melndez , aip conf . proc . * 990 * , 342 ( 2008 ) . m. steffen , r. cayrel , p. bonifacio , h. g. ludwig and e. caffau , in iau symp . 265 , chemical abundances in the universe : connecting first stars to planets , edited by k. cunha , m. spite and b. barbuy ( cambridge univ . press , cambridge , 2010 ) , p. 23 . m. pospelov , phys . lett . * 98 * , 231301 ( 2007 ) . k. kohri and f. takayama , phys . d * 76 * , 063507 ( 2007 ) . r. h. cyburt , j. r. ellis , b. d. fields , k. a. olive and v. c. spanos , jcap * 0611 * , 014 ( 2006 ) . m. kaplinghat and a. rajaraman , phys . d * 74 * , 103004 ( 2006 ) . k. hamaguchi , t. hatsuda , m. kamimura , y. kino and t. t. yanagida , phys . b * 650 * , 268 ( 2007 ) . c. bird , k. koopmans and m. pospelov , phys . d * 78 * , 083010 ( 2008 ) . m. kusakabe , t. kajino , r. n. boyd , t. yoshida and g. j. mathews , phys . d * 76 * , 121302 ( 2007 ) . m. kusakabe , t. kajino , r. n. boyd , t. yoshida and g. j. mathews , astrophys . j. * 680 * , 846 ( 2008 ) . k. jedamzik , phys . d * 77 * , 063524 ( 2008 ) ; 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the existence of an exotic long - lived negatively charged massive particle , i.e. , , during big bang nucleosynthesis can affect primordial light element abundances . we suggest a new route ofbe formation , that is thebe charge exchange at the reaction of ion and . the formation rate depends on the number fraction of ion , the charge exchange cross section of and the probability that produced excited statesbe are converted to the ground state . the effect of the charge exchange reaction is then shown in a latest nuclear reaction network calculation .
the existence of an exotic long - lived negatively charged massive particle , i.e. , , during big bang nucleosynthesis can affect primordial light element abundances . especially , the final abundance ofli , mainly originating from the electron capture ofbe , has been suggested to reduce by thebe destruction via the radiative capture ofbe followed by the radiative proton capture of the bound state ofbe and (be ) . we suggest a new route ofbe formation , that is thebe charge exchange at the reaction of ion and . the formation rate depends on the number fraction of ion , the charge exchange cross section of and the probability that produced excited statesbe are converted to the ground state . we estimate respective quantities affecting thebe formation rate , and find that this reaction pathway can be more important than ordinary radiative recombination ofbe and . the effect of the charge exchange reaction is then shown in a latest nuclear reaction network calculation . quantum physical model calculations for related reactions are needed to precisely estimate the efficiency of this pathway in future .
hep-ph9511403
i
dynamical chiral symmetry breaking ( dcsb ) plays a very important role in the research of fundamental interactions . up to now , most investigations are focussed on dcsb with mass generation for the fermions . in such a scenario , the bilinear fermion condensate is taken as the order parameter of chiral symmetry breaking and it is known that it can receive a nonzero value when the coupling of the system exceeds some critical value . for a review on dynamical chiral symmetry breaking , see e.g. @xcite . but this is not the complete story for dcsb , since the order parameter may not be the bilinear fermion condensate : in principle , higher @xmath0-point functions which break chiral symmetry might become nonzero , without dynamical mass generation for the fermions @xcite . in a massless @xmath1 gauge theory for example , four - fermion green s functions which break chiral symmetry might become nonzero at values of the coupling below the critical value for dynamical mass generation . such a breaking of the chiral symmetry by the four - fermion condensates , without mass generation for the fermions , was discussed recently by holdom and triantaphyllou @xcite , who have calculated these four - point functions numerically and found a critical coupling constant which is almost the same as that responsible for dynamical mass generation . one could also think of theories where some other symmetry prevents the dynamical generation of a bilinear condensate and a dynamical fermion mass , but where a nonzero condensate of a higher @xmath0-point function is not restricted by this symmetry . in a chiral gauge theory , the gauge symmetry will be broken by the generation of a fermion mass , but a chirality - changing four - fermion condensate does not break the gauge symmetry , and might therefore be generated dynamically . in such a scenario , the chiral symmetry can be realized in more delicate way which may be useful for model building @xcite : it allows for a hierarchy of chiral symmetry breaking , first by the four - fermion condensate at relatively small values of the coupling , and eventually a second phase transition , at higher values of the coupling , leading to mass generation for the fermions , due to the four - fermion condensates . for these purposes one should study this phenomenon in a chiral gauge theory , as suggested in @xcite , but for simplicity and to see whether such a symmetry breaking patterns is possible , we restrict ourselves to a @xmath1 gauge theory . in our paper we confirm analytically the numerical results obtained by holdom and triantaphyllou @xcite , using a slightly different method to calculate the nonperturbative four - fermion functions . we find that there is a critical coupling for dynamical chiral symmetry breaking via the four - fermion condensates , below which there are no nontrivial solutions for the four - fermion functions which break chiral symmetry , but preserve parity , lorentz symmetry , and the flavor symmetry . this critical coupling is ( in our truncation scheme ) exactly the same as the critical coupling for fermion mass generation . this result is obtained by calculating the loop expansion of the effective action to leading order for the nonperturbative four - point functions . our result is also in agreement with an intuitive argument comparing the condensation of two fermions to the condensation of four fermions : for the four - fermion condensate we need at least the same binding force as for the bilinear fermion condensate . our paper is organized as follows . in the next section , we discuss some general features about dynamical symmetry breaking , and we show how in principle the chiral symmetry can be broken without mass generation for the fermions . in sec . [ seceffact ] , we derive a linear integral equation for the four - fermion function , using the loop expansion of the effective action . next , we analyze this equation for the nonperturbative chirality - changing four - fermion functions , using some expansions in order to perform the angular integrations analytically ; more details can be found in the appendix . we find that there is a critical coupling for these functions ; this critical coupling turns out to be the same as the critical coupling for dynamical mass generation . finally we give some concluding remarks in sec . [ secconc ] .
it is shown that in leading order of the loop expansion of the effective action , there is a critical coupling for the nonperturbative parity - invariant chirality - changing four - fermion functions ; this critical coupling however is the same as that for dynamical mass generation . therefore there is no breaking of chiral symmetry through the condensation of four - fermion functions below the critical coupling for dynamical mass generation for the fermions .
the fermion four - point functions and condensates as the chiral symmetry order parameters are calculated analytically in u(1 ) gauge theory in the massless phase . it is shown that in leading order of the loop expansion of the effective action , there is a critical coupling for the nonperturbative parity - invariant chirality - changing four - fermion functions ; this critical coupling however is the same as that for dynamical mass generation . therefore there is no breaking of chiral symmetry through the condensation of four - fermion functions below the critical coupling for dynamical mass generation for the fermions .
1310.2512
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figure 1 shows a simulation of grain - surface chemistry using the method described above . the simulation uses a gas density of @xmath43 @xmath2 , and dust and gas temperatures of 10 k. the images show accurately the positions of each simulated particle ; however , the size and appearance of each particle in the image is chosen purely for ease of visual identification . as described above , every atom and molecule in the present model is treated as a uniform sphere of radius 1.6 ; no inference as to the polar orientation of molecules should be drawn . the images are constructed using the free - ware ray - tracing software _ pov - ray_. panel ( b ) shows an instance wherein 2 oxygen atoms and 1 hydrogen atom have been accreted from the gas phase . all are free to diffuse , but the hydrogen atom is significantly more mobile than the oxygen atoms . following several thermal hops , the hydrogen atom meets one of the oxygen atoms , with which it reacts to form oh . the further accretion of an oxygen and a hydrogen atom from the gas phase results in the formation of o@xmath0 and h@xmath0o . a video of this sequence may be found in the online version of the journal . figure 3 shows another simulation with a gas density of @xmath43 @xmath2 , extended for a much longer period ; 1000 water molecules are formed over 350 yr . ( an identical simulation is shown in figs.[f_surface]d and [ f_cross]d , extended to 200,000 water molecules , or 8,471 yr ) . the resultant ice mantle is composed primarily of water molecules , as expected . some molecular oxygen ( o@xmath0 ) and molecular hydrogen ( h@xmath0 ) are also present ; panel ( b ) shows an h@xmath0 molecule a little below the center of the image . to the left of this may be seen both an o@xmath0 molecule and a hydrogen peroxide molecule ( h@xmath0o@xmath0 ) . h@xmath0 and h@xmath0o are in fact formed in approximately equal quantities , but the molecular hydrogen evaporates rapidly unless trapped in a strong binding site , typically one with @xmath444 binding partners . panel ( c ) shows that the h@xmath0 indicated in panel ( b ) has left that binding site . in rate equation - based models , the formation of any significant quantity of h@xmath0o@xmath0 by the direct addition of two oh radicals at low temperature would be unlikely , due to the low diffusion rate of oh . such methods treat only the direct diffusion of each stated reactant . however , because the model presented here considers the explicit positions of all particles at all times , h@xmath0o@xmath0 may instead be formed by the diffusion of an o atom to a position that is in contact with an oh radical , followed by the surface diffusion of an h atom onto the oxygen atom . this results in an immediate two - stage reaction : h + o + oh @xmath45 oh + oh @xmath45 h@xmath0o@xmath0 . the occurrence of this process is dependent only on the relatively fast diffusion of hydrogen and oxygen , and not oh . such effects , which are essentially three - body surface reactions , are not generally taken into account in rate - based models . however , a similar process for the surface reaction of h + o + co was considered by garrod & pauly ( 2011 ) , who found this mechanism to be the primary formation route for co@xmath0 ice at low temperatures , due to the immobility of co and oh . because the new model takes explicit account of physical positions and structure , all such multi - stage processes are included by default . the formation of the ice mantle shown in fig . 3 is not uniform ; panels ( b ) and ( c ) in particular show the formation of a `` hole '' in the ice , corresponding to a region on the grain whose geometry results in weaker surface potential minima . in the center of the hole shown in panel ( c ) is a single dust - grain atom , around which six other dust - grain atoms reside . this arrangement produces six contiguous potential minima that allow bonding to only 3 dust - grain atoms , rather than the typical 4 . moderately mobile species that are momentarily bound in these weak sites rapidly diffuse out again . thus , the geometry of the dust grain alone may be seen to influence the consequent ice - mantle structure . there exist 8 such regions on the grain used in these models , where similar behavior is found . in this particular model , these holes eventually close over , as molecules build up at the edges of the holes , presenting positions of stronger binding within . under other conditions , such holes may progress to form pores within the ice structure ( see section 3.1.1 ) . in order to investigate the formation of structure in the ices , simulations have been run to produce ice mantles several times thicker than the diameter of the underlying grain . four sets of models have been produced , corresponding to gas densities in the range @xmath46 @xmath47 @xmath2 . for each density , the model has been run three times , adopting a different initial random number seed . this is done to demonstrate that the behavior of the models is a general feature and not dependent on the specific random numbers used in each run . all the simulations are run until 200,000 water molecules have been formed on the grain . as before , dust and gas temperatures are held at 10 k and the gas - phase fractional abundances of h and o atoms are fixed at @xmath24 . in addition , a single model has been run in which water molecules are accreted directly from the gas phase , with no accretion of h and o atoms . an arbitrary gas density of @xmath47 @xmath2 is used ; however , for the consideration of ice structure , the precise rate of accretion is unimportant , due to the lack of surface chemistry and the neglible rate of water diffusion caused by the low temperature . figure 4 shows the final state of each density model ( run 1 is shown in each case ) , including pure accretion ( panel a ) . hydrogen molecules ( h@xmath0 ) are highlighted in blue to aid the eye . a number of features are immediately apparent ; firstly , the large- and small - scale structure of the ice is strongly dependent on the gas density . the most irregular structure results from the higher - density simulations , culminating in the accretion - only model in this case , water molecules remain wherever they land as the result of accretion . in the simulations with active chemistry , higher densities result in more rapid hydrogenation of surface oxygen atoms , before they have the opportunity to find alternative , stronger binding sites . the higher - density ice mantles exhibit a highly porous , or `` creviced '' structure . panels ( b ) and ( c ) in particular show a `` cauliflower - like '' structure , wherein the crevices act to isolate large - scale nodules of ice . in the lower density simulations , the nodules become broader and the crevices less deep . the lowest - density model indeed shows a fairly smooth ice structure with no deep crevices or voids . in the accretion - only simulation , the ice appears irregular on all scales . the small - scale porous structure is largely the result of the lack of surface diffusion , such that new species are unable to move even a short distance into the stronger binding sites that are provided by areas of extreme small - scale curvature of the ice surface . however , the large - scale irregularity of the ice is caused by the combination of fully - randomized trajectories with a three - dimensional grain ; the growth of randomly - produced surface irregularities , or `` bulges '' , is amplified by their protrusion into the accretion field , picking up more material from a greater solid angle , while blocking out those trajectories for other regions of the grain / ice surface . such effects are still prevalent in the active - chemistry models panel ( c ) shows an ice mantle whose underlying dust grain is centered in the image ; a large protrusion may be seen on the right . while a moderate degree of surface diffusion may act to close over the small - scale pores or crevices in the ice , atoms of oxygen are required to diffuse a significant distance over the ice surface to counteract the large - scale irregularities . consequently , while smooth on the small scale , the lowest - density simulation ( panel e ) nevertheless shows an overall irregular shape . figure 5 shows cross sections of the same final ice mantles . each cross section passes through the dust - grain center at an arbitrary angle , showing molecules that sit within a `` slice '' @xmath48 deep this allows space for up to two molecules along a line of sight . videos of panels ( a ) , ( b ) and ( e ) are available in the online version of the journal , showing cross sections over 360 degrees . the detail of the porosity within the ice mantles is clearly visible in figure 5 . panel ( a ) shows significant and fairly uniform porosity , with pores or crevices that pass deep within the mantle almost down to the dust grain itself . the highest - density simulation with active chemistry is not as extreme , but also shows very deep pores / crevices in places , and exhibits some closed pores . the degree of porosity falls away at lower gas densities , until , for @xmath49 @xmath2 , there are essentially no open pores and the ice is extremely compact . one of the most striking features of fig . 5 is the arrangement of hydrogen molecules ( h@xmath0 ) . shown in blue in figs . 4 and 5 for ease of identification , h@xmath0 is almost completely segregated from the water molecules , especially in the higher - density simulations . furthermore , the h@xmath0 molecules are arranged in `` veins '' that are similar in appearance to the empty porous structures . as may be seen three - dimensionally in fig . 4 , the h@xmath0 indeed fills in crevices between larger structures . the veins of h@xmath0 are typically no more than around 5 molecules across ( commensurate micro - porous structure ) , while many of the unfilled pores are significantly larger . following its formation on the grains , an h@xmath0 molecule may diffuse around the surface . if it finds a weak binding site , it may evaporate entirely , but if it finds a strong binding site such as may be found in a pore , where multiple binding potentials converge then it may remain bound in place . the addition of further hydrogen molecules could then contain it , and allow a pore to fill up with hydrogen . the presence of larger , unfilled pores in the higher - density simulations suggests that these pores have an insufficient degree of inward curvature to produce binding potentials great enough to retain h@xmath0 for long enough before the deposition of new material can lock it into place . figure [ bar_coord ] shows a bar chart of the number of surface bonds of each molecule ( of any species ) within the ice mantle , for each of the simulations shown in figs . 4 and 5 . the accretion - only model shows a very different distribution from the active - chemistry models . approximately 35% of all molecules in this simulation experience only 3 5 bonds , making them ( typically ) surface molecules . conversely , only around 6% of molecules in even the highest - density active - chemistry simulation are so weakly bound , and the number of species with only 3 bonds is negligible . however , this does not imply that potential minima that would allow only 3 bonds do not exist only that they are unoccupied . pores , and the associated h@xmath0 veins , may begin to form in such positions , with ice structure building up around them . the porosity visible in figs . 4 and 5 is reflected in the bonding distributions of fig . 6 , with the most compact ice ( produced by the lowest - density model ) showing the greatest bias toward 10 12 bonds , which are necessarily bulk ice molecules . such distributions may therefore be useful as a measure of porosity in these simulations . figure 7 shows the fraction of bonds shared with an h@xmath0 molecule , averaged over all h@xmath0 molecules . the highest density model shows the greatest degree of clustering of h@xmath0 molecules . based on a purely statistical comparison of abundances , the expected value would be around 13 14% for this density ( based on values in table 3 ) . for the lowest density model , the statistical expectation would be @xmath58% . in each case , the actual fractional bonding of h@xmath0 to h@xmath0 is close to 3 times higher than the statistical expectation . it should also be borne in mind that the binding potentials used for h@xmath0 ( table 2 ) are the same for all binding partners . the h@xmath0 clustering is thus the result of the structural arrangement of the ice mantle to produce pores or concentrations of strong binding sites in which h@xmath0 molecules may become trapped , rather than a preference for h@xmath0 molecules to bind to each other , per se . figure 8 shows time - dependent grain - surface chemical abundances for each of the stable molecules included in the model , for all four gas - density values . results for all three runs at each density are plotted in the same panel . the end - time of each model corresponds to the time at which 200,000 water molecules have been formed ; the precise value varies according to the gas density and , to some degree , according to random variation between runs at the same density . for o@xmath0 and h@xmath0o@xmath0 , which have generally low abundances , there is some random fluctuation apparent at early times , and there are small systematic differences between runs of the same density . however , as a proportion of the total quantities , these variations fall away as the ice mantles grow . table 3 shows the final values for each model run , as well as the total amount of h@xmath0 formed , much of which evaporates back into the gas phase . h@xmath0o@xmath0 shows the largest variation between same - density runs , of around 7 - 8% , but variations for the other species are typically 1 - 2% . the elevated value for h@xmath0o@xmath0 may be due to its more intricate formation mechanism in this model ( see section 3 ) . for reference , table 3 also indicates end - times of the models , @xmath50 , and the greatest radial distance of any ice - mantle particle from the centroid of the grain , @xmath51 , achieved by the end of each run . abundances of species other than h@xmath0o are seen to be somewhat lower for the lower density models , including h@xmath0 . however , the total amount of h@xmath0 formed ( see table 3 ) is much less affected than the quantity that is stored on the grain at each gas density . accreted atomic hydrogen is typically able to remain on the grain for long enough for another reactive species to accrete and react with it , for all density models . in the case where the product is h@xmath0 , it is more likely to evaporate for the lower density models , which have a more regular surface that provides fewer strong - binding positions or pores . in each of the simulations , the amount of h@xmath0 formed is only a small amount larger than the total water formed . the running of the new model over various density conditions allows an assessment of the computational efficiency to be made . each simulation was run with an _ intel xeon x5482 _ cpu , using a single thread . the run - time for all of the three higher - density simulations ( @xmath52 , @xmath53 , and @xmath47 @xmath2 ) is approximately 90 95 hours , depending on which random - number seed run is considered . only the lowest - density simulations show an apparent density dependence , taking @xmath5180 hours to run . the majority of cpu - time is used up on the calculation of diffusion pathways and on the assignment of position and pairing information associated with each surface hop . because the model keeps diffusion paths in memory , the most intensive calculations are typically done only once per particle , providing the positions of surface potential minima for an individual , mobile particle for large numbers of subsequent , identical hops , prior to reaction , desorption or trapping in a strong binding site . it appears that the larger drain on cpu - time in the low - density case is caused by the relative smoothness of the ice surface . in this case , a diffusing particle ( typically atomic hydrogen ) on the grain has a smaller probability of becoming trapped in a strong binding site ( thus ceasing its diffusion ) , while the probability of another particle being accreted onto the grain , and subsequently reacting with the first particle , is smaller ( due to lower gas density ) . this results in a longer sequence of diffusion before a reaction occurs . it is to be expected that the use of larger grains would ameliorate this effect , as the current model dust grain is extremely small , providing low overall rates of accretion . conversely , higher temperatures would most likely make it worse , due to the resulting faster diffusion , although desorption rates would also increase . the inclusion of a broader network of surface species is expected to make the surface more heterogeneous , such that the smoothness of the surface potential would be reduced , minimizing the possibility that surface species may spend long periods of cpu - time without being trapped in a strong binding site .
hydrogen and oxygen atoms accrete onto the grain , to produce ho , h , o and ho . the off - lattice method allows the ice structure to evolve freely ; ice mantle porosity is found to be dependent on the gas density , which controls the accretion rate . collect within the crevices that divide nodules of ice , and within micropores ( whose extreme inward curvature produces strong local potential minima ) .
the first off - lattice monte carlo kinetics model of interstellar dust - grain surface chemistry is presented . the positions of all surface particles are determined explicitly , according to the local potential minima resulting from the pair - wise interactions of contiguous atoms and molecules , rather than by a pre - defined lattice structure . the model is capable of simulating chemical kinetics on any arbitrary dust - grain morphology , as determined by the user - defined positions of each individual dust - grain atom . a simple method is devised for the determination of the most likely diffusion pathways and their associated energy barriers for surface species . the model is applied to a small , idealized dust grain , adopting various gas densities and using a small chemical network . hydrogen and oxygen atoms accrete onto the grain , to produce ho , h , o and ho . the off - lattice method allows the ice structure to evolve freely ; ice mantle porosity is found to be dependent on the gas density , which controls the accretion rate . a gas density of , appropriate to dark interstellar clouds , is found to produce a fairly smooth and non - porous ice mantle . at all densities , h molecules formed on the grains collect within the crevices that divide nodules of ice , and within micropores ( whose extreme inward curvature produces strong local potential minima ) . the larger pores produced in the high - density models are not typically filled with h . direct deposition of water molecules onto the grain indicates that amorphous ices formed in this way may be significantly more porous than interstellar ices that are formed by surface chemistry .
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this model allows porous structures within the ice mantle to form naturally , as the result of chemical and physical conditions . however , the consideration of porosity in simulations of interstellar dust - grain chemistry is not new ; perets & biham ( 2006 ) used a rate - based model to study the effects of porosity within the dust - grain structure itself . the models indicated that porosity could increase the efficiency of h@xmath0 formation over a wider range of temperatures than would otherwise be possible . taquet et al . ( 2012 ) extended the treatment of perets et al . to a full gas - grain chemical model that included the formation of a porous ice mantle , using pre - defined values for the number and sizes of pores . they found only moderate increases in the production of certain key ice - mantle species . cuppen & herbst ( 2007 ) used a monte carlo technique to treat the formation of ice on a surface with periodic boundary conditions , using a fixed lattice for the positions of particles on the grain or within the ice mantle . depending on the physical conditions , ice structures of varying compactness and porosity were produced , including some with tower - like structures of apparently single - molecule thickness . the models that show the most extreme porosity , however , were obtained assuming temperatures rather higher than the 10 k used here . in the present model , only a limited reaction set is considered , which does not include any activation barrier - mediated reactions . nevertheless , the basic reactions that allow the formation of the most important species , such as h@xmath0 and h@xmath0o , are indeed present . the use of an off - lattice approach in this model requires that the binding of atoms or molecules to the surface involve at least 3 other binding partners . thus , the `` sky - scraper '' structures produced by the models of cuppen & herbst are not found here , both because binding to a single partner can not occur and because the direction of the binding is not pre - determined , but depends on the arrangement of the binding partners . perhaps most importantly , the off - lattice approach of the present model allows the effects of the curvature of the surface to be automatically taken into account . inward curvature , such as may be found within the pores , produces stronger binding conditions resulting from the ability to bind with a greater number of partners ; likewise , the outward curvature found on the bare grain , and on the `` nodules '' or `` bulges '' that form on the ice , tend to minimize the number of binding partners . these curvature effects drive mobile particles into the pores as the pores are forming , so that they become filled with h@xmath0 , producing veins . larger pores which are formed in the higher - density models , and which experience less extreme curvature tend not to fill up in this way . the kind of micro - pores investigated by taquet et al . ( 2012 ) , which appear to be comparable in size to the h@xmath0 veins that form here , may not therefore be long - lived enough to affect the chemistry significantly . the present model indicates that such pores would be filled up , although others may develop in their place . in general , however , the low density model ( which perhaps provides the most appropriate comparison ) tends to predict a compact , albeit segregated , ice structure . the gas - phase chemical abundances used in the model presented here represent dense - cloud conditions , under which most hydrogen takes the form of h@xmath0 , resulting in similar h and o gas - phase abundances . however , higher values for h are entirely plausible , which would result in greater h fluxes onto the grains , and therefore a shorter time period before surface oxygen atoms could find alternative binding sites . it is therefore likely that a cloud with large quantities of h not yet converted to h@xmath0 should produce more porous dust - grain ices . it is also probable that , other model quantities being equal , the smallest of these pores would rapidly fill up . the consideration here of a model that involves the direct accretion of water onto the grain allows a basic comparison with laboratory amorphous solid water ( asw ) ices , which are also formed by the deposition of water molecules directly onto a cold surface . it is well known that the angle of deposition has a strong influence on the degree of porosity in the ice ( e.g. kimmel et al . 2001 ; raut et al . the present model does not investigate the effect of deposition angle directly , but uses a completely randomized field of accreting particles . the result is an extremely porous ice , which is qualitatively different from the forms produced by active grain - surface chemistry , because of the minimal diffusion of the water molecules following accretion . in the active - chemistry models , the slow formation of the ice from its constituent atoms allows voids and strong binding sites to be filled more effectively , so that the lowest - density simulations show an absence of pores , and a relatively small quantity of h@xmath0 veins as compared with higher gas - density ( i.e. faster - accretion ) models . it therefore seems appropriate to suggest that interstellar ice analogs formed in the laboratory may be significantly more porous than actual interstellar ices . this would imply that effects observed in laboratory ices , relating to the absorption of other molecules into pores and their subsequent release at higher temperatures ( e.g. collings et al . 2004 ) , may be of less importance in interstellar ice mantles . in mitigation , the present model does not include any mechanism for super - thermal surface diffusion of the accreted particle , or indeed of newly - formed surface molecules . the acceleration of the accreting particle into a surface potential well , or the release of chemical energy from the surface formation of a molecule , could provide sufficient energy for diffusion . this could allow an otherwise immobile particle to find a nearby binding site with stronger binding properties . however , in view of the experimental evidence for significant porosities in laboratory asw ice ( e.g. westley et al . 1998 , and references therein ) , the importance of this effect may be small . as shown in table 3 , for decreasing density the h@xmath0:h@xmath0o production ratio approaches 1:1 . this may be explained through a simple analysis : taking the 1:1 gas - phase abundance ratio for h : o used in the present model , the ratio of accretion rates is 4:1 , due to the 16 times higher mass of oxygen , as entered into eq . ( 1 ) . under conditions where atomic - hydrogen mobility dominates all surface processes , and accretion dominates evaporation , this rate should indeed produce a 1:1 formation rate for h@xmath0:h@xmath0o . ( for every 1 oxygen that accretes , 4 h - atoms will accrete ; 2 are used up , as they rapidly find the o / oh on the surface , to form water . the other two will on average meet each other and form h@xmath0 . ) this analysis ignores o@xmath0 and h@xmath0o@xmath0 formation , each of which would otherwise remove 4 and 2 more hydrogen atoms , respectively , if their oxygen atoms had instead formed surface water . this difference accounts for around 40% of the h@xmath0 excess over h@xmath0o in the low - density models . it may be seen , therefore , that for the lowest density simulations in particular , the production of h@xmath0 is very close to what may be called a `` smooth - grain '' limit , in which hydrogen - atom mobility is not significantly affected by the presence of strong binding sites . with increasing density , there are more strong binding sites ( due to the more irregular ice structure ) , while the waiting period for the accretion of a new particle is also shorter . these effects heighten the probability that an accreted hydrogen atom will wait for another h to react with it , rather than to diffuse to find a free oxygen atom elsewhere on the dust / ice surface , thus producing a greater proportion of molecular hydrogen . for gas densities less than @xmath5@xmath46 @xmath2 , one should expect that the ice surface would be similarly smooth , and perhaps yet more spherical , while the waiting period for accretion would be greater , all of which should produce h@xmath0:h@xmath0o ratios even closer to unity . under such circumstances , the use of rate - based models that employ generalized binding and diffusion characteristics should not produce strongly divergent results for h@xmath0 production from those obtained here , providing appropriate characteristic values were chosen . such an approach would also require that the stochastic behavior of the chemistry be treated adequately ( e.g. the use of the modified rate equations of garrod 2008 and garrod et al . 2009 ) , as the scenario described clearly falls into the case where standard rate equations should fail . it is unclear , however , whether such an approach could accurately reproduce the quantity of the resultant h@xmath0 that is retained on the grain surface , which is still determined by heterogeneous structural considerations . the choice of physical conditions investigated in the present study has been limited to the gas density , which controls the rate of accretion onto the grain . the gas density demonstrates a clear effect on the resultant ice structure , and thence on the retention of h@xmath0 molecules on the grain . the relative formation rates of o@xmath0 and h@xmath0o@xmath0 are also seen to be affected by the density variation , due to the competition between chemical reactions whose rates are dependent on surface diffusion . each of the effects mentioned above concern the interplay between accretion , diffusion and desorption . the gas density is thus not the only parameter which may affect the chemistry and structure of the ice formed on the grain . future work will address the importance of dust temperature ; however , one may predict that temperatures higher than the 10 k used here would produce more diffusion of oxygen atoms , meaning more compact ices . likewise , lower temperatures would result in more porosity , and greater retention of h@xmath0 within those structures . the present , preliminary model uses a very small grain , of radius 16 , as compared to a canonical value of 0.1 @xmath54 m ( = 1000 ) . however , the final ice - mantle radii are significantly larger , at around 150 190 . future models will investigate chemistry on larger grains . the application of the model to a porous dust grain , of explicitly defined structure , would also be quite possible .
a gas density of , appropriate to dark interstellar clouds , is found to produce a fairly smooth and non - porous ice mantle . at all densities , h molecules formed on the grains the larger pores produced in the high - density models are not typically filled with h .
the first off - lattice monte carlo kinetics model of interstellar dust - grain surface chemistry is presented . the positions of all surface particles are determined explicitly , according to the local potential minima resulting from the pair - wise interactions of contiguous atoms and molecules , rather than by a pre - defined lattice structure . the model is capable of simulating chemical kinetics on any arbitrary dust - grain morphology , as determined by the user - defined positions of each individual dust - grain atom . a simple method is devised for the determination of the most likely diffusion pathways and their associated energy barriers for surface species . the model is applied to a small , idealized dust grain , adopting various gas densities and using a small chemical network . hydrogen and oxygen atoms accrete onto the grain , to produce ho , h , o and ho . the off - lattice method allows the ice structure to evolve freely ; ice mantle porosity is found to be dependent on the gas density , which controls the accretion rate . a gas density of , appropriate to dark interstellar clouds , is found to produce a fairly smooth and non - porous ice mantle . at all densities , h molecules formed on the grains collect within the crevices that divide nodules of ice , and within micropores ( whose extreme inward curvature produces strong local potential minima ) . the larger pores produced in the high - density models are not typically filled with h . direct deposition of water molecules onto the grain indicates that amorphous ices formed in this way may be significantly more porous than interstellar ices that are formed by surface chemistry .
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the model presented in this paper is the first off - lattice monte carlo kinetic model of interstellar dust - grain chemistry . the model allows the full three - dimensional simulation of chemical kinetics and ice structure on a grain surface defined by the positions of its constituent atoms . the use of an off - lattice technique allows the precise positions , binding strengths and diffusion probabilities of grain - surface particles to be determined according to the interaction potentials with binding partners ; particles are not fixed in a pre - determined lattice structure . the model also allows arbitrary morphologies and structures to be used for the underlying dust grain . this includes not only the local surface roughness of a particle , but the degree of grain porosity , as well as the choice of a spherical , spheroidal , irregular , or any other grain shape . the model opens up a large new parameter space that will be investigated in future , in conjunction with a more extensive chemical network . 1 . the shape of the ice mantle is irregular , even for low gas - density models . the porosity of the ice is strongly dependent on the gas density , with higher densities producing greater porosity . 3 . the small - scale curvature of local regions of the ice / grain surface has a strong effect on the chemistry and structure of the ice formed on top . such considerations can only be treated using an off - lattice approach . 4 . inward curvature on small scales as found with micropores allows binding with a greater number of binding partners than on a relatively flat surface . this increases desorption and diffusion barriers , encouraging the trapping of mobile species in micropores and strong surface binding sites . micropores are formed in the ices , but are rapidly filled with h@xmath0 molecules , forming veins of h@xmath0 . thus , h@xmath0 shows significant segregation from water molecules in all models . larger pores remain unfilled , as they do not provide sufficient small - scale curvature of the surface to significantly increase binding potentials . 7 . for gas densities appropriate to dark interstellar clouds ( @xmath46 @xmath2 ) , the ice mantle is fairly smooth and non - porous , albeit with veins of h@xmath0 throughout . . direct deposition of water molecules , such as is used to produce laboratory amorphous water ice , results in far greater porosity than is achieved when the ice is formed by surface reactions between accreted atoms . , then another hydrogen atom has landed , to react with oh , forming h@xmath0o . _ a video of this sequence is availble in the online version of the journal , showing one thermal hop per frame._,title="fig:",scaledwidth=49.0% ] , then another hydrogen atom has landed , to react with oh , forming h@xmath0o . _ a video of this sequence is availble in the online version of the journal , showing one thermal hop per frame._,title="fig:",scaledwidth=49.0% ] , then another hydrogen atom has landed , to react with oh , forming h@xmath0o . _ a video of this sequence is availble in the online version of the journal , showing one thermal hop per frame._,title="fig:",scaledwidth=49.0% ] , then another hydrogen atom has landed , to react with oh , forming h@xmath0o . _ a video of this sequence is availble in the online version of the journal , showing one thermal hop per frame._,title="fig:",scaledwidth=49.0% ] @xmath2 . the `` hole '' in the ice structure is caused by the comparatively weak surface potential of the underlying grain surface in that region , resulting from its geometry . _ a video of this simulation is availble in the online version of the journal , showing the formation of 1 water molecule per frame._,title="fig:",scaledwidth=32.0% ] @xmath2 . the `` hole '' in the ice structure is caused by the comparatively weak surface potential of the underlying grain surface in that region , resulting from its geometry . _ a video of this simulation is availble in the online version of the journal , showing the formation of 1 water molecule per frame._,title="fig:",scaledwidth=32.0% ] @xmath2 . the `` hole '' in the ice structure is caused by the comparatively weak surface potential of the underlying grain surface in that region , resulting from its geometry . _ a video of this simulation is availble in the online version of the journal , showing the formation of 1 water molecule per frame._,title="fig:",scaledwidth=32.0% ] lrrrrrrrr h & 100 & 100 & 50 & 100 & 100 & 100 & 100 & 100 + h@xmath0 & 50 & 50 & 50 & 50 & 50 & 50 & 50 & 50 + o & 200 & 100 & 50 & 200 & 200 & 200 & 200 & 200 + o@xmath0 & 300 & 100 & 50 & 200 & 300 & 300 & 300 & 300 + oh & 400 & 100 & 50 & 200 & 300 & 400 & 500 & 600 + h@xmath0o & 500 & 100 & 50 & 200 & 300 & 500 & 1000 & 1000 + h@xmath0o@xmath0 & 600 & 100 & 50 & 200 & 300 & 600 & 1000 & 1200 + rcccccccccccc @xmath46 & 1 & & @xmath55 & 147.1 & & 3 & 1 & 3 & 1,238 & 240 & 18,284 & 207,313 + & 2 & & @xmath56 & 152.6 & & 6 & 3 & 3 & 1,241 & 261 & 18,399 & 206,096 + & 3 & & @xmath57 & 149.1 & & 1 & 4 & 0 & 1,260 & 257 & 18,407 & 208,248 + + @xmath52 & 1 & & @xmath58 & 153.9 & & 6 & 7 & 8 & 1,599 & 304 & 23,011 & 209,973 + & 2 & & @xmath59 & 148.3 & & 9 & 4 & 5 & 1,547 & 301 & 22,998 & 206,612 + & 3 & & @xmath60 & 160.0 & & 7 & 6 & 8 & 1,523 & 325 & 23,494 & 208,044 + + @xmath53 & 1 & & @xmath61 & 164.9 & & 37 & 30 & 19 & 3,073 & 620 & 28,872 & 217,227 + & 2 & & @xmath62 & 176.0 & & 27 & 23 & 19 & 2,974 & 618 & 29,216 & 217,463 + & 3 & & @xmath63 & 178.3 & & 27 & 20 & 18 & 3,031 & 596 & 29,620 & 216,183 + + @xmath47 & 1 & & @xmath64 & 191.9 & & 72 & 42 & 52 & 5,308 & 1,321 & 32,824 & 225,258 + & 2 & & @xmath65 & 177.3 & & 60 & 53 & 45 & 5,385 & 1,233 & 31,484 & 228,142 + & 3 & & @xmath66 & 183.6 & & 81 & 42 & 42 & 5,381 & 1,281 & 33,319 & 227,244 + gibb , e. l. , whittet , d. c. b. , schutte , w. a. , boogert , a. c. a. , chiar , j. e. , ehrenfreund , p. , gerakines , p. a. , keane , j. v. , tielens , a. g. g. m. , van dishoeck , e. f. , & kerkhof , o. 2000 , , 536 , 347
the first off - lattice monte carlo kinetics model of interstellar dust - grain surface chemistry is presented . the positions of all surface particles are determined explicitly , according to the local potential minima resulting from the pair - wise interactions of contiguous atoms and molecules , rather than by a pre - defined lattice structure . direct deposition of water molecules onto the grain indicates that amorphous ices formed in this way may be significantly more porous than interstellar ices that are formed by surface chemistry .
the first off - lattice monte carlo kinetics model of interstellar dust - grain surface chemistry is presented . the positions of all surface particles are determined explicitly , according to the local potential minima resulting from the pair - wise interactions of contiguous atoms and molecules , rather than by a pre - defined lattice structure . the model is capable of simulating chemical kinetics on any arbitrary dust - grain morphology , as determined by the user - defined positions of each individual dust - grain atom . a simple method is devised for the determination of the most likely diffusion pathways and their associated energy barriers for surface species . the model is applied to a small , idealized dust grain , adopting various gas densities and using a small chemical network . hydrogen and oxygen atoms accrete onto the grain , to produce ho , h , o and ho . the off - lattice method allows the ice structure to evolve freely ; ice mantle porosity is found to be dependent on the gas density , which controls the accretion rate . a gas density of , appropriate to dark interstellar clouds , is found to produce a fairly smooth and non - porous ice mantle . at all densities , h molecules formed on the grains collect within the crevices that divide nodules of ice , and within micropores ( whose extreme inward curvature produces strong local potential minima ) . the larger pores produced in the high - density models are not typically filled with h . direct deposition of water molecules onto the grain indicates that amorphous ices formed in this way may be significantly more porous than interstellar ices that are formed by surface chemistry .
0906.2242
i
we assume that a large sparse matrix @xmath1 has full column rank and let @xmath2 be its singular value decomposition ( svd ) @xcite , where @xmath3 and @xmath4 are @xmath5 and @xmath6 orthogonal matrices , @xmath7 and @xmath8 is diagonal . @xmath9 , are called the singular values of @xmath0 , @xmath10 s and @xmath11 s are the associated left and right singular vectors , respectively , and @xmath12 s are called singular triplets . in this paper , slightly different from the convention , the singular values are labeled as @xmath13 . we are concerned with the following problem . * problem 1*. _ compute numerically the @xmath14 smallest singular triplets @xmath12 of @xmath0 , @xmath15 , where @xmath16 . _ there are many applications of problem 1 , including determination of numerical rank and of spectral condition number , least squares problems , total least squares problems , regression analysis , image and signal processing , pattern recognition and information retrieval , to name a few . consider the @xmath17 augmented matrix @xmath18 then , the eigenvalues of @xmath19 are just @xmath20 and @xmath21 zeros , the associated eigenvectors of @xmath22 and @xmath23 are @xmath24 and @xmath25 , respectively , and the eigenvectors associated with zero eigenvalues have the form @xmath26 , where @xmath27 s are orthogonal to all @xmath28 . therefore , we obtain the following formulation of problem 1 . * problem 2*. _ compute numerically the @xmath14 smallest positive eigenvalues and the associated eigenvectors of @xmath29 . _ for the @xmath14 smallest eigenpairs of @xmath19 , problem 2 is a symmetric interior eigenvalue problem . since @xmath30 and @xmath31 are assumed to be large , we can only resort to projection methods . a typical method is the symmetric lanczos method @xcite . it and other standard projection methods usually favor the extreme eigenvalues and the associated eigenvectors but are generally very inefficient for computing interior eigenpairs @xcite . another drawback is that in finite precision the computed eigenvalues do not come in plus - and - minus pairs and the computed eigenvectors do not respect the special structures that the true eigenvectors have . because of the mentioned drawbacks , we should not work on @xmath19 explicitly for computing the smallest singular triplets of @xmath0 . instead we attempt to solve problem 1 directly by working on @xmath29 implicitly . it appears that lanczos bidiagonalization type methods @xcite and jacobi - davidson svd type methods @xcite can solve the mentioned problems elegantly . the lanczos bidiagonalization type methods available have in common that they are all based on the lanczos bidiagonalization process to build up orthonormal bases of certain krylov subspaces . however , their mathematical backgrounds can be fundamentally different . basically , there are three kinds of projection principles that extract different approximate singular triplets with respect to the subspaces . some methods use the standard projection principle @xcite to extract ritz approximations @xcite , some methods use the harmonic projection principle @xcite to extract harmonic ritz approximations @xcite and some methods use the refined projection principle @xcite to extract refined singular vector approximations @xcite . jacobi - davidson type svd methods for problem 1 have several versions that are based on the three projection principles as well as their generalizations , respectively . as observed and claimed in @xcite , the refined extraction version appears to give the best accuracy in general . for problem 1 , due to the storage requirement and computational cost , all the lanczos bidiagonalization type methods as well as jacobi - davidson type methods have to be restarted generally in order to make them converge . that is , for given projection subspaces , if the methods do not converge , then one repeatedly chooses new better starting vectors , constructs better subspaces and computes new approximate singular triplets until they converge . the implicit restarting technique due to sorensen @xcite is a powerful tool for restarting krylov subspace algorithms in various contexts including large svd problems @xcite . the success of an implicitly restarted algorithm heavily depends on both the underlying method itself and a proper selection of the shifts involved ; see , e.g. , @xcite . based on the lanczos bidiagonalization method and one of its harmonic versions , jia and niu @xcite and larsen @xcite have developed an implicitly restarted lanczos bidiagonalization algorithm ( irlb ) , and kokiopoulou _ et al . _ @xcite have proposed an implicitly restarted harmonic lanczos bidiagonalization algorithm ( irlanb ) for computing the smallest singular triplets . irlb uses the unwanted ritz values and irlanb uses the unwanted ritz or harmonic ritz values as shifts , respectively . these shifts are called exact shifts and harmonic shifts . baglama and reichel @xcite propose a thick restarting technique that explicitly augments small subspaces with certain ritz or harmonic ritz vectors , leading to augmented restarted lanczos bidiagonalization algorithms ( irlba ) . @xcite analyze a parallel implementation of this algorithm . based on stewart s work for large eigenproblems @xcite , stoll @xcite presents a krylov - schur type algorithm that is restarted explicitly and is easily implemented . it is shown in @xcite that the lanczos bidiagonalization method may fail to compute singular vectors though it converges for computing singular values for sufficiently good subspaces . to correct this deficiency , applying the refined projection principle proposed by the first author @xcite ( see also @xcite ) , we have proposed a refined lanczos bidiagonalization method , analyzed its convergence and developed an implicitly restarted refined lanczos bidiagonalization algorithm ( irrlb ) @xcite . based on the refined approximations to singular vectors , we have proposed refined shifts that are theoretically better than the exact shifts used within irlb . numerical experiments have demonstrated that irrlb often outperforms irlb @xcite considerably and is more efficient than several other available schemes : propack @xcite , lanso @xcite , the matlab internal function svds and some others when computing the largest and smallest singular triplets . hochstenbach @xcite shows that for nested subspaces ritz values approach the largest singular values monotonically but approach the smallest ones irregularly . so the lanczos bidiagonalization method is more suitable for computing the largest singular triplets and may exhibit irregular convergence behavior when computing the smallest singular triplets . in contrast , the smallest harmonic ritz values converge to the smallest singular values monotonically from above and may be better approximations . we continue to study how to compute the smallest singular triplets more efficiently in this paper . based on the lanczos bidiagonalization process , we propose a harmonic lanczos bidiagonalization method by combining it with the harmonic projection principle . our derivation is different from that in @xcite . the method is the same as that in @xcite but different from the one in @xcite . we prove that for good enough projection subspaces harmonic ritz values converge if the columns of @xmath0 are strongly linearly independent . on the other hand , harmonic ritz values may miss some desired singular values when the columns of @xmath0 are almost linearly dependent . so harmonic ritz values may not be reliable . furthermore , harmonic ritz vectors may converge irregularly and even may fail to converge . these results imply that either implicitly or explicitly restarted algorithms may converge very slowly , converge irregularly or fail to converge . to circumvent these drawbacks , combining the harmonic projection principle with the harmonic projection principle , we propose a refined harmonic lanczos bidiagonalization method that takes the rayleigh quotients of harmonic ritz vectors as more accurate and reliable approximate singular values and extracts the best approximations to the desired singular vectors from the given subspaces that minimize the residuals formed with the rayleigh quotients . we prove that refined harmonic ritz approximations converge once the krylov subspaces are good enough and the rayleigh quotients converge . we then develop an implicitly restarted refined harmonic lanczos bidiagonalization algorithm ( irrhlb ) . based on the refined harmonic ritz approximations to the desired singular vectors , in the spirit of jia s work @xcite , we propose a new shifts scheme , called the refined harmonic shifts , that we show to be theoretically better than the harmonic shifts used within the implicitly restarted harmonic lanczos bidiagonalization algorithm ( irhlb ) and irlanb . motivated by @xcite , we propose an efficient procedure to compute the refined harmonic shifts accurately . it is worth noting that kokiopoulou _ _ @xcite also use the refined projection principle to compute the refined harmonic ritz approximations . they exploit the lower lanczos bidiagonalization process , use the ritz or harmonic ritz values as shifts in the algorithm and compute the smallest singular triplets one by one by exploiting deflation . they only use the refined projection principle as refinement postprocessing at the end of each restart . the authors demonstrate that computing refined ( harmonic ) ritz vectors and thus refined ritz values benefits the overall convergence process . in particular , they show that while convergence is not apparent in terms of harmonic residual norms , monitoring refined residuals predicts convergence more accurately and safely . in contrast , based on the upper lanczos bidiagonalization process and the refined projection principle , we propose a truly new method the refined harmonic lanczos bidiagonalization method that computes refined harmonic ritz vectors as new approximations . we then develop irrhlb with use of the new better shifts , called refined harmonic shifts , based on refined harmonic ritz approximations . irrhlb computes all the desired smallest singular triplets simultaneously . the paper is organized as follows . in 2 , based on the lanczos bidiagonalization process , we derive the harmonic lanczos bidiagonalization method and then present some basic and important properties of approximate singular vectors to be used later . exploiting jia s results in @xcite , we then make a convergence analysis . in 3 we propose the refined harmonic lanczos bidiagonalization method . we prove that the refined harmonic ritz approximations converge for good enough subspaces once the rayleigh quotients converge . in 4 , we consider selection of the shifts involved . for irhlb , similar to what is done in @xcite , we use the harmonic ritz values . for irrhlb , by exploiting the available refined harmonic ritz approximations , we propose the refined harmonic shifts that are proved to be theoretically better than the harmonic shifts . we then present an efficient procedure to compute them . we show that in finite precision the refined harmonic shifts can be computed accurately . meanwhile , we extend the adaptive shifting strategy proposed by larsen @xcite and modified by jia and niu @xcite to irhlb and irrhlb . in 5 , we report numerical results and compare irrhlb with the five other state of art algorithms : irhlb , irrlb , irlb , irlanb and irlba , indicating that irrhlb is at least competitive with the five other algorithms and can be considerably more efficient when computing the smallest singular triplets . finally , we conclude the paper with some remarks in 6 . we introduce some notations to be used . denote by @xmath32 the spectral norm of a matrix and the vector 2-norm , by @xmath33 , by @xmath34 the @xmath35-dimensional krylov subspace generated by the matrix @xmath36 and the starting @xmath37 , by the superscript ` t ' the transpose of a matrix or vector , by @xmath38 the identity matrix with the order clear from the context and by @xmath39 the @xmath35-th coordinate vector of dimension @xmath35 .
we prove that for good enough projection subspaces harmonic ritz values converge if the columns of are strongly linearly independent . on the other hand , harmonic ritz values may miss some desired singular values when the columns of almost linearly dependent . furthermore , harmonic ritz vectors may converge irregularly and even may fail to converge . based on the refined projection principle for large matrix eigenproblems due to the first author , we propose a refined harmonic lanczos bidiagonalization method that takes the rayleigh quotients of the harmonic ritz vectors as approximate singular values and extracts the best approximate singular vectors , called the refined harmonic ritz approximations , from the given subspaces in the sense of residual minimizations . the refined approximations are shown to converge to the desired singular vectors once the subspaces are sufficiently good and the rayleigh quotients converge . an implicitly restarted refined harmonic lanczos bidiagonalization algorithm ( irrhlb ) is developed . we study how to select the best possible shifts , and suggest refined harmonic shifts that are theoretically better than the harmonic shifts used within the implicitly restarted lanczos bidiagonalization algorithm ( irhlb ) . numerical experiments are reported that compare irrhlb with five other algorithms based on the lanczos bidiagonalization process . it appears that irrhlb is at least competitive with them and can be considerably more efficient when computing the smallest singular triplets . singular values , singular vectors , svd , lanczos bidiagonalization , refined projection , harmonic , refined harmonic , implicit restart , harmonic shifts , refined harmonic shifts . 65f15 , 15a18
the harmonic lanczos bidiagonalization method can be used to compute the smallest singular triplets of a large matrix . we prove that for good enough projection subspaces harmonic ritz values converge if the columns of are strongly linearly independent . on the other hand , harmonic ritz values may miss some desired singular values when the columns of almost linearly dependent . furthermore , harmonic ritz vectors may converge irregularly and even may fail to converge . based on the refined projection principle for large matrix eigenproblems due to the first author , we propose a refined harmonic lanczos bidiagonalization method that takes the rayleigh quotients of the harmonic ritz vectors as approximate singular values and extracts the best approximate singular vectors , called the refined harmonic ritz approximations , from the given subspaces in the sense of residual minimizations . the refined approximations are shown to converge to the desired singular vectors once the subspaces are sufficiently good and the rayleigh quotients converge . an implicitly restarted refined harmonic lanczos bidiagonalization algorithm ( irrhlb ) is developed . we study how to select the best possible shifts , and suggest refined harmonic shifts that are theoretically better than the harmonic shifts used within the implicitly restarted lanczos bidiagonalization algorithm ( irhlb ) . we propose a novel procedure that can numerically compute the refined harmonic shifts efficiently and accurately . numerical experiments are reported that compare irrhlb with five other algorithms based on the lanczos bidiagonalization process . it appears that irrhlb is at least competitive with them and can be considerably more efficient when computing the smallest singular triplets . singular values , singular vectors , svd , lanczos bidiagonalization , refined projection , harmonic , refined harmonic , implicit restart , harmonic shifts , refined harmonic shifts . 65f15 , 15a18
1103.0162
i
the hole - doped antiferromagnetic spin-@xmath0 two - leg ladder is used as a model system , theoretically as well as experimentally , for the two - dimensional cuprate superconductors . because the spin ladder is quasi one - dimensional it can more easily be treated by numerical and analytical approaches than the full two - dimensional model . for this reason the spin ladder was subject to many theoretical investigations in recent years @xcite . from a strong coupling perspective it is reasonable to describe the doped spin ladder by a @xmath2-@xmath3-model @xcite . in this paper , our aim is to derive an effective hamiltonian which describes not only the motion of the magnetic degrees of freedom , i.e. , the triplons @xcite , but also of the charges , i.e. , of the doped holes . this task is more challenging than the description of the triplons alone because the two kinds of excitations interact strongly and their energy ranges are not separated but they strongly overlap . hence the excitations are not infinitely long - lived but they decay , at least in certain regions of the brillouin zone . the technique employed here is the approach of self - similar continuous unitary transformations ( scut ) . in this approach the mapping of the true ground state to a vacuum of elementary excitations is constructed systematically , details will be explained in sect . [ chap : scut ] . the basic idea is to implement a transformation that adjusts itself during the procedure of the diagonalisation depending on the current form of the hamiltonian at this instant of the continuous transformation . the change of the hamiltonian induced by the transformation is determined by the current magnitude of the non - diagonal elements . the flowing hamiltonian is given in second quantization , i.e. , it has a certain structure in terms of elementary creation and annihilation operators @xcite . this formulation incorporates the linked cluster property @xcite automatically . the scut systematically defines a set of differential equations for the prefactors of the monomials of the creation and annihilation operators . the key issue is to construct the flow to the effective hamiltonian in a robust way . due to the energetically overlapping states this goal required modifications @xcite with respect to the previously performed unitary transformations . thereby we achieved the successful calculation of the dispersion of a single hole . in sects . [ chap : hole disp without ring exc ] and [ chap : hole disp with ring exc ] we investigate the dispersions of single hole excitations obtained from the effective hamiltonians , which are results of the scut . we also compare our results to the results of other methods . sects . [ chap : summ ] and [ chap : outlook ] conclude this article with a summary and perspectives for future work .
the hole - doped antiferromagnetic spin- two - leg ladder is an important model system for the high- superconductors based on cuprates . using the technique of self - similar continuous unitary transformations we derive effective hamiltonians for the charge motion in these ladders . the key advantage of this technique is that it provides effective models explicitly in the thermodynamic limit .
the hole - doped antiferromagnetic spin- two - leg ladder is an important model system for the high- superconductors based on cuprates . using the technique of self - similar continuous unitary transformations we derive effective hamiltonians for the charge motion in these ladders . the key advantage of this technique is that it provides effective models explicitly in the thermodynamic limit . a real space restriction of the generator of the transformation allows us to explore the experimentally relevant parameter space . from the effective hamiltonians we calculate the dispersions for single holes . further calculations will enable the calculation of the interaction of two holes so that a handle of cooper pair formation is within reach .
0811.4734
i
nowadays microresonators ( disk- , ring- , and spherical - shaped ) evoke considerable interest because new possibilities have recently opened up to develop these types of resonators in the optical frequency range and to utilize them as oscillation systems for optical lasers @xcite . when used in lasers , such oscillation systems offer a number of serious advantages , among which are low - threshold currents , a high quality of the radiation spectrum , etc . microresonators manufactured as a dielectric disk whose diameter is large as compared to the wave length of the radiation are nothing else but the open quasi - optical dielectric disk resonators which have long been known in the resonator technology for their potential to effectively sustain the electromagnetic ( em ) field inside the resonator volume . the retention of the field is provided due to the total internal reflection ( tir ) from the resonator side boundaries of waves making up resonance oscillations . as a result , em oscillations of whispering gallery ( wg ) type arise . as far as their excitation is not accompanied by the additional dissipative loss , superhigh quality factors are achieved in the ddrs . specifically , in laser systems , in spite of ddr s microscopic dimensions ( the disk diameter is normally about a few @xmath0 m large ) , the quality factors can reach the order of @xmath1 and even more @xcite . the high quality factors of the ddrs , that are often prepared from doped silicon , are generally provided not only due to extremely small loss attainable in this material but also governed by resonator geometry and the perfection of the crystal it is made of . with a certain number of inhomogeneities ( local and/or non - local , random and/or regular ) in the resonator material , the ray picture of em fields in the resonator changes dramatically as against its perfectly homogeneous counterpart . the inhomogeneities give rise to local violation of tir conditions and in this way result in additional energy loss which is evident in the quality factor drop . from the above said there arises the problem of studying the effect produced by random inhomogeneities in the ddrs on their spectral characteristics . in the theoretic analysis of the radiation loss of the ddr two types of inhomogeneities are normally distinguished . to the first type the inhomogeneities of volume nature belong , which are related to regular or random spatial variations of the permittivity in the bulk of the material the ddr is made of . the other class of inhomogeneities includes the so called `` surface '' imperfections normally related to the deviation of the ddr shape from the ideal cylindrical one . the influence of bulk random inhomogeneities on the resonance spectrum was previously studied by the present authors in the particular case of cavity resonators filled with randomly distributed dielectric particles @xcite . it was found that the physical mechanism through which inhomogeneities affect resonator spectrum is basically the intermode scattering . in the case of quasi - optical cavity resonator the peculiar feature of this type of scattering is the selective impact of inhomogeneities on different resonance lines . the most affected lines appear to be those which are the least separated on the frequency axis , whereas solitary lines are subjected to much lesser influence . owing to such a selective effect of random inhomogeneities , the originally dense spectrum of the quasi - optical cavity resonator is considerably rarefied . in refs . @xcite , the investigations were undertaken into the impact of _ surface _ inhomogeneities on spectral properties of open dielectric resonators of cylindrical and spherical shape . the influence of boundary roughness upon the resonance lines was described by means of the simplified quasi - geometric approach where em oscillations scattering due to edge inhomogeneities is taken into account by incorporating into the wave equation the fictitious polarization currents ( pc ) randomly distributed in space @xcite . in particular , within the framework of the model adopted in ref . @xcite the electromagnetic fields close to the resonator side surface were considered as being excited by randomly distributed near - surface current sources whose physical parameters were phenomenologically expressed through statistical characteristics of boundary asperities . it was precisely the radiation produced by these sources that led to the radiation loss of the resonator and , consequently , to the quality factor reduction . such an essentially phenomenological approach to the description of the effect produced by the roughness of open resonator boundaries on its spectral properties can not be reckoned as satisfactory . the volume current method suggested in ref . @xcite , which formed the basis for the pc concept , is , to a large extent , rough and approximate . in this method , the radiation loss is most frequently calculated using green function of the helmholtz equation . the particular form of this function is normally chosen proceeding from the prospective solution of wave equation in the far wave zone . meanwhile , the very notion of the far zone is poorly defined for multiple sources located around the periphery of the quasi - optical ddr we deal with in this particular work . specifically , when deriving characteristic equations for open ddr eigen - frequencies , one needs to join em field components exactly at the boundaries of the system under consideration . at this point a significant uncertainty can arise because the actual external fields subject to _ local _ joining with the internal ones in the presence of surface roughness can deviate considerably from the fields approximated into the boundary vicinity from large distances , i.e. from the far wave zone . to correctly determine the em fields near the random - inhomogeneous resonator surface the theories specially adapted for the description of classic and/or quantum wave scattering by rough interfaces should be applied ( see , e.g. , refs . these theories are generally applicable to the cases where wave scattering by random rough surfaces is in a sense weak . typically , this implies fluctuations of system boundaries to be relatively small in height and sufficiently smooth , so that the applicability of rayleigh hypothesis @xcite was not violated . however , for confined systems like the ddr considered in this work the issues pertinent to wave scattering by surface inhomogeneities appear to be much more complicated . firstly , in practice the inhomogeneities are not always small enough , as well as sufficiently smooth , therefore the conditions for scattering weakness are easily violated . moreover , as the resonance ray trajectories in high-_q _ resonators are periodic , the effect of oscillation scattering caused by the boundary roughness is `` path''-accumulated . scattering can become strong even though the asperities are small - in - height and smooth . this makes the applicability of the above - mentioned theories of rough - surface scattering in the case of high - quality resonators highly questionable . in refs . @xcite , the novel transport theory was developed for waveguide - shaped systems with random rough boundaries . in the framework of this theory it was revealed that the wave scattering resulting from fluctuations of inter - media surfaces can be efficiently described in terms of two physical mechanisms , namely , the _ amplitude _ and the _ gradient _ ones . for the first mechanism it is just the mean - square height of the asperities that serves as a main guiding parameter , whereas for the second one the mean slope of the asperities or , in other words , their sharpness , plays the decisive role . both of these mechanisms contribute additively to the scattering amplitude , but partial probabilities pertaining to them may differ essentially . it was shown in @xcite that , in most cases , the role of the gradient scattering appears to be prevalent . yet there have been no experimental confirmations of this fact in the literature so far . apart from peculiar problems associated with surface nature of scattering in edge - disordered resonators , some more questions arise which need to be resolved when studying the spectra of ddrs subject to surface inhomogeneities . among these questions , particularly , are those related to the vector nature of fields which are excited in these essentially non - integrable systems . it is known that even for ideal cylindrical ddrs the electrical- and magnetic - type oscillations can not be separated in the strict sense . they always remain to the certain extent intermixed @xcite . this fact renders theoretic analysis of such systems spectra rather sophisticated . spectral properties of ddrs without random inhomogeneities were examined in a number of theoretical papers ( see , e.g. , refs . @xcite ) . yet , in deriving characteristic equations some inexact _ a priori _ assumptions where used , which still require both theoretical grounding and experimental corroboration . in our present study , one of the goals is to investigate theoretically the physical mechanisms responsible for widening resonance lines of dielectric microresonators with random surface inhomogeneities . in view of such systems being non - integrable , it is necessary to elaborate an appropriate theoretical model allowing for sufficiently accurate determination of both the frequency spectrum and the quality factors of resonance lines . yet another goal of this study is to corroborate experimentally which of the physical mechanisms does play a dominant role in the scattering of em oscillations excited in microresonators with random rough side boundaries . from the theoretical viewpoint , the spectrum analysis in our study is carried out in terms of scalar potentials , specifically , electrical and magnetic hertz functions @xcite . we formulate the conditions wherein these potentials make independent contributions to em fields in the resonator , which is equivalent to decoupling the oscillations of te and tm polarization . the helmholtz equation for hertz potentials in an irregular - shaped open resonator is equivalent to schrdinger equation for electrons moving in the piecewise continuous space subject to random potential . owing to this one can extend the results obtained in the present study to quantum systems as well , in particular , to open quantum dots having random rough boundaries . to solve wave equations in the rough - bounded resonator , the eigen - mode separation method is used , previously developed with reference to waveguide - like systems subject to arbitrary static potential @xcite ) . using this method , the originally posed statistical problem of determining the fields in three - dimensional ddr with complex , randomly rough , side boundary is rigorously reduced to the set of one - dimensional dynamic equations that contain some _ effective _ random potentials . we show that under the conditions where gradient scattering mechanism is dominant , the boundary roughness effect on the resonator spectrum can be described through certain renormalization of mode wave numbers and azimuth indices of the bessel functions in the characteristic equation . the values of renormalized wave numbers and mode indices decrease as the asperities get sharpened , which is consistent with a decrease in the resonator _ q_-factor . we are thus led to the conclusion that the observed reduction of resonant line quality factors results not from the extra dissipative loss but rather from em field intermode rayleigh scattering induced by random surface inhomogeneities . the imperfection of the resonator shape results in the local violation of the tir conditions . this leads to additional radiation loss of em energy and , hence , to a decrease in the level of localization of em fields inside the resonator . since characteristic dimensions of surface inhomogeneities in actual microresonators are always quite small ( of the order of nanometers ) , to verify our theoretical findings experimentally we have decided upon the method of simulation with macroscopic devices . as a model system we have employed a millimeter wave quasi - optical resonator made of a circular teflon disk . wg oscillations of te and tm types were excited in the disk using a special waveguide antenna . the inhomogeneities of the resonator side boundary were made in the form of teflon bracket - bars randomly attached to the outside cylindrical surface . our experimental results have demonstrated excellent qualitative agreement with the developed theory as regards spectral lines widening caused by the resonator side boundary roughness . furthermore , the relatively simple model of the ddr field distribution , which was adopted in our study , enabled us to calculate both the _ q_-factors and the frequencies of the resonance lines with quite satisfactory accuracy . the calculations appeared to be in fair conformity with our experimental data .
is applied previously developed with reference to inhomogeneous systems subject to arbitrary external static potential . we prove theoretically that it is the gradient mechanism of wave - surface scattering which is the highly responsible for non - dissipative loss in the resonator . the influence of side - boundary inhomogeneities on the resonator spectrum is shown to be described in terms of effective renormalization of mode wave numbers jointly with azimuth indices in the characteristic equation . to study experimentally the effect of inhomogeneities on the resonator spectrum , the method of modeling in the millimeter wave range is applied . as a model object our study as well as characteristic equations obtained thereupon enable one to calculate both the eigen - frequencies and the _ q_-factors of resonance spectral lines to fairly good accuracy .
the influence of random surface inhomogeneities on spectral properties of open microresonators is studied both theoretically and experimentally . to solve the equations governing the dynamics of electromagnetic fields the method of eigen - mode separation is applied previously developed with reference to inhomogeneous systems subject to arbitrary external static potential . we prove theoretically that it is the gradient mechanism of wave - surface scattering which is the highly responsible for non - dissipative loss in the resonator . the influence of side - boundary inhomogeneities on the resonator spectrum is shown to be described in terms of effective renormalization of mode wave numbers jointly with azimuth indices in the characteristic equation . to study experimentally the effect of inhomogeneities on the resonator spectrum , the method of modeling in the millimeter wave range is applied . as a model object we use dielectric disc resonator ( ddr ) fitted with external inhomogeneities randomly arranged at its side boundary . experimental results show good agreement with theoretical predictions as regards the predominance of the gradient scattering mechanism . it is shown theoretically and confirmed in the experiment that tm oscillations in the ddr are less affected by surface inhomogeneities than te oscillations with the same azimuth indices . the ddr model chosen for our study as well as characteristic equations obtained thereupon enable one to calculate both the eigen - frequencies and the _ q_-factors of resonance spectral lines to fairly good accuracy . the results of calculations agree well with obtained experimental data .
0811.4734
r
the main goal of experimental studies in this work was to validate our theory as regards microresonator spectra and the effect of random surface inhomogeneities on them . the point is that essential assumption adopted in the theory is that it virtually does not consider electromagnetic fields radiated from the resonator external edges into the corner regions labeled by numbers 4 and 4@xmath125 in fig . [ fig5 ] ( see appendix [ unperturbed_spectrum ] ) . at the same time , without making quite complex calculations one can not make _ a priori _ statements about these fields being small enough to neglect them in calculating the resonator spectrum . yet another goal of the experiment was to examine our theoretical findings concerning the physical mechanism that adequately describes the influence of random surface inhomogeneities on microresonator spectral properties . the studies of the microresonator spectrum were performed through modeling these quite small systems in the millimeter wave band . for this purpose we used a quasioptic dielectric disk resonator . physically , oscillation properties of this macroscopic system are identical with properties of silicon microresonators used as oscillation systems in real optical lasers . our resonator was made of teflon whose permittivity is not significantly far from unity ( @xmath126 ) and whose dielectric loss in the millimeter range are fairly small ( @xmath127 ) . in the model ddr , whispering gallery oscillations were excited with the em field concentrated at the periphery of the disk , in the narrow region close to its side boundary . this enabled us to use the disk core to fix it in the level position without introducing additional dissipative losses to the experiment . the source of wg modes was positioned close to the resonator side boundary . its role was played by the waveguide antenna powered by the microwave generator . the antenna was fabricated as a waveguide tapered along the short wall , whose butt end was positioned near the resonator side surface . the receiving antenna was made identical to the source antenna and was placed at the diametrically opposite point off the disk . thin dielectric bracket - bars were used as the inhomogeneities of the resonator side boundary . they were attached to the ddr side surface . the basic requirement imposed on the inhomogeneities was for them not to cause noticeable additional dissipative losses . to this end , the bracket - bars [ .75 ] the gap between the antenna and the ddr s side surface , which is used to tune the coupling of antenna with the resonator . the diameter of the ddr is 102 mm , the thickness is 7.6 mm . the inhomogeneities dimensions are : the length , the width , and the thickness 7.6 mm , 3 mm , and 2 mm , respectively . [ fig2],title="fig : " ] were made of the same teflon as the resonator body . the inhomogeneities distribution on the resonator side surface was random and varied for each different realization . in fig . [ fig2 ] , the general view of the resonator is shown along with the exciting and the receiving antennas as well as with the attached teflon bracket - bars . in order to excite te or tm oscillations in the resonator , two different configurations of antenna - versus - resonator were used . for te oscillations the antenna magnetic field was directed along the resonator axis , @xmath3 . to achieve this , the wide plate of the waveguide was aligned parallel to this axis . in the case of tm oscillations , along the axis @xmath3 the electric field was directed . for this purpose the wide side of the antenna was oriented transversely . by changing the distance between the exciting waveguide butt end and the resonator side boundary , as well as the angle between them , we were able to adjust the coupling between the antenna and the resonator to optimize it . as the optimal coupling we accepted the one whereby the additional loss caused by the antenna was much less than the eigen - loss in the resonator . at the same time , it was necessary to keep the level of the coupling sufficient for spectral lines to be traceable . the pattern of whispering gallery em fields in the ddr in known to be very sensitive to the frequency variation . therefore the resonator - to - waveguide coupling is different for each of the modes . based upon this , we established the optimal coupling for each of the spectral lines separately while carrying out the measurements in a wide frequency range . spectral measurements with the model resonator were made in the on - pass regime using millimeter waveband standing - wave ratio meter . since the experiments were conducted over a wide range of frequencies and for large number of realizations of surface inhomogeneities , all spectral measurements were rendered automatic . the signal from the ratio meter was sent to the computer and processed by means of the especially designed program to find both the frequencies and the quality factors of resonance lines . the accuracy of the measurements was 0.01% and 5% for the resonance frequencies and the quality factors , respectively . to identify the spectral lines , it was necessary to determine the value of azimuth index for each of the lines in the absence of inhomogeneities . to this end , the miniature rotating probe made of a thin metal plate was used , which we inserted into the region at the resonator disk where the electric field antinode was positioned . in so doing , the source was tuned to the frequency of the particular spectral line . when the probe rotated about the resonator axis , the signal registered by the receiver varied in time at the rate the probe passed across the regions with electric field loops . this enabled us to determine the desired mode index through the measurements of the signal modulation frequency . in fig . [ fig3 ] , the results of numerical calculations of the resonator spectrum are shown along with spectral measurements data . as seen from fig . [ fig3]a , the measured spectra of te and tm modes correlate well with the calculated spectra . the difference between spectral line frequencies found from eq . , including intrinsic . for @xmath128 mode : 1 calculation , 2 experiment ; for @xmath129 mode : 3 calculation , 4 experiment . [ fig3],title="fig : " ] . for @xmath128 mode : 1 calculation , 2 experiment ; for @xmath129 mode : 3 calculation , 4 experiment . [ fig3],title="fig : " ] dissipation loss in the dielectric , and experimentally measured frequencies is no more than 1% . the quality factors obtained in the experiment ( as shown in fig . [ fig3]b ) are smaller than those calculated theoretically . we attribute this to the fact that the measured @xmath130-factor includes not only eigen - loss in the resonator material but also is affected by the loss resulting from coupling with the antenna . from the diagrams in fig . [ fig3 ] one can observe the nearly equidistant character of the spectrum ( the frequency interval @xmath131 ghz ) , which is typical for open resonators with wg - type oscillations @xcite , as well as the exponential dependence on the mode index @xmath54 of the calculated and the measured @xmath130-factors . our calculations suggested , and that was experimentally confirmed , that for tm oscillations the resonator quality factor is significantly larger than that for te oscillations , both of them being taken with the same azimuth index . this suggests that in the case of tm oscillations the ddr has the property to more efficiently retain electromagnetic field in its volume than the resonator with te oscillations does . we have thus established that both the theoretical model of the resonator we have chosen for our calculations and the characteristic equations obtained thereupon have found impressive experimental confirmations . according to the findings of our theory , the main physical mechanism for em field scattering by random inhomogeneities of the resonator side boundaries is the gradient mechanism . the scattering arisen due to fluctuations in the asperity slope can be allowed for by way of modification of the cylindrical functions indices along with the wave numbers in the characteristic equation eq . . the modification reduces to multiplying the parameters @xmath54 , @xmath119 , @xmath123 and @xmath122 by factor of @xmath132 . in order to identify the main scattering mechanism experimentally and thus to check the developed theory it was necessary to estimate the value of the parameter @xmath39 starting from the parameters relevant to a particular experiment . we were governed by the following considerations . setting the correlation length equal to an average distance between the centers of the attached dielectric bracket - bars , i.e. , @xmath133 , where @xmath134 is the total number of the bracket - bars , with gaussian distributed inhomogeneities we obtain @xmath135^{-1/2}\ .\ ] ] it can be easily seen that the parameter @xmath136 tends to decrease with an increasing number of bracket - bars , which leads to a decrease in the effective wave number @xmath137 and the effective mode index @xmath138 . since the dependence of the quality factor on the mode index is nearly exponential , @xmath139 , the availability of surface inhomogeneities should result in the decrease in the resonator quality factor , whose origin is not an additional dissipative loss . according to our theory , with a small number of inhomogeneities the effect of slope - controlled scattering must be fairly slight ( the parameter @xmath39 decreases with lowering @xmath134 ) . therefore the value of quality factor must be weakly dependent on @xmath134 as well . such was indeed the case in our experiments whose results are depicted in fig . [ fig4 ] . [ .58]-factor curves versus the number of inhomogeneities on the resonator side surface . @xmath140 oscillations : 1 theory , 2 experiment ; @xmath141 oscillations ; 3 theory , 4 experiment . calculations were carried out at @xmath142 mm and @xmath143 mm . [ fig4],title="fig : " ] in the same figure , the curves @xmath144 are plotted for comparison , which are calculated from characteristic equation including modification factor @xmath136 and the dissipation loss in the resonator material . the loss was taken into consideration phenomenologically , by adding the imaginary part to permittivity @xmath145 , see eq . . with the statistical nature of our measurements ( the averaging is done over a large number of realizations of the bracket - bar set ) , the agreement between theoretical and experimental results appears to be quite satisfactory . this suggests that , since both in our theory and in the numerical calculations based upon it the slope scattering mechanism alone is taken into account , the qualitative agreement between theory and experiment unambiguously corroborates the dominant role of this particular type of wave - surface scattering . as is also seen from fig . [ fig4 ] , the influence of surface inhomogeneities on the ddr spectrum differs significantly for te- and tm - type oscillations . the quality factors of te oscillations are to a far larger extent subjected to the resonator boundary roughness as against the factors of tm oscillations . with a given number of inhomogeneities , the @xmath130-factor of te oscillations is noticeably smaller than that of tm oscillations . this fact , which is quite important for practical applications of microresonators in laser oscillation systems , was given certain attention in ref . yet in the present work it has been comprehensively substantiated .
the influence of random surface inhomogeneities on spectral properties of open microresonators is studied both theoretically and experimentally . to solve the equations governing the dynamics of electromagnetic fields the method of eigen - mode separation we use dielectric disc resonator ( ddr ) fitted with external inhomogeneities randomly arranged at its side boundary . the results of calculations agree well with obtained experimental data .
the influence of random surface inhomogeneities on spectral properties of open microresonators is studied both theoretically and experimentally . to solve the equations governing the dynamics of electromagnetic fields the method of eigen - mode separation is applied previously developed with reference to inhomogeneous systems subject to arbitrary external static potential . we prove theoretically that it is the gradient mechanism of wave - surface scattering which is the highly responsible for non - dissipative loss in the resonator . the influence of side - boundary inhomogeneities on the resonator spectrum is shown to be described in terms of effective renormalization of mode wave numbers jointly with azimuth indices in the characteristic equation . to study experimentally the effect of inhomogeneities on the resonator spectrum , the method of modeling in the millimeter wave range is applied . as a model object we use dielectric disc resonator ( ddr ) fitted with external inhomogeneities randomly arranged at its side boundary . experimental results show good agreement with theoretical predictions as regards the predominance of the gradient scattering mechanism . it is shown theoretically and confirmed in the experiment that tm oscillations in the ddr are less affected by surface inhomogeneities than te oscillations with the same azimuth indices . the ddr model chosen for our study as well as characteristic equations obtained thereupon enable one to calculate both the eigen - frequencies and the _ q_-factors of resonance spectral lines to fairly good accuracy . the results of calculations agree well with obtained experimental data .
1507.06168
i
due to the local nature of the problem - , we recall the notion of _ smooth germs _ around a base point . two maps are considered as _ germ - equivalent _ when both maps are locally identical ; more precisely , when there exists a neighborhood of the base point so that both maps are equal on the neighborhood . a _ germ _ is a _ germ - equivalence _ class of a smooth map . we denote @xmath9 for the set of all scalar smooth germs whose base point is the origin . from now on we merely work with elements of @xmath9 rather than a scalar smooth map ; see @xcite . following ( * ? ? ? * chapter 7 ) and @xcite , we study the local zeros of maps when there is only one distinguished parameter denoted by @xmath10 , i.e. , [ eq1 ] g : , g(x,)=0,g(0,0)=g_x(0,0)=0 , m:=1 . the effect of additional parameters may be treated by study of their small perturbations . the main goal of this theory is to classify _ qualitative _ types of equation and its arbitrary small perturbations . in order to achieve this goal , we first define a _ qualitative property _ as a property that is invariant under an appropriate equivalence relation . here , we use _ contact - equivalence _ relation : * we say that the germs @xmath11 and @xmath12 are contact - equivalent when there exist a smooth germ @xmath13 and diffeomorphic germs @xmath14 and @xmath15 such that [ conteqvl ] g(x,)= s(x,)h(x(x , ) , ( ) ) , where @xmath16 @xmath17 and @xmath18 other alternative equivalences have also been reported in the literature based on their applications ; e.g. , see @xcite where _ right - left _ and _ strategy equivalences _ have been used . _ right equivalence _ is also used to study the isolated hypersurface of geometric singularities and to study the bifurcation analysis in _ catastrophe theory _ ; see @xcite . the contact - equivalence is here used , since it is the most natural equivalence relation preserving the zero structures . now we briefly describe the approach in singularity theory and how the computational algebraic tools may help to implement them . to study the local zeros of , we choose a representative ( say @xmath5 ) from contact - equivalent class of @xmath11 that is considered to be the _ simplest _ for the analysis and call it a _ normal from_. in order to compute the normal form of a singular germ , we need to compute certain ideals in the _ local ring of smooth germs_. this signifies the importance of the well - known ideal membership problem in algebraic geometry , that is , deciding what kinds of germs belong to an ideal generated by a given set . one may study the zero structures of the normal forms and then , conclude about the solution behavior of equation . for instance , let [ exmp1 ] g(x , ) : = ( x^2)+2(x)-3+().using the command @xmath19 in singularity , we obtain its normal form by @xmath20 the bifurcation diagrams of @xmath5 and @xmath11 are depicted in figure [ a ] and [ b ] . here , @xmath21 provides an approximation @xmath22 modulo degree 5 for @xmath23 which transforms @xmath11 into @xmath5 via equation . the locally invertible transformation @xmath24 sends the bifurcation diagram of @xmath5 into that of @xmath11 . real life problems can not be perfectly modeled by a system of equations and _ imperfections _ are always inevitable . furthermore , the singularity of a germ @xmath11 implies that the zeros of a small perturbation of @xmath25 say [ unfold ] h(x , , ) = 0 , h(x , , 0)=g ( x , ) , may behave substantially different than what the zero structure associated with @xmath26 does . the parameterized germ @xmath12 in is called an _ unfolding _ of @xmath27 hence , _ modeling imperfections _ and the possible existence of additional parameters in a model are the main obstacles of simply using normal forms of a singular germ for the qualitative understanding of a real life problem . thus , the approach needs to be refined through the notion of _ universal unfolding_. in fact , we are interested to find a parameterized family like [ eq4 ] g(x , , ) = 0 , ^p , such that for any small perturbation @xmath28 , the germ @xmath29 would be contact - equivalent to @xmath30 for some germ @xmath31 we call such germ @xmath32 a _ versal unfolding _ of @xmath27 a versal unfolding with the minimum possible number of parameters is called a _ universal unfolding _ for @xmath11 ; see ( * ? ? ? * definitions 6.4.2 and 6.4.3 , page 176 ) and ( * ? ? ? * definitions 1.1 and 1.3 , pages 120121 ) . the number of parameters in a universal unfolding is named the _ codimension _ of @xmath27 the universal unfolding accommodates any possible modeling imperfections , any arbitrary small perturbation and also the existence of any possible number of parameters ( in addition to the distinguished parameter @xmath33 in order to derive the universal unfolding of a given singularity , the computation of a vector space called _ tangent space _ or instead a basis for its complement is required . using singularity s command @xmath34 for @xmath11 in gives rise to [ univexmp ] g(x , , _ 1 , _ 2):= x^4++_1x+_2x^2 . _ bifurcation diagram classification _ of the universal unfolding gives an insight to the zero structure of a germ and any of its perturbations . this is studied by the notion of _ persistence _ in the bifurcation diagrams . in fact a bifurcation diagram is called _ persistent _ when all its small perturbations remain self contact - equivalent , and otherwise it is called _ nonpersistent_. finding nonpersistent systems and their associated subset of the parameter space ( the so - called _ transition set _ @xmath35 ) play a central role in this classification . more precisely , all parametric germs associated with parameters in a connected component of @xmath36 complement of @xmath37 are contact - equivalent . therefore by choosing a parameter from each connected component of @xmath36 a complete list of persistent bifurcation diagrams modulo contact - equivalent is obtained . the non - persistence may either originate from a local nature or be caused by the singular boundary conditions . local nonpersistent bifurcation diagrams are determined with families of germs associated with three semi - algebraic parameter spaces of codimension one ; i.e. , _ bifurcation _ @xmath38 , _ hysteresis _ @xmath39 and _ double limit point _ @xmath40 ; see ( * ? ? ? * page 140 ) for details . nonpersistent germs associated with boundary conditions add extra complications into the solution dynamics , when bifurcation diagrams cross the boundary ; see ( * ? ? ? * pages 154165 ) . given our description for any finite codimension singularity , the connected components of the complement set of the transition set , i.e. , @xmath41 provide the qualitative classification of persistent bifurcation diagrams . the command @xmath42)$ ] for @xmath32 in gives @xmath43 and @xmath44 the transition set @xmath35 is plotted in figure [ c ] . @xmath45 plots a complete list of all contact - inequivalent types of persistent bifurcation diagrams for @xmath32 ; see the second row in figure [ fig1 ] .
the local zero structure of a smooth map may _ qualitatively _ change , when the map is subjected to small perturbations . the changes may include births and/or deaths of zeros . singularity_. the local bifurcation analysis of singularities has been extensively studied in _ singularity theory _ and many powerful algebraic tools have been developed for their study . we provide some required criteria along with rigorous proofs for efficient and cognitive computer - implementation . we have accordingly developed a maple end - user friendly library , named `` ` singularity ` '' , for an efficient and complete local bifurcation analysis of real zeros of scalar smooth maps . we have further constructed a built - in help for ` singularity ` and provided a comprehensive user - guide . recent progresses in maple have been used so that ` singularity ` generates the list of inequivalent persistent bifurcation diagrams for parametric singularities . the approach is independent of the _ singularity s codimension _ ( _ a measure of its complexity _ ) . the main features of ` singularity ` are briefly illustrated along with a few examples . phone : ( 98 - 31 ) 33913634 ; fax : ( 98 - 31 ) 33912602 ; email : mgazor@cc.iut.ac.ir . ] and mahsa kazemi _ keywords _ : singularity and bifurcation theory ; ideal membership problem ; standard and grbner bases . hence , we may assume that the base point is the origin and . we say that is _ singular_. equation may appear by direct mathematical modeling of a singular engineering problem or indirect , through reduction methods such as _ liapunov - schmidt reduction _ ; e.g. , see , ( * ? ? ? * pages 156162 ) and ( * ? ? ? * chapter vii ) . in fact , the theory described here is known as a `` natural framework '' for _ equilibrium bifurcation theory _ ; see thus in this paper , we assume that [ m00 ] n=1 ( 0,0)=0.we will deal with the case of multi - state dimensional problems in a future project . when is a singular map and the parameters vary , the number of solutions for equation may change and any of such changes is called a _ bifurcation diagram_. singularities ( including those different from here ) and the theories to deal with them have appeared in several mathematical disciplines with the same or similar keywords . arnold in late 1960s . depending on the context , space and equivalence relation , they are faced with essentially different tools , algebraic and geometric structures , applications and/or objectives ; e.g. , see . for an instance a _ geometric singularity _ refers to a variety whose tangent space is not regularly defined ; e.g. , a self intersecting curve or a cusp ; see . - _ and _ right_-equivalences for his normal form classification of smooth functions . _ strategy equivalence _ is used for the analysis of _ strategy functions _ in . _ right - left _ equivalence is applied in to treat bifurcations of hamiltonian systems . the other instance is _ catastrophe theory _ and usually uses almost identical keywords as ours . catastrophe theory addresses basically different qualitative properties using _ right equivalence _ than the qualitative properties we pursue here using _ we only refer to the methodologies in dealing with the local bifurcation analysis of real zeros of smooth maps as singularity theory ; see for our main references of this subject . many powerful algebraic tools have been developed for local bifurcation analysis of zeros in equation . armbruster proposed a cognitive use of basis and encouraged a systematic implementations of the existing results in a computer . yet to the best of our knowledge , there does not exist any end - user symbolic library available ( neither free nor paid ) to everyone for the _ local bifurcation analysis of zeros of smooth maps_. this is a long overdue contribution despite its importance and wide applications . in the last two decades , there has been a considerable progress in development of computer algebra systems so that an efficient _ symbolic _ implementation of the results in singularity theory is now feasible ; see for numeric approaches . singularity theory uses two fundamental notions of _ intermediate order terms _ and _ high order terms _ for _ normal form computation_. recall that theory of normal forms here is to simplify singular maps and qualitative study of their zeros . a contribution here is to generalize some existing techniques and concepts from algebraic geometry to the context of ( locally ) smooth maps ( germs ) for a correct implementation . due to the infinite nature of taylor series of smooth maps , singularity ` is adopted accordingly . we accordingly provide guidelines for efficient symbolic implementation of the existing results from singularity theory ; see ( * ? ? ? * chapters 67 ) , ( * ? ? ? * sections 6.2 and 6.3 ) , ( * ? ? ? * chapters 14 ) and . this simply illustrates an interesting and realistic application of computational algebraic geometry to the equilibrium bifurcation analysis of real world problems . ` singularity ` has benefited from an efficient use of these capacities of maple . besides and their integration with ` singularity ` shall lead to a toolbox for local bifurcation control and analysis of singularities . ` we use identical notations and terminologies from as far as it is feasible . ` ` singularity ` efficiently simplifies _ intermediate _ and _ high order terms_. it , further , generates _ persistent bifurcation diagrams ( plot or animation ) , _ and estimates the _ transformations _ transforming _ contact - equivalent scalar maps to each other_. finally , ` singularity ` solves _ the recognition problem for normal forms and universal unfoldings_. an interesting capability of ` singularity ` is the classification of persistent bifurcation diagrams by generating an automatic list . in order to develop ` singularity ` , we have discussed some modified concepts ( suitable in our context ) from computational algebraic geometry including _ division remainders , _ _ standard bases , _ _ elimination ideals , _ _ ideal membership problem _ and _ colon ideals _ for the local rings of fractional ( germ ) maps , formal power series and smooth maps . we further explain how singularity theory is related to _ ideal membership problem _ in algebraic geometry . these implementations include high order term ideals , tangent spaces , transition sets , persistent bifurcation diagram classifications , normal forms and the universal unfolding . the capabilities of the main features of ` singularity ` along with a few examples are sketched in section [ secfeatures ] .
the local zero structure of a smooth map may _ qualitatively _ change , when the map is subjected to small perturbations . the changes may include births and/or deaths of zeros . the _ qualitative properties _ are defined as the invariances of an appropriate _ equivalence relation_. the occurrence of a _ qualitative change _ in the zero structures is called a _ bifurcation _ and the map is named a _ singularity_. the local bifurcation analysis of singularities has been extensively studied in _ singularity theory _ and many powerful algebraic tools have been developed for their study . however , there does not exist any available symbolic computer - library for this purpose . we suitably generalize some powerful tools from algebraic geometry for correct implementation of the results from singularity theory . we provide some required criteria along with rigorous proofs for efficient and cognitive computer - implementation . we have accordingly developed a maple end - user friendly library , named `` ` singularity ` '' , for an efficient and complete local bifurcation analysis of real zeros of scalar smooth maps . we have further constructed a built - in help for ` singularity ` and provided a comprehensive user - guide . recent progresses in maple have been used so that ` singularity ` generates the list of inequivalent persistent bifurcation diagrams for parametric singularities . the approach is independent of the _ singularity s codimension _ ( _ a measure of its complexity _ ) . the main features of ` singularity ` are briefly illustrated along with a few examples . our maple library is not only useful for research goals and engineering applications involving singularities but also for pedagogical purposes . + [ 0.1 in ] majid gazorcorresponding author . phone : ( 98 - 31 ) 33913634 ; fax : ( 98 - 31 ) 33912602 ; email : mgazor@cc.iut.ac.ir . ] and mahsa kazemi _ keywords _ : singularity and bifurcation theory ; ideal membership problem ; standard and grbner bases . _ 2010 mathematics subject classification _ : 37g10 ; 13p10 ; 58k50 ; 58k60 . _ public access _ : ` singularity ` will be released for public access once this draft paper is peer - reviewed in a refereed journal . ' '' '' many real life problems may result in the analysis of local zeros ( around a zero solution , named a _ base point _ ) of a smooth map [ m0 ] f:^n^m^n , f(x,)=0 , x^n , ^m . we refer to by state variables , by state dimension and by parameters . note that locating singular base points of a smooth map is related to finding roots of nonlinear systems and is not the purpose of our work here ; see . hence , we may assume that the base point is the origin and . equation may demonstrate a surprising change on the solution set when the parameters vary . this occurs when the jacobian matrix of does not have a full rank . in this case we say that is _ singular_. equation may appear by direct mathematical modeling of a singular engineering problem or indirect , through reduction methods such as _ liapunov - schmidt reduction _ ; e.g. , see , ( * ? ? ? * pages 156162 ) and ( * ? ? ? * chapter vii ) . for example , equation appears in the study of equilibria and limit cycles of dynamical systems or steady - state solutions of partial differential equations . in fact , the theory described here is known as a `` natural framework '' for _ equilibrium bifurcation theory _ ; see . using liapunov - schmidt reduction , we can reduce the state dimension so that the jacobian matrix at the origin is the zero matrix . thus in this paper , we assume that [ m00 ] n=1 ( 0,0)=0.we will deal with the case of multi - state dimensional problems in a future project . when is a singular map and the parameters vary , the number of solutions for equation may change and any of such changes is called a _ bifurcation_. the equation is called a _ bifurcation problem _ and the set ( x,):f(x,)=0is called a _ bifurcation diagram_. singularities ( including those different from here ) and the theories to deal with them have appeared in several mathematical disciplines with the same or similar keywords . these theories have a long history dating back to the original works of hassler whitney , and then john mather , rene thom and v.i . arnold in late 1960s . depending on the context , space and equivalence relation , they are faced with essentially different tools , algebraic and geometric structures , applications and/or objectives ; e.g. , see . for an instance a _ geometric singularity _ refers to a variety whose tangent space is not regularly defined ; e.g. , a self intersecting curve or a cusp ; see . this leads to a theory of its own and it is named _ singularity theory_. arnold in uses _ - _ and _ right_-equivalences for his normal form classification of smooth functions . _ strategy equivalence _ is used for the analysis of _ strategy functions _ in . _ right - left _ equivalence is applied in to treat bifurcations of hamiltonian systems . the other instance is _ catastrophe theory _ and usually uses almost identical keywords as ours . catastrophe theory addresses basically different qualitative properties using _ right equivalence _ than the qualitative properties we pursue here using _ contact equivalence_. all of these mentioned subject areas follow different objectives and goals than what ours do . in this paper we only refer to the methodologies in dealing with the local bifurcation analysis of real zeros of smooth maps as singularity theory ; see for our main references of this subject . many powerful algebraic tools have been developed for local bifurcation analysis of zeros in equation . armbruster proposed a cognitive use of basis and encouraged a systematic implementations of the existing results in a computer . yet to the best of our knowledge , there does not exist any end - user symbolic library available ( neither free nor paid ) to everyone for the _ local bifurcation analysis of zeros of smooth maps_. this is a long overdue contribution despite its importance and wide applications . in the last two decades , there has been a considerable progress in development of computer algebra systems so that an efficient _ symbolic _ implementation of the results in singularity theory is now feasible ; see for numeric approaches . singularity theory uses two fundamental notions of _ intermediate order terms _ and _ high order terms _ for _ normal form computation_. recall that theory of normal forms here is to simplify singular maps and qualitative study of their zeros . intermediate order terms have a complicated structure and do not seem to hold a convenient algebraic structure . therefore , basis type of tools ( i.e. , its local versions ) alone are not sufficient to simplify removable intermediate order terms in a singular germ . furthermore as far as our information is concerned , there does not yet exist a complete algebraic characterization for _ high order terms _ in many cases of multi - state variables . this does not mean that high and intermediate order terms are computationally inaccessible but it does mean crude uses of basis type of tools fail to address _ normal form computations_. ( note that the basic and principal ideas in singularity theory start with normal form computation . ) indeed , the approach needs to be refined along with nonlinear normalization techniques . our approach efficiently simplifies removable intermediate order terms and is adoptable for simplification of high order terms even for the generalization of our results to multi - state variable cases . our main contributions here are some natural generalizations of known tools from algebraic geometry for correct symbolic implementation and providing certain criteria along with rigorous proofs for alternative and efficient symbolic implementation , an efficient symbolic implementation of the results of singularity theory ( one dimensional state variable ) in maple , developing an end - user friendly maple library named ` singularity ` , writing a user guide and constructing a comprehensive built - in maple help for ` singularity ` . a contribution here is to generalize some existing techniques and concepts from algebraic geometry to the context of ( locally ) smooth maps ( germs ) for a correct implementation . due to the infinite nature of taylor series of smooth maps , the computations are performed modulo a given degree . we provide a sufficient condition for a given degree whose truncation does not lead to error . the default work of ` singularity ` tests the condition and do the computations modulo an optimal degree . however , this approach adds a computational cost . further , smooth maps involve flat functions ( functions with zero taylor series ) and this may cause unnecessarily complicated formulas . thereby , it is fundamentally helpful to use a ring smaller than the ring of smooth maps when it is feasible . unlike the ring of formal power series , the associated computations in the ring of polynomials or fractional maps are exact and no truncation is required . we provide conditions along with rigorous proofs for the possible efficient implementations using ideals generated in either the rings of polynomials , fractional maps or formal power series . ` singularity ` is adopted accordingly . we accordingly provide guidelines for efficient symbolic implementation of the existing results from singularity theory ; see ( * ? ? ? * chapters 67 ) , ( * ? ? ? * sections 6.2 and 6.3 ) , ( * ? ? ? * chapters 14 ) and . this simply illustrates an interesting and realistic application of computational algebraic geometry to the equilibrium bifurcation analysis of real world problems . maple is one of the two major ( along with mathematica ) symbolic computer algebra systems . besides , maple is user - friendly and is widely used for mathematics and engineering research as well as educational purposes . thus , maple is a good choice for end - user libraries in general , and in particular for ` singularity ` due to various applications of singularity theory in different engineering disciplines . further , many useful and advanced techniques from computational algebraic geometry such as basis , elimination ideals for polynomial ring , regular chains and triangular decomposition method have already been developed and are now available in built - in packages of maple 18 . so far , the most efficient basis computation is due to maple algorithm implemented by jean - charles faugre ( see ) while regular chains and triangular decomposition method are only available in maple . ` singularity ` has benefited from an efficient use of these capacities of maple . besides , we have already developed some maple programs for ( parametric and orbital ) normal form computation of _ singular differential equations _ and their integration with ` singularity ` shall lead to a toolbox for local bifurcation control and analysis of singularities . ` singularity ` has been tested by all scalar examples ( nonsymmetric and without modal parameters ) and classifications given in and a few ( differences , error or not already reported data due to computational burden ) are verified in our favor . we use identical notations and terminologies from as far as it is feasible . ` singularity ` computes a variety of algebraic structures associated with singular scalar maps including _ tangent _ and _ restricted tangent spaces , _ _ high order term ideals , _ and the _ intrinsic ideals _ associated with ideals of both _ finite _ and _ infinite codimension . _ our maple library derives _ low and intermediate order terms , _ _ normal forms , universal unfolding , _ and _ transition sets . _ ` singularity ` efficiently simplifies _ intermediate _ and _ high order terms_. it , further , generates _ persistent bifurcation diagrams ( plot or animation ) , _ and estimates the _ transformations _ transforming _ contact - equivalent scalar maps to each other_. finally , ` singularity ` solves _ the recognition problem for normal forms and universal unfoldings_. an interesting capability of ` singularity ` is the classification of persistent bifurcation diagrams by generating an automatic list . this latter capability is in fact enabled by using a powerful built - in maple 18 package called regularchains . in order to develop ` singularity ` , we have discussed some modified concepts ( suitable in our context ) from computational algebraic geometry including _ division remainders , _ _ standard bases , _ _ elimination ideals , _ _ ideal membership problem _ and _ colon ideals _ for the local rings of fractional ( germ ) maps , formal power series and smooth maps . these are accordingly implemented in ` singularity ` . the rest of this paper is organized as follows . singularity theory and bifurcation analysis of equation - is discussed in section [ sec1int ] . we further explain how singularity theory is related to _ ideal membership problem _ in algebraic geometry . section [ sec2 ] describes how to treat the ideal membership problem . in this direction , computational algebraic tools such as standard and bases for ideals in three different rings , and the concept of _ finite codimension ideals are introduced . _ intrinsic ideals _ and their associated ideal representations are discussed in section [ sec3 ] . we further explain a procedure for computing the intrinsic part of an ideal . section [ sec4 ] gives our suggestions on how to implement some objects and results from singularity theory . these implementations include high order term ideals , tangent spaces , transition sets , persistent bifurcation diagram classifications , normal forms and the universal unfolding . the capabilities of the main features of ` singularity ` along with a few examples are sketched in section [ secfeatures ] . finally , our future and in - progress projects are outlined in section [ secfuture ] .
1607.08084
i
the development of technologies to trap and cool neutral atoms has led to the emergence of cold atom physics as a new subfield of atomic physics . the atoms can be cooled to temperatures that are orders of magnitude smaller than the tiny differences between the hyperfine energy levels of the atoms . many of the most important loss processes for ultracold atoms involve deeply inelastic reactions , which produce atoms with kinetic energies much larger than those of the cold trapped atoms . one such process is three - body recombination , in which a collision of three low - energy atoms results in the binding of two of the atoms into a diatomic molecule . if the binding energy of the molecule is large compared to the energy scale of the cold atoms , the momenta of the molecule and the recoiling atom are often large enough for them to escape from the trapping potential for the atoms . ultracold atoms can be described by a local nonrelativistic effective field theory for which the coupling constant is the scattering length @xcite . local effective field theories can be applied most rigorously to a system in which there is an energy gap separating the low - energy particles described explicitly by the effective field theory from the higher - momentum particles @xcite . in a system consisting of low - energy atoms , conservation of energy ensures that a high - momentum atom can only appear through a virtual state that , by the time - energy uncertainty principle , has a short lifetime . during that short lifetime , the high - momentum atom can propagate only over a short distance . its effects on low - energy atoms are therefore restricted to short distances . these effects can be reproduced by local hermitian operators in the hamiltonian for the effective field theory . local effective field theories have also been applied to systems with deeply inelastic reactions that produce particles with momenta too large to be described accurately within the effective field theory . for example , a deeply inelastic three - body recombination event produces a molecule and an atom whose momenta may be outside the domain of validity of the effective theory . the large energy release from the inelastic reaction comes from the conversion of rest energy into kinetic energy . the standard argument for the locality of the effective field theory does not apply . the particles with large momenta produced by the inelastic reaction can propagate over arbitrarily long distances , so their effects on low - energy particles are not obviously restricted to short distances . nevertheless , there are general arguments based on the uncertainty principle that indicate that their effects can be taken into account systematically through local anti - hermitian operators in the effective hamiltonian @xcite . the effective hamiltonian can be expressed as @xmath0 , where @xmath1 and @xmath2 are hermitian . the dynamics of a multi - atom system with deeply inelastic reactions is conveniently described by a density matrix . a system that starts as a pure quantum state with @xmath3 low - energy atoms evolves into a mixed quantum state that is a superposition of a state with @xmath3 low - energy atoms and states with fewer low - energy atoms , as the inelastic reactions shift probability from the low - energy atoms into the high - momentum atoms . an effective density matrix @xmath4 can be defined by tracing the density matrix over states containing high - momentum atoms . naively we might expect the time evolution equation for @xmath4 to be @xmath5 - i \left\{k,\rho\right\}. \label{eq : drhodt - naive}\end{aligned}\ ] ] as we will demonstrate in this paper , the correct evolution equation for the effective density matrix is the _ lindblad equation _ @xcite , which has an additional term . the lindblad equation arises in the quantum information theory of _ open quantum systems_. an open quantum system consists of all the degrees of freedom of both the subsystem of interest and the environment . under special circumstances , the density matrix for the subsystem evolves in time according to the lindblad equation . in the lindblad equation for the density matrix of an effective field theory obtained by integrating out deeply inelastic reactions , the additional lindblad term is local , and it can be deduced from the local anti - hermitian terms in the effective hamiltonian . an open quantum system in which the subsystem of interest is a field theory is called an _ open effective field theory _ @xcite . grozdanov and polonyi have proposed that an open effective field theory for the hydrodynamic modes of a quantum field theory can be used as a framework for deriving dissipative hydrodynamics @xcite . burgess , holman , tasinato , and williams have applied open effective field theory to the super - hubble modes of primordial quantum fluctuations in the early universe @xcite . in the stochastic inflation framework , the master equation is the lindblad equation . since the density matrix for an effective field theory in which deeply inelastic reaction products have been integrated out satisfies the lindblad equation , this system can also be regarded as an open effective field theory @xcite . in this case , the environment consists of the high - momentum particles produced by the deeply inelastic reactions . the paper is organized as follows . in section [ sec : densitymatrix ] , we summarize the basic properties of the density matrix and we introduce the lindblad equation . in section [ sec : effective theory ] , we explain how integrating out deeply inelastic reaction products results in local operators in the effective lagrangian density . we also explain why the effective density matrix obtained by tracing over states that include deeply inelastic reaction products must satisfy the lindblad equation . in section [ sec : atomloss ] , we apply the lindblad equation to the mean number of low - energy atoms . we derive the universal relation for the two - atom inelastic loss rate for fermions with two spin states and the universal relation for the three - atom inelastic loss rate for identical bosons . our results are summarized briefly in section [ sec : summary ] . in an appendix , we demonstrate how the lindblad equation for the density matrix emerges from the diagrammatic analysis of a simple field theory model with a deeply inelastic two - atom scattering reaction .
the loss of ultracold trapped atoms due to deeply inelastic reactions has previously been taken into account in effective field theories for low - energy atoms by adding local anti - hermitian terms to the effective hamiltonian . here we show that it satisfies a lindblad equation , with local lindblad operators determined by the local anti - hermitian terms in the effective hamiltonian . we use the lindblad equation to derive the universal relation for the two - atom inelastic loss rate for fermions with two spin states and the universal relation for the three - atom inelastic loss rate for identical bosons .
the loss of ultracold trapped atoms due to deeply inelastic reactions has previously been taken into account in effective field theories for low - energy atoms by adding local anti - hermitian terms to the effective hamiltonian . here we show that when multi - atom systems are considered , an additional modification is required in the equation governing the density matrix . we define an effective density matrix by tracing over the states containing high - momentum atoms produced by deeply inelastic reactions . we show that it satisfies a lindblad equation , with local lindblad operators determined by the local anti - hermitian terms in the effective hamiltonian . we use the lindblad equation to derive the universal relation for the two - atom inelastic loss rate for fermions with two spin states and the universal relation for the three - atom inelastic loss rate for identical bosons .
astro-ph0307180
i
in the present work we have used the magnitude - limited ssrs2 to identify galaxies with active galactic nuclei , and to investigate how the properties of agn host galaxies relate to general population of galaxies in the parent sample . the main results of this work are summarized below . * we find that 162/5339 ( 3% ) of the galaxies in the ssrs2 are seyfert galaxies . this number is comparable to other works studying the local universe ( e.g. , * ? ? ? * ; * ? ? ? * ; * ? ? ? * ; * ? ? ? * ) , as well as with the number of agns detected in a high redshift sample ( e.g. , * ? ? ? the ratio of seyfert 2s to 1s is about 3:1 . * the majority of the agn host galaxies in the ssrs2 are in systems classified morphologically betwen s0a and sb , which are galaxies containing significant bulge components . this result is consistent with findings of @xcite . we find that @xmath2 10% of the seyfert galaxies are found in hosts with indication of an ongoing merger event . there is no significant difference between the morphological distributions of seyfert 1 relative to seyfert 2 hosts . * the agns are preferentially detected in high luminosity hosts ( @xmath86 ) . this result is similar to previous findings ( e.g. , * ? ? ? * ) , though in conflict with that found by @xcite using the sdss database . this discrepancy can be explained by the fact that the present sample does not allow separating the contribution to the total luminosity due to the agn from that of the host galaxy . * seyfert galaxies are twice as frequent in barred hosts than in galaxies without nuclear activity . * using a percolation algorithm we find that seyfert galaxies are more commonly found in binary systems than in groups with higher multiplicities or as `` isolated '' galaxies , when compared to galaxies in the parent sample . * we do not find strong correlation between the presence of an agn with indicators of the strength of gravitational perturbation by companions , such as the projected local density , the group velocity dispersion , the nearest neighbor distance and the maximum tidal influence . * we find marginal evidence that seyfert 1 galaxies have closer companions and are more susceptible to tidal effects than seyfert 2 galaxies are . * the results above suggest that the large - scale environment does not seem to play an important role in enhancing the agn activity . on the other hand , internal characteristics such as morphology , luminosities , existence of bars and other asymmetries are more strongly correlated with the presence of the agn . the authors thank the referee , dr . john huchra , whose suggestions allowed us to improve the text . we also thank alberto rodrguez - ardilla and lei hao for useful discussions and caryl gronwall , vicki sarajedini and john salzer for providing the kiss non - parametric luminosity function . this research has made use of nasa / ipac extragalactic database ( ned ) . rsm acknowledges financial support from pibic - cnpq scholarship , magm to cnpq grant 301366/86 - 1 and faperj e-26/171.619/2001 , and cnaw to nsf ast 95 - 29028 and ast 00 - 71198 . da costa , l.n . , willmer , c.n.a , pellegrini , p.s . , chaves , o.l . , rite , c. , maia , m.a.g . , geller , m.j . , latham , d.w . , kurtz , m.j . , huchra , j.p . , ramella , m. , fairall , a.p . , smith , c. , & lipari , s. 1998 , aj 116 , 1 gronwall , c. , sarajedini , v.l . , & salzer , j.j . 2001 , in `` agn surveys '' , i.a.u . colloquium 184 , eds . green , e.ye . khachikian , & d.b . sanders asp conference series ( san francisco : asp ) , astro - ph/0111519 kauffmann , g. , heckman , t.m . , tremonti , c. , brinchmann , j. , charlot , s. , white , s.d.m . , ridgway , s. , brinkmann , j. , fukugita , m. , hall , p. , ivezic , z. , richards , g. , & schneider , d. 2003 , astro - ph/0304239 sarajedini , v.l . 2002 , in `` agn surveys , asp conference proceedings , vol . 284 . edited by r.f . green , e.ye . khachikian , and d.b . sanders . '' , ( san francisco : astronomical society of the pacific , in press ) lllrrrcrr 00 03 32.1 & -10 44 41 & ngc 7808 & 14.47 & 8922 & -2 & n & 1.00 & s1 + 00 53 29.8 & -08 46 04 & ngc 0291 & 14.64 & 5695 & 2 & y & 0.45 & s2 + 00 10 01.0 & -04 42 38 & mrk 0937 & 14.70 & 8851 & 3 & n & 1.00 & s1 + 00 10 54.3 & -21 04 03 & eso 538- g 025 & 15.02 & 7782 & 2 & n & 0.22 & s2 + 00 18 35.9 & -07 02 56 & gsc 4670 00946 & 14.36 & 5620 & 0 & n & 1.00 & s2 + 00 19 44.0 & -14 07 18 & ic 0009 & 15.42 & 12622 & 0 & n & 0.75 & s2 + 00 26 00.0 & -02 55 07 & mcg -01 - 02 - 013 & 15.49 & 20282 & 15 & n & 0.72 & s2 + 00 30 53.8 & -09 12 07 & mcg -02 - 02 - 035 & 15.28 & 5939 & -2 & n & 0.50 & s2 + 00 34 13.8 & -21 26 21 & eso 540- g 001 & 13.96 & 8030 & 4 & y & 0.69 & s1 + 00 35 48.8 & -13 36 38 & ngc 0166 & 15.18 & 6020 & 0 & n & 0.33 & s2 + 00 38 18.4 & -14 50 07 & mcg -03 - 02 - 027 & 15.40 & 10971 & 3 & n & 0.67 & s2 + 00 41 11.7 & -21 07 54 & eso 540- g 014 & 15.38 & 1653 & -5 & n & 0.50 & s2 + 00 42 52.8 & -23 32 29 & ngc 0235a & 14.18 & 6589 & 15 & n & 0.44 & s2 + 00 54 54.5 & -32 01 54 & eso 411- g 029 & 15.04 & 9622 & 0 & n & 0.38 & s2 + 00 55 02.6 & -19 00 18 & eso 541- g 001 & 13.61 & 6366 & 3 & y & 0.62 & s2 + 00 58 22.2 & -36 39 37 & eso 351- g 025 & 15.12 & 10415 & 2 & n & 0.58 & s2 + 01 02 17.4 & -19 40 09 & eso 541-ig 012 ned01 & 15.22 & 16905 & 15 & n & 0.85 & s2 + 01 08 47.6 & -15 50 34 & ic 0078 & 14.46 & 12066 & 1 & n & 0.41 & s2 + 01 11 27.5 & -38 05 01 & ngc 0424 & 13.90 & 3496 & 0 & n & 0.50 & s1 + 01 12 19.2 & -32 03 43 & ngc 0427 & 14.87 & 10011 & -2 & y & 0.62 & s1 + 01 14 07.0 & -32 39 03 & ic 1657 & 13.12 & 3564 & 3 & n & 0.25 & s2 + 01 19 25.0 & -15 41 07 & mcg -03 - 04 - 046 & 15.26 & 15234 & 4 & y & 1.00 & s2 + 01 23 54.4 & -35 03 56 & ngc 0526a & 14.66 & 5725 & 15 & n & 0.53 & s2 + 01 31 50.4 & -33 08 10 & eso 353- g 009 & 14.07 & 4970 & 2 & y & 1.00 & s2 + 01 39 24.8 & -09 24 04 & ngc 0640 & 15.45 & 7490 & 2 & n & 0.67 & s2 + 01 43 37.6 & -33 42 20 & eso 353- g 038 & 14.85 & 8884 & 5 & n & 0.36 & s2 + 01 51 41.7 & -36 11 16 & eso 354- g 004 & 15.08 & 10045 & 3 & n & 0.93 & s1 + 01 59 51.3 & -06 50 25 & ic 0184 & 14.87 & 5382 & 1 & n & 0.50 & s2 + 02 01 06.5 & -06 48 56 & ngc 0788 & 13.50 & 4078 & -5 & n & 0.77 & s2 + 02 06 53.1 & -36 27 08 & ngc 0824 & 14.05 & 5836 & 2 & y & 0.95 & s2 + 02 09 20.9 & -10 08 00 & ngc 0833 & 13.64 & 3867 & 3 & n & 0.47 & s2 + 02 10 11.4 & -09 03 36 & gsc 5281 00378 & 15.23 & 12491 & 3 & n & 0.50 & s2 + 02 24 40.6 & -19 08 30 & eso 545- g 013 & 13.59 & 10253 & 3 & n & 0.73 & s1 + 02 30 05.5 & -08 59 53 & mcg -02 - 07 - 024 & 15.25 & 4859 & -2 & n & 0.86 & s1 + 02 31 51.0 & -36 40 16 & ic 1816 & 13.66 & 5215 & 3 & n & 0.93 & s2 + 02 34 37.8 & -08 47 15 & ngc 0985 & 15.00 & 19150 & 15 & n & 1.00 & s1 + 02 35 13.5 & -29 36 17 & eso 416- g 002 & 15.06 & 17700 & 1 & n & 0.50 & s2 + 02 38 45.2 & -30 48 24 & eso 416- g 005 & 15.34 & 18587 & 5 & n & 0.80 & s1 + 02 41 04.8 & -08 15 21 & ngc 1052 & 12.08 & 1519 & -3 & n & 0.70 & s2 + 02 41 38.7 & -28 10 17 & ic 1833 & 14.28 & 4952 & -2 & n & 0.58 & s2 + 02 43 07.8 & -08 46 26 & ngc 1071 & 15.41 & 11302 & 3 & n & 0.45 & s2 + 02 44 02.9 & -26 11 11 & eso 479- g 030 & 15.29 & 10504 & 2 & n & 0.24 & s2 + 02 46 19.0 & -30 16 29 & ngc 1097 & 10.23 & 1195 & 3 & n & 0.62 & s1 + 02 49 33.8 & -38 46 12 & eso 299- g 020 & 13.96 & 5008 & 1 & n & 0.45 & s2 + 02 51 40.3 & -16 39 04 & ngc 1125 & 13.87 & 3303 & 0 & y & 0.50 & s2 + 02 56 09.8 & -13 41 07 & mcg -02 - 08 - 031 & 15.38 & 6935 & 3 & n & 0.50 & s2 + 02 56 21.5 & -32 11 06 & eso 417- g 006 & 14.34 & 4947 & -2 & n & 0.83 & s2 + 02 57 49.6 & -10 10 07 & mcg -02 - 08 - 033 & 14.02 & 4516 & 3 & n & 0.30 & s2 + 03 00 04.3 & -10 49 28 & mcg -02 - 08 - 038 & 15.27 & 9770 & 0 & y & 0.50 & s1 + 03 00 30.7 & -11 24 07 & mcg -02 - 08 - 039 & 14.57 & 8989 & 3 & y & 0.69 & s2 + 03 02 13.2 & -23 35 20 & gsc 6438 00439 & 14.93 & 10514 & -2 & n & 0.39 & s1 + 03 08 10.8 & -22 57 39 & ngc 1229 & 14.82 & 10676 & 1 & n & 0.69 & s2 + 03 11 14.7 & -08 55 20 & ngc 1241 & 13.26 & 4036 & 3 & y & 0.61 & s2 + 03 24 48.7 & -03 02 32 & ngc 1320 & 13.67 & 2698 & 2 & n & 0.32 & s2 + 03 25 04.9 & -12 18 07 & mcg -02 - 09 - 040 & 14.93 & 4400 & -2 & n & 0.33 & s2 + 03 25 25.3 & -06 08 39 & mrk 0609 & 15.06 & 10236 & -5 & n & 0.75 & s2 + 03 30 40.9 & -03 08 16 & mrk 0612 & 15.10 & 6195 & 3 & y & 0.62 & s2 + 03 33 39.7 & -05 05 22 & ngc 1358 & 13.30 & 4013 & 0 & y & 0.77 & s2 + 03 33 36.4 & -36 08 25 & ngc 1365 & 10.34 & 1659 & 3 & y & 0.71 & s1 + 03 36 46.4 & -35 59 58 & ngc 1386 & 12.64 & 924 & -2 & n & 0.38 & s2 + 03 37 03.2 & -25 14 57 & eso 482- g 014 & 15.39 & 12889 & 1 & n & 0.40 & s2 + 03 42 03.2 & -21 14 50 & eso 548- g 081 & 12.92 & 4341 & 1 & n & 0.87 & s1 + 03 43 26.5 & -31 44 38 & gsc 7028 00092 & 14.90 & 9574 & 3 & n & 0.64 & s2 + 03 45 12.5 & -39 34 30 & gsc 7569 01468 & 15.48 & 12884 & -5 & n & 0.96 & s1 + 03 55 09.3 & -17 28 10 & eso 549- g 036 & 14.64 & 8501 & 4 & y & 0.75 & s2 + 03 57 38.2 & -19 12 59 & ngc 1489 & 14.36 & 11421 & 3 & y & 0.44 & s2 + 04 02 25.7 & -18 02 51 & eso 549- g 049 & 14.36 & 7872 & 3 & n & 0.75 & s2 + 04 02 46.1 & -21 07 09 & eso 549- g 050 & 14.17 & 7532 & 3 & n & 0.67 & s2 + 04 04 27.5 & -10 10 07 & mcg -02 - 11 - 014 & 15.41 & 9267 & 2 & y & 0.62 & s2 + 04 13 49.7 & -32 00 25 & eso 420- g 013 & 13.52 & 3594 & 0 & n & 0.90 & s2 + 04 39 37.3 & -37 05 08 & gsc 7045 01444 & 15.22 & 12292 & 3 & n & 0.48 & s2 + 04 40 59.6 & -37 34 11 & eso 304- g 011 & 15.34 & 12392 & 3 & y & 0.45 & s2 + 09 42 33.3 & -03 41 55 & ngc 2974 & 12.30 & 1908 & 1 & n & 0.57 & s2 + 09 50 56.5 & -04 59 07 & mcg -01 - 25 - 049 & 14.46 & 6628 & 1 & y & 0.42 & s2 + 10 02 00.1 & -08 09 42 & gsc 5476 01170 & 15.22 & 4569 & 15 & n & 0.90 & s1 + 10 18 03.3 & -03 47 41 & gsc 4907 01728 & 15.36 & 11947 & 2 & n & 1.00 & s2 + 10 20 57.8 & -04 57 03 & gsc 4908 01685 & 15.25 & 11889 & 1 & y & 1.00 & s2 + 10 25 50.2 & -11 26 07 & mcg -02 - 27 - 003 & 15.00 & 11858 & 0 & n & 1.00 & s2 + 10 26 51.9 & -03 27 52 & ic 0614 & 15.39 & 10194 & 0 & n & 0.71 & s2 + 10 35 27.3 & -14 07 07 & mcg -02 - 27 - 009 & 14.33 & 4577 & 2 & n & 0.26 & s2 + 10 38 20.6 & -10 07 04 & gsc 5495 00478 & 15.41 & 8710 & 2 & y & 0.50 & s1 + 10 39 46.3 & -05 29 00 & mcg -01 - 27 - 031 & 14.07 & 6194 & 1 & y & 0.75 & s1 + 10 42 18.7 & -17 38 07 & mcg -03 - 27 - 026 & 14.80 & 6191 & -2 & n & 0.29 & s2 + 10 57 53.6 & -04 54 18 & ic 0657 & 15.44 & 9697 & 1 & y & 0.42 & s2 + 11 00 45.4 & -06 34 43 & gsc 4927 01023 & 15.36 & 8997 & 3 & n & 0.24 & s2 + 11 23 32.2 & -08 39 30 & ngc 3660 & 13.06 & 3678 & 4 & y & 0.87 & s2 + 11 24 56.3 & -03 48 41 & gsc 4926 01061 & 15.04 & 6788 & 2 & n & 0.40 & s2 + 11 25 02.1 & -05 04 07 & mcg -01 - 29 - 018 & 14.53 & 8518 & 2 & n & 0.90 & s2 + 11 34 23.3 & -09 40 07 & mcg -01 - 30 - 005 & 15.12 & 6419 & -3 & n & 1.00 & s2 + 11 43 18.6 & -12 52 42 & ngc 3831 & 13.60 & 5254 & 1 & n & 0.22 & s2 + 11 45 11.6 & -09 18 51 & ngc 3858 & 13.94 & 5729 & 0 & y & 0.67 & s2 + 11 45 40.5 & -18 27 16 & gsc 6096 00769 & 14.70 & 9877 & 2 & n & 0.55 & s1 + 11 52 38.2 & -05 12 07 & mcg -01 - 30 - 041 & 14.70 & 5749 & 0 & y & 0.50 & s2 + 12 00 43.3 & -20 50 01 & gsc 6100 00370 & 15.46 & 18639 & 15 & n & 0.76 & s1 + 12 16 60.0 & -26 12 36 & eso 505-ig 031 & 15.49 & 11840 & 15 & y & 0.88 & s2 + 12 39 39.4 & -05 20 39 & ngc 4593 & 12.21 & 2698 & 2 & y & 0.83 & s1 + 12 39 59.4 & -11 37 23 & ngc 4594 & 9.50 & 994 & 0 & n & 0.62 & s2 + 12 42 25.3 & -06 58 16 & ngc 4628 & 14.50 & 2828 & 1 & n & 0.23 & s2 + 12 51 32.4 & -14 13 17 & mcg -02 - 33 - 030 & 14.23 & 4298 & 1 & n & 0.43 & s1 + 12 52 12.4 & -13 24 54 & ngc 4748 & 14.27 & 4426 & 15 & n & 0.86 & s1 + 12 52 36.4 & -21 54 39 & eso 575-ig 016 ned02 & 14.87 & 6865 & 15 & n & 0.70 & s2 + 12 56 36.3 & -06 49 03 & ngc 4813 & 14.15 & 1373 & 1 & n & 0.40 & s2 + 13 00 52.9 & -13 26 59 & ngc 4897 & 13.23 & 2546 & 3 & y & 0.80 & s2 + 13 04 14.3 & -10 20 23 & ngc 4939 & 11.99 & 3117 & 3 & n & 0.38 & s2 + 13 04 13.1 & -05 33 06 & ngc 4941 & 12.43 & 1108 & 1 & n & 0.48 & s2 + 13 06 56.5 & -23 55 01 & ic 4180 & 13.88 & 2972 & 0 & y & 0.77 & s2 + 13 07 05.9 & -23 40 39 & ngc 4968 & 13.92 & 2930 & 0 & n & 0.47 & s2 + 13 10 17.3 & -07 27 07 & mcg -01 - 34 - 008 & 14.54 & 6713 & 3 & n & 0.86 & s2 + 13 17 03.4 & -02 15 41 & ic 4218 & 14.90 & 5808 & 1 & n & 0.27 & s1 + 13 19 31.7 & -12 39 26 & ngc 5077 & 12.41 & 2817 & -5 & n & 0.50 & s2 + 13 20 06.4 & -17 07 06 & mcg -03 - 34 - 049 & 15.14 & 6713 & 0 & n & 0.83 & s1 + 13 22 24.5 & -16 43 07 & mcg -03 - 34 - 064 & 14.64 & 6393 & -2 & n & 0.80 & s2 + 13 24 35.2 & -19 45 11 & gsc 6128 00106 & 14.97 & 5284 & 3 & n & 0.77 & s2 + 13 27 12.7 & -24 51 41 & gsc 6717 00254 & 15.42 & 12131 & 2 & n & 0.79 & s1 + 13 30 41.7 & -21 39 47 & gsc 6133 00078 & 15.49 & 7292 & 0 & y & 0.73 & s2 + 13 31 13.9 & -25 24 10 & eso 509- g 038 & 14.74 & 7786 & 15 & n & 0.42 & s1 + 13 32 39.1 & -10 28 53 & mcg -02 - 35 - 001 & 14.82 & 6638 & 2 & y & 0.67 & s1 + 13 33 08.3 & -23 32 37 & gsc 6714 00714 & 14.50 & 10342 & 3 & n & 0.81 & s2 + 13 34 39.6 & -23 26 48 & eso 509-ig 066 & 14.70 & 10031 & 15 & n & 0.77 & s2 + 13 37 35.1 & -21 12 58 & gsc 6134 00646 & 15.26 & 15703 & 3 & n & 0.49 & s2 + 13 37 50.0 & -23 59 41 & eso 509-ig 083 ned01 & 14.70 & 9044 & 15 & n & 0.63 & s2 + 13 40 19.7 & -23 51 29 & ngc 5260 & 13.42 & 6539 & 2 & y & 0.88 & s2 + 13 46 20.1 & -03 25 42 & mcg + 00 - 35 - 020 ned02 & 15.02 & 6948 & 2 & n & 0.38 & s2 + 13 58 59.7 & -20 02 44 & gsc 6144 00913 & 15.50 & 11797 & -5 & n & 1.00 & s2 + 14 03 26.1 & -06 01 51 & ngc 5427 & 12.50 & 2618 & 3 & n & 1.00 & s2 + 14 13 14.9 & -03 12 27 & ngc 5506 & 13.37 & 1753 & 3 & n & 0.57 & s2 + 14 26 12.3 & -11 54 07 & mcg -02 - 37 - 004 & 15.48 & 12480 & 3 & y & 0.80 & s2 + 14 33 43.5 & -14 37 11 & ngc 5664 & 14.52 & 4537 & 2 & n & 0.42 & s2 + 14 42 23.9 & -17 15 10 & ngc 5728 & 12.81 & 2793 & 4 & y & 0.58 & s2 + 14 59 24.8 & -16 41 36 & ngc 5793 & 14.17 & 3522 & 2 & n & 0.35 & s2 + 15 33 20.7 & -08 42 07 & mcg -01 - 40 - 001 & 14.64 & 6888 & 4 & y & 0.38 & s2 + 21 07 59.9 & -29 50 10 & gsc 6936 00748 & 15.10 & 5750 & 1 & n & 0.90 & s2 + 21 27 02.8 & -22 59 32 & eso 530- g 047 & 14.51 & 9761 & 2 & n & 0.59 & s2 + 21 48 19.5 & -34 57 06 & ngc 7130 & 13.33 & 4829 & 15 & n & 0.94 & s2 + 21 56 56.6 & -11 39 31 & gsc 5797 01005 & 15.37 & 17650 & 1 & n & 0.54 & s1 + 22 00 21.6 & -13 08 49 & ic 1417 & 14.36 & 5446 & 3 & n & 0.29 & s2 + 22 01 17.0 & -37 46 07 & mcg -06 - 48 - 013 & 14.82 & 10005 & -2 & n & 0.75 & s2 + 22 02 01.7 & -31 52 18 & ngc 7172 & 12.95 & 2593 & 1 & n & 0.52 & s2 + 22 08 28.3 & -34 06 23 & eso 404- g 032 & 14.33 & 4431 & 4 & n & 0.20 & s2 + 22 09 07.7 & -27 48 34 & ngc 7214 & 13.05 & 6832 & 4 & n & 0.74 & s1 + 22 14 42.0 & -38 48 23 & eso 344- g 016 & 15.08 & 11906 & 2 & y & 1.00 & s1 + 22 34 49.8 & -25 40 37 & eso 533- g 050 & 14.40 & 7928 & 0 & y & 0.89 & s2 + 22 35 45.9 & -26 03 01 & ngc 7314 & 11.88 & 1430 & 4 & n & 0.42 & s2 + 22 36 46.5 & -12 32 43 & mcg -02 - 57 - 023 & 14.82 & 7169 & 4 & n & 0.30 & s1 + 22 36 55.9 & -22 13 15 & eso 602- g 031 & 14.88 & 10101 & 3 & n & 0.50 & s1 + 22 47 47.6 & -11 48 59 & ngc 7378 & 13.64 & 2580 & 2 & y & 0.64 & s2 + 22 49 37.1 & -19 16 07 & mcg -03 - 58 - 007 & 14.84 & 9488 & 3 & y & 0.80 & s2 + 22 54 15.7 & -37 04 59 & eso 406- g 018 & 15.29 & 17215 & 15 & n & 0.54 & s2 + 22 55 01.0 & -39 39 41 & ngc 7410 & 11.61 & 1751 & 1 & y & 0.29 & s2 + 22 59 01.4 & -25 31 42 & eso 535- g 001 & 13.84 & 9015 & 2 & n & 0.94 & s2 + 23 00 47.8 & -12 55 07 & ngc 7450 & 14.00 & 3134 & 1 & y & 1.00 & s1 + 23 03 11.1 & -08 59 21 & ic 1464 & 14.90 & 7247 & 15 & n & 0.67 & s2 + 23 04 43.5 & -08 41 09 & mcg -02 - 58 - 022 & 15.00 & 14185 & 1 & n & 1.00 & s1 + 23 16 37.4 & -02 19 50 & ngc 7566 & 14.27 & 7972 & 1 & y & 0.54 & s2 + 23 18 22.5 & -04 24 59 & ngc 7592 & 14.50 & 7328 & 15 & n & 0.80 & s2 + 23 25 24.2 & -38 26 51 & gsc 8013 01279 & 14.89 & 10761 & 5 & n & 1.00 & s1 + 23 30 32.3 & -02 27 45 & mcg -01 - 59 - 027 & 15.14 & 10006 & 0 & y & 0.68 & s1 + 23 30 47.7 & -13 29 08 & ic 1495 & 14.14 & 6391 & 2 & y & 0.77 & s2 + 23 42 05.2 & -39 13 00 & gsc 8014 00236 & 15.42 & 12828 & 3 & n & 0.71 & s1 + 23 53 19.8 & -30 09 03 & eso 471-ig 037 ned02 & 15.24 & 14660 & 15 & n & 0.65 & s2 + 23 57 28.0 & -30 27 41 & mcg -05 - 01 - 013 & 14.97 & 9080 & 3 & n & 0.56 & s1 + 23 59 10.7 & -04 07 37 & ic 1524 & 13.94 & 5662 & 2 & y & 0.62 & s1 +
seyfert galaxies in this sample are twice as common in barred hosts than the non - seyferts . by assigning galaxies to groups using a percolation algorithm we find that the seyfert galaxies in the ssrs2 are more likely to be found in binary systems , when compared to galaxies in the ssrs2 parent sample . however , there is no statistically significant difference between the seyfert and ssrs2 parent sample when systems with more than 2 galaxies are considered . the analysis of the present sample suggests that there is a stronger correlation between the presence of the agn phenomenon with internal properties of galaxies ( morphology , presence of bar , luminosity ) than with environmental effects ( local galaxy density , group velocity dispersion , nearest neighbor distance ) .
the magnitude - limited catalog of the southern sky redshift survey ( ssrs2 ) , is used to characterize the properties of galaxies hosting active galactic nuclei . using emission - line ratios , we identify a total of 162 ( 3% ) seyfert galaxies out of the parent sample with 5399 galaxies . the sample contains 121 seyfert 2 galaxies and 41 seyfert 1 . the ssrs2 seyfert galaxies are predominantly in spirals of types sb and earlier , or in galaxies with perturbed appearance as the result of strong interactions or mergers . seyfert galaxies in this sample are twice as common in barred hosts than the non - seyferts . by assigning galaxies to groups using a percolation algorithm we find that the seyfert galaxies in the ssrs2 are more likely to be found in binary systems , when compared to galaxies in the ssrs2 parent sample . however , there is no statistically significant difference between the seyfert and ssrs2 parent sample when systems with more than 2 galaxies are considered . the analysis of the present sample suggests that there is a stronger correlation between the presence of the agn phenomenon with internal properties of galaxies ( morphology , presence of bar , luminosity ) than with environmental effects ( local galaxy density , group velocity dispersion , nearest neighbor distance ) .
1101.3459
r
the observing results are separately presented in two sections . in section [ chap_geometry ] , we focus on discussions of the warm and dense molecular gas , mainly traced by the nh@xmath0 and the ch@xmath0oh emissions . in section [ chap_dynamics ] , we examine the dynamics of the more extended components , based on the observations of the cs ( 10 ) transition . cross comparisons of the molecular lines have been omitted , when there are no additional significant physical implications . figure [ fig_mnt0 ] shows the velocity integrated maps of the ch@xmath0oh 5(0,5)4(0,4 ) a+ transition , the blended ch@xmath0oh 5(-2,4)4(-2,3 ) e and ch@xmath0oh 5(2,3)4(2,2 ) e transitions , and the ch@xmath0oh 5(-3,3)4(-3,2 ) e transition . in figure [ fig_nh3 ] , we present these three images in rgb colors , and an overlay with the velocity integrated map of the nh@xmath0 ( 3,3 ) main hyperfine line . in the projected area of the uc hii region , the nh@xmath0 ( 3,3 ) main hyperfine line is detected in strong absorption ( see keto , ho & haschick 1987 ; keto , ho , & haschick 1988 ; sollins et al . 2005 ; liu et al . 2010 for more descriptions ) and is presented with much larger contour intervals . we see that : * the highest excitation ch@xmath0oh transition ( blue ) exclusively traces a compact ( @xmath80.1 pc ) flattened hot toroid in the center ( @xmath8300k , klaassen et al . 2009 ; @xmath887 k , beltrn et al . the lower excitation ch@xmath0oh transitions trace the warm ( @xmath850 k ; keto , ho & haschick 1987 ) and dense molecular gas to an extended ( @xmath80.5 pc ) region . the ratio of the velocity integrated flux of the ch@xmath0oh 5(0,5)4(0,4 ) a+ transition to that of the ch@xmath0oh 5(-3,3)4(-3,2 ) e transitions in the hot toroid region is about 0.56 . in the optically thin limit , this line ratio reflects an averaged excitation temperature of @xmath8500 k. if the lower excitation line is saturated owing to high optical depth , the excitation temperature would be overestimated . * we see the complicated structures from the extended ch@xmath0oh emissions . the majority of the ch@xmath0oh emission has a southeast northwest distribution . two low column density cavities are clearly seen northeast and southwest of the hot toroid . we note that the size scale of the region where we detect significant emissions is small as compared with the angular size scale of the sma primary beam ( @xmath81@xmath15 ) and that of the vla primary beam ( @xmath82@xmath15 ) . since the detected structures are well centered within the primary beams , they are not affected by the primary beam attenuation . we therefore do not perform primary beam corrections to the maps . the shortest baselines of the ch@xmath0oh and the nh@xmath0 data sets ( table [ table_molecule_list2 ] ) correspond to the maximum angular size scale of @xmath835@xmath7 and @xmath890@xmath7 , respectively . hence the absence of structures with angular size scales @xmath520@xmath7 suggests that the compact appearance of the emissions is physical in nature , and is not caused by sampling defects . from figure [ fig_nh3 ] , we see that most structures traced by the ch@xmath0oh emissions have their nh@xmath0 counterparts ; however , the nh@xmath0 emission shows more significantly detected structures than the ch@xmath0oh emissions . a similar effect appears in the velocity domain . figure [ fig_ch3ohpv ] shows the position - velocity ( pv ) diagrams of the nh@xmath0 ( 3,3 ) main hyperfine line and all selected ch@xmath0oh j=5 transitions . the pv cut is centered on the brightest free - free continuum source at the coordinates of r.a . = 18@xmath1610@xmath1728.64@xmath18 and decl = -19@xmath1455@xmath1549.22@xmath7 with a position angle pa = 140@xmath14 ( the positive angle is defined in the usual counterclockwise fashion ) . from these pv diagrams , we see that : * the ch@xmath0oh 5(-3,3)4(-3,2 ) e transition has the highest upper level energy e@xmath12 of 96.9 k. the pv diagram of this transition reveals the fast rotating hot toroid . * the ch@xmath0oh transitions with lower upper level energies trace the molecular gas in a more extended region . a significant velocity gradient is also seen in the extended emission . * from the left most panel of figure [ fig_ch3ohpv ] , we see that the dominant emission of the nh@xmath0 ( 3,3 ) main hyperfine inversion line shows a good agreement with the ch@xmath0oh emissions . the nh@xmath0 ( 3,3 ) absorption line consistently traces the fast rotating hot toroid as seen in the pv diagram of the ch@xmath0oh 5(-3,3)4(-3,2 ) e transition . additionally , the nh@xmath0 ( 3,3 ) emission shows significant detections of broad line emission features ( e.g. at 7@xmath7 and 11@xmath7 ) and some diffuse broad line emission ( e.g. around -3@xmath7 -11@xmath7 ) . the nh@xmath0 molecule has a stable abundance over a large range of densities and temperature without depletion onto grains . hence its emission lines can be used to trace the dynamics in the bulk of the dense molecular accretion flow . the detected velocity gradients can be explained by the marginally centrifugally supported motion of the molecular gas , in response to the gravity of the enclosed molecular and the stellar mass ( see liu et al . 2010 for more discussions ) . the projected area and the rotational motions traced by the ch@xmath0oh are highly consistent with those which are traced by the nh@xmath0 emissions . this suggests that these two molecules are tracing dense gas in the same region . nevertheless , there are differences in their detailed brightness distributions which suggest that in this particular source , the ch@xmath0oh emissions are tracing different excitation / chemical conditions ( e.g. temperature ) , in the same flow traced by nh@xmath0 ( see also the discussions for the ch@xmath0oh emissions in liu , ho & zhang 2010 ) . in addition , the abundance of the ch@xmath0oh molecule may also be affected by outflow . the nh@xmath0 ( 3,3 ) main hyperfine inversion transition has comparable upper level energy ( e@xmath12/k = 124.5 k ) with the highest excitation ch@xmath0oh 5(-3,3)4(-3,2 ) e transition ( e@xmath12/k = 96.9 k ) , but in contrast it shows an extended distribution . one explanation is that the nh@xmath0 molecule has a higher abundance ( [ nh@xmath0]/[h@xmath9 ] = 10@xmath21 ; keto , ho & haschick 1987 ) than the ch@xmath0oh molecule ( [ ch@xmath0oh]/[h@xmath9 ] = 2@xmath2210@xmath23 ; takakuwa , ohashi , & hirano 2003 ) , and thus becomes optically thick and shows strong emission . the excellent match between the nh@xmath0 emission and the lowest excitation ch@xmath0oh emission suggests that the emissions of both molecules trace the real physical structures . we know that for the dense gas with temperature around 50 k , the statistical weight compensates the boltzmann factor , and therefore the population of nh@xmath0 at the ( 3,3 ) level can be comparable to the population at the lowest excitation ( 1,1 ) level . the ch@xmath0oh emissions and the nh@xmath0 ( 3,3 ) main hyperfine emission may both trace a population of molecular gas which is significantly warmer and denser than the ambient molecular gas . _ we call this warm ( @xmath2430 k ) and dense ( @xmath510@xmath10 @xmath11 ) region the massive envelope hereafter . _ the previous observations on c@xmath6o ( 21 ) unveiled a parsec scale filamentary structure in the south of the massive envelope ( ho , terebey , & turner 1994 ) . the distribution of the molecular mass on an even larger scale has to be further examined by sensitive single dish maps . the selected ch@xmath0oh transitions have higher einstein a coefficients than the nh@xmath0 ( 3,3 ) main hyperfine inversion transition , and potentially only trace the denser components . the observations in the clearest example of photon - dominated regions ( pdr ) , the orion bar , further suggest that the ch@xmath0oh emissions trace the clumpy materials , which have an h@xmath9 volume density higher than 10@xmath25 @xmath11 , and are self - shielded from photo ionization ( leurini et al . 2010 ) . the abundance of the ch@xmath0oh molecule can be greatly enhanced if the molecular gas is shocked by high velocity outflows with velocities greater than @xmath820 kms@xmath26 ( see discussions in takakuwa , ohashi , & hirano 2003 ) . we therefore can not rule out the possibilities that zones with locally enhanced ch@xmath0oh abundance / emission are distributed over the entire region . part of those extended nh@xmath0 emissions can also be attributed to the externally heated lower density surfaces of the extended structures . other possibilities will have to be investigated by higher resolution observations which define the detailed temperature and density profiles of individual local structures . in figure [ fig_ionout ] , we compare the distribution of the molecular gas traced by the ch@xmath0oh transitions with the distribution of the ionized gas traced by the 3.6 cm free free continuum emission . by comparing the left panel of figure [ fig_nh3 ] with this figure , we find that the 3.6 cm free - free continuum emissions peak at the hot toroid . the distribution of the extended free - free continuum emission fits into the projected area of the low column density cavities seen in the ch@xmath0oh rgb map . these observed features suggest an overall geometry of a core envelope cavity system . this overall geometry resembles the standard disk envelope system in the low mass ( @xmath31 m@xmath4 ) star forming region with bipolar outflow and outflow cavity , except on a larger and more massive scale . this overall geometry remains even after the embedded ob cluster starts the nuclear burning , and other physical processes start to affect the dynamical evolution ( section [ chap_introduction ] ) . we emphasize that the subject under consideration is the formation and accretion of a cluster of ob star . by comparing the flux of the ionizing photons and the bolometric luminosity , ho and haschick ( 1981 ) suggested that a few massive stars ( from 06.5 to b0 ) have already been formed and are embedded in the central 0.1 pc region ( see also the discussions in keto 2002 , sollins & ho 2005 , and keto & wood 2006 ) . this cluster of ob stars contains @xmath8200 m@xmath4 of stellar mass in total . as pointed out by sollins and ho ( 2005 ) , the source g10.6 - 0.4 stands distinct from the cases where a single massive star dominates at the center ( e.g. iras 20126 , iras 18089 , g192.16 , etc . zhang et al . 1998 ; beuther et al . 2004 ; shepherd et al . 2001 ) , which might have formed in a process similar to low mass stars ( keto & zhang 2010 ) . in g10.6 - 0.4 , a parsec scale massive envelope ( @xmath242500 m@xmath4 over the central 30@xmath7 region ; ho , terebey & turner 1994 ) appears to be undergoing a coherent motion in response to the gravity of the enclosed mass and the specific angular momentum . in this case , the mass of the embedded ob stars is a less significant fraction ( @xmath110% ) as compared to the molecular mass in the envelope . the fact that a concentration of ob stars formed in the small central 0.1 pc region suggests that the global contraction of the massive envelope may have been efficient . we note that in another ob cluster forming region g20.08 - 0.14n ( l@xmath86.6@xmath2210@xmath10 l@xmath4 , d@xmath812.3 kpc ) , the emissions of the nh@xmath0 molecules and various hot core tracers also show a similar geometry and kinematic profile with those in g10.6 - 0.4 ( galvn - madrid et al . 2009 ) . figures [ fig_cs ] and [ fig_csx ] show the velocity integrated ( moment 0 ) map of the cs ( 10 ) emission , the 1.3 mm continuum image , and the 3.6 cm continuum image . in the 3.6 cm continuum image ( figure [ fig_csx ] ) , we see three isolated uc hii regions ( from east to west , uc hii region a , b , c hereafter ) , of which we also detect their free - free continuum emission at 1.3 mm ( figure [ fig_cs ] , right panel ) . the visibilities of the cs ( 10 ) data cover a range of uv distances of 4245 @xmath27 , which correspond to @xmath852@xmath70@xmath7.8 in angular scale . the 1@xmath28 rms in the cs velocity integrated map is @xmath877 mjy / beam@xmath22kms@xmath26 ( 24 k@xmath22kms@xmath26 ) . the achieved brightness sensitivity is comparable to the theoretical rms noise ( also achieved in the channel maps ) . with the presence of the bright uc hii regions , the detection of cs ( 10 ) is locally biased by the continuum subtraction . structures distributed in front of the uc hii regions will be detected in emission line only if they emit brighter cs ( 1 - 0 ) emission than the local free - free continuum background ; otherwise , they will be detected in absorption line . we omit plotting the negative flux due to absorption to enhance the contrast of emission features in the gray scale . structures behind the uc hii region are not affected by the continuum subtraction and are always detected in emission line , unless the 49 ghz continuum emission is optically thick . in regions where the brightness temperature of the free - free continuum emission is comparable with the excitation temperature of the molecular gas , the absolute values of the flux density of the emission line and the absorption line are comparable . smoothed by the finite synthesized beam , the emission line and the absorption line signatures may cancel each other , and reduce the signal to noise ratio . from figures [ fig_cs ] and [ fig_csx ] we see : * the brightest regions of the cs ( 10 ) emission agrees well with the 1.3 mm continuum emission . ( the significant deficit of cs ( 10 ) emission in the middle of the maps is due to the subtraction of the bright free - free continuum in the uc hii region . ) * we see an extended dense flattened structure with a size scale of @xmath80.5 pc . the orientation is indicated by the red dashed line , which has a position angle of 135@xmath14 , and is consistent with the orientation of the central 0.1 pc hot toroid ( liu et al . * northeastern to the dense flattened structure , the extended cs emission shows filamentary structures . the size scale of those filamentary structures is a few times of 0.1 pc . southwestern to the dense flattened structure , we see an upside down * v * shaped cavity wall signature . the 1.3 mm continuum emission arises predominantly from the free - free continuum emission in the central 2@xmath73@xmath7 uc hii region ; in the extended region , the 1.3 mm continuum emission traces the thermal dust emission ( liu et al . 2010 ; liu , ho & zhang 2010 ) . the thermal dust emission is usually regarded as a reliable tracer of the molecular hydrogen . the general agreement between the cs ( 10 ) image and the 1.3 mm continuum image indicates that cs ( 10 ) also traces the molecular hydrogen . however , in the optically thick case , the velocity integrated flux of cs ( 10 ) can be biased by saturation and/or foreground absorption , and also by the non uniform excitation temperature . these explain some inconsistency between the cs ( 10 ) velocity integrated image and the 1.3 mm continuum image . by inspecting the position velocity diagrams ( section [ chap_pv ] ) , we do not see a gap of emission line , and therefore we argue that the self absorption does not severely affect the overall picture of geometry . the excitation temperature only changes the relative strength of emissions , and should not greatly alter the overall picture either , as long as the excitation does not change by a very large factor . the distribution of the cs ( 10 ) emissions is consistent with the overall geometry suggested by our observations of the ch@xmath0oh j=5 transitions . however , instead of seeing a clean biconical feature as in the ch@xmath0oh maps , we detect significant cs ( 1 - 0 ) emission in the projected area of the biconical cavity . this can be due to the fact that the cs ( 10 ) transition has a much lower upper level energy ( e@xmath12 = 2.35 k ) , and a factor of @xmath850 lower einstein a coefficient . these two factors make cs easily excited in the outer layer of the cavity wall with lower temperature ( and molecular gas density ) . this property allows us to robustly detect the dynamics of the cavity wall , and explicitly measure the expansional velocity . our cs ( 10 ) maps additionally unveil an unprecedentedly detailed morphology in the massive cluster forming clump . the velocity integrated map apparently shows abundant structures with a size scale of a few arcseconds ( 0.03 pc ) . in figures [ fig_chm78 ] , we present an example channel image at @xmath29@xmath30= -7.8 kms@xmath26 . in this channel , we do not detect compact ( 2@xmath73@xmath7 ) absorption features towards the brightest uc hii region a , which alleviates the potential confusion from the sidelobes of a strong source . we see that the arcsecond scale structures have a high contrast with respect to the background diffuse emission . we note that it is unlikely that our images can achieve the theoretical rms noise level if the extended diffuse emission has dominant contributions to the total flux . the small scale emissions may come from compact dense molecular cores , or from local structures with high temperature or high cs abundance owing to the interactions with the ( proto)stellar activities and shocks . the compact dense molecular cores are potentially the future or current sites of star formation . in figure [ fig_chm78 ] , we see that two significant local maxima of cs ( 10 ) emission are spatially associated with water maser sources ( water maser e , and the cluster of water maser sources around the uc hii region a ; hofner & churchwell 1996 ) . figure [ fig_pvwater ] shows the pv diagrams of three cuts through the water maser sources n , e , and w. from this figure we see detections of bright components near ( @xmath31@xmath7 ) the water maser sources e and w. the water maser source e may be associated with the local maxima of cs ( 10 ) emission at -7.8 kms@xmath26 , or -5.4 kms@xmath26 . we do not find bright local cs ( 10 ) emission peak around the water maser source n , which may be due to the fact that its parent molecular core is already dispersed by the outflows . recalling the small high opacity clumps detected in the nh@xmath0 ( 3,3 ) hyperfine inversion line absorption ( sollins and ho 2005 ) , it is not surprising that more of them are detected in emission line . however , our current data are insufficient to robustly distinguish the dense cores from the local shock and outflow signatures , which leads to the difficulties in a quantitative analysis of the core mass function . in the other paper on high velocity molecular outflows in this region , we will discuss the feedback from those local sites of star formation and the implications of clustering of stars ( liu , ho & zhang 2010 ) . we show the mean velocity map ( moment one ) and the velocity dispersion map ( moment two ) of the cs ( 10 ) emission in figure [ fig_mnt12 ] . from figure [ fig_mnt12 ] , we see that the entire system has a bimodal velocity profile . in addition to the general rotation with velocity gradient from the southeast to the northwest , we see blueshifted gas in the northeast and redshifted gas in the southwest . these additional blueshifted and redshifted gas cover a larger velocity range than the general rotational motion , and the orientation resembles a bipolar expansion with a certain inclination . geometrically , the upside down * v * shaped cavity wall signature in the southwest can also be explained by the bipolar expansion . we note that our 3@xmath28 detection limit is about 18 k , which is only sensitive to structures which are sufficiently warm and have high optical depth . the moment one and moment two maps thus can be biased due to the cutoff of the fainter high velocity line wings , and over interpretations should be omitted . to understand the dynamics of the cavity wall , we make two pv cuts through the southern part of the biconical cavity ( centered at * cut1 : * r.a . = 18@xmath1610@xmath1728.51@xmath18 , decl = -19@xmath1455@xmath1554.3@xmath7 , and * cut2 : * r.a . = 18@xmath1610@xmath1728.48@xmath18 , decl = -19@xmath1456@xmath151.0@xmath7 ) with a position angle 140@xmath14 ( consistent with the rotational plane of the central compact hot core pa=140@xmath14@xmath315@xmath14 ; liu et al . 2010 ) ; and we make one pv cut through the uc hii regions b , c , and the northern part of the biconical cavity ( centered at * cutn : * r.a . = 18@xmath1610@xmath1727.45@xmath18 , decl = -19@xmath1455@xmath1548.8@xmath7 , with position angle 70@xmath14 ) . features we identify from these three pv cuts are described as follows . owing to the complexity of the observed region and the limited signal to noise ratio of the observations , there could be other dynamical features not revealed in the current maps . [ [ cutn ] ] cutn + + + + from the pv diagram of the cutn ( figure [ fig_pv2 ] ) , we identify the expansional signature in the northern part of the biconical cavity . around the uc hii region b , we marginally see the arc shaped signatures which have broad velocity width , and may also be explained as expansional signatures around the uc hii region b. the expansional velocities in these two regions are about 3 kms@xmath26 . in these two regions , the expansional signatures are confused with the global rotation / contraction of the dense gas , and therefore the size and the expansional velocities are not robustly constrained . the detection of the expansional signature in the uc hii region c is marginal , with a suggested expansional velocity of 3.8 kms@xmath26 . [ [ cut1-and - cut2 ] ] cut1 and cut2 + + + + + + + + + + + + + both the cut1 and cut2 are located south to the dense flattened structure ; the center of cut2 is south of the center of cut1 . we argue that pv cuts in the position angle of 140@xmath14 is less confused by the dynamics of the fast rotating ( @xmath834 kms@xmath26 rotational velocity ) dense gas in the mid - plane of the envelope , and provides the clean information of the dynamics of the molecular cavity wall . the top and bottom panels of figure [ fig_pv ] show the pv diagram of cut1 and cut2 , respectively . the cs ( 10 ) emission in both panels clearly show arc shaped expansional signatures centered at v@xmath30@xmath8 - 3 kms@xmath26 , with an averaged brightness temperature of 2030 k , and the peak brightness temperature of 45 k. supposedly cs ( 10 ) is optically thick at the peak , then the brightness temperature represents the excitation temperature of the molecular gas . the maximum excitation temperature of 45 k in the projected area of the biconical cavity explains why the ch@xmath0oh transitions are difficult to be excited and have low optical depth . the projected linear scale of the expansional signature is about 10@xmath7 ( 0.3 pc ) , which is consistent with the scale of the visually identified biconical features in the cs ( 1 - 0 ) maps ( figures [ fig_cs ] , [ fig_csx ] ) , and the ch@xmath0oh maps ( figures [ fig_nh3 ] , [ fig_ionout ] ) . the arc shaped signatures in the pv diagrams have a different physical size scale and geometry from the typical outflow signatures ( liu , ho , & zhang 2010 ) . the arc shaped feature shown by the cut1 may be explained as the redshifted expansional motion of the cavity wall . since the center of cut1 is closer to the free - free continuum peak , its blueshifted counter part may be affected by the free - free continuum subtraction , and therefore we can not obtain significant detections ; or , it can be explained by the non - uniformity of excitation temperature and density distribution ( the 1@xmath28 detection limit is 5.9 k ) . the arc shaped feature shown by cut2 can be explained as the blueshifted expansional motion . the lack of the redshifted counter part of the expansional motion can either be explained by the asymmetry of molecular gas density , or asymmetrical stellar ionization . the line of sight expansional velocity of both features is about 2.55 kms@xmath26 . this interpretation can be constrained by observing the lower density tracers ( e.g. @xmath32co ( 2 - 1 ) or c@xmath6o ( 2 - 1 ) ) , to sample the lower density / temperature part of the cavity wall . the emissions of those lower density tracers are extended , and the single dish observations will be needed in order to robustly interpret the data .
free continuum emissions in this region . the comparisons of the molecular line emissions with the free free continuum emissions reveal a 0.5 pc scale massive molecular envelope which is being partially dispersed by the dynamically expanding bipolar ionized cavity . lies a compact (.1 pc ) hot ( k ) toroid , in which a cluster of o type stars has formed . this overall geometry is analogous to the standard core collapse picture in the low mass star forming region , with a central ( proto)stellar object , a disk , an envelope , and a bipolar outflow and outflow cavity .
the massive clump g10.6 - 0.4 is an ob cluster forming region , in which multiple uc hii regions have been identified . in the present study , we report arcsecond resolution observations of the cs ( 10 ) transition , the nh ( 3,3 ) main hyperfine inversion transition , the choh j=5 transitions , and the centimeter free free continuum emissions in this region . the comparisons of the molecular line emissions with the free free continuum emissions reveal a 0.5 pc scale massive molecular envelope which is being partially dispersed by the dynamically expanding bipolar ionized cavity . the massive envelope is rotationally flattened and has an enhanced molecular density in the mid plane . in the center of this massive clump lies a compact (.1 pc ) hot ( k ) toroid , in which a cluster of o type stars has formed . this overall geometry is analogous to the standard core collapse picture in the low mass star forming region , with a central ( proto)stellar object , a disk , an envelope , and a bipolar outflow and outflow cavity . however , g10.6 - 0.4 has a much larger physical size scale (.1 pc for typical low mass star forming core ) . based on the observations , we propose a schematic picture of the ob cluster forming region , which incorporates the various physical mechanisms . this model will be tested with the observations of other embedded ob clusters , and with numerical simulations .
0807.4074
i
there are several definitions of orthogonal designs ( ods ) in the literature @xcite the well known being as given in @xcite : [ cod ] a complex orthogonal design ( cod ) @xmath11 ( in short @xmath12 ) for @xmath0 transmit antennas is defined as a @xmath13 matrix such that ( i ) the nonzero entries of @xmath12 are the complex variables @xmath14 and their conjugates and ( ii ) @xmath15 where @xmath16 stands for the complex conjugate transpose and @xmath17 is the @xmath18 identity matrix . the matrix @xmath12 is also said to be a @xmath19 $ ] cod and its rate in complex symbols per channel use is @xmath20 when @xmath21 are real variables , the designs are called real orthogonal design ( rod ) . space - time block codes ( stbcs ) from cods have been widely studied for square designs , i.e. , @xmath22 since they correspond to minimum decoding delay codes for co - located multiple - antenna coherent communication systems . however , non - square designs naturally appear and important in the following situations . 1 . in coherent co - located mimo systems , for a specified number of transmit antennas , non - square designs can give much higher rate than the square designs @xcite . 2 . in non - coherent mimo systems with non - differential detection , non - square designs with @xmath23 lead to low decoding complexity stbcs @xcite . space - time - frequency codes can be viewed as non - square designs @xcite . 4 . in distributed space - time coding for relay channels , rectangular designs naturally appear @xcite . rate @xmath3 non - square cods have been proposed for use in analog transmission with application to channel feedback @xcite . the rate of the square cods falls exponentially with increase in the number of transmit antennas . the following theorem relates the rate of a square od , real / complex , with the number of transmit antennas . for an integer @xmath24 where @xmath25 and @xmath26 and @xmath27 being integers with @xmath28 the hurwitz - radon number @xmath29 is defined as @xmath30 [ thm1 ] the maximal rate of a square rod for @xmath0 transmit antennas is given by @xmath31 where @xmath32 is the hurwitz - radon number of @xmath0 , while that of a square cod is given by @xmath33 where @xmath34 is the exponent of @xmath35 in the prime factorization of @xmath4 several authors have constructed square cods achieving maximal rate @xcite . in @xcite , the following induction method is used to construct square cods for @xmath36 antennas , @xmath37 , starting from @xmath38,~ g_a= \left[\begin{array}{rr } g_{a-1 } & -x_{a}^*i_{2^{a-1 } } \\ x_{a}i_{2^{a-1 } } & g_{a-1}^\mathcal{h } \end{array}\right],\ ] ] where @xmath39 is a @xmath40 complex matrix . note that @xmath39 is a square cod in @xmath41 complex variables @xmath42 . it is clear from theorem [ thm1 ] as well as the construction given by that the square ods , real and complex are not bandwidth efficient and naturally one is led to study non - square ods in order to obtain codes with higher rate . it is known that @xcite there always exists a rate-1 rod for any number of transmit antennas . in fact , the existence of rate-1 @xmath43 $ ] rod is equivalent to that of a @xmath44 $ ] square rod . for a rate-1 rod , the minimum value of decoding delay @xmath45 as a function of @xmath0 , denoted by @xmath46 , is given by @xmath47 it is known @xcite that the maximal rate of a non - square cod is equal to @xmath48 when the number of transmit antennas is @xmath49 or @xmath50 . liang in @xcite has given an explicit construction of non - square cods achieving this maximal rate for any number of antennas . there is also another construction of these codes given by lu et al @xcite . the former construction is algorithmic in nature while the latter one is based on _ patch - up _ of several matrices . the minimum decoding delay for the maximal rate non - square cods is , in general , not known . the following theorem states what is known about the minimum delay of these code . for details , see @xcite . [ delaycod ] a tight lower bound on the decoding delay of maximum rate non - square cods for @xmath0 antennas is @xmath51 for @xmath52 or @xmath53 . moreover , if @xmath0 is congruent to @xmath54 or @xmath8 modulo @xmath6 , then this lower bound is achievable . if @xmath0 is congruent to @xmath35 modulo @xmath6 , the minimum decoding delay is upper bounded by @xmath55 . as the rate of these maximal rate codes is close to @xmath10 for large number of antennas , it is sufficient to focus on rate @xmath10 codes when large number of antennas is under consideration . then , a natural problem to study is construction of rate @xmath10 non - square cods with the decoding delay as small as possible . tarokh et al @xcite have given a class of rate @xmath10 codes obtained from rate-1 rods , which has lower delays than those of maximal - rate codes constructed in @xcite for number of transmit antennas more than 5 . for example , for four transmit antennas , the rate @xmath10 code is @xmath56.\ ] ] notice that , contrary to the definition in @xcite of a cod , in this code , the variables appear in a column more than once and each entry of all the columns of the design matrix is scaled by @xmath57 in order to satisfy the condition @xmath58 of a cod . we call such designs _ scaled _ cod which is not a cod in the conventional sense as in @xcite ( definition [ cod ] ) . we define the class of scaled cods as follows : [ scod ] a _ @xmath59-scaled complex orthogonal design _ , for a positive integer @xmath60 ( @xmath59-scaled cod ) @xmath12 is a @xmath61 matrix in @xmath62 complex variables @xmath63 such that a non - zero entry of the matrix is a variable or its complex conjugate , or the negative of these and all the entries of any subset of columns of the matrix is scaled by @xmath64 satisfying the condition : @xmath65 the matrix @xmath12 is also said to be a @xmath19 $ ] @xmath66scaled cod . notice that a @xmath59-scaled cod with with no column scaled by @xmath64 is a cod . in columns with scaling by @xmath64 all the variables appear exactly @xmath59 times . in this paper we consider only the case @xmath67 and call these codes simply scaled - cod . _ contributions of this paper : _ the contributions of this paper may be summarized as follows : * for the rate @xmath10 scaled cods of @xcite , all the columns are scaled by the factor @xmath68 which led to the reduced delay compared to the codes of liang and a main result of this paper is that by having only a subset of the columns scaled by @xmath57 further reduction in delay by 50% is possible . we use following notations to refer to the rate 1/2 cods given by tarokh et al @xcite , the maximal rate codes given in lu et al @xcite and the codes of this paper . * * @xmath69 is the maximal rate cod for @xmath0 transmit antennas with the decoding delay as specified in the theorem [ delaycod ] . * * @xmath70 is the rate @xmath10 scaled cods for @xmath0 transmit antennas constructed by tarokh et al @xcite . * * @xmath71 is the rate @xmath10 scaled cods for @xmath0 transmit antennas constructed in this paper . + note that as @xmath0 increases , the maximal rate of @xmath69 approaches @xmath10 , thus two codes @xmath69 and @xmath70 can be compared for large value of @xmath72 based on their delays . it is not difficult to see that the decoding delay of @xmath70 is less than that of @xmath69 for large @xmath0 . we provide an explicit construction of rate @xmath10 scaled cods for any number of transmit antennas such that the decoding delay of these codes is @xmath46 when @xmath0 is the number of transmit antennas , whereas the delay for the codes @xmath70 is @xmath73 the table [ recparameters ] at the top of the next page shows that for large values of @xmath72 but for a marginal decrease in the rate with respect to @xmath74 the codes of this paper are the best codes . * for the case of 9 transmit antennas our rate-@xmath3 code is shown to be of minimal - delay . + c||rrrrrrrrrrrrrrrr @xmath0 & 5 & 6 & 7 & 8 & 9 & 10 & 11 & 12 & 13 & 14 & 15 & 16 + decoding delay of @xmath71 & 8 & 8 & 8 & 8 & 16 & 32 & 64 & 64 & 128 & 128 & 128 & 128 + decoding delay of @xmath70 & 16 & 16 & 16 & 16 & 32 & 64 & 128 & 128 & 256 & 256 & 256 & 256 + @xmath69 & 15 & 30 & 56 & 56 & 210 & 420 & 792 & 792 & 3003 & 6006 & 11440 & 11440 + @xmath75 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 + @xmath76 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 & 1/2 + @xmath77 & 2/3 & 2/3 & 5/8 & 5/8 & 3/5 & 3/5 & 7/12 & 7/12 & 4/7 & 4/7 & 9/16 & 9/16 + * as a byproduct of the above mentioned construction , a general construction of square real orthogonal designs ( rods ) is presented which includes as special cases well known constructions of adams , lax and phillips @xcite and geramita and pullman @xcite . * even though scaling only a subset of columns allowed us to decrease the delay , it is shown that such a scaling limits the rate of the design strictly to @xmath78 in other words , the maximal rate of the scaled - cods is @xmath3 when scaling is present in atleast one column . * zero entries in a design increase the peak - to - average power ratio ( papr ) in the transmitted signal and it is preferred not to have any zero entries in the design . this problem has been addressed for square designs in @xcite . all the known maximal rate non - square designs have zero entries . our initial construction of rate-@xmath3 scaled cods have zero entries in the design matrix which will lead to higher peak - to - average power ratio ( papr ) in contrast to the designs @xmath79 however , we show that by post - multiplication of appropriate matrices , our construction leads to designs with no zero entries without change in the parameters of the design . the remaining part of the paper is organized as follows : in section [ sec2 ] , we present the main result of the paper given by theorem [ rate12cod ] . before this , construction of a new set of maximal - rate square rods is given in subsection [ subsec2 - 1 ] . in subsection [ subsec2 - 2 ] , construction of two new sets of rate-1 rods from the maximal - rate square rods of subsection [ subsec2 - 1 ] is presented and in subsection [ subsec2 - 3 ] , construction of the low - delay rate-1/2 scaled - cods is achieved using rate-1 rods of the previous subsection . in subsection [ subsec2 - 4 ] , it is shown that the maximal rate for scaled - cods is @xmath78 for the special case of 9 transmit antennas , in section [ sec3 ] , it is shown that our construction is of minimal delay . in section [ sec4 ] , we show that the codes discussed so far can be made to have no zero entries in by appropriate preprocessing without affecting the parameters of the design . concluding remarks constitute section [ sec5 ] . in appendix [ appendixii ] , it is shown that the well known constructions of square rods by adams - lax - phillips and geramita - pullman are special cases of our construction .
the maximal rate for non - square complex orthogonal designs ( cods ) with transmit antennas is if is even and if is odd , which are close to for large values of a class of maximal rate non - square cods have been constructed by liang ( ieee trans . theory , 2003 ) and lu et . al . theory , 2005 ) have shown that the decoding delay of the codes given by liang , can be reduced by when number of transmit antennas is a multiple of . al . are of minimal delay when is a multiple of however , these minimal delays are large compared to the delays of the rate non - square cods constructed by tarokh et al ( ieee trans . theory , 1999 ) from rate- real orthogonal designs ( rods ) . in this paper this is achieved by giving first a general construction of rate-1 square real orthogonal designs ( rods ) which includes as special cases the well known constructions of adams , lax and phillips and geramita and pullman , and then making use of it to obtain the desired rate- non - square cod . for the case of 9 transmit antennas , our rate- cod is shown to be of minimal - delay . the proposed construction results in designs with zero entries which may have high peak - to - average power ratio ( papr ) and it is shown that by appropriate postmultiplication , a design with no zero entries can be obtained with no change in the code parameters .
the maximal rate for non - square complex orthogonal designs ( cods ) with transmit antennas is if is even and if is odd , which are close to for large values of a class of maximal rate non - square cods have been constructed by liang ( ieee trans . inform . theory , 2003 ) and lu et . al . ( ieee trans . inform . theory , 2005 ) have shown that the decoding delay of the codes given by liang , can be reduced by when number of transmit antennas is a multiple of . adams et . al . ( ieee trans . inform . theory , 2007 ) have shown that the designs of liang are of minimal - delay for equal to and modulo 4 and that of lu et.al . are of minimal delay when is a multiple of however , these minimal delays are large compared to the delays of the rate non - square cods constructed by tarokh et al ( ieee trans . inform . theory , 1999 ) from rate- real orthogonal designs ( rods ) . in this paper , we construct a class of rate- non - square cods for any with the decoding delay equal to of that of the delay of the rate-1/2 codes given by tarokh et al . this is achieved by giving first a general construction of rate-1 square real orthogonal designs ( rods ) which includes as special cases the well known constructions of adams , lax and phillips and geramita and pullman , and then making use of it to obtain the desired rate- non - square cod . for the case of 9 transmit antennas , our rate- cod is shown to be of minimal - delay . the proposed construction results in designs with zero entries which may have high peak - to - average power ratio ( papr ) and it is shown that by appropriate postmultiplication , a design with no zero entries can be obtained with no change in the code parameters .
0706.1004
i
it is an obvious fact that the asymptotic behavior of an oscillatory integral of the form @xmath0 does not change under a smooth change of variables @xmath1 this observation is employed already in the proof of van der corput s lemma ( see , e.g. , @xcite ) , according to which the asymptotic behavior of a one - dimensional oscillatory integral is determined by the maximal order of vanishing at the critical points of the phase function @xmath2 in higher dimensions , the problem of determining the exact asymptotic behavior of an oscillatory integral is substantially more difficult . v.i . arnold conjectured in @xcite that the asymptotic behavior of the oscillatory integral @xmath3 is determined by the newton polyhedron associated to the phase function @xmath4 in a so - called `` adapted '' coordinate system . for some special cases this conjecture was then indeed verified by means of arnold s classification of singularities ( see @xcite ) . later , however , a.n . varchenko @xcite disproved arnold s conjecture in dimensions three and higher . moreover , in the same paper he was able to verify arnold s conjecture for two - dimensional oscillatory integrals . in particular , he proved in dimension two the existence of adapted coordinate systems , and showed that the leading term of the asymptotic expansion of @xmath3 can be constructed from the newton polyhedron associated to the phase function @xmath4 in such an adapted coordinate system . the purpose of this article is to present a new , elementary and concrete approach to the latter results in two dimensions , which is based on the puiseux series expansion of roots of the given function @xmath2 our method applies to arbitrary real analytic functions , and even extends to arbitrary smooth functions of finite type . moreover , by avoiding hironaka s theorem , we can give necessary and sufficient conditions for the adaptedness of a given coordinate system in the smooth , finite type setting .
arnold , plays an important role in the study of asymptotic expansions of oscillatory integrals . in two dimensions , a. n. varchenko gave sufficient conditions for the adaptness of a given coordinate system and proved the existence of an adapted coordinate system for a class of analytic functions without multiple components . varchenko s proof is based on hironaka s theorem on the resolution of singularities . in this article , we present a new , elementary and concrete approach to these results , which is based on the puiseux series expansion of roots of the given function . our method applies to arbitrary real analytic functions , and even extends to arbitrary smooth functions of finite type . moreover , by avoiding hironaka s theorem , we can give necessary and sufficient conditions for the adaptedness of a given coordinate system in the smooth , finite type setting .
the notion of an adapted coordinate system , introduced by v .i . arnold , plays an important role in the study of asymptotic expansions of oscillatory integrals . in two dimensions , a. n. varchenko gave sufficient conditions for the adaptness of a given coordinate system and proved the existence of an adapted coordinate system for a class of analytic functions without multiple components . varchenko s proof is based on hironaka s theorem on the resolution of singularities . in this article , we present a new , elementary and concrete approach to these results , which is based on the puiseux series expansion of roots of the given function . our method applies to arbitrary real analytic functions , and even extends to arbitrary smooth functions of finite type . moreover , by avoiding hironaka s theorem , we can give necessary and sufficient conditions for the adaptedness of a given coordinate system in the smooth , finite type setting .
1606.06016
i
long - range interactions between highly excited rydberg atoms are of interest for quantum information processing with single neutral atoms [ 1,2 ] . resonant dipole - dipole interaction between atoms in an identical _ nl _ rydberg state can be implemented via stark - tuned frster resonances [ 3,4 ] . a rydberg state should be exactly midway between two other rydberg states of the opposite parity [ fig . 1(a ) ] to induce a frster resonance . the electric field corresponding to the frster resonance has certain values defined by the polarizabilities and energy spacing of rydberg states in a zero field . upon appropriate experimental conditions ( highly stable and homogeneous electric field , absence of stray electric fields , weak dipole - dipole interaction ) , stark - tuned frster resonances can be as narrow as a few millivolts per centimeter [ 5 ] . in our earlier papers [ 6 - 8 ] we studied the line shape of the frster resonance @xmath2 in cold rb rydberg atoms excited by a broadband pulsed laser radiation via a three - photon transition . the resonance was recorded by slowly scanning a weak electric field near the resonant value of 1.79 v / cm [ fig . when the field was scanned by @xmath00.2 v / cm , the frequency of the optical transition @xmath3 on the third excitation step changed by tens of megahertz due to the stark effect . this frequency change was unimportant for broadband pulsed radiation as the radiation line width was much broader ( @xmath010 ghz ) . however , an electric - field pulse was applied at the moment of laser excitation to pull out the cold rb photoions formed due to photoionization by the intense pulsed laser radiation ; otherwise , the frster resonance became asymmetrical due to inhomogeneous electric fields from the photoions [ 8 ] . in our recent experiments [ 2,9,10 ] we have switched to three - photon excitation by narrowband cw lasers . this prevents the appearance of photoions , since the laser intensities used are much lower than those for pulsed excitation , and the pulling electric - field pulse is not required . however , scanning the electric field by just 50 mv / cm shifts the rydberg level out of resonance with the laser radiation , as the cw lasers have line widths below 1 mhz [ 9 ] . in order to avoid this problem , one needs to apply a stark - switching technique [ 11 - 14 ] to excite the atoms first in a fixed electric field and then to induce the interactions in a lower electric field , which is scanned across the frster resonance [ 10,13 ] , as shown in fig . we have found that the transients at the edges of the controlling electric pulses strongly affect the line shapes of the frster resonances , since the population transfer at the resonances occurs on a time scale of @xmath0100 ns , which is comparable with the duration of the transients . for example , a short - term ringing at a certain frequency causes additional radio - frequency ( rf)-assisted frster resonances , while non - sharp edges lead to asymmetry ( see fig . 3 ) . the short - time scale of the rydberg interactions between cold atoms was also observed in refs . [ 15,16 ] . ( color online ) ( a ) frster resonance rb(_np_)+rb(_np_)@xmath4rb(_ns_)+rb([__n__+1]_s _ ) for two rb rydberg atoms . dipole - dipole interaction induces transitions from the initial @xmath5 state to the final @xmath6 and @xmath7 states in both atoms . ( b ) timing diagram of the laser and electric - field pulses . ( c ) collective states of the frster resonance rb(37__p__)+rb(37__p__)@xmath4rb(37_s_)+rb(38_s _ ) in the dc electric field . intersection at 1.79 v / cm corresponds to a stark - tuned frster resonance . ( d ) collective states of the frster resonance rb(39__p__)+rb(39__p__)@xmath4rb(39_s_)+rb(40_s _ ) in the dc electric field . a dc stark - tuned frster resonance is impossible , but it can be induced by adding a @xmath0100-mhz radio - frequency field ( green arrow ) that binds the collective states [ 10 ] . ] in this paper , we present a detailed experimental and theoretical analysis of the frster resonance line shapes and time dynamics in a time - varying electric field used for the stark switching . the resonance under study is the frster resonant energy transfer @xmath1s_{1/2 } ) $ ] due to dipole - dipole interaction of two rb rydberg atoms [ fig . 1(a ) ] in a small single laser excitation volume of a frozen rydberg gas . the energy detuning of this resonance , @xmath8s_{1/2 } ) -2e(np_{3/2 } ) $ ] , is controlled by a weak dc electric field @xmath9 . the energy shift of a rydberg level @xmath10 with nonzero quantum defect is quadratic and is defined by its polarizability , @xmath11 . the detuning is then given by @xmath12s } ) f^{2}.\ ] ] here , @xmath13 is the detuning in a zero electric field ( for example , @xmath14103 mhz for _ _ n__=37 and + 74 mhz for _ _ the detuning can be tuned to zero for rydberg states with @xmath15 , as shown in fig . 1(c ) for the @xmath16 state , while for states with @xmath17 , the dc electric field only increases @xmath18 , as shown in fig . 1(d ) for the @xmath19 state . for the latter , a frster resonance can be obtained by adding a @xmath0100 mhz rf field that induces rf transitions between collective states and compensates for the frster energy defect , as demonstrated in our recent paper [ 10 ] . an experimental and theoretical line - shape analysis of the stark - tuned frster resonances was performed in ref . [ 17 ] for the case of potassium rydberg atoms colliding in a thermal atomic beam . it was found that averaging over atomic velocities leads to a cusped line shape , while resonant collisions in a velocity - selected atomic beam have nearly lorentzian line shape . this finding agrees with what we have observed in a similar experiment on resonant rydberg collisions in a sodium thermal atomic beam [ 18 ] . it is quite surprising that cusp - shaped frster resonances are also observed in cold rydberg atom gases , where the atoms are nearly frozen [ 19,20 ] . line - shape analysis was performed in several papers . in ref . [ 21 ] , it was found theoretically that the rare pair fluctuation at small spatial separation is the dominant factor contributing to the broadening of the frster resonances . our numerical monte carlo simulations using the schrdinger s equation [ 7,22 ] and our experimental data [ 7,10 ] have shown that spatial averaging over the random positions of @xmath20 rydberg atoms interacting in a single laser excitation volume results in cusp - shaped frster resonances as soon as the resonances saturate and the interaction time is long enough . cusp - shaped frster resonances were also observed recently at high rb rydberg atom density in ref . [ 23 ] and an analytical model has been proposed . another recent paper [ 24 ] reports on the broadening and overlapping of the frster resonances in rb rydberg atoms at high density . quasi - forbidden frster resonances in cs rydberg atoms were observed in ref . [ 25 ] . finally , in ref . [ 26 ] , microwave pump - probe experiments also demonstrated cusped line shapes observed in the spectra of dipole - dipole broadened microwave transitions in rb rydberg atoms . the line - shape analysis of the resonant dipole - dipole interaction thus remains a hot topic in the study of cold rydberg atom samples .
the observation of the stark - tuned frster resonances between rydberg atoms excited by narrowband cw laser radiation requires usage of a stark - switching technique in order to excite the atoms first in a fixed electric field and then to induce the interactions in a varied electric field , which is scanned across the frster resonance . in our experiments with a few cold rb rydberg atoms we have found that the transients at the edges of the electric pulses strongly affect the line shapes of the frster resonances , since the population transfer at the resonances occurs on a time scale of ns , which is comparable with the duration of the transients . for example , a short - term ringing at a certain frequency causes additional radio - frequency - assisted frster resonances , while non - sharp edges lead to asymmetry .
the observation of the stark - tuned frster resonances between rydberg atoms excited by narrowband cw laser radiation requires usage of a stark - switching technique in order to excite the atoms first in a fixed electric field and then to induce the interactions in a varied electric field , which is scanned across the frster resonance . in our experiments with a few cold rb rydberg atoms we have found that the transients at the edges of the electric pulses strongly affect the line shapes of the frster resonances , since the population transfer at the resonances occurs on a time scale of ns , which is comparable with the duration of the transients . for example , a short - term ringing at a certain frequency causes additional radio - frequency - assisted frster resonances , while non - sharp edges lead to asymmetry . the intentional application of the radio - frequency field induces transitions between collective states , whose line shape depends on the interaction strengths and time . spatial averaging over the atom positions in a single interaction volume yields a cusped line shape of the frster resonance . we present a detailed experimental and theoretical analysis of the line shape and time dynamics of the stark - tuned frster resonancess_{1/2 } ) $ ] for two rb rydberg atoms interacting in a time - varying electric field .
1606.06016
c
in this paper , we have performed a detailed experimental and theoretical analysis of the line shape and time dynamics of the stark - tuned frster resonances @xmath1s_{1/2 } ) $ ] for two rb rydberg atoms interacting in a time - varying electric field . in the theoretical analysis , we used an effective two - level density - matrix model that allowed us to account for the additional broadenings of the frster resonances due to the unresolved hyperfine structure and parasitic ac electric fields . the analytical formulas have been obtained for the amplitude and line shape of the frster resonances that correctly describe the time dynamics and dephasing of the rabi - like population oscillations . averaging over the random spatial positions of two rydberg atoms in the interaction volume leads to the formation of a cusped line shape if the interaction time exceeds 1 @xmath134s and the dipole - dipole interaction is strong enough to broaden the resonance . for the strong resonance , the line shape and width are shown to depend on the interaction time . at short interaction time , the resonance width is limited by the fourier transform of the interaction pulse . these theoretical considerations agree well with our experimental results for two rb rydberg atoms interacting in a single small laser - excitation volume . we have observed both the cusp - shaped frster resonances at the long interaction time and fourier broadened resonances at the short interaction time . the time dependences of their amplitude and width are well reproduced by the numerical simulations . good agreement between experiment and theory confirms that any unresolved ( hyperfine or zeeman ) structure or parasitic ac stark broadening of the frster resonances can be accounted for theoretically by a single parameter @xmath70 . this significantly reduces the number of equations and simplifies the calculations of the line shapes and time dynamics of the frster resonances . the time dynamics itself is represented either by the smooth exponential saturation in disordered atom ensembles , as observed in our present experiment , or by the damped rabi - like oscillations for two frozen rydberg atoms , as in refs . [ 31,32 ] . in our experiments , we have also found that the transients at the edges of the controlling electric pulses strongly affect the line shapes of the frster resonances , since the population transfer at the resonances occurs on a time scale of @xmath0100 ns , which is comparable with the duration of the transients . a short - term ringing at certain frequency causes additional radio - frequency - assisted frster resonances , while non - sharp edges lead to an asymmetry . an intentional application of the radio - frequency field induces transitions between collective states of two rydberg atoms whose line shape depends on the interaction strengths and time . these resonances are the rf transitions between collective floquet rydberg states formed by the rf field due to the stark effect . in the presence of the dc electric field , they can be induced both for frster resonances which can be tuned by the dc field alone and for those which can not be tuned . the van der waals interaction of arbitrary rydberg states can thus be efficiently tuned to resonant dipole - dipole interaction using the rf field . this work was supported by the rfbr grants no . 14 - 02 - 00680 and no . 16 - 02 - 00383 , the russian science foundation grant no . 16 - 12 - 00028 ( for laser excitation of rydberg states ) , the siberian branch of the russian academy of sciences , the eu fp7-people-2009-irses project colima , and the novosibirsk state university .
the intentional application of the radio - frequency field induces transitions between collective states , whose line shape depends on the interaction strengths and time . spatial averaging over the atom positions in a single interaction volume yields a cusped line shape of the frster resonance . we present a detailed experimental and theoretical analysis of the line shape and time dynamics of the stark - tuned frster resonancess_{1/2 } ) $ ] for two rb rydberg atoms interacting in a time - varying electric field .
the observation of the stark - tuned frster resonances between rydberg atoms excited by narrowband cw laser radiation requires usage of a stark - switching technique in order to excite the atoms first in a fixed electric field and then to induce the interactions in a varied electric field , which is scanned across the frster resonance . in our experiments with a few cold rb rydberg atoms we have found that the transients at the edges of the electric pulses strongly affect the line shapes of the frster resonances , since the population transfer at the resonances occurs on a time scale of ns , which is comparable with the duration of the transients . for example , a short - term ringing at a certain frequency causes additional radio - frequency - assisted frster resonances , while non - sharp edges lead to asymmetry . the intentional application of the radio - frequency field induces transitions between collective states , whose line shape depends on the interaction strengths and time . spatial averaging over the atom positions in a single interaction volume yields a cusped line shape of the frster resonance . we present a detailed experimental and theoretical analysis of the line shape and time dynamics of the stark - tuned frster resonancess_{1/2 } ) $ ] for two rb rydberg atoms interacting in a time - varying electric field .
1306.3577
i
studies on partial differential equations , or pdes for brevity , are mostly focused on finding properties of pdes within a specific discipline and on developing a technique specialized to them . however , finding a common structure over different disciplines and unifying theories from different subjects into a generalized theory is the direction that mathematics should go in . the purpose of this paper is to develop geometric arguments to combine oleinik or aronson - benilan type one - sided estimates that arise from various disciplines from hyperbolic to parabolic problems . this unification of existing theories from different disciplines will provide a true generalization of such theories to a wider class of pdes . it is clear that algebraic or analytic formulas and estimates that depend on the specific pde can not provide such a unified theory and we need a different approach . in this paper we will see that a geometric structure of solutions may provide an excellent alternative in doing such a unification . the main example of this paper is the entropy solution of an initial value problem of a scalar conservation law , @xmath7 dafermos @xcite and hoff @xcite showed that , if the flux @xmath8 is convex , the entropy solution satisfies the oleinik inequality , @xmath9 in a weak sense . this is a sharp version of a one - sided inequality obtained by oleinik @xcite for a uniformly convex flux case . this inequality provides a uniqueness criterion and the sharp regularity for the admissible weak solution . however , if the flux is not convex , then the oleinik estimate fails . one may find a similar theory from a different discipline of pdes , nonlinear diffusion equations , @xmath10 this equation is called the porous medium equation ( pme ) if @xmath11 with @xmath12 , the fast diffusion equation ( fde ) with @xmath13 , and the heat equation if @xmath14 . aronson and bnilan @xcite showed that , for @xmath15 , its solution satisfies a one - sided inequality @xmath16 this inequality played a key role in the development of nonlinear diffusion theory that the oleinik inequality did . the equation ( [ nonlineardiffusion ] ) is called the @xmath17-laplacian equation ( ple ) if @xmath18 with @xmath19 and its solution satisfies a similar one - sided inequality . however , these inequalities depend on the homogeneity of the function @xmath20 . the oleinik inequality for hyperbolic conservation laws and the aronson - benilan type inequalities for porous medium or p - laplacian equations are one - sided inequalities that provide key features of solutions such as the uniqueness and sharp regularity . even though these key inequalities are from different disciplines of pdes , they reflect the very same phenomenon . however , this kind of one - sided estimates do not hold without convexity or homogeneity assumption of the problem . such a key estimate for a general situation has been the missing ingredient to obtain theoretical progress for a long time in related disciplines . the purpose of this paper is to present a unified and generalized version of such one - sided inequalities for a general first or second order differential equation in the form of @xmath21 where the sub - indices stand for partial derivatives and the initial value @xmath22 is nonnegative and bounded . the main hypothesis on @xmath23 is the parabolicity , @xmath24 which is not necessarily uniformly parabolic . here , we denote @xmath25 and @xmath26 by @xmath27 and @xmath28 , respectively . the solution of ( [ eqn ] ) is not unique in general . for example , the conservation law ( [ c law ] ) is in this form with @xmath29 and its weak solution is not unique . however , it is well known that the zero viscosity limit of a conservation law is the entropy solution . for the wide class of problems in ( [ eqn ] ) , one can still consider zero - viscosity limits as follows . let @xmath30 be small and @xmath31 be the solution to a perturbed problem @xmath32 where @xmath33 and @xmath34 are smooth perturbations of @xmath22 and @xmath23 , respectively , and @xmath34 satisfies @xmath35 if @xmath23 is smooth , one may simply put @xmath36 . in fact @xmath34 is required to be @xmath37 with respect to @xmath28 , @xmath38 with respect to @xmath17 , and @xmath39 with respect to @xmath40 . for a conservation law case , @xmath41 is already smooth enough and such a perturbation is standard . the convergence of the perturbed problem is known for many cases including pme and ple . the focus of this paper is the structure of the limit of @xmath42 as @xmath43 and hence we assume such a convergence . let @xmath5 be a nonnegative fundamental solution of ( [ eqn ] ) with mass @xmath6 , i.e. , @xmath44 the idea for the unification of the one - sided inequalities comes from the observation that they are actually comparisons with fundamental solutions , where a fundamental solution satisfies the equality . for example , the oleinik inequality can be written as @xmath45 for all @xmath46 . similarly , the aronson - bnilan inequality becomes @xmath47 for all @xmath46 . this observation indicates that the unified version of such one - sided inequalities should be a comparison with fundamental solutions . the unification process is to find the basic common feature , which will be given in terms of geometric concept of connectedness of a level set . first we introduce the connectedness of the zero level set in a modified way . [ def.connectedness ] the zero level set @xmath48 is connectable by adding zeros , or simply connectable , if there exists a connected set @xmath49 such that @xmath50 . in other words , if we can connect the zero level set @xmath48 by adding a part of zeros of the function @xmath51 , we call it connectable or simply connected . for example , if the graph of @xmath52 is as given in figure [ fig0 ] , its zero level set is connectable by adding zeros . in other words we are actually interested in sign changes . in this paper the connectedness the level set is always in this sense . notice that , for a uniformly parabolic case that @xmath53 , the usual connectedness is just enough . however , to include the case @xmath54 , we need to generalize the connectedness as in the definition . of the function @xmath51 in the figure is not connected . the set @xmath55 is not connected neither . however , the set @xmath56 is connectable by adding zeros in the sense of definition [ def.connectedness].,width=264 ] finally , we are ready to present the unified version of the one - sided inequalities . [ thm.generalization ] let @xmath57 be the nonnegative zero - viscosity solution of ( [ eqn])-([positivity ] ) , @xmath58 be the fundamental solution with mass @xmath6 , and @xmath59 . then , the zero level set @xmath60 is connectable for all @xmath61 and @xmath4 . the proof of theorem [ thm.generalization ] is given in section [ sect.proofofmaintheorem ] using the zero set theory ( see @xcite ) . main parts of this paper come after the proof . it is shown that the connectedness of the level set is equivalent to the oleinik inequality for a conservation law with a convex flux , theorem [ thm.equi1 ] , and the aronson - benilan inequality for the porous medium and the fast diffusion equation , theorem [ thm.equi2 ] . in this way we may see that the connectedness of the level set is a true unification of the one - sided inequalities from different disciplines . the estimates for solutions of pdes are usually obtained by using analytical relations , but not geometrical ones . however , the geometric approach in this paper will show that they are equally useful and convenient . in fact , in certain situations , geometric relations provide simple and intuitive way to estimate solutions . one of the purposes of this paper is to develop geometric approaches to estimate solutions of pdes . in section [ sect.steepness ] , the connectivity of the zero level set in theorem [ thm.generalization ] is developed to obtain geometric steepness estimates of the solution . a bounded solution is compared to fundamental solutions in theorem [ thm.steepness ] . the steepness comparison can be considered as an estimate of solution gradients . however , in a delicate situation as in the theorem , geometric arguments may provide a relatively simple and intuitive way to estimate of solutions which is not possible by usual analytical approaches . the steepness comparison is used as a key to show the uniqueness of the solution to a conservation law without convexity in theorem [ thm.uniquenessclaw ] . it is shown in the theorem that , if the zero level set in theorem [ thm.generalization ] is connected for all fundamental solutions , it is the unique entropy solution even without the convexity assumption . this steepness comparison also shows that the total variation of the solution is uniformly bounded for any given time and bounded domain in theorem [ thm.tvb ] . such an estimate is well known for a convex flux case , where the oleinik inequality is the key for the estimate . hence it is not surprising that the geometric generalization of the oleinik inequality gives a similar tv estimation without the convexity assumption . the challenge of the geometric approach of this paper is to extend it to multi - dimensions . the main difficulty is that there is no multi - dimensional version of a lap number theory nor a zero set theory . in fact , the number of connected components of zero level set has no monotonicity property , which is the reason why there is no multi - dimensional version of such theories . however , our interest is a special case of comparing a general bounded solution @xmath57 to a fundamental solution @xmath58 . such connectedness will provide the steepness comparison for multi - dimensions . in fact , it is proved in theorem [ thm.heateqn ] that the level set is convex for the heat equation . a brief discussion for an extension of theory to multi - dimensions is given in section [ sect.rn ] .
the oleinik inequality for conservation laws and aronson - benilan type inequalities for porous medium or p - laplacian equations are one - sided inequalities that provide the fundamental features of the solution such as the uniqueness and sharp regularity . in this paper such one - sided inequalities are unified and generalized for a wide class of first and second order equations in the form of where the non - strict parabolicity is assumed . the generalization or unification of one - sided inequalities is given in a geometric statement that the zero level set is connected for all and , where is the fundamental solution with mass . this geometric statement is shown to be equivalent to the previously mentioned one - sided inequalities and used to obtain uniqueness and tv boundedness of conservation laws without convexity assumption . multi - dimensional extension for the heat equation is also given .
the oleinik inequality for conservation laws and aronson - benilan type inequalities for porous medium or p - laplacian equations are one - sided inequalities that provide the fundamental features of the solution such as the uniqueness and sharp regularity . in this paper such one - sided inequalities are unified and generalized for a wide class of first and second order equations in the form of where the non - strict parabolicity is assumed . the generalization or unification of one - sided inequalities is given in a geometric statement that the zero level set is connected for all and , where is the fundamental solution with mass . this geometric statement is shown to be equivalent to the previously mentioned one - sided inequalities and used to obtain uniqueness and tv boundedness of conservation laws without convexity assumption . multi - dimensional extension for the heat equation is also given .
1107.5440
i
we studied the nature of the multiple-@xmath3 ordered states realized in the @xmath0-@xmath1 pyrochlore - lattice heisenberg model by means of a mean - field analysis and a monte carlo simulation . performing a mean - field analysis beyond the previous analysis by reimers _ et al._@xcite , we could explicitly determine the possible multiple-@xmath3 spin structures of the model , which include a cubic - symmetric sextuple-@xmath3 state , a non - cubic quadruple-@xmath3 state and a non - cubic double-@xmath3 state . we have found that these multiple-@xmath3 states have considerably lower free energy than that of the single-@xmath3 spiral , while the free energy difference between these different multiple-@xmath3 states are rather small . with reference to the mean - field results , we also performed an extensive mc simulations of the model , mainly for the case of @xmath98 , to determine which state is really stabilized as an ordered phase . as expected from the mean - field analysis , we found that the system exhibited a phase transition from the paramagnetic phase to the multiple-@xmath3 ordered state characterized by the multiple peaks in the spin structure factor . recent studies have revealed that such multiple-@xmath3 states are also stabilized in other frustrated heisenberg magnets , _ e.g. _ the triangular lattice heisenberg antiferromagnet with the next - nearest or the third neighbor interactions under magnetic fields @xcite . with the help of the mixed - phase method , we found that the cubic - symmetric sextuple-@xmath3 state is stabilized just blow the transition temperature @xmath141 down to at least @xmath185 , while , at sufficiently low temperatures , the non - cubic quadruple-@xmath3 state becomes stable . hence , another phase transition from the sextuple-@xmath3 state to the quadruple-@xmath3 state should occur at a temperature @xmath186 . the nature of each transition was also examined . the transition at @xmath187 is first order , as was already indicated by previous studies . note that , at this transition the cubic symmetry of the lattice is still fully preserved . it is remarkable that , in spite of the incommensurate and rather complex nature of the spin order , the cubic symmetry of the lattice is fully respected in the ordered state . the second transition at @xmath188 is weakly first order , and it accompanies a spontaneous breaking of the cubic symmetry of the lattice . it should be noticed that the phase transition between the sextuple-@xmath3 and the quadruple-@xmath3 states analyzed in the present paper is distinct from the transition between the paramagnetic state and the nematic state ( or the one between the nematic state and the multiple-@xmath3 state ) as discussed by chern _ et al._@xcite . we also performed mc simulations for several smaller values of @xmath189 where chern _ et al . _ observed the nematic phase . in such smaller-@xmath94 region , we found as metastable states both the sextuple-@xmath3 and the quadruple-@xmath3 states in the parameter region where chern _ et al . _ reported the multiple-@xmath3 state ( chern _ et al . _ did not specify the type of the multiple-@xmath3 state ) . thus , there remains a possibility that , even for smaller @xmath94-values where the nematic phase appears at higher temperature region , another phase transition from the sextuple-@xmath3 state to the quadruple-@xmath3 state occurs at a lower temperature . we also determined the explicit spin configuration of the multiple-@xmath3 ordered state . the sextuple-@xmath3 state is a superposition of six sdws running along the wavevector @xmath190 and its cubic - symmetry counterparts . in this sextuple-@xmath3 state , the system fully retains a cubic symmetry of the lattice . by contrast , the quadruple-@xmath3 state is a superposition of two helices and two sdws . this state spontaneously breaks the cubic symmetry of the lattice as one can easily see from the fact that two out of six critical wavevectors should vanish in this state . both the sextuple-@xmath3 and the quadruple-@xmath3 spin configurations are consistent with the ones obtained in our mean - field analysis . in both cases of the sextuple-@xmath3 and the quadruple-@xmath3 states , a broad distribution of internal fields was observed . such broad distributions reflect the distribution of frozen spin moments which arises from the multiple-@xmath3 nature of the ordering . hence , if the pyrochlore magnets are in the multiple-@xmath3 ordered phase we proposed , one should observe two apparently conflicting features , _ i.e. _ , the coexistence of sharp bragg peaks measured by neutron diffraction and of enhanced spin fluctuations measured by local probes such as nmr . experimental observation of the multiple-@xmath3 states as revealed here remains most interesting . the authors are thankful to z. hiroi , s. maegawa and t. arima for useful discussion . this work is supported by grand - in - aid for scientific research on priority areas `` novel state of matter induced by frustration '' ( 19052006 ) . we thank the supercomputer center , institute for solid state physics , university of tokyo , and the cyber media center , osaka university for providing us with the cpu time .
the ordering of the classical heisenberg model on the pyrochlore lattice with the antiferromagnetic nearest - neighbor interaction and the ferromagnetic next - nearest - neighbour interaction is investigated by means of a mean - field analysis and a monte carlo simulation . for a moderate-value , the model exhibits a first - order transition into an incommensurate multiple- ordered state where multiple bragg peaks coexist in the spin structure factor . we show that there are two types of metastable multiple- states , a cubic symmetric sextuple- state and a non - cubic symmetric quadruple- state . based on a monte carlo simulation , we find that the cubic sextuple- state appears just below the first - order transition temperature , while another transition from the cubic sextuple- state to the non - cubic quadruple- state occurs at a lower temperature .
the ordering of the classical heisenberg model on the pyrochlore lattice with the antiferromagnetic nearest - neighbor interaction and the ferromagnetic next - nearest - neighbour interaction is investigated by means of a mean - field analysis and a monte carlo simulation . for a moderate-value , the model exhibits a first - order transition into an incommensurate multiple- ordered state where multiple bragg peaks coexist in the spin structure factor . we show that there are two types of metastable multiple- states , a cubic symmetric sextuple- state and a non - cubic symmetric quadruple- state . based on a monte carlo simulation , we find that the cubic sextuple- state appears just below the first - order transition temperature , while another transition from the cubic sextuple- state to the non - cubic quadruple- state occurs at a lower temperature .
math0612224
i
we consider closed queueing networks containing a server station and @xmath0 client stations . the server station is an infinite server queueing system with identical servers . client stations are single - server queueing systems with an autonomous service mechanism , where customers ( units ) are served only at random instants generated by a strictly stationary and ergodic sequence of random variables . queueing systems with an autonomous service mechanism were introduced and originally studied by borovkov @xcite , @xcite . the formal definition of these systems in the simplest case of single arrivals and departures is as follows . let @xmath6 denote an arrival point process , let @xmath7 denote a departure point process , and let @xmath8 be a queue - length process , and all of these processes are started at zero ( @xmath9 ) . then the autonomous service mechanism is defined by the equation : @xmath10 the queueing systems with an autonomous service mechanism have been studied in many papers ( e.g. abramov @xcite , @xcite , @xcite , fricker @xcite , @xcite , gelenbe and iasnogorodski @xcite ) . the structure of queueing systems or networks with autonomous service and their analysis is much easier than those structure and analysis of usual " systems with generally distributed service times . queueing systems and networks with autonomous service , because of their simple construction , are studied under general settings on dependent inter - arrival and inter - departure times , and their analysis is often based on methods of stochastic calculus and the theory of martingales . the corresponding results for usual markovian queueing systems or networks follow as a particular case of the corresponding results for queueing systems or networks with poisson input and autonomous service . for different applications of queueing systems ( networks ) with autonomous service see e.g. @xcite , @xcite , @xcite and @xcite . the assumption that the queueing mechanism is autonomous substantially simplify the analysis . however , according to sample - path results of @xcite this assumption can be removed . so , all of the main results remain valid for quite general client / server networks without the special assumption that the service mechanism is autonomous . in the present paper we study client / server networks in a semi - markov environment . there has been an increasing attention to queueing systems in a random environment in the literature ( e.g. @xcite , @xcite , @xcite , @xcite , @xcite , @xcite , @xcite and others ) . however , most of these papers mainly develop the theory and remain far from real - world applications . the aim of the present paper is twofold . first , we establish new theoretical results for client / server networks in semi - markov environment describing the behavior of queue - length processes of this network . second , we show how these theoretical results can be applied to solve real - world problems . some of these problems are solved in the present paper . other ones will be solved in the future . the model of the network , which is considered in this paper , is very close to the models considered in @xcite and @xcite ( see figure 1 ) . for a more general construction of network with two types of node and multiple customer classes see @xcite . the description of the present model is based on that of the model of @xcite . for other papers studying the models of client / server networks see also @xcite , @xcite , @xcite , @xcite , @xcite , @xcite , @xcite , @xcite and other papers . the previous assumptions of @xcite , that are also used in the present paper , are repeated below . the departure instants in the @xmath3th client station ( @xmath11 ) are denoted by @xmath12 , @xmath13 , @xmath14 , , and @xmath15 each sequence @xmath16 forms a strictly stationary and ergodic sequence of random variables . the corresponding point process associated with departures from the client station @xmath3 is denoted @xmath17 the total number of units in the network is @xmath1 . the number @xmath1 is a large parameter , and we assume that @xmath1 increases indefinitely . this means that we assume that @xmath1 is a series parameter , and the series of models ( with different @xmath1 ) are considered on the same probability space . it was assumed in @xcite that the service time of each unit in the server station is an exponentially distributed random variable with a _ given _ parameter @xmath18 . in the present paper , the assumption is another . under the assumption that an environment is random ( markov or semi - markov ) , the parameter @xmath18 is not longer a _ constant value_. it is a random variable , taking values in dependence of environment states . ( by environment states we mean the states of the corresponding markov chain , which is described later . ) the same is noted regarding the routing probability matrix . there were the standard assumptions in @xcite that after a service completion at the server station , a unit was transmitted to the client station @xmath3 with probability @xmath4 , @xmath19 , and @xmath20=1 . these assumptions are not longer valid in the case of the system considered in this paper . the routing probabilities are assumed to be random , taking the values in dependence of the environment states as well . let us first describe _ markov states _ of semi - markov environment , and then latter we describe the notion of semi - markov environment as well . the network is assumed to be complete in the following sense . the server station and @xmath0 client stations communicate by links . the number of links is @xmath0 . therefore , the markov chain of the environment states is defined as follows . the number of possible environment states is assumed to be finite or countable infinite . these states are denoted by @xmath21 , @xmath22 . for the markov or semi - markov environment considered later we shall also use the notation @xmath23 . the meaning of this notation is the state of markov chain in time @xmath24 . the initial state is denoted by @xmath25 or @xmath26 . the completeness of the network means that @xmath15 for any @xmath3=1,2 , , @xmath0 there exists @xmath27 , such that @xmath28 . this assumption is not used in our proofs explicitly . nevertheless , it must be mentioned . if @xmath29 for all @xmath27 , then the station @xmath3 becomes isolated and therefore not representative . in the above assumption by @xmath30 we mean the value of probability @xmath31 when the network is in state @xmath21 . it is assumed additionally that for any @xmath22 , the sum of probabilities @xmath32 = 1 . the notation with similar meaning is used for parameter @xmath18 . namely , @xmath33 is assumed to be strictly positive for any state @xmath21 , however @xmath34 = @xmath35 can be equal to 0 ( because @xmath30 need not be strictly positive in general ) . the results of @xcite are associated with the asymptotic analysis of a closed client / server network with a bottleneck station as @xmath1 increases indefinitely . one of the main results of @xcite was then developed in @xcite for networks containing two types of node and multiple customer classes , where one of client stations was bottleneck . the results obtained in @xcite , @xcite , @xcite as well as in preceding paper @xcite all are a theoretical contribution to the theory of client / server computer networks with bottlenecks . the aim of the present paper is another . we follow towards performance analysis , and are aimed to use the known theoretical results of @xcite and @xcite . however , the known theoretical results obtained in these papers are scanty for their immediate application to real telecommunication systems , whose parameters can change in time . therefore , for the purpose of performance analysis , a substantial development of the earlier results related to this model is required . therefore , before studying the behaviour of queueing networks in semi - markov environment , we first study the behaviour of this network in its special case of piece - wise deterministic environment . then the results are extended to the more general situation of semi - markov environment . the paper is organized as follows . in section [ motivation ] , the paper is motivated by formulating the concrete real - world problems , where the results of the present paper can be applied . in section [ definitions ] , necessary notions of piece - wise deterministic , markov and semi - markov environments as well as classification of bottleneck stations are defined . in section [ semi - martingale ] , the semi - martingale decomposition for the queue - length process in semi - markov environment is derived . then in section [ piece - wise deterministic ] , the queue - length processes in piece - wise deterministic environment are studied . in fact we study usual " closed client / server networks under general assumptions . in section [ semi - markov ] , the results are extended to the case of semi - markov environment . in section [ application ] , an example of an application of the main theorems of the present paper to client / server computer network with failing client stations is considered . in section [ discussion ] , new problems and monotonicity conditions associated with these problems for the case of markov environment are discussed . in section [ numerical example ] , the example of numerical study for the simplest network is considered . the results of the paper are concluded in section [ concluding remarks ] .
the paper studies closed queueing networks containing a server station and client stations . the server station is an infinite server queueing system , and client stations are single - server queueing systems with autonomous service , i.e. every client station serves customers ( units ) only at random instants generated by a strictly stationary and ergodic sequence of random variables . the total number of units in the network is . the expected times between departures in client stations are . after a service completion in the server station , a unit is transmitted to theth client station with probability , and being processed in theth client station , the unit returns to the server station . then the routing probabilities and transmission rates ( which are expressed via parameters of the network ) depend on a markov state of the environment . the questions risen in this paper have immediate relation to quality control of complex telecommunication networks , and the obtained results are expected to lead to the solutions to many practical problems of this area of research .
the paper studies closed queueing networks containing a server station and client stations . the server station is an infinite server queueing system , and client stations are single - server queueing systems with autonomous service , i.e. every client station serves customers ( units ) only at random instants generated by a strictly stationary and ergodic sequence of random variables . the total number of units in the network is . the expected times between departures in client stations are . after a service completion in the server station , a unit is transmitted to theth client station with probability , and being processed in theth client station , the unit returns to the server station . the network is assumed to be in a semi - markov environment . a semi - markov environment is defined by a finite or countable infinite markov chain and by sequences of independent and identically distributed random variables . then the routing probabilities and transmission rates ( which are expressed via parameters of the network ) depend on a markov state of the environment . the paper studies the queue - length processes in client stations of this network and is aimed to the analysis of performance measures associated with this network . the questions risen in this paper have immediate relation to quality control of complex telecommunication networks , and the obtained results are expected to lead to the solutions to many practical problems of this area of research .
1502.03137
i
it is now well known that luminous red giants are variable and that the periods of the observed variability lie on discrete sequences in period luminosity diagrams . @xcite and @xcite used data from macho observations of stars in the large magellanic cloud ( lmc ) to define five sequences a , b , c , d and e in the ( @xmath3 , @xmath4 ) and ( @xmath5 , @xmath4 ) planes , respectively ( where @xmath3 is a reddening - free weisenheit index defined as @xmath61.38(@xmath7@xmath6 ) ) . the sequences a , b and c were identified as containing pulsating stars , while sequence e was found to consist of binary stars and sequence d was the sequence formed by the long secondary periods ( lsps ) that occur in 3050% of luminous pulsating red giants . in this paper , the pulsating stars will be discussed . these stars lie on sequences a , b and c and two other sequences a@xmath1 and c@xmath1 which are described below . further examination of the ellipsoidal variables on sequence e can be found in @xcite , @xcite , @xcite and @xcite while studies of the origins of the lsps can be found in @xcite , @xcite , @xcite , @xcite , @xcite and @xcite . following the discovery of sequences a , b and c , @xcite used extensive @xmath5 band photometry combined with macho periods to show that sequence b was in fact two sequences which were renamed b and c@xmath1 . the next refinement to the luminous sequences was by @xcite who used ogle data to show the existence of a new sequence on the short period side of sequence a. @xcite labelled this sequence a@xmath8 but in this paper the designation a@xmath1 will be used ( e.g. * ? ? ? * ; * ? ? ? * ; * ? ? ? @xcite also made the important discovery that sequence a consisted of three closely - spaced parallel sequences . @xcite claimed that sequences b and a@xmath1 also consisted of three closely - spaced parallel sequences ( hereinafter referred to as sub - sequences ) . more recently , @xcite have drawn attention to a probable faint sequence designated f between sequences c@xmath1 and c. @xcite assumed that all the variable luminous red giants found by the macho observations were asymptotic giant branch ( agb ) stars . however , @xcite and @xcite showed that both agb and red giant branch ( rgb ) stars were variable and that there was a slight offset in period between the sequences of rgb and agb stars . @xcite also noted this offset but they did not find evidence for two slightly offset sequences for sequence a@xmath1 which they suggested consisted of agb stars only . however , this result was challenged by @xcite who showed that an rgb component of sequence a@xmath1 does exist . various attempts have been made to identify the pulsation modes associated with the pulsation sequences c , c@xmath1 , b , a and a@xmath1 and the sub - sequences of b , a and a@xmath1 . @xcite ( see also @xcite ) showed that the radial fundamental mode could fit sequence c with reasonable assumptions about the mass of the star and that the first few radial overtone modes had periods similar to those of sequences b ( which now includes c@xmath1 ) and a , although the data available at the time was not extensive enough for a detailed matching of these latter sequences with modes . they also noted that the large - amplitude mira variables fell on sequence c , making them fundamental mode pulsators . additional evidence in favour of this modal assignment is provided by the fact that nonlinear fundamental mode radial pulsation models reproduce the light and velocity curves of local mira variables quite well ( e.g. * ? ? ? * ; * ? ? ? recently , using extensive observational data from ogle , @xcite showed that the period ratios in stars of sequences c and c@xmath1 were consistent with those expected for fundamental mode pulsation of sequence c and first overtone pulsation on sequence c@xmath1 . @xcite compared period ratios for ogle variables near the tip of the rgb with models and concluded that sequences c@xmath1 , b and a corresponded to the radial first , second and third overtones , consistent with the assignments by @xcite and @xcite . in contrast to the above results , @xcite concluded that the sequences a , b and c@xmath1 corresponded to the radial 2nd overtone , first overtone and fundamental modes , respectively , when they used used radial pulsation models to try fit the sequences in the period luminosity ( pl ) plane at rgb luminosities ( see also @xcite ) . this means that the longer period sequence c containing the miras has no explanation in terms of radial pulsation . this study was extended by @xcite who matched the a and b sequences at rgb luminosities to sequences of kepler radial mode pulsators in a pl plane where frequency data was used as a proxy for luminosity . this result produces a close match between sequences b and a and the radial first and second overtones , respectively , in agreement with @xcite but not with @xcite , @xcite and @xcite . there thus exists two extant assignments of the radial modes to the pl sequences a , b , c@xmath1 and c that differ by one radial order . in another study using kepler data , @xcite showed that in the luminous kepler red giants , triplets of modes with periods corresponding to spherical degrees @xmath2=0 , 2 and 1 ( in increasing order of period ) are excited for a given radial order . the mode with @xmath2=1 has the largest amplitude for radial orders @xmath9=3 or more ( the second or higher radial overtones ) . this suggests the ogle sequences b , a and a@xmath1 may be dominated by @xmath2=1 modes . in this paper , the period and luminosity data given in the ogle iii catalogue of long - period variables ( lpvs ) in the lmc @xcite is analysed in detail . purely empirical results related to the modes , masses and evolution of the stars on the sequences are derived . then the data are compared to pulsation models in order to throw further light on the modes of pulsation involved .
the period luminosity sequences and the multiple periods of luminous red giant stars are examined using the ogle iii catalogue of long - period variables in the large magellanic cloud . shows that the radial pulsation modes associated with sequences a , a , b , c and c are the 4th , 3rd , 2nd and 1st overtones and the fundamental mode , respectively .
the period luminosity sequences and the multiple periods of luminous red giant stars are examined using the ogle iii catalogue of long - period variables in the large magellanic cloud . it is shown that the period ratios in individual multimode stars are systematically different from the ratios of the periods at a given luminosity of different period luminosity sequences . this leads to the conclusion that the masses of stars at the same luminosity on the different period luminosity sequences are different . an evolutionary scenario is used to show that the masses of stars on adjacent sequences differ by% at a given luminosity , with the shorter period sequence being more massive . the mass is also shown to vary across each sequence by a similar percentage , with the mass increasing to shorter periods . on one sequence , sequence b , the mass distribution is shown to be bimodal . it is shown that the small amplitude variables on sequences a , a and b pulsate in radial and nonradial modes of angular degree=0 , 1 and 2 , with the=1 mode being the most common . the stars on sequences c and c are predominantly radial pulsators (=0 ) . matching period ratios to pulsation models shows that the radial pulsation modes associated with sequences a , a , b , c and c are the 4th , 3rd , 2nd and 1st overtones and the fundamental mode , respectively . [ firstpage ] stars : agb and post - agb stars : oscillations stars : variables : general .
1502.03137
i
multiple pulsation modes in stars in the ogle iii catalogue of lpvs in the lmc have been examined . it has been shown that the ratios of the multiple periods in individual stars do not agree with the ratios of the periods of the sequences of lpvs in the pl diagram . this leads to the conclusion that the average masses of stars on the different sequences vary , with the shorter period sequences containing more massive stars . an examation of the evolution of stars in the pl diagram shows that the mass variation between sequences is the same as the mass variation across individual sequences . as an example , it is shown that the average mass of a star on sequence a is @xmath026% higher than the average mass of a star on sequence b and that the mass variation across sequence a is of a similar magnitude , with the more massive stars on the shorter period side of the sequence . in general , the masses of stars at a fixed luminosity on adjacent sequences are found to increase by @xmath01626% towards the shorter period sequence . fitting pulsation models to the period ratios in multimode pulsators shows that the sequences c , c@xmath1 , b , a and a@xmath1 correspond to pulsation in radial orders 1 to 5 , respectively ( with radial order 1 corresponding to the fundamental mode ) . closely - spaced modes revealed by the period ratios in individual stars show the presence of nonradial modes . the observed period ratios indicate the presence of the @xmath30 , 1 and 2 modes on sequence a ( radial order 4 ) and the @xmath30 and 1 modes on sequence b ( radial order 3 ) . the relative populations and amplitudes of the modes of different @xmath2 show that the @xmath31 mode is the most common and of the largest amplitude in both sequences . the positions of secondary mode sequences relative to primary mode sequences in the pl diagram also suggest that the @xmath31 mode is the most prominent primary and secondary mode on sequences a@xmath1 , a and b and that the @xmath30 mode is the most prominent primary and secondary mode on sequences c@xmath1 and c. this result is supported by the good fit of the period ratios in radial pulsation models to the observed period ratios .
it is shown that the period ratios in individual multimode stars are systematically different from the ratios of the periods at a given luminosity of different period luminosity sequences . this leads to the conclusion that the masses of stars at the same luminosity on the different period an evolutionary scenario is used to show that the masses of stars on adjacent sequences differ by% at a given luminosity , with the shorter period sequence being more massive . the mass is also shown to vary across each sequence by a similar percentage , with the mass increasing to shorter periods . on one sequence , sequence b , the mass distribution is shown to be bimodal .
the period luminosity sequences and the multiple periods of luminous red giant stars are examined using the ogle iii catalogue of long - period variables in the large magellanic cloud . it is shown that the period ratios in individual multimode stars are systematically different from the ratios of the periods at a given luminosity of different period luminosity sequences . this leads to the conclusion that the masses of stars at the same luminosity on the different period luminosity sequences are different . an evolutionary scenario is used to show that the masses of stars on adjacent sequences differ by% at a given luminosity , with the shorter period sequence being more massive . the mass is also shown to vary across each sequence by a similar percentage , with the mass increasing to shorter periods . on one sequence , sequence b , the mass distribution is shown to be bimodal . it is shown that the small amplitude variables on sequences a , a and b pulsate in radial and nonradial modes of angular degree=0 , 1 and 2 , with the=1 mode being the most common . the stars on sequences c and c are predominantly radial pulsators (=0 ) . matching period ratios to pulsation models shows that the radial pulsation modes associated with sequences a , a , b , c and c are the 4th , 3rd , 2nd and 1st overtones and the fundamental mode , respectively . [ firstpage ] stars : agb and post - agb stars : oscillations stars : variables : general .
nucl-ex0201021
r
the experiments were performed at the vivitron tandem facility of the ires strasbourg laboratory using 112 mev and 180 mev @xmath1si beams which were incident on @xmath2c targets ( 160 and 180 @xmath18g/@xmath19 thick , respectively ) mounted in the icare scattering chamber @xcite . the effective thicknesses of the @xmath2c targets were accurately determined using rutherford back scattering ( rbs ) techniques with @xmath20h and @xmath21he beams provided by the strasbourg 4 mv van de graaff accelerator @xcite . the carbon buildup corrections were found to be less than 2@xmath22 of the total of c atoms in the targets . both the heavy fragments ( a @xmath3 10 ) and their associated lcp s ( protons and @xmath4 particles ) were detected in coincidence using the icare charged - particle multidetector array @xcite which consists of nearly 40 telescopes . inclusive data have also been collected for heavy fragments and lcp s and presented in sec . iii.a . for the measurement at e@xmath10(@xmath1si ) = 112 mev , the heavy fragments consisting of er as well as quasi - elastic , deep - inelastic , and fusion - fision fragments , were detected in 8 gas - silicon hybrid telescopes ( ic ) , each composed of a 4.8 cm thick ionization chamber , with a thin mylar entrance window , followed by a 500 @xmath18 m thick si(sb ) detector . the ic s were located at @xmath23 = @xmath2415@xmath25 , -20@xmath25 , @xmath2425@xmath25 , -30@xmath25 , -35@xmath25 , and -40@xmath25 in two distinct reaction planes ( for each plane , the positive and negative angles are defined in a consistent manner as for the lcp detectors described below ) . the in - plane detection of coincident lcp s was done using 4 three - element telescopes ( tl3 ) ( 40 @xmath18 m si , 300 @xmath18 m si , and 2 cm csi(tl ) ) placed at forward angles ( @xmath23 = + 15@xmath25 , + 25 @xmath25 , + 35@xmath25 , and + 45@xmath25 ) , 16 two - element telescopes ( tl2 ) ( 40 @xmath18 m si , 2 cm csi(tl ) ) placed at forward and backward angles ( + 40@xmath25 @xmath9 @xmath23 @xmath9 + 115@xmath25 ) and , finally , two other ic telescopes located at the most backward angles @xmath23 = + 130@xmath25 and + 150@xmath25 . the csi(tl ) scintillators were coupled to photodiode readouts . the ic s were filled with isobutane at a pressure of 30 torr for the backward angle telescopes and of 60 torr for the forward angle detectors , thus allowing for the simultaneous measurement of both light and heavy fragments . for the measurement at e@xmath10(@xmath1si ) = 180 mev , three distinct reaction planes were defined . two for in - plane correlations and a third one , perpendicular to the lcp detection plane , for out - of - plane correlation measurements . the heavy fragments were detected in 10 ic s located at @xmath23 = @xmath2410@xmath25 , @xmath2415@xmath25 , @xmath2420@xmath25 , and @xmath2425@xmath25 ( @xmath26 = 0@xmath25 ) for the in - plane coincidences , and at @xmath23 = + 10@xmath25 and + 20@xmath25 ( @xmath26 = 90@xmath25 ) for the out - of - plane coincidences . both the in - plane and out - of - plane coincident lcp s were detected using 3 tl3 s placed at forward angles ( 2 at @xmath23 = + 30@xmath25 and one at @xmath23 = + 35@xmath25 ) and 24 tl2 s placed at forward and backward angles ( + 40@xmath25 @xmath9 @xmath23 @xmath9 + 95@xmath25 ) . the ic s were filled with isobutane at a pressure of 60 torr . the acceptance of each telescope was defined by thick aluminium collimators . the distances of these telescopes from the target ranged from 10.0 to 30.0 cm , and the solid angles varied from 1.0 msr at the most forward angles to 5.0 msr at the backward angles , according to the expected counting rates . the energy calibrations of the different telescopes of the icare multidetector array were done using radioactive @xmath27th and @xmath28am @xmath4-particle sources in the 5 - 9 mev energy range , a precision pulser , and elastic scatterings of 112 mev and 180 mev @xmath1si from @xmath29au , @xmath1si , and @xmath2c targets in a standard manner . in addition , the @xmath2c(@xmath14o,@xmath4)@xmath13mg@xmath30 reaction at e@xmath10 = 53 mev @xcite was used to provide known energies of @xmath4 particles feeding the @xmath13 mg excited states , thus allowing for calibration of the backward angle detectors . the proton calibration was achieved using scattered protons from formvar targets bombarded in reverse kinematics reactions with both @xmath1si and @xmath14o beams . on an event - by - event basis , corrections were applied for energy loss of heavy fragments ( a @xmath3 10 ) in the targets and in the entrance window mylar foils of the ic s and thin al - mylar foils of the si diodes , and for the pulse height defect in the si detectors . the ic energy thresholds and energy resolution for heavy fragments are better than 1.5 mev / nucleon and 0.7@xmath22 , respectively , as shown in fig . 2 for the c and o exit fragments for the @xmath1si(112 mev ) + @xmath2c reaction at @xmath23 = 15@xmath31 . the total energy resolution of 8.78 mev @xmath4 particles from thorium sources has been found to be better than 2.2@xmath22 for both the three - element and two - element light - ion csi(tl ) telescopes . absolute cross sections of inclusive measurements could be obtained within 10 - 12@xmath22 error bars as due to 3 - 5@xmath22 uncertainties in the target thickness and to 8 - 10@xmath22 uncertainties in the electronic deadtime corrections . more details on the experimental setup of icare and on the analysis procedures can be found in refs . @xcite and references therein .
both inclusive and exclusive measurements of the heavy fragments ( a 10 ) and their associated light charged particles ( protons and particles ) have been made at the ires strasbourg vivitron tandem facility at bombarding energies of(si ) = 112 mev and 180 mev by using the icare charged particle multidetector array . pacs number(s ) : 25.70.gh , 25.70.jj , 25.70.mn , 24.60.dr
the possible occurence of highly deformed configurations in theca di - nuclear system formed in thesi +c reaction is investigated by analyzing the spectra of emitted light charged particles . both inclusive and exclusive measurements of the heavy fragments ( a 10 ) and their associated light charged particles ( protons and particles ) have been made at the ires strasbourg vivitron tandem facility at bombarding energies of(si ) = 112 mev and 180 mev by using the icare charged particle multidetector array . the energy spectra , velocity distributions , in - plane and out - of - plane angular correlations of light charged particles are compared to statistical - model calculations using a consistent set of parameters with spin - dependent level densities . this spin dependence approach suggests the onset of large nuclear deformation inca at high spin . this conclusion might be connected with the recent observation of superdeformed bands in theca nucleus . the analysis of particles in coincidence withs fragments suggests a surprisingly strongbe cluster emission of a binary nature . pacs number(s ) : 25.70.gh , 25.70.jj , 25.70.mn , 24.60.dr
nucl-ex0201021
c
the possible occurence of highly deformed configurations in the @xmath0ca dinuclear system has been investigated by using the icare charged - particle multidetector array at the vivitron tandem facility of the ires strasbourg . the properties of the emitted lcp s in the @xmath1si + @xmath2c reaction , have been analysed at two bombarding energies e@xmath10 = 112 mev and 180 mev , and compared with a statistical model that was adopted to calculate evaporation spectra and angular distributions for deformed nuclei . a monte carlo technique has been employed in the framework of the well documented hauser - feshbach code cacarizo . the measured observables such as velocity distributions , energy spectra , in - plane and out - of - plane angular correlations are all reasonably well described by the monte carlo calculations when they include spin - dependent level densities , and indicate that effects due to differences in nuclear shapes are large enough to be observed . the magnitude of the adjustements in the yrast line suggests significant deformation effects at high spin for the @xmath0ca dinuclear system comparable to recent @xmath76-ray spectroscopy data for the @xmath0ca nucleus at much lower spins @xcite . the extent to which the resonant behaviour @xcite is responsible to the observed nuclear deformation is still an open question . a non - statistical binary component is found in the @xmath4-particle energy spectra measured in coincidence with s residues that is attributed to the cluster decay of unbound @xmath96be nuclei , produced through the @xmath4-cluster - transfer reaction @xmath1si + @xmath2c @xmath42 @xmath6s + @xmath7be @xcite . this new type of `` transferlike '' mechanism , which does not appear at lower bombarding energies @xcite below threshold , allows to populate some n = z nuclei with a well defined excitation energy . therefore , sophisticated particle-@xmath76 experiments ( see refs . @xcite for instance ) using sc euroball iv and/or sc gammasphere should be performed in the very near future in order to well define and understand what are the best types of reaction which can populate significantly the superdeformed bands discovered and/or predicted in this mass region @xcite . this paper is based upon the ph.d . thesis of m. rousseau , universit louis pasteur , strasbourg , 2000 . the authors would like to thank the staff of the vivitron for providing us with good stable beams , m.a . saettel for preparing the targets , and j. devin and c. fuchs for their excellent support in carrying out these experiments . particular appreciation to m.a . saettel for preparing the targets , and to j.p . stockert and a. pape for assistance during their rbs measurements . we also whish to thank n. rowley and w. catford for useful discussions and for a careful reading of the manuscript . one of us ( m.r . ) would like to acknowledge the conseil rgional dalsace for the financial support of his ph.d . thesis work . parts of this work has also been done in collaboration with c.e . during his summer stay at the ires with a janus grant of in2p3 . this work was sponsored by the french cnrs / in2p3 , and partially by the cnrs / nsf and cnrs / cnpq collaboration programs . d. shapira , r. novotny , y. c. chan , k. a. erb , j. l. c. ford jr . , j. c. peng , and j. d. moses , phys . lett . * 114b , 111(1982 ) ; d. shapira , d. schull , j. l .c . ford , jr . , b. shivakumar , r. l. parks , r. a. cecil , and s. t. thornton , phys . * 53 , 1634 ( 1984 ) . * * b. fornal , f. gramegna , g. prete , r. burch , g. derasmo , e. m. fiore , l. fiore , a. pantaleo , v. paticchio , g. viesti , p. blasi , n. gelli , f. lucarelli , m. anghinolfi , p. corvisiero , m. taiuti , a. zucchiatti , p. f. bortignon , j. ruiz , g. nebbia , m. gonin , and j. b. natowitz , + phys . b * 255 * , 325 ( 1991 ) . c. bhattacharya , m. rousseau , c. beck , v. rauch , r.m . freeman , d. mahboub , r. nouicer , p. papka , o. stezowski , a. hachem , e. martin , a.k . dummer , s.j . sanders , and a. szanto de toledo , phys . rev . c * 65 * , 014611 ( 2002 ) . m. rousseau _ et al . _ , in proceedings of the 7@xmath97 international conference on clustering aspects of nuclear structure and dynamics , eds . m. korolija , z. basrak and r. caplar ( world scientific publishing co. , singapore , 2000 ) , p.189 . et al . _ , in proceedings of the 9@xmath97 international conference on nuclear reactions , varenna , italy , 2000 , edited by e. gadioli [ ricerca scientifica ed educatione permanente , suppl . * 115 , ( 2000 ) p. 407 ] . * m. rousseau _ et al . _ , in proceedings of the xxxix international winter meeting on nuclear physics , bormio , italy , 2001 , edited by i. iori [ ricerca scientifica ed educatione permanente , suppl . * 117 , ( 2001 ) p. 370 . ] . * g. viesti , v. rizzi , d. fabris , m. lunardon , g. nebbia , m. cinausero , b , e. fioretto , g. prete , a. brondi , g. la rana , r. moro , e. vardaci , m. aiche , m. m. aleonard , g. barreau , d. boivin , j. n. scheurer , j. f. chemin , k. hagel , j. b. natowitz , r. wada , s. courtin , f. haas , n. rowley , b. m. nyako , j. gal and j. molnar , phys . lett . * 521b , 165 ( 2001 ) . * r. nouicer , c. beck , r .m . freeman , f. haas , n. aissaoui , t. bellot , g. de france , d. disdier , g. duchne , a. elanique , a. hachem , f. hoellinger , d. mahboub , v. rauch , s. j. sanders , a. dummer , f. w. prosser , a. szanto de toledo , sl . cavallaro , e. uegaki , and y. abe , phys . c * 60 , 41303 ( 1999 ) . * c. beck , r. nouicer , d. disdier , d. duchne , g. de france , r. m. freeman , f. haas , a. hachem , d. mahboub , v. rauch , m. rousseau , s. j. sanders , and a. szanto de toledo , phys . rev . c * 63 , 014607 ( 2001 ) . * figure 1 : experimental c ( solid squares ) , n ( solid triangles ) , and o ( solid circles ) cross sections measured in the @xmath1si + @xmath2c reaction @xcite as compared to the calculations ( dotted curves ) performed with the equilibrium model of orbiting @xcite . the solid curves are the predictions of the transition - state model @xcite . the open squares , triangles and circles are the present data of the c , n , and o fully - damped yields with error bars smaller than the size of the symbols . the full diamonds correspond to er cross sections quoted in refs . @xcite . figure 3 : angular distributions ( open symbols ) of heavy fragments ( c , n , o , and ne ) measured in the @xmath1si + @xmath2c reaction at e@xmath10 = 112 mev . the full symbols are the c , n and o data taken from ref . @xcite at e@xmath10 = 115 mev . the ne angular distribution has been scaled down by a factor 10 for the sake of clarity . the curves correspond to 1/sin@xmath32 functions . figure 4 : angular distributions of heavy fragments ( z = 5 to 11 ) measured in the @xmath1si + @xmath2c reaction at e@xmath10 = 180 mev . the n and na angular distributions have been scaled down by a factor 10 for the sake of clarity . the curves correspond to 1/sin@xmath32 functions . figure 5 : inclusive energy spectra of @xmath4 particles measured in the @xmath1si + @xmath2c reaction at e@xmath10 = 180 mev between @xmath44 = 30@xmath25 and 55@xmath25 . the experimental data are shown by the solid points with error bars visible when greater than the size of the points . the solid and dashed lines are statistical - model calculations discussed in the text . figure 6 : two - dimensional scatter plots of galilean - invariant cross sections ( d@xmath37/d@xmath38de)p@xmath39c@xmath39 of inclusive @xmath4 particles ( left side ) and protons ( right side ) measured in the ( v@xmath41,v@xmath40 ) plane for the @xmath1si + @xmath2c reaction at e@xmath10 = 112 mev ( up ) and 180 mev ( down ) . the experimental detector thresholds are drawn along the laboratory angles of each telescope . the circular arcs are centered on the velocity of the center of mass . figure 7 : exclusive energy spectra of @xmath4 particles emitted at the angles + 40@xmath98 + 65@xmath31 , in coincidence with individual p and s er s detected at -15@xmath25 in the @xmath1si + @xmath2c reaction at e@xmath10 = 112 mev . the experimental data are given by the solid points with error bars visible when greater than the size of the points . the solid lines are statistical - model calculations discussed in the text . figure 8 : exclusive energy spectra of @xmath4 particles emitted at the angles + 40@xmath98 + 95@xmath31 , in coincidence with individual p and s er s detected at -10@xmath25 in the @xmath1si + @xmath2c reaction at e@xmath10 = 180 mev . the experimental data are given by the solid points with error bars visible when greater than the size of the points . the solid lines are statistical - model calculations discussed in the text . figure 9 : exclusive energy spectra of protons emitted at the angles + 40@xmath99 + 70@xmath31 , in coincidence with individual p and s er s detected at -10@xmath25 , at the indicated laboratory angles , in the @xmath1si(180 mev ) + @xmath2c reaction . the solid lines are statistical - model calculations discussed in the text . figure 10 : in - plane angular correlations of coincident @xmath4 particles ( circles ) and protons ( triangles ) measured in the @xmath1si + @xmath2c reaction at e@xmath10 = 112 mev . the proton correlations have been multiplied by a factor 10@xmath100 for the sake of clarity . the arrow indicates the position of the ic detector at @xmath23= -15@xmath25 . on the abscissa , the positive angle refer to the opposite side of the beam from the direction of the er detected in ic . the solid lines correspond to statistical - model calculations discussed in the text . figure 11 : in - plane angular correlations of coincident @xmath4 particles ( circles ) and protons ( triangles ) measured in the @xmath1si + @xmath2c reaction at e@xmath10 = 180 mev . the proton correlations have been multiplied by a factor 10@xmath101 for the sake of clarity . the arrow indicates the position of the ic detector at @xmath23= -10@xmath25 . on the abscissa , the positive angle refer to the opposite side of the beam from the direction of the er detected in ic . the solid lines correspond to statistical - model calculations discussed in the text . figure 12 : out - of - plane angular correlations of coincident @xmath4 particles ( circles ) and protons ( triangles ) measured in the @xmath1si + @xmath2c reaction at e@xmath10 = 180 mev . the proton correlations have been multiplied by a factor 10@xmath101 for the sake of clarity . the er s are detected at @xmath23 = -10@xmath25 . the solid lines correspond to statistical - model calculations discussed in the text . figure 13 : energy - correlation plots between coincident @xmath4 particles and s er s produced in the @xmath1si + @xmath2c reaction at e@xmath10 = 180 mev . the heavy fragment is detected at @xmath82 = -10@xmath25 and the @xmath4-particle angle settings are given in the figure . the dashed lines correspond to different contours with their associated labellings discussed in the text . figure 14 : experimental ( left side ) and calculated ( right side ) energy - correlation plots between coincident @xmath4 particles and s er s produced in the @xmath1si + @xmath2c reaction at e@xmath10 = 180 mev . the s is identified at @xmath82 = -10@xmath25 and the @xmath4 particles are detected at @xmath83 = + 40@xmath25 , and + 70@xmath25 , respectively . cacarizo calculations are discussed in the text . figure 15 : excitation - energy spectra calculated for the @xmath1si + @xmath2c reaction at e@xmath10 = 180 mev for @xmath7be ( left side ) and @xmath6s ( right side ) in coincidence with the g.s . ( above ) and first excited level ( below ) of @xmath7be . the solid line corresponds to the energy of the first excited state of @xmath7be ( 3.08 mev ) . the dashed lines correspond to an excitation energy in @xmath6s expected for an @xmath4-transfer process .
the possible occurence of highly deformed configurations in theca di - nuclear system formed in thesi +c reaction is investigated by analyzing the spectra of emitted light charged particles . the energy spectra , velocity distributions , in - plane and out - of - plane angular correlations of light charged particles are compared to statistical - model calculations using a consistent set of parameters with spin - dependent level densities .
the possible occurence of highly deformed configurations in theca di - nuclear system formed in thesi +c reaction is investigated by analyzing the spectra of emitted light charged particles . both inclusive and exclusive measurements of the heavy fragments ( a 10 ) and their associated light charged particles ( protons and particles ) have been made at the ires strasbourg vivitron tandem facility at bombarding energies of(si ) = 112 mev and 180 mev by using the icare charged particle multidetector array . the energy spectra , velocity distributions , in - plane and out - of - plane angular correlations of light charged particles are compared to statistical - model calculations using a consistent set of parameters with spin - dependent level densities . this spin dependence approach suggests the onset of large nuclear deformation inca at high spin . this conclusion might be connected with the recent observation of superdeformed bands in theca nucleus . the analysis of particles in coincidence withs fragments suggests a surprisingly strongbe cluster emission of a binary nature . pacs number(s ) : 25.70.gh , 25.70.jj , 25.70.mn , 24.60.dr
1701.00426
i
the use of processors based on multi- and many - core architectures is a common option in high performance computing ( hpc ) . several variants of these processors exist , differing mainly in the number and architecture of the cores integrated in a single silicon die . conventional cpus integrate tens of fat cores sharing a large on - chip cache . fat cores include several levels of caches and complex control structures , able to perform hardware optimization techniques ( branch - speculation , instruction scheduling , register renaming , etc ) . vector instructions are also supported by these cores , with a moderate level of data parallelism : 2 to 4 vector elements are processed by one vector instruction . this architecture is reasonably efficient for many type of regular and non - regular applications and delivers a level of performance of the order of hundreds of gigaflops per processor . on the other side of the spectrum we have graphics processor units ( gpu ) , available as accelerator boards attached to conventional cpus . gpus integrate thousands of slim cores able to efficiently support regular streams of computation , and deliver performances of the order of several teraflops . gpus are extremely aggressive in terms of data - parallelism , implementing vector units with large vector sizes ( 16 and 32 words are presently available options ) . midway between these two architectures , we have the intel _ many integrated cores _ ( mic ) architecture based on several tens of slim cores . in this case , cores are similar to their fat counterparts , but their design has been simplified removing many hardware control structures ( instruction scheduler , register renaming , etc ) and adopting wider vector units , able to process up to 4 or 8 vector elements in parallel . large scale computing centers today have not reached a common consensus on the `` best '' processor option for hpc systems , also because system choices are driven not only by application performances , but also by cost of ownership and energy aspects which are becoming increasingly critical parameters@xcite . several computing centers do adopt machines based on gpus , but other ones prefer to stay on more traditional cpus , offering a lower peak performance , but better computing efficiency for a wider range of applications . in this scenario , the development of applications would greatly benefit from the availability of a unique code version , written in an appropriate programming framework , able to offer portability , in terms of code and performance , across several present and possibly future state - of - the - art processor architectures . a single code version , portable across several architectures , is of great convenience in particular for scientific applications , where code changes and development iterations are very frequent , so keeping several architecture - specific code versions up - to - date is a tedious and error prone effort@xcite . directives based programming models are going exactly in this direction , abstracting parallel programming to a descriptive level as opposite to a prescriptive level , where programmers must specify how the code should be mapped onto the target machine . openmp@xcite and openacc@xcite are among the most common such programming models , already used by a wide scientific community . both are based on directives : openmp was introduced to manage parallelism on traditional multi - core cpus , while openacc is mainly used to target gpus ( although designed to be architecture agnostic)@xcite . these two frameworks are in fact converging and extending their scope to cover a large subset of hpc applications and architectures : openmp version 4 has been designed to support also accelerators , while compilers supporting openacc ( such as the pgi@xcite ) are starting to use directives also to target multi - core cpus . in this work we describe the implementation of a lattice qcd ( lqcd ) monte carlo code designed to be portable and efficient across several architectures . lqcd simulations represent a typical and well known hpc grand challenge , with physics results strongly limited by available computational resources@xcite ; over the years , several generations of parallel machines , optimized for lqcd , have been developed@xcite , while the development of lqcd codes running on many core architectures , in particular gpus , has seen large efforts in the last 10 years@xcite . our goal is to have just one code able to run on several processors without any major code changes , and possibly to have roughly the same level of efficiency , looking for an acceptable trade - off between portability and efficiency@xcite . as a programming model we have selected openacc , as it currently has a wider compiler support , in particular targeting nvidia gpus , which are widely used in hpc clusters and commonly used for scientific computations . openacc has been successfully used to port and run other scientific codes , such as lattice boltzmann applications@xcite in computational fluid - dynamics , showing a good level of code and performance portability on several architectures . the migration of our code to openmp4 , if needed , as soon as compiler support becomes more mature , is expected to be a simple additional effort . we have developed a code with all key features for a state - of - the - art simulations of qcd with dynamical fermions . using this code as a user test case , we assess : i ) if it is possible to write the code in such a way that the most computationally critical kernels can be executed on accelerators , as in previous cuda implementations@xcite ; ii ) how many of the presently available multi and many - core architectures can be really used ; iii ) how efficient are these codes , and in particular what is the price to pay in terms of performance with respect to a code written and optimized for a specific architecture ( e.g. , using cuda for gpus ) . we believe that our work is a non trivial step forward in the development of a fully portable production - grade lqcd monte carlo code , using the openacc programming model . an earlier paper@xcite presented tests of selected portions of an openacc lqcd implementation on fermi and k20 nvidia gpus , comparing performances with an openmp implementation for cpus . similarly , in a preliminary study@xcite , we compared the performance of selected kernels of a full simulation , written in openacc , with an equivalent cuda implementation , on a k20 nvidia gpu . in this work , we extend the use of openacc in several new directions : i ) we show the portability of a complete implementation across several architectures ; ii ) we show performance figures for the same openacc code on a variety of multi and many - core processors , including the most recent gpus like the k80 and the recently released p100 ; iii ) we compare results with a previous implementation of the same full application written in cuda@xcite . the remainder of the paper is organized as follows : in section [ simalg ] we give a brief introduction to lqcd and to the main computational aspects of our application ; in section [ hpctrend ] we highlight recent developments in hpc hardware and programming tools ; in section [ implementation ] we describe the openacc implementation of our code ; in section [ results ] we analyze our results ; finally , section [ conclusions ] , contains our concluding remarks .
the present panorama of hpc architectures is extremely heterogeneous , ranging from traditional multi - core cpu processors , supporting a wide class of applications but delivering moderate computing performance , to many - core gpus , exploiting aggressive data - parallelism and delivering higher performances for streaming computing applications . in this scenario , code portability ( and performance portability ) become necessary for easy maintainability of applications ; this is very relevant in scientific computing where code changes are very frequent , making it tedious and prone to error to keep different code versions aligned . in this work we present the design and optimization of a state - of - the - art production - level lqcd monte carlo application , using the directive - based openacc programming model . openacc abstracts parallel programming to a descriptive level , relieving programmers from specifying how codes should be mapped onto the target architecture . we describe the implementation of a code fully written in openacc , and show that we are able to target several different architectures , including state - of - the - art traditional cpus and gpus , with the same code . we also measure performance , evaluating the computing efficiency of our openacc code on several architectures , comparing with gpu - specific implementations and showing that a good level of performance - portability can be reached .
the present panorama of hpc architectures is extremely heterogeneous , ranging from traditional multi - core cpu processors , supporting a wide class of applications but delivering moderate computing performance , to many - core gpus , exploiting aggressive data - parallelism and delivering higher performances for streaming computing applications . in this scenario , code portability ( and performance portability ) become necessary for easy maintainability of applications ; this is very relevant in scientific computing where code changes are very frequent , making it tedious and prone to error to keep different code versions aligned . in this work we present the design and optimization of a state - of - the - art production - level lqcd monte carlo application , using the directive - based openacc programming model . openacc abstracts parallel programming to a descriptive level , relieving programmers from specifying how codes should be mapped onto the target architecture . we describe the implementation of a code fully written in openacc , and show that we are able to target several different architectures , including state - of - the - art traditional cpus and gpus , with the same code . we also measure performance , evaluating the computing efficiency of our openacc code on several architectures , comparing with gpu - specific implementations and showing that a good level of performance - portability can be reached .
1402.4130
i
we have investigated how the recently discovered dsph galaxy perseus i and the ngc 3109 association extended with the recently discovered dwarf galaxy leo p are related to , and might fit in with , the dwarf galaxy structures present in the lg . our work has shown that the ngc 3109 association can not necessarily be interpreted as an independent group of galaxies , but might be related to the lg dwarf galaxy population and as such might provide important constraints on attempts to model the whole lg . the main results of our analysis are : 1 . perseus i is consistent with being part of the lgp1@xmath5 , the dominant plane of non - satellite galaxies in the lg , at least if andromeda xvi is associated with the gpoa . 2 . in the context of mond , we have predicted perseus i s velocity dispersion to be @xmath120 . the corresponding prediction for cetus ( @xmath121 ) is in much better agreement with the more recent observational value ( @xmath122 : * ? ? ? * ) than with the previous measurement ( @xmath123 : * ? ? ? the prediction for tucana ( @xmath124 ) is in conflict with the available measurement . we note that the observations of lack the spectral resolution to resolve the predicted velocity dispersion . unfortunately , no similar predictions are possible in a @xmath1cdm context . the orientation of the ngc 3109 association consisting of the dwarf galaxies ngc 3109 , antlia , sextans a , sextans b and leo p has been determined in the same coordinate system used to review the planes of co - orbiting satellite galaxies around the mw and m31 and the symmetric larger - scale dwarf galaxy structure in the lg @xcite . the association aligns with the supergalactic plane , is almost perpendicular to our line - of - sight and parallel but offset by 300 - 500kpc to lgp1@xmath5 . 4 . the members of the ngc 3109 association have large receding velocities which indicate that they have been close to the mw in the past , possibly at the same time about 79gyr ago . this is consistent with their orbits passing within @xmath90kpc of the mw suggested by @xcite and the identification as likely backsplash galaxies by @xcite . together with the association s extremely narrow extent and perpendicular orientation this argues against the association tracing a thin and cold cosmological filament . the timing is consistent with independent timing estimates for several suggested major galaxy encounter scenarios in the lg , during which phase - space correlated populations of tdgs could have formed that would today give rise to the observed dwarf galaxy structures . the association aligns with the other three distant ( @xmath125kpc ) lg galaxies in the northern hemisphere of the mw in a narrow plane ( rms height of @xmath126kpc and axis ratios of @xmath127 and @xmath128 ) . this `` great northern plane '' passes through the center of the lg , is inclined to lgp1@xmath5 by only @xmath6 and to the gpoa by @xmath101 and is consistent with being aligned with the preferred orbital plane of the mw satellites in the vpos . five out of seven ( 6 of 8 if the later discovered leo p would be included ) of the galaxies in the great northern plane have been identified as likely backsplash objects by @xcite , and most of the remaining five backsplash candidates in the southern galactic hemisphere are also situated close to the same plane . as only a small fraction of sub - haloes in simulations are identified as backsplash objects the finding of a majority of such galaxies in one hemisphere is extremely unlikely ( @xmath2 per cent ) and might constitute an `` overabundant backsplash problem '' for @xmath1cdm . it would mean that more galaxies are receding in one direction from the mw than are being accreted onto the mw from that direction . a natural explanation for this would be the local formation of galaxies as tdgs , which , if expelled to large distances , have very similar orbital properties like cosmological backsplash galaxies . that the backsplash candidates preferentially lie in a common plane is also consistent with an interpretation as phase - space correlated tdgs . lg galaxies are found to be preferentially infalling in the galactic south and receding in the galactic north , which possibly indicates that the mw is moving through a stream of dwarf galaxies . this would be in qualitative agreement with the m31-merger scenario by @xcite , in which our galaxy passes through the tidal debris expelled in a past merger forming m31 ( see also * ? ? ? * ; * ? ? ? . however , the tdg origin would be in m31 , such that the galaxies move away from m31 sufficiently fast which would imply that they have a tangential velocity component relative to the mw , rendering the timing estimate of sect . [ sect : timing ] somewhat useless . the scenario should however be testable on lg scales if proper motion measurements of the distant dwarf galaxies could be obtained .
the recently discovered dwarf galaxy perseus i appears to be associated with the dominant plane of non - satellite galaxies in the local group ( lg ) . the ngc 3109 association , including the recently discovered dwarf galaxy leo p , aligns with the dwarf galaxy structures in the lg such that all known nearby non - satellite galaxies in the northern galactic hemisphere lie in a common thin plane ( rms height 53 kpc ; diameter 1.2 mpc ) . this plane has an orientation similar to the preferred orbital plane of the milky way ( mw ) satellites in the vast polar structure . the ngc 3109 association supports the notion that material preferentially falls towards the mw from the galactic south and recedes towards the north , as if the mw were moving through a stream of dwarf galaxies .
the recently discovered dwarf galaxy perseus i appears to be associated with the dominant plane of non - satellite galaxies in the local group ( lg ) . we predict its velocity dispersion and those of the other isolated dsphs cetus and tucana to be 6.5 , 8.2 , and , respectively . the ngc 3109 association , including the recently discovered dwarf galaxy leo p , aligns with the dwarf galaxy structures in the lg such that all known nearby non - satellite galaxies in the northern galactic hemisphere lie in a common thin plane ( rms height 53 kpc ; diameter 1.2 mpc ) . this plane has an orientation similar to the preferred orbital plane of the milky way ( mw ) satellites in the vast polar structure . five of seven of these northern galaxies were identified as possible backsplash objects , even though only about one is expected from cosmological simulations . this may pose a problem , or instead the search for local backsplash galaxies might be identifying ancient tidal dwarf galaxies expelled in a past major galaxy encounter . the ngc 3109 association supports the notion that material preferentially falls towards the mw from the galactic south and recedes towards the north , as if the mw were moving through a stream of dwarf galaxies . [ firstpage ] galaxies : dwarf galaxies : individual : perseus i galaxies : kinematics and dynamics local group dark matter
hep-ph0202054
i
in the standard model ( sm ) , lepton number is exactly preserved in contradiction with the observed neutrino oscillations @xcite . several extension of the sm include patterns of neutrino masses and mixings which can provide a satisfactory explanation for these flavor oscillations . the consequences of the individual violation of the lepton numbers @xmath0 for charged lepton will be manifest in processes such as @xmath3 , @xmath7 , @xmath8 conversion in heavy nuclei , @xmath9 and @xmath10 @xcite . the experimental upper bound for these processes is quite restrictive , which imposes a significant constraint for the explanation of flavor in models beyond the sm . however , the mechanisms used to explain the origin of the tiny neutrino masses required to explain solar and atmospheric neutrino oscillations , typically imply that these processes may occur at small rates , motivating an increasing experimental interest in exploring further charged lepton flavor violating processes . the rates for charged lepton flavor violation ( lfv ) are extremely small in the sm with right handed neutrinos ( @xmath11 @xcite ) . in r parity conserving supersymmetric ( susy ) models , like the minimal supersymmetric standard model ( mssm ) , the presence of lfv processes is associated with vertices involving leptons and their superpartners @xcite . these processes are sensitive to the scalar mass matrices structure , a non diagonality of the latter in a basis in which fermions are diagonal , leads to a hard violation of flavor . the structure of the scalar mass matrices is very sensitive to the susy breaking , in particular in models where susy is softly broken , lfv imposes a severe constraint in the flavor dependence of the soft terms as they are generated in gut s and string inspired models @xcite . the inclusion of a `` see saw '' mechanism in the mssm provides a very attractive scenario to understand neutrino oscillations with very small neutrino masses , and at the same time gives rates for lfv processes accessible in projected experiments @xcite . the waiving of the r - parity symmetry in the mssm provides an alternative scenario to explain the generation of small neutrino masses . in this case the r - parity violating operators can be constrained by rare processes @xcite . the simplest extension of the mssm with bilinear r parity violation ( brpv ) @xcite ( allowing b conserving but l - violating interactions ) can explain neutrino masses and mixings which can account for the observed neutrino oscillations @xcite . the brpv model has been extensively discussed in the literature @xcite . it is motivated by the fact that it provides an effective truncation of models where r parity breaks _ spontaneously _ by singlet sneutrino vev s around the weak scale @xcite . moreover , they allow for the radiative breaking of r - parity , opening also new ways to unify gauge and yukawa couplings @xcite and with a potentially slightly lower prediction for @xmath12 @xcite . for recent papers on phenomenological implications of these models see ref . @xcite . as the parameters involved in the r parity violating operator are constrained in order to predict neutrino masses in the sub - ev range , we address in this paper the question of whether this operator will induce rates for charged lfv processes of experimental interest . some of them occur at tree level such as double @xmath13 decay @xcite and @xmath8 conversion in nuclei @xcite . one loop lfv decays as @xmath14 become interesting on this framework due to the experimental interest in improving the current limits @xcite : @xmath15 as we will show , the predictions for the last two processes are much lower than the above limits and will not constrain the brpv model . for @xmath5 the predictions are compatible with the current limit but could begin to constrain the model for the bounds that will be reached in current @xcite or planned experiments @xcite , if only the atmospheric neutrino data were taken in account . however the requirement that the one loop induced @xmath4 is in agreement with the solar neutrino data will imply that the predicted rates for @xmath5 will not be visible , even in those new experiments . this paper is organized as follows . in sections [ sec : themodel ] , [ sec : thepot ] and [ sec : massmatrices ] we describe the model , the scalar potential and the fermion mass matrices , respectively . in section [ sec : expressions ] we derive the expressions for the lfv processes . the results are presented in section [ sec : results ] and in section [ sec : conclusions ] we give our conclusions . the more technical questions regarding the mass matrices , couplings and the explicit formulas for the amplitudes are given in the appendices .
the simplest unified extension of the minimal supersymmetric standard model with bi - linear r parity violation naturally predicts a hierarchical neutrino mass spectrum , suitable to explain atmospheric and solar neutrino fluxes . we study whether the individual violation of the lepton numbers in the charged sector can lead to measurable rates for and . we find that some of the r parity violating terms that are compatible with the observed atmospheric neutrino oscillations could lead to rates for measurable in projected experiments . hep - ph/0202054 + fisist/022002/cfif + * charged lepton flavor violation in supersymmetry with bilinear r
the simplest unified extension of the minimal supersymmetric standard model with bi - linear r parity violation naturally predicts a hierarchical neutrino mass spectrum , suitable to explain atmospheric and solar neutrino fluxes . we study whether the individual violation of the lepton numbers in the charged sector can lead to measurable rates for and . we find that some of the r parity violating terms that are compatible with the observed atmospheric neutrino oscillations could lead to rates for measurable in projected experiments . however , the obtained for those parameters is too high to be compatible with the solar neutrino data , excluding therefore the possibility of having measurable rates for in the model . hep - ph/0202054 + fisist/022002/cfif + * charged lepton flavor violation in supersymmetry with bilinear r parity violation * d. f. carvalho , m. e. gmez and j. c. romo + _ departamento de fsica , instituto superior tcnico _ + _ av . rovisco pais 1 , 1049 - 001 lisboa , portugal _ + ( 1,0)140 email addresses : dani@cfif.ist.utl.pt , mgomez@cfif.ist.utl.pt , jorge.romao@ist.utl.pt
1101.4219
i
following the epoch of recombination at z @xmath61000 , the next major event in the history of the universe was its reionization by an early generation of massive stars and/or black holes . one of the major goals of modern cosmology is to understand this process : what sources were responsible and when did it occur ? observations of the cosmic microwave background with wmap show that reionization occurred at a mean redshift of 11.0@xmath71.4 ( dunkley et al . 2009 ) , while observations of absorption due to the lyman @xmath1 forest in quasars show that reionization was not quite complete until a redshift of about six ( e.g. fan et al . 2006 ) . based on the observed luminosity functions of active galactic nuclei and star - forming galaxies at the relevant redshifts , the latter appear to be the more energetically plausible source for reionization ( e.g. bouwens et al . 2010 ) . however , a major uncertainty in the contribution of star forming galaxies is the poorly constrained fraction of ionizing photons that are able to leak out of such galaxies into the intergalactic medium . bouwens et al . ( 2010 ) estimate that an escape fraction of 20% ( 60% ) is required for consistency with the wmap results at the 2@xmath8 ( 1 @xmath8 ) level . many attempts have been made to measure this escape - fraction in star - forming galaxies at low - redshift ( leitherer et al . 1995 ; hurwitz et al . 1997 ; deharveng et al . 2001 ; heckman et al . 2001 - hereafter h01 ; bergvall et al . 2006 ; grimes et al . 2009 - hereafter g09 ) , intermediate redshift ( malkan et al . 2003 , siana et al . 2007,2010 ; cowie et al . 2009 ) and high- redshift ( steidel et al . 2001 ; giallongo et al . 2002 ; fernandez - soto et al . 2003 ; inoue et al . 2005 ; vanzella et al . 2010 ) . for the most part , these measurements have only yielded upper limits , although significant escaping lyman continuum emission has been detected in 17 out of a sample of 198 lyman break and lyman @xmath1 galaxies at @xmath9 ( iwata et al . 2009 ) , consistent with earlier results for a smaller sample of lyman break galaxies ( shapley et al . in contrast , vanzella et al . ( 2010 ) found evidence for escaping lyman continuum in only 1 of 100 lyman break galaxies at z @xmath6 4 . why do only a minority of the high - z galaxies and none of the low - z galaxies show a significant leakage of ionizing radiation ? in this regard , it is instructive to note that an hi column density of only 1.6 @xmath10 @xmath11 is required to produce unit optical depth at the lyman edge . the area - averaged column densities of cold gas in star - forming galaxies are much larger , ranging from @xmath12 @xmath11 in ordinary low - redshift galactic disks to as high as @xmath13 @xmath11 in local starbursts and high - z star - forming galaxies ( kennicutt 1998 ; genzel et al . the escape of ionizing radiation must then be determined by the topology of the interstellar medium , which will in turn be strongly influenced by feedback from massive stars . it may be that rather exceptional circumstances are required to produce the required channels of very low column - density neutral gas . such processes have been extensively studied from a theoretical perspective ovre the past decade ( e.g. dove et al . 2000 ; clarke & oey 2002 ; fujita et al . 2003 ; gnedin & kravtsov 2008 ; wise & cen 2009 ; razoumov & somer - larson 2010 ; yajima et al . 2010 ) . these considerations provide the motivation of the present paper : to find local examples of galaxies in which a potentially significant fraction of the ionizing radiation may be escaping , and to then exploit the relative ease of observing such bright local objects to gain insight into the physical processes that facilitate this escape . to be able to assess the cosmological implications of the results of such an approach , it is important to observe local galaxies that most closely resemble the type of uv - bright high - redshift galaxies that are candidates for the reionization of the universe . we began such an investigation in overzier et al . ( 2009 - hereafter o09 ) , where we reported on spitzer photometry , hst imaging , and sloan digital sky survey ( sdss ) optical spectroscopy of a sample of 31 lyman break analogs ( lbas ) . these lbas are a very rare population of local galaxies that strongly resemble the high - z lyman break galaxies ( heckman et al . 2005 ; hoopes et al . 2007 ; overzier at al . 2008;2010 ; basu- zych et al . 2007;2009 ) . they are defined to have a range in far - uv luminosity ( @xmath14 l@xmath4 ) and far - uv effective surface brightness ( @xmath15 l@xmath4 kpc@xmath16 ) that are similar to typical lyman break galaxies . we showed in o09 that the morphologies of lbas as revealed in multi - band hst images fall into two distinct categories . the first class ( 25 objects ) consists of galaxies in which multiple bright complexes of clumps and knots reside in a galaxy whose disturbed morphology is suggestive of a major merger or strong tidal interaction . the second class ( six objects ) consists of galaxies whose uv image is dominated by a single extremely massive ( @xmath17 one - to - several billion @xmath18 ) and compact ( radius of - order 100 pc ) central object ( a dominant central object , or dco ) . we pointed out that the star - formation rates derived for these six galaxies based on the extinction- corrected h@xmath1 luminosities were systematically smaller than those derived from the spitzer mid - ir luminosity ( by factors of @xmath6 2 to 5 ) , and speculated that a possible explanation was that these galaxies were leaking ionizing radiation into the intergalactic medium . in this paper we test this idea using new hubble space telescope ( hst ) far - uv observations with the cosmic origins spectrograph ( cos ) of a sample of eight lbas from o09 . we will combine these new data with archival far ultraviolet spectroscopic explorer ( fuse ) data for three other lbas and for fifteen more typical uv - bright local starbursts . we will describe the sample selection in section 2 and the observations and data analysis in section 3 . we will present our results and consider their interpretation in section 4 , and summarize these results and their implications in section 5 .
the source responsible for reionizing the universe at remains uncertain . while an energetically adequate population of star - forming galaxies may be in place , it is unknown whether a large enough fraction of their ionizing radiation can escape into the intergalactic medium . attempts to measure this escape - fraction in intensely star - forming galaxies at lower redshifts have largely yielded upper limits . in this paper we present new hst cos and archival fuse far - uv spectroscopy of a sample of eleven lyman break analogs ( lbas ) , a rare population of local galaxies that strongly resemble the high - z lyman break galaxies . we combine these data with sdss optical spectra and spitzer photometry . we also analyse archival fuse observations of fifteen typical uv - bright local starbursts . these objects represent three of the four lbas that contain a young , very compact ( pc ) , and highly massive ( m ) dominant central object ( dco ) . these three objects also differ from the other galaxies in showing a significant amount of blueshifted ly emission , which may be related to the low covering factor of neutral gas .
the source responsible for reionizing the universe at remains uncertain . while an energetically adequate population of star - forming galaxies may be in place , it is unknown whether a large enough fraction of their ionizing radiation can escape into the intergalactic medium . attempts to measure this escape - fraction in intensely star - forming galaxies at lower redshifts have largely yielded upper limits . in this paper we present new hst cos and archival fuse far - uv spectroscopy of a sample of eleven lyman break analogs ( lbas ) , a rare population of local galaxies that strongly resemble the high - z lyman break galaxies . we combine these data with sdss optical spectra and spitzer photometry . we also analyse archival fuse observations of fifteen typical uv - bright local starbursts . we find evidence of small covering factors for optically - thick neutral gas in three cases . this is based on two independent pieces of evidence : a significant residual intensity in the cores of the strongest interstellar absorption - lines tracing neutral gas and a small ratio of extinction - corrected h to uv plus far - ir luminosities . these objects represent three of the four lbas that contain a young , very compact ( pc ) , and highly massive ( m ) dominant central object ( dco ) . these three objects also differ from the other galaxies in showing a significant amount of blueshifted ly emission , which may be related to the low covering factor of neutral gas . all four lbas with dcos in our sample show extremely high velocity outflows of interstellar gas , with line centroids blueshifted by about 700 km s and maximum outflow velocities reaching at least 1500 km s . we show that these properties are consistent with an outflow driven by a powerful starburst that is exceptionally compact . we speculate that such extreme feedback may be required to enable the escape of ionizing radiation from star forming galaxies .
1101.4219
r
before considering constraints on the escape of ionizing radiation , it is important to establish that an ionizing population of massive stars ( o stars ) is in fact present in our targets . the strongest spectroscopic signature of these stars is provided by the broad p - cygni profiles in the resonance transitions of highly ionized species that arise in the stellar winds ( e.g. robert et al . 1993 ; 2003 ) . the strongest such feature that is present in all our cos spectra is nv@xmath231240 . in figure 3 we show the nv profile for our eight targets and overplot the generic examples of starburst99 model spectra described above . we defer to a future paper a detailed discussion of the properties of the stellar populations in the lbas . here we merely point out that the far - uv spectra of the lbas are all consistent with a normal population of ionizing stars expected for a strong starburst . in figure 4 we show the cii@xmath231334.5 absorption - line profiles for our cos data on eight lbas . the corresponding profiles for the cii@xmath231036.3 line from the fuse data can be found in h01 and g09 . a striking result is that there is a significant residual intensity in the absorption - line profiles in four lbas ( lba0213 + 12 , lba0808 + 39 , lba0921 + 45 , and lba0926 + 45 ) . the first three objects all contain a dco . these results contrast strongly with the results in h01 and g09 in which the cii@xmath231036.3 absorption - line in the fuse data is black or nearly black at line center in all cases . to understand our approach in using the cii line as a probe of the lyman continuum , let us consider two limiting idealized cases . in the first , we assume a picket - fence model in which the far - uv source is surrounded by a population of clouds that are optically thick in both the absorption line and the lyman continuum and that cover a fraction @xmath25 of the sky as seen by the source . in this case the residual relative intensity at the core of the line ( @xmath26 ) is just @xmath27 . thus , a significant residual intensity in the line core implies a significant escape of lyman continuum radiation . in the second case we assume that the far - uv source is surrounded by a uniform shell with unit covering factor . as discussed in h01 , in this case the optical depth in the ism just below the lyman edge is related to the optical depth at the core of the absorption - line by : + 1 ) @xmath28 km s@xmath29 + where @xmath30 is the gas - phase carbon abundance scaled to the solar value of @xmath31 ( asplund et al . 2009 ) , we assume that cii is the dominant ionization state in the neutral gas , @xmath32 is the velocity dispersion in the neutral gas , and @xmath33 17 and 12 for the 1036.3 and 1334.5 lines respectively ( morton 2003 ) . since the optical depth at the lyman edge is over an order- of - magnitude larger than in the line core , in this idealized case a significant residual intensity in the core of the absorption lines is a necessary but not sufficient condition for the escape of ionizing radiation . to test these two models , we have used the set of siii absorption - lines available in the cos data . like cii , siii is the dominant ion of silicon in the neutral ism . by using lines that all arise in the same ionic species , but which span a range in oscillator strengths , a comparison of the absorption profiles among these lines allows us to estimate the optical depth and covering factor of the gas ( e.g. heckman et al . 2000 ; rupke et al . 2002 ; quider et al . 2009 ; erb et al . 2010 ) . in the case of optically - thick clouds that do not fully cover the far - uv source , the line profiles of the different transitions should look the same . in the case of a uniform shell , the residual intensity will increase with decreasing oscillator strength @xmath34 ( since @xmath35@xmath36@xmath34 ) . we will use the following transitions ( with the respective values of @xmath37@xmath34 from morton 2003 ) : si@xmath23ii1260.4 ( -1.32 ) , 1193.3 ( -1.65 ) , and 1190.4 ( -1.95).1301.2,1303.3 stellar photospheric features ( walborn et al . 1995 ; massa 1989 ) and the adjacent oi@xmath231302.2 interstellar line ) . ] for each galaxy we simultaneously fit a single gaussian profile to the three different siii lines , forcing the three lines to share a common centroid and width but allowing the normalization ( depth ) of each line to vary freely . in all four galaxies the results strongly favor the picket fence model with an implied covering factor of optically - thick clouds of about 40% for lba0213 + 12 and lba0926 + 45 , 50% for lba0808 + 39 , and 60% for lba0921 + 45 . we show these fits for the case of lba0921 + 45 in figure 5 . in principle , the sightlines that avoid the clouds could be optically - thin to the metal lines but still be optically - thick to the lyman continuum ( equation 1 ) . thus , confirmation that there is significant escaping ionizing radiation will require direct observations below the lyman edge in these cases . in the mean time we can consider whether there is other evidence for the escape of ionizing radiation in these four lbas . in o09 we highlighted the relative weakness of the extinction - corrected h@xmath1 emission - line in most of the lbas with dcos , and speculated that a significant fraction of the ionizing radiation might be escaping . this information is listed in table 2 where we compare the star - formation rates derived from the extinction - corrected h@xmath1 emission - line ( @xmath38 ) to that obtained from the sum of the total - ir and far- uv luminosity ( @xmath39 ) . it is noteworthy that three of the four objects above in which we have inferred an incomplete covering of the far - uv source by neutral clouds have the highest ratios of @xmath40 : lba0213 + 12 ( a ratio of 8.2 ) , lba0808 + 39 ( 3.0 ) , and lba0921 + 45 ( 3.2 ) . all three of these contain a dco . in contrast , the mean ratio of @xmath40 for the other five galaxies is 1.4 . _ thus , based on two independent lines of evidence , we suggest that there is a significant leakage of ionizing radiation from three of the eight lbas in our sample . _ how do these results compare to what is seen at high redshift ? there are four gravitationally - lensed high - z galaxies that have been observed with spectral resolution and signal - to - noise similar to our sample . ) , so that the line profiles are not well - resolved in individual objects ( and could miss gas with a high covering factor but low velocity dispersion ) . the stacking process itself could also smear out black , narrow components found in the spectra of individual galaxies . ] of these , the residual relative intensities of cii@xmath231334.5 , oi @xmath231302.2 , and siii @xmath23 1260.4 ( the strongest metal lines tracing the neutral ism ) are very small in ms 1512-cb58 ( pettini et al . 2002 ) , the cosmic eye ( quider et al . 2010 ) , and the 8 oclock arc ( dessauges - zavadsky et al . 2010 ) , but large ( @xmath640% ) in the cosmic horseshoe ( quider et al . in fact , the last object appears to a good example of the type of picket fence situation seen in the dcos in our sample . as discussed above , dust can also be a significant source of opacity to ionizing radiation in galaxies . following shapley et al . ( 2006 ) and g09 , we can distinguish between the absolute and relative escape fractions . the former is the actual fraction of ionizing photons that escape the galaxy , including the effect of dust . the latter neglects the effect of dust and is defined as the ratio of the fraction of escaping ionizing photons to escaping non - ionizing far - uv photons ( e.g. it measures only the effect of the photoelectric opacity of the gas ) . our measurements discussed above provide information about the relative escape fraction . given that the ratio of far - ir to far - uv fluxes for the galaxies with dcos are of - order ten , the implied absolute escape fractions will be proportionately smaller . we list our estimates for both the relative and absolute escape fractions in tables 1 ( fuse ) and 2 ( cos ) . as can be seen in figure 4 , the cii@xmath231334.5 absorption - line profiles in all the lbas are blueshifted with respect to the galaxy systemic velocity , implying a large - scale outflow of gas . further evidence for outflows is provided by the broad blue - asymmetric wings seen on the optical emission - line profiles ( o09 ) . the absorption - line profiles in figure 4 show evidence for exceptionally high outflow speeds in the dcos . to further investigate this , we turn to the si iii @xmath231206.5 feature . this is the strongest metal line that is accessed in all four dco spectra , and arises in the ionized gas . as shown in figure 6 , outflowing gas is detected at extraordinarily high velocities in all four galaxies with dcos . the flux - weighted line centroid is blueshifted by about 700 km s@xmath5 in these objects ( table 2 ) . it is difficult to determine the maximum outflow velocity because of blending with the ni@xmath231200 triplet , which lies @xmath61600 km s@xmath5 blueward of the siiii line . conservatively , the maximum outflow speed seen in the dcos reaches at least 1500 km s@xmath5 . these velocities are much higher than in the local starburst sample and in the lbas without a dco . this is shown in figure 7 where we plot the outflow speeds in the ionized gas in local starburst and lba samples _ vs. _ the star formation rate and galaxy mass ( see tables 1 and 2 ) . for galaxies with fuse data we use the ciii@xmath23977.0 and/or nii@xmath231084.0 and/or cii@xmath231036.3 lines . the outflow velocities in the dcos are also significantly larger than those typically seen in high - z galaxies . steidel et al . ( 2010 ) find line centroids that are blueshifed on - average by 164 km s@xmath5 and maximum outflow speeds that are typically @xmath6 800 km s@xmath5 for galaxies with star formation rates of @xmath41 to @xmath42 year@xmath5 . outflows from intensely star - forming galaxies are believed to be produced as gas clouds are accelerated by the ram pressure of a hot and fast wind driven by the collective thermal / kinetic energy supplied by supernovae and massive stellar winds ( e.g. heckman et al . 2000 ; veilleux et al . 2005 ; marcolini et al . 2005 ; strickland & heckman 2010 ) , and/or by radiation pressure acting on dust ( murray et al . 2005 ; 2010 ) . can the unusually high velocities seen in the dcos be explained in this way ? we consider a simple idealized model of a cloud with a column density @xmath43 accelerated outward from an initial radius @xmath44 by the ram pressure of a wind that carries momentum at a rate @xmath45 into a solid angle @xmath46 . then the terminal velocity of this cloud will be : + 2 ) @xmath47 km s@xmath5 + here the momentum flux is in units of @xmath48 dynes , the initial radius is in units of 100 pc and the cloud column density is in units of @xmath12 @xmath11 . the dco star formation rates imply momentum fluxes of this order ( leitherer & heckman 1995 ) , while the hst images yield typical dco radii of 100 pc ( o9 ) . as discussed below in section 4.6 , a column density of @xmath12 @xmath11 is a reasonable estimate for the ionized gas in these objects . the above neglects gravitational forces ( cf . wang 1995 ; martin 2005 ; murray et al . 2010 ; strickland & heckman 2010 ) . this is justified here because the typical sizes and radii of the dcos imply virial velocities of only about 200 km s@xmath5 ( much smaller than the maximal outflow speeds we observe ) . note that murray et al . ( 2010 ) conclude that outflows driven out of massive star clusters by radiation pressure will only have outflow speeds of - order the local escape velocity . this is not the case in the dcos . these considerations imply that a galactic wind driven by an extreme starburst can in principle accelerate clouds to the high velocities that we see in the dcos . the significantly higher velocities in these galaxies compared to typical starbursts can be naturally explained by the combination of a large number of massive stars confined within an unusually small radius . this leads to a very large wind ram pressure and/or radiation pressure at the launch point of the clouds . an alternative form of extreme feedback could be provided by an agn . as discussed in overzier et al . ( 2009 ) the optical spectra of the lbas with dcos may imply a composite of both an intense starburst and an obscured ( type 2 ) agn . the cos data show that the far - uv radiation in these objects is dominated by light produced by hot massive stars ( figures 2 and 3 ) , which does not rule out the presence of a type 2 agn . recent observations with xmm - newton ( jia et al . 2010 ) show that lbas with such apparently composite optical spectra are also over - luminous in the 2 - 10 kev x - ray band by factors of roughly three to thirty compared to pure starbursts of the same far - ir luminosity . they conclude that it is likely that at least some of these objects do harbor an agn , but that the overall bolometric luminosity of the galaxy is primarily due to an intense starburst . could a type 2 agn be responsible for the unusually high outflow speeds and/or the apparently low covering factor of neutral gas due to a highly ionized state of the interstellar medium ? very high outflow speeds ( many thousands of km s@xmath5 ) are commonly observed in _ unobscured _ ( type 1 ) agn ( e.g. rupke et al . 2005 ; krug et al . however these same authors show that outflows similar to those we see in the dcos ( maximium outflow speeds of at least 1500 km s@xmath5 ) are extremely rare in composite obscured - agn / starburst systems and not seen at all in `` pure '' obscured agn . they conclude that the agn can drive very high - speed outflows , but these flows are confined to a small region very near the black hole ( and are hence undetectable in type 2 agn ) . they also conclude that the agn plays little or no role in driving the large - scale outflows seen in the composite systems . it therefore seems unlikely that the high velocity outflows in the dcos are driven by an obscured agn . tremonti et al . ( 2007 ) have detected outflows at velocities ranging from 500 to 2000 km s@xmath5 in massive post - starburst galaxies at z @xmath6 0.6 . they speculate that such high velocities may require an agn - driven outflow . it is also possible that the these objects are more massive versions of the dcos in this paper . this could be confirmed by hst imaging of their galaxies . the properties of the ly@xmath1 profile are highly sensitive to the kinematics and distribution of the outflowing gas and dust in star - forming galaxies ( e.g. steidel et al . 2010 ; hansen & oh 2006 ; verhamme et al . 2006 , 2008 ; kornei et al . in figure 8 we plot the ly@xmath1 profiles for the eight lbas with cos data , and highlight one very suggestive trend . in the five cases in which the inferred relative escape fraction is small , there is very little ( if any ) ly@xmath1 emission blueward of the systemic velocity . instead , the profiles show ly@xmath1 emission redward of the systemic velocity and either pure absorption or a mix of absorption and weak emission to the blue . such profiles are typical of high - z star forming galaxies ( e.g. shapley et al . 2003 ; steidel et al . in contrast , for the three objects in which we infer a high relative escape fraction ( lba0213 + 12 , 0808 + 39 , and 0921 + 45 ) a significant fraction of the ly@xmath1 emission is blueshifted with respect to the systemic velocity . to quantify this , we have measured the net equivalent widths ( emission - absorption ) blueward and redward of the systemic velocity in these eight lbas . we define net emission ( absorption ) to have a positive ( negative ) equivalent width . we then take the ratio of the red and blue equivalent widths ( @xmath49 ) . we list the results in table 2 . for the five galaxies with low inferred escape fractions @xmath49 is either negative ( redshifted emission and blueshifted absorption ) or small and positive ( strong redshifted emission and weak blueshifted net emission ) : lba0055- 00 ( @xmath50 -0.21 ) , 0150 + 13 ( -0.78 ) , 0926 + 45 ( 0.14 ) , 0938 + 54 ( -0.17 ) , and 2103 - 07 ( 0.04 ) . for the three galaxies with high inferred escape fractions @xmath49 is of - order one and positive ( similar amounts of red- and blue - shifted emission ) : 0213 + 12 ( @xmath50 0.36 ) , 0808 + 39 ( 0.27 ) , and 0921 + 45 ( 0.75 ) . profiles with significant blueshifted emission are uncommon but not unknown in star- forming galaxies at @xmath19 2 - 3 . verhamme et al . ( 2008 ) discuss two such cases and interpret them as arising due to radiative transfer effects in a static medium . this model can not be correct for the three dcos in figure 8 because the metal lines demonstrate that the gas is rapidly outflowing ( figures 4 and 6 ) . erb et al . ( 2010 ) discuss the case of a high - z galaxy with both an outflow detected in the metal lines and a significant amount of blueshifted ly@xmath1 emission . they argue that in this case the optical depth to ly@xmath1 photons is unusually low in the foreground outflowing material and that this is naturally related to the low covering factor of neutral gas they infer in this object ( precisely the situation we see in our three galaxies ) . it is important to note that the observed uv spectral energy distributions ( seds ) of the dcos are significantly redder than the intrinsic sed of a starburst ( overzier et al . 2011 , and see table 2 ) . for a normal starburst or smc dust attenuation law ( calzetti 2001 ; leitherer et al , 2002 ) these seds imply roughly two magnitudes of dust extinction along the line - of- sight to the dco in the far - uv . this then raises a very interesting question . how can there be this much dust when the observations of interstellar absorption - lines from the neutral gas imply that such gas only covers a fraction of the far - uv source ? the answer must be that this dust is associated with _ ionized _ gas that covers most or all of the dco . this picture requires that the cores of the strongest absorption - lines due to the ionized gas should be nearly black ( unlike the case of lines from the neutral phase ) . examination of the profiles in figure 6 shows that this is the case in lba0808 + 39 ( a relative residual intensity in the siiii@xmath231206.5 line of 10% ) , lba0921 + 45 ( 7% ) , and lba2103- 07 ( @xmath243% ) . in the case of lba0213 + 12 , the relative residual intensity in this line is high ( @xmath640% ) . however , the redshift of this galaxy is large enough to shift the ciii@xmath23977.0 line into the cos g130l spectrum . this should be the strongest interstellar line due to ionized gas , and as such provides the most sensitive probe . although the data are noisy , the relative residual intensity in this line is small ( 10% or less ) . thus , in this galaxy the siiii line is optically thin , while the ciii line is optically thick . we therefore conclude that the ionized gas has a near - unit covering factor in the dcos . one plausible physical model would be that the neutral gas represents the denser cores of clouds being accelerated by the wind , while the ionized gas represents a lower density halo of gas and dust surrounding the cloud core and which is being ablated by the wind and photoionized by the intense radiation field ( e.g. marcolini et al . 2005 ) . can the dco photoionize a column of gas with the required amount of dust ? elementary considerations of photoionization equilibrium imply that a source of radiation can photoionize a stromgren slab with a column density given by : + 3 ) @xmath51 @xmath11 + where @xmath52 is the dimensionless ionization parameter defined as the ratio of the density of ionizing photons to electrons in the slab . in order for a significant fraction of ionizing photons to escape , the actual gas column must be less than this value ( to provide matter - bounded conditions ) . the optical depth due to dust in the far - uv ( 1500 ) is related to the gas column density by : + 4 ) @xmath53 @xmath11 + where the coefficients refer to an smc ( starburst ) dust attenuation law ( leitherer et al . 2002 ) and we assume that the dust - to - gas ratio is proportional to the metallicity . the lbas with dcos all have gas - phase oxygen abubdances close to solar ( o09 ) and the line - of - sight reddening implies @xmath54 2 . thus , to explain the line - of - sight reddening towards the dcos in a matter - bounded situation we need @xmath55 . alternatively , the optical depth at the lyman edge due to neutral hydrogen in ( mostly ) ionized gas with a column density @xmath56 is given by : + 5 ) @xmath57 + for @xmath58 @xmath11 , we require @xmath59 for @xmath35@xmath60 . is this plausible ? heckman , armus , & miley ( 1990 ) and lehnert & heckman ( 1996 ) showed that the observed radial gas density profiles seen in the optical emission - line nebulae in starburst winds are consistent with theoretical expectations for photoionized clouds exposed to the ram - pressure of the hot wind fluid ( chevalier & clegg 1985 ) . it is straightforward to show that in this case the ionization parameter in the clouds is given by : + 6 ) @xmath61 + where @xmath62 is the wind momentum flux in units of 10@xmath63 dynes and @xmath64 is the starburst ionizing photon production rate ( in units of 10@xmath65 sec@xmath66 ) . the ionizing photons are produced by the most massive stars with lifetimes @xmath24 4 myr , while the momentum in the starburst wind derives primarily from supernovae ( whose progenitors have lifetimes of @xmath24 40 myr ) . in equilibrium ( e.g. a constant rate of star formation for longer than 40 myr ) , @xmath67 0.5 and so @xmath68 . more generally , this ratio will be time dependent . for example , values of @xmath69 are associated with constant star formation for a duration less than 20 myr and for an age @xmath24 4 myr in an instantaneous burst . these ages are consistent with current constraints on the dcos ( o09 and see figure 3 ) . we therefore conclude that it is feasible for the dcos to photoionize a matter - bounded column of gas that is sufficient to contain enough dust to produce the observed reddening and the inferred attenuation of the far - uv continuum and yet have a photoelectric opacity at the lyman edge that is less than one .
we find evidence of small covering factors for optically - thick neutral gas in three cases . this is based on two independent pieces of evidence : a significant residual intensity in the cores of the strongest interstellar absorption - lines tracing neutral gas and a small ratio of extinction - corrected h to uv plus far - ir luminosities .
the source responsible for reionizing the universe at remains uncertain . while an energetically adequate population of star - forming galaxies may be in place , it is unknown whether a large enough fraction of their ionizing radiation can escape into the intergalactic medium . attempts to measure this escape - fraction in intensely star - forming galaxies at lower redshifts have largely yielded upper limits . in this paper we present new hst cos and archival fuse far - uv spectroscopy of a sample of eleven lyman break analogs ( lbas ) , a rare population of local galaxies that strongly resemble the high - z lyman break galaxies . we combine these data with sdss optical spectra and spitzer photometry . we also analyse archival fuse observations of fifteen typical uv - bright local starbursts . we find evidence of small covering factors for optically - thick neutral gas in three cases . this is based on two independent pieces of evidence : a significant residual intensity in the cores of the strongest interstellar absorption - lines tracing neutral gas and a small ratio of extinction - corrected h to uv plus far - ir luminosities . these objects represent three of the four lbas that contain a young , very compact ( pc ) , and highly massive ( m ) dominant central object ( dco ) . these three objects also differ from the other galaxies in showing a significant amount of blueshifted ly emission , which may be related to the low covering factor of neutral gas . all four lbas with dcos in our sample show extremely high velocity outflows of interstellar gas , with line centroids blueshifted by about 700 km s and maximum outflow velocities reaching at least 1500 km s . we show that these properties are consistent with an outflow driven by a powerful starburst that is exceptionally compact . we speculate that such extreme feedback may be required to enable the escape of ionizing radiation from star forming galaxies .
0909.0552
i
bridgeland introduced the notion of a stability condition on a triangulated category @xmath5 in @xcite and proved that the set of locally - finite stability conditions forms a complex manifold @xmath6 . this space provides a geometric picture of many aspects of the category and carries a natural action of its automorphisms . each stability condition determines an abelian heart in the triangulated category . if we denote the subset of locally - finite stability conditions with heart @xmath1 by @xmath0 then the @xmath0 partition @xmath6 . if the heart @xmath1 has finite length and @xmath2 simple objects then @xmath7 where @xmath8 in this case @xmath9 is non - empty and of codimension one when @xmath3 is a simple left tilt of @xmath1 ( * ? ? * lemma 5.5 ) , i.e. when @xmath3 is obtained from @xmath1 by tilting in the sense of @xcite at a torsion theory generated by a simple object . we generalise this result as follows . fix a heart @xmath1 and assume that any heart obtained from it by a finite sequence of simple tilts has finite length and finitely many indecomposable objects . in particular each of these hearts therefore has finitely many simple objects and finitely many torsion theories . in this case we show that @xmath10 if and only if @xmath3 is the left tilt of @xmath1 at some torsion theory . the codimension of the intersection is governed by the size of the torsion theory , lower codimension corresponding to a smaller torsion theory ( see corollary [ intersection corollary ] for a precise statement ) . proposition [ constraints ] says that points in the boundary of @xmath11 correspond to limiting central charges of stability conditions in @xmath0 for which the central charge of no semi - stable object vanishes . furthermore , the union of subsets of stability conditions with hearts obtained from @xmath1 by sequences of simple tilts forms a connected component of @xmath6 ( theorem [ component thm ] ) . together these results yield a description of a component of @xmath6 in terms of the combinatorics of tilting in @xmath5 . in brief , [ torsion theories ] , [ tilting ] and [ tilting at simples ] provide the necessary background on the relation between @xmath12-structures , torsion theories and tilting in triangulated categories . [ stability conditions ] recalls the definition and basic properties of stability conditions . this material is standard and is included for expository purposes only . the main results , outlined above , are in [ main results ] . they are illustrated in [ constructible ] in which we compute ( a component of ) the space of stability conditions on the constructible derived category of @xmath13 stratified by a point and its complement . ( algebraists may prefer to view this example as the derived category of representations of the bound quiver @xmath14_c & \cdot \ar@/{}_{.5pc}/[l]_v } \qquad vc=0\ ] ] and symplectic geometers as the subcategory of the derived asymptotic fukaya category of @xmath15 generated by the zero section and a cotangent fibre . ) this example is sufficiently simple to allow explicit computation and yet complicated enough to exhibit all the interesting features of the results . finally [ coherent ] discusses the contrasting case of coherent sheaves on @xmath13 , following the detailed treatment in @xcite . in this example the hearts do not have finitely many indecomposables and we no longer obtain an entire component of the space of stability conditions by iterating simple tilts . i m grateful to ivan smith and michael butler for several helpful conversations and to tom bridgeland for his comments and for pointing me towards the example of coherent sheaves on @xmath13 as a useful counterpoint . i am indebted to the referee who spotted several gaps and errors in the original version .
the space of stability conditions on a triangulated category is naturally partitioned into subsets of stability conditions with a given heart . if has finite length and simple objects then has a simple geometry , depending only on . furthermore , bridgeland has shown that if is obtained from by a simple tilt , i.e. by tilting at a torsion theory generated by one simple object , then the intersection of the closures of and has codimension one . suppose that , and any heart obtained from it by a finite sequence of ( left or right ) tilts at simple objects , has finite length and finitely many indecomposable objects . then we show that the closures of and intersect if and only if and are related by a tilt , and that the dimension of the intersection can be determined from the torsion theory . in this situation the union of subsets , where is obtained from by a finite sequence of simple tilts , forms a component of the space of stability conditions . we illustrate this by computing ( a component of ) the space of stability conditions on the constructible derived category of the complex projective line stratified by a point and its complement .
the space of stability conditions on a triangulated category is naturally partitioned into subsets of stability conditions with a given heart . if has finite length and simple objects then has a simple geometry , depending only on . furthermore , bridgeland has shown that if is obtained from by a simple tilt , i.e. by tilting at a torsion theory generated by one simple object , then the intersection of the closures of and has codimension one . suppose that , and any heart obtained from it by a finite sequence of ( left or right ) tilts at simple objects , has finite length and finitely many indecomposable objects . then we show that the closures of and intersect if and only if and are related by a tilt , and that the dimension of the intersection can be determined from the torsion theory . in this situation the union of subsets , where is obtained from by a finite sequence of simple tilts , forms a component of the space of stability conditions . we illustrate this by computing ( a component of ) the space of stability conditions on the constructible derived category of the complex projective line stratified by a point and its complement .
0908.2263
c
the bright stellar content of the nearby ( d @xmath127 mpc ) s0 galaxy ngc 5102 has been surveyed with the wircam and megacam imagers on the cfht . with the exception of the crowded central regions of the galaxy , the megacam data cover all of ngc 5102 , while the wircam data are spatially complete out to r@xmath128 kpc . this is the first published study of the stellar content of ngc 5102 at near - infrared wavelengths , and the data have been used to probe the spatial distribution of stars , with particular emphasis on the outer regions of the galaxy . structural information of this nature will provide insights into the past evolution of ngc 5102 , and may identify the trigger of the elevated star - forming activity that occured within the past 1 gyr . there is a large body of literature that deals with the properties of gas - poor disks , and most of the papers focus on the higher mass kindred of ngc 5102 . given that the current paper deals with only a single galaxy , no attempt is made to present a comprehensive review of the literature on s0 galaxies . rather , we simply note here that it is broadly accepted that the progenitors of s0 galaxies are spiral galaxies that have experienced gas depletion . there is an environmental dependence ( e.g. butcher & oemler 1984 ) , and the mechanism causing gas removal has been the subject of much debate , focusing on galaxy - galaxy interactions ( e.g. lavery & henry 1988 ) , or infall from the field into an area with a dense intergalactic medium ( e.g. van dokkum et al . 1998 ) . an active nucleus may also drive gas from a galaxy ( e.g. silk 2005 ; silk & norman 2009 ) , although this is expected to be restricted to disk systems that have massive spheroids . of course , it is possible that not all s0s were subjected to the same gas - removal mechanism . low surface brightness structures such as those found here in the vicinity of ngc 5102 may prove challenging to detect in more distant s0 galaxies , and so ngc 5102 may play an important role for investigating the formation and evolution of gas - depleted disks . this being said , the reader is reminded that some characteristics of ngc 5102 are not typical of s0 galaxies . these include its intrinsic faintness ( m@xmath129 ; karachentsev et al . 2002 ) , the blue central colors and deep balmer absorption lines ( gallagher et al . 1975 ) , the modest total dust mass ( van woerden et al . 1993 ) , the low number of x - ray binaries , and the low globular cluster specific frequency ( kraft et al . 2005 ) . in regards to the modest intrinsic brightness and blue central colors of ngc 5102 , bedregal et al . ( 2008 ) investigate the spectroscopic properties of fornax cluster s0 galaxies that span a range of masses , and find a trend between luminosity - weighted central age and galaxy mass , in the sense that lower mass s0 s have younger central ages . the blue central colors of ngc 5102 may thus be tied to its modest mass . [ [ tracing - star - formation - in - ngc-5102-the - recent - past - and - the - immediate - future ] ] tracing star formation in ngc 5102 : the recent past and the immediate future ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ there is only a modest number of resolved bright ms stars and rsgs throughout the disk of ngc 5102 , demonstrating the low sfr during the past @xmath130 myr . the majority of young stars are in the southern half of the galaxy , which is where the only hii regions are located . this is also where the hi density is highest and there are hi clumps ; for comparison , hi in the northern part of the ngc 5102 disk is more uniformly distributed , with a lower mean density ( van woerden et al . 1993 ) . the hi distribution strongly suggests that barring some external influence the part of the disk that is presently south of the galaxy center will continue to be the dominant area of star formation for time scales of at least a few disk crossing times . rsgs and agb stars span a much wider range of ages than the brightest ms stars , and these objects are more uniformly distributed throughout the disk of ngc 5102 than bright ms stars . this indicates that star formation within the past @xmath131 gyr was not restricted to selected locations in the disk . indeed , the number densities of frsg / bagb stars at intermediate radii along the northern and southern arms of the major axis are similar , indicating that the northern and southern parts of the galaxy had similar time - averaged sfrs @xmath131 gyr in the past . the number counts of objects that are classified as frsg / bagb stars suggest that the light profile of the ngc 5102 disk does not follow a single power law , but breaks to a shallower profile near r@xmath132 kpc ( 5.5 6.7 disk scale lengths ) . the error bars in the frsg / bagb counts are significant at large radii , and background galaxies that at an angular resolution of roughly an arcsec are unresolved introduce a considerable source of uncertainty . still , the majority of early - type disk galaxies have light profiles that become shallower at large radii ( pohlen & trujillo 2006 ) . the spatial distribution of oagb stars , selected from the wircam data , is more compact than that of the frsg / bagb stars . given that the oagb stars tend to be older than those in the frsg / bagb sample , then this suggests that the outer disk of ngc 5102 has a younger mean age than the inner disk . this is similar to what is seen in m81 , where the structural properties of the outer disk have almost certainly been affected by interactions with m82 ( davidge 2009 ) . stars along the major axis of ngc 5102 , which presumably belong to the disk , can be traced out to r@xmath133 kpc , or @xmath134 disk scale lengths , in the southern half of the galaxy . this indicates that the disk may extend to a greater distance than was estimated by davidge ( 2008a ) , who used rgb star counts along the minor axis to trace the disk out to a de - projected radius of @xmath16 kpc . clumpiness in the outer disk of ngc 5102 may explain why the disk radius estimated made by davidge ( 2008a ) along the minor axis differs from that found here . the distribution of frsg / bagb stars in figure 8 indicates that there is structure in the outer disk of ngc 5102 , with a marked concentration of objects along the south west semi - major axis ( 4.3 ) . the disk of ngc 5102 is also markedly warped at large radii in the northern portion of the galaxy . this is evident in the hi map of van woerden et al . ( 1993 ) , where the hi distribution veers to the north west of the northern arm of the major axis as extrapolated from smaller r@xmath33 . oagb stars follow the hi warp . a cluster of background galaxies could masquerade as the southern extension of the ngc 5102 disk , although such a cluster would have to be positioned fortuitously along the major axis of ngc 5102 . deep images with angular resolutions of the order 0.1 arcsec or better will provide the data needed to confirm the nature of the objects that define the low surface brightness structures along the major axis of ngc 5102 . if , as suggested here , the structures are made up of stars that belong to the disk of ngc 5102 , as opposed to background galaxies , then the projected density of extended objects in these structures will be comparable to that in other parts of the area around ngc 5102 . on the other hand , if high angular resolution observations detect an excess population of galaxies then the frsg / bagb counts will need to be re - visited . [ [ the - nature - of - the - agb - concentration - near - the - center - of - ngc-5102-star - cluster - or - satellite ] ] the nature of the agb concentration near the center of ngc 5102 : star cluster or satellite ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ the kpc - sized concentration of agb stars immediately to the west of the galaxy center is the most prominent structure found in the vicinity of ngc 5102 , and the nature of this feature is of considerable importance for understanding the recent evolution of ngc 5102 . the relatively blue @xmath30 colors of the majority of agb stars in this area ( 5 ) suggest that this was probably an area of localized star formation in the not - to - distant past . the physical coincidence with a probable superbubble ( mcmillan et al . 1994 ) suggests that star formation may have continued in this stellar concentration up to within the past few tens of myr , and hi is concentrated in this area ( van woerden et al . deeper images should reveal a population of intermediate age ms stars in the agb concentration with a spatial density that is roughly twice that on the eastern side of the disk . the age measured from the main sequence turn off of this stellar concentration will provide a means of timing star burst activity in ngc 5102 . two possible origins for the agb concentration are considered here . one is that the agb concentration is a large cluster in the disk of ngc 5102 . an awkward aspect of this interpretation is that much of the most recent star - forming activity during intermediate epochs in ngc 5102 would have been concentrated in a single region of the disk that is offset from the center of the galaxy . this is not typical for starburst systems , where star formation tends to be centered on the nucleus ( e.g. kewley , geller , & barton 2006 , and references therein ) . still , if the star cluster interpretation is correct then it can not be older than @xmath11 gyr . the crossing time of the ngc 5102 disk is on the order of a few hundred myr , and coherent structures might be expected to dissipate after a few crossing times , due to kinematic heating by interactions with large gas clouds and other star clusters . the difference in colors between the brightest m giants in the disk to the east of the galaxy center and the agb concentration ( figure 6 ) is qualitatively consistent with a relatively ` young ' age for the agb concentration , although it is difficult to assign a reliable absolute age from these data alone . the second interpretation is that the stellar concentration is a satellite galaxy seen in projection against ( or behind ) the disk . kraft et al . ( 2005 ) hypothesize that a gas - rich dwarf galaxy triggered the large episode of star formation in ngc 5102 during intermediate epochs . a long - recognized difficulty with this hypothesis is that ngc 5102 is in an isolated environment . using distances measured by karachentsev et al . ( 2007 ) , the nearest known neighbor of ngc 5102 is the barred spiral galaxy eso383-g087 , which is at a distance of @xmath135 mpc . the satellite interpretation of the agb concentration is thus attractive as it provides a trigger for the burst of star formation in ngc 5102 . comparatively easy tests of the satellite hypothesis are that ( 1 ) a satellite would have left a trail of material as it was disrupted , and this trail might still be visible , and ( 2 ) ngc 5102 should show signs of having experienced a recent interaction . while ambiguous stellar streams have not been detected near ngc 5102 , there are two _ possible _ tidal remnants . the grouping of stars along the minor axis could be the remnant of an interaction involving a satellite with an orbit that was perpendicular to the disk plane . the integrated brightness of the three minor axis pixels in figure 8 that breech the @xmath118 threshold is v @xmath136 , such that m@xmath137 , which is @xmath138 of the integrated brightness of ngc 5102 . mori & rich ( 2007 ) model interactions in which satellites with masses that are no more than a few percent of the total mass of m31 pass through the central regions of m31 . while caution should of course be exercised when extending these results to ngc 5102 , some broad conclusions are worth noting . the satellite is significantly disrupted , and its stars are distributed throughout the extraplanar environment , forming distinct streams and shells during the first @xmath11 gyr . the disk of m31 is not affected significantly as long as the satellite has a mass that is less than @xmath138 of that of the galaxy . a few gyr after the first interaction the extraplanar region is dominated by a diffuse component , with little evidence of streams and shells . the clumpy structures found in the outer disk of ngc 5102 are reminiscent of the extended outer disk of m31 ( ibata et al . 2005 ) . based on its disk - like stellar content , faria et al . ( 2007 ) argue that the m31 ` cluster ' g1 , which falls along the major axis of m31 , might actually be a fragment of the m31 disk that was pulled from the disk during a past interaction . richardson et al . ( 2008 ) find that the stellar content throughout the outer disk of m31 is highly uniform , and argue that the extended disk may be the consequence of the heating and disruption of the thin disk of m31 by a satellite . an extended disk formed in this manner may stay in place for many gyr given the long mixing times in the outer regions of galaxies ( e.g. johnston , hernquist , & bolte 1996 ) . it is further worth noting that the ring - like hi distribution in ngc 5102 is reminiscent of the distribution of gas and dust in m31 , which simulations suggest may be the result of a smaller companion ( presumably m32 ) passing through the disk ( e.g. block et al . the warping of the ngc 5102 disk , which is seen in both the hi and stellar distributions , may also be the consequence of a tidal encounter . there are other tests of the satellite hypothesis , but they will prove challenging to implement . a satellite galaxy would probably contain a substantial old population , with a metallicity that may be distinct from that of ngc 5102 . however , such a population would prove difficult to detect given that the proposed satellite is viewed against / through the crowded inner regions of ngc 5102 . another test is that the radial velocities of stars in the cluster and the disk may differ . an obvious difficulty is that an investigation of the velocities of even the most luminous stars will require larger telescopes than those currently available . this being said , the agb concentration is coincident with a localized peak in the hi distribution , and this feature is not kinematically distinct in hi channel maps ( van woerden et al . 1993 ) . a large velocity difference between ngc 5102 and the supposed satellite may not be present today , as dynamical friction will act to harmonize the kinematic properties of stars in the satellite with those in ngc 5102 , although this may require very long time scales depending on the orbital geometry and relative system masses ( e.g. colpi , mayer , & governato 1999 ) . in 6.3 the collection of stars at a projected galactocentric distance of @xmath114 kpc on the south east minor axis of ngc 5102 was discussed in the context of it being a possible tidal remnant . in this section we consider another possible origin for this structure . galaxies with elevated sfrs may experience outflows , and this can have an impact on their surroundings . the outflow from m82 may trigger star formation in its extraplanar regions ( e.g. davidge 2008c , d ) , as the wind interacts with circumgalactic clouds that presumably were tugged from m82 and/or m81 as they interacted , or condensed from material that was ejected from m82 by winds . the features identified as the ` cap ' ( devine & bally 1999 ) and m82 south ( davidge 2008d ) are perhaps the most obvious signatures of the interplay between the m82 outflow and surrounding material . the ism of ngc 5102 shows only marginal evidence for an outflow at the present day ( shwartz et al . 2006 ) , although kraft et al . ( 2005 ) find diffuse x - ray emission in the central 1 kpc of ngc 5102 , which they attribute to a superbubble that is powered by sne associated with the most recent burst of star - forming activity . however , the sfr in ngc 5102 during intermediate epochs was probably sufficient to power a galaxy wind ( 7.3 of davidge 2008a ) . could the diffuse stellar component along the south east minor axis of ngc 5102 have formed in such an outflow ? an outflow origin for these stars provides a natural explanation for their location along the minor axis of ngc 5102 . however , such structures will probably not be long - lived , and will probably be disrupted over a few orbital timescales around ngc 5102 ( i.e. within @xmath11 gyr ) . there would also have to be a large diffuse gas component surrounding ngc 5102 , and no evidence for this has been found . finally , with m@xmath139 ( 6.3 ) the minor axis structure would be much larger than the largest outflow cluster in m82 ( davidge 2008d ) . thus , while an outflow origin for these stars can not be ruled out , this possibility appears to be unlikely .
the spatial distribution of stars in the nearby s0 galaxy ngc 5102 is investigated using images obtained with wircam and megacam on the canada - france - hawaii telescope . with the exception of gaps between detector elements , the entire galaxy is surveyed in and , while the and data extend out to r kpc , which corresponds to almost 7 disk scale lengths . rsgs and bright agb stars are traced out to a radius of 14 kpc ( 15.6 scale lengths ) along the southern portion of the major axis , while a tentative detection is also made of bright agb stars at a projected distance of kpc along the south east minor axis .
the spatial distribution of stars in the nearby s0 galaxy ngc 5102 is investigated using images obtained with wircam and megacam on the canada - france - hawaii telescope . with the exception of gaps between detector elements , the entire galaxy is surveyed in and , while the and data extend out to r kpc , which corresponds to almost 7 disk scale lengths . a modest population of main sequence ( ms ) stars with m and ages myr are detected throughout the disk , with the majority located in the southern half of the galaxy . the stellar disk in the northern half of the galaxy is warped , following structure that is also seen in hi . objects with photometric properties that are consistent with those of bright agb stars are seen throughout the disk , and the ratio of c stars to bright m giants is consistent with an overall increase in the star formation rate within the past 1 gyr . star - forming activity during the interval gyr was more centrally concentrated than during the past myr . the structure of the disk changes near r kpc ( 5.5 disk scale lengths ) , in the sense that the radial surface density profile defined by red supergiants ( rsgs ) and bright agb stars levels off at larger radii . rsgs and bright agb stars are traced out to a radius of 14 kpc ( 15.6 scale lengths ) along the southern portion of the major axis , while a tentative detection is also made of bright agb stars at a projected distance of kpc along the south east minor axis . a large clump of agb stars that subtends arcmin is identified to the west of the galaxy center . it is argued that this is the remnant of a companion galaxy that triggered past episodes of elevated star - forming activity . = 1.0 cm
1510.02622
i
the current knowledge and main ideas of the structure , formation , evolution of the milky way bulge are under debate and in rapid development , mainly due to the recent large amount of new observations of kinematics , photometry , and abundances of bulge stars , as well as sophisticated modelling and interpretation . the milky way bulge or bulge / bar can nowadays be seen upon as the inner structure of the bar @xcite and is certainly a complex environment . it might be a composite system with a mixture of different populations , similarly to many bulges at low redshift @xcite . for recent reviews of the milky way bulge , see @xcite , @xcite , and @xcite . originally , it was thought that the milky way bulge was a classical bulge formed by an initial collapse , with an early , rapid , and intense star formation , in an inside - out formation scenario ( e.g. * ? ? ? * ) , or through accretion of substructures and/or large violent merger events in the @xmath8cdm scenario ( e.g. * ? ? ? * ; * ? ? ? however , the observational evidence for a classical bulge has weakened and the classical contribution seems to be small @xcite , see however the discussions in @xcite and @xcite . at present , a range of observations points toward a complex situation which may be consistent with multiple components / populations or gradients within populations ( e.g. * ? ? ? * ; * ? ? ? * ; * ? ? ? * ; * ? ? ? on the one hand , kinematic surveys , e.g. @xcite and @xcite are strongly consistent with the bar / x - structure being the predominant population by mass ( see also * ? ? ? * ) . however , there are strong correlations observed between abundances and kinematics , which pose challenges to any unified picture ( e.g. * ? ? ? * ; * ? ? ? * ; * ? ? ? * ; * ? ? ? according to the chemical evolution models of @xcite , the modelled spheroidal component formed rapidly on a short timescale via an intense burst of star formation in a classical gravitational gas collapse , and the component created by bar evolution formed later on a longer time scale . note , however , that much of the metal - rich component has elevated alphas ( * ? ? ? * ; * ? ? ? * see also this work ) . the nature of these components are not certain ( see e.g. * ? ? ? * ) and associating them with specific formation scenarios should be done with caution @xcite . important diagnostics for discriminating between models of bulge formation and evolution are _ ( i ) _ @xmath0-abundance trends with metallicity , and _ ( ii ) _ spatial abundance - gradients in the bulge : _ ( i ) _ abundance trends can set constraints on the formation time - scales of the different components @xcite . the dynamics and abundance trends of bulge stars from the metal - poor component ( even though there are differences , see e.g. * ? ? ? * ) point to similarities especially with the ( local ) thick disk ( e.g. * ? ? ? * ; * ? ? ? @xcite show that from a chemical point of view , an inside - out formation , modelled with a initial collapse , be it a due to an early star burst in a disk , a classical bulge , or a thick disk , fits the chemical data . large samples with chemistry and dynamics are needed in order to constrain the formation in detail . _ ( ii ) _ abundance gradients are important outcomes of formation models . there is observational evidence that there is a metallicity gradient from @xmath9 to @xmath10 latitude ( e.g. * ? ? ? * ; * ? ? ? * ; * ? ? ? * ; * ? ? ? * ; * ? ? ? * ) , but the origin of this is debated . it could either reflect varying relative proportions of the different components @xcite or it could reflect an intrinsic metallicity gradient produced by the bar due to an original disk gradient @xcite . within @xmath11 , only a few investigations of the metallicity distribution based on stellar spectra at medium- and high resolutions exist . the galactic centre ( gc ) and the region defined by the inner few hundred parsecs have escaped detailed study of stellar abundances and abundance gradients from giants , due to the extreme optical obscuration , resulting in only a handful studies in the literature . @xcite provide evidence for a break in the gradient , being absent with a narrow metallicity distribution at [ fe / h]@xmath12 between @xmath13 and @xmath14 to the south of the galactic centre . these studies are based on @xmath15 spectroscopy of 50 giants observed in the h band . recently , @xcite found a double - peaked distribution with peaks at slightly sub - solar and super - solar metallicities at a northern latitude of @xmath16 , based on medium - resolution spectra of 112 stars in the field . @xcite and @xcite obtained k - band spectra of the supergiant population in the galactic center , finding [ fe / h]@xmath17 , with a narrow dispersion . recently , @xcite also find a metallicity peak in the galactic centre at [ fe / h]@xmath18 , but with a slightly larger spread , also from k - band spectra . all these galactic centre studies are based on approximately 10 stars each , so caution should be exercised when drawing conclusions . recently , @xcite determined metallicities of 83 giants within the inner 1 pc of the galactic center , based on low - resolution ifu spectra ( @xmath19 ) , and found an surprisingly large dispersion ( @xmath20[fe / h]@xmath21 ) . high - resolution spectra are needed to validate these results . in this paper , we will discuss these issues for the inner bulge , within a projected distance of 300 pc ( @xmath22 ) from the center of the galaxy . to overcome the extreme optical extinction in these regions , we observe all our stars at @xmath23@xmath2 . the extinction in the k band is a factor of 10 lower that in the v band @xcite . the large crowding of stars can be dealt with thanks to adaptive optics . to ensure a detailed abundance analysis , we record our spectra with high spectral resolution . we will be able to link the galactic center and the bulge by analysing similar stars and using the same analysis techniques including the same spectral region and high spectral resolution , which to our knowledge has not really been done before . the luminosity and temperature ranges of our stars in the galactic center and the other two fields is similar as well . as presented in @xcite , we also argue that this population is at least 1 gyr old , with no substantial membership from the youngest 10 myr stars .
the structure , formation , and evolution of the milky way bulge is a matter of debate . important diagnostics for discriminating between models of bulge formation and evolution include-abundance trends with metallicity , and spatial abundance and metallicity gradients . due to the severe optical extinction in the inner bulge region , only a few detailed investigations have been performed of this region . here we aim at investigating the inner 2 degrees of the bulge ( projected galactocentric distance of approximately 300 pc ) , rarely investigated before , by observing the [/fe ] element trends versus metallicity , and by trying to derive the metallicity gradient in the region . we could interpret this as a continuation of the metallicity gradient established further out in the bulge , but due to the low number of stars and possible selection effects , more data of the same sort as presented here is necessary to conclude on the inner metallicity gradient from our data alone .
the structure , formation , and evolution of the milky way bulge is a matter of debate . important diagnostics for discriminating between models of bulge formation and evolution include-abundance trends with metallicity , and spatial abundance and metallicity gradients . due to the severe optical extinction in the inner bulge region , only a few detailed investigations have been performed of this region . here we aim at investigating the inner 2 degrees of the bulge ( projected galactocentric distance of approximately 300 pc ) , rarely investigated before , by observing the [/fe ] element trends versus metallicity , and by trying to derive the metallicity gradient in the region . [/fe ] and metallicities have been determined by spectral synthesis of 2 spectra of 28 m - giants in the bulge , lying along the southern minor axis at , , and . these were observed with the crires spectrometer at the _ very large telescope , vlt _ at high spectral resolution . low - resolution k - band spectra , observed with the isaac spectrometer at the _ vlt _ , are used to determine the effective temperature of the stars . we present the first connection between the galactic center and the bulge using similar stars , high spectral resolution , and analysis techniques . the [/fe ] trends in all our three fields show a large similarity among each other and with trends further out in the bulge . all point to a rapid star - formation episode in the bulge . we find that there is a lack of an [/fe ] gradient in the bulge all the way into the centre , suggesting a homogeneous bulge when it comes to the enrichment process and star - formation history . we find a large range of metallicities from}<+0.3 $ ] , with a lower dispersion in the galactic center :}<+0.3 $ ] . the derived metallicities of the stars in the three fields get , in the mean , progressively higher the closer to the galactic plane they lie . we could interpret this as a continuation of the metallicity gradient established further out in the bulge , but due to the low number of stars and possible selection effects , more data of the same sort as presented here is necessary to conclude on the inner metallicity gradient from our data alone . our results firmly argues for the center being in the context of the bulge rather than very distinct .
1510.02622
r
in table [ abund ] we present our abundances : metallicities , [ fe / h ] , and the @xmath0-element abundances of [ mg / fe ] and [ si / fe ] . we have normalised our derived abundances to the solar abundances of @xcite : @xmath95 , @xmath96 , and @xmath97 . we have redetermined the abundances for the galactic center stars of @xcite , in order to be homogenous with the other fields . they only change slightly , in most cases by much less than 0.1 dex , but in a few cases by more than that , which demonstrates that systematic uncertainties can be of that order for stars of low signal - to - noise , or heavy line density in the spectrum . lccc gc1 & 0.19 & & 1.72 + gc20 & 0.00 & & 0.96 + gc22 & 0.12 & & 1.49 + gc25 & 0.34 & & 1.71 + gc27 & 0.16 & & 1.58 + gc28 & 0.06 & & 1.29 + gc29 & 0.14 & & 1.55 + gc37 & 0.15 & & 1.41 + gc44 & 0.08 & & 1.57 + bm1 - 06 & 0.04 & & 1.53 + bm1 - 07 & @xmath250.45 & & 1.06 + bm1 - 08 & @xmath250.06 & & 0.96 + bm1 - 10 & 0.01 & & 1.18 + bm1 - 11 & @xmath250.01 & & 1.20 + bm1 - 13 & 0.00 & & 0.71 + bm1 - 17 & 0.21 & & 1.27 + bm1 - 18 & @xmath250.00 & & 1.29 + bm1 - 19 & 0.09 & & 0.90 + bm2 - 01 & 0.06 & & 1.03 + bm2 - 02 & @xmath250.03 & & 1.02 + bm2 - 03 & 0.17 & & 1.48 + bm2 - 05 & 0.11 & & 1.67 + bm2 - 06 & @xmath250.30 & & 0.49 + bm2 - 11 & @xmath250.10 & & 0.85 + bm2 - 12 & 0.06 & & 1.22 + bm2 - 13 & 0.05 & & 1.17 + bm2 - 15 & 0.04 & & 1.31 + bm2 - 16 & 0.25 & & 1.58 + bd-012971 & @xmath250.03 & & 0.95 + 142173 & 0.02 & & 0.99 + 171877 & 0.05 & & 0.97 + 225245 & 0.08 & & 1.02 + 313132 & 0.38 & & 1.52 + 343555 & @xmath250.01 & & 0.96 + hd 787 & @xmath250.08 & & 0.82 + we have not determined the c and n - abundances for our stars since we do not have any co lines in our wavelength range . however , we have numerous cn lines that we need to fit in the spectral synthesis in order to take blends into account properly . we have therefore determined the c and n abundances such that these are synthesised properly . since the c and n abundances are degenerate , we have determined one of them for a given typical abundance of the other . this means that our carbon or nitrogen abundances are not necessarily the stellar abundances , but rather merely the values we need in combination with the given n or c abundances , respectively , to fit the cn lines . in the second column in table [ cn ] we thus provide the [ c / fe ] abundance that is required to fit the cn lines for a given typical n enhancement for heavily cn - cycled red giants , [ n / fe]@xmath84 @xcite . we see that the carbon abundances , in this case , are more than scaled solar , which is not expected for these type of giants @xcite . in the third column in the table , conversely , the [ n / fe ] abundance that is required to fit the cn lines for a given typical c depletion , [ c / fe]@xmath85 @xcite , are provided . in order to fit the cn lines , in this case , unexpectedly high intrinsic nitrogen abundances are needed . there thus seems to be an indication that we need a high [ c+n / fe ] abundance in these bulge stars , but also our thick disk stars . we note that @xcite measure the c , n , and o abundances in m giants in the inner bulge and find typical red giant values . in @xcite the c , n , and o abundances are also measured from co , cn , and oh lines , which we can not do in the present spectra , and they find only slightly enhanced [ c+n / fe ] for k giants . we find a more extreme change of the c and n abundances , more resembling arp4203 in @xcite , which is a star more resembling those in this paper . we find no correlation with @xmath98 magnitude , but there is a clear correlation with @xmath30 , in the sense that the lower the temperature , the higher the c or n enhancement . in table [ errors ] we show that this large discrepancy can not be explained by an uncertainty in , e.g. , @xmath30 . we do not discuss this further , since we have not measured these abundances , but merely infer them from forcing the cn lines to fit the observations . determining the c , n , and o abundances of these stars or more inner bulge stars would be rewarding . we plot the [ mg / fe ] and [ si / fe ] trends as a function of the metallicity , [ fe / h ] , in figure [ afe1 ] separately for each field : the galactic center , the @xmath99 , and for the @xmath100 fields . in figure [ afe2 ] , we show the trends for all our observed stars in the entire region ( within a projected distance of 300 pc ) together . in this figure , we also include the mean abundance ratios of the two populations of terzan 5 at @xmath101,@xmath102 from @xcite . from the figures we see that the @xmath0-abundance trends , here represented by the [ mg / fe ] and the [ si / fe ] versus [ fe / h ] trends , are very similar in the three inner bulge fields . plotting the trend for all our stars in the inner 300 pc region strengthens this finding . in the figures showing the inner bulge trends , we have also included the trends outlined by the abundances derived from micro - lensed dwarfs from the ` outer ' bulge @xmath103 ) as derived by @xcite . the [ mg / fe ] and [ si / fe ] trends in all three inner regions , from the galactic center to a latitude of @xmath37 , follow the outer bulge trends , within uncertainties , with low values of [ @xmath0/fe ] at [ fe / h]@xmath104 . from these plots it is evident that we can not claim that our [ @xmath0/fe ] trend in the inner 300 pc is particular compared to the ` outer ' bulge , @xmath105 . our thick disk trend also follow the micro - lensed dwarf trend , which gives confidence in the analysis method and shows that we are on the same scale , with room for only small systematic uncertainties . the metallicity of the @xmath37 , @xmath36 , and galactic center fields ranges from @xmath6}<+0.3 $ ] , @xmath106}<+0.3 $ ] , and @xmath7}<+0.3 $ ] , respectively . the two southern fields start picking up some metal - poorer stars , some at very low metallicities ( even below [ fe / h]@xmath107 ) . the spread in metallicities we find are larger than what has been found earlier : @xcite find a dispersion of approximately 0.1 dex around [ fe / h]=@xmath108 to @xmath109 and @xcite find a total spread of @xmath110 dex around [ fe / h]=@xmath111 for the luminous giants and supergiants in the central cluster located within 2.2 pc of the galactic center . the metallicity distributions for the different fields we find in this investigation , are presented in figure [ mdf ] , with the upper three panels showing the three inner fields , and the lowest panel showing the combined metallicity - distribution histogram . the global mean - metallicities of all the observed stars in each of the inner bulge regions are , from the galactic center and outwards , @xmath112 > = + 0.06 $ ] , @xmath113 , and @xmath114 , respectively . for comparison , we can compare our mean metallicities with @xcite who find a mean metallicity of approximately @xmath115[fe / h@xmath116@xmath117 for their fields at @xmath118 and @xmath119 ) , i.e. at slightly lower latitudes . our mean metallicities within the inner @xmath11 gives a formal gradient of @xmath120 or @xmath121dex / degree . this number should be handled with caution due to the very low number of stars . also , there might be undetermined selection effects , which prevents us from selecting metal - poor stars , due to the large and variable extinction in the galactic center field . more stars analysed in the same maner as done here are needed to determine the metallicity distributions in these fields , in order to derive a gradient in the inner bulge .
the [/fe ] trends in all our three fields show a large similarity among each other and with trends further out in the bulge . all point to a rapid star - formation episode in the bulge . we find a large range of metallicities from}<+0.3 $ ] , with a lower dispersion in the galactic center :}<+0.3 $ ] .
the structure , formation , and evolution of the milky way bulge is a matter of debate . important diagnostics for discriminating between models of bulge formation and evolution include-abundance trends with metallicity , and spatial abundance and metallicity gradients . due to the severe optical extinction in the inner bulge region , only a few detailed investigations have been performed of this region . here we aim at investigating the inner 2 degrees of the bulge ( projected galactocentric distance of approximately 300 pc ) , rarely investigated before , by observing the [/fe ] element trends versus metallicity , and by trying to derive the metallicity gradient in the region . [/fe ] and metallicities have been determined by spectral synthesis of 2 spectra of 28 m - giants in the bulge , lying along the southern minor axis at , , and . these were observed with the crires spectrometer at the _ very large telescope , vlt _ at high spectral resolution . low - resolution k - band spectra , observed with the isaac spectrometer at the _ vlt _ , are used to determine the effective temperature of the stars . we present the first connection between the galactic center and the bulge using similar stars , high spectral resolution , and analysis techniques . the [/fe ] trends in all our three fields show a large similarity among each other and with trends further out in the bulge . all point to a rapid star - formation episode in the bulge . we find that there is a lack of an [/fe ] gradient in the bulge all the way into the centre , suggesting a homogeneous bulge when it comes to the enrichment process and star - formation history . we find a large range of metallicities from}<+0.3 $ ] , with a lower dispersion in the galactic center :}<+0.3 $ ] . the derived metallicities of the stars in the three fields get , in the mean , progressively higher the closer to the galactic plane they lie . we could interpret this as a continuation of the metallicity gradient established further out in the bulge , but due to the low number of stars and possible selection effects , more data of the same sort as presented here is necessary to conclude on the inner metallicity gradient from our data alone . our results firmly argues for the center being in the context of the bulge rather than very distinct .
1510.02622
c
how large spiral galaxies and their various structures are formed is not know today ( see e.g. * ? ? ? . an important step on the way to the clarifying this issue , is to study the milky way bulge , which is a major component of our galaxy , a galaxy which we can study in detail . important observables in this context are the [ @xmath0/fe ] trends as a function of metallicity and the latitudinal metallicity - gradients . in this paper , we have presented new abundances and gradients of 28 m - giants located in the inner 300 pc of the milky way bulge . we observed the giants at high spectral resolution in the k band , in order to avoid the extreme visual extinction . our [ mg / fe ] and [ si / fe ] abundances as a function of metallicity show similar behaviour in all three fields , from the galactic centre out to a latitude of @xmath37 . the abundance trends also follow the trends of stars at lower latitudes , in the ` outer ' bulge : the abundance ratios are constant up to [ fe / h]@xmath160 , after which they turn down reaching close to solar - values at [ fe / h]=0 . the ratios then level off at values slightly above scaled - solar values , up to a metallicity of [ fe / h]@xmath161 . we thus find a lack of an [ @xmath0/fe]-gradient in the inner bulge region , similarly to what has been found for the rest of the bulge . we thus conclude that the lack of an [ @xmath0/fe ] gradient further out extends all the way into the galactic centre , which means a rapid formation scenario and a homogeneity of the enrichment process @xcite . our galactic chemical evolution modelling of the inner 300 pc of the bulge shows that our observed abundance ratios and the metallicity distributions , are compatible with this region having experienced a main early , rapid ( @xmath162 gyr ) , strong burst of star formation , with a high star - formation efficiency . also , it indicates a need for an imf skewed to relatively more massive stars compared to the solar vicinity . the inner 300 pc includes the central molecular zone ( cmz ) , with a recent ( second burst of ) intense star formation . this second burst can not have been trigged by more than a modest episode of gas infall or accretion of gas induced by the bar @xcite . this episode does not affect the abundance patterns , however . our data shows a trend where the fraction of metal - poor stars increases the further away from to the galactic centre one looks . in the light of the fact that @xcite find no metal - poor stars in the inner @xmath163 , and since we only have very few stars yet observed in every region , and since there might be selection effects in the galacitc center field due to extreme and variable extinction , often not precisely known , we can not conclude anything about the inner metallicity gradient . more stars in every field is thus needed to draw firm conclusions , which we retrain from doing yet . a metallicity gradient is well established in the bulge at @xmath142 from several different studies . whether this gradient continues all the way into the galactic centre or not , our data can not tell for certain . what we do find is a quite a large range of metallicities in the inner bulge . to summarise , we have presented the first study to connect old stars in the galactic center with the bulge , using high - resolution spectroscopy , stars of similar luminosities , temperatures , and gravities , and using the same analysis methods , including the same spectral region . it firmly argues for the center being in the context of the bulge rather than very distinct . one may tentatively conclude that the very center was not built by the infall of halo or even bulge - like globular clusters , based on metallicity . the @xmath0-element trends with metallicity are very similar for the different regions . only the metallicity distribution seems to change with latitude . this could be expected if the metal - rich component is defined by the boxy / peanut bulge , which increases its fractional importance toward the centre . the boxy / peanut bulge is the inner structure of the bar , originating from vertical instabilities in the disk . this stellar population is , therefore , expected to be similar to the inner disk @xcite . however , as mentioned earlier , a distinct metal - poor population should have presented itself clearly in the brava survey @xcite , which it did not . we would like to thank livia origlia for very fruitful and insightful discussions . acknowledges support from the swedish research council , vr ( project number 621 - 2014 - 5640 ) , funds from kungl . fysiografiska sllskapet i lund . ( stiftelsen walter gyllenbergs fond and mrta och erik holmbergs donation ) . f.m . and v.g . acknowledge financial support from prin miur 2010 - 2011 , project the chemical and dynamical evolution of the milky way and local group galaxies , prot . 2010ly5n2 t . rmr acknowledges support from grant ast-1413755 from the national science foundation , nsf . this work is based on observations collected at the european southern observatory , chile , program number 089.b-0312(a)/vm / crires and 089.b-0312(b)/vm / isaac . this publication makes use of data products from the two micron all sky survey , which is a joint project of the university of massachusetts and the infrared processing and analysis center / california institute of technology , funded by the national aeronautics and space administration and the national science foundation . _ facilities : _ , . , h .- u . , ballester , p. , biereichel , p. , et al . 2004 , in presented at the society of photo - optical instrumentation engineers ( spie ) conference , vol . 5492 , society of photo - optical instrumentation engineers ( spie ) conference series , ed . a. f. m. moorwood & m. iye , 12181227 , w. , & wallace , l. 1991 , an atlas of the solar spectrum in the infrared from 1850 to 9000 cm-1 ( 1.1 to 5.4 micrometer ) ( nso technical report , tucson : national solar observatory , national optical astronomy observatory , 1991 )
we present the first connection between the galactic center and the bulge using similar stars , high spectral resolution , and analysis techniques . we find that there is a lack of an [/fe ] gradient in the bulge all the way into the centre , suggesting a homogeneous bulge when it comes to the enrichment process and star - formation history . our results firmly argues for the center being in the context of the bulge rather than very distinct .
the structure , formation , and evolution of the milky way bulge is a matter of debate . important diagnostics for discriminating between models of bulge formation and evolution include-abundance trends with metallicity , and spatial abundance and metallicity gradients . due to the severe optical extinction in the inner bulge region , only a few detailed investigations have been performed of this region . here we aim at investigating the inner 2 degrees of the bulge ( projected galactocentric distance of approximately 300 pc ) , rarely investigated before , by observing the [/fe ] element trends versus metallicity , and by trying to derive the metallicity gradient in the region . [/fe ] and metallicities have been determined by spectral synthesis of 2 spectra of 28 m - giants in the bulge , lying along the southern minor axis at , , and . these were observed with the crires spectrometer at the _ very large telescope , vlt _ at high spectral resolution . low - resolution k - band spectra , observed with the isaac spectrometer at the _ vlt _ , are used to determine the effective temperature of the stars . we present the first connection between the galactic center and the bulge using similar stars , high spectral resolution , and analysis techniques . the [/fe ] trends in all our three fields show a large similarity among each other and with trends further out in the bulge . all point to a rapid star - formation episode in the bulge . we find that there is a lack of an [/fe ] gradient in the bulge all the way into the centre , suggesting a homogeneous bulge when it comes to the enrichment process and star - formation history . we find a large range of metallicities from}<+0.3 $ ] , with a lower dispersion in the galactic center :}<+0.3 $ ] . the derived metallicities of the stars in the three fields get , in the mean , progressively higher the closer to the galactic plane they lie . we could interpret this as a continuation of the metallicity gradient established further out in the bulge , but due to the low number of stars and possible selection effects , more data of the same sort as presented here is necessary to conclude on the inner metallicity gradient from our data alone . our results firmly argues for the center being in the context of the bulge rather than very distinct .
cond-mat9601131
i
the two - dimensional xy - model with random phase - shift , defined in eq . ( [ h ] ) below , captures the physics of a variety of physical systems . among them are xy - magnets with non - magnetic impurities , which are coupled to the xy - spins via the dzyaloshinskii - moriya interaction,@xcite josephson - junction arrays with geometric disorder,@xcite and crystals with quenched impurities.@xcite disordered xy - models are related to even more physical systems , like impure superconductors . it is in particular the interest in vortex - glass phases in type - ii superconductors , which motivates an analysis of possible glassy features in the paradigmatic two - dimensional bond - disordered system . the most fundamental question is , whether this model has an ordered phase . in the absence of disorder , there exists at low temperatures a phase with quasi long - range order . the famous kosterlitz - thouless transition separates it from the high - temperature phase with short - ranged order.@xcite the analysis by cardy and ostlund@xcite and more explicitly by rubinstein , shraiman and nelson@xcite predicted that the phase transition should be reentrant in the presence of disorder . later korshunov suggested,@xcite that the ordered phase might be completely destroyed by disorder . ozeki and nishimori@xcite showed for models with gauge - invariant disorder distributions , that the phase transition can not be reentrant , leaving open whether the ordered phase does exist or not . experiments@xcite on josephson junction arrays and simulations@xcite were in favor of the existence of an ordered phase without reentrance . in this controversial situation nattermann , scheidl , korshunov , and li@xcite as well as cha and fertig@xcite reconsidered only recently the problem and found that the ordered phase _ does _ exist and its boundary _ does not _ have reentrant shape . the earlier observation of reentrance was attributed to an overestimation of vortex fluctuations at low temperatures . the present study extends refs . and , which focused on the absence of reentrance . the purpose of this article is to examine in more detail the ordered phase , which is shown to be composed of different _ regions_. they are distinguished by the behavior of vortex correlation functions on large length scales , which are calculated _ quantitatively_. a low - temperature regime is found to exhibit glassy behavior in its correlations . in addition to the previous studies we find that the strength of disorder is increased under renormalization . this effect does not destroy the ordered phase but it is crucial for the universality type of the transition at low temperatures . in the following a generalized self - consistent screening approach is applied to the replicated system . the main improvement compared to earlier approaches@xcite on the same basis is achieved by including all relevant fluctuations and by taking special care when the number of replicas is sent to zero . we use the replica formalism mainly for two reasons : i ) the calculation of correlations becomes very convenient : one may use an expansion technique ( small fugacity and density of vortices ) which fails@xcite in the unreplicated system . ii ) we show that in the present model there is _ no _ need for replica symmetry breaking , even at lowest temperatures . in particular , the reentrance disappears and the glassiness occurs without a breaking of replica symmetry . this might astonish , since for various disordered systems reentrance has been explained as an artifact of a replica - symmetric ( exact mean - field or approximate variational ) approach , which has been overcome by breaking the replica symmetry.@xcite the paper is organized as follows : in sec . ii we set up our model and map it onto an effective coulomb gas . we recapitulate the breakdown of fugacity expansion in the presence of disorder . in sec . iii we set up the renormalization group within a self - consistent formulation of screening . the consistency of this approach in the original and replicated system is demonstrated . iv is devoted to the evaluation of the self - consistency and the proper performance of the replica limit . the results of the renormalization group treatment are worked out in sec . v , which are discussed and compared to the results of previous work in sec .
the analysis is based on a renormalization group for the replicated system . the transition from the disordered phase into the ordered phase is not reentrant and is of a new universality class at zero temperature . in contrast to previous approaches the disorder strength is found to be renormalized to larger values . the renormalization group approach yields the glassy features without a breaking of replica symmetry . 2
the two - dimensional xy - model with random phase - shifts on bonds is studied . the analysis is based on a renormalization group for the replicated system . the model is shown to have an ordered phase with quasi long - range order . this ordered phase consists of a glass - like region at lower temperatures and of a non - glassy region at higher temperatures . the transition from the disordered phase into the ordered phase is not reentrant and is of a new universality class at zero temperature . in contrast to previous approaches the disorder strength is found to be renormalized to larger values . several correlation functions are calculated for the ordered phase . they allow to identify not only the transition into the glassy phase but also an additional crossover line , where the disconnected vortex correlation changes its behavior on large scales non - analytically . the renormalization group approach yields the glassy features without a breaking of replica symmetry . 2
cond-mat9601131
r
in the previous sections the technical part of deriving the flow equations has been achieved . the most important flow equations are eqs . ( [ flow.compact]a-c ) . originally , the two - component parameters @xmath164 , @xmath165 , and @xmath166 have been functions of @xmath26 and @xmath88 . in the asymptotic approximation @xmath26 and @xmath88 have been eliminated , the two - component parameters are given by eq . ( [ def.fpq ] ) as simple functions of @xmath192 , and the fugacity flows according to eq . ( [ flow.y.asy ] ) . these flow equations can be summarized by [ flow.sum ] @xmath193 thus we are in position to discuss the physical implications of these flow equations . to start with , we address qualitative aspects and show that the flow equations satisfy some fundamental physical criteria . according to eqs . ( [ def.y.eff ] ) and ( [ undo.yeff ] ) all correlations @xmath194 are negative , since all fugacities are positive @xmath195 . this is consistent with a screening that weakens the attractive interaction between vortices of the same sign and weakens the repulsive interaction between vortices of the same sign . as a consequence , the two - component parameters are also non - negative . our asymptotic expressions show , that the fraction of polarizable dipoles @xmath196 vanishes linearly at small temperature , whereas the fraction of frozen dipoles @xmath197 becomes unity . screening reduces the coupling @xmath198 since @xmath199 , and it increases the strength of disorder , @xmath200 . in comparison to the pure case the screening of @xmath201 is reduced by the factor @xmath202 , the fraction of polarizable dipoles . whereas previous theoretical approaches did not yield a renormalization of @xmath61 , eq . ( [ flow.sum]c ) manifests that our renormalization scheme leads to an _ increase _ of @xmath61 . the free energy density is reduced by screening , see eq . ( [ flow.sum]d ) . due to disorder the contribution of dipoles is modified by a factor @xmath203 . the increase of @xmath61 seems to contradict the tendency of thermal vortices @xmath7 to _ neutralize _ quenched vortices @xmath40 . this neutralization is expected from eq . ( [ h.eff ] ) . however , the screened @xmath61 is _ not _ defined by the fluctuations of @xmath204 . rather , it was introduced via the fluctuation of the screened disorder potential @xmath205 . the fluctuations of @xmath205 are proportional to @xmath206 . the expected neutralization shows up as @xmath207 . this holds even though @xmath208 since the reduction of @xmath24 dominates the increase of @xmath61 , which follows from @xmath209 that is easily proven with the asymptotic expressions . the most important quantity to analyze is the flow of entropy . from spin - glass models one knows , that a replica - symmetric theory might lead to a negative entropy . this unphysical feature then indicates that the symmetric approach is insufficient and one has to allow for a breaking of replica symmetry . we now show that the present replica - symmetric theory does not suffer from this problem . therefore we believe that a _ breaking of replica symmetry is not necessary_. when the entropy @xmath210 is derived from the reduced free energy , the unrenormalized values of @xmath201 and @xmath61 have to be kept fixed . according to the flow equation for @xmath139 , a non - negative entropy is guaranteed by @xmath211 . the demonstration of this inequality is complicated by the temperature dependence , which is implicit to the screened @xmath201 and @xmath61 for @xmath212 . if one ignores this implicit dependence , one easily verifies @xmath213 , since @xmath214 and @xmath215 hold for @xmath189 and @xmath216 separately . the implicit temperature dependencies can be taken into account by showing @xmath217 . this is verified in the leading order , where one has @xmath218 for @xmath219 . if one would use the same expression for @xmath216 , one would obtain a negative entropy flow . however , for @xmath216 we find @xmath220 . therefore the entropy flow is non - negative even at very low temperatures . a numerical integration of the flow equations ( even without asymptotic approximations ) shows , that below some transition line @xmath221 in the @xmath222-plane the renormalization flow indeed does converge for @xmath223 to fixed points with @xmath224 , @xmath225 , and @xmath226 . this is true not only in the limit of large @xmath22 ( small fugacity ) , but also for arbitrarily small @xmath22 . only the extent of the ordered phase shrinks with increasing @xmath22 . this implies in particular , that the original xy - model described by @xmath23 has an ordered phase . above @xmath227 all quantities diverge under renormalization and the present renormalization group leaves its range of validity , which is limited to small fugacities already due to the independent dipole approximation . the properties of the ordered phase are evident in terms of the renormalized parameters @xmath228 and @xmath229 . due to screening they are related to the bare parameters by @xmath230 and @xmath231 , where the inequalities become equalities for vanishing fugacity within the ordered phase . in the ordered phase , the irrelevance of vortices requires that the fugacities vanish on large scales . therefore the flow equation ( [ flow.sum]a ) of fugacity must have a negative eigenvalue . this is true at temperatures and disorder strength below @xmath221 , which is located at @xmath232 in terms of the renormalized parameters . it is depicted in fig . [ fig_pdg0 ] as function of the renormalized parameters and of the unrenormalized parameters for @xmath233 . the most striking feature of the phase boundary is the absence of reentrance . reentrance was predicted by earlier approaches.@xcite absence of reentrance without a loss of the ordered phase was found only recently in improved approaches.@xcite as a function of the renormalized parameters , the phase boundary @xmath234 has a horizontal part at large @xmath228 , i.e. at low temperatures . in terms of bare parameters , the line @xmath221 can be parametrized by a function @xmath235 or @xmath236 . due to the renormalization of disorder strength , @xmath237 and due to the reduction of the coupling @xmath238 the end points are found at @xmath239 and @xmath240 and @xmath241 has no longer a horizontal part for finite fugacity . concerning the asymptotic behavior of the vortex correlation functions , one can distinguish three regions within the ordered phase . they are separated by a line @xmath242 , fixed by @xmath243 ( equivalent to @xmath244 ) , and a line @xmath245 , fixed by @xmath246 ( equivalent to @xmath247 ) , see fig . [ fig_pdg0 ] . in the @xmath248-diagram these lines emerge from the origin . they are straight lines in the limit of zero fugacity and bent upwards for finite fugacity . the correlations are retrieved from the fugacities , eq . ( [ y.asy ] ) , by omitting rescaling and inserting @xmath249 . thereby we find ( @xmath250 ) [ cs ] @xmath251 for @xmath252 and @xmath253 for @xmath254 . the limiting values for the fraction of polarizable and frozen dipoles are related to the correlations by [ pqf.inf ] @xmath255 naturally the question arises , whether these regimes are separated by a true thermodynamic transition at @xmath242 and @xmath245 . as we have observed , that asymptotic form of the flow equations and of the correlations changes its dependence on @xmath61 and @xmath24 non - analytically at @xmath179 and @xmath180 . however , a phase transition in the strict sense requires a non - analytic dependence of the integrated free energy on the unrenormalized parameters @xmath61 and @xmath24 . we were not able to prove such a singularity at @xmath242 and @xmath245 , which we therefore consider as crossover lines only . however , a true transition is expected at @xmath221 just as in the pure case . region ii can be distinguished _ qualitatively _ from the other regions . one can consider @xmath256 as order parameter for the low - temperature regime ii . it measures the relative strength of the disconnected vortex density correlation to the usual correlation on large scales . in the definition of this order parameter the normalization of the disconnected correlation by the usual correlation is necessary , since true long - range order is absent . the glassy order reflected by the edwards - anderson like correlation can therefore be only quasi long - ranged , too . nevertheless one may compare @xmath256 to the edwards - anderson order parameter in spin - glasses and we interpret it as order parameter for the _ glassiness _ of in the vortex system . the regions ia and ib differ only by the analytic dependence of the connected correlation on @xmath228 and @xmath229 . the correlation under consideration do not provide an order parameter comparabe to @xmath166 for the line @xmath245 . the universality class of the pure xy - model is defined by the behavior of the critical exponents @xmath257 and @xmath258 at the transition and the exponential divergence of the correlation length when the transition is approached from above.@xcite in the presence of disorder , the spin correlation decays with exponent@xcite @xmath259 along the line @xmath221 the exponent takes the value @xmath260 for @xmath261,@xcite which decreases with temperature until it reaches the value @xmath262 for @xmath34.@xcite in the disordered phase , where correlations decay exponentially , @xmath263 formally . thus the value of @xmath264 at the transition becomes non - universal , i.e. it is disorder dependent . only for @xmath265 or @xmath34 the jump of @xmath264 is universal ( from 1/4 or 1/16 to @xmath266 respectively ) in the sense that it does not depend on the bare coupling @xmath201 or bare fugacity @xmath163 . for @xmath188 or @xmath267 the jump lies inbetween and will depend on microscopic details . in the present work we have not included a magnetic field . therefore we can not determine @xmath268 in the presence of disorder . we now attempt to analyze how the correlation length @xmath269 diverges when the transition line is approached from above . even though the flow equations become invalid for large fugacity , kosterlitz@xcite has argued that @xmath269 is given by the length scale where the fugacity becomes of order unity . in the pure case , where the flow equations reduce to @xmath270 and @xmath271 he found @xmath272 with a non - universal constant @xmath273 . in the zero - temperature limit the flow equations read @xmath274 and @xmath275 . by a replacement @xmath276 they can be mapped onto the flow equations of the pure case . therefore we conclude , that the zero temperature transition has @xmath277 with some other non - universal @xmath273 . for finite temperature _ and _ finite disorder , our flow equations are too complicated for being integrated up analytically . however , we naturally expect that the functional form of the divergence is preserved and that only the argument of the square - root has to be replaced by the distance to the transition line , say @xmath278^{1/2}$ ] .
this ordered phase consists of a glass - like region at lower temperatures and of a non - glassy region at higher temperatures . they allow to identify not only the transition into the glassy phase but also an additional crossover line , where the disconnected vortex correlation changes its behavior on large scales non - analytically .
the two - dimensional xy - model with random phase - shifts on bonds is studied . the analysis is based on a renormalization group for the replicated system . the model is shown to have an ordered phase with quasi long - range order . this ordered phase consists of a glass - like region at lower temperatures and of a non - glassy region at higher temperatures . the transition from the disordered phase into the ordered phase is not reentrant and is of a new universality class at zero temperature . in contrast to previous approaches the disorder strength is found to be renormalized to larger values . several correlation functions are calculated for the ordered phase . they allow to identify not only the transition into the glassy phase but also an additional crossover line , where the disconnected vortex correlation changes its behavior on large scales non - analytically . the renormalization group approach yields the glassy features without a breaking of replica symmetry . 2
1503.01654
r
previous work by feldberg@xcite and henstridge _ _ et . al.__@xcite showed that in the marcus - hush model of electron transfer kinetics , steady state currents can be kinetically rather than diffusionally limited for small values of the reorganisation energy , @xmath8 . in feldberg s study , an approximate equation of oldham and zoski@xcite describing steady state voltammetry at a microdisc was invoked and modified to use marcus - hush , rather than butler - volmer kinetics . henstridge used numerical simulation to generate marcus - hush steady state responses at a conductive nanosphere resting on an electrochemically inert but conductive surface . in this study , we simulate steady state voltammetry numerically using the symmetric marcus - hush formalism of electron transfer , and compare the circumstances in which a kinetically limited current is observed at a microdisc to those at a nanosphere . we also extend previous work showing the equivalence of microdiscs and spheres - on - surfaces under the butler - volmer formalism ( subject to a mass transport correction factor)@xcite , and show that the approximate equivalence is retained when marcus - hush kinetics are used . steady state voltammetry at a microdisc electrode was simulated using the model outlined above . various values of dimensionless reorganisation energy , @xmath45 , and dimensionless heterogeneous rate constant , @xmath102 , were simulated , and the results are shown in fig . [ vary k disc ] . part ( a ) shows results for @xmath103 , ( b ) shows @xmath104 and ( c ) shows @xmath105 . also shown in each case is the steady state voltammetry simulated using butler - volmer kinetics with the same values of @xmath102 , and @xmath106 , and marcus - hush results are shown relative to this butler - volmer result . for all three values of @xmath102 , it is seen that large @xmath45 values produce the same limiting current as the butler - volmer model . as @xmath45 becomes smaller , the limiting current becomes less than predicted by the butler - volmer model as kinetic control takes over . this effect is more extreme for the smallest values of @xmath102 , where even a @xmath45 value of 200 has not reached the butler - volmer limit at all points on the wave . for @xmath107 , unfeasibly small @xmath45 values would be required to show significant deviation form the butler - volmer result . this is in qualitative agreement with the previous studies of this nature@xcite . the definition of @xmath102 in our dimensionless model is : @xmath108 lowering @xmath102 will therefore mean that either @xmath3 or @xmath17 is lowered , or @xmath109 is raised . lowering @xmath3 trivially means the electrochemical kinetics become more likely to be the limiting factor in the steady state current as opposed to diffusion . either lower @xmath17 or increasing @xmath109 also both lower @xmath102 and lead to a more kinetically limited current . this is due to the fact that either of these changes will increase mass transport efficiency to the electrode surface , thus making electrochemical kinetics the more limiting factor . therefore , in order to see a kinetically limited current , it is desirable to have a small @xmath3 , a small @xmath17 and a large @xmath109 . recent work by molina _ _ et . al.__@xcite shows that steady state voltammetry at an isolated spherical electrodes alone in solution , a spherical electrode supported on a conductive but inert surface and a microdisc electrode ( all shown schematically in fig . [ 3 geometries ] ) may all be approximately described ( under the butler - volmer formalism ) by a single equation : @xmath110 } \label{steady state equation}\ ] ] where @xmath111 is a dimensionless heterogeneous rate constant scaled by a geometry dependent mass transport factor . these parameters are defined for isolated spheres ( is ) spheres supported on surfaces ( sos ) and microdiscs ( md ) as : @xmath112 therefore , steady state voltammetry at a microdisc of electrochemical rate constant @xmath113 produces approximately the same result as steady state voltammetry at a sphere on a surface of heterogeneous rate constant @xmath114 , as was shown . we now investigate if this relation holds under the marcus hush formalism over a wide range of @xmath102 and @xmath45 values . to do so , steady state voltammetry was simulated using the marcus - hush model described above for both a microdisc and a sphere on a surface . for each microdisc heterogeneous rate constant ( @xmath113 ) that was used , a corresponding sphere on a surface simulation was run with @xmath114 , with @xmath45 the same in each case . [ compare ] shows simulated steady state voltammograms at a microdisc electrode ( solid line ) and a sphere on a surface electrode ( circles ) at varying values of @xmath45 ( 20 , 24 , 30 , 40 , 60 , 100 and 200 ) . @xmath102 is equal to @xmath115 for the microdisc and @xmath116 for the sphere . qualitatively , the best agreement between the two geometries is seen at the smallest values of @xmath45 where an almost exact fit is observed . less good fits are seen at intermediate values of @xmath45 . [ error ] ( a ) shows the percentage error between the fits in fig . [ compare ] , as well as for three other values of @xmath113 : @xmath117 ( b ) , @xmath118 ( c ) , and @xmath119 ( d ) . to obtain the corresponding values of @xmath120 , @xmath113 is multiplied by @xmath121 . the percentage error is defined as : @xmath122 it is seen that as @xmath102 increases , the error becomes less and less dependent on the values of @xmath45 . this is because at high @xmath102 the marcus - hush model of electron transfer approaches the butler - volmer limit , and becomes independent of @xmath45 . over the whole range of @xmath102 and @xmath45 values here studied , the error in the equivalence between a microdisc and a sphere on a surface never exceeds 2.55% in regions of appreciable current . it is thus reasonable to say that the correspondence between the two geometries holds within the marcus - hush model of electron transfer , as well as within the butler - volmer model . we now apply our butler - volmer and marcus - hush models for voltammetry at a microdisc to the reduction of oxygen in two ionic liquids , and compare the effectiveness of the models in simulating experimental data .
the developed butler - volmer and symmetric marcus - hush programs are also used to theoretically study the possibility of kinetically limited steady state currents , and to establish an approximate equivalence relationship between microdisc electrodes and spherical electrodes resting on a surface for steady state voltammetry for both butler - volmer and symmetric marcus - hush theory .
the voltammetry for the reduction of oxygen at a microdisc electrode is reported in two room temperature ionic liquids : 1-butyl-1-methylpyrrolidinium _ bis_(trifluoromethylsulfonyl)imide + ( [ bmpyrr][ntf ) and trihexyltetradecylphosphonium _ bis_(trifluoromethylsulfonyl)imide + ( [ p[ntf ) at 298 k. simulated voltammograms using butler - volmer theory and symmetric marcus - hush ( smh ) theory were compared with experimental data . butler - volmer theory consistently provided experimental parameters with a higher level of certainty than smh theory . a value of solvent reorganisation energy for oxygen reduction in ionic liquids was inferred for the first time as 0.4 - 0.5 ev , which is attributable to inner - sphere reorganisation with a negligible contribution from solvent reorganisation . the developed butler - volmer and symmetric marcus - hush programs are also used to theoretically study the possibility of kinetically limited steady state currents , and to establish an approximate equivalence relationship between microdisc electrodes and spherical electrodes resting on a surface for steady state voltammetry for both butler - volmer and symmetric marcus - hush theory .
1503.01654
r
this section reports the comparative outcome of the use of bv theory and smh theory to model experimental cyclic voltammetry of the reduction of oxygen in the ionic liquids [ bmpyrr][ntf@xmath0 and [ p@xmath1[ntf@xmath0 : @xmath132 this is followed by the inference of physical implications from the application of smh and the determination of a value for solvent reorganisation energy , @xmath8 , for both rtils . the first system under study is the reduction of oxygen in [ bmpyrr][ntf@xmath0 . this ionic liquid was chosen for its relatively low viscosity ( 70 cp at 298 k)@xcite and previously observed well characterised voltammetry for oxygen reduction.@xcite cyclic voltammetry ( cv ) was performed on saturated solutions of oxygen in [ bmpyrr][ntf@xmath0 over a range of scan rates ( 100 - 400 mv s@xmath26 ) . a blank cv , from -3 v - 2 v vs ag , was recorded prior to the introduction of oxygen to ensure the ionic liquid was free from impurities , and to estimate solution capacitance for each scan rate . the capacitative current was subtracted from the experimental current to generate corrected voltammograms prior to further analysis . in all further experimental cases , the potential was swept from 0.00 v ( vs ag ) , a voltage at which _ ca . _ zero faradaic current flows , to a potential cathodic of the reduction of oxygen ( -1.50 v vs ag ) , then back to 0.00 v ( vs ag ) . at a scan rate of 200 mv s@xmath26 , the oxidative peak current at -0.8 v was 1.7 na , the limiting current was -4.4 na , and the half peak potential was -0.9 v vs ag wire . the peak corresponding to the reduction of oxygen appeared on the forward scan at _ ca . _ -1.3 v vs ag , whilst the oxidative peak appeared on the reverse scan at _ ca . _ -0.8 v vs ag . the resultant voltammograms ( fig . [ bmpyrrntf2 ] , a - c ) show more steady - state - like behaviour in the forward wave , which corresponds to the reduction of oxygen to superoxide , than in the back wave , corresponding to the reoxidation of superoxide to oxygen . the disparity in diffusion coefficients of the reactant and product in the ionic solvent results in different types of diffusion being observed at the electrode surface . in the case of oxygen , we see convergent fickian diffusion of oxygen , whereas for the more slowly diffusing superoxide we observe planar fickian diffusion.@xcite cvs were modelled using a previously reported program@xcite that utilises butler - volmer kinetics , as outlined above . as this is a well - reported system,@xcite the starting point for the diffusion coefficient and the concentration of oxygen were taken from literature . optimised values for @xmath3 , @xmath5 , @xmath133 , @xmath134 , @xmath135 , and @xmath136 ( tabulated in table [ bmpyrr parameters ] ) were obtained to give the `` best fit '' , which was quantified with the calculation of a mean scaled absolute deviation ( msad , as described in section [ msad ] ) . these values were used across the scan rates with all values remaining constant , with the exception of @xmath136 , which was allowed to deviate slightly ( @xmath137 v ) to account for the use of a quasi - reference electrode.@xcite the optimised values and the mean msads across the scan rates are reported in table [ bmpyrr parameters ] . the value of @xmath135 , the diffusion coefficient of the superoxide ion , is an order of magnitude smaller than that of the diffusion coefficient for oxygen , @xmath134 . this is due to the charged superoxide ion s increased interaction with the ionic solvent , which reduces its movement through the solution . this behaviour has been reported in other ionic liquids by buzzeo _ et al_,@xcite evans _ et al_,@xcite and huang _ et al_.@xcite the value for the transfer coefficient , @xmath5 , of 0.29 , suggests an early , reactant - like transition state.@xcite another notable outcome is the value for @xmath3 , of @xmath138 cm s@xmath26 , which is comparable to @xmath3 for oxygen reduction in other ionic solvents , as seen in table [ lit values ] , which details transfer coefficients and rate constants for oxygen reduction in a range of ionic liquids . symmetric marcus - hush ( smh ) theory was next used to model the electrode kinetics , and the same procedure as outlined above was followed to establish independent , optimal values for the parameters of concern . in this case , the transfer coefficient , @xmath5 , is no longer a parameter that is taken into consideration . instead , the reorganisation energy , @xmath8 , is used . the standard electrochemical rate constant , @xmath3 , also takes on different values in this model . the best fit values and the mean msad values are outlined in table [ bmpyrr parameters ] . the experimental value for @xmath8 was determined to be 0.4 @xmath139 0.1 ev in this solvent . this was determined by establishing best - fit parameters for the smh model with experimental data . the bv program reproduces experimental data with a greater level of accuracy that the smh program , as evidenced by lower msad values and a better fit , as seen in table [ bmpyrr parameters ] and fig . [ bmpyrrntf2 ] . this suggests bv kinetics parameterise the data better than the smh model . a similar conclusion has been reached with respect to the modelling of redox processes in molecular solvents@xcite . the second system under consideration is the chemically irreversible reduction of oxygen in [ p@xmath1[ntf@xmath0 . this ionic liquid has high hydrophobicity@xcite and previously reported well defined voltammetry.@xcite cyclic voltammetry ( cv ) was performed on saturated solutions of oxygen in [ p@xmath1[ntf@xmath0 over a range of scan rates ( 100 - 400 mv s@xmath26 ) ( see fig . [ p14666ntf2 ] , a - c ) . a blank cv was recorded prior to the introduction of oxygen to ensure the ionic liquid was free from impurities . the baselines of the raw experimental cvs were adjusted to generate corrected voltammograms prior to further analysis . in all cases , the potential was swept from 0.00 v vs ag , to a potential cathodic of the reduction of oxygen ( -2.3 v vs ag ) . at a scan rate of 200 mv s@xmath26 , the limiting current was -6.5 na , and the half peak potential was -1.6 v vs ag . the reduction of oxygen occurred on the forward scan at -2.20 v vs ag , whilst an oxidative feature appeared on the reverse scan at -0.86 v vs ag . unlike the case discussed in section [ o2 in bmpyrr ] , in this situation the highly reactive superoxide that is generated by the initial reduction encounters a proton source in the form of the cation of the solvent . evans _ _ et . al__@xcite detailed the mechanism of this process ( shown in scheme 1 ) and suggested that the observed back peak in the experimental voltammetry could be an oxygen - derived species created in follow - up reactions , most likely ho@xmath140 . given the documented chemical irreversibility of this system , only the forward wave was considered for further analysis . both the butler - volmer and marcus - hush programs were modified to account for a homogeneous chemical step in the mass transport equations , as detailed in the theory section . for the purposes of determining a starting point for @xmath134 and concentration , potential step chronoamperometry was performed on this system by stepping from a potential at which no current flows , 0.0 v , to -2.0 v for 2s ( see fig . [ chrono ] ) . this data was then analysed with respect to the shoup and szabo@xcite equation ( as detailed in the section 2.4 ) , to simultaneously determine the concentration and diffusion coefficient of oxygen ( see table [ p14666 parameters ] ) . optimised values for @xmath3 , @xmath5 , @xmath133 , @xmath134 , and @xmath136 were obtained to give the `` best fit '' using the modified butler - volmer program described above , which was quantified with the calculation of a mean scaled absolute deviation ( msad , as described in the section [ msad ] ) . these values were used across the scan rates with all values remaining constant , with the exception of @xmath136 , which was allowed to deviate slightly ( @xmath139 0.02 v ) to account for the use of a quasi - reference electrode . the optimised values and the mean msads across the scan rates are reported in table [ p14666 parameters ] . the values obtained for @xmath134 and @xmath133 are consistent with previous literature reports and are in agreement with reported diffusion coefficients and saturated concentrations of oxygen in a range of ionic liquids ( table [ lit values ] ) . the value for the transfer coefficient , @xmath5 , of 0.31 , suggests an early , reactant - like transition state . this is congruent with the result found in section [ o2 in bmpyrr ] , and a similar @xmath3 of @xmath141 cm s@xmath26 is reported , which is again in agreement with the literature values reported in table [ lit values ] . smh theory was used independently to generate the same set of parameters as generated in the bv theory with the transfer coefficient , @xmath5 , once again being replaced by a representation for reorganisation energy , @xmath8 . the experimental value for @xmath8 was determined to be 0.5 @xmath139 0.1 ev in this solvent . once again , the bv program provides parameters with a significantly greater level of certainty that the smh program . and , although the smh theory gives greater physical insight compared with the phenomenological bv theory , this greater uncertainty leaves bv as the preferred theory , in terms of attaining more reliable parameterisation . both systems under study , oxygen reduction in either a pyrrolidinium or phosphonium based il , display similarly low diffusion coefficients ( @xmath134 = 2.05 and 3.95 @xmath142 m@xmath127 s@xmath26 respectively ) and solubilities of oxygen ( @xmath133 = 10 and 7.3 mm ) . in addition to this , both the transfer coefficients ( @xmath5 = 0.29 @xmath139 0.01 , and 0.31 @xmath139 0.01 respectively ) and the reorganisation energies ( @xmath8 = 0.4 @xmath139 0.1 , and 0.5 @xmath139 0.1 respectively ) are similar . as outlined in the introduction , @xmath8 encompasses contributions from both inner - sphere reorganisation of the molecule itself , and outer - sphere solvent reorganisation about the electroactive species . the inner - sphere reorganisation is due to the change in bond length on going from o@xmath124 to o@xmath143 ( 0.12 )@xcite , with outer - sphere solvent reorganisation dominating in aqueous systems . literature reports suggest the overall reorganisation energy for the oxygen self - exchange reaction in water is 1.26 - 4.51 ev.@xcite the inner - sphere contribution was estimated to be 0.4 - 0.6 ev.@xcite given the close agreement with previously reported values for inner sphere reorganisation@xcite , the experimental values for @xmath8 in both of the systems considered in this work are consistent with a process dominated by an inner sphere contribution . previous reports have indicated that oxygen itself had weak interactions with an ionic liquid,@xcite and the result reported in the present work suggests that the ionic liquid does not undergo any significant reorganisation on moving from oxygen to superoxide . this may be related to the very small size of the o@xmath124/o@xmath143 species compared to the component ions of the rtil . the reported best fit values for the rate constant given by smh theory are similar to those established by bv theory , however there is less agreement with the experimental data than is seen when the bv program is used . this is reflected both in the larger mean msad values , and qualitatively observing the fit as seen in figs . [ bmpyrrntf2 ] and [ p14666ntf2 ] . further studies may involve consideration of asymmetric mh theory , which relaxes the requirement that the potential energy parabola are of equal curvature , and introduces a new parameter to describe the disparity in curvature between the reactant and product . this has been considered in a number of molecular systems,@xcite and has been determined to fit experimental data more accurately than smh .
butler - volmer theory consistently provided experimental parameters with a higher level of certainty than smh theory . a value of solvent reorganisation energy for oxygen reduction in ionic liquids was inferred for the first time as 0.4 - 0.5 ev , which is attributable to inner - sphere reorganisation with a negligible contribution from solvent reorganisation .
the voltammetry for the reduction of oxygen at a microdisc electrode is reported in two room temperature ionic liquids : 1-butyl-1-methylpyrrolidinium _ bis_(trifluoromethylsulfonyl)imide + ( [ bmpyrr][ntf ) and trihexyltetradecylphosphonium _ bis_(trifluoromethylsulfonyl)imide + ( [ p[ntf ) at 298 k. simulated voltammograms using butler - volmer theory and symmetric marcus - hush ( smh ) theory were compared with experimental data . butler - volmer theory consistently provided experimental parameters with a higher level of certainty than smh theory . a value of solvent reorganisation energy for oxygen reduction in ionic liquids was inferred for the first time as 0.4 - 0.5 ev , which is attributable to inner - sphere reorganisation with a negligible contribution from solvent reorganisation . the developed butler - volmer and symmetric marcus - hush programs are also used to theoretically study the possibility of kinetically limited steady state currents , and to establish an approximate equivalence relationship between microdisc electrodes and spherical electrodes resting on a surface for steady state voltammetry for both butler - volmer and symmetric marcus - hush theory .
1503.01654
c
models were developed to simulate cyclic voltammetry at a microdisc electrode and a sphere on a surface electrode using both butler - volmer and symmetric marcus - hush kinetics . the microdisc model was used to investigate the possibility of kinetically limited steady state currents at a microdisc electrode , and it was found that this phenomenon is more likely to be observed at nano - sized sphere on a surface electrodes ( _ e.g. _ an impacting nanoparticle ) because of the smaller size . it was also found that the steady state equivalence ( subject to a mass transport correction ) between microdisc electrodes and spherical electrodes resting on a surface also hold when marcus - hush kinetics are employed . the reduction of oxygen at a microdisc electrode in two room temperature ionic liquids , [ bmpyrr][ntf@xmath0 and [ p@xmath1[ntf@xmath0 , has been studied with cyclic voltammetry at 298 k. bv theory and smh theory were used to create simulation programs , and the simulated voltammograms were compared with experimental data . bv theory , although empirical , provided voltammograms with lower msad values than those generated using smh theory . a reorganisation energy , from the smh program , was determined to be 0.4 - 0.5 ev for oxygen reduction in the two rtils studied . this low value likely corresponds to a dominant inner sphere reorganisation , and limited solvent reorganisation . further studies to investigate whether amh theory is better than smh in its ability to parameterise experimental data in ionic solvents will likely be valuable .
the voltammetry for the reduction of oxygen at a microdisc electrode is reported in two room temperature ionic liquids : 1-butyl-1-methylpyrrolidinium _ bis_(trifluoromethylsulfonyl)imide + ( [ bmpyrr][ntf ) and trihexyltetradecylphosphonium _ bis_(trifluoromethylsulfonyl)imide + ( [ p[ntf ) at 298 k. simulated voltammograms using butler - volmer theory and symmetric marcus - hush ( smh ) theory were compared with experimental data .
the voltammetry for the reduction of oxygen at a microdisc electrode is reported in two room temperature ionic liquids : 1-butyl-1-methylpyrrolidinium _ bis_(trifluoromethylsulfonyl)imide + ( [ bmpyrr][ntf ) and trihexyltetradecylphosphonium _ bis_(trifluoromethylsulfonyl)imide + ( [ p[ntf ) at 298 k. simulated voltammograms using butler - volmer theory and symmetric marcus - hush ( smh ) theory were compared with experimental data . butler - volmer theory consistently provided experimental parameters with a higher level of certainty than smh theory . a value of solvent reorganisation energy for oxygen reduction in ionic liquids was inferred for the first time as 0.4 - 0.5 ev , which is attributable to inner - sphere reorganisation with a negligible contribution from solvent reorganisation . the developed butler - volmer and symmetric marcus - hush programs are also used to theoretically study the possibility of kinetically limited steady state currents , and to establish an approximate equivalence relationship between microdisc electrodes and spherical electrodes resting on a surface for steady state voltammetry for both butler - volmer and symmetric marcus - hush theory .
0712.1527
i
the isotropic distribution of gamma ray bursts ( grbs ) in the sky and their number distribution as function of intensity , measured with the batse instrument aboard the compton gamma ray observatory , provided the first observational evidence that gamma ray bursts ( grbs ) originate at large cosmological distances ( meegan et al . moreover , the rapid variation of their light curves ( bahat et al . 1992 ) indicated that their huge energy is emitted from a very small volume . in the original fireball ( fb ) model of grbs ( e.g. paczynski 1986 ; goodman 1986 ; rees & mszros 1992 ) the emission was spherically symmetric . the implied isotropic energy release of grbs in @xmath0-rays often exceeded @xmath1 , creating an ` energy crisis ' . indeed , such a mighty , abrupt , compact , and @xmath0-ray - efficient source was unforeseen . a simple solution to this puzzle was suggested by shaviv and dar ( 1995 ) : the @xmath0-ray emission is narrowly collimated by the relativistic motion of their _ jetted _ source , which is seen when it points closely enough to the observer . in this view , grbs are not produced by fireballs , but by inverse compton scattering of light by highly relativistic jets of ordinary matter , ejected in violent stellar processes such as supernova explosions , mergers of neutron stars ( paczynski 1986 ; goodman , dar & nussinov 1987 ; dar et al . 1992 ) , or the direct collapse of massive stars to black holes without a supernova ( woosley 1993 ) . the sky localization of grbs by bepposax ( costa et al . 1997 ) led to the discovery ( groot et al . 1997 ; van paradijs et al . 1997 ) of their optical afterglows ( ags ) and their host galaxies ( sahu et al . 1997 ) which were used to extract their cosmological redshifts ( metzger et al . the ags seemed to follow an achromatic power - law decline , as expected from a highly relativistic expanding fireball that drives a blast wave into the circumburst environment ( e.g. , mszros & rees 1997 ) . this prediction of the spherical fireball model ( see e.g. , piran 1999 ) being independent of the assumption of spherical symmetry , it was also argued that the ags , like the grbs themselves , are produced by narrowly collimated jets ( dar 1997 , 1998 ) . the concept of jets was incorporated into the fb model by the substitution of its spherical shells by conical sections thereof , the mechanism for the @xmath0-ray emission still being synchrotron radiation from shock - accelerated @xmath2 pairs in a baryon - poor material ( see , e.g. piran 1999 , 2000 ; mszros 2002 and references therein ) , in spite of the difficulties that such a radiation mechanism encounters ( ghisellini et al . 2000 ) . an elegant and simple way to distinguish between a conical jet and a spherical fireball was suggested by rhoads ( 1997 ) : the ag of a decelerating conical jet will show an achromatic steepening a _ jet break_ in its power - law decline when the relativistic beaming angle of its radiation becomes larger than the opening angle of the jet . soon afterwards , better sampled data on the optical afterglow of grbs showed the existence of what appeared to be such achromatic jet breaks ( harrison et al . 1999 ; stanek et al . 1999 ) , and the spherical fb model was modified into a _ collimated fireball _ model ( e.g. piran , sari & halpern 1999 ) . in this model grb pulses are produced by synchrotron radiation from the collision between conical sections of shells . the collision of the ensemble of shells with the interstellar matter ( ism ) generates the ag by synchrotron radiation from the forward shock propagating in the ism , and/or from the backwards shock within the merged shells . rhoads ( 1999 ) and sari , piran and halpern ( 1999 ) derived a relation between the opening angle of the conical jet and the time of the jet break . this relation has been applied extensively to the pre - swift data to infer the opening angle of the conical jet and to determine the ` true ' energy of grbs , posited to be an approximate standard candle ( frail et al . 2001 ) . since the launch of swift the above generally - accepted ` standard ' paradigm has been challenged , due to the absence of breaks in the ags of many grbs ( panaitescu et al . 2006 ; burrows and racusin 2006 ) , to the chromatic behaviour of the ag of other grbs having the alleged ` jet break ' ( stanek et al . 1999 , harrison et al . 1999 ) , and to the failure of the frail relation ( frail et al . 2001 ) in many swift grbs ( kocevski & butler 2007 ) . in the fireball model , the jet breaks need not be sharp ; they are often parametrized with a varying smoothness ( stanek et al . 1999 ) . allowing for such breaks , covino et al . ( 2006 ) could not identify a swift grb with a fully achromatic break . liang et al . ( 2007 ) have extended this study , and analyzed the swift x - ray data for the 179 grbs detected between january 2005 and january 2007 and the optical ags of 57 pre- and post - swift grbs . they found that not a single burst satisfies all the criteria of a jet break . this brings us fully into the question of the nature and properties of the jets responsible for grbs and their ags and , more specifically in this paper , to the understanding of ` breaks ' and ` missing breaks ' . an alternative to the fireball scenario is offered by the ` cannonball ' ( cb ) model of grbs [ dar & de rjula 2000a , 2004 , hereafter dd2000a , 2004 ; dado , dar & de rjula ( hereafter ddd ) 2002 ; for a recent review see de rjula 2007 ] . in this model _ long - duration _ grbs and their ags are produced by bipolar jets of cbs ( shaviv & dar 1995 ; dar & plaga 1999 ) , ejected in _ ordinary core - collapse _ supernova ( sn ) explosions as matter is accreted onto the newly - formed compact object ( de rjula 1987 ) . the ` cannon - balls ' are made of _ ordinary - matter plasma_. the @xmath0-rays of a single pulse of a grb are produced as a cb coasts through the sn _ glory _ the initial sn light , scattered away from the radial direction by the ` wind ' : the ejecta puffed by the progenitor star in a succession of pre - sn flares . the electrons enclosed in the cb raise the glory s photons to grb energies by _ inverse compton scattering ( ics)_. as a cb coasts through the glory , the distribution of the glory s light becomes increasingly radial and its density decreases rapidly . consequently , the energy of the up - scattered photons is continuously shifted to lower energies and their number decreases swiftly , resulting in a fast softening and decline of the prompt emission ( dd2004 , 2007a , b ) . in the cb model , the ag of a grb is due to _ synchrotron radiation ( sr ) _ from swept - in ism electrons spiraling in the cb s enclosed turbulent magnetic field , generated by the intercepted ism nuclei and electrons ( ddd2002 ) . at x - ray energies , the sr afterglow begins to dominate the ics prompt emission only during the fast - decline phase of the latter ( ddd2006 ) . in the cb model , the _ beau rle _ in the understanding of grbs is played by the doppler factor , @xmath3 , relating times , energies and fluxes in a cb s rest system to those in the observer s system . its form in terms of the observer s angle @xmath4 ( relative to the cb s direction of motion ) and the time - dependent lorentz factor , @xmath5 , of a cb , is : @xmath6}\approx { 2\ , \gamma(t)\over 1+[\gamma(t)\ , \theta]^2}\ ; , \label{delta}\ ] ] where the approximation is excellent for @xmath7 and @xmath8 . the decrease of @xmath5 with time , as a cb encounters the particles of the ism , is calculable on grounds of energy - momentum conservation ( ddd2002 , dar & de rjula 2006 , thereafter dd2006 ) . the energy - integrated energy flux of the ag of a grb , is @xmath9 . let @xmath10 . consider a cb that is observed almost on axis , so that @xmath11 : the observer is _ ab initio _ within the opening cone of the relativistically beamed radiation . as @xmath5 decreases , @xmath3 monotonically decreases and so does the observed ag . consider the same cb , viewed by an observer at a much larger angle , so that @xmath12 is ` a few ' . as @xmath5 decreases , @xmath3 in eq . ( [ delta ] ) _ increases _ , reflecting the fact that the characteristic opening angle of the radiation , @xmath13 , is reaching the observer s direction . past the point @xmath14 , the decrease of @xmath3 is monotonic , as in the first case we considered . the ag radiation parallels again the behaviour of @xmath3 . for observers of the same grb from different angles , as @xmath4 increases at fixed @xmath5 , the ag s flux decreases . all these simple facts , supported by the corresponding explicit derivations , are reflected in fig . [ f1]a , which we have copied from ddd2002 , as it foretells the progressive variety of ag shapes to be studied here . there is more to fig . [ f1]a than what we said . the lorentz factor @xmath5 of a cb only begins to change significantly , in a calculable manner , when the increase in its mass induced by the energy influx of the swept - in ism particles becomes comparable to the cb s initial mass . this happens , as we shall review , at a time @xmath15/\gamma_0 ^ 3 $ ] . at fixed @xmath5 , as reflected in fig . [ f1]a , a larger @xmath4 entails a larger @xmath16 . this achromatic ` deceleration bend ' at @xmath17 , we believe , was often interpreted in fb models as a putative jet break . naturally , the values of @xmath18 and @xmath19 of a given cb also affect the properties of its prompt ics - dominated radiation ( we are presenting this introductory discussion as if there was a single cb generating the prompt and ag radiations , a simplification to be undone when needed ) . in the cb model the ics - dictated @xmath20 dependences of a cb s isotropic energy , peak energy and peak luminosity are @xmath21 , @xmath22 and @xmath23 ( dd2000b ) . the conditions for these quantities to be relatively large ( a relatively small @xmath4 or a large @xmath18 ) are the ones leading to a luminous ag with a small @xmath16 . the basis for one of these expected correlations , studied before in detail in ddd2007c , is illustrated in fig . [ f1]b . if the deceleration bend at time @xmath16 takes place _ after _ the fast - decline phase of the prompt emission , it is observable , and the unabsorbed x - ray light curve is canonical ( ddd2002 ) . in these cases , there is a ` break ' . if @xmath16 takes place earlier , it is hidden under the prompt emission , and only the tail of the canonical behaviour , namely the ` late ' power - law decline of the unabsorbed synchrotron afterglow , is observable . in these cases , the break is missing . the transition from long - plateau , clearly ` broken ' ags , to power - law like ` unbroken ' ags should be anticorrelated with the trend from under-`energetic ' to over - energetic grbs . in the cb model the late - time spectral energy density @xmath24 of the x - ray and optical ag tends to a time and energy - dependence @xmath25 , with @xmath26 the spectral index of the electrons accelerated within a cb and cooled by the emission of the very sr seen as the ag . a prediction that we have not emphasized before is that the temporal power decline should be , grb by grb , half a unit steeper than the spectral decline . in ddd2006 , 2007a we have demonstrated that the most common light curves of the x - ray ag of grbs are well described by the cb model . we have also explained there the various origins of the chromatic behaviours of ags . in ddd2007b we have focused on the fast decline phase of the prompt emission and we have demonstrated that the rapid spectral evolution observed during this phase is also as expected in the cb model . in ddd2007c we have shown , for large ensembles of grbs , how the observed correlations between @xmath27 , @xmath28 [ dar & de rjula 2000b ( dd2000b ) , amati et al . 2002 ] , @xmath29 , and other prompt observables ( pulse rise - time , lag - time and variability ) follow mainly from the same simple geometrical considerations that we have reviewed above on the case - by - case variability of the doppler factor . in the cb model , xrfs are simply grbs seen at relatively large @xmath4 ( ddd2004a ) , even the particularly interesting xrf 060218 is in no way exceptional ( ddd2007a ) . in this paper we focus on the shape of the light curves of the x - ray afterglow of grbs , with and without breaks , measured with the x - ray telescope ( xrt ) aboard swift . we show that the shapes of the x - ray light curves of grbs and xrfs predicted in fig . [ f1]a , and the correlation between @xmath16 and @xmath27 illustrated fig . [ f1]b ( and the consequent apparent presence or absence of breaks in the ag ) agree with the cb - model s expectations . we also analize the @xmath30 correlation on the same light . finally , we investigate the relation between the temporal power - law index of the post - break decline and the photon spectral index , reaching satisfactory results . to do all this , we investigate 16 grbs chosen to reflect the full span of the question of the presence or absence of breaks . the selected grbs range from the faintest known grb ( 980425 , of supernova - association fame ) , which also has the most pronounced plateau and the latest break time , to the brightest swift grb ( 061007 ) , with the most luminous and longest - observed unbroken power - law x - ray ag .
the x - ray afterglows ( ags ) of gamma - ray bursts ( grbs ) and x - ray flashes ( xrfs ) have , after the fast decline phase of their prompt emission , a temporal behaviour varying between two extremes . breaks and ` missing breaks ' are intimately related to the geometry and deceleration of the jets responsible for grbs . in the frame of the ` cannonball ' ( cb ) model of grbs and xrfs we also verify that the spectral index of the unabsorbed ags and the temporal index of their late power - law decline differ by half a unit , as predicted .
the x - ray afterglows ( ags ) of gamma - ray bursts ( grbs ) and x - ray flashes ( xrfs ) have , after the fast decline phase of their prompt emission , a temporal behaviour varying between two extremes . a large fraction of these ags has a ` canonical ' light curve which , after an initial shallow - decay ` plateau ' phase , ` breaks smoothly ' into a fast power - law decline . very energetic grbs , contrariwise , appear not to have a ` break ' , their ag declines like a power law from the start of the observations . breaks and ` missing breaks ' are intimately related to the geometry and deceleration of the jets responsible for grbs . in the frame of the ` cannonball ' ( cb ) model of grbs and xrfs , we analyze the cited extreme behaviours ( canonical and pure power law ) and intermediate cases spanning the observed range of x - ray ag shapes . we show that the entire panoply of x - ray light - curve shapes measured with swift and other satellites are as anticipated in the cb model . we test the expected correlations between the ag s shape and the peak- and isotropic energies of the prompt radiation , strengthening a simple conclusion of the analysis of ag shapes : in energetic grbs the break is not truly ` missing ' , it is hidden under the tail of the prompt emission , or it occurs too early to be recorded . we also verify that the spectral index of the unabsorbed ags and the temporal index of their late power - law decline differ by half a unit , as predicted . -.5 cm
astro-ph9803260
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neutron stars have been the subject of considerable theoretical investigation since long before they were discovered as astronomical sources of radio and x - ray emission ( @xcite ) . their properties are determined by the interplay of all four known fundamental forces electromagnetism , gravitation , and the strong and weak nuclear forces but neutron stars remain sufficiently simple in their internal structure that realistic stellar modeling can be done . measurements of their masses and radii ( as well as detailed study of their cooling histories and rotational instabilities ) provide a unique window on the behavior of matter at densities well above that found in atomic nuclei ( @xmath2 ) . observations of neutron stars also provide our only current probe of general relativity ( gr ) in the `` strong - field '' regime , where gravitational self - energy contributes significantly to the stellar mass . the most precisely measured physical parameter of any pulsar is its spin frequency . the frequencies of the fastest observed pulsars ( psr b1937 + 21 at 641.9 hz and b1957 + 20 at 622.1 hz ) have already been used to set constraints on the nuclear equation of state at high densities ( e.g. , @xcite ) under the assumption that these pulsars are near their maximum ( breakup ) spin frequency . however , the fastest observed spin frequencies may be limited by complex accretion physics rather than fundamental nuclear and gravitational physics . a quantity more directly useful for comparison with physical theories is the neutron star mass . the basis of most neutron star mass estimates is the analysis of binary motion . soon after the discovery of the first binary radio pulsar ( @xcite ) , it became clear that the measurement of relativistic orbital effects allowed extremely precise mass estimates . indeed , the measurement uncertainties in several cases now exceed in precision our knowledge of newton s constant @xmath3 , requiring masses to be quoted in solar units @xmath4 rather than kilograms if full accuracy is to be retained . after several recent pulsar surveys , there are now about fifty known binary radio pulsar systems , of which five or six are thought to contain two neutron stars . it is thus possible for the first time to consider compiling a statistically significant sample of neutron star masses . it is our purpose here to provide a general , critical review of all current estimates of stellar masses in radio pulsar binaries . the resulting catalog , with a careful , uniform approach to measurement and systematic uncertainties , should be of value both to those who wish to apply mass measurements to studies of nuclear physics , gr , and stellar evolution , and as a guide to the critical observations for observational pulsar astronomers . we begin with a discussion of known methods for pulsar mass determination ( [ sec : methods ] ) , including a new statistical technique for estimating the masses of millisecond pulsars in non - relativistic systems . in [ sec : estimates ] we review all known mass estimates , including new data and analysis where possible . statistical analysis of the available pulsar mass measurements is presented in [ sec : stat ] . we summarize in [ sec : summ ] . a second paper will consider mass estimates for neutron stars in x - ray binary systems ( ( * ? ? ? * paper ii ) ) . a detailed discussion of the implications of the combined results of this work and paper ii for studies of supernovae and neutron star formation , mass transfer in binary evolution , the nuclear equation of state , and gr will occur elsewhere ( paper iii ) .
there are now about fifty known radio pulsars in binary systems , including at least five in double neutron star binaries . in some cases , the stellar masses can be directly determined from measurements of relativistic orbital effects . in others , only an indirect or statistical estimate of the masses is possible . 1to 0pt#1
there are now about fifty known radio pulsars in binary systems , including at least five in double neutron star binaries . in some cases , the stellar masses can be directly determined from measurements of relativistic orbital effects . in others , only an indirect or statistical estimate of the masses is possible . we review the general problem of mass measurement in radio pulsar binaries , and critically discuss all current estimates of the masses of radio pulsars and their companions . we find that significant constraints exist on the masses of twenty - one radio pulsars , and on five neutron star companions of radio pulsars . all the measurements are consistent with a remarkably narrow underlying gaussian mass distribution , . there is no evidence that extensive mass accretion ( ) has occurred in these systems . we also show that the observed inclinations of millisecond pulsar binaries are consistent with a random distribution , and thus find no evidence for either alignment or counteralignment of millisecond pulsar magnetic fields . # 1to 0pt#1
astro-ph9803260
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there are now 26 neutron stars in binary radio pulsar systems for which useful mass constraints can be derived . of these , about half are neutron star - white dwarf binaries in which the mass determination depends on the validity of the @xmath6@xmath14 relation and the isotropy of the binary orbits with respect to the line - of - sight , as discussed in the previous section . all other mass constraints are listed in table [ tab : masssum ] and shown in figure [ fig : massrev ] . although we defer a full discussion of the underlying neutron star mass distribution and it implications for neutron star formation and evolution until after analysis of the x - ray binary systems ( paper ii ) , we note here a few points of particular interest about the radio pulsar binaries . figure [ fig : massrev ] is striking primarily for the very small variations in the masses of well measured stars . this has , of course , been noted before ( e.g. , thorsett _ et al . _ 1993 ) , but it remains surprising that no new mass measurements differ greatly from @xmath242 . in the five double neutron star binaries for which a relativistic periastron advance yields an accurate total ( and hence average ) mass , the average neutron star masses vary by less than 7% . the most surprising implication of the current results is that there is little evidence for mass tranfer of @xmath243 or more in the millisecond pulsar systems . it is important , then , to reiterate the assumptions upon which this conclusion rests : ( 1 ) the @xmath6@xmath14 is correct , at least within the ( modest ) claimed precision , and ( 2 ) binary orbits are randomly oriented with respect to the line of sight . there are good prospects for testing both assumptions . the reliability of the @xmath6@xmath14 relation depends principally upon the core - mass radius relation for red giants ( eqns . [ eqn : rapp1 ] and [ eqn : rapp2 ] ) . the latter relation can be tested observationally by careful study of nearby red giants . precise measurements of bolometric flux and angular size ( through optical / infrared photometry and interferometry ; see , for example , dyck _ et al . _ 1996 , perrin _ et al . _ 1998 ) together with accurate distance measurements ( e.g. , using _ hipparcos _ ) can be used to probe the relationship between luminosity and radius . since the core - mass luminosity relation for red giants should be inherently more precise than the core - mass radius relation ( rappaport _ et al . _ 1995 and references therein ) , such observations would provide an effective test of the core - mass radius ( and hence @xmath6@xmath14 ) relation . further , we hope that the power of the @xmath6@xmath14 relation as a statistical tool will encourage more detailed theoretical investigations of , in particular , the extension of the relation to orbital periods below about three days , where x - ray heating and bloating of the companion star become important . although any technique that limits @xmath36 ( [ sec : sini ] ; e.g. , polarization or scintillation studies ) can be used to test the hypothesis that orbits are randomly inclined , the most precise measurements will come from pulsar timing and shapiro time delay measurements . in table [ tab : pbm2 ] we list the mean predicted amplitude of the shapiro delay signal @xmath244 for each of the thirteen pulsars discussed in [ sec : stat ] , under the assumption that the neutron stars are all @xmath242 and the companion masses are the central value predicted by the @xmath6@xmath14 relation . of these systems , only b1855 + 09 has a well measured signal ( @xcite ) ; it and the less studied j2019 + 2425 have the largest predicted signals . ( it is also interesting to note that of the pulsars in table [ tab : pbm2 ] , the only two that have been clearly shown to have `` classical '' interpulse emission separated from the main radio emission peak by @xmath245 are b1855 + 09 and j1804@xmath402718 . these are two of the four pulsars that the @xmath6@xmath14 relation suggests are observed on lines of sight that are most nearly equatorial , as would be expected for systems in which both magnetic poles are seen . ) an assumed pulsar mass distribution and the @xmath6@xmath14 relation allow us to test our assumption that the orbital inclinations are randomly distributed : i.e. , @xmath101 is uniformly distributed . in figure [ fig : ks ] we show the cumulative distribution of @xmath101 for the thirteen pulsar white - dwarf binaries discussed above , using @xmath36 values from table [ tab : pbm2 ] except for b1855 + 09 , for which a better estimate is available from timing . we find that the measured values are consistent with uniform at the 81% level . because the pulsar spin and orbital angular momenta are most likely aligned , we further conclude that there is no evidence for either alignment or counteralignment of pulsar magnetic fields in millisecond pulsars , contrary to some predictions ( e.g. , @xcite ) . the observations on which this paper is based were carried out by many people . set particularly thanks his collaborators z. arzoumanian , d. j. nice , and j. h. taylor . v. m. kaspi , l. rawley , and m. ryba all contributed significantly to the psr b1855 + 09 dataset , as did a. vasquez and other staff members of the arecibo observatory , operated by cornell university for the u. s. national science foundation . observations were also made with the facilities of the national radio astronomy observatory . we thank m. h. van kerkwijk for sharing results in advance of publication , and d. c. backer for valuable discussions . the research of set is supported by the nsf . dc is supported by a nasa compton gro postdoctoral fellowship , under grant nag 5 - 3109 . dewey , r. j. , cordes , j. m. , wolszczan , a. , and weisberg , j. m. 1988 , in _ radio wave scattering in the interstellar medium , aip conference proceedings no . 174 _ , ed . cordes , b. j. rickett , and d. c. backer , ( new york : american institute of physics ) , 217 . rickett , b. j. 1988 , in _ radio wave scattering in the interstellar medium , aip conference proceedings no . 174 _ , ed . cordes , b. j. rickett , and d. c. backer , ( new york : american institute of physics ) , 2 . llllc j1518 + 4904&0.040935&8.634&0.24948&b1534 + 12&0.037904&0.421&0.27368&b1913 + 16&0.05903&0.323&0.61713&b2127 + 11c&0.030529&0.335&0.68141&1b2303 + 46&1.066371&12.34&0.65837 & b0021@xmath4072e&0.003536&2.257&0.000&1b0021@xmath4072i&0.003485&0.226&0.00&1b0021@xmath4072j&0.002101&0.121&0.00&1j0034@xmath400534&0.001877&1.589&0.0000&j0218 + 4232&0.002323&2.029&0.00000&j0437@xmath404715&0.005757&5.741&0.00000&j0613@xmath400200&0.003062&1.199&0.00000&b0655 + 64&0.195671&1.029&0.00000&j0751 + 1807&0.003479&0.263&0.0000&b0820 + 02&0.864873 & 1232.47&0.01187&j1012 + 5307&0.005256&0.605&0.00000&j1022 + 10&0.016453&7.805&0.0001&j1045@xmath404509&0.007474&4.084&0.00000&b1310 + 18&0.033163&255.8&0.002&1j1455@xmath403330&0.007987&76.175&0.00017&j1603@xmath407202 & 0.014842 & 6.309 & 0.0000 & 2b1620@xmath4026&0.011076&191.443&0.02531&1,4j1640 + 2224&0.003163&175.461&0.0008&b1639 + 36b&0.003528&1.259&0.005&1j1643@xmath401224&0.004622&147.017&0.00051&j1713 + 0747&0.004570&67.825&0.00007&b1718@xmath4019&1.004037&0.258&0.000&1b1744@xmath4024a&0.011563&0.076&0.0000&1b1800@xmath4027&0.334415&406.781&0.00051&b1802@xmath4007&0.023101&2.617&0.212&1j1804@xmath402717 & 0.009343 & 11.129 & 0.00004 & 2b1820@xmath4011&0.279828&357.762&0.79462&3b1831@xmath4000&0.520954&1.811&0.000&b1855 + 09&0.005362&12.327&0.00002&j1910 + 0004&0.003619&0.141&0.00&1j1911@xmath401114 & 0.003626 & 2.717 & 0.0000 & 2b1953 + 29&0.006133&117.349&0.00033&b1957 + 20&0.001607&0.382&0.00000&j2019 + 2425&0.003935&76.512&0.00011&j2033 + 17&0.005949&56.2&0.00&j2129@xmath405721 & 0.003726 & 6.625 & 0.0000 & 2j2145@xmath400750&0.016052&6.839&0.00002&j2229 + 2643&0.002978&93.016&0.00026&j2317 + 1439&0.003445&2.459&0.00000 & j0045@xmath407319&0.926276&51.169&0.808&b1259@xmath4063&0.047762 & 1236.724&0.86993 & b1257 + 12&0.006219&66.536&0.0182 & & 2nd planet & 98.223&0.0264 & lllclllllll j0437@xmath404715 & 5.741 & 1.243 & 0.164 & 0.106 & 0.472 & 1.044 & 1.573 & 1.971 & 0.87 & 3.5 j1045@xmath404509 & 4.083 & 1.765 & 0.132 & 0.047 & 0.234 & 0.557 & 0.965 & 1.273 & 0.97 & 6.2 j1455@xmath403330 & 76.174 & 6.272 & 0.305 & 0.098 & 0.491 & 1.144 & 1.681 & 2.058 & 0.85 & 5.9 j1640 + 2224 & 175.460 & 5.907 & 0.351 & 0.135 & 0.651 & 1.495 & 2.190 & 2.681 & 0.73 & 4.6 j1643@xmath401224 & 147.017 & 0.783 & 0.341 & 0.553 & 2.106 & 4.439 & 6.335 & 7.674 & 0.38 & 1.6 j1713 + 0747 & 67.825 & 7.896 & 0.299 & 0.078 & 0.405 & 0.960 & 1.419 & 1.741 & 0.91 & 7.6 j1804@xmath402718 & 11.128 & 4.137 & 0.212 & 0.073 & 0.369 & 0.856 & 1.265 & 1.558 & 0.94 & 6.7 b1855 + 09 & 12.327 & 5.557 & 0.219 & 0.060 & 0.315 & 0.745 & 1.101 & 1.351 & 0.97 & 9.0 b1953 + 29 & 117.349 & 2.417 & 0.328 & 0.236 & 1.024 & 2.251 & 3.251 & 3.955 & 0.58 & 2.8 j2019 + 2425 & 76.511 & 10.686 & 0.305 & 0.062 & 0.338 & 0.818 & 1.218 & 1.500 & 0.95 & 10.0j2033 + 17 & 56.2 & 2.75 & 0.290 & 0.172 & 0.772 & 1.720 & 2.489 & 3.029 & 0.67 & 3.2 j2129@xmath405721 & 6.625 & 1.049 & 0.176 & 0.138 & 0.591 & 1.293 & 1.900 & 2.348 & 0.80 & 2.7 j2229 + 2643 & 93.015 & 0.839 & 0.315 & 0.463 & 1.789 & 3.787 & 5.409 & 6.552 & 0.42 & 1.7 lllll pulsar & 1.56 & @xmath246 & @xmath247 & gr , rocompanion & 1.05&@xmath248&@xmath249&gr , roaverage & 1.31 & @xmath250 & @xmath251 & gr pulsar & 1.339 & @xmath252 & @xmath253 & grcompanion & 1.339 & @xmath252 & @xmath253 & gr pulsar & 1.4411 & @xmath254 & @xmath255 & gr companion & 1.3874 & @xmath254 & @xmath255 & gr pulsar & 1.349 & @xmath256 & @xmath257 & grcompanion & 1.363 & @xmath256 & @xmath257 & graverage & 1.3561 & @xmath258 & @xmath259 & gr pulsar & 1.30 & @xmath260 & @xmath261 & gr , rocompanion & 1.34 & @xmath262 & @xmath263&gr , roaverage & 1.32 & @xmath264 & @xmath265 & gr j0437@xmath404715 & & & @xmath266 & @xmath100 , @xmath267 j1012 + 5307 & 1.7 & @xmath268 & @xmath269 & opt j1045@xmath404509 & & & @xmath270 & @xmath267 j1713 + 0747 & 1.45 & @xmath271 & @xmath272 & @xmath267 , gr & 1.34 & @xmath273 & @xmath274 & @xmath267 , gr , optb1802@xmath4007 & & @xmath275 & @xmath276 & gr & 1.26 & @xmath277 & @xmath278 & gr , @xmath267j1804@xmath402718 & & & @xmath279 & @xmath267b1855 + 09 & 1.41 & @xmath280 & @xmath273 & gr j2019 + 2425 & & & @xmath281 & @xmath267 j0045@xmath407319 & 1.58 & @xmath282 & @xmath283 & opt , ms
we find that significant constraints exist on the masses of twenty - one radio pulsars , and on five neutron star companions of radio pulsars . there is no evidence that extensive mass accretion ( ) has occurred in these systems . we also show that the observed inclinations of millisecond pulsar binaries are consistent with a random distribution , and thus find no evidence for either alignment or counteralignment of millisecond pulsar magnetic fields . #
there are now about fifty known radio pulsars in binary systems , including at least five in double neutron star binaries . in some cases , the stellar masses can be directly determined from measurements of relativistic orbital effects . in others , only an indirect or statistical estimate of the masses is possible . we review the general problem of mass measurement in radio pulsar binaries , and critically discuss all current estimates of the masses of radio pulsars and their companions . we find that significant constraints exist on the masses of twenty - one radio pulsars , and on five neutron star companions of radio pulsars . all the measurements are consistent with a remarkably narrow underlying gaussian mass distribution , . there is no evidence that extensive mass accretion ( ) has occurred in these systems . we also show that the observed inclinations of millisecond pulsar binaries are consistent with a random distribution , and thus find no evidence for either alignment or counteralignment of millisecond pulsar magnetic fields . # 1to 0pt#1
astro-ph9807009
i
experiments to map the cosmic background radiation ( cbr ) have stimulated renewed interest in diffuse galactic emission . sensitive observations of variations in the microwave sky brightness have revealed 14 - 90 ghz microwave emission which is correlated with @xmath5 thermal emission from interstellar dust ( kogut et al . 1996 ; de oliveira - costa et al . 1997 ; leitch et al . the origin of this anomalous " emission has been of great interest . while the observed frequency - dependence appears consistent with free - free emission ( kogut et al . 1996 ; leitch et al . 1997 ) , the observed intensities can not be due to free - free emission from interstellar gas : for gas temperature @xmath6 the required spatial variations in emission measure would produce @xmath7 times more h@xmath8 than allowed by observations ( gaustad et al . 1996 ; leitch et al . 1997 ) , while @xmath9 gas would produce powerful x - ray emission which can be ruled out on energetic grounds ( draine & lazarian 1998 ) . it has been proposed that the observed 14 - 90 ghz emission is rotational emission from the population of ultrasmall dust grains believed to be present in the interstellar medium ( draine & lazarian 1998a , b ) . such electric dipole emission is a natural consequence of current models of interstellar dust , and seems likely to be the mechanism responsible for the observed emission . it is nevertheless of interest to investigate whether other emission mechanisms exist which would also be capable of producing strong emission at these frequencies . here we discuss an entirely different emission mechanism : _ thermal fluctuations of the magnetization _ within individual interstellar grains . such thermal fluctuations will result in magnetic dipole radiation . the magnitude of the magnetic fluctuations depends upon the magnetic properties of the grain material , and we consider a number of possibilities , including `` ordinary '' paramagnetism as well as superparamagnetism , ferromagnetism , and ferrimagnetism . if about 30% of the grain mass is carbonaceous , then fe and ni contribute nearly 30% of the mass of the remaining grain material . it would not be surprising , then , if some fraction of the interstellar grain population were strongly magnetic ; metallic iron / nickel , magnetite ( fe@xmath10o@xmath11 ) , and maghemite ( @xmath12fe@xmath13o@xmath10 ) are plausible candidates to consider . at infrared and optical frequencies ( @xmath14 ) it has been customary to neglect the magnetic properties of the grain material when computing absorption or emission of electromagnetic radiation by dust grains ; this is an excellent approximation since most materials have negligible magnetic response to oscillating magnetic fields at frequencies @xmath15 . this is because `` magnetism '' is due to ordering of electron spins , and the maximum frequency for electron spins to reorient is the precession frequency of an electron in the local magnetic field ( due mainly to other electron spins ) in the material ; these gyrofrequencies do not exceed @xmath16 . in contrast , the electron charge distribution in grains can respond strongly to applied electric fields at frequencies as large as @xmath17 . at microwave frequencies materials can respond to both electric and magnetic fields , and both the dielectric constant @xmath18 and the magnetic permeability @xmath19 can play a role in the absorption and emission of electromagnetic radiation . the present study is primarily directed at calculation of thermal emission from magnetic dust grains . the complex permeability @xmath19 obtained here is also relevant to the process of grain alignment via magnetic dissipation ( davis & greenstein 1951 ) , particularly for ultrasmall grains undergoing very rapid rotation ( draine & lazarian 1998a , b ; lazarian & draine 1998 ) and suprathermally rotating graints ( purcell 1979 ) . the optical properties of small particles , including both dielectric and magnetic effects , are reviewd in [ sec : optics ] . in [ sec : kk ] we generalize purcell s ( 1969 ) application of the kramers - kronig relations to interstellar grains to include the case of magnetic grains . the expected form of the frequency - dependence of the complex permeability @xmath19 is discussed in [ sec : magnetic ] . in [ sec : paramag ] we review the properties of ordinary paramagnetic materials , and in [ sec : ferro ] we discuss various classes of iron - rich materials , including : single - domain iron grains ( [ sec : fe_single ] ) ; bulk ( multidomain ) iron ( [ sec : fe_bulk ] ) ; materials with single - domain fe inclusions ( [ sec : fe_incl ] ) , including the superparamagnetic limit where the inclusions contain less than @xmath20 fe atoms each ( [ sec : superpara ] ) ; ferrimagnetic materials such as magnetite and maghemite ( [ sec : ferri ] ) ; and antiferromagnetic materials ( [ sec : antiferro ] ) . in [ sec : prediction ] we consider several ways in which iron can be present in the interstellar grain population , and for each case we calculate the expected thermal emission contributed by magnetic fluctuations . iron grains , if present , would produce strong @xmath21 emission ; this can be used to place an upper limit of @xmath4 on the fraction of the interstellar fe which can be in the form of pure iron grains or inclusions . in [ sec : hypothetical_materials ] we discuss the possibility that the fe could be in a less strongly magnetic form ( e.g. , impure iron ) , and show that there are plausible magnetic properties for which such grains could dominate the 14 - 90 ghz emission . the polarization of the magnetic dipole emission from ferromagnetic grains is discussed in [ sec : polarization ] . we discuss our results in [ sec : discussion ] , and summarize in [ sec : summary ] .
the observed emission from dust near implies that not more than of interstellar fe is in the form of metallic iron grains or inclusions ( e.g. , in `` gems '' ) . the two emission mechanisms can be distinguished by measuring the emission from dark clouds . if ferromagnetic grains consist of a single magnetic domain , and are aligned , the magnetic dipole emission will be linearly polarized , with the polarization depending strongly on frequency . = cmmib10 h * pope-770 * submitted to _ the astrophysical journal _
thermal fluctuations in the magnetization of interstellar grains will produce magnetic dipole emission at . we show how to calculate absorption and emission from small particles composed of material with magnetic as well as dielectric properties . the kramers - kronig relations for a dusty medium are generalized to include the possibility of magnetic grains . the magnetic permeability as a function of frequency is discussed for several candidate grain materials . iron grains , or grains containing iron inclusions , are likely to have the magnetic analogue of a frhlich resonance in the vicinity of , resulting in a large magnetic dipole absorption cross section . we calculate the emission spectra for various interstellar grain candidates . while `` ordinary '' paramagnetic grains or even magnetite grains can not account for the observed `` anomalous '' emission from dust in the range , stronger magnetic dipole emission will result if a fraction of the grain material is ferromagnetic , as could be the case given the high fe content of interstellar dust . the observed emission from dust near implies that not more than of interstellar fe is in the form of metallic iron grains or inclusions ( e.g. , in `` gems '' ) . however , we show that if most interstellar fe is in a moderately ferromagnetic material , with the magnetic properties properly adjusted , it could contribute a substantial fraction of the observed emission , perhaps comparable to the contribution from spinning ultrasmall dust grains . the two emission mechanisms can be distinguished by measuring the emission from dark clouds . if ferromagnetic grains consist of a single magnetic domain , and are aligned , the magnetic dipole emission will be linearly polarized , with the polarization depending strongly on frequency . = cmmib10 h * pope-770 * submitted to _ the astrophysical journal _
astro-ph9807009
i
the principal results of this paper are as follows : 1 . formulae are presented for electric and magnetic dipole absorption cross sections for homogeneous spheres or ellipsoids of material with dielectric function @xmath223 and magnetic permeability @xmath147 . the kramers - kronig relation relating the total grain volume to @xmath254 is generalized to include the case of magnetic grains . the resulting eq . ( [ eq : kkresult ] ) shows that if an appreciable fraction of the grain material is magnetic , then magnetic dipole effects must dominate the extinction cross section at the frequencies @xmath255 where plausible grain materials have a magnetic response . because most of the fe is in solid form in the interstellar medium , it is expected that some fraction of the interstellar grain population must be appreciably magnetic either paramagnetic , superparamagnetic , ferrimagnetic , or ferromagnetic . the frequency - dependent magnetic properties of candidate materials are estimated . the magnetic dipole emission from either paramagnetic grains or magnetite ( fe@xmath10o@xmath11 ) grains is well below the expected electric dipole emission due to vibrational modes at @xmath228 , or rotational emission from very small grains at @xmath0 . fe grains or inclusions will have the magnetic analogue of a frhlich resonance at @xmath256 , where the magnetic dipole absorption cross section peaks because @xmath116 . this will result in strong magnetic dipole absorption from ferromagnetic iron particles near @xmath256 . . if our estimate for the magnetic susceptibility of single - domain fe is correct , not more than @xmath4 of interstellar fe can be in the form of metallic iron ; otherwise the thermal magnetic dipole emission from interstellar dust at @xmath3 would greatly exceed the emission from dust measured by kogut et al . if a substantial fraction of interstellar fe is in a moderately strong magnetic material with the properties resembling our hypothetical material `` x4 '' in fig . [ fig : custom_emissivity ] , then thermal emission from such grains could account for a substantial fraction of the observed 14 - 90 ghz emission . at this time this possibility can not be excluded , even though the 14 - 90 ghz emission seems most likely due to spinning ultrasmall dust grains ( draine & lazarian 1998a , b ) . if nonspherical single - domain ferromagnetic grains are present , the magnetic dipole emission will be polarized . such grains are expected to be spontaneously magnetized along the `` long '' axis . the polarization is expected to depend strongly on frequency , with `` normal '' polarization ( electric vector perpendicular to @xmath210 ) at frequencies @xmath257 , but with a decrease , and perhaps even reversal ( depending upon grain shape ) , of the polarization for @xmath258 . we thank phil myers for helpful discussions , and robert lupton for the availability of the sm package . b.t.d . acknowledges the support of nsf grant ast-9619429 , and a.l . the support of nasa grants nag5 - 2858 and nag5 - 7030
the kramers - kronig relations for a dusty medium are generalized to include the possibility of magnetic grains . the magnetic permeability as a function of frequency is discussed for several candidate grain materials . iron grains , or grains containing iron inclusions , are likely to have the magnetic analogue of a frhlich resonance in the vicinity of , resulting in a large magnetic dipole absorption cross section .
thermal fluctuations in the magnetization of interstellar grains will produce magnetic dipole emission at . we show how to calculate absorption and emission from small particles composed of material with magnetic as well as dielectric properties . the kramers - kronig relations for a dusty medium are generalized to include the possibility of magnetic grains . the magnetic permeability as a function of frequency is discussed for several candidate grain materials . iron grains , or grains containing iron inclusions , are likely to have the magnetic analogue of a frhlich resonance in the vicinity of , resulting in a large magnetic dipole absorption cross section . we calculate the emission spectra for various interstellar grain candidates . while `` ordinary '' paramagnetic grains or even magnetite grains can not account for the observed `` anomalous '' emission from dust in the range , stronger magnetic dipole emission will result if a fraction of the grain material is ferromagnetic , as could be the case given the high fe content of interstellar dust . the observed emission from dust near implies that not more than of interstellar fe is in the form of metallic iron grains or inclusions ( e.g. , in `` gems '' ) . however , we show that if most interstellar fe is in a moderately ferromagnetic material , with the magnetic properties properly adjusted , it could contribute a substantial fraction of the observed emission , perhaps comparable to the contribution from spinning ultrasmall dust grains . the two emission mechanisms can be distinguished by measuring the emission from dark clouds . if ferromagnetic grains consist of a single magnetic domain , and are aligned , the magnetic dipole emission will be linearly polarized , with the polarization depending strongly on frequency . = cmmib10 h * pope-770 * submitted to _ the astrophysical journal _
1105.2949
i
in a series of papers the idea that time - reparametrization invariance ( tri ) should be the reason for large non - equilibrium fluctuations in glassy systems was introduced . this claim was substantiated with the analysis of the martin - siggia - rose - janssen - dedominicis ( msrjd ) action for langevin stochastic processes @xcite and by numerical simulations of various glassy models @xcite . the state of the art of these ideas is summarized in @xcite . the non - equilibrium situation we are concerned with is a dynamic process where a system is quenched below a transition or dynamic crossover with some protocol and it is let relax subsequently . the most interesting time regime after the quench is the one in which the size of the sample is the largest ( though still finite ) scale and times are long but not as much as to allow for equilibration . the system is then in an asymptotic non - equilibrium regime in which a kind of dynamic scaling is very often realized . in this stage the behavior of time - dependent observables is rather well understood @xcite . the sources of fluctuations in the dynamics of these systems are disorder in the initial conditions , thermal noise , quenched disorder and external forces , if present . in @xcite and references therein the proposal was to average over any sort of quenched randomness with the purpose of bringing together disordered systems such as spin - glasses , superconductors , or other and conventional glasses of atomic , molecular or other nature . external forces were set to zero and had no effect on the dynamics . one is then left with initial condition and thermally induced fluctuations only . in order to study their effects , beside the fully averaged value @xmath2 of physical quantities , one has to consider the properties of their fluctuating parts @xmath3 , to be defined properly , which may be sample dependent . the most complete characterization of fluctuations is then obtained through the probability distribution @xmath4 . in particular , since the relevance of fully - averaged two - time quantities such as the self - correlation @xmath5 function , the linear autoresponse @xmath6 and their fluctuating parts , to the issue of tri was underlined in @xcite , one is interested in the probability distributions of @xmath7 and @xmath8 studied as a function of @xmath7 , @xmath9 , @xmath10 , the system size and the other parameters in the model . this is , however , a formidable task . less ambitious but still very instructive is to analyze the first moments of the distributions , such as the generalized variances that we shall define in the body of this paper . this is , indeed , the route that we shall follow in this article . resorting to a langevin description , in sec . [ formalism ] we set the formalism for continuous variables systems and then present analytic expressions for these variances in terms of the msrjd fields , deriving scaling laws based upon the tri scenario . next , recalling previous results on linear and beyond - linear response theory @xcite , we relate these variances to quantities that can be measured in ising spin systems in sec . [ 3dea ] . in sec . [ numerical ] we put the tri predictions to the test in the edwards - anderson ( ea ) model in @xmath11 by means of extensive numerical simulations . the results , which refine and extend the analysis performed in @xcite , are consistent with the predictions of tri . in the same section we present another set of numerical simulations performed on a coarsening system , the ferromagnetic ising model in @xmath12 , for which tri is not expected to hold @xcite , showing a different pattern of fluctuations , already at a qualitative level . a summary and the conclusions are contained in sec . [ concl ] .
this article is a contribution to the understanding of fluctuations in the out of equilibrium dynamics of glassy systems . by extending theoretical ideas based on the assumption that time - reparametrization invariance develops asymptotically we examine these predictions with numerical tests in a standard glassy model , the edwards - anderson spin - glass , and in a system where time - reparametrization invariance is not expected to hold , the ferromagnetic ising model , both at low temperatures . pacs : 05.70.ln , 75.40.gb , 05.40.-a
this article is a contribution to the understanding of fluctuations in the out of equilibrium dynamics of glassy systems . by extending theoretical ideas based on the assumption that time - reparametrization invariance develops asymptotically we deduce the scaling properties of diverse high - order correlation functions . we examine these predictions with numerical tests in a standard glassy model , the edwards - anderson spin - glass , and in a system where time - reparametrization invariance is not expected to hold , the ferromagnetic ising model , both at low temperatures . our results enlighten a qualitative difference between the fluctuation properties of the two models and show that scaling properties conform to the time - reparametrization invariance scenario in the former but not in the latter . pacs : 05.70.ln , 75.40.gb , 05.40.-a
1403.7838
i
hopf algebras were introduced in the 1950 s from three different perspectives : algebraic groups in positive characteristic , cohomology rings of lie groups , and group objects in the category of von neumann algebras . the study of non - commutative non - cocommutative hopf algebras started in the 1960 s . the fundamental breakthrough is drinfeld s report @xcite . among many contributions and ideas , a systematic construction of solutions of the quantum yang - baxter equation ( qybe ) was presented . let @xmath0 be a vector space . the qybe is equivalent to the braid equation : @xmath1 if @xmath2 satisfies , then @xmath3 is called a braided vector space ; this is a down - to - the - earth version of a braided tensor category @xcite . drinfeld introduced the notion of quasi - triangular hopf algebra , meaning a pair @xmath4 where @xmath5 is a hopf algebra and @xmath6 is invertible and satisfies the approppriate conditions , so that every @xmath5-module @xmath0 becomes a braided vector space , with @xmath2 given by the action of @xmath7 composed with the usual flip . furthermore , every finite - dimensional hopf algebra @xmath5 gives rise to a quasi - triangular hopf algebra , namely the drinfeld double @xmath8 as vector space . if @xmath5 is not finite - dimensional , some precautions have to be taken to construct @xmath9 , or else one considers yetter - drinfeld modules , see [ subsec : repns ] . in conclusion , every hopf algebra is a source of solutions of the braid equation . essential examples of quasi - triangular hopf algebras are the quantum groups @xmath10 @xcite and the finite - dimensional variations @xmath11 @xcite . in the approach to the classification of hopf algebras exposed in this report , braided vector spaces and braided tensor categories play a decisive role ; and the finite quantum groups are the main actors in one of the classes that splits off . by space limitations , there is a selection of the topics and references included . particularly , we deal with finite - dimensional hopf algebras over an algebraically closed field of characteristic zero with special emphasis on description of examples and classifications . interesting results on hopf algebras either infinite - dimensional , or over other fields , unfortunately can not be reported . there is no account of the many deep results on tensor categories , see @xcite . various basic fundamental results are not explicitly cited , we refer to @xcite for them ; classifications of hopf algebras of fixed dimensions are not evoked , see @xcite . i thank all my coauthors for pleasant and fruitful collaborations . i am particularly in debt with hans - jrgen schneider , matas graa and ivn angiono for sharing their ideas on pointed hopf algebras with me .
pointed hopf algebras constitute the class best understood ; the classification of those with abelian group is expected to be completed soon and there is substantial progress in the non - abelian case . _ dedicado a biblioco 34 _ 16t05 , 16t20 , 17b37 , 16t25 , 20g42 . hopf algebras , quantum groups , nichols algebras .
this is a survey on the state - of - the - art of the classification of finite - dimensional complex hopf algebras . this general question is addressed through the consideration of different classes of such hopf algebras . pointed hopf algebras constitute the class best understood ; the classification of those with abelian group is expected to be completed soon and there is substantial progress in the non - abelian case . _ dedicado a biblioco 34 _ 16t05 , 16t20 , 17b37 , 16t25 , 20g42 . hopf algebras , quantum groups , nichols algebras .
1310.1524
i
background independence is often ( but not always ) considered in attempts to combine general relativity ( gr ) and quantum theory . standard quantum theory is _ not _ background - independent because it clings to either newton s absolute structures ( absolute time in particular ) or to the distinct absolute structures @xcite that special relativity replaced these with . i.e. minkowski spacetime as a fixed background with its other type of privileged inertial frames and its timelike killing vector . on the other hand , gr is not only a relativistic theory of gravitation but also einstein s attempt to free physics from background structures . here frames are only local and are determined by matter content , time is but a coordinate choice , and the generic gr spacetime has no killing vectors of any kind . einstein s attempt did not directly address @xcite further relational machian issues concerning time and space . however , it has since been determined that the theory of gr he arrived at in fact already manages @xcite to incorporate these . to proceed with explaining this , firstly the more standard and traditional dynamical / canonical formulation of gr wheeler s geometrodynamics @xcite is required . here gr is reformulated as a dynamics of evolving spatial 3-geometries which stack together to form the standard formulation s spacetime . this is usually described by evolving spatial 3-metrics which , unlike the description in terms of 3-geometries , have 3-coordinate ( or , better , 3-diffeomorphism ) redundancy but also the benefit of explicit computibility . secondly , if one starts out from leibniz mach relational first principles about time and space , one arrives at an equivalent variant of the geometrodynamics formulation of gr . ( a similar analysis also applies @xcite if one considers instead ashtekar variables - type dynamical formulations of gr @xcite that have dominated the canonical , but not dynamical , gr literature since the late 1980 s . ) background independence notions are often held to carry substantial physical , philosophical and conceptual content @xcite . this is for reasons that go back to the centuries - old absolute versus relative ( relational ) motion debate @xcite . it should be said that the background independence attempted from einstein to a ) ashtekar variables programs such as loop quantum gravity @xcite and b ) the present paper is at the _ metric level _ @xcite . this is as opposed to topological - level background independence , for which humankind largely remains physically and mathematically unprepared to this day ( see the conclusion ) . background independence is also a stated goal in m - theory @xcite , and furnishes one approach to supergravity ( particularly in canonical form ) @xcite . the above examples gives some idea of the opening sentence s ` often ' . on the other hand , its ` not always ' is exemplified by covariant perturbative quantization of gr and of alternative theories ( including perturbative string theory ) , and by further theories mentioned in the conclusion . some precursors for the current paper s material and presentation are as follows . most of it arose from analysing which facets of and isham s problem_s _ of time @xcite in quantum gravity already occur at the classical level @xcite . this was found to recover @xcite many of the postulates , implementations , results and insights of barbour - type relationalism @xcite . this theory of background independence can also be seen as an extension from two postulates with implementations to _ nine _ of a variant of barbour s relationalism : an extension that goes as far as covering all of the quantum aspects of the problem of time . i accredit gryb @xcite for previously considered a theory of background independence based just on ( a different variant of ) barbour s two relational postulates and implementations , with links to a small fraction of problem of time facets mentioned . however , the present work exceeds that by nine to two and by having comprehensive links to all of the known quantum and classically problem of time facets . moreover , barbour s relationalism s two postulates proved to be highly unselective among the well - known alternative theories to gr @xcite . on the other hand , the conclusion gives a number of examples of how the present paper s nine are substantially more selective in this manner . thus this paper provides a coherent enlargement of barbour s work into a theory of background independence that 1 ) is both usefully restrictive of widely proposed fundamental theories of physics . 2 ) it exposits the problem of time as a _ consequence _ of the physically , philosophically and conceptually desirable option of directly implementing ( metric ) background independence . note that 8/9ths of the possible alternative conceptual facets of the quantum problem of time already possess classical precursors @xcite . thus we start with the classical version . the outline of the current paper is as follows . after the structural considerations and toy models outlined in sec 2 , i cover temporal relationalism in sec 3 and configurational relationalism in sec 4 . these are the barbour - type postulates and implementations . i then cover constraint closure in sec 5 , expression in terms of beables in sec 6 , gr - type spacetime relationalism in sec 7 , foliation independence as attained by refoliation invariance in sec 8 , spacetime reconstruction in sec 9 . these are the 7/9ths of the aspects of background independence that bring about 7/9ths of the facets of the problem of time [ labelled exclusively by 1 ) to 9 ) in this article ] that are to be faced by _ a local _ resolution of the problem of time @xcite . the remaining ninths are globally defined specifications ( which lead to the global problem of time ) and uniqueness specifications ( which lead to the multiple choice problem of time ) . these are much less well understood in detail , as regards 1 ) the extent of the list of global sub - aspects of background independence ( and of consequent global problem of time ) . 2 ) also as regards addressing uniqueness specifications ( and of the consequent multiple choice problem ) in a manner that is both mathematically sharp and applies to a wide range of models / theories . so whilst i do give a conceptual outline of these in secs 11 and 12 , they largely remain among the frontiers of knowledge ( see the conclusion ) . sec 10 concerns the classical paths and histories counterparts of constraint closure and beables . sec 12 also summarizes the connection between this paper s background independence postulates and problem of time facets . these are labelled both with the names and conceptualizations used by kucha and isham @xcite and under my updated names for these @xcite . refer to appendix a for a mosaic of figurelets that support the main text .
this paper concerns what background independence itself is ( as opposed to some particular physical theory that is background independent ) . the notions presented mostly arose from a layer - by - layer analysis of the facets of the problem of time in quantum gravity . part of this coincides with two relational postulates which are thus identified as classical precursors of two of the facets of the problem of time . other aspects of background independence include the algebraic closure of these constraints , expressing physics in terms of beables , foliation independence as implemented by refoliation invariance , the reconstruction of spacetime from space . the final picture is that background independence a philosophically desirable and physically implementable feature for a theory to have has the facets of the problem of time among its consequences . * edward anderson * .
this paper concerns what background independence itself is ( as opposed to some particular physical theory that is background independent ) . the notions presented mostly arose from a layer - by - layer analysis of the facets of the problem of time in quantum gravity . part of this coincides with two relational postulates which are thus identified as classical precursors of two of the facets of the problem of time . these are furthemore tied to the forms of each of the gr hamiltonian and momentum constraints . other aspects of background independence include the algebraic closure of these constraints , expressing physics in terms of beables , foliation independence as implemented by refoliation invariance , the reconstruction of spacetime from space . the final picture is that background independence a philosophically desirable and physically implementable feature for a theory to have has the facets of the problem of time among its consequences . thus these arise naturally and are problems to be resolved , as opposed to avoided ` by making one s physics background - dependent in order not to have these problems ' . this serves as a selection criterion that limits the use of a number of model arenas and physical theories . * edward anderson * .
1507.07766
i
fifth - generation ( 5 g ) mobile communication systems are expected to achieve a @xmath0-fold increase in capacity , a @xmath1-fold increase in spectral and energy efficiencies , and a @xmath2-fold increase in average cell throughput @xcite . such significant enhancements can be achieved with large - scale multiple - input multiple - output ( mimo ) antenna systems , which are also referred to as `` massive mimo '' systems , e.g. , @xcite . these systems employ hundreds , or even thousands , of antennas at base stations ( bss ) to serve tens or hundreds of user terminals with the same time frequency resources . as such , array gains are expected to grow infinitely with the number of antennas at the bss , in which case the radiated energy efficiency increases dramatically and multiuser interference is eliminated completely . however , the high dimensionality of massive mimo systems considerably increases hardware cost and power consumption . in particular , the hardware complexity and power consumption of analog - to - digital converters ( adcs ) increase exponentially with the number of bits per sample @xcite and thus present a major obstacle . this drawback has motivated the use of low - cost low - precision adcs ( e.g. , @xmath3 bits ) for antennas , which has resulted in _ quantized _ mimo systems . bits are used in modern communication systems to process received signals in the digital domain . in this paper , the `` quantized '' mimo system specifically represents a mimo system equipped with very low - precision adcs ( e.g. , @xmath3 bits ) . ] such coarse quantization leads to the failure of all communication theories , as well as signal processing techniques dedicated to high - resolution quantization @xcite . some aspects of quantized mimo systems have been studied in the literature on capacity analysis @xcite , energy efficiency analysis @xcite , feedback codebook design @xcite , data detection @xcite , and channel estimation @xcite . the current work is focused on data detection and channel estimation for quantized mimo systems . previous studies on these subject mainly assumed perfect channel state information ( csi ) at the receiver ( csir ) or considered problems in channel estimation . the use of coarse quantization greatly reduces the number of _ effective _ measurements and hinders the easier acquisition of csir in quantized mimo systems than in unquantized ones . as explained in @xcite , a one - bit quantized mimo system requires an extremely long training sequence ( e.g. , approximately @xmath4 times the number of users ) to achieve the same performance as that in a full csi case . this requirement motivates us to consider joint channel - and - data ( jcd ) estimation , in which the estimated payload data are utilized to aid channel estimation . a major advantage of jcd estimation is that relatively few pilot symbols are required to achieve equivalent channel and data estimation performances @xcite . although an improved performance with the jcd technique is expected , its performance in _ quantized _ mimo systems is not clearly understood . the most related work appears to be that in @xcite , which investigated the achievable throughput in a one - bit quantized single - input single - output ( siso ) channel using jcd estimation ( i.e. , least squares channel estimation jointly on pilot and data symbols ) . for the one - bit quantized mimo system in @xcite , the authors considered a pilot - only scheme with least - squares channel estimation , followed by data detection that utilizes the maximal - ratio combining . although high - order constellation , such as 16-qam , was found to be capable of being supported by the one - bit quantized mimo system , which outperforms the ones reported in @xcite for qpsk , the long training sequence is still a requirement . hence , the fundamental performance limits on quantized mimo systems imposed by the jcd estimation represents an interesting research topic . in the present work , we propose a framework for analyzing the achievable performance of quantized mimo systems with jcd estimation . unlike other jcd estimation schemes based on suboptimal criteria @xcite , the bayes - optimal inference for jcd estimation is used in this work because this approach generates minimum mean square errors ( mmses ) with respect to ( w.r.t . ) the channels and data symbols . in the conference version of this work @xcite , our simulation results indicate that the bayes - optimal jcd estimator exhibits a significant advantage over pilot - only schemes in quantized mimo systems . in addition to the derivations omitted in @xcite , the main contributions of this work are summarized as follows . * to implement the bayes - optimal jcd estimator , we use a variant of belief propagation ( bp ) in approximating the marginal distributions of each data and channel component . we modify the bilinear generalized approximate message passing ( big - amp ) algorithm in @xcite and adapt it to the quantized mimo system by providing the corresponding closed - form expressions for the nonlinear steps . we refer to this scheme as the gamp - based jcd algorithm . * by performing a large - system analysis based on the replica method from statistical physics , we show the _ decoupling principle _ for the bayes - optimal jcd estimator . that is , in the large - system regime , the input output relationship of a quantized mimo system using the bayes - optimal jcd estimator is decoupled into a bank of scalar additive white gaussian noise ( awgn ) channels w.r.t . the data symbols and channel response . this decoupling property allows the characterization of several system performances of interest in an intuitive manner . in particular , the average symbol error rate ( ser ) w.r.t . the data symbols and the average mse w.r.t . the channel estimate for the bayes - optimal jcd estimator are determined . * finally , computer simulations are performed to verify the efficiency of the proposed gamp - based jcd algorithm and the accuracy of our analysis . the high accuracy of our results ensures the quick and efficient evaluation of the performances of quantized mimo systems . several useful observations related to system design are derived from the analysis . _ notations_throughout , for any matrix @xmath5 , @xmath6 refers to the @xmath7th entry of @xmath5 , @xmath8 denotes the transpose of @xmath5 , @xmath9 is the conjugate transpose of @xmath5 , and @xmath10 denotes its trace . also , @xmath11 denotes the identity matrix , @xmath12 is the zero matrix , @xmath13 denotes the frobenius norm , @xmath14 $ ] represents the expectation operator , @xmath15 is the natural logarithm , and @xmath16 is the signum function . in addition , a random vector @xmath17 drawn from the proper complex gaussian distribution of mean @xmath18 and covariance @xmath19 is described by the probability density function : @xmath20 where @xmath21 returns the determinant . we write @xmath22 . with @xmath23 denoting the real ( or complex ) gaussian integration measure , for an @xmath24 real valued vector @xmath17 , we have @xmath25 or @xmath26 for the complex valued vector , where @xmath27 and @xmath28 extracts the real and imaginary components , respectively . finally , @xmath29 denotes the cumulative gaussian distribution function @xcite .
this paper considers a multiple - input multiple - output ( mimo ) receiver with very low - precision analog - to - digital convertors ( adcs ) with the goal of developing massive mimo antenna systems that require minimal cost and power . previous studies demonstrated that the training duration should be _ relatively long _ to obtain acceptable channel state information . to address this requirement , we adopt a joint channel - and - data ( jcd ) estimation method based on bayes - optimal inference . this method yields minimal mean square errors with respect to the channels and payload data . we develop a bayes - optimal jcd estimator using a recent technique based on approximate message passing . we then present an analytical framework to study the theoretical performance of the estimator in the large - system limit . simulation results confirm our analytical results , which allow the efficient evaluation of the performance of quantized massive mimo systems and provide insights into effective system design . bayes - optimal inference , joint channel - and - data estimation , low - precision adc , massive mimo , replica method .
this paper considers a multiple - input multiple - output ( mimo ) receiver with very low - precision analog - to - digital convertors ( adcs ) with the goal of developing massive mimo antenna systems that require minimal cost and power . previous studies demonstrated that the training duration should be _ relatively long _ to obtain acceptable channel state information . to address this requirement , we adopt a joint channel - and - data ( jcd ) estimation method based on bayes - optimal inference . this method yields minimal mean square errors with respect to the channels and payload data . we develop a bayes - optimal jcd estimator using a recent technique based on approximate message passing . we then present an analytical framework to study the theoretical performance of the estimator in the large - system limit . simulation results confirm our analytical results , which allow the efficient evaluation of the performance of quantized massive mimo systems and provide insights into effective system design . bayes - optimal inference , joint channel - and - data estimation , low - precision adc , massive mimo , replica method .
astro-ph0407421
i
phantom energy remains for the moment a theoretical possibility [ 1 ] with potential application to describe super - accelerated evolution in both the primordial and late universe . but it is not just that . concerning late evolution of the universe , the possibility that the equation of state governing current cosmic evolution would correspond to phantom energy is still not at all excluded [ 2 ] . actually , if the accelerating expansion of the universe turned out to be not due to the existence of a positive cosmological constant , then presently supplied cosmic data appear to favor phantom energy over quintessence models for positive internal energy fields [ 3 ] . from a theoretical point of view , the study of phantom energy is by itself a very interesting subject . it actually bears some resemblance with the study of black holes in the early seventies by its intrinsic interest and in what then black holes were considered to be on the borderline of being or not actual objects . it is therefore not surprising that phantom energy had recently received a great deal of attention [ 4 ] . phantom energy can be defined in all present models for dark energy by simply introducing in such models a spontaneous violation of the dominant energy condition ; that is , if e.g. we consider an equation of state @xmath0 , then the phantom appears when we enforce @xmath2 , which in turn implies that the parameter @xmath1 . thus , in order to check the occurrence of phantom energy in the universe , it suffices to determine what the equation of state of the universe is . actually cosmic phantom energy keeps a fairly large set of rather weird properties , including [ 4 ] the above - mentioned violation of the dominant energy condition , @xmath3 , naive superluminal sound speed , increasing energy density with cosmic time , and ultimately the emergence in a finite time in the future of what has been dubbed big rip [ 5 ] , which is a true curvature singularity where all existing particles are coherently ripped apart . the latter prediction actually was already advanced in 1986 by barrow , galloway and tipler [ 5 ] . in this paper we shall add some extra weirdness concerning the thermodynamic properties of phantom energy ; more precisely , we show that phantom energy is characterized by a negative temperature and that this implies the phantom to be quantized , even though it is the largest possible system . this overall quantum nature of the cosmic phantom fluid comes about as a consequence from preserving the weak energy condition , and can be shown by either taking the phantom stuff to be made up of super - light axions [ 7 ] , or defining the phantom spacetime to be euclidean . thus , the aim of the present paper is at studying the thermodynamic properties of cosmic phantom energy . the influence that the presence of black holes may have on the phantom field is also explored . the main results are : ( i ) we confirm and interpret the result obtained by babichev , dokuchaev and eroshenko [ 8 ] that all black holes in the universe loss their mass to vanish at the big rip ; ( ii ) since the internal phantom energy is negative , whereas the phantom temperature is definite negative , and hence hotter than any other sources in the universe [ 9 ] , its entropy is always positive , even though holding of the second law is not guaranteed by quantum - mechanical reasons ; ( iii ) relative to the observable matter in the universe , the cosmic phantom field can be regarded as a cosmological source of information and negative entropy ; and ( iv ) in the presence of phantom radiation , quantum level systems undergo novel radiative processes that include a stimulated absorption phenomenon by which phantom radiation is attenuated . the paper can be outlined as follows . in sec . ii we consider and extend the process of phantom energy accretion by black holes first studied by babichev , dokuchaev and eroshenko [ 8 ] , interpreting it in terms of a new thermodynamic description of a phantom fluid which is developed and includes a negative temperature and a positive entropy . a discussion of the properties and meaning of the cosmological information induced by the presence of dominating phantom energy in the universe , as well as the implications that it may have on the emergence of life and the anthropic principle , is included in sec . iii . by interpreting the phantom field as a radiation field , we consider some of the quantum statistical - thermodynamic properties of the resulting description , including a generalized wien spectrum ( sec . iv ) and a derivation of the generalized planck law based on introducing novel radiative processes ( sec . v ) . we finally conclude and add some more comments in sec .
we interpret that result in terms of the intrinsic quantum nature of the phantom field and apply it to ( i ) attain a consistent explanation for some recent results concerning the evolution of black holes which , induced by accreting phantom energy , gradually loss their mass to finally vanish exactly at the big rip , and ( ii ) introduce the concept of cosmological information and its relation with life and the anthropic principle .
this paper deals with the thermodynamic properties of a phantom field in a flat friedmann - robertson - walker universe . general expressions for the temperature and entropy of a general dark - energy field with equation of state are derived from which we have deduced that , whereas the temperature of a cosmic phantom fluid ( ) is definite negative , its entropy is always positive . we interpret that result in terms of the intrinsic quantum nature of the phantom field and apply it to ( i ) attain a consistent explanation for some recent results concerning the evolution of black holes which , induced by accreting phantom energy , gradually loss their mass to finally vanish exactly at the big rip , and ( ii ) introduce the concept of cosmological information and its relation with life and the anthropic principle . some quantum statistical - thermodynamic properties of the quantum quantum field are also considered that include a generalized wien law and the prediction of some novel phenomena such as the stimulated absorption of phantom energy and the anti - laser effect .
1302.6984
i
numerical differentiation is an old but basic topic in numerical mathematics . compared to the large amount of literature on numerical integration , numerical differentiation is a much less studied topic . given a differentiable function , the available numerical methods for computing its derivatives are indeed very limited . there are essentially only two such methods ( cf.@xcite ) . one method is to approximate derivatives by difference quotients . the other is to first approximate the given function ( or its values at a set of points ) by a more simple function ( e.g. , polynomial , rational function and piecewise polynomial ) and then to use the derivative of the approximate function as an approximation to the sought - after derivative . the two types of classical methods work well if the given function is sufficiently smooth . however , the two classical methods produce large errors or divergent approximations if the given function is rough , which is often the case when the function is a solution of a linear or nonlinear partial differential equation ( pde ) . for boundary value and initial - boundary value problems , classical solutions often do not exist . consequently , one has to deal with generalized or weak solutions , which are defined using a variational setting for linear and quasilinear pdes . although numerical methods for pdes implicitly give rise to methods for approximating weak derivatives ( in fact , combinations of weak derivatives ) of the solution functions ( cf . @xcite ) , to the best of our knowledge , there is no systematic study and theory in the literature on how to approximate weak derivatives of a given ( not - so - smooth ) function . moreover , for linear second order pdes of non - divergence form and fully nonlinear pdes , it is not possible to derive variational weak formulations using integration by parts . as a result , weak solution concepts for those types of pdes are different . the best known and most successful one is the _ viscosity solution _ concept ( cf.@xcite and the references therein ) . to directly approximate viscosity solutions , which in general are only continuous functions , one must approximate their derivatives in some appropriately defined sense offline ( cf.@xcite ) , and then substitute the numerical derivatives for the ( formal ) derivatives appearing in the pdes . clearly , to make such an intuitive approach work , the key is to construct correct " numerical derivatives and to use them judiciously to build numerical schemes . this paper addresses the above two fundamental issues . the specific goals of this paper are twofold . _ first _ , we systematically develop a computational framework for approximating weak derivatives and a new discontinuous galerkin ( dg ) finite element differential calculus theory . keeping in mind the approximation of fully nonlinear pdes , we introduce locally defined , one - sided numerical derivatives for piecewise weakly differentiable functions . using the newly defined one - sided numerical derivatives as building blocks , we then define a host of first and second order sided numerical differential operators including the gradient , divergence , curl , hessian , and laplace operators . to ensure the usefulness and consistency of these numerical operators , we establish basic calculus rules for them . among the rules are the product and the chain rule , integration by parts formulas and the divergence theorem . we establish some approximation properties of the proposed dg finite element numerical derivatives and show that they coincide with well - known finite difference derivative formulas on cartesian grids . consequently , our dg finite element numerical derivatives are natural generalizations of well - known finite difference numerical derivatives on general meshes . these results are of independent interest in numerical differentiation . _ second _ , we present some applications of the proposed dg finite element differential calculus to build numerical methods for linear and nonlinear partial differential equations . this is done based on a very simple idea ; that is , we replace the ( formal ) differential operators in the given pde by their corresponding dg finite element numerical operators and project ( in the @xmath0 sense ) the resulting equation onto the dg finite element space @xmath1 . we show that the resulting numerical methods not only recover several existing finite difference , finite element and dg methods , but also give rise to some new numerical schemes for both linear and nonlinear pde problems . the remainder of this paper is organized as follows . in section [ sec-2 ] we introduce the mesh and space notation used throughout the paper . in section [ sec-3 ] we give the definitions of our dg finite element numerical derivatives and various first and second order numerical differential operators . in section [ sec-4 ] we establish an approximation property and various calculus rules for the dg finite element numerical derivatives and operators . in section [ sec-5 ] we discuss the implementation aspects of the numerical derivatives and operators . finally , in section [ sec-6 ] we present several applications of the proposed dg finite element differential calculus to numerical solutions of prototypical linear and nonlinear pdes including the poisson equation , the biharmonic equation , the @xmath2-laplace equation , second order linear elliptic pdes in non - divergence form , first order fully nonlinear hamilton - jacobi equations , and second order fully nonlinear monge - ampre equations .
this paper develops a discontinuous galerkin ( dg ) finite element differential calculus theory for approximating weak derivatives of sobolev functions and piecewise sobolev functions . by introducing numerical one - sided derivatives as building blocks , various first and second order numerical operators such as the gradient , divergence , hessian , and laplacian operator are defined , and their corresponding calculus rules are established . among the calculus rules are product and chain rules , integration by parts formulas and the divergence theorem . approximation properties and the relationship between the proposed dg finite element numerical derivatives and some well - known finite difference numerical derivative formulas on cartesian grids are also established . efficient implementation of the dg finite element numerical differential operators is also proposed . besides independent interest in numerical differentiation , the primary motivation and goal of developing the dg finite element differential calculus is to solve partial differential equations . it is shown that several existing finite element , finite difference and dg methods can be rewritten compactly using the proposed dg finite element differential calculus framework . moreover , new dg methods for linear and nonlinear pdes are also obtained from the framework .
this paper develops a discontinuous galerkin ( dg ) finite element differential calculus theory for approximating weak derivatives of sobolev functions and piecewise sobolev functions . by introducing numerical one - sided derivatives as building blocks , various first and second order numerical operators such as the gradient , divergence , hessian , and laplacian operator are defined , and their corresponding calculus rules are established . among the calculus rules are product and chain rules , integration by parts formulas and the divergence theorem . approximation properties and the relationship between the proposed dg finite element numerical derivatives and some well - known finite difference numerical derivative formulas on cartesian grids are also established . efficient implementation of the dg finite element numerical differential operators is also proposed . besides independent interest in numerical differentiation , the primary motivation and goal of developing the dg finite element differential calculus is to solve partial differential equations . it is shown that several existing finite element , finite difference and dg methods can be rewritten compactly using the proposed dg finite element differential calculus framework . moreover , new dg methods for linear and nonlinear pdes are also obtained from the framework .
1308.2836
i
many statistical data sets involve covariates @xmath0 that are error - contaminated versions of their true unobserved counterpart @xmath1 . however , the measurement error often does not fit the classical error structure @xmath2 with @xmath3 independent from @xmath1 . a common occurrence is , in fact , the opposite situation , in which @xmath4 with @xmath5 independent from @xmath0 , a situation often referred to as berkson measurement error [ @xcite , @xcite , @xcite ] . a typical example is an epidemiological study in which an individual s true exposure @xmath1 to some contaminant is not observed , but instead , what is available is the average concentration @xmath0 of this contaminant in the region where the individual lives . the individual - specific @xmath1 randomly fluctuate around the region average @xmath0 , resulting in berkson errors . existing approaches to handle data with berkson measurement error [ e.g. , @xcite , @xcite ] unfortunately require the distribution of the measurement error to be known , or to be estimated via validation data , which can be costly , difficult or impossible to collect . ( in classical measurement error problems , the distribution of the error can be identified from repeated measurements via a kotlarski - type equality [ @xcite , @xcite ] . however , such results do not yet exist for berkson - type measurement error . ) a popular approach to relax the assumption of a fully known distribution of the measurement error is to allow for some adjustable parameters in the distributions of the variables and their relationships , and solve for the parameter values that best reproduce various conditional moments of the observed variables , under the assumption that this solution is unique . this approach has been used , in particular , for polynomial specifications [ @xcite ] and , more recently , for a very wide range of parametric models [ wang ( @xcite ) ] . the present paper goes beyond this and provides a formal identification result and a general nonparametric regression method that is consistent in the presence of berkson errors , without requiring the distribution of the measurement error to be known a priori . instead , the method relies on the availability of a so - called instrumental variable [ e.g. , see chapter 6 in @xcite ] to recover the relationship of interest . for instance , in the epidemiological study of the effect of particulate matter pollution on respiratory health we consider in this paper , suitable instruments could include ( i ) individual - level measurement of contaminant levels that can even be biased and error - contaminated or ( ii ) incidence rates of diseases other than the one of interest that are known to be affected by the contaminant in question . our estimation method essentially proceeds by representing each of the unknown functions in the model by a truncated series ( or a flexible functional form ) and by numerically solving for the parameter values that best fits the observable data . although such an approach is easy to suggest and implement , it is a challenging task to formally establish that such a method is guaranteed to work in general . first , there is no guarantee that the solution ( i.e. , parameter values that best match the distribution of the observable data ) is unique . second , estimation in the presence of a number of unknown parameters going to infinity with sample size is fraught with convergence questions . can the postulated series represent the solution asymptotically ? is the parameter space too large to obtain consistency ? is the noise associated with estimating an increasing number of parameters kept under control ? our solution to these problems is two - fold . first , we target the most difficult obstacle by formally establishing identification conditions under which the regression function and the distribution of all the unobserved variables of the model are uniquely determined by the distribution of the observable variables . a second important aspect of our solution to the berkson measurement error problem is to exploit the extensive and well - developed literature on nonparametric sieve estimation [ e.g. , @xcite , @xcite , @xcite ] to formally address the potential convergence issues that arise when nonparametric unknowns are represented via truncated series with a number of terms that increases with sample size . these theoretical findings are supported by a simulation study and the usefulness of the method is illustrated with an epidemiological application to the effect of particulate matter pollution on respiratory health .
this paper establishes that so - called instrumental variables enable the identification and the estimation of a fully nonparametric regression model with berkson - type measurement error in the regressors . its practical performance and feasibility are investigated via monte carlo simulations as well as through an epidemiological application investigating the effect of particulate air pollution on respiratory health .
this paper establishes that so - called instrumental variables enable the identification and the estimation of a fully nonparametric regression model with berkson - type measurement error in the regressors . an estimator is proposed and proven to be consistent . its practical performance and feasibility are investigated via monte carlo simulations as well as through an epidemiological application investigating the effect of particulate air pollution on respiratory health . these examples illustrate that berkson errors can clearly not be neglected in nonlinear regression models and that the proposed method represents an effective remedy .
1611.02336
i
to improve the spectral efficiency , current designs of wireless networks adopt universal frequency reuse where all the cells can share the same radio spectrum resources . however , universal frequency reuse comes at the cost of severe intercell interference ( ici ) , especially at cell - edge mobile stations ( ms ) . in the 3gpp lte - advanced standard , coordinated multi - point transmission / reception ( comp ) is considered as an enabling technique to actively deal with the ici @xcite . in comp , the coverage , throughput and efficiency of the multicell system can be significantly improved by fully coordinating and optimizing the concurrent transmissions from multiple base - stations ( bs ) to the mss @xcite . depending on the level of coordination among the coordinated cells , a comp system can operate under different modes , namely joint processing / joint transmission ( jp / jt ) , dynamic point selection ( dps ) , and coordinated scheduling / coordinated beamforming ( cs / cb ) @xcite , as illustrated in fig . [ fig : comp - mode ] . 0.42 0.42 0.42 in the jp / jt mode ( fig . [ fig : jp ] ) , the antennas of a cluster of coordinated bss form a large single antenna array @xcite . the signals intended for a particular ms are simultaneously transmitted from multiple bss across cell sites . thus , jp / jt offers the benefit of large - scale bs cooperation @xcite . asymptotic performance of jp / jt has been analyzed in recent works through the large system analysis of coordinated multicell systems @xcite . although jp / jt can exploit the best performance from the comp system , it is the most complex mode in terms of signaling and synchronization among the bss @xcite . per the 3gpp lte - advanced release 11 , the jp / jt mode is normally assumed to be `` coherent '' , meaning that co - phasing of the signs from different coordinated transmission points is performed by means of precoding at the transmitter @xcite . thus , implementing jp / jt will need a high - resolution adjustable analog delay to each coordinated bs to cope with the delay variations . for this reason , it is difficult to fully realize the potential performance gains of coherent jp / jt , which may limit their applicability only to bss connected by a fast backhaul @xcite . in addition , coherent jp / jt requires inter - point phase information as part of the channel state information ( csi ) feedback from multiple points @xcite . the cs / cb mode accounts for the least complex comp mode . in cs / cb ( fig . [ fig : cb ] ) , the signal to a single ms is transmitted from the serving cell only @xcite . however , the beamforming functionality is dynamically coordinated between the bss to control / reduce the ici @xcite . optimal beamforming design for comp system under cs / cb mode can be obtained from joint optimization @xcite or game theory @xcite . to effectively coordinate the inter - cell interference , cs / cb requires csi feedback from multiple points @xcite . however , by exploiting channel reciprocality @xcite , optimal downlink cs / cb can be implemented if a bs knows the csi only to its connected mss @xcite . in dps mode ( fig . [ fig : dps ] ) , the ms , at any one time , is being associated to a single bs . however , this single associated bs can dynamically change from time - frame to time - frame within a set of possible bss inside the cluster @xcite . comp dps provides a good trade - off between the transmission algorithm complexity , system performance and backhaul overhead , in comparison to jp / jt and cs / cb @xcite . in fact , the synchronization issue and the requirement of fast backhaul communications can be alleviated in the dps mode , compared to the jp / jt mode . in dps , each ms s data has to be available at all the possible bss ready for selection . in addition , the beamforming functionality is still needed to coordinate the transmission across the bss for interference control @xcite . to facilitate the interference control , dps demands similar csi feedback as cs / cb such that no inter - point phase information is required @xcite . in fact , when the user - bs association is determined , the dps mode becomes the cs / cb mode . compared to cs / cb , dps offers the advantage of site selection diversity , since dps can provide a `` soft - handoff '' solution to among the coordinated bss to quickly switch the best bs for association for each ms . however , it is not clear how a joint bs association strategy and beamforming design in the dps mode can be optimally determined to maximize the performance of the comp system . in this paper , we are interested in jointly optimizing the bs association strategy and linear beamforming design for a comp downlink system under the dps mode . with a set of target signal - to - interference - plus - noise ratios ( sinr ) at the mss , our design objective is to minimize either : i. ) the weighted sum transmit power across the bss or ii . ) the per - bs transmit power margin . designing multicell beamformers under the cs / cb mode has attracted a lot of research attention , such as @xcite . uplink - downlink duality and iterative fixed - point iteration have been successfully exploited in @xcite to obtain optimal beamformers to either minimize the sum transmit power at the bss or maximize the minimum sinr at the mss . different to these previous studies , part of this work examines the application of uplink - downlink duality to optimize the multicell beamformers under the dps mode . while the problem of joint bs association and beamforming design / power control in uplink transmission has been intensively studied @xcite , the counterpart problem in downlink transmission is not well understood . there are few prior studies in literature which deal with this downlink transmission problem . in @xcite , the problem for downlink transmission has been investigated for the case of power control ( not including beamforming design ) . it is stated in @xcite that there is no pareto - optimal solution for the problem of joint bs association and beamforming design in the downlink . the work in @xcite tackled the problem of joint downlink beamforming , power control , and access point allocation in a congested system . in @xcite , the joint optimization of bs association and beamforming design was examined and a relaxing - and - rounding technique was proposed as a suboptimal solution to the binary variables indicating the bs association . recent works in @xcite proposed joint bs association and power allocation / beamforming design strategies to maximize the multicell system throughput . in another work @xcite , the problem of joint bs assignment and power allocation for maximizing the minimum rate in a single - input single - output ( siso ) interference channel was investigated . a two - stage algorithm was proposed to iteratively find the bs assignment and power allocation for the users @xcite . in contrast to these works , our formulation and solution framework are to attain pareto - optimal joint bs association and beamforming design strategies with guaranteed sinrs at the mss . in the context of finding the optimal beamforming design for power minimization , the optimization can be formulated as a nonconvex quadratic constrained quadratic programming ( qcqp ) problem @xcite . the nonconvex qcqp is then solved indirectly via convex semi - definite programming ( sdp ) relaxation @xcite or a transformation into a convex second - order conic programming ( socp ) problem @xcite . it will be shown later in this paper that it is not possible to transform the problems under consideration into a socp . thus , we rely on recent developments in nonconvex qcqp @xcite in joinly devising the optimal bs association strategy and beamforming design . in this work , we formulate the joint bs association and beamforming design problems as mixed integer programs , which contain the binary variables indicating the bs associations . to circumvent the difficulty in dealing with the binary variables and devise optimal joint bs association and beamforming designs , our proposed solution approaches , which also account for the main contributions of this paper , are as follows : * we propose a relaxation method to solve these original mixed integer programs by relaxing all the binary variables to @xmath0 and focusing on optimizing the beamformers . these relaxed optimization problems are shown to be nonconvex qcqp . our analysis based the qcqp solution framework then shows that the relaxed problems can be solved optimally . * under the design objective of minimizing the weighted sum transmit power , the obtained solution from the relaxed problem is also optimal to the original problem . specifically , this solution indicates both the optimal bs association strategy and the optimal beamforming design for all mss . our proposed framework also indicates that any pareto - optimal solution can be obtained by properly adjusting the weight factors in the objective function of sum transmit power . * we propose two solution approaches based on the lagrangian duality and the dual uplink problem to find the optimal solution . via the dual uplink problem , we propose a distributed algorithm to obtain the optimal joint bs association and beamforming design . we show that the dps can be optimally implemented when a bs knows the csi only to users within its serving user set . * under the design objective of minimizing the per - bs transmit power margin , the optimality of the relaxed problem s solution to the original problem is not always observed . nevertheless , based on the obtained solution from the relaxed problem , a suboptimal solution to the original problem is then proposed . we observe that the performance gap between the suboptimal solution to the optimal one is negligible in simulations . simulation results also show that the resulting optimal joint bs association and beamforming design can significantly improve the performance of the comp system . _ notations _ : superscripts @xmath1 , @xmath2 , @xmath3 stand for transpose , complex conjugate , and complex conjugate transpose operations , respectively ; upper - case bold face letters are used to denote matrices whereas lower - case bold face letters are used to denote column vectors ; @xmath4 denotes an @xmath5 diagonal matrix with diagonal elements @xmath6 ; @xmath7_{i , j}$ ] denotes the @xmath8 element of the matrix argument ; @xmath9 indicates the optimal value of the variable @xmath10 ; @xmath11 ( and @xmath12 ) is to indicate the matrix inequality ( and strict matrix inequality ) defined on the cone of nonnegative definite matrices ; @xmath13 is to denote that @xmath14 is a semi - definite and singular matrix ; @xmath15 denotes the absolute value of the scalar number @xmath10 whereas @xmath16 denotes the cardinality of the set @xmath17 ; @xmath18 and @xmath19 denote the sets of complex and real numbers , respectively .
this work then presents a solution framework to optimize the bs associations and coordinated beamformers for all mss . with target signal - to - interference - plus - noise ratios at the mss , , we first relax the original problems into new optimization problems by expanding their constraint sets . based on the nonconvex quadratic constrained quadratic programming framework , we show that these relaxed problems can be solved optimally . interestingly , with the first design objective , the obtained solution from the relaxed problem is also optimal to the original problem . with the second design objective , a suboptimal solution to the original problem comp , multicell system , multiuser , coordinated beamforming , dynamic point selection , convex optimization , semidefinite programming .
this paper examines a comp system where multiple base - stations ( bs ) employ coordinated beamforming to serve multiple mobile - stations ( ms ) . under the dynamic point selection mode , each ms can be assigned to only one bs at any time . this work then presents a solution framework to optimize the bs associations and coordinated beamformers for all mss . with target signal - to - interference - plus - noise ratios at the mss , the design objective is to minimize either the weighted sum transmit power or the per - bs transmit power margin . since the original optimization problems contain binary variables indicating the bs associations , finding their optimal solutions is a challenging task . to circumvent this difficulty , we first relax the original problems into new optimization problems by expanding their constraint sets . based on the nonconvex quadratic constrained quadratic programming framework , we show that these relaxed problems can be solved optimally . interestingly , with the first design objective , the obtained solution from the relaxed problem is also optimal to the original problem . with the second design objective , a suboptimal solution to the original problem is then proposed , based on the obtained solution from the relaxed problem . simulation results show that the resulting jointly optimal bs association and beamforming design significantly outperforms fixed bs association schemes . comp , multicell system , multiuser , coordinated beamforming , dynamic point selection , convex optimization , semidefinite programming .
1611.02336
c
this paper has presented a solution framework to obtain an optimal joint bs association and beamforming design for downlink transmission . the design objective was to minimize either the weighted transmit power across the bss or the per - bs transmit power margin with a set of target sinrs at the mss . by properly relaxing the nonconvex joint bs association and beamforming design problems , we have shown that their optimal solutions can be obtained via the relaxed problems . under the first design objective , such optimality is always guaranteed . two solution approaches based on the lagrangian duality and the dual uplink problem have been then proposed to find an optimal solution . under the second design objective , based on the obtained solution from the relaxed problem , a near - optimal solution to the original problem is then proposed . simulation results have shown the superior performance of the optimal joint bs association and beamforming design over fixed bs association schemes . in addition , simulation shows that @xmath301-cell clustering is sufficient to obtain a very close performance to the universal clustering . d. h. n. nguyen , l. b. le , and t. le - ngoc , `` optimal joint base station association and beamforming design for downlink transmission , '' in _ proc . _ , london , uk , jun . 2015 , pp . 49664971 . h .- mttnen , k. hmlinen , j. venlinen , k. schober , m. enescu , and m. valkama , `` system - level performance of lte - advanced with joint transmission and dynamic point selection schemes , '' _ eurasip j. adv . signal process . 2012 , no . 1 , pp . 118 , 2012 . d. gesbert , s. hanly , h. huang , s. s. shitz , o. simeone , and w. yu , `` multi - cell mimo cooperative networks : a new look at interference , '' _ ieee j. select . areas in commun . _ , vol . 28 , no . 9 , pp . 13801408 , dec . 2010 . j. zhang , c. k. wen , s. jin , x. gao , and k. k. wong , `` large system analysis of cooperative multi - cell downlink transmission via regularized channel inversion with imperfect csit , '' _ ieee trans . wireless commun . _ , vol . 12 , no . 10 , pp . 48014813 , oct . d. lee , h. seo , b. clerckx , e. hardouin , d. mazzarese , s. nagata , and k. sayana , `` coordinated multipoint transmission and reception in lte - advanced : deployment scenarios and operational challenges , '' _ ieee commun . mag . _ , vol . 50 , no . 2 , 148155 , feb . j. lee , y. kim , h. lee , b. l. ng , d. mazzarese , j. liu , w. xiao , and y. zhou , `` coordinated multipoint transmission and reception in lte - advanced systems , '' _ ieee commun . _ , vol . 50 , no . 11 , pp . 4450 , nov . 2012 . y. huang , g. zheng , m. bengtsson , k. k. wong , l. yang , and b. ottersten , `` distributed multicell beamforming with limited intercell coordination , '' _ ieee trans . signal process . _ , vol . 59 , no . 2 , pp . 728738 , feb . 2011 . y. huang , g. zheng , m. bengtsson , k. k. wong , l. yang , and b. ottersten , `` distributed multicell beamforming design approaching pareto boundary with max - min fairness , '' _ ieee trans . wireless commun . _ , vol . 11 , no . 8 , pp . 29212933 , aug . y. huang , c. w. tan , and b. d. rao , `` joint beamforming and power control in coordinated multicell : max - min duality , effective network and large system transition , '' _ ieee trans . wireless commun . _ , vol . 12 , no . 6 , pp . 27302742 , jun . 2013 . r. agrawal , a. bedekar , r. gupta , s. kalyanasundaram , h. kroener , and b. natarajan , `` dynamic point selection for lte - advanced : algorithms and performance , '' in _ proc . ieee wireless commun . and networking conf . 2014 , pp . 13921397 . s. hanly , `` an algorithm for combined cell - site selection and power control to maximize cellular spread spectrum capacity , '' _ ieee j. select . areas in commun . _ , vol . 13 , no . 7 , pp . 13321340 , sep . f. rashid - farrokhi , l. tassiulas , and k. liu , `` joint optimal power control and beamforming in wireless networks using antenna arrays , '' _ ieee trans . _ , vol . 46 , no . 10 , pp . 13131324 , oct . 1998 . r. stridh , m. bengtsson , and b. ottersten , `` system evaluation of optimal downlink beamforming with congestion control in wireless communication , '' _ ieee trans . wireless commun . _ , vol . 5 , no . 4 , pp . 743751 , apr . 2006 . m. hong , r. sun , h. baligh , and z .- q . luo , `` joint base station clustering and beamformer design for partial coordinated transmission in heterogeneous networks , '' _ ieee j. select . areas in commun . _ , vol . 31 , no . 2 , pp . 226240 , feb . 2013 . r. sun , m. hong , and z .- q . luo , `` optimal joint base station assignment and power allocation in a cellular network , '' in _ proc . ieee int . work . on signal process . advances for wireless commun . _ , jun . 2012 , pp . 234238 . h. tuy and h. d. tuan , `` generalized s - lemma and strong duality in nonconvex quadratic programming , '' _ journal of global optimization _ , 56 , no . 3 , pp . 10451072 , 2013 . [ online ] . available : http://dx.doi.org/10.1007/s10898-012-9917-0
this paper examines a comp system where multiple base - stations ( bs ) employ coordinated beamforming to serve multiple mobile - stations ( ms ) . under the dynamic point selection mode , the design objective is to minimize either the weighted sum transmit power or the per - bs transmit power margin . since the original optimization problems contain binary variables indicating the bs associations , finding their optimal solutions is a challenging task . to circumvent this difficulty is then proposed , based on the obtained solution from the relaxed problem .
this paper examines a comp system where multiple base - stations ( bs ) employ coordinated beamforming to serve multiple mobile - stations ( ms ) . under the dynamic point selection mode , each ms can be assigned to only one bs at any time . this work then presents a solution framework to optimize the bs associations and coordinated beamformers for all mss . with target signal - to - interference - plus - noise ratios at the mss , the design objective is to minimize either the weighted sum transmit power or the per - bs transmit power margin . since the original optimization problems contain binary variables indicating the bs associations , finding their optimal solutions is a challenging task . to circumvent this difficulty , we first relax the original problems into new optimization problems by expanding their constraint sets . based on the nonconvex quadratic constrained quadratic programming framework , we show that these relaxed problems can be solved optimally . interestingly , with the first design objective , the obtained solution from the relaxed problem is also optimal to the original problem . with the second design objective , a suboptimal solution to the original problem is then proposed , based on the obtained solution from the relaxed problem . simulation results show that the resulting jointly optimal bs association and beamforming design significantly outperforms fixed bs association schemes . comp , multicell system , multiuser , coordinated beamforming , dynamic point selection , convex optimization , semidefinite programming .
1111.1051
i
interference is a major performance - limiting factor in modern wireless communication systems . many interference mitigation strategies have been proposed to improve network spectral efficiency . by allowing partial or full cooperation among interfering base stations , interference can effectively be managed and spectral efficiency can be improved . joint beamforming @xcite and network mimo ( or multicell processing ) @xcite among base stations have been shown to be effective interference mitigation techniques . however , if cooperation among transmitters is not allowed , orthogonal multiple access has been a traditional solution to interference . in a @xmath0-user single - input single - output ( siso ) interference channel ( ic ) , for example , each user can achieve @xmath2 degrees of freedom ( dof ) by time division multiple access . in recent years , interference alignment ( ia ) techniques have received much attention @xcite . the basic concept of ia is to align the interfering signals in a small dimensional subspace . in a @xmath0-user siso ic , @xmath3 dof have been shown to be achievable using ia @xcite . although ia provides a substantial asymptotic capacity gain in interference channels , there are many practical challenges for implementation . ia requires global channel state information at the transmitter ( csit ) , and imperfect channel knowledge severely degrades the gain of ia . in some channel configurations , symbols should be extended in the time / frequency domain to align interfering signals . the high computational complexity is also considered as a major challenge . to ameliorate these difficulties , many ia algorithms have been proposed such as iterative ia @xcite and a subspace ia @xcite . for interference suppression , multiuser diversity can also be exploited by opportunistic user selection for minimizing interference . the interference reduction by multiuser diversity can be enjoyed without heavy burden on global channel knowledge because user selection in general requires only a small amount of feedback @xcite . in this context , opportunistic interference alignment ( oia ) has been recently proposed in @xcite and has attracted much attention . in a 3-transmitter @xmath4 mimo interfering broadcast channel ( ibc ) , the authors of @xcite proved that @xmath5 ( where @xmath6 $ ] ) dof per transmitter is achievable when the number of users scales as @xmath7 . in @xcite and @xcite , a @xmath0-transmitter @xmath8 simo ibc and a @xmath0-transmitter @xmath9 simo ibc have been studied , respectively . for simo interfering multiple access channel ( imac ) constituted by @xmath0-cell uplink channels with @xmath10 transmit antennas and single antenna users , the authors of @xcite showed that @xmath11 dof are achievable when the number of users scales as @xmath12 . in these schemes , user dimensions are used to align the interfering signals ; each transmitter opportunistically selects a user whose interfering signals are most aligned among the users associated with the transmitter . contrary to the conventional opportunistic user selection techniques @xcite , the oia scheme exploits the multiuser dimensions for interference alignment . in this paper , we investigate the optimal role of multiuser diversity for the target dof in the ibc with @xmath0-transmitters and generalize the results of @xcite@xcite . for the @xmath0-transmitter simo ibc , each transmitter selects and serves a single user in its user group consisting of @xmath13 users . once after @xmath0-transmitters select their serving users , a @xmath0-user ic is constructed . each user has @xmath14 antennas less than or equal to the number of interferers , i.e. , @xmath15 . thus , without help of multiuser diversity , interference at each user can not be perfectly removed so that the achievable rate of each transmitter goes to zero as signal - to - noise ratio ( snr ) increases . consequently , the achievable dof per transmitter becomes zero . however , non - zero dof per transmitter is achievable by exploiting multiuser diversity as the number of users increases . since opportunistic user selection can focus on either enhancing the desired signal or decreasing interference , non - zero dof can be obtained by properly enhancing the desired signal strength and reducing interference via user selection . that is , the non - zero dof @xmath16 comprises a dof gain term @xmath17 from the desired signal and a dof loss term @xmath18 caused by interference such that @xmath19 , and the target dof @xmath16 can be obtained by a proper combination of @xmath20 and @xmath21 . however , many questions remain unsolved ; what is the feasible and optimal combination of @xmath22 for the target dof @xmath23 and what is the sufficient number of users for the target dof achieving strategy . we answer these fundamental questions and analytically investigate how the multiuser dimensions can be optimally exploited for the target dof in the ibc . specifically , from geometric interpretation of interfering channels , we define an interference alignment measure that indicates how well interference signals are aligned at each user . using the interference alignment measure , we first consider the @xmath0- transmitters simo ibc and show that the dof gain term @xmath20 can be achieved if the number of users scales in terms of transmit power @xmath24 as @xmath25 and the dof loss term can be reduced to @xmath21 if the number of users scales as @xmath26 . from these results , we find the optimal strategy of exploiting multiuser diversity for the target dof @xmath16 in terms of the required number of users ; the optimal target dof achieving strategies @xmath27 are @xmath28 and @xmath29 for the target dof @xmath30 $ ] and @xmath31 , respectively . we also investigate how the optimal target dof achieving strategy @xmath27 can be realized by practical user selection schemes . then , we extend our results to the @xmath0-transmitter mimo ibc where each transmitter has @xmath32 multiple antennas and serves multiple users with @xmath14 receive antenna each . our generalized key findings are summarized as follows : * for the target dof @xmath33 $ ] , @xmath34 is the optimal target dof achieving strategy that minimizes the required number of users . that is , the multiuser dimensions should be exploited to make the dof loss @xmath35 . the sufficient number of users for this strategy scales like @xmath36 . * for the target dof @xmath37 , @xmath38 is the optimal target dof achieving strategy which minimizes the required number of users . that is , the multiuser dimensions should be exploited to make the dof loss term zero as well as to make the dof gain term @xmath16 . the sufficient number of users for this strategy scales like @xmath39 . the rest of this paper is organized as follows . in section ii , we describe the system model . in section iii , a geometric interpretation of interfering channels is provided , and the interference alignment measure is defined . section iv derives the optimal strategies of achieving the target dof in terms of the required number of users . in section v , we show how various practical user selection schemes exploit multiuser diversity for the target dof and discuss their optimality to achieve the target dof . the system model is extended for the mimo ibc in section vi . numerical results are shown in section vii , and we conclude our paper in section viii . _ notations _ throughout the paper , we use boldface to denote vectors and matrices . the notations @xmath40 , @xmath41 , and @xmath42 denote the conjugate transpose , the @xmath43th largest eigenvalue , and the eigenvector of matrix @xmath44 corresponding to the @xmath43th largest eigenvalue . for convenience , the smallest eigenvalue , the largest eigenvalue , and the eigenvectors corresponding eigenvectors of @xmath44 are denoted as @xmath45 , @xmath46 , @xmath47 , and @xmath48 , respectively . also , @xmath49 , @xmath50 , and @xmath51 indicate the @xmath52 identity matrix , the @xmath53-dimensional complex space , and the set of @xmath54 complex matrices , respectively .
this paper investigates how multiuser dimensions can effectively be exploited for target degrees of freedom ( dof ) in interfering broadcast channels ( ibc ) consisting of-transmitters and their user groups . zero dof per transmitter is achievable as the number of users increases . through geometric interpretation of interfering channels , the sufficient number of users for the target dof is derived . we also discuss how the optimal strategy of exploiting multiuser diversity can be realized by practical user selection schemes . multiuser diversity , degrees of freedom , interference alignment measure , interfering broadcast channel
this paper investigates how multiuser dimensions can effectively be exploited for target degrees of freedom ( dof ) in interfering broadcast channels ( ibc ) consisting of-transmitters and their user groups . first , each transmitter is assumed to have a single antenna and serve a singe user in its user group where each user has receive antennas less than . in this case , a-transmitter single - input multiple - output ( simo ) interference channel ( ic ) is constituted after user selection . without help of multiuser diversity , interfering signals can not be perfectly removed at each user since the number of receive antennas is smaller than or equal to the number of interferers . only with proper user selection , non - zero dof per transmitter is achievable as the number of users increases . through geometric interpretation of interfering channels , we show that the multiuser dimensions have to be used first for reducing the dof loss caused by the interfering signals , and then have to be used for increasing the dof gain from its own signal . the sufficient number of users for the target dof is derived . we also discuss how the optimal strategy of exploiting multiuser diversity can be realized by practical user selection schemes . finally , the single transmit antenna case is extended to the multiple - input multiple - output ( mimo ) ibc where each transmitter with multiple antennas serves multiple users . multiuser diversity , degrees of freedom , interference alignment measure , interfering broadcast channel
1505.07188
i
the wireless information transfer ( wit ) and wireless power transfer ( wpt ) technologies share the common origin of the electromagnetic waves , which is a direct consequence of the fact that radio frequency ( rf ) signals carry energy as well as information at the same time . nevertheless , prior research activities and industrial developments on wit have been carried out independently from those on wpt , due to the fact that wit and wpt operate with rather different receiver power sensitivities , i.e. , @xmath2 dbm for information receivers and @xmath3 dbm for energy receivers @xcite . as a result , wit and wpt have distinct receiver architectures and design objectives . in particular , wit makes use of the _ active _ mixer for maximal information delivery rate @xcite , whereas wpt utilizes the _ passive _ rectenna for maximal energy transmission efficiency @xcite . it is not until recently that the dual use of rf signals for _ simultaneous wireless information and power transfer _ ( swipt ) @xcite has been studied , giving rise to an appealing solution for energy - constrained wireless systems such as cooperative relay networks . recent advances on swipt have demonstrated conflicting objectives in designing wit for maximal information delivery rate and wpt for maximal energy transmission efficiency , as witnessed by the fundamental _ rate - energy tradeoff _ @xcite . varshney first introduced the notion of the rate - energy region for swipt in additive white gaussian noise ( awgn ) channels @xcite , which was then generalized to frequency - selective fading channels @xcite . these pioneering studies , however , were based on an ideal receiver circuit which simultaneously decodes information and harvests energy from the same signal without any loss @xcite . it has been recognized that this ideal receiver architecture @xcite may be difficult to implement given the current state - of - the - art of electronic circuits . a practical receiver architecture incorporating both energy harvesting ( eh ) and information decoding ( i d ) circuits into a single terminal was proposed in @xcite . based on this practical architecture , the wireless terminal may operate either in the time switching mode @xcite , in which the receiver perform eh and i d in a time - division fashion , or in the power splitting mode @xcite , in which the receiver splits the received signal into two streams for separate eh and i d at the same time . the corresponding rate - energy tradeoff was studied for single - input single - output ( siso ) @xcite and multiple - input multiple - output ( mimo ) channels @xcite . the power allocation , beamforming design , and optimization schemes were studied to achieve various tradeoffs between eh and i d . the throughput maximization for a multi - user system was addressed in @xcite . the optimum power allocation maximizing the information rate while guaranteeing that the harvested energy is above a threshold was studied for broadband systems where perfect instantaneous channel state information ( csi ) was available at the transmitter @xcite . moreover , beamforming scheme maximizing the harvested energy subject to information rate constraint was studied under imperfect csi in @xcite . similarly , beamforming design maximizing the information rate subject to eh constraint was addressed in @xcite . the precoder maximizing the energy efficiency in mimo wiretap channel subject to secrecy rate and power constraints was studied in @xcite . these works @xcite represent typical applications of swipt in point - to - point ( p2p ) communications . recently , the swipt has also found its application in energy - constrained wireless relay networks . in eh relay systems , the source and destination typically have dedicated power supplies from battery or power grid , while the relays are powered by the rf signals radiated by the source . the throughput performance of an amplify - and - forward ( af ) relay network employing eh relays was studied for both delay - limited and delay - tolerant applications in @xcite . the benefits of eh relays and the differences between eh relay networks and conventional relay networks were investigated in @xcite . in @xcite , a joint power allocation and relay selection scheme for af relay networks with eh ability was studied . a greedy switching strategy between eh and data relaying was investigated for a dual - hop af network , and the outage probability was analyzed in @xcite . besides af relay systems , swipt has also been studied for decode - and - forward ( df ) relay systems . specifically , a df network consisting of multiple source - destination pairs and one eh relay was studied in @xcite , where the outage probability was studied taking into account the spatial randomness of the source - destination pairs . for the same system , the diversity performance and power allocation were studied in @xcite . similarly , a df eh network consisting of one or multiple sources , multiple relays , and one destination was studied in @xcite , and a more general df system consisting of a multiple source - destination pairs and multiple eh relays in the presence of random interferences was studied in @xcite , where the small - scale fading and the large - scale path - loss were taken into account in the outage probability analysis . due to the far - field isotropic rf radiation , the energy transfer efficiency of wpt ( e.g. , microwave power transfer ) via rf signals is very low . beamforming techniques ( based on large antenna arrays ) can substantially boost the energy efficiency by forming focused energy beams using the instantaneous csi . the existing works @xcite on swipt have either explicitly or implicitly assumed _ coherent _ wit which requires the instantaneous csi for information decoding . for eh relay systems featuring coherent wit , the source needs to periodically send training symbols for channel estimation , which results in an increased network signaling overhead . moreover , sophisticated channel estimation algorithm needs to be implemented in a _ distributed _ manner among spatially separated wireless terminals , which inevitably increases the hardware complexity and results in extra energy consumption . the consumed energy due to channel estimation and training becomes a serious issue especially for eh relay systems , as the consumed power reduces the net harvested energy for future data relaying . therefore , _ coherent _ swipt requiring channel estimation might be a costly approach for energy - constrained applications . as a remedy , the _ noncoherent _ swipt which eliminates the need for training signalings and the channel estimation , and consequently , consumes much less energy , might be an energy - efficient and cost - effective solution for eh relay systems . to the best of our knowledge , however , the _ noncoherent _ swipt has not been studied in the literature , which motivated this work . the existing works on swipt have been devoted to the _ information - theoretic _ performance analysis in terms of the rate - energy tradeoff , ergodic capacity , outage probability , etc . however , insights into the swipt regarding the bit or symbol error rate performance associated with an actual detection scheme from the _ communication - theoretic _ perspective are not available . to the best of our knowledge , the maximum - likelihood detector ( mld ) achieving noncoherent swipt has not been studied yet . in this paper , we will tackle the noncoherent mlds which characterize the optimum performance benchmark for i d in eh relay systems . the main objective of this paper is to develop the _ noncoherent _ swipt framework and practical mlds for eh relay networks . we consider an eh relay system consisting of a source , a destination , and multiple eh relays , which can harvest energy directly from the rf signals radiated by the source and utilize the harvested energy to decode - and - forward the source information to the destination . the main contributions of the paper are summarized as follows : * a unified noncoherent swipt framework embracing both _ power - splitting noncoherent df _ ( ps - ncdf ) and _ time - switching noncoherent df _ ( ts - ncdf ) protocols is developed , which supports any @xmath0-dpsk or @xmath0-fsk signalings enabling the noncoherent swipt . * following the unified noncoherent swipt framework , we derive the exact mlds for ps - ncdf and ts - ncdf in a unified form , for both @xmath0-fsk and @xmath0-dpsk signalings . the exact mlds involve numerical integral evaluations ; yet are useful for characterizing the optimum performance benchmark for i d in noncoherent swipt . * to reduce the computational cost of the exact mlds , we develop _ closed - form _ approximate mlds with substantially lower complexity . numerical results demonstrate that the proposed approximate mlds achieve almost identical performance to the exact mlds , thus constituting a practical solution for _ noncoherent _ swipt . * useful insights into the noncoherent swipt are obtained from the communication - theoretic perspective in terms of the symbol - error rate ( ser ) . specifically , we demonstrate a performance tradeoff between the first and second hops through the adjustment of the time switching coefficient or power splitting factor . moreover , the optimal values of these system parameters corresponding to the minimum symbol - error rate ( ser ) are strictly between 0 and 1 . finally , we demonstrate that @xmath0-fsk is an energy - efficient solution for noncoherent swipt , especially when @xmath1 . * as a byproduct of this work , we obtain generic analytical results dealing with the distributions of circularly symmetric complex gaussian ( cscg ) random variables and their transformations . these generic results may be of general usefulness for other different applications . moreover , an _ exact _ expression of the transition ( error ) probability is developed for @xmath0-dpsk . in addition , a tight closed - form approximation of the transition probability is developed . to the best of our knowledge , these analytical results have not been reported in the literature . section [ sec : sysmodel ] introduces the system model of eh relay networks . section [ sec : ncdf_relaying ] develops the noncoherent swipt framework for eh relay networks . section [ sec : math ] presents the mathematical fundamentals developed in this paper . section [ sec : mld ] proposes the closed - form approximate as well as the exact mlds . section [ sec : numerical ] evaluates the performance of the proposed detectors and section [ sec : con ] concludes the paper . _ notation _ : we use @xmath4 to denote that @xmath5 is defined by @xmath6 . also , @xmath7 , @xmath8 , @xmath9 , @xmath10 , @xmath11 , and @xmath12 denote the conjugate , transpose , conjugate transpose , 2-norm , expectation , and natural logarithm , respectively . @xmath13 denotes an @xmath14 identity matrix , @xmath15 denotes an all - zero column vector , @xmath16 denotes a column vector with 1 at its @xmath17-th entry and 0 elsewhere , and @xmath18 denotes the phase of @xmath19 over a @xmath20 interval of interest . finally , @xmath21 indicates that @xmath22 is a cscg random vector with mean @xmath23 and covariance @xmath24 .
this paper investigates simultaneous wireless information and power transfer ( swipt ) in energy harvesting ( eh ) relay systems . unlike existing swipt schemes requiring the channel state information ( csi ) for _ coherent _ information delivery swipt framework for decode - and - forward ( df ) relay systems bypassing the need for csi and consequently saving energy in the network . the proposed swipt framework embraces _ power - splitting noncoherent df _ ( ps - ncdf ) and _ time - switching noncoherent df _ exact ( noncoherent ) maximum - likelihood detectors ( mlds ) for ps - ncdf and ts - ncdf are developed in a unified form , which involves integral evaluations yet serves as the optimum performance benchmark for noncoherent swipt . to reduce the computational cost of the exact mlds , we also propose _ closed - form _ approximate mlds achieving near - optimum performance , thus serving as a _ practical _ solution for noncoherent swipt . energy harvesting , maximum likelihood , noncoherent swipt , wireless information transfer ( wit ) , wireless power transfer ( wpt ) .
this paper investigates simultaneous wireless information and power transfer ( swipt ) in energy harvesting ( eh ) relay systems . unlike existing swipt schemes requiring the channel state information ( csi ) for _ coherent _ information delivery , we propose a _ noncoherent _ swipt framework for decode - and - forward ( df ) relay systems bypassing the need for csi and consequently saving energy in the network . the proposed swipt framework embraces _ power - splitting noncoherent df _ ( ps - ncdf ) and _ time - switching noncoherent df _ ( ts - ncdf ) in a unified form , and supports arbitrary-ary noncoherent frequency - shift keying ( fsk ) and differential phase - shift keying ( dpsk ) . exact ( noncoherent ) maximum - likelihood detectors ( mlds ) for ps - ncdf and ts - ncdf are developed in a unified form , which involves integral evaluations yet serves as the optimum performance benchmark for noncoherent swipt . to reduce the computational cost of the exact mlds , we also propose _ closed - form _ approximate mlds achieving near - optimum performance , thus serving as a _ practical _ solution for noncoherent swipt . numerical results demonstrate a performance tradeoff between the first and second hops through the adjustment of time switching or power splitting parameters , whose optimal values minimizing the symbol - error rate ( ser ) are strictly between 0 and 1 . we demonstrate that-fsk results in a significant energy saving over-dpsk for ; thus-fsk may be more suitable for eh relay systems . energy harvesting , maximum likelihood , noncoherent swipt , wireless information transfer ( wit ) , wireless power transfer ( wpt ) .
1505.07188
c
we have proposed a noncoherent swipt framework embracing both ps - ncdf and ts - ncdf in a unified form , supporting @xmath0-fsk and @xmath0-dpsk . following this framework , we developed exact noncoherent mlds for ps - ncdf and ts - ncdf in a unified form , which involves integral evaluations . nevertheless , the exact mlds are useful for characterizing the optimum performance benchmark for noncoherent swipt . furthermore , to make the mlds suitable for practical implementation , we developed _ closed - form _ approximate mlds achieving near - optimum performance . numerical results demonstrated a performance tradeoff between the first and second hops through the adjustment of the time switching coefficient or power splitting factors . moreover , the optimal values of these system parameters corresponding to the minimum ser are strictly between 0 and 1 . finally , we demonstrated that @xmath0-fsk is an energy - efficient solution for noncoherent swipt , especially when @xmath1 .
, we propose a _ noncoherent _ ( ts - ncdf ) in a unified form , and supports arbitrary-ary noncoherent frequency - shift keying ( fsk ) and differential phase - shift keying ( dpsk ) . numerical results demonstrate a performance tradeoff between the first and second hops through the adjustment of time switching or power splitting parameters , whose optimal values minimizing the symbol - error rate ( ser ) are strictly between 0 and 1 .
this paper investigates simultaneous wireless information and power transfer ( swipt ) in energy harvesting ( eh ) relay systems . unlike existing swipt schemes requiring the channel state information ( csi ) for _ coherent _ information delivery , we propose a _ noncoherent _ swipt framework for decode - and - forward ( df ) relay systems bypassing the need for csi and consequently saving energy in the network . the proposed swipt framework embraces _ power - splitting noncoherent df _ ( ps - ncdf ) and _ time - switching noncoherent df _ ( ts - ncdf ) in a unified form , and supports arbitrary-ary noncoherent frequency - shift keying ( fsk ) and differential phase - shift keying ( dpsk ) . exact ( noncoherent ) maximum - likelihood detectors ( mlds ) for ps - ncdf and ts - ncdf are developed in a unified form , which involves integral evaluations yet serves as the optimum performance benchmark for noncoherent swipt . to reduce the computational cost of the exact mlds , we also propose _ closed - form _ approximate mlds achieving near - optimum performance , thus serving as a _ practical _ solution for noncoherent swipt . numerical results demonstrate a performance tradeoff between the first and second hops through the adjustment of time switching or power splitting parameters , whose optimal values minimizing the symbol - error rate ( ser ) are strictly between 0 and 1 . we demonstrate that-fsk results in a significant energy saving over-dpsk for ; thus-fsk may be more suitable for eh relay systems . energy harvesting , maximum likelihood , noncoherent swipt , wireless information transfer ( wit ) , wireless power transfer ( wpt ) .
0804.3261
i
in mobile wireless networks , communications typically take place over time - varying channels . when this time - variation or fading is `` fast '' such that the channel state information ( csi ) is hardly obtainable at the transmitter , a classical approach for mitigating impairments of fading to transmission reliability is to apply _ diversity techniques _ , such as coded diversity , antenna diversity , and path diversity . on the other hand , when the fading channel changes sufficiently `` slowly '' such that the transmitter is able to acquire the csi , a general approach to compensate for the fading is _ dynamic resource allocation _ , whereby transmit resources such as power , bit - rate , antenna - beam and bandwidth are dynamically allocated based upon the fading distribution . effective implementation of dynamic resource allocation usually requires joint optimization of both physical ( phy ) -layer transmission and media - access - control ( mac ) -layer rate scheduling in the classical communication protocol stack , and thus demands for a new _ cross - layer _ design methodology . one challenging issue to be addressed for dynamic resource allocation in tomorrow s wireless networks is how to meet with user s heterogeneous transmission quality - of - service ( qos ) requirements . among others , the demand for wireless high - speed connectivity for both delay - tolerant `` packet '' data and delay - sensitive `` circuit '' data is expected to rise significantly in the next decade . therefore , study on both spectral and power efficient transmission schemes for support of _ heterogeneous delay - constrained data traffic _ becomes an important area for research . on the other hand , because tolerance for a larger transmission delay incurred to data traffic allows for more flexible transmit power and rate adaptation over time and thereby leads to a larger transmission throughput in the long term , there is in general a fundamental _ throughput - delay tradeoff _ associated with dynamic resource allocation over fading channels . characterization of such fundamental tradeoff is another important research problem because it reveals the ultimate gain achievable by dynamic resource allocation under realistic transmission delay requirements . this paper is aimed to provide concrete answers to the aforementioned problems by considering the fading broadcast channel ( bc ) that models the downlink transmission in a typical wireless cellular network . an information - theoretic approach is taken in this paper to address some fundamental limits of dynamic resource allocation for the fading bc under various transmission delay considerations . in particular , the fading multiple - input single - output ( miso ) bc is considered where multi - antennas are equipped at the transmitter of the base station ( bs ) , and single antenna at the receiver of each mobile user . because of multi - antennas at the transmitter , spatial multiplexing can be used at the bs to support simultaneous transmission to mobile users at the same frequency , named space - division - multiple - access ( sdma ) . a slow - fading environment is assumed , and for simplicity , the block - fading ( bf ) channel model is adopted . it is further assumed that the bs has perfect user csi at its transmitter , and is thus able to perform a centralized dynamic resource allocation based upon multiuser channel conditions . this paper s main contributions are summarized as follows : * this paper studies optimal dynamic resource allocation for the fading miso - bc when both no - delay - constrained ( ndc ) packet data and delay - constrained ( dc ) circuit data are required for transmission at the same time . a cross - layer optimization approach is taken for jointly optimizing capacity - achieving multi - antenna transmission at the phy - layer and fairness - ensured multiuser rate scheduling at the mac - layer . a convex optimization framework is formulated for minimizing the average transmit power at the bs subject to both ndc and dc user rate constraints . a _ two - layer lagrange - duality method _ is shown to be the key for solving this problem . based on this method , a novel online resource allocation algorithm that is amenable to efficient cross - layer implementation is derived , and its convergence behavior is validated . * this paper investigates the fundamental throughput - delay tradeoff for the fading miso - bc under optimal dynamic resource allocation . by taking the difference between the maximum sum - rate of users under ndc and dc transmission subject to the constraint that the rate portion allocated to each user needs to be regulated by the same prescribed _ rate - profile _ , the paper presents a novel characterization for the limiting loss in sum capacity due to the vanishing delay tolerance , termed the _ delay penalty _ , for the fading miso - bc . thereby , the delay penalty provides the answer to the following interesting question : comparing no delay constraint versus zero - delay constraint for all users in the network , how much is the maximum percentage of throughput gain achievable for _ all _ users by optimal dynamic resource allocation ? the capacity region under ndc or dc transmission for a fading single - input single - output ( siso ) bc has been characterized in @xcite , @xcite , and for a fading siso multiple - access channel ( mac ) in @xcite , @xcite . a similar scenario like in this paper with mixed ndc and dc transmission has also been considered in @xcite for the single - user multiple - input multiple - output ( mimo ) fading channel , and in @xcite for the fading siso - bc . the comparison of achievable rates between ndc and dc transmission has been considered in @xcite for the fading mimo - bc . however , none of the above prior work has considered transmit optimization with mixed ndc and dc data traffic for the fading miso - bc , which is addressed in this paper . on the other hand , throughput - delay and power - delay tradeoffs for communications over fading channels by exploiting the combined csi and data buffer occupancy at the transmitter have been intensively studied in the literature for both single - user and multiuser transmission ( e.g. , @xcite and references therein ) . in contrast to prior work , this paper studies the throughput - delay tradeoff from a new perspective by characterizing the fundamental delay penalty in the network throughput owing to stringent ( zero ) transmission delay constraint imposed by all users . the concept of rate - profile , or its equivalent definitions for specifying some certain fairness in user rate allocation have also been considered for the siso multiuser channel in @xcite , @xcite , and for the mimo multiuser channel in @xcite , @xcite . however , to the author s best knowledge , application of rate - profile for characterizing the delay penalty in a multiuser fading channel is a novelty of this paper . there has been recently a great deal of study on the real - time resource allocation algorithm , named proportional fair scheduling ( pfs ) ( e.g. , @xcite-@xcite and references therein ) , which maximizes the network throughput by exploiting the multiuser channel variation and at the same time , maintains certain fairness among users in rate allocation . however , pfs is unable to guarantee any prescribed user rate demand . in this paper , a novel online scheduling algorithm is proposed to ensure that all ndc and dc user rate demands are satisfied with the minimum transmit power consumption at the bs . the remainder of this paper is organized as follows . section [ sec : system model ] illustrates the fading miso - bc model and provides a summary of known information - theoretic results for it . section [ sec : mixed traffic ] addresses the optimal cross - layer dynamic resource allocation problem for support of simultaneous transmission of heterogeneous delay - constrained traffic . section [ sec : tradeoffs ] characterizes the fundamental throughput - delay tradeoff for the fading miso - bc . section [ sec : simulation results ] provides the simulation results . finally , section [ sec : conclusion ] concludes the paper . _ notation _ : this paper uses upper case boldface letters to denote matrices and lower case boldface letters to indicate vectors . for a square matrix @xmath0 , @xmath1 and @xmath2 are its determinant and inverse , respectively . for any general matrix @xmath3 , @xmath4 denotes its conjugate transpose . @xmath5 and @xmath6 indicate the identity matrix and the vector with all zero elements , respectively . @xmath7 denotes the euclidean norm of a vector @xmath8 . @xmath9 $ ] denotes statistical expectation over the random variable @xmath10 . @xmath11 denotes the @xmath12-dimensional real euclidean space and @xmath13 is its non - negative orthant . @xmath14 is the space of @xmath15 matrices with complex number entries . the distribution of a circularly - symmetric complex gaussian ( cscg ) vector with the mean vector @xmath8 and the covariance matrix @xmath16 is denoted by @xmath17 , and @xmath18 means `` distributed as '' . @xmath19 denotes the non - negative part of a real number @xmath20 .
the multiple - input single - output ( miso ) fading broadcast channel ( bc ) is of interest where the base station ( bs ) employs multiple transmit antennas to realize simultaneous downlink transmission at the same frequency to multiple mobile users each having a single receive antenna . an information - theoretic approach is taken for characterizing capacity limits of the fading miso - bc under various transmission delay considerations . first , this paper studies transmit optimization at the bs when some users have delay - tolerant `` packet '' data and the others have delay - sensitive `` circuit '' data for transmission at the same time . based on the convex optimization framework , an online resource allocation algorithm is derived that is amenable to efficient cross - layer implementation of both physical ( phy ) -layer multi - antenna transmission and media - access - control ( mac ) -layer multiuser rate scheduling . secondly , this paper investigates the fundamental throughput - delay tradeoff for transmission over the fading miso - bc . by comparing the network throughput under completely relaxed versus strictly zero transmission delay constraint , this paper characterizes the limiting loss in sum capacity due to the vanishing delay tolerance , termed the _ delay penalty _ , under some prescribed user fairness for transmit rate allocation . broadcast channel ( bc ) , fading channel , multi - antenna , throughput - delay tradeoff , dynamic resource allocation , cross - layer optimization , convex optimization .
this paper is concerned with dynamic resource allocation in a cellular wireless network with slow fading for support of data traffic having heterogeneous transmission delay requirements . the multiple - input single - output ( miso ) fading broadcast channel ( bc ) is of interest where the base station ( bs ) employs multiple transmit antennas to realize simultaneous downlink transmission at the same frequency to multiple mobile users each having a single receive antenna . an information - theoretic approach is taken for characterizing capacity limits of the fading miso - bc under various transmission delay considerations . first , this paper studies transmit optimization at the bs when some users have delay - tolerant `` packet '' data and the others have delay - sensitive `` circuit '' data for transmission at the same time . based on the convex optimization framework , an online resource allocation algorithm is derived that is amenable to efficient cross - layer implementation of both physical ( phy ) -layer multi - antenna transmission and media - access - control ( mac ) -layer multiuser rate scheduling . secondly , this paper investigates the fundamental throughput - delay tradeoff for transmission over the fading miso - bc . by comparing the network throughput under completely relaxed versus strictly zero transmission delay constraint , this paper characterizes the limiting loss in sum capacity due to the vanishing delay tolerance , termed the _ delay penalty _ , under some prescribed user fairness for transmit rate allocation . broadcast channel ( bc ) , fading channel , multi - antenna , throughput - delay tradeoff , dynamic resource allocation , cross - layer optimization , convex optimization . [ section ] [ section ] [ section ] [ section ] [ section ] [ section ]
1005.4570
c
in this paper we define two candidate models that might explain how an infectious disease having varying disease response could spread in a community of households . large population properties of the two models are presented . these results are used to show by means of numerical illustrations , that it is generally possible to discriminate between the two models . more precisely , given final outcome data from a sufficiently large community of households it is , except in some degenerate cases , possible to determine which of the two explanations to varying disease response that best explain the data . both models could of course be extended towards higher realism . for example , besides household structure , all individuals are assumed similar whereas it would be more realistic to distinguish between adults and children having different mixing rates . another extension would be to allow for more than two different disease responses . it is of course also possible to come up with other models giving rise to mild and severe infectives . however , we believe that the two models studied capture the perhaps two most likely reasons : either the infection status of an individual is predetermined or else it depends on whom the person was infected by . in the first situation it could be natural to extend the model to allow this predetermined status to be dependent between individuals of the same household , for example due to previous exposure to the disease . in the present model it is assumed that the predetermined infection status is independent also within households . another important extension would of course be to apply the method to real data with the hope to find out more about the underlying reason for having varying disease response .
two different models are analysed . in the first model , the infection status of an individual is predetermined , perhaps due to partial immunity , and in the second , the infection status of an individual depends on the infection status of its infector and on whether the individual was infected by a within- or between - household contact . the aim of the paper is to investigate whether it is possible to determine which of the two underlying explanations is causing the varying response when given final size household outbreak data containing mild and severe cases .
this paper is concerned with sir ( susceptible infected removed ) household epidemic models in which the infection response may be either mild or severe , with the type of response also affecting the infectiousness of an individual . two different models are analysed . in the first model , the infection status of an individual is predetermined , perhaps due to partial immunity , and in the second , the infection status of an individual depends on the infection status of its infector and on whether the individual was infected by a within- or between - household contact . the first scenario may be modelled using a multitype household epidemic model , and the second scenario by a model we denote by the infector - dependent - severity household epidemic model . large population results of the two models are derived , with the focus being on the distribution of the total numbers of mild and severe cases in a typical household , of any given size , in the event that the epidemic becomes established . the aim of the paper is to investigate whether it is possible to determine which of the two underlying explanations is causing the varying response when given final size household outbreak data containing mild and severe cases . we conduct numerical studies which show that , given data on sufficiently many households , it is generally possible to discriminate between the two models by comparing the kullback - leibler divergence for the two fitted models to these data . [ [ keywords ] ] keywords : + + + + + + + + + household epidemic model , infector dependent severity , kullback - leibler divergence , multitype epidemic , varying response , final outcome data .
0907.1370
i
the hercules supercluster is probably among the most massive structures in the local universe ( chincarini et al . 1981 ; barmby & huchra 1998 ) . this supercluster is composed of three smaller clusters : a2151 , a2147 and a2152 , that are probably bound ( barmby & huchra 1998 ) . optical and x - ray studies suggest that a2151 could still be in the process of collapsing , given the lack of hi deficiency in the spiral population ( giovanelli & haynes 1985 ; dickey 1997 ) and the irregular distribution of the hot icm and its low x - ray flux ( magri et al . 1988 ; huang & sarazin 1996 ) . on top of that a2151 has at least three distinct subclusters with varying dwarf to giant galaxy ratios ( bird et al . 1995 ; snchez - janssen et al . 2005 ) . the main aim of this paper is to study the population of galaxies with recent star formation in a2151 , as traced by their h@xmath0 luminosities . it has been largely discussed in the literature the effect of the environment on the h@xmath0 emission of galaxies , the commonly accepted conclusion being that the total h@xmath0 luminosity of galaxies is lowered in high density environments ( e.g. gavazzi et al . 2002 ; domnguez et al . 2002 ; lewis et al . 2002 ; gmez et al . 2003 ; balogh et al . 2004 ; tanaka et al . 2004 ; rines et al . 2005 ) . however , most of these studies suffer from two main drawbacks : ( a ) some of them use information on the h@xmath0 emission of galaxies from fiber spectroscopy , as it is the case of those works based on sdss and 2df data . it is known that there is a bias on the total h@xmath0 flux measured in fiber surveys for low redshift galaxies , imposed by the size of the fiber on the sky . ( b ) in most cases the samples of galaxies were selected on the basis of their optical fluxes and miss star forming dwarf galaxies . the inclusion of these dwarf galaxies in the large surveys devoted to the study of the star formation in cluster galaxies imposes new challenges to the models of evolution of galaxies in dense environments ( reverte et al . 2007 ) . for these reasons , we stress the relevance of deep h@xmath0 imaging surveys that allow to capture the totality of the h@xmath0 emission of galaxies and to include all the h@xmath0 emitting sources down to a given h@xmath0 flux , disregarding their continuum emission . our previous work in this direction ( iglesias - pramo et al . 2002 ) highlights the necessity of expanding the available databases of h@xmath0 selected samples of clusters of galaxies in order to allow a proper comparison with field samples and to improve our understanding of the role played by the environment on the activity of star formation of galaxies . in this paper we present the first results of an h@xmath0 survey of the a2151 cluster and a comparison of the h@xmath0 properties of similar galaxy samples in other clusters and in the local field . a total of 50 galaxies with h@xmath0 emission were detected . in section 2 we describe the observations . in section 3 we explain the data reduction procedure . section 4 describes the selection of the sample . section 5 shows the main results derived from the observations related to the h@xmath0 properties of the sample galaxies and compared with other samples from the literature . finally , in section 6 we discuss the implications of these results and present the main conclusions . throughout the paper we assume a cosmology with @xmath5 km s@xmath6 mpc@xmath6 , @xmath7 and @xmath8 .
this paper presents the first results of an h imaging survey of galaxies in the central regions of the a2151 cluster . the morphologies of the 43 h selected galaxies range from grand design spirals and interacting galaxies to blue compacts and tidal dwarfs or isolated extragalactic hii regions , spanning a range of magnitudes of mag . from these 43 galaxies , 7 have been classified as agn candidates .
this paper presents the first results of an h imaging survey of galaxies in the central regions of the a2151 cluster . a total of 50 sources were detected in h , from which 41 were classified as secure members of the cluster and 2 as likely members based on spectroscopic and photometric redshift considerations . the remaining 7 galaxies were classified as background contaminants and thus excluded from our study on the h properties of the cluster . the morphologies of the 43 h selected galaxies range from grand design spirals and interacting galaxies to blue compacts and tidal dwarfs or isolated extragalactic hii regions , spanning a range of magnitudes of mag . from these 43 galaxies , 7 have been classified as agn candidates . these agn candidates follow the(h ) vs. relationship of the normal galaxies implying that the emission associated with the nuclear engine has a rather secondary impact on the total h emission of these galaxies . a comparison with the clusters coma and a1367 and a sample of field galaxies has shown the presence of cluster galaxies with(h ) lower than expected for their , a consecuence of the cluster environment . this fact results in differences in the(h ) vs.(h ) and(h ) distributions of the clusters with respect to the field , and in cluster to cluster variations of these quantities , which we propose are driven by a global cluster property as the total mass . in addition , the cluster h emitting galaxies tend to avoid the central regions of the clusters , again with different intensity depending on the cluster total mass . for the particular case of a2151 , we find that most h emitting galaxies are located close to the regions with the higher galaxy density , offset from the main x - ray peak . overall , we conclude that both , the global cluster environment as well as the cluster merging history play a non negligible role in the integral star formation properties of clusters of galaxies .
0907.1370
c
in the previous section we have seen how the environment affects the h@xmath0 emission of cluster galaxies with respect to those in less dense environments . the existence of cluster galaxies with low h@xmath0 emission has already been reported in the literature ( e.g. kennicutt 1983 ; koopmann & kenney 2004 ) , and has been atrributed to mechanisms like galaxy interactions or ram pressure stripping among others ( boselli & gavazzi 2006 , and references therein ) . in fact , it has been found a dependence of star formation rate on local density that holds even at distances will outside the virialized region of the cluster ( e.g. lewis et al . 2002 ; gmez et al . 2003 ; balogh et al . 2004 ; rines et al . 2005 ) in the sense that the higher the local density of galaxies the lower fraction of star forming galaxies . this effect , known as the star formation - density relation seems to be independent of the global environment considered ( cluster , loose group , compact group , etc ) . in addition , poggianti et al . ( 2006 ) have found a relation between the fraction of emission line galaxies and the cluster mass within the virialized region . from a general point of view , it is not unexpected the existence of an imprint of the global cluster environment on properties related to the h@xmath0 luminosity of cluster galaxies : in the previous section a relative deficit of cluster star - forming galaxies with respect to the field sample has been found . in addition , some cluster to cluster differences have been reported : we have shown in figure [ contour ] that the well defined topology of k08 distribution , showing a well defined single maximum , is not reproduced by the cluster samples which show different topologies . these results can be interpreted assuming a sequence parameterized by the total mass of the clusters : as the mass of the cluster increases and the intergalactic medium becomes denser and hotter , the ram pressure stripping becomes more efficient at removing the gas component from galaxies . since dwarf galaxies present smaller escape velocities , the ram pressure stripping is expected to be more efficient for them than for giant galaxies ( e.g. mori & burkert 2000 ) . the measured x - ray luminosities are 40.5@xmath2210@xmath73/4.5@xmath2210@xmath73/0.9@xmath2210@xmath73 erg s@xmath6 for coma / a1367/a2151 ( magri et al . 1988 ) = 50 km s@xmath6 mpc@xmath6 was assumed by these authors to estimate the x - ray luminosities . ] , and the velocity dispersions are 1008/879/691 km s@xmath6 for coma / a1367/a2151 ( struble & rood 1999 ) . according to this sequence , as cluster mass increases , an increasing fraction of low luminosity star - forming galaxies should be devoided of gas ( mori & burkert 2000 ; boselli et al . 2008 ) and the ram pressure stripping can be observed in more luminous galaxies . thus , for very massive clusters few ( if any ) low luminosity star - forming galaxies would be observed in h@xmath0 , and the h@xmath0 emission of high luminosity galaxies would suffer from severe gas stripping . this scenario is qualitatively illustrated by figure [ lha_mb_all ] , where in the case of coma the outliers from the k08 relation are mainly bright ( non dwarf ) galaxies . for a1367 and a2151 these outliers shift towards lower luminosity . this rearrangement of the h@xmath0 emission in cluster galaxies is reflected also in the change of topolgy and distribution shown in figures [ contour ] and [ histo_lha ] , respectively . the spatial distribution of star forming galaxies in the clusters shows a clear effect of the cluster environment on their recent star formation activity ( figure [ dist_cum ] ) : for coma and a1367 the ew40 and ew20 galaxies avoid the central regions of the clusters and most of them are located beyond 0.5 mpc from the cluster center , illustrating the existence of mechanisms quenching the star formation . however , this does not hold for a2151 : in this cluster all the star forming galaxies are distributed in a similar way with clustercentric distance and most of them can be located at distances lower than 0.5 mpc from the cluster center . interestingly , for a2151 we can find most of the strong h@xmath0 emitting galaxies ( ew40 ) at very short distances from the cluster center , contrary to what is seen in the other two clusters . taking a look to the x - ray map ( magri et al . 1988 , their plate 6 ) and to the 2mass and sdss galaxy distributions of this cluster , we can see that the maximum of the cluster galaxy distribution is not coincident with the primary x - ray maximum , but with a secondary one located @xmath74 arcmin to the east of the primary maximum . this implies that most a2151 galaxies are not embedded in a hot x - ray intergalactic medium . in the case of coma and a1367 , despite they also show some degree of x - ray structure , the maxima of their galaxy distributions are located well inside the x - ray emitting regions . the optical and x - ray structure of a2151 suggests that an evolved structure , coincident with the primary x - ray maximum , is incorporating a less evolved structure , coincident with the maximum of the galaxy distribution and the secondary x - ray maximum , thus giving rise to a cluster merger event . most h@xmath0 emitters in a2151 are located around the secondary x - ray maximum , in the regions of higher density of a2151 galaxies . this last point gives support to the idea that cluster mergers could trigger episodes of star formation ( owen et al . 1999 ; poggianti et al . 2004 ; johnston - hollitt et al . 2008 ) . putting all these results together , we conclude that both , the global cluster environment as well as the cluster merging history play a non negligible role in the integral star formation properties of clusters of galaxies . further observations are required to confirm these points . in a near future a larger and homogeneous h@xmath0 survey covering a larger and homogeneous sample of nearby clusters will help to shed light on these and other points regarding the recent star formation history of cluster galaxies . we want to thank the anonymous referee for her / his interesting comments and suggestions that have contributed to the improvement of this manuscript . thanks are given to p. papaderos for his help and a. boselli for many useful comments and suggestions in the initial stages of this work . we acknowledge financial support by the spanish ministerio de ciencia e innovacin grants aya2007 - 67645-c03 - 02 . this research has made use of the nasa / ipac extragalactic database ( ned ) which is operated by the jet propulsion laboratory , california institute of technology , under contract with the national aeronautics and space administration . this publication makes use of data products from the two micron all sky survey , which is a joint project of the university of massachusetts and the infrared processing and analysis center / california institute of technology , funded by the national aeronautics and space administration and the national science foundation . iraf is distributed by the national optical astronomy observatories , which are operated by the association of universities for research in astronomy , inc . , under cooperative agreement with the national science foundation . the wht is operated on the island of la palma by the isaac newton group in the spanish observatorio del roque de los muchachos of the instituto de astrofsica de canarias . the data presented here have been taken using alfosc , which is owned by the instituto de astrofsica de andaluca ( iaa ) and operated at the nordic optical telescope under agreement between iaa and the nbifafg of the astronomical observatory of copenhagen . baldwin , j. a. , phillips , m. m. , & terlevich , r. 1981 , , 93 , 5 balogh , m. l. , baldry , i. k. , nichol , r. , miller , c. , bower , r. , & glazebrook , k. 2004 , , 615 , l101 barmby , p. , & huchra , j.p . 1998 , aj , 115 , 6 barth , c.s . , cepa , j. , vlchez , j.m . , & dottori , h.a . 1994 , aj , 108 , 2069 bird , c.m . , davis , d.m . , & beers , t.c . 1995 , aj , 109 , 920 boselli , a. , & gavazzi , g. 2006 , , 118 , 517 boselli , a. , boissier , s. , cortese , l. , & gavazzi , g. 2008 , , 674 , 742 cardelli , j. a. , clayton , g. c. , & mathis , j. s. 1989 , , 345 , 245 chincarini , g. , thompson , l.a . , & hood , h.j . 1981 , apj , 249,47 dickey , j.m . 1997 , aj , 113 , 1939 domnguez , m. j. , zandivarez , a. a. , martnez , h. j. , merchn , m. e. , muriel , h. , & lambas , d. g. 2002 , , 335 , 825 dong , x. , et al . 2007 , , 657 , 700 fukugita , m. , shimasaku , k. , & ichikawa , t. 1995 , , 107 , 945 gavazzi , g. , boselli , a. , mayer , l. , iglesias - 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janssen , r. , iglesias - pramo , j. , muoz - tun , c. , aguerri , j.a.l . , & vlchez , j.m . 2005 , a&a 434 , 521 schlegel , d.j . , finkbeiner , d.p . , & davis , m. 1998 , apj , 500 , 525 struble , m. f. , & rood , h. j. 1999 , , 125 , 35 solanes , j.m . 2001 ` constructing the universe with clusters of galaxies ' , ed . f. durret & d. gerbal . ( electronic book ) tanaka , m. , goto , t. , okamura , s. , shimasaku , k. , & brinkmann , j. 2004 , , 128 , 2677 .pointings of the a2151 survey : ( 1 ) and ( 2 ) r.a . and dec . of the approximate central position of the pointings ; ( 3 ) telescope used to obtain the data : not ( nordic optical telescope ) , wht ( william herschell telescope ) ; ( 4 ) central wavelength ( ) of the filter used to measure the h@xmath0 emission ; ( 5 ) broadband filter employed to measure the continuum emission ; ( 7 ) total exposure time of the h@xmath0 frames . [ cols="^,^,^,^,^,^ " , ] ccccccccccc i d . # & galaxy & ra & dec & @xmath75(h@xmath0+[nii ] ) & ew@xmath76 & @xmath77 & @xmath3 & & hubble + number & name & j2000.0 & j2000.0 & ( @xmath78erg @xmath27 s@xmath6 ) & ( ) & ( km s@xmath6 ) & ( mag ) & member & agn & type + & & ( hh mm ss ) & ( dd mm ss ) & & & & & & & + # 1 & sdssj160258.11 + 171227.8 & 16 02 58.1 & 17 12 27.9 & 0.42@xmath790.03 & 49@xmath795 & & @xmath80 & 3 & - & comp + # 2 & sdssj160258.70 + 171138.1 & 16 02 58.7 & 17 11 38.2 & 0.20@xmath790.02 & 30@xmath794 & & @xmath81 & 2 & - & comp + # 3 & sdssj160302.54 + 171007.0 & 16 03 02.5 & 17 10 07.1 & 0.18@xmath790.07 & 5@xmath792 & & @xmath82 & 3 & - & comp + # 4 & sdssj160305.24 + 171136.1 & 16 03 05.2 & 17 11 36.2 & 1.3@xmath790.5 & 4@xmath791 & 9930 & @xmath83 & 0 & - & comp + # 5 & sdssj160304.20 + 171126.7 & 16 03 04.2 & 17 11 26.7 & 9.8@xmath790.6 & 31@xmath792 & 10830 & @xmath84 & 0 & - & comp + # 6 & leda084703 & 16 03 05.7 & 17 10 20.4 & 27@xmath791 & 53@xmath792 & 10093 & @xmath85 & 0 & - & sm + # 7 & leda084710 & 16 04 20.4 & 17 26 11.2 & 37@xmath792 & 23@xmath796 & 10723 & @xmath86 & 0 & - & sb + # 8 & kug1602 + 174a & 16 04 39.0 & 17 20 59.9 & 18@xmath793 & 11@xmath792 & 10626 & @xmath87 & 0 & - & sb + # 9 & kug1602 + 175 & 16 04 45.4 & 17 26 54.3 & 134@xmath798 & 32@xmath792 & 10638 & @xmath88 & 0 & y & sc + # 10 & kug1602 + 174b & 16 04 47.6 & 17 20 52.0 & 56@xmath795 & 22@xmath792 & 10581 & @xmath89 & 0 & - & sb + # 11 & @xmath90d97@xmath91$]ce-200 & 16 05 06.8 & 17 47 02.0 & 4.6@xmath790.3 & 29@xmath792 & 9927 & @xmath92 & 0 & - & s + # 12 & leda084719 & 16 05 07.1 & 17 38 57.8 & 15@xmath793 & 8@xmath791 & 10162 & @xmath93 & 0 & - & sbc + # 13 & ngc6045 & 16 05 07.9 & 17 45 27.6 & 192@xmath7913 & 22@xmath792 & 9986 & @xmath94 & 0 & - & sbc + # 14 & sdssj160508.81 + 174545.3 & 16 05 08.8 & 17 45 45.4 & 1.7@xmath790.1 & 36@xmath793 & & @xmath95 & 1 & - & comp + # 15 & leda1543586 & 16 05 10.5 & 17 51 16.1 & 8.7@xmath790.6 & 30@xmath792 & 9905 & @xmath96 & 0 & - & sc + # 16 & ic1173 & 16 05 12.6 & 17 25 22.3 & 98@xmath7910 & 14@xmath792 & 10431 & @xmath97 & 0 & - & sabc + # 17 & sdssj160520.64 + 175201.5 & 16 05 20.6 & 17 52 01.5 & 2.3@xmath790.2 & 32@xmath792 & & @xmath98 & 2 & - & comp + # 18 & sdssj160520.58 + 175210.6 & 16 05 20.6 & 17 52 10.7 & 2.4@xmath790.2 & 20@xmath792 & 10350 & @xmath99 & 0 & - & comp + # 19 & sdssj160521.50 + 175337.8 & 16 05 21.5 & 17 53 37.8 & 0.36@xmath790.06 & 12@xmath792 & & @xmath100 & 1 & - & comp + # 20 & @xmath90d97@xmath91$]ce-143 & 16 05 21.7 & 17 51 56.3 & 1.4@xmath790.2 & 11@xmath792 & 11587 & @xmath101 & 0 & - & comp + # 21 & ngc6050 & 16 05 23.4 & 17 45 25.8 & 38.@xmath797 & 6@xmath791 & 9572 & @xmath102 & 0 & y & sabc + # 22 & sdssj160523.67 + 174828.8 & 16 05 23.7 & 17 48 28.9 & 0.6@xmath790.2 & 29@xmath799 & & @xmath103 & 1 & - & comp + # 23 & sdssj160523.66 + 174832.3 & 16 05 23.7 & 17 48 32.3 & 2.8@xmath790.6 & 27@xmath796 & & @xmath104 & 1 & - & comp + # 24 & sdssj160524.27 + 175329.3 & 16 05 24.3 & 17 53 29.4 & 1.19@xmath790.08 & 46@xmath793 & & @xmath105 & 1 & - & comp + # 25 & sdssj160524.65 + 175213.0 & 16 05 24.7 & 17 52 13.0 & 0.42@xmath790.07 & 81@xmath7916 & & @xmath106 & 3 & - & comp + # 26 & @xmath90dkp87@xmath91$]160310.21 + 175956.7 & 16 05 25.0 & 17 51 50.6 & 3@xmath791 & 22@xmath796 & & @xmath107 & 1 & - & comp + # 27 & ugc10190 & 16 05 26.3 & 17 41 48.6 & 14@xmath793 & 8@xmath791 & 11077 & @xmath108 & 0 & y & sc + # 28 & sdssj160526.83 + 175218.6 & 16 05 26.8 & 17 52 18.7 & 1.5@xmath790.3 & 36@xmath798 & & @xmath109 & 3 & - & comp + # 29 & pgc057064 & 16 05 27.2 & 17 49 51.6 & 50@xmath7912 & 21@xmath797 & 10254 & @xmath110 & 0 & y & sab + # 30 & sdssj160528.22 + 175212.3 & 16 05 28.2 & 17 52 12.3 & 0.7@xmath790.3 & 15@xmath797 & & @xmath111 & 1 & - & comp + # 31 & sdssj160528.84 + 174906.2b & 16 05 28.6 & 17 49 13.7 & 0.51@xmath790.06 & 190@xmath7930 & & @xmath112 & 1 & - & comp + # 32 & sdssj160528.84 + 174906.2 & 16 05 28.8 & 17 49 06.2 & 1.8@xmath790.9 & 11@xmath796 & & @xmath113 & 1 & - & comp + # 33 & kug1603 + 179a & 16 05 30.6 & 17 46 07.2 & 98@xmath794 & 54@xmath792 & 11189 & @xmath114 & 0 & y & sb + # 34 & sdssj160531.84 + 174826.1 & 16 05 31.8 & 17 48 26.2 & 3.2@xmath790.2 & 26@xmath792 & 9402 & @xmath115 & 0 & y & comp + # 35 & sdssj160532.06 + 174617.8 & 16 05 32.1 & 17 46 17.9 & 0.8@xmath790.1 & 12@xmath792 & & @xmath116 & 3 & - & comp + # 36 & sdssj160533.36 + 174548.3 & 16 05 33.4 & 17 45 48.3 & 2.4@xmath790.1 & 41@xmath793 & & @xmath117 & 1 & - & comp + # 37 & sdssj160533.98 + 174554.1 & 16 05 34.0 & 17 45 54.1 & 1.0@xmath790.1 & 15@xmath792 & & @xmath118 & 1 & - & comp + # 38 & pgc057077 & 16 05 34.2 & 17 46 11.8 & 87@xmath792 & 148@xmath795 & 10233 & @xmath119 & 0 & - & e + # 39 & ic1182 & 16 05 36.8 & 17 48 07.5 & 375@xmath7911 & 111@xmath793 & 10240 & @xmath120 & 0 & y & s0/a + # 40 & sdssj160539.93 + 175243.9 & 16 05 39.9 & 17 52 43.9 & 0.6@xmath790.3 & 16@xmath797 & & @xmath109 & 3 & - & comp + # 41 & sdssj160540.47 + 175102.3 & 16 05 40.5 & 17 51 02.4 & 0.3@xmath790.2 & 18@xmath798 & & @xmath121 & 3 & - & comp + # 42 & ic1182:[s72]d & 16 05 41.9 & 17 47 58.4 & 21.4@xmath790.6 & 195@xmath797 & 9983 & @xmath122 & 0 & - & comp + # 43 & @xmath90d97@xmath91$]ce-060 & 16 05 44.8 & 17 42 20.2 & 0.08@xmath790.06 & 2@xmath792 & 11100 & @xmath123 & 0 & - & comp + # 44 & leda084724 & 16 05 45.5 & 17 34 56.7 & 30@xmath791 & 30@xmath794 & 12206 & @xmath124 & 0 & - & sbc + # 45 & sdssj160547.17 + 173501.6 & 16 05 47.2 & 17 35 01.7 & 1.0@xmath790.3 & 6@xmath792 & & @xmath125 & 1 & - & comp + # 46 & leda3085054 & 16 05 56.0 & 17 42 33.9 & 2.4@xmath790.1 & 69@xmath794 & 11145 & @xmath126 & 0 & - & s + # 47 & sdssj160556.98 + 174304.1 & 16 05 57.0 & 17 43 04.1 & 4.6@xmath790.2 & 60@xmath793 & & @xmath113 & 1 & - & comp + # 48 & leda140568 & 16 06 00.1 & 17 45 52.0 & 1.1@xmath790.1 & 15@xmath792 & 11959 & @xmath84 & 0 & - & s + # 59 & cgcg108 - 149 & 16 06 35.3 & 17 53 33.2 & 35@xmath793 & 10@xmath794 & 11049 & @xmath127 & 0 & - & saba + # 50 & pgc057185 & 16 06 48.2 & 17 38 51.6 & 11@xmath792 & 6@xmath792 & 11246 & @xmath128 & 0 & - & sbc + ) sdss sample . the dot - dashed lines correspond to the transmittance profiles of the narrow band filters used in this work . the horizontal lines represent the interval where the transmittance is larger than 50% of the peak transmitance for each filter . the upper x - axis indicates the wavelength ( in ) of the redshifted h@xmath0 line corresponding to the radial velocity indicated in the lower x - axis.,width=604 ] 6584/h@xmath0 vs. [ oiii]5007/h@xmath31 for the h@xmath0 emitting galaxies with sdss spectra . only galaxies for which the four lines are detected in emission are plotted . the solid line corresponds to the separation between starbursts and agns of kauffmann et al . the names of the seven galaxies located to the right of the line are indicated.,width=604 ] frames of the a2151 emitting galaxies with the r contours overimposed . the h@xmath0 surface brightness is indicated by the color scale to the right of each image in 10@xmath130erg / cm@xmath14/s / arcsec@xmath14 . the superposed contours are in ab magnitudes arcsec@xmath30 . the lowest contour is at 24 mag arcsec@xmath30 and the increment is 0.2 mag arcsec@xmath30,title="fig:",width=226 ] frames of the a2151 emitting galaxies with the r contours overimposed . the h@xmath0 surface brightness is indicated by the color scale to the right of each image in 10@xmath130erg / cm@xmath14/s / arcsec@xmath14 . the superposed contours are in ab magnitudes arcsec@xmath30 . the lowest contour is at 24 mag arcsec@xmath30 and the increment is 0.2 mag arcsec@xmath30,title="fig:",width=377 ] frames of the a2151 emitting galaxies with the r contours overimposed . the h@xmath0 surface brightness is indicated by the color scale to the right of each image in 10@xmath130erg / cm@xmath14/s / arcsec@xmath14 . the superposed contours are in ab magnitudes arcsec@xmath30 . the lowest contour is at 24 mag arcsec@xmath30 and the increment is 0.2 mag arcsec@xmath30,title="fig:",width=302 ] frames of the a2151 emitting galaxies with the r contours overimposed . the h@xmath0 surface brightness is indicated by the color scale to the right of each image in 10@xmath130erg / cm@xmath14/s / arcsec@xmath14 . the superposed contours are in ab magnitudes arcsec@xmath30 . the lowest contour is at 24 mag arcsec@xmath30 and the increment is 0.2 mag arcsec@xmath30,title="fig:",width=302 ] ( h@xmath0 ) vs. @xmath4(h@xmath0 ) plot for the clusters . those of k08 are also plotted in the three panels for comparison . the black cross indicates the position of the maximum of the k08 distribution.,width=604 ] + [ nii ] luminosity for the detected galaxies . the black line in the bottom panel corresponds to the combined distribution of the three clusters weighted each one to the corresponding surveyed volume and arbitrarily normalized.,width=604 ] emitting galaxies versus the distance to the center of the cluster for coma , a1367 , a2151 . blue , brown and orange lines correspond to galaxies with @xmath4(h@xmath0 ) @xmath132 40 , 20 @xmath70 @xmath4(h@xmath0 ) @xmath70 40 and @xmath4(h@xmath0 ) @xmath70 20 respectively.,title="fig:",width=302 ] emitting galaxies versus the distance to the center of the cluster for coma , a1367 , a2151 . blue , brown and orange lines correspond to galaxies with @xmath4(h@xmath0 ) @xmath132 40 , 20 @xmath70 @xmath4(h@xmath0 ) @xmath70 40 and @xmath4(h@xmath0 ) @xmath70 20 respectively.,title="fig:",width=302 ] emitting galaxies versus the distance to the center of the cluster for coma , a1367 , a2151 . blue , brown and orange lines correspond to galaxies with @xmath4(h@xmath0 ) @xmath132 40 , 20 @xmath70 @xmath4(h@xmath0 ) @xmath70 40 and @xmath4(h@xmath0 ) @xmath70 20 respectively.,title="fig:",width=302 ]
a comparison with the clusters coma and a1367 and a sample of field galaxies has shown the presence of cluster galaxies with(h ) lower than expected for their , a consecuence of the cluster environment . in addition , the cluster h emitting galaxies tend to avoid the central regions of the clusters , again with different intensity depending on the cluster total mass . for the particular case of a2151 , we find that most h emitting galaxies are located close to the regions with the higher galaxy density , offset from the main x - ray peak . overall , we conclude that both , the global cluster environment as well as the cluster merging history play a non negligible role in the integral star formation properties of clusters of galaxies .
this paper presents the first results of an h imaging survey of galaxies in the central regions of the a2151 cluster . a total of 50 sources were detected in h , from which 41 were classified as secure members of the cluster and 2 as likely members based on spectroscopic and photometric redshift considerations . the remaining 7 galaxies were classified as background contaminants and thus excluded from our study on the h properties of the cluster . the morphologies of the 43 h selected galaxies range from grand design spirals and interacting galaxies to blue compacts and tidal dwarfs or isolated extragalactic hii regions , spanning a range of magnitudes of mag . from these 43 galaxies , 7 have been classified as agn candidates . these agn candidates follow the(h ) vs. relationship of the normal galaxies implying that the emission associated with the nuclear engine has a rather secondary impact on the total h emission of these galaxies . a comparison with the clusters coma and a1367 and a sample of field galaxies has shown the presence of cluster galaxies with(h ) lower than expected for their , a consecuence of the cluster environment . this fact results in differences in the(h ) vs.(h ) and(h ) distributions of the clusters with respect to the field , and in cluster to cluster variations of these quantities , which we propose are driven by a global cluster property as the total mass . in addition , the cluster h emitting galaxies tend to avoid the central regions of the clusters , again with different intensity depending on the cluster total mass . for the particular case of a2151 , we find that most h emitting galaxies are located close to the regions with the higher galaxy density , offset from the main x - ray peak . overall , we conclude that both , the global cluster environment as well as the cluster merging history play a non negligible role in the integral star formation properties of clusters of galaxies .
1501.03616
i
the rnyi divergence , introduced in @xcite , has been studied so far in various information - theoretic contexts ( and it has been actually used before it had a name @xcite ) . these include generalized cutoff rates and error exponents for hypothesis testing ( @xcite ) , guessing moments ( @xcite ) , source and channel coding error exponents ( @xcite ) , strong converse theorems for classes of networks @xcite , strong data processing theorems for discrete memoryless channels @xcite , bounds for joint source - channel coding @xcite , and one - shot bounds for information - theoretic problems @xcite . in @xcite , gilardoni derived a pinsker - type lower bound on the rnyi divergence @xmath4 for @xmath5 . in view of the fact that this lower bound is not tight , especially when the total variation distance @xmath6 is large , this paper starts by considering the minimization of the rnyi divergence @xmath4 , for an arbitrary @xmath7 , subject to a given ( or minimal ) value of the total variation distance . note that the minimization here is taken over all probability measures with a total variation distance which is not below a given value ; this problem differs from the type of problems studied in @xcite and @xcite , in connection to the minimization of the relative entropy @xmath8 subject to a minimal value of the total variation distance with a fixed probability measure @xmath9 . the solution of this problem generalizes the problem of minimizing the relative entropy @xmath10 subject to a given value of the total variation distance where the latter is a special case with @xmath11 ( see @xcite ) . one possible way to deal with this problem stems from the fact that the rnyi divergence is a one - to - one transformation of the hellinger divergence @xmath12 where for @xmath13 : @xmath14 and @xmath12 is an @xmath15-divergence ; since the total variation distance is also an @xmath15-divergence , this problem can be viewed as a minimization of an @xmath15-divergence subject to a constraint on another @xmath15-divergence . the numerical optimization of an @xmath15-divergence subject to simultaneous constraints on @xmath16-divergences @xmath17 was recently studied in @xcite , where it has been shown that it suffices to restrict attention to alphabets of cardinality @xmath18 . in fact , as shown in ( * ? ? ? * ( 22 ) ) , a binary alphabet suffices if there is a single constraint ( i.e. , @xmath19 ) which is on the total variation distance . in view of , the same conclusion also holds when minimizing the rnyi divergence subject to a constraint on the total variation distance . to set notation , the divergences @xmath20 are defined at the end of this section , being consistent with the notation in @xcite and @xcite . this paper treats this minimization problem of the rnyi divergence in a different way . we first generalize the analysis in @xcite , which was used for the minimization of the relative entropy subject to a constraint on the variational distance , for proving that it suffices to restrict attention to probability measures which are defined on a binary alphabet . furthermore , the continuation of the analysis in this paper relies on the lagrange duality , and a solution of the karush - kuhn - tucker ( kkt ) equations while asserting strong duality for the studied problem . the use of lagrange duality further simplifies the computational task of the studied minimization problem . as complementary results to the minimization problem studied in this paper , the reader is referred to ( * ; * ? ? ? * section 8) which provides upper bounds on the rnyi divergence @xmath4 for an arbitrary @xmath21 as a function of either the total variation distance or relative entropy in case that the relative information is bounded . the solution of the minimization problem of the rnyi divergence , subject to a constraint on the total variation distance , provides an elegant way for the characterization of the exact locus of the points @xmath0 where @xmath2 and @xmath3 are probability measures whose total variation distance is not below a given value @xmath22 , and @xmath9 is an arbitrary probability measure . it is further shown in this paper that all the points of this convex region can be attained by a triple of probability measures @xmath23 which are defined on a binary alphabet . in view of the characterization of the exact locus of these points , a geometric interpretation is provided in this paper for the minimal chernoff information between @xmath2 and @xmath3 , denoted by @xmath24 , subject to an @xmath22-separation constraint on the variational distance between @xmath2 and @xmath3 . it is demonstrated in the following that the intersection point at the boundary of the locus of @xmath0 and the straight line @xmath25 is the point whose coordinates are equal to the minimal value of @xmath24 under the constraint @xmath26 . the reader is referred to @xcite , which relies on the closed - form expression in ( * ? ? ? * proposition 2 ) for the minimization of the constrained chernoff information , and which analyzes the problem of channel - code detection by a third - party receiver via the likelihood ratio test . in the latter problem , a third - party receiver has to detect the channel code used by the transmitter by observing a large number of noise - affected codewords ; this setup has applications in security or cognitive radios , or in link adaptation in some wireless technologies . since the rnyi divergence @xmath27 forms a generalization of the relative entropy @xmath8 , where the latter corresponds to @xmath28 , the approach suggested in this paper for the characterization of the exact locus of pairs of relative entropies in view of a solution to a minimization problem of the rnyi divergence is analogous to the usefulness of complex analysis in solving real - valued problems . we consider the analysis of the considered problem as mathematically pleasing in its own right . note , however , that an operational meaning of a special point at the boundary of this locus has an operational meaning in view of @xcite ( see the previous paragraph ) . the studied problem considered here differs from the study in @xcite which considered the joint range of @xmath15-divergences for pairs ( rather than triplets ) of probability measures . the performance analysis of linear codes under maximum - likelihood ( ml ) decoding is of interest for studying the potential performance of these codes under optimal decoding , and for the evaluation of the degradation in performance that is incurred by the use of sub - optimal and practical decoding algorithms . the reader is referred to @xcite which is focused on this topic . the second part of this paper derives an exponential upper bound on the performance of ml decoded binary linear block codes ( or code ensembles ) . its derivation relies on the gallager bounding technique ( see ( * ? ? ? * chapter 4 ) , @xcite ) , and it reproduces the shulman - feder bound @xcite as a special case . the new exponential bound derived in this paper is expressed in terms of the rnyi divergence from the normalized distance spectrum of the code ( or average distance spectrum of the ensemble ) to the binomial distribution which characterizes the average distance spectrum of the capacity - achieving ensemble of fully random block codes . this exponential bound provides a quantitative measure of the degradation in performance of binary linear block codes ( or code ensembles ) as a function of the deviation of their ( average ) distance spectra from the binomial distribution , and its use is exemplified for an ensemble of turbo - block codes . this paper is structured as follows : section [ section : minimum of the renyi divergence subject to a fixed tv distance ] solves the minimization problem for the rnyi divergence under a constraint on the total variation distance , section [ section : range of relative entropies subject to a minimal tv distance ] uses the solution of this minimization problem to obtain an exact characterization of the joint range of the relative entropies in the considered setting above . section [ section : an upper bound on the ml decoding error probability with the renyi divergence ] provides a new exponential upper bound on the block error probability of ml decoded binary linear block codes , which is expressed in terms of the rnyi divergence , suggests an efficient way to apply the bound to the performance evaluation of binary linear block codes ( or code ensembles ) , and exemplifies its use . throughout this paper , logarithms are to the base @xmath29 . we end this section by introducing the definitions and notation used in this work , which are consistent with @xcite , @xcite , and are included here for the convenience of the reader . we assume throughout that the probability measures @xmath30 and @xmath9 are defined on a common measurable space @xmath31 , and @xmath32 denotes that @xmath30 is _ absolutely continuous _ with respect to @xmath9 , namely there is no event @xmath33 such that @xmath34 . let @xmath35 denote the radon - nikodym derivative ( or density ) of @xmath30 with respect to @xmath9 . the relative entropy is given by @xmath36 the total variation distance is given by @xmath37 is given by @xmath38 the analytic extension of @xmath39 at @xmath28 yields @xmath40 ( nats ) . the _ rnyi divergence of order @xmath41 _ is given as follows : * if @xmath42 , then @xmath43 * if @xmath44 , then @xmath45 * @xmath46 which is the analytic extension of @xmath47 at @xmath28 . * if @xmath48 then @xmath49 with @xmath50 . the chernoff information between probability measures @xmath2 and @xmath3 is expressed as follows in terms of the rnyi divergence : @xmath51 } \bigl\{(1-\alpha ) d_{\alpha}(p_1\|p_2)\bigr\}\end{aligned}\ ] ] and it is the best achievable exponent in the bayesian probability of error for binary hypothesis testing ( see , e.g. , ( * ? ? ? * theorem 11.9.1 ) ) .
this paper starts by considering the minimization of the rnyi divergence subject to a constraint on the total variation distance . based on the solution of this optimization problem , the exact locus of the points is determined when are arbitrary probability measures which are mutually absolutely continuous , and the total variation distance between and is not below a given value . it is further shown that all the points of this convex region are attained by probability measures which are defined on a binary alphabet . this characterization yields a geometric interpretation of the minimal chernoff information subject to a constraint on the variational distance . this paper also derives an exponential upper bound on the performance of binary linear block codes ( or code ensembles ) under maximum - likelihood decoding . its derivation relies on the gallager bounding technique , and it reproduces the shulman - feder bound as a special case . the bound is expressed in terms of the rnyi divergence from the normalized distance spectrum of the code ( or the average distance spectrum of the ensemble ) to the binomially distributed distance spectrum of the capacity - achieving ensemble of random block codes . this exponential bound provides a quantitative measure of the degradation in performance of binary linear block codes ( or code ensembles ) as a function of the deviation of their distance spectra from the binomial distribution . an efficient use of this bound is considered . * keywords * : chernoff information , distance spectrum , error exponent , maximum - likelihood decoding , relative entropy , rnyi divergence , total variation distance .
this paper starts by considering the minimization of the rnyi divergence subject to a constraint on the total variation distance . based on the solution of this optimization problem , the exact locus of the points is determined when are arbitrary probability measures which are mutually absolutely continuous , and the total variation distance between and is not below a given value . it is further shown that all the points of this convex region are attained by probability measures which are defined on a binary alphabet . this characterization yields a geometric interpretation of the minimal chernoff information subject to a constraint on the variational distance . this paper also derives an exponential upper bound on the performance of binary linear block codes ( or code ensembles ) under maximum - likelihood decoding . its derivation relies on the gallager bounding technique , and it reproduces the shulman - feder bound as a special case . the bound is expressed in terms of the rnyi divergence from the normalized distance spectrum of the code ( or the average distance spectrum of the ensemble ) to the binomially distributed distance spectrum of the capacity - achieving ensemble of random block codes . this exponential bound provides a quantitative measure of the degradation in performance of binary linear block codes ( or code ensembles ) as a function of the deviation of their distance spectra from the binomial distribution . an efficient use of this bound is considered . * keywords * : chernoff information , distance spectrum , error exponent , maximum - likelihood decoding , relative entropy , rnyi divergence , total variation distance .
0809.3330
i
we study the algorithmic properties of infinite graphs that result from a natural unfolding operation applied to finite graphs . the unfolding process always produces infinite graphs of finite degree . moreover , the class of resulting graphs is a subclass of the class of automatic graphs . as such , any element of this class possesses all the known algorithmic and algebraic properties of automatic structures . an equivalent way to describe these graphs employs automata over a unary alphabet ( see theorem [ thm : gsigma ] ) . therefore , we call this class of graphs _ unary automatic graphs of finite degree_. in recent years there has been increasing interest in the study of structures that can be presented by automata . the underlying idea in this line of research consists of using automata ( such as word automata , bchi automata , tree automata , and rabin automata ) to represent structures and study logical and algorithmic consequences of such presentations . informally , a structure @xmath0 is _ automatic _ if the domain @xmath1 and all the relations @xmath2 , @xmath3 , @xmath4 of the structure are recognized by finite automata ( precise definitions are in the next section ) . for instance , an automatic graph is one whose set of vertices and set of edges can each be recognized by finite automata . the idea of automatic structures was initially introduced by hodgson @xcite and was later rediscovered by khoussainov and nerode @xcite . automatic structures possess a number of nice algorithmic and model - theoretic properties . for example , khoussainov and nerode proved that the first - order theory of any automatic structure is decidable @xcite . this result is extended by adding the @xmath5 ( there are infinitely many ) and @xmath6 ( there are @xmath7 many mod @xmath8 ) quantifiers to the first order logic @xcite . blumensath and grdel proved a logical characterization theorem stating that automatic structures are exactly those definable in the following fragment of the arithmetic @xmath9 , where @xmath10 and @xmath11 have their usual meanings and @xmath12 is a weak divisibility predicate for which @xmath13 if and only if @xmath14 is a power of @xmath15 and divides @xmath16 @xcite . automatic structures are closed under first - order interpretations . there are descriptions of automatic linear orders and trees in terms of model theoretic concepts such as cantor - bendixson ranks @xcite . also , khoussainov , nies , rubin and stephan have characterized the isomorphism types of automatic boolean algebras @xcite ; thomas and oliver have given a full description of finitely generated automatic groups @xcite . some of these results have direct algorithmic implications . for example , isomorphism problem for automatic well - ordered sets and boolean algebras is decidable @xcite . there is also a body of work devoted to the study of resource - bounded complexity of the first order theories of automatic structures . for example , on the one hand , grdel and blumensath constructed examples of automatic structures whose first - order theories are non - elementary @xcite . on the other hand , lohrey in @xcite proved that the first - order theory of any automatic graph of bounded degree is elementary . it is worth noting that when both a first - order formula and an automatic structure @xmath17 are fixed , determining if a tuple @xmath18 from @xmath17 satisfies @xmath19 can be done in linear time . most of the results about automatic structures , including the ones mentioned above , demonstrate that in various concrete senses automatic structures are not complex from a logical point of view . however , this intuition can be misleading . for example , in @xcite it is shown that the isomorphism problem for automatic structures is @xmath20-complete . this informally tells us that there is no hope for a description ( in a natural logical language ) of the isomorphism types of automatic structures . also , khoussainov and minnes @xcite provide examples of automatic structures whose scott ranks can be as high as possible , fully covering the interval @xmath21 $ ] of ordinals ( where @xmath22 is the first non - computable ordinal ) . they also show that the ordinal heights of well - founded automatic relations can be arbitrarily large ordinals below @xmath22 . in this paper , we study the class of unary automatic graphs of finite degree . since these graphs are described by the unfolding operation ( definition [ dfn : unfolding ] ) on the pair of finite graphs @xmath23 , we use this pair to represent the graph . the size of this pair is the sum of the sizes of the automata that represent these graphs . in the study of algorithmic properties of these graphs one directly deals with the pair @xmath23 . we are interested in the following natural decision problems : * * connectivity problem*. given an automatic graph @xmath24 , decide if @xmath24 is connected . * * reachability problem*. given an automatic graph @xmath24 and two vertices @xmath14 and @xmath16 of the graph , decide if there is a path from @xmath14 to @xmath16 . if we restrict to the class of finite graphs , these two problems are decidable and can be solved in linear time on the sizes of the graphs . however , we are interested in infinite graphs and therefore much more work is needed to investigate the problems above . in addition , we also pose the following two problems : * * infinity testing problem*. given an automatic graph @xmath24 and a vertex @xmath14 , decide if the component of @xmath24 containing @xmath14 is infinite . * * infinite component problem*. given an automatic graph @xmath24 decide if @xmath24 has an infinite component . unfortunately , for the class of automatic graphs all of the above problems are undecidable . in fact , one can provide exact bounds on this undecidability . the connectivity problem is @xmath25-complete ; the reachability problem is @xmath26-complete ; the infinite component problem is @xmath27-complete ; and the infinity testing problem is @xmath25-complete @xcite . since all unary automatic structures are first - order definable in @xmath28 ( the monadic second - order logic of the successor function ) , it is not hard to prove that all the problems above are decidable @xcite . direct constructions using this definability in @xmath28 yield algorithms with non - elementary time since one needs to transform @xmath28 formulas into automata @xcite . however , we provide polynomial - time algorithms for solving all the above problems for this class of graphs . we now outline the rest of this paper by explaining the main results . we comment that these polynomial - time algorithms are based on deterministic input automata . section 2 introduces the main definitions needed , including the concept of automatic structure . section 3 singles out unary automatic graphs and provides a characterization theorem ( theorem [ thm : characterization ] ) . section 4 introduces unary automatic graphs of finite degree . the main result is theorem [ thm : gsigma ] that explicitly provides an algorithm for building unary automatic graphs of finite degree . this theorem is used throughout the paper . section 5 is devoted to deciding the infinite component problem . the main result is the following : * theorem [ thm : infinite component ] * _ the infinite component problem for unary automatic graph of finite degree @xmath24 is solved in @xmath29 , where @xmath8 is the number of states of the deterministic finite automaton recognizing @xmath24 . _ in this section , we make use of the concept of oriented walk for finite directed graphs . the subsequent section is devoted to deciding the infinity testing problem . the main result is the following : * theorem [ thm : inftest ] * _ the infinity testing problem for unary automatic graph of finite degree @xmath24 is solved in @xmath29 , where @xmath8 is the number of states of the deterministic finite automaton @xmath17 recognizing @xmath24 . in particular , when @xmath17 is fixed , there is a constant time algorithm that decides the infinity testing problem on @xmath24 . _ the fact that there is a constant time algorithm when @xmath17 is fixed will be made clear in the proof . the value of the constant is polynomial in the number of states of @xmath17 . the reachability problem is addressed in section 7 . this problem has been studied in @xcite,@xcite , @xcite via the class of * pushdown graphs*. a pushdown graph is the configuration space of a pushdown automaton . unary automatic graphs are pushdown graphs @xcite . in @xcite it is proved that for a pushdown graph @xmath24 , given a node @xmath30 , there is an automaton that recognizes all nodes reachable from @xmath30 . the number of states in the automaton depends on the input node @xmath30 . this result implies that there is an algorithm that decides the reachability problem on unary automatic graphs of finite degree . however , there are several issues with this algorithm . the automata constructed by the algorithm are not uniform in @xmath30 in the sense that different automata are built for different input nodes @xmath30 . moreover , the automata are nondeterministic . hence , the size of the deterministic equivalent automata is exponential in the size of the representation of @xmath30 . section 7 provides an alternative algorithm to solve the reachability problem on unary automatic graphs of finite degree uniformly . this new algorithm constructs a deterministic automaton @xmath31 that accepts the set of pairs @xmath32 there is a path from @xmath33 to @xmath34 . the size of @xmath31 only depends on the number of states of the automaton @xmath8 , and constructing the automaton requires polynomial - time in @xmath8 . the practical advantage of such a uniform solution is that , when @xmath31 is built , deciding whether node @xmath30 is reachable from @xmath33 by a path takes only linear time ( details are in section 7 ) . the main result of this section is the following : * theorem [ thm : reachability ] * _ suppose @xmath24 is a unary automatic graph of finite degree represented by deterministic finite automaton @xmath17 of size @xmath8 . there exists a polynomial - time algorithm that solves the reachability problem on @xmath24 . for inputs @xmath35 , the running time of the algorithm is @xmath36 . _ finally , the last section solves the connectivity problem for @xmath24 . * theorem [ thm : connectivity ] * _ the connectivity problem for unary automatic graph of finite degree @xmath24 is solved in @xmath29 , where @xmath8 is the number of states of the deterministic finite automaton recognizing @xmath24 . _ the authors would like to thank referees for comments on improvement of this paper .
this paper studies infinite graphs produced from a natural unfolding operation applied to finite graphs . graphs produced via such operations are of finite degree and automatic over the unary alphabet ( that is , they can be described by finite automata over unary alphabet ) . we investigate algorithmic properties of such unfolded graphs given their finite presentations . in particular , we ask whether a given node belongs to an infinite component , whether two given nodes in the graph are reachable from one another , and whether the graph is connected . we give polynomial - time algorithms for each of these questions . for a fixed input graph , hence , we improve on previous work , in which non - elementary or non - uniform algorithms were found .
this paper studies infinite graphs produced from a natural unfolding operation applied to finite graphs . graphs produced via such operations are of finite degree and automatic over the unary alphabet ( that is , they can be described by finite automata over unary alphabet ) . we investigate algorithmic properties of such unfolded graphs given their finite presentations . in particular , we ask whether a given node belongs to an infinite component , whether two given nodes in the graph are reachable from one another , and whether the graph is connected . we give polynomial - time algorithms for each of these questions . for a fixed input graph , the algorithm for the first question is in constant time and the second question is decided using an automaton that recognizes reachability relation in a uniform way . hence , we improve on previous work , in which non - elementary or non - uniform algorithms were found .
1210.5879
i
let @xmath4 be some field of characteristic @xmath0 . a symmetric determinantal representation ( sdr ) of a polynomial @xmath5 $ ] is a symmetric matrix @xmath2 with entries in @xmath6 such that @xmath7 . one can also find in the literature other definitions where for instance the symmetric matrix has linear ( degree-@xmath8 ) polynomials as entries . the two definitions are essentially equivalent , and we shall see that for our purposes , taking one or the other does not make any difference . symmetric determinantal representations have been studied at least from the beginning of the twentieth century @xcite and apparently even from the nineteenth century @xcite . definite sdrs are sdrs with the additional requirement that the matrix obtained by setting all the variables to zero is positive semi - definite . definite sdrs play an important role in convex optimization , leading to a renew of interest in these representations , definite or not , in the recent years @xcite , see also @xcite and the presentation @xcite for more perspectives on this . recently , petter brndn has given sdrs for the elementary symmetric polynomials @xcite . he uses at this end graph - theoretic constructions and considers the laplacian matrix of the graph . our constructions are also graph - theoretic but we consider the adjacency matrix of the graphs we obtain . independently , symmetric determinants in characteristic two have also been a subject of studies @xcite . symmetric determinantal representations for polynomials represented by weakly - skew circuits were given in @xcite for any field of characteristic different from @xmath0 . the authors conjectured that these representations do not always exist in characteristic @xmath0 . we prove this fact in this paper . to this end , we give a necessary condition for a polynomial to admit an sdr . we then focus on multilinear polynomials . for these polynomials , we show an equivalence between the existence of an sdr and the ability to factorize the polynomial in certain quotient rings . we develop algorithms to study the factorization in these quotient rings . altogether , we obtain polynomial - time algorithms to factorize polynomials in the quotient rings and to compute sdrs of multilinear polynomials when they exist . a polynomial @xmath5 $ ] is said _ representable _ if it has an sdr , that is if there exists a symmetric matrix @xmath2 with entries in @xmath6 such that @xmath3 . in this case , we say that @xmath2 _ represents _ @xmath1 . for instance , the polynomial @xmath9 is representable as the determinant of the @xmath10 matrix @xmath11 note that we ask the matrix to have entries in @xmath4 . a natural relaxation would be to allow entries in an extension @xmath12 of @xmath4 . actually , we shall show along the way that at least for multilinear polynomials , and most certainly for any polynomial , this relaxation is irrelevant . in the case of multilinear polynomials , corollary [ cor : basefield ] shows that if a polynomial is representable , it has an sdr which only uses elements from the field generated by its coefficients . * organization . * we begin by introducing some relevant algebraic background in section [ sec : background ] . section [ sec : representable ] is devoted to prove that sdrs exist for a large class of polynomials . then section [ sec : obstructions ] proves the main results of this paper : some polynomials are not representable , and we can characterize the multilinear representable polynomials . some partial results towards a full characterization are also given . section [ sec : factor ] is devoted to more algorithmic results . using the equivalence between representability and factorizability in certain quotient rings , we develop algorithms for these two tasks . section [ sec : alternating ] is devoted to the case of alternating determinantal representations in any characteristic . finally , we conclude in section [ sec : conclusion ] by some remaining open questions . experimentations were done using the free open - source mathematics software system _ sage _ @xcite , they allowed in return to fix a bug in its determinant method ( ticket # 10063 ) . the algorithms presented in this paper have been implemented and are available at http://perso.ens-lyon.fr/bruno.grenet/publis/symdetreprchar2.sage .
we first give some sufficient conditions for a polynomial to have an sdr . we prove that the existence of an sdr for a multilinear polynomial is equivalent to the existence of a factorization of the polynomial in certain quotient rings . we develop some algorithms to test the factorizability in these rings and use them to find sdrs when they exist . altogether , this gives us polynomial - time algorithms to factorize the polynomials in the quotient rings and to build sdrs . we conclude by describing the case of alternating determinantal representations in any characteristic .
this paper studies symmetric determinantal representations ( sdr ) in characteristic , that is the representation of a multivariate polynomial by a symmetric matrix such that , and where each entry of is either a constant or a variable . we first give some sufficient conditions for a polynomial to have an sdr . we then give a non - trivial necessary condition , which implies that some polynomials have no sdr , answering a question of grenet et al . a large part of the paper is then devoted to the case of multilinear polynomials . we prove that the existence of an sdr for a multilinear polynomial is equivalent to the existence of a factorization of the polynomial in certain quotient rings . we develop some algorithms to test the factorizability in these rings and use them to find sdrs when they exist . altogether , this gives us polynomial - time algorithms to factorize the polynomials in the quotient rings and to build sdrs . we conclude by describing the case of alternating determinantal representations in any characteristic .
1207.7154
i
multiplicative integer systems have been intensively studied in recent years ; see @xcite and the references therein . one of the main related issues is to compute minkowski ( box ) dimension and hausdorff dimension of such systems and to compare them . these two dimensions are equal in an additive shift . however , for most known examples of multiplicative integer systems , they are different . since the computations of these two dimensions are difficult , effective methods for computing these dimensions for general multiplicative systems must be developed . this investigation is motivated directly by the work of kenyon _ et al . _ @xcite , who utilized a variational method to obtain the results on @xmath0 and also pointed out that the method fails for the system @xmath1 this work provides an approach to general multiplicative systems , including ( [ eqn:1.1 ] ) and ( [ eqn:1.0 - 2 ] ) . this study emphasizes the computation of entropy @xmath2 of the multiplicative system @xmath3 . let @xmath4 be the number of the symbols of system @xmath3 . the minkowski dimension @xmath5 is given by @xmath6 where @xmath7 @xmath8 is the set of @xmath9-blocks in @xmath3 and @xmath10 is the number of @xmath8 . definition ( [ eqn:1.0 - 4 ] ) is standard for symbolic dynamical systems @xcite , and it specifies the growth rate of @xmath10 . however , @xmath3 is not invariant under the shift map @xmath11 . bowen @xcite used @xmath12-spanning and @xmath12-separation sets to define the topological entropy @xmath13 for an arbitrary set @xmath14 in a topological dynamical system @xmath15 . if @xmath16 is a shift space with the shift map @xmath17 , then the topological entropy @xmath18 equals the entropy @xmath19 @xcite . hence , @xmath20 . recently , feng and huang @xcite defined several topological entropies of subsets @xmath14 in a topological dynamical system @xmath15 . in particular , they defined the upper capacity topological entropy @xmath21 and packing topological entropy @xmath22 . the variational principle for those entropies are proved therein . for any @xmath23 , @xmath24 @xcite . if @xmath14 is @xmath25-invariant and compact , then they are coincident . the multi - dimensional shifts of finite type have been studied intensively ; see @xcite and the references therein . among them , the authors studied pattern generation problems on multi - dimensional shifts of finite type and developed some efficient means of studying the generation of admissible patterns , and then computing the topological entropy ; see @xcite . this study shows that these methods can be used to study the multi - dimensional decoupled systems and one - dimensional coupled systems of multiplicative integers , including @xmath26 . to illustrate our method , ( [ eqn:1.1 ] ) is investigated first . the topological entropy @xmath27 has been shown to be @xmath28 where @xmath29 is a fibonacci number with @xmath30 , @xmath31 and @xmath32 for all @xmath33 @xcite . the derivation of ( [ eqn:1.2 ] ) is as follows . denote by the multiplicative relation set @xmath34 of the integers of 2-power , i.e. , @xmath35 denote by the complementary index set @xmath36 of @xmath37 that contains all positive odd integers : @xmath38 the set of all natural number @xmath39 can now be rearranged into @xmath40 where @xmath41 . clearly , @xmath42 if @xmath43 and @xmath44 . more precisely , the right - hand side of ( [ eqn:1.5 ] ) can be expressed as an @xmath45 table , table 1.1 . @xmath46{m2.eps } \end{array}\ ] ] @xmath47 on integer lattice @xmath48 , for @xmath49 , a @xmath50-lattice @xmath51 can be represented by @xmath50-cells as fig . 1.1 ( a ) for drawing numbers or @xmath50-vertices as fig . 1.1 ( b ) for drawing graph latter . @xmath52{zk.eps } & & & \psfrag{c}{$z_{k}$ } \includegraphics[scale=0.7]{z_k_2.eps } \\ \text{figure 1.1 ( a ) . } & & & \text{figure 1.1 ( b ) . } \end{array}\ ] ] let @xmath53 and @xmath54 be the numbered lattices of the first @xmath50 elements in @xmath34 and in @xmath55 on the @xmath56 , respectively . @xmath57{mk.eps } \end{array}\ ] ] @xmath58 let @xmath59 be the set of natural numbers that are less than or equal to @xmath9 . for each @xmath60 and @xmath61 , let @xmath62 where @xmath63 is the largest integer that is less than or equal to @xmath64 . then , from table 1.1 , it is clear that @xmath65 for example , for @xmath66 , from table 1.1 , @xmath67 in terms of blank lattices , the numbers in @xmath68 lie on @xmath69 the result of general @xmath70 follows from the following proposition , which can be easily proven by mathematical induction . [ proposition:1.1 ] for integers @xmath71 and @xmath60 , @xmath72 in particular , @xmath73 therefore , ( [ eqn:1.11 ] ) states that the numbers in @xmath70 are spread out on blank lattices with one copy of @xmath74 and @xmath75 copies of @xmath56 , @xmath76 . in particular , setting @xmath66 in ( [ eqn:1.11 ] ) yields ( [ eqn:1.9 ] ) . now , consider again system @xmath37 and the target formula ( [ eqn:1.2 ] ) . for any @xmath60 , let @xmath77 be the set of all admissible @xmath78-sequences in @xmath37 : @xmath79 our purpose is to compute @xmath80 , which is the number of elements in ( [ eqn:1.12 ] ) . the entropy @xmath27 follows from @xmath81 the constraint @xmath82 in ( [ eqn:1.12 ] ) is the admissible condition of golden - mean shift on @xmath48 , and it states that symbol 1 is not allowed to follow symbol 1 immediately . then , the forbidden set on @xmath83 is @xmath84{sigma2_4.eps } \right\}$ ] . the transition matrix is @xmath85.\ ] ] le @xmath86 be the set of all admissible patterns on @xmath51 with respect to ( [ eqn:1.13 ] ) ; then latexmath:[\[\label{eqn:1.14 } which is the @xmath50-th fibonacci number . since the constraint ( [ eqn:1.12 - 1 ] ) applies to each @xmath55 independently for @xmath88 , @xmath89 hence ( [ eqn:1.2 ] ) follows easily from ( [ eqn:1.16 ] ) . by the similar argument , ( [ eqn:1.10 ] ) of proposition [ proposition:1.1 ] also recovers the following results @xcite . [ theorem:1.2 ] for any @xmath71 , denote the multiplicative integers system @xmath90 then @xmath91 consideration of the above reveals the following three main parts of our study of @xmath37 . 1 . identify the numbered lattice @xmath53 and the admissible blank lattice @xmath56 from the given system ; see figs . 1.1 and 1.2 compute the numbers of copies of independent admissible lattices of the same length ; see formulae ( [ eqn:1.10 ] ) and ( [ eqn:1.11 ] ) . 3 . determine the set of all admissible patterns @xmath86 , which can be generated on @xmath56 , and compute the number of @xmath92 . notably , step ( iii ) in the study of @xmath37 is the classical one - dimensional pattern generation problem ; see @xcite . based on the above observations , the rest of this paper will consider the following two classes of systems . 1 . multi - dimensional decoupled systems like + @xmath93 2 . one - dimensional coupled systems like + @xmath94 + i.e. , @xmath95 where @xmath96 is a proper additive shift of finite type . first , consider multi - dimensional decoupled systems . let @xmath97 be natural numbers , @xmath98 , such that @xmath99 and @xmath100 are relatively prime for all @xmath101 , i.e. , @xmath102 for all @xmath103 , where @xmath104 is the greatest common divisor of natural numbers @xmath105 and @xmath106 . denote by @xmath107 and @xmath108 let @xmath109 with @xmath110 if @xmath111 . then , ( [ eqn:2.37 ] ) defines a sequence of @xmath112-dimensional numbered lattices @xmath53 of @xmath50 cells . the blank lattices @xmath113 are defined analogously ; see ( [ eqn:2.2 ] ) and ( [ eqn:2.39 - 10 ] ) . the complementary index set @xmath114 of @xmath115 is defined by @xmath116 hence , @xmath117 the following theorem for multi - dimensional decoupled system is proven in theorem [ theorem:2.10 ] . [ theorem:1.10 ] let @xmath118 satisfy ( [ eqn:1.20 - 1 ] ) and ( [ eqn:1.20 - 2 ] ) . then the entropy of @xmath119 is given by @xmath120 where @xmath121\right)}{\gamma_{1}\gamma_{2}\cdots \gamma_{d}}.\ ] ] finally , consider one - dimensional coupled system : @xmath122 where @xmath96 is a shift of finite type generated by transition matrix @xmath123 . denote by @xmath124 the degree @xmath50 blank lattice of the admissible numbered lattice @xmath125 ; see fig . 3.2 for @xmath126 and figs . 3.7 and 3.8 for @xmath127 . the following theorem are proven by theorems 3.7 and [ theorem:3.7 ] . [ theorem:1.11 ] for any @xmath71 and @xmath33 , @xmath128 and @xmath129 where @xmath130 is the set of all admissible patterns on @xmath124 . after we completed our study of ( i ) and ( ii ) , we became aware of the work of peres _ _ @xcite on ( [ eqn:1.19 ] ) . these authors obtained the same results as ours for multi - dimensional system ( i ) . our methods for studying ( i ) differ from theirs by using the results from an investigation of pattern generation problems , and involving the three specified steps ( i ) , ( ii ) and ( iii ) . moreover , a modification of these procedures enables us to study the one - dimensional coupled system ( ii ) . for the multi - dimensional coupled system like @xmath131 which is much more delicate . the dimension of @xmath96 is one and @xmath26 is two . difference of the dimensions induces an intrinsic difficulty to decouple the system effectively . the problem of ( [ eqn:1.21 - 1 ] ) is still not solved by using our method which works well in studying one - dimensional coupled system ( [ eqn:1.21 ] ) . see section 4 for further discussion . the rest of this paper is arranged as follows . section 2 studies multi - dimensional systems . section 3 studies one - dimensional coupled systems . section 4 studies multi - dimensional coupled systems .
a multi - dimensional decoupled system is investigated in three main steps . ( i ) identify the admissible lattices of the system ; ( ii ) compute the density of copies of admissible lattices of the same length , and ( iii ) compute the number of admissible patterns on the admissible lattices . the first author would like to thank the national science council , r.o.c . nsc 100 - 2115-m-259 - 009-my2 ) and the national center for theoretical sciences for partially supporting this research . ] the second author would like to thank the national science council , r.o.c . and the st yau center for partially supporting this research . ] the third author would like to thank the national science council , r.o.c . nsc 98 - 2115-m-009 ) and the st yau center for partially supporting this research . ]
this study investigates a multiplicative integer system by using a method that was developed for studying pattern generation problems . the entropy and the minkowski dimensions of general multiplicative systems can thus be computed . a multi - dimensional decoupled system is investigated in three main steps . ( i ) identify the admissible lattices of the system ; ( ii ) compute the density of copies of admissible lattices of the same length , and ( iii ) compute the number of admissible patterns on the admissible lattices . a coupled system can be decoupled by removing the multiplicative relation set and then performing procedures similar to those applied to a decoupled system . the admissible lattices are chosen to be the maximum graphs of different degrees which are mutually independent . the entropy can be obtained after the remaining error term is shown to approach zero as the degree of the admissible lattice tends to infinity . the first author would like to thank the national science council , r.o.c . ( contract no . nsc 100 - 2115-m-259 - 009-my2 ) and the national center for theoretical sciences for partially supporting this research . ] the second author would like to thank the national science council , r.o.c . and the st yau center for partially supporting this research . ] the third author would like to thank the national science council , r.o.c . ( contract no . nsc 98 - 2115-m-009 ) and the st yau center for partially supporting this research . ]
physics0702220
i
the born - oppenheimer approximation@xmath0 is fundamental to studies of a wide variety of molecular systems . however , violations of the born - oppenheimer approximation@xmath1 are ubiquitous in many molecular and condensed phase phenomena , and are responsible for several relaxation processes . despite their importance , fully quantum treatments of nonadiabatic corrections to born oppenheimer dynamics are limited and no perturbative formulation exists to account for them . it is practically impossible to compute the full quantum nonadiabatic dynamics for realistic systems due to the prohibitive computational cost associated with such a calculation . to circumvent this difficulty , a class of mixed quantum classical methods have been invented@xmath2 . these methods can be broadly classified into mean - field@xmath3 and trajectory surface hopping methods@xmath4 . mean field methods originate from work by ehrenfest@xmath5 , where the nuclear degrees of freedom , treated as classical mechanical variables , experience a potential that is the expectation value of the electronic hamiltonian with respect to the instantaneous electronic wavefunctions obtained by solving the electronic schrodinger equation . on the other hand , surface hopping methods@xmath4 treat the nuclear dynamics as being localized to a single born - oppenheimer surface at any time , with nonadiabatic couplings between surfaces leading to instantaneous jumps , or `` hops '' between born - oppenheimer surfaces . common to all mixed quantum - classical methods is the identification of the nuclear ( or slow ) degrees of freedom as behaving as essentially classical quantities , while interacting with a quantum system consisting of the electronic degrees of freedom . this identification is usually justified by a mixture of mathematical and phenomenological arguments . as a result , while these methods have been investigated by intuitive tests and computational simulations over the years , there is no rigorous theory to understand situations where this separation into classical and quantum subsystems breaks down and quantum effects on the classical degrees of freedom have to be considered . this problem is also evident in studies of the dynamics of molecular systems on higher - dimensional born - oppenheimer surfaces , where geometric features , like conical intersections between surfaces , have a significant physical effect on the dynamics . thus , given the somewhat ad - hoc nature of most mixed quantum classical methods , a central problem is to develop a framework which would incorporate these methods as an approximation and would enable the systematic study of corrections to the mixed quantum classical picture of nonadiabatic dynamics . this work aims to systematically construct mixed quantum classical methods as semiclassical limits of quantum nonadiabatic dynamics . such an approach enables the systematic improvement of mixed quantum classical methods to include further quantum corrections as well as the development of new and hybrid mixed quantum classical methods . exact path integral descriptions of the quantum nonadiabatic dynamics are provided and stationary phase approximations for the dynamics are derived . the resulting dynamical picture is a consistent means of obtaining a mixed quantum classical approximation to the nonadiabatic dynamics . it is demonstrated that both the ehrenfest approach and the surface hopping approach correspond to stationary phase approximations of the quantum nonadiabatic dynamics , when studied in complementary representations of the electronic system . furthermore , the approximate equations of motion obtained in the ehrenfest picture contain additional contributions to the effective nuclear force . these contributions are a direct , and nontrivial consequence of the geometry of the born - oppenheimer potential energy surfaces . for systems with only one nuclear dimension , these contributions are zero , and the dynamics is of pure ehrenfest type , while for higher dimensional surfaces , they are non - zero , and represent corrections to the quasiclassical dynamics due to the topological features of the surface , like the presence of conical intersections and degeneracies . in the complementary picture from which surface hopping methods are obtained as an approximation , quantum corrections to the nonadiabatic nuclear dynamics can be built in by considering semiclassical expansions of the nuclear propagator in the born - oppenheimer approximation . in addition to this , the approach outlined in this paper provides a new interpretation of nonadiabatic effects as a consequence of the geometry of the electronic hilbert space , and thus as arising due to a generalization of berry s phase for parametrized quantum systems . the outline of the paper is as follows . in sec.ii , a path integral description of the quantum nonadiabatic dynamics is introduced . issues concerning path integral approaches to nonadiabatic dynamics are discussed and the derivation of the approach used in this paper are outlined in sec.ii.a . in sec.ii.b , the path integral description is derived . it is based on integrating out the electronic degrees of freedom using a coherent state basis . furthermore , the path integral so obtained is compared to other path integral formulations constructed within a born - oppenheimer basis . it is shown in this section that nonadiabatic couplings between states are due to the geometry of the electronic hilbert space , and can be regarded as generalizations of berry s phase . in sec.iii , the path integral approach is analysed and stationary phase approximations are derived . sec.iii.a demonstrates that the stationary phase approximation to the coherent state path integral corresponds to the ehrenfest formulation of mixed quantum classical dynamics . furthermore , geometric corrections to the nuclear force in the ehrenfest approach are obtained . these corrections are related to the phase coherence between different states , and are most significant when different born oppenheimer energy surfaces become close in energy and are strongly coupled due to nonadiabatic effects . sec.iii.b studies stationary phase approximations to the complementary path integral description constructed using a born - oppenheimer basis for the electronic system . it is shown that the equations of motion so obtained correspond in the semiclassical limit , to the fewest switches surface hopping approach to nonadiabatic dynamics . the theory in sec.iii.b also points to the construction of semiclassical propagators that can extend descriptions of nonadiabatic dynamics beyond the mixed quantum - classical limit . sec.iii.c describes semiclassical quantization rules to approximate the eigenvalue spectrum for the full quantum dynamics . the paper then concludes with a discussion of the results and future work in sec.iv .
this work identifies geometric effects on dynamics due to nonadiabatic couplings in born oppenheimer systems and provides a systematic method for deriving corrections to mixed quantum - classical methods . stationary phase approximations to the propagator for full quantum dynamics are derived . a rigorous description of the quantum corrections due to electronic nonadiabatic coupling on the nuclear dynamics within the ehrenfest framework is obtained .
this work identifies geometric effects on dynamics due to nonadiabatic couplings in born oppenheimer systems and provides a systematic method for deriving corrections to mixed quantum - classical methods . specifically , an exact path integral formulation of the quantum nonadiabatic dynamics of born oppenheimer systems is described . stationary phase approximations to the propagator for full quantum dynamics are derived . it is shown that quantum corrections to mixed quantum classical methods can be obtained through stationary phase approximations to the full quantum dynamics . a rigorous description of the quantum corrections due to electronic nonadiabatic coupling on the nuclear dynamics within the ehrenfest framework is obtained . the fewest switches surface hopping method is shown to be obtained as a quasiclassical approximation to the dynamics and natural semiclassical extensions to include classically forbidden nonadiabatic transitions are suggested . .4 in .1 in -2 in 6.35 in 8.75 in
0906.4539
i
two ubiquitous aspects of large - scale data analysis are that the data often have heavy - tailed properties and that diffusion - based or spectral - based methods are often used to identify and extract structure of interest . in the absence of strong assumptions on the data , popular distribution - independent methods such as those based on the vc dimension fail to provide nontrivial results for even simple learning problems such as binary classification in these two settings . at root , the reason is that in both of these situations the data are formally very high dimensional and that ( without additional regularity assumptions on the data ) there may be a small number of `` very outlying '' data points . in this paper , we develop distribution - dependent learning methods that can be used to provide dimension - independent sample complexity bounds for the maximum margin version of the binary classification problem in these two popular settings . in both cases , we are able to obtain nearly optimal linear classification hyperplanes since the distribution - dependent tools we employ are able to control the aggregate effect of the `` outlying '' data points . in particular , our results will hold even though the data may be infinite - dimensional and unbounded . spectral - based kernels have received a great deal of attention recently in machine learning for data classification , regression , and exploratory data analysis via dimensionality reduction @xcite . consider , for example , laplacian eigenmaps @xcite and the related diffusion maps @xcite . given a graph @xmath0 ( where this graph could be constructed from the data represented as feature vectors , as is common in machine learning , or it could simply be a natural representation of a large social or information network , as is more common in other areas of data analysis ) , let @xmath1 be the eigenfunctions of the normalized laplacian of @xmath2 and let @xmath3 be the corresponding eigenvalues . then , the diffusion map is the following feature map @xmath4 and laplacian eigenmaps is the special case when @xmath5 . in this case , the support of the data distribution is unbounded as the size of the graph increases ; the vc dimension of hyperplane classifiers is @xmath6 ; and thus existing results do not give dimension - independent sample complexity bounds for classification by empirical risk minimization ( erm ) . moreover , it is possible ( and indeed quite common in certain applications ) that on some vertices @xmath7 the eigenfunctions fluctuate wildly even on special classes of graphs , such as random graphs @xmath8 , a non - trivial uniform upper bound stronger than @xmath9 on @xmath10 over all vertices @xmath7 does not appear to be known . even for maximum margin or so - called `` gap - tolerant '' classifiers , defined precisely in section [ sxn : background ] and which are easier to learn than ordinary linear hyperplane classifiers , the existing bounds of vapnik are not independent of the number @xmath11 of nodes . on the vc dimension of gap - tolerant classifiers applied to the diffusion map feature space corresponding to a graph with @xmath11 nodes . ( recall that by lemma [ lem : vap1 ] below , the vc dimension of the space of gap - tolerant classifiers corresponding to a margin @xmath12 , applied to a ball of radius @xmath13 is @xmath14 . ) of course , although this bound is quadratic in the number of nodes , vc theory for ordinary linear classifiers gives an @xmath9 bound . ] a similar problem arises in the seemingly very - different situation that the data exhibit heavy - tailed or power - law behavior . heavy - tailed distributions are probability distributions with tails that are not exponentially bounded @xcite . such distributions can arise via several mechanisms , and they are ubiquitous in applications @xcite . for example , graphs in which the degree sequence decays according to a power law have received a great deal of attention recently . relatedly , such diverse phenomenon as the distribution of packet transmission rates over the internet , the frequency of word use in common text , the populations of cities , the intensities of earthquakes , and the sizes of power outages all have heavy - tailed behavior . although it is common to normalize or preprocess the data to remove the extreme variability in order to apply common data analysis and machine learning algorithms , such extreme variability is a fundamental property of the data in many of these application domains . there are a number of ways to formalize the notion of heavy - tailed behavior for the classification problems we will consider , and in this paper we will consider the case where the _ magnitude _ of the entries decays according to a power law . ( note , though , that in appendix [ sxn : learnht ] , we will , for completeness , consider the case in which the probability that an entry is nonzero decays in a heavy - tailed manner . ) that is , if @xmath15 represents the feature map , then @xmath16 for some absolute constant @xmath17 , with @xmath18 . as in the case with spectral kernels , in this heavy - tailed situation , the support of the data distribution is unbounded as the size of the graph increases , and the vc dimension of hyperplane classifiers is @xmath6 . moreover , although there are a small number of `` most important '' features , they do not `` capture '' most of the `` information '' of the data . thus , when calculating the sample complexity for a classification task for data in which the feature vector has heavy - tailed properties , bounds that do not take into account the distribution are likely to be very weak . in this paper , we develop distribution - dependent bounds for problems in these two settings . clearly , these results are of interest since vc - based arguments fail to provide nontrivial bounds in these two settings , in spite of ubiquity of data with heavy - tailed properties and the widespread use of spectral - based kernels in many applications . more generally , however , these results are of interest since the distribution - dependent bounds underlying them provide insight into how better to deal with heterogeneous data with more realistic noise properties . our first main result provides bounds on classifying data whose magnitude decays in a heavy - tailed manner . in particular , in the following theorem we show that if the weight of the @xmath19 coordinate of random data point is less than @xmath20 for some @xmath21 , then the number of samples needed before a maximum - margin classifier is approximately optimal with high probability is independent of the number of features . [ heavy - tailed data ] [ thm : learn_heavytail ] let the data be heavy - tailed in that the feature vector : @xmath22 satisfy @xmath23 for some absolute constant @xmath17 , with @xmath18 . let @xmath24 denote the riemann zeta function . then , for any @xmath25 , if a maximum margin classifier has a margin @xmath26 , with probability more than @xmath27 , its risk is less than @xmath28 where @xmath29 hides multiplicative polylogarithmic factors . this result follows from a bound on the annealed entropy of gap - tolerant classifiers in a hilbert space that is of independent interest . in addition , it makes important use of the fact that although individual elements of the heavy - tailed feature vector may be large , the vector has bounded moments . our second main result provides bounds on classifying data with spectral kernels . in particular , in the following theorem we give dimension - independent upper bounds on the sample complexity of learning a nearly - optimal maximum margin classifier in the feature space of the diffusion maps . [ spectral kernels ] [ thm : learn_spectral ] let the following diffusion map be given : @xmath30 where @xmath31 are normalized eigenfunctions ( whose @xmath32 ) norm is @xmath33 , @xmath34 being the uniform distribution ) , @xmath35 are the eigenvalues of the corresponding markov chain and @xmath36 . then , for any @xmath25 , if a maximum margin classifier has a margin @xmath26 , with probability more than @xmath27 , its risk is less than @xmath37 where @xmath29 hides multiplicative polylogarithmic factors . as with the proof of our main heavy - tailed learning result , the proof of our main spectral learning result makes essential use of an upper bound on the annealed entropy of gap - tolerant classifiers . in applying it , we make important use of the fact that although individual elements of the feature vector may fluctuate wildly , the norm of the diffusion map feature vector is bounded . as a side remark , note that we are not viewing the feature map in theorem [ thm : learn_spectral ] as necessarily being either a random variable or requiring knowledge of some marginal distribution as might be the case if one is generating points in some space according to some distribution ; then constructing a graph based on nearest neighbors ; and then doing diffusions to construct a feature map . instead , we are thinking of a data graph in which the data are adversarially presented , _ e.g. _ , a given social network is presented , and diffusions and/or a feature map is then constructed . these two theorems provides a dimension - independent ( _ i.e. _ , independent of the size @xmath11 of the graph and the dimension of the feature space ) upper bound on the number of samples needed to learn a maximum margin classifier , under the assumption that a heavy - tailed feature map or the diffusion map kernel of some scale is used as the feature map . as mentioned , both proofs ( described below in sections [ sxn : gaphs_htapp ] and [ sxn : gaphs_skapp ] ) proceed by providing a dimension - independent upper bound on the annealed entropy of gap - tolerant classifiers in the relevant feature space , and then appealing to theorem [ thm : vapnik ] ( in section [ sxn : background ] ) relating the annealed entropy to the generalization error . for this bound on the annealed entropy of these gap - tolerant classifiers , we crucially use the fact that @xmath38 is bounded , even if @xmath39 is unbounded as @xmath40 . that is , although bounds on the individual entries of the feature map do not appear to be known , we crucially use that there exist nontrivial bounds on the magnitude of the feature vectors . since this bound is of more general interest , we describe it separately . the distribution - dependent ideas that underlie our two main results ( in theorems [ thm : learn_heavytail ] and [ thm : learn_spectral ] ) can also be used to bound the sample complexity of a classification task more generally under the assumption that the expected value of a norm of the data is bounded , _ i.e. _ , when the magnitude of the feature vector of the data in some norm has a finite moment . in more detail : * let @xmath41 be a probability measure on a hilbert space @xmath42 , and let @xmath43 . in theorem [ thm : ddb_hs ] ( in section [ sxn : gaphs_annent ] ) , we prove that if @xmath44 , then the annealed entropy of gap - tolerant classifiers ( defined in section [ sxn : background ] ) in @xmath42 can be upper bounded in terms of a function of @xmath45 , @xmath12 , and ( the number of samples ) @xmath25 , independent of the ( possibly infinite ) dimension of @xmath42 . it should be emphasized that the assumption that the expectation of some moment of the norm of the feature vector is bounded is a _ much _ weaker condition than the more common assumption that the largest element is bounded , and thus this result is likely of more general interest in dealing with heterogeneous and noisy data . for example , similar ideas have been applied recently to the problem of bounding the sample complexity of learning smooth cuts on a low - dimensional manifold @xcite . to establish this result , we use a result ( see lemma [ lem : vap1 ] in section [ sxn : gaphs_vcdim ] . ) that the vc dimension of gap - tolerant classifiers in a hilbert space when the margin is @xmath12 over a bounded domain such as a ball of radius @xmath13 is bounded above by @xmath46 . such bounds on the vc dimension of gap - tolerant classifiers have been stated previously by vapnik @xcite . however , in the course of his proof bounding the vc dimension of a gap - tolerant classifier whose margin is @xmath12 over a ball of radius @xmath13 ( see @xcite , page 353 . ) , vapnik states , without further justification , that due to symmetry the set of points in a ball that is extremal in the sense of being the hardest to shatter with gap - tolerant classifiers is the regular simplex . attention has been drawn to this fact by burges ( see @xcite , footnote 20 . ) , who mentions that a rigorous proof of this fact seems to be absent . here , we provide a new proof of the upper bound on the vc dimension of such classifiers without making this assumption . ( see lemma [ lem : vap1 ] in section [ sxn : gaphs_vcdim ] and its proof . ) hush and scovel @xcite provide an alternate proof of vapnik s claim ; it is somewhat different than ours , and they do not extend their proof to banach spaces . the idea underlying our new proof of this result generalizes to the case when the data need not have compact support and where the margin may be measured with respect to more general norms . in particular , we show that the vc dimension of gap - tolerant classifiers with margin @xmath12 in a ball of radius @xmath13 in a banach space of rademacher type @xmath47 $ ] and type constant @xmath48 is bounded above by @xmath49 , and that there exists a banach space of type @xmath50 ( in fact @xmath51 ) for which the vc dimension is bounded below by @xmath52 . ( see lemmas [ lem : banach_ub ] and [ lem : banach_lb ] in section [ sxn : gapbs_vcdim ] . ) using this result , we can also prove bounds for the annealed entropy of gap - tolerant classifiers in a banach space . ( see theorem [ thm : ddb_bs ] in section [ sxn : gapbs_annent ] . ) in addition to being of interest from a theoretical perspective , this result is of potential interest in cases where modeling the relationship between data elements as a dot product in a hilbert space is too restrictive , and thus this may be of interest , _ e.g. _ , when the data are extremely sparse and heavy - tailed . gap - tolerant classifiers see section [ sxn : background ] for more details are useful , at least theoretically , as a means of implementing structural risk minimization ( see , _ e.g. _ , appendix a.2 of @xcite ) . with gap - tolerant classifiers , the margin @xmath53 is fixed before hand , and does not depend on the data . e.g. _ , @xcite . with maximum margin classifiers , on the other hand , the margin is a function of the data . in spite of this difference , the issues that arise in the analysis of these two classifiers are similar . for example , through the fat - shattering dimension , bounds can be obtained for the maximum margin classifier , as shown by shawe - taylor _ et al . _ @xcite . here , we briefly sketch how this is achieved . let @xmath54 be a set of real valued functions . we say that a set of points @xmath55 is @xmath56shattered by @xmath54 if there are real numbers @xmath57 such that for all binary vectors @xmath58 and each @xmath59=\{1,\ldots , s\}$ ] , there is a function @xmath60 satisfying , f_(x_i ) = \ { ll > t_i + , & + < t_i - , & . for each @xmath61 , the _ fat shattering dimension _ @xmath62 of the set @xmath54 is defined to be the size of the largest @xmath56shattered set if this is finite ; otherwise it is declared to be infinity . note that , in this definition , @xmath63 can be different for different @xmath64 , which is not the case in gap - tolerant classifiers . however , one can incorporate this shift into the feature space by a simple construction . we start with the following definition of a banach space of type @xmath50 with type constant @xmath48 . [ banach space , type , and type constant ] [ def : rad ] a _ banach space _ is a complete normed vector space . a banach space @xmath65 is said to have ( rademacher ) type @xmath50 if there exists @xmath66 such that for all @xmath11 and @xmath67 _ t^p _ i=1^n x_i_^p . the smallest @xmath48 for which the above holds with @xmath50 equal to the type , is called the type constant of @xmath65 . given a banach space @xmath68 of type @xmath50 and type constant @xmath48 , let @xmath69 consist of all tuples @xmath70 for @xmath71 and @xmath72 , with the norm @xmath73 noting that if @xmath68 is a banach space of type @xmath50 and type constant @xmath48 ( see sections [ sxn : gapbs_prelim ] and [ sxn : gapbs_vcdim ] ) , one can easily check that @xmath69 is a banach space of type @xmath50 and type constant @xmath74 . in our distribution - specific setting , we can not control the fat - shattering dimension , but we can control the logarithm of the expected value of @xmath75 for any constant @xmath76 by applying theorem [ thm : ddb_bs ] to @xmath69 . as seen from lemma 3.7 and corollary 3.8 of the journal version of @xcite , this is all that is required for obtaining generalization error bounds for maximum margin classification . in the present context , the logarithm of the expected value of the exponential of the fat shattering dimension of linear @xmath33-lipschitz functions on a random data set of size @xmath25 taken i.i.d from @xmath41 on @xmath68 is bounded by the annealed entropy of gap - tolerant classifiers on @xmath69 with respect to the push - forward @xmath77 of the measure @xmath41 under the inclusion @xmath78 . this allows us to state the following theorem , which is an analogue of theorem 4.17 of the journal version of @xcite , adapted using theorem [ thm : ddb_bs ] of this paper . [ thm : margin_bs ] let @xmath79 . suppose inputs are drawn independently according to a distribution @xmath41 be a probability measure on a banach space @xmath68 of type @xmath50 and type constant @xmath48 , and @xmath80 . if we succeed in correctly classifying @xmath25 such inputs by a maximum margin hyperplane of margin @xmath53 , then with confidence @xmath27 the generalization error will be bounded from above by @xmath81 where @xmath29 hides multiplicative polylogarithmic factors involving @xmath82 and @xmath53 . specializing this theorem to a hilbert space , we have the following theorem as a corollary . [ thm : margin_hs ] let @xmath79 . suppose inputs are drawn independently according to a distribution @xmath41 be a probability measure on a hilbert space @xmath42 , and @xmath83 . if we succeed in correctly classifying @xmath25 such inputs by a maximum margin hyperplane with margin @xmath53 , then with confidence @xmath27 the generalization error will be bounded from above by @xmath84 where @xmath29 hides multiplicative polylogarithmic factors involving @xmath85 and @xmath53 . note that theorem [ thm : margin_hs ] is an analogue of theorem 4.17 of the journal version of @xcite , but adapted using theorem [ thm : ddb_hs ] of this paper . in particular , note that this theorem does not assume that the distribution is contained in a ball of some radium @xmath13 , but instead it assumes only that some moment of the distribution is bounded . in the next section , section [ sxn : background ] , we review some technical preliminaries that we will use in our subsequent analysis . then , in section [ sxn : gaphs ] , we state and prove our main result for gap - tolerant learning in a hilbert space , and we show how this result can be used to prove our two main theorems in maximum margin learning . then , in section [ sxn : gapbs ] , we state and prove an extension of our gap - tolerant learning result to the case when the gap is measured with respect to more general banach space norms ; and then , in sections [ sxn : discussion ] and [ sxn : conclusion ] we provide a brief discussion and conclusion . finally , for completeness , in appendix [ sxn : learnht ] , we will provide a bound for exact ( as opposed to maximum margin ) learning in the case in which the probability that an entry is nonzero ( as opposed to the value of that entry ) decays in a heavy - tailed manner .
two ubiquitous aspects of large - scale data analysis are that the data often have heavy - tailed properties and that diffusion - based or spectral - based methods are often used to identify and extract structure of interest . perhaps surprisingly , popular distribution - independent methods such as those based on the vc dimension fail to provide nontrivial results for even simple learning problems such as binary classification in these two settings . in this paper , we develop distribution - dependent learning methods that can be used to provide dimension - independent sample complexity bounds for the binary classification problem in these two popular settings . in particular , we provide bounds on the sample complexity of maximum margin classifiers when the magnitude of the entries in the feature vector decays according to a power law and also when learning is performed with the so - called diffusion maps kernel . both of these results rely on bounding the annealed entropy of gap - tolerant classifiers in a hilbert space . we provide such a bound , and we demonstrate that our proof technique generalizes to the case when the margin is measured with respect to more general banach space norms .
two ubiquitous aspects of large - scale data analysis are that the data often have heavy - tailed properties and that diffusion - based or spectral - based methods are often used to identify and extract structure of interest . perhaps surprisingly , popular distribution - independent methods such as those based on the vc dimension fail to provide nontrivial results for even simple learning problems such as binary classification in these two settings . in this paper , we develop distribution - dependent learning methods that can be used to provide dimension - independent sample complexity bounds for the binary classification problem in these two popular settings . in particular , we provide bounds on the sample complexity of maximum margin classifiers when the magnitude of the entries in the feature vector decays according to a power law and also when learning is performed with the so - called diffusion maps kernel . both of these results rely on bounding the annealed entropy of gap - tolerant classifiers in a hilbert space . we provide such a bound , and we demonstrate that our proof technique generalizes to the case when the margin is measured with respect to more general banach space norms . the latter result is of potential interest in cases where modeling the relationship between data elements as a dot product in a hilbert space is too restrictive .
1501.00803
i
cavity quantum electrodynamics ( cavity qed ) enables the study of the interaction between light and matter at the most elementary level , thanks to the achievement of a strong coupling between a single atom and a single photon trapped in a microwave or optical cavity@xcite . this paradigm has been recently brought into superconducting circuits : artificial atoms consisting of two level superconducting circuits have been coupled to superconducting cavities@xcite , in the context of circuit qed . these experiments provide an ideal playground to test the basic laws of quantum mechanics because they can be described in terms of simple models like the jaynes - cummings hamiltonian . however , such models conceal essential physical differences between cavity and circuit qed . on the one hand , the coupling between isolated atoms and cavity photons mainly occurs due to the sensitivity of the atom electric dipole to the cavity electric field . this coupling depends on microscopic details since the atomic dipole is set by the structure of the atom electronic orbitals . furthermore , one can generally perform the `` electric - dipole approximation '' which assumes that the cavity field varies little on the scale of the atomic system@xcite . on the other hand , the behavior of submicronic superconducting circuits is essentially insensitive to microscopic details due to the rigidity of the superconducting phase@xcite . for instance , the behavior of a superconducting charge qubit can be described with one macroscopic variable , i.e. the total charge of a superconducting island@xcite . this charge can vary due to the josephson coupling between the island and an external superconducting reservoir . the coupling between the superconducting charge qubit and the cavity is usually described in terms of a capacitive coupling between the superconducting island and the cavity central conductor . as a result , the chemical potential of the superconducting island is shifted proportionally to the cavity electric potential@xcite . this picture implies strong inhomogeneities of the photonic electric field on the scale of the superconducting qubit , in contrast to what is generally considered in atomic cavity qed for a single atom . recent technological progress is enabling the development of a new type of experiments where nanocircuits based on carbon nanotubes , semiconducting nanowires , two - dimensional electron gases or graphene , are coupled to coplanar microwave cavities@xcite . this paves the way for the development of `` mesoscopic qed '' , a denomination introduced in a pioneering theory work@xcite . mesoscopic qed opens many possibilities because nanoconductors can be tunnel - coupled to various types of fermionic reservoirs such as normal metals , ferromagnets@xcite or superconductors@xcite , in a large variety of geometries . so far , theoretical studies on mesoscopic qed have mainly focused on quantum dot circuits@xcite . several configurations have been suggested to reach the strong coupling regime between an electronic spin and cavity photons@xcite , or more generally , to develop quantum computing schemes@xcite . mesoscopic qed also tackles problems which go beyond the mechanics of closed two level systems coupled to cavities , usually considered in cavity or circuit qed . the interaction between electronic transport and the light - matter interaction leads to a rich phenomenology@xcite . besides , coplanar cavities could be used as a powerful probe to reveal some exotic properties of hybrid nanocircuits , like for instance the existence of topological superconducting phases@xcite , majorana quasiparticle modes@xcite , or spin - entanglement in a cooper pair beam splitter@xcite . on the experimental side , pioneering works have focused on mesoscopic rings@xcite and metallic tunnel junctions@xcite . more recently , experiments have been performed with single quantum dots@xcite and double quantum dots ( dqds ) @xcite with normal metal reservoirs . reaching the strong coupling regime between the charge states of a dqd and a cavity is still a challenge@xcite . nevertheless , interesting resonance phenomena have already been observed@xcite . several experiments have also provided evidence for a modification of the cavity behavior by finite bias transport through a dqd@xcite , including a maser effect@xcite . these recent developments call for a full description of the coupling between a hybrid nanocircuit and cavity photons . one question naturally arises : is mesoscopic qed closer to atomic cavity qed or superconducting circuit qed ? what are the specificities of the coupling between a nanocircuit and a cavity ? so far , most theory works have considered a capacitive coupling between the nanocircuit and the cavity central conductor , by analogy with circuit qed@xcite . this approach implies a coarse grained electric description of the nanocircuit , and a concentration of the non - homogeneous photonic electric field inside some capacitive elements . a few works have considered a direct coupling between the motion of electrons trapped in the nanoconductors and the bare cavity electric field , which is assumed to be constant on the scale of the nanocircuit . this is reminiscent of the descriptions used in cavity qed@xcite . in this article , we introduce a description of mesoscopic qed which bridges between these two approaches . we use a model which focuses on conduction electrons tunneling between the different elements of a nanocircuit . the tunneling electrons occupy quasi - localized orbitals in each nanocircuit element , which recalls the atomic orbital degree of freedom of cavity qed . however , there also exists collective plasmonic modes in the nanocircuit , which can screen at least partially the cavity fields . we use a gauge - invariant mesoscopic qed hamiltonian which accounts for the non - uniform screening of the cavity fields inside the nanocircuit , and for the electromagnetic boundary conditions provided by cavity conductors and voltage - biased nanocircuit dc gates . in the limit where photon - induced magnetic effects are negligible , we can reexpress the mesoscopic qed hamiltonian in terms of a scalar photonic pseudo - potential . this picture unifies the different approaches used so far to describe mesoscopic qed devices , since the photonic pseudo - potential can vary linearly with space in the case of a locally uniform photonic electric field ( dipolar coupling limit ) , as well as remain constant inside a given circuit element in the limit of a coarse grained circuit model . in the framework of a tunneling model , the photonic pseudo - potential leads to various types of linear electron / photon coupling terms : cavity photons shift the orbital energies of the different nanocircuit elements , but also induce simultaneously tunneling and local orbital transitions . this general description can be used to study the behavior of many different types of mesoscopic qed devices . for instance , it can be applied to quantum dot circuits , molecular circuits , quantum point contacts , metallic tunnel junctions , and superconducting nanostructures enclosing andreev bound states or majorana bound states . to illustrate the richness of our approach , we study in details the elementary example of a cavity coupled to a `` quantum rc circuit '' , i.e. a single quantum dot coupled to a single normal metal reservoir . the photon - induced tunneling terms between the quantum dot and the reservoir induce a non - universal relation between the cavity frequency pull and the cavity damping pull , contrarily to what is expected with purely capacitive coupling schemes at low temperatures@xcite . this paper is organized as follows . in section ii a , we discuss the gauge - invariant mesoscopic qed hamiltonian , which involves a photonic vector potential . in section ii b , we perform a unitary transformation to obtain a new hamiltonian where the electron / photon coupling is due to the scalar photonic pseudo - potential . in section ii c , we reexpress the photonic pseudo - potential scheme in the framework of a tunnelling model . in section ii d , we discuss the application of our formalism to the case of nanocircuits with superconducting elements . in particular , we give an explicit hamiltonian for a nanostructure with majorana bound states coupled to a cavity . in section iii , we work out in details the case of the quantum rc circuit coupled to a cavity . section iv concludes . appendix a gives a detailed mathematical justification for the form of the hamiltonian of section ii a , on the basis of an effective model which separates physically the tunneling electrons occupying individual orbital states in the different elements of a nanocircuit , from the plasmonic collective modes of this nanocircuit . appendix b discusses the advantages of the photonic pseudo - potential scheme .
we study in details the elementary example of a single quantum dot with a single normal metal reservoir , coupled to a cavity . photon - induced tunneling terms lead to a non - universal relation between the cavity frequency pull and the damping pull . our formalism can also be applied to multi quantum dot circuits , molecular circuits , quantum point contacts , metallic tunnel junctions , and superconducting nanostructures enclosing andreev bound states or majorana bound states , for instance .
understanding the interaction between cavity photons and electronic nanocircuits is crucial for the development of mesoscopic quantum electrodynamics ( qed ) . one has to combine ingredients from atomic cavity qed , like orbital degrees of freedom , with tunneling physics and strong cavity field inhomogeneities , specific to superconducting circuit qed . it is therefore necessary to introduce a formalism which bridges between these two domains . we develop a general method based on a photonic pseudo - potential to describe the electric coupling between electrons in a nanocircuit and cavity photons . in this picture , photons can induce simultaneously orbital energy shifts , tunneling , and local orbital transitions . we study in details the elementary example of a single quantum dot with a single normal metal reservoir , coupled to a cavity . photon - induced tunneling terms lead to a non - universal relation between the cavity frequency pull and the damping pull . our formalism can also be applied to multi quantum dot circuits , molecular circuits , quantum point contacts , metallic tunnel junctions , and superconducting nanostructures enclosing andreev bound states or majorana bound states , for instance .
1501.00803
c
mesoscopic qed has common ingredients with atomic cavity qed , like the relevance of an orbital degree of freedom , which does not exist for superconducting qubits . it has also common ingredients with standard circuit qed , like the tunneling physics and the strong inhomogeneities of the photonic modes . it is therefore necessary to develop a specific description which combines all these ingredients . in the case where photon induced magnetic effects can be disregarded , one can express the coupling between tunneling quasiparticles and photons in terms of a scalar photonic pseudo - potential . in the framework of a tunneling model , this leads to photon - induced orbital energy shifts , which coexist with photon - induced tunneling terms and photon - induced local orbital transitions . * * to illustrate the richness of our approach , we have discussed the example of a cavity coupled to a quantum rc circuit , i.e. a single quantum dot coupled to a single normal metal reservoir . the photon - induced tunneling terms between the dot and the reservoir induce a non - universal relation between the cavity frequency pull and the cavity damping pull , contrarily to what is expected with purely capacitive coupling schemes at low temperatures@xcite . this case represents only one example of use for our formalism . we have given explicit hamiltonians for the cases of a multi - quantum dot circuit in a cavity , and a superconducting nanostructure enclosing majorana bound states coupled to a cavity . one could also consider cavities coupled to quantum point contacts , molecular circuits , and metallic tunnel junctions , for instance . _ we acknowledge useful discussions with m. baillergeau , l. e. bruhat , c. cohen - tannoudji , m. c. dartiailh , m. r. delbecq , m. p. desjardins , r. b. saptsov , m. trif , and j. j. viennot . this work was financed by the erc starting grant cirqys , the eu fp7 project se2nd[271554 ] and the anr - nanoquartet [ anr12bs1000701 ] ( france ) . _
one has to combine ingredients from atomic cavity qed , like orbital degrees of freedom , with tunneling physics and strong cavity field inhomogeneities , specific to superconducting circuit qed . it is therefore necessary to introduce a formalism which bridges between these two domains . , photons can induce simultaneously orbital energy shifts , tunneling , and local orbital transitions .
understanding the interaction between cavity photons and electronic nanocircuits is crucial for the development of mesoscopic quantum electrodynamics ( qed ) . one has to combine ingredients from atomic cavity qed , like orbital degrees of freedom , with tunneling physics and strong cavity field inhomogeneities , specific to superconducting circuit qed . it is therefore necessary to introduce a formalism which bridges between these two domains . we develop a general method based on a photonic pseudo - potential to describe the electric coupling between electrons in a nanocircuit and cavity photons . in this picture , photons can induce simultaneously orbital energy shifts , tunneling , and local orbital transitions . we study in details the elementary example of a single quantum dot with a single normal metal reservoir , coupled to a cavity . photon - induced tunneling terms lead to a non - universal relation between the cavity frequency pull and the damping pull . our formalism can also be applied to multi quantum dot circuits , molecular circuits , quantum point contacts , metallic tunnel junctions , and superconducting nanostructures enclosing andreev bound states or majorana bound states , for instance .
cond-mat0510744
i
the theory of low - dimensional metals has exerted a strong influence on our understanding of ordered phases in quasi - one - dimensional ( quasi-1d ) organic conductors . the description of the extensively studied bechgaard salts series ( ( tmtsf)@xmath5x ) and their sulfur analogs , the fabre ( ( tmttf)@xmath5x ) salts , has served over more than two decades to illustrate this view.@xcite for these materials , a direct correspondence can be traced between the various modulated spin and charge ordered states of their phase diagram and the possible states of the quasi-1d electron gas model when the couplings are repulsive and the filling of the band is commensurate with the underlying lattice.@xcite in its standard form , this generic model is defined by the phenomenological expression of the direct interaction between electrons in terms of weak _ _ intra__chain backward ( @xmath6 ) and forward ( @xmath7 ) electron - electron scattering processes , to which umklapp ( @xmath8 ) scattering amplitudes are added at commensurate band filling.@xcite the quasi-1d character of the model is defined by adding an interchain single electron hopping integral @xmath9 , which is at least an order of magnitude smaller than its longitudinal counterpart . in virtually all compounds of the above series , superconductivity is observed next to a spin - density - wave state for some critical value on the pressure scale,@xcite whereas antiferromagnetic spin correlations are found to dominate the metallic state precursor to superconductivity over a wide range of temperatures.@xcite on the theoretical side , however , for spin - independent repulsive couplings and for a fermi surface with good nesting properties , the coexistence of spin - density - wave ( sdw ) and superconducting ( sc ) correlations is essentially excluded from the model phase diagram.@xcite it is only when deviations from perfect electron - hole symmetry ( nesting ) are introduced and the long - range component of the sdw order is suppressed that superconductivity can be actually realized in place of magnetism.@xcite in the anisotropic metallic phase where this suppression takes place , interchain cooper pairing is enhanced and superconductivity emerges from the coupling between the weakened electron - hole and the still singular electron - electron scattering channels . recent calculations @xcite using the renormalization group ( rg ) method did confirm the existence of such an electronic pairing mechanism beyond the level of single - channel rpa - like approaches.@xcite a smooth crossover from the sdw state to superconductivity has then been found whenever the amplitude of nesting deviations reaches some threshold a result in accordance with the sequence of transitions observed as a function of pressure.@xcite the rg approach shows nevertheless that whenever antiferromagnetism stands out as the dominant correlation in the normal state , the most stable interchain pairing is invariably a spin singlet state corresponding to a ` @xmath0-wave ' symmetry gap with nodes on the fermi surface . although some experimental findings in the bechgaard salts and their sulfur analogs do agree with this type of pairing , @xcite other series of observations have rather been interpreted in support of a triplet order parameter,@xcite thus challenging the singlet scenario for superconductivity . though there is too little so far to favor one scenario over another , these observations bring us to the question of whether triplet superconductivity can be possible or not when short - range antiferromagnetic correlations are dominant in the metallic state . as is well known for the electron gas model , there is a region of the phase diagram where triplet ` @xmath10-wave ' superconductivity does exist as the most stable state . it has been suggested , on a phenomenological basis , that such a state is realized in the bechgaard salts.@xcite within a microscopic approach , the region where @xmath10-wave superconductivity is stable is defined by irrelevant umklapp scattering and by a backward scattering coupling that is much larger than forward scattering . however , this description pattern for superconductivity can be considered unsatisfactory given the unrealistic constraint it puts on the coupling constants , and for the suppression of both the antiferromagnetism at short distance and the mott pseudo gap in the charge sector.@xcite these flaws can hardly be reconciled with the related phenomenology of these molecular compounds observed around the critical pressure for superconductivity , when either the temperature or the magnetic field is varied.@xcite another way to look at this problem is to consider more closely the effect of charge fluctuations on superconductivity . staggered charge fluctuations are known to favor triplet pairing at odd but large angular momentum , a mechanism whose roots go back to the early work of kohn and luttinger about cooper pairing in the presence of charge friedel oscillations in isotropic fermi systems.@xcite for the quasi-1d electron gas model and its version for lattice electrons , recent calculations have shown that triplet @xmath1-wave pairing is indeed enhanced when intrachain couplings are chosen to boost charge - density - wave ( cdw ) fluctuations close to the level found in the sdw channel.@xcite however , for realistic repulsive couplings , @xmath0-wave pairing still remains tied to the highest critical temperature and hence to the most stable state for superconductivity . all this goes to establish the robustness of @xmath0-wave pairing for the model with repulsive intrachain couplings and nesting deviations . it turns out , however , that the model is incomplete when charge fluctuations are found along the chains since then _ _ inter__chain coulomb interaction is also present in practice . the inclusion of direct interchain electron - electron scattering processes , which will be denoted by @xmath11 in the following , defines the quasi-1d electron gas model in its extended form.@xcite at large momentum transfer , the interchain interaction is well known to favor a cdw ordered state.@xcite this mechanism is mostly responsible for cdw long - range order observed in several organic and inorganic low - dimensional solids.@xcite the physical relevance of interchain interactions in the bechgaard salts , besides the intrachain @xmath12 and @xmath9 , is supported by x - ray studies , which revealed that the sdw phase of these compounds is actually accompanied by cdw order.@xcite on the theoretical grounds , very little is known about the impact of adding direct interchain interactions on the structure of the phase diagram , especially in the repulsive sector when both a finite @xmath9 and nesting deviations are present . in this work we wish to determine the possible density - wave and superconducting states of the extended quasi-1d electron - gas model . in order to tackle this problem we shall apply the renormalization group method , which at the one - loop level has proved to be suited to reach a controlled description of interfering density - wave and superconducting channels of correlations . among the results reported below , we have the unexpected finding that a small repulsive interchain backscattering term @xmath2 is sufficient to make @xmath0-wave superconductivity unstable to the benefit of a triplet @xmath1-wave phase . this occurs despite dominant sdw correlations in the metallic state and stable itinerant antiferromagnetism at lower nesting deviations . under the latter conditions , sdw order becomes in turn unstable to the formation of a cdw state when the amplitude of @xmath3 exceeds some critical value . while these features persist when commensurability effects are taken into account and small half - filling umklapp scattering is included , the effect of interchain forward scattering is found to frustrate nearest - neighbor interchain @xmath0- and @xmath1-wave pairing and to favor instead superconductivity with next - nearest - neighbor interchain pairing . part of these results have been reported in refs . . in section [ technique ] , we introduce the model and the rg scheme employed for the four point vertices and the response functions . by way of illustration , the rg results at the one - loop level are given for purely intrachain interactions . in section [ innter ] , we present the results for non zero interchain backward and forward interactions by which the different possibilities of ordered states in the phase diagram are obtained in the incommensurate case . the influence of umklapp processes in the half - filled case is examined in section [ umklapp ] . a discussion of the results is given in section [ nnandexp ] , where a possible connection between theory and experiments is made .
-wave superconductivity , which dominates over the spin - density - wave ( sdw ) phase at large nesting deviations , becomes unstable to the benefit of a triplet-wave phase for a weak repulsive interchain backscattering term , despite the persistence of dominant sdw correlations in the normal state . antiferromagnetism becomes unstable against the formation of a charge - density - wave state when exceeds some critical value . while these features persist when both umklapp processes and interchain forward scattering ( ) are taken into account , the effect of alone is found to frustrate nearest - neighbor interchain- and-wave pairing and instead favor next - nearest - neighbor interchain singlet or triplet pairing . we argue that the close proximity of sdw and charge - density - wave phases , singlet-wave and triplet-wave superconducting phases in the theoretical phase diagram provides a possible explanation for recent puzzling experimental findings in the bechgaard salts , including the coexistence of sdw and charge - density - wave phases and the possibility of a triplet pairing in the superconducting phase .
using a renormalization group approach , we determine the phase diagram of an extended quasi - one - dimensional electron gas model that includes interchain hopping , nesting deviations and both intrachain and interchain repulsive interactions . -wave superconductivity , which dominates over the spin - density - wave ( sdw ) phase at large nesting deviations , becomes unstable to the benefit of a triplet-wave phase for a weak repulsive interchain backscattering term , despite the persistence of dominant sdw correlations in the normal state . antiferromagnetism becomes unstable against the formation of a charge - density - wave state when exceeds some critical value . while these features persist when both umklapp processes and interchain forward scattering ( ) are taken into account , the effect of alone is found to frustrate nearest - neighbor interchain- and-wave pairing and instead favor next - nearest - neighbor interchain singlet or triplet pairing . we argue that the close proximity of sdw and charge - density - wave phases , singlet-wave and triplet-wave superconducting phases in the theoretical phase diagram provides a possible explanation for recent puzzling experimental findings in the bechgaard salts , including the coexistence of sdw and charge - density - wave phases and the possibility of a triplet pairing in the superconducting phase .
0806.1740
i
gravitational instabilities can activate in a disk when the toomre ( 1964 ) parameter @xmath2 for a thick disk ( see durisen et al . 2007 ) , where @xmath3 is the sound speed , @xmath4 is the surface density , and @xmath5 is the epicyclic frequency . as indicated by @xmath6 , a disk is unstable against gis when it is cold and/or massive . the resulting spiral waves driven by self - gravity efficiently transfer angular momentum outward and mass inward ( e.g. , lynden - bell & kalnajs 1972 ; durisen et al . another mechanism that can efficiently transfer angular momentum outward is the magnetorotational instability ( mri ; see balbus & hawley 1991 ; desch 2004 ) . in contrast to gis , the mri only requires a weak magnetic field coupled to the gas . these mechanisms , either separately or in combination , are likely to be the principal way t tauri stars accrete gas from a disk ( hartmann et al . 2006 ) . in order for the mri to occur , ionized species must be present in the gas phase . thermal ionization of alkalis occurs wherever @xmath7 k , but depletion of ions by dust grains may move the temperature threshold closer to @xmath8 k ( desch 1999 ; sano et al . 2000 ) , where the dust sublimates completely . elsewhere , the ionization must be driven by a nonthermal source , e.g. , energetic particles ( eps ) . for this discussion , eps refers to any particles that could ionize the gas , e.g. , x - rays . gammie ( 1996 ) proposed that disks may have active and inactive mri layers due to attenuation of eps by the gas . in the inner regions of a disk ( at radii @xmath9 few au ) where the column densities are large , mri may only be active in a thin layer , resulting in _ layered accretion_. as one moves outward , column densities drop , and the entire disk can become mri active . the region where the mri is mostly absent is called the _ dead zone_. eps are attenuated by a surface density of only about 100 g @xmath10 ( stepinski 1992 ) , and so even a minimum mass solar nebula ( mmsn ) will likely exhibit layered accretion ( desch 2004 ) . even if mass accretion is only reduced and not altogether halted as a result of reynolds stresses ( fleming & stone 2003 ; oishi et al . 2007 ) , mass may still pile up in the dead zone . if enough mass accumulates , then even for an otherwise low - mass disk , gis can activate . the fu orionis phenomenon is characterized by a rapid ( 1 - 10s yr ) increase in optical brightness of a young t tauri object , typically by 5 magnitudes , and is driven by sudden mass accretion of the order @xmath11 from the inner disk onto the star ( hartmann & kenyon 1996 ) . because fu ori objects appear to have decay timescales of about 100 yr , the entire mass of a mmsn ( @xmath12 ) can be accreted onto the star . to date , the best explanation for the optical outburst is a thermal instability ( e.g. , bell & lin 1994 ; kley & lin 1999 ; see discussions in hartmann & kenyon 1996 , green et al . 2006 ; and zhu et al . armitage et al . ( 2001 ) suggested that gis in a bursting dead zone might be able to trigger an fu ori outburst by rapidly increasing the accretion into the inner disk ( @xmath13 au ) and initiating an mri through thermal ionization . hartmann ( 2007 , in private communication ) and zhu et al . ( 2007 ) also suggest that the heating due to gravitational torques might drive an mri for @xmath14 au , which would then feed mass inside 0.1 au until a thermal instability sets in . the fu ori phenomenon may be a result of a _ cascade _ of instabilities , starting with a burst of gi activity in a dead zone , followed by accretion due to an mri , followed finally by a thermal instability ( cf kley & lin 1999 ) . indeed , recent observations of fu ori indicate that very large mass fluxes are present out to at least @xmath15 au ( zhu et al . 2007 ) . although details are still being debated , most chondrules formed in the first 1 to 3 myr of the solar nebula s evolution ( bizzarro et al . 2004 ; russell et al . chondrule precursors were flash melted from solidus to liquidus , where high temperatures @xmath8 k were experienced by the precursors for a few minutes . the melts then cooled over hours , with the actual cooling time depending on chondrule type . chondrule collisional histories and isotopic fractionation data , chondrule - matrix complementarity , fine - grained rim accumulation , and petrological and parent body location arguments ( krot et al . 2005 ) suggest that chondrules formed in the solar nebula ( wood 1963 ) in strong , localized , repeatable heating events . the shock wave model for chondrule formation can accommodate these observational constraints and reproduce heating and cooling rates required to form chondrule textures ( iida et al . 2001 ; desch & connolly 2002 ; cielsa & hood 2002 ; miura & nakamoto 2006 ) . one plausible source of chondrule - producing shocks is a global spiral wave ( wood 1996 ) . harker & desch ( 2002 ) suggest that spiral waves could also explain thermal processing at distances as large as 10 au , which may be necessary to explain observations of comets ( wooden et al . 2005 ) and recent _ stardust _ results ( e.g. , mckeegan et al . it has been suggested that bursts of gis may be able to produce the required shock strengths ( boss & durisen 2005 ) and provide a source of turbulence and mixing ( boss 2004b ; boley et al . global spiral shocks are appealing because they fit many of the constraints above . they may be repeatable , depending on the formation mechanism for the spiral waves ; they are global , but produce fairly local heating ; they can form chondrules in the disk ; and they can work in the inner disk as well as the outer disk . knowing under what conditions protoplanetary disks can fragment is crucial to understanding disk evolution inasmuch as a fragmented disk may produce gravitationally bound clumps . this has become known as the _ disk instability _ hypothesis for the formation of gas giant planets ( kuiper 1951 ; cameron 1978 ; boss 1997 , 1998 ) . the strength of gis is regulated by the cooling rate in disks ( tomley et al . 1991 , 1994 ; pickett et al . 1998 , 2000 , 2003 ) , and if the cooling rate is high enough in a low-@xmath6 disk , a disk can fragment ( gammie 2001 ) . gammie quantified that a disk will fragment when @xmath16 for a disk with a @xmath17 , where @xmath18 is the two - dimensional adiabatic index , such that @xmath19 , where @xmath20 is the gas pressure and @xmath21 is the vertical direction in the disk . here , @xmath22 is the local cooling time and @xmath23 is the angular speed of the gas . this criterion was approximately confirmed in 3d disk simulations by rice et al . ( 2003 ) and meja et al . rice et al . ( 2005 ) showed through 3d disk simulations that this fragmentation criterion depends on the 3d adiabatic index @xmath24 and , for @xmath25 or 7/5 , the fragmentation limit occurs when @xmath26 or 12 , respectively . these results show that a change by a factor of about 1.2 in @xmath27 has a factor of two effect on the critical cooling time . in addition , these results indicate that the cooling time must be roughly equal to the dynamical time of the gas for the disk to be unstable against fragmentation when @xmath28 . do such prodigious cooling rates occur in disks when realistic opacities are used with self - consistent radiation physics ? this question is heavily debated in the literature ( e.g. , nelson et al . 2000 ; boss 2001 , 2004a , 2005 ; rafikov 2005 , 2007 ; boley et al . 2006 , 2007b ; mayer et al . 2007 ; stamatellos & whitworth 2008 ) . the simulations to date use a wide variety of numerical methods , including very different approximations for radiation physics , and only two groups have published results of radiative transfer tests appropriate for disks ( boley et al . 2007b ; stamatellos & whitworth 2008 ) . nelson et al . ( 2000 ) used 2d sph simulations with radiation physics to study protoplanetary disk evolution . because their simulations were evolved in 2d , they assumed that the disk at any given moment was in vertical hydrostatic equilibrium . using a polytropic vertical density structure and pollack et al . ( 1994 ) opacities , they cooled each particle according to an appropriate effective temperature . in their simulations , the cooling rates are too low for fragmentation . in contrast , boss ( 2001 , 2005 ) employed radiative diffusion in his 3d grid - based code ; fragmentation occurs in his simulated disks . besides the difference in dimensionality of the simulations , boss assumed a fixed temperature structure for rosseland mean optical depths less than 10 , as measured along the radial coordinate ( cf recent flux - limited simulations by boss 2008 ) . boss ( 2002 ) found that the fragmentation in his disks is insensitive to the metallicity of the gas and attributed this independence to fast cooling by convection ( boss 2004a ) . however , it must be noted that nelson et al . ( 2000 ) assumed a vertically polytropic density structure . because the specific entropy @xmath29 , where @xmath30 is the polytropic equation of state and @xmath31 is the gas density , the nelson et al . approximation effectively assumes efficient convection . except for extremely massive and extended disks ( stamatellos et al . 2007 ) , recent simulations with radiative physics by cai et al . ( 2006 ) , boley et al . ( 2006 , 2007b ) , and stamatellos & whitworth ( 2008 ) find long cooling rates and no efficient cooling by convection . cai et al . also show that the strength of gis is dependent on the metallicity . furthermore , boley & durisen ( 2006 ) suggest that shock bores , which can cause a rapid vertical expansion in the post - shock region of spiral shocks , could be misidentified as `` convective '' flows . in both contrast and support of these studies , mayer et al . ( 2007 ) use sph simulations with 3d flux - limited diffusion and find that fragmentation only occurs once the mean molecular weight of the gas @xmath32 . however , the simulations presented by meja ( 2004 ) , cai et al . ( 2006 ) , and boley et al . ( 2006 ) unintentionally were evolved with @xmath33 due to an error in the inclusion of he in the opacity tables , and their disks do not fragment . the issue of fragmentation in radiatively cooled disks thus remains unsettled . for this study , we adopt the hypothesis , which we refer to as the _ unified theory _ , that bursts of gi activity in dead zones drive the fu ori phenomenon and produce chondrule - forming shocks . this hypothesis is an amalgamation of ideas presented in wood ( 1996 , 2005 ) , gammie ( 1996 ) , armitage et al . ( 2001 ) , and boss & durisen ( 2005 ) . in order to investigate this scenario , we designed a numerical experiment to evolve a massive , highly unstable disk with an initial radial extent between 2 and 10 au . commensurately , we investigate the stability of these massive , gravitationally unstable disks against fragmentation to assess the feasibility of the disk instability hypothesis for gas giant formation .
using analytic arguments and numerical simulations , we examine whether chondrule formation and the fu orionis phenomenon can be caused by the burst - like onset of gravitational instabilities ( gis ) in dead zones . mass fluxes are also high enough during the onset of gis to suggest that the outburst is related to an fu orionis phenomenon . we also study the stability of the massive disks in our simulations against fragmentation and find that although disk evolution is sensitive to changes in opacity , the disks we study do not fragment , even at high resolution and even for extreme assumptions .
using analytic arguments and numerical simulations , we examine whether chondrule formation and the fu orionis phenomenon can be caused by the burst - like onset of gravitational instabilities ( gis ) in dead zones . at least two scenarios for bursting dead zones can work , in principle . if the disk is on the verge of fragmention , gi activation near to 5 au can produce chondrule - forming shocks , at least under extreme conditions . mass fluxes are also high enough during the onset of gis to suggest that the outburst is related to an fu orionis phenomenon . this situation is demonstrated by numerical simulations . in contrast , as supported by analytic arguments , if the burst takes place close to au , then even low pitch angle spiral waves can create chondrule - producing shocks and outbursts . we also study the stability of the massive disks in our simulations against fragmentation and find that although disk evolution is sensitive to changes in opacity , the disks we study do not fragment , even at high resolution and even for extreme assumptions .
astro-ph9601095
i
the internal dynamics of star - forming galactic molecular clouds is not yet understood . two central questions are ( 1 ) what prevents the clouds and their subcomponents from collapsing under their own weight ; and ( 2 ) what generates and controls the turbulent fluid velocities that broaden molecular lines far beyond the thermal speed @xmath3 ( e.g. @xcite ) . one model which has been proposed ( e. g. @xcite ) is that the clouds are comprised of clumps on essentially ballistic , collisionless orbits . however , while clouds are observed to be clumpy , the volume filling factor of clumps in the clouds @xmath16 ( e.g. @xcite ; @xcite ) implies a clump - clump collision time @xmath17 , which makes the clouds at most marginally collisionless over their lifetimes ( @xcite ) . the clumps are not themselves thermally supported , and they appear to have larger internal filling factors and smaller ratios of internal collision time to dynamical time . although internal velocities may be generated by a cloud s self - gravity , purely hydrodynamic turbulence either clumpy or smooth can not in itself support a structure for longer than the effective collision time ( equal to the eddy - turnover time for a uniform fluid ) because it would dissipate in shocks ( see @xcite and references therein ) . the orbiting - clump model therefore probably can not account for the internal dynamics of molecular clouds at all scales . rather than assuming a clumpy mass distribution _ a priori _ , it seems better to start with a full fluid model with a compressible equation of state , so that clumping can be treated self - consistently . such a model must have some internal stress far more powerful than gas pressure in order to control supersonic motions . for some time , magnetic fields have been considered the leading candidate for mediating clouds internal motions and counteracting gravity ( see the recent reviews of @xcite ; @xcite ) . magnetic processes have also been identified as likely instruments for generating density structure within clouds ( e.g. @xcite ; @xcite ) , which is observed at all scales down to the limiting telescopic resolution ( @xcite ; @xcite ) . measured field strengths @xmath18 based on oh zeeman splittings are in the range @xmath19 ( @xcite ) for the line - of - sight field in moderate - density regions @xmath20 ( for random orientations the mean total field strength is twice as large ) . fits incorporating additional data from weak - field , low - density hi zeeman splitting and strong - field , high - density oh maser zeeman splitting yield @xmath21 ( @xcite , and references therein ) . based on these data , the magnetic field has an energy density comparable to the kinetic ( and gravitational ) energy densities , and therefore can be dynamically important . more specifically , @xcite show that magnetic , kinetic , and gravitational energies are comparable in detail for several clouds at a range of scales , suggesting virial equilibrium . the field topology within molecular clouds remains uncertain . in optical wavelengths , the linear polarization directions of background stars shining through low - density regions undulate smoothly across cloud complexes ( e.g. @xcite ) . to trace higher - density gas within clouds , longer wavelengths are needed . maps of polarized @xmath22 thermal emission in several high - mass star - forming regions ( ( @xcite ) , @xcite , @xcite ) also show orderly variation across the cloud . if in both cases the polarization is caused by field - aligned dust grains , the data imply smoothly - varying mean fields . these preliminary indications on field geometry , if confirmed , permit a conceptual separation into cloud support perpendicular to , and parallel to , a slowly - varying , untangled , mean field . to date , most theoretical work on magnetic fields in star - forming regions has concentrated on the role of smooth fields in quasi - static equilibria or configurations undergoing laminar rotation and/or collapse ( see the reviews of @xcite ; @xcite ; @xcite ) . the absence of turbulent velocities @xmath23 exceeding @xmath3 in the small , dense cloud cores observed to be the sites of low - mass star formation ( see , e.g. @xcite ) makes them amenable to quasistatic theories . to the extent that turbulent magnetic and reynolds stresses can be included via a barotropic pressure , such calculations can also be applied to cases where @xmath24 . axisymmetric calculations of field - frozen equilibria have quantified the importance of field support perpendicular to the mean field direction , which can be expressed succinctly in terms of the mass - to - magnetic flux ratio , @xmath25 ( @xcite ; @xcite ; @xcite ) . the value of this evolutionary invariant determines whether or not an equilibrium can be sustained . while static or time - averaged fields are likely key to cloud support at both small and large scales , they do not oppose gravity in the mean field direction , and by definition can not produce a large velocity dispersion . for clumps within clouds ( reviewed by @xcite ; see also @xcite ) , and massive cloud cores ( e.g. @xcite ) , however , molecular line observations exhibit linewidths in excess of @xmath3 . the inferred hypersonic bulk velocities were attributed to mhd waves shortly after their discovery ( @xcite ) . for alfvn waves , the fluctuating component of the field provides a pressure that acts along the mean field , and can therefore oppose gravity in that direction ( @xcite ; @xcite ; @xcite ; @xcite ) . the theory of @xcite calculates the influence of small - amplitude mhd waves on the background state of the fluid , using a locally - averaged lagrangian . for waves , the effect of the waves is expressed through an isotropic wave pressure @xmath26 . recently , @xcite have used dewar s theory to show that small - amplitude alfvn waves propagating along a density gradient obey @xmath27 ( implying effective polytropic index @xmath28 ) , while waves trapped in a contracting cloud obey @xmath29 ( implying effective adiabatic index @xmath30 ) . since gas spheres are dynamically stable to adiabatic perturbations when @xmath31 ( e.g. @xcite ) , large amplitude waves could potentially support a cloud against collapse if they suffered minimal decay , or loss ( cf . @xcite ) into the surrounding medium , and obeyed the same scaling . a crucial unknown is the decay rate of arbitrary amplitude mhd waves in conditions appropriate for a molecular cloud . if alfvn waves are responsible for the internal linewidths of molecular clouds and support against gravity and external pressure , then any decay must be replenished if a quasi - equilibrium is to be maintained . prior to high - mass star formation , the ultimate source of new wave energy must be the gravitational potential of the cloud ( @xcite ; @xcite ; @xcite ; @xcite ) . potential energy is liberated by overall cloud contraction and/or star formation ( with winds ) ; for quasi - equilibrium the respective rates would depend on how fast waves decay . at present , estimates of decay rates rely on analytic calculations of linear damping by ion - neutral friction , nonlinear single - wave steepening ( see @xcite and references therein ) , or simply dimensional analysis in terms of the internal velocity dispersion and size ( see @xcite and references therein ) . previous theoretical studies of mhd waves in molecular clouds have concentrated on the linear , adiabatic , wkb limit in analyzing wave dynamics ( @xcite ; @xcite ; @xcite ) . this approach is accurate when the amplitude of the wave is small , when the wavelength of the waves is much smaller than the size of the system , and when the wave damping is weak . since the first two of these assumptions do not strictly apply in molecular clouds , and the third may not either , it is interesting to see if we can relax them somewhat . in this paper , we undertake to study the full nonlinear development of moderate - amplitude mhd disturbances in a self - gravitating system , using numerical simulations . we concentrate our attention on the most basic questions of how well clouds can be supported against gravity by nonlinear disturbances , and how long it takes mhd turbulence to decay . by employing simulations , we can generalize ideas of support by simple alfvn waves to include arbitrary self - consistent disturbances in the magnetic field , fluid flow , and density structure . we can test how far the linear - theory predictions for wave support carry over to the nonlinear regime , and go beyond the purview of simple linear theory to investigate the growth of structure , cascade of energy between scales , and associated dissipation . expedience demands some sacrifices of realism for this first study . our most severe simplification is to restrict the motions to plane - parallel geometry , so all dynamical variables are functions of one independent space variable and time . thus we allow for transverse motions but not transverse derivatives . another idealization which is less serious for the large - scale motions we consider is the neglect of ambipolar diffusion . we shall also assume the gas is isothermal . the plan of this paper is as follows . in 2 we review basic observational results for molecular clouds and the implied timescales in the context of simple theoretical considerations of cloud stability . we then present the equations we shall solve , our numerical method , and various tests used to verify its performance ( 3 ) . in 4 we describe the series of simulations we have performed . finally , we apply our results to astronomical systems , discuss directions for future research , and summarize our conclusions ( 5 ) .
we adopt `` slab - symmetry , '' which permits motions and fields perpendicular to the mean field , but permits gradients only parallel to the mean field . this is the simplest possible geometry that relies on waves to inhibit gravitational collapse along the mean field . in our simulations
using self - consistent magnetohydrodynamic ( mhd ) simulations , we explore the hypothesis that nonlinear mhd waves dominate the internal dynamics of galactic molecular clouds . our models employ an isothermal equation of state and allow for self - gravity . we adopt `` slab - symmetry , '' which permits motions and fields perpendicular to the mean field , but permits gradients only parallel to the mean field . this is the simplest possible geometry that relies on waves to inhibit gravitational collapse along the mean field . in our simulations , the speed exceeds the sound speed by a factor , which is realistic for molecular clouds . we simulate the free decay of a spectrum of waves , with and without self - gravity . we also perform simulations with and without self - gravity that include small - scale stochastic forcing , meant to model the mechanical energy input from stellar outflows . our major results are as follows : ( 1 ) we confirm that the pressure associated with fluctuating transverse fields can inhibit the mean - field collapse of clouds that are unstable by jeans s criterion . cloud support requires the energy in -like disturbances to remain comparable to the cloud s gravitational binding energy . ( 2 ) we characterize the turbulent energy spectrum and density structure in magnetically - dominated clouds . the perturbed magnetic and transverse kinetic energies are nearly in equipartition and far exceed the longitudinal kinetic energy . the turbulent spectrum evolves to a power - law shape , approximately with , i.e. approximately consistent with a `` linewidth - size '' relation . the simulations show large density contrasts , with high density regions confined in part by the pressure of the fluctuating magnetic field . ( 3 ) we evaluate the input power required to offset dissipation through shocks , as a function of , the velocity dispersion , and the characteristic scale of the forcing . in equilibrium , the volume dissipation rate is , for a cloud of linear size and density . ( 4 ) somewhat speculatively , we apply our results to a `` typical '' molecular cloud . the mechanical power input required for equilibrium ( tens of ) , and the implied star formation efficiency ( ) , are in rough agreement with observations . because this study is limited to slab symmetry and excludes ion - neutral friction , the dissipation rate we calculate probably provides a lower limit on the true value .
astro-ph9601095
c
in this section we translate our results into an astronomical context by applying them to a `` typical '' molecular cloud . this is a speculative venture , since our simulations employ slab symmetry and make a number of other drastic approximations . the exercise seems worthwhile , however , since the simulations are self - consistent and fully nonlinear , unlike earlier treatments of the problem . are our results in harmony with the known , observed properties of molecular clouds ? consider a representative molecular cloud of mean linear dimension @xmath282 , number density @xmath283 , kinetic temperature @xmath284 , and line - of - sight velocity dispersion @xmath285 . for mean field strength @xmath286 , @xmath221 . the sound - crossing , gravitational collapse , and -crossing timescales for this reference cloud are @xmath287 , @xmath288 , and @xmath289 ( assuming solar metallicity ) . the jeans number @xmath290 , and the ratio @xmath291 . thus , for a static uniform field , the cloud would be unstable parallel and stable perpendicular to the mean field ( see [ s : equilibrium ] ) . if the projected area of the cloud is @xmath292 , then the kinetic energy per unit surface area is @xmath293 . assuming equipartition between kinetic and perturbed magnetic energy , the wave energy per unit surface area is twice the kinetic energy , @xmath294 . finally , if the cloud s volume is @xmath295 , its total mass is @xmath296 . in the absence of self - gravity or any energy inputs , the cloud would , by assumption , evolve like the free decay simulations of [ freedecay ] . in particular , it should evolve similarly to the `` standard '' decay of fig . 2 , which has @xmath297 and @xmath152 , and is shown for comparison to the other decays as the central dotted curve in fig . 5 . to provide a more precise comparison , we have run a decay simulation starting from @xmath294 . after @xmath298 , the wave energy would drop by factor @xmath299 , so the velocity dispersion would drop by a factor of @xmath300 ; after @xmath301 by a factor @xmath302 , corresponding to a factor of @xmath43 drop in the velocity dispersion . at @xmath303 , the cloud contains clumps . fully @xmath304 of the mass , but only @xmath305 of the volume , lies at densities greater than @xmath306 , while @xmath307 of the volume lies at densities below the mean . now suppose the cloud s internal motions are forced ( by winds from young stars , for example ) at a scale @xmath308 , such that the mechanical power input @xmath309 equals the wave dissipation rate @xmath310 and the observed internal wave energy represents a saturated equilibrium . again , we temporarily ignore self - gravity . we can use the forced , non - self - gravitating simulations to estimate the required input power and dissipation rate associated with a given equilibrium level of internal kinetic energy . in general the dissipation rate @xmath310 should be roughly equal to the luminosity of the cloud in the important gas phase cooling lines , while the mechanical power input @xmath309 would equal the sum of energy inputs from young stellar winds ( @xcite ) , waves emerging from collapsing , rotating cloud cores ( @xcite , @xcite , @xcite ) , etc . in equilibrium @xmath311 . using equations ( [ reqpow ] ) and ( [ powk ] ) , we find @xmath312 a dissipation timescale can be estimated via @xmath313 ( eq . [ tdiss ] ) ; the result is @xmath314 this dissipation timescale is comparable to the collapse timescale . in fact , our reference cloud _ is _ self - gravitating ; it contains @xmath315 jeans masses . while computational expense prevents us from performing simulations with @xmath316 , we find that equation ( [ njmin ] ) is a good predictor of collapse on a dynamical timescale when @xmath317 . assuming equation ( [ njmin ] ) applies for more strongly self - gravitating clouds as well , we find that immediate contraction can be avoided when @xmath318 corresponding to @xmath319 our reference cloud with @xmath320 has velocity slightly below the threshold level , and in the absence of energy inputs would contract on a timescale @xmath321 . the reference cloud could be supported in an indefinite equilibrium if it were supplied with energy at a scale @xmath10 , as in the forced , self - gravitating simulations . using equations ( [ reqpowg ] ) and ( [ powk ] ) , we find that an input power of @xmath322 or greater is required to support the cloud in a true equilibrium . a smaller supply of power would lead to gradual contraction . notice that the power required to support the current level of turbulent energy in our reference cloud ( eq . [ inpow ] ) would be insufficient to support it indefinitely against gravity . for the latter , the higher power level of equation ( [ inpowg ] ) would be required , and the one - dimensional velocity dispersion would be raised to the level indicated in equation ( [ nocoll ] ) . the `` reference '' cloud described above is meant to represent a cloud like orion a ( @xcite ) or the rosette nebula ( @xcite ) . for clouds as large as this , we have had to extrapolate our fits to larger values of the jeans number and input power than we were able to compute directly . on the other hand , smaller self - gravitating clouds such as taurus - auriga ( @xcite ) or ophiuchus ( @xcite , @xcite ) are within the parameter range we have simulated , and therefore the results presented in the figures of 4 can be used directly . diffuse , high - latitude clouds may be best represented by our unforced , non - self - gravitating simulations . the power requirements for sustaining turbulence and counteracting gravity of equations ( [ inpow ] ) and ( [ inpowg ] ) are reasonable for gmcs . for example , the total hydrodynamic outflow momentum observed in orion a ( which has properties comparable to our reference cloud ) is estimated at @xmath323 ( @xcite ) , which for mean outflow velocity @xmath324 and outflow lobe size @xmath325 ( cf . @xcite ) implies a characteristic power input of @xmath326 . thus our results are in accord with observations . finally , let us suppose that clouds evolve in quasi - equilibrium , and support can ultimately be ascribed to the power originating in young stellar outflows . then by equating the required power @xmath327 to the total wind mechanical luminosity @xmath328 we can obtain a total star formation rate @xmath329 in the cloud . here we absorb the details of the wind acceleration mechanism into the characteristic radius @xmath330 where the wind originates ( see , e.g. , @xcite ) , and the uncertainties associated with the coupling of the wind to the rest of the cloud into the scale @xmath10 . scaling @xmath330 to @xmath331 and using equation ( [ inpowg ] ) , we find @xmath332 this implies a star formation timescale @xmath333 , which is about @xmath334 times the dynamical collapse time . it also implies that over a cloud lifetime of perhaps @xmath335 the cloud will turn about @xmath336 of its mass into stars . it behooves us to remind the reader of some of the shortcomings of our treatment . the most severe is the use of slab ( one dimensional ) symmetry . in higher dimensions , dissipation rates may rise because new , transverse decay modes will be available . on the other hand , dissipation rates could fall somewhat because clumps , once formed , need not collide with each other , as they do in one dimension . fortunately , an extension to two dimensions is immediately practicable . although the use of slab symmetry is likely the leading source of error in our calculation , we have made other approximations that contribute as well , and that could be relaxed in future treatments of this problem . in this work , we have used an isothermal equation of state . numerical work has shown , however , that realistic molecular cooling can have a significant effect on fragmentation during gravitational collapse ( e.g. @xcite ) . we also neglect ambipolar diffusion . this is likely to have particularly significant effects at small scales in clouds , where mhd waves can not propagate . even for waves on the scale of the gmcs , the ambipolar - diffusion damping timescale can be smaller than the dynamical timescale if the only source of ionization is cosmic rays at a rate @xmath91 . overall , inclusion of ambipolar diffusion would tend to increase total dissipation rates , and to steepen the power spectrum . another idealization in our simulations is the periodic boundary conditions . these boundaries prevent any wave energy losses from our model clouds by radiation to an external medium , as would reflecting boundary conditions . estimates indicate that under certain conditions wave radiation may dominate other energy losses from molecular clouds ( @xcite ) . for a linear amplitude wavetrain , the transmission coefficient at the cloud edge is small when the density changes sharply over a distance smaller than the wavelength . since most of the energy in our simulations is at the largest scales , our results could be sensibly applied to clouds with edge gradients sharper than the inverse of the cloud size . finally , we have neglected cosmic ray pressure and transport , radiative transfer effects , and , of course , feedback from star formation . it is not likely that these effects can be incorporated in any realistic way in the near future . our forcing algorithm does model power input by , e.g. , stellar winds , but only in a crude fashion . nevertheless , our treatment does represent significant progress . as far as we are aware , it is the first fully self - consistent treatment of a turbulent , magnetically dominated , compressible , self - gravitating fluid . our self - consistent simulations with realistic field strengths and velocities lead to a highly inhomogeneous state characterized by mhd discontinuities . this state bears little resemblance to any regime that has been well studied in the past . in particular , while some results carry over from quasi - linear theories and theories of incompressible , eddy - dominated turbulence , neither can adequately represent the internal dynamics of molecular clouds . in this paper , we set out to explore the hypothesis that magnetic forces are crucial to the internal dynamics of galactic molecular clouds . we were motivated by the proposal that the fluctuating velocity field in mhd waves is responsible for the observed hypersonic turbulence in molecular clouds , while the associated magnetic field fluctuations provide a pressure vital in supporting clouds against gravitational collapse and confining non - self - gravitating clumps . in particular , we were interested in whether observed molecular clouds represent dynamical equilibria , and more generally what is required to sustain a given level of mhd turbulence in the face of nonlinear dissipation and self - gravity . a quasistatic equilibrium is possible even with wave decay ; cloud turbulence may be replenished for example by the gravitational potential energy liberated from rotating cloud cores and disks when they collapse and accrete to form stars . this work uses numerical simulations to investigate large - amplitude ( @xmath107 ) mhd turbulence under density , temperature , and magnetic field conditions appropriate for galactic molecular clouds . computational expense has imposed some sacrifices of realism in this first self - consistent treatment of turbulence in a highly compressible , magnetically - dominated ( @xmath106 ) fluid . our main idealizations are to restrict the dynamics to plane - parallel geometry with periodic boundary conditions , and to ignore ion - neutral slippage . this is the simplest possible model that incorporates magnetic fields and gravity self - consistently . we have performed four types of numerical simulations . in the first ( [ freedecay ] ) , we evolved a spectrum of large - amplitude -wave turbulence to determine the free decay rate . in these simulations , we also investigated the spectral evolution of the turbulence and formation of density structure . in our second set of simulations ( [ subsfeqr ] ) , we set out to evaluate the level of internal stochastic forcing ( intended to model power inputs like young stellar winds ) required to sustain a given level of turbulent kinetic energy . in our third set of simulations ( [ gravdecay ] ) , we included self - gravity in model clouds initiated with differing levels of wave energy to establish collapse thresholds while allowing for turbulent decay . in our final set of simulations ( [ gravforced ] ) , we applied stochastic internal forcing to self - gravitating clouds to evaluate the power input needed to prevent collapse . as a template for using the dimensionless results of [ s : simulations ] , we translate into physical units for a `` reference '' cloud in [ app ] . our major conclusions are as follows : ( 1 ) we have confirmed that nonlinear disturbances in ideal mhd can support a model cloud against gravitational collapse , provided that the perturbed magnetic energy is maintained at a level exceeding the binding energy of the cloud ( cf . eq.[[bnocoll ] ] ) . gravity is opposed by a gradient in the time - varying magnetic pressure due to the components of the field perpendicular to the mean field . ( 2 ) we have characterized the dynamical state of highly nonlinear , @xmath337 mhd systems . such systems contain strong density contrasts , with much of the volume effectively evacuated and most of the mass concentrated into small regions . high density `` clumps '' form and disperse over time , with a secular trend toward increasingly large concentrations and coherent motions as energy cascades to larger scales . these nonlinear , magnetically dominated systems contain numerous mhd discontinuities , which naturally give rise to a wave energy power spectrum approximately @xmath338 with @xmath6 , or linewidth - size relation approximately @xmath339 . the shape of the power spectra at late times are essentially independent of the initial input spectrum or energy injection scale . ( 3 ) we have calculated a decay rate for nonlinear mhd waves in slab symmetry by equating forcing and dissipation rates in a saturated equilibrium . the dissipation time , given in physical units in equation ( [ disst ] ) , is longer than some naive estimates . in particular , when the cloud is stirred at scales comparable to its size , the dissipation time exceeds the `` eddy turnover time '' @xmath340 by @xmath341 times an order - unity factor , and the -wave crossing time by an additional factor @xmath342 ( see eq.[[tdiss ] ] ) . peak dissipation rates for free decay obey approximately the same scaling in @xmath9 , @xmath2 , and @xmath3 as the dissipation rate in saturated equilibrium . because of the present restricted geometry and negligible friction , our computed dissipation rates are likely lower limits . we are especially grateful to jim stone for helping to initiate this project . we would also like to thank bruce elmegreen , chris mckee , phil myers , and phil solomon , for interesting discussions , alyssa goodman , jeremy goodman , and jerry ostriker for comments on a draft of this paper , and the referee ellen zweibel for a discerning review . this work was supported in part by nasa grant nag 52837 . davidson , j. a. , schleuning , d. , dotson , j. l. , dowell , c. d. , & hildebrand , r. h. 1995 , in astronomical society of the pacific , airborne astronomy symposium on the galactic ecosystem : from gas to stars to dust , volume 73 , p 225 hildebrand , r. h. , dotson , j. l. , dowell , c. d. , platt , s. r. , schleuning , d. , davidson , j. a. , & novak , g. 1995 , in astronomical society of the pacific , airborne astronomy symposium on the galactic ecosystem : from gas to stars to dust , volume 73 , p 97
using self - consistent magnetohydrodynamic ( mhd ) simulations , we explore the hypothesis that nonlinear mhd waves dominate the internal dynamics of galactic molecular clouds . we also perform simulations with and without self - gravity that include small - scale stochastic forcing , meant to model the mechanical energy input from stellar outflows . our major results are as follows : ( 1 ) we confirm that the pressure associated with fluctuating transverse fields can inhibit the mean - field collapse of clouds that are unstable by jeans s criterion . ( 2 ) we characterize the turbulent energy spectrum and density structure in magnetically - dominated clouds . ( 4 ) somewhat speculatively , we apply our results to a `` typical '' molecular cloud .
using self - consistent magnetohydrodynamic ( mhd ) simulations , we explore the hypothesis that nonlinear mhd waves dominate the internal dynamics of galactic molecular clouds . our models employ an isothermal equation of state and allow for self - gravity . we adopt `` slab - symmetry , '' which permits motions and fields perpendicular to the mean field , but permits gradients only parallel to the mean field . this is the simplest possible geometry that relies on waves to inhibit gravitational collapse along the mean field . in our simulations , the speed exceeds the sound speed by a factor , which is realistic for molecular clouds . we simulate the free decay of a spectrum of waves , with and without self - gravity . we also perform simulations with and without self - gravity that include small - scale stochastic forcing , meant to model the mechanical energy input from stellar outflows . our major results are as follows : ( 1 ) we confirm that the pressure associated with fluctuating transverse fields can inhibit the mean - field collapse of clouds that are unstable by jeans s criterion . cloud support requires the energy in -like disturbances to remain comparable to the cloud s gravitational binding energy . ( 2 ) we characterize the turbulent energy spectrum and density structure in magnetically - dominated clouds . the perturbed magnetic and transverse kinetic energies are nearly in equipartition and far exceed the longitudinal kinetic energy . the turbulent spectrum evolves to a power - law shape , approximately with , i.e. approximately consistent with a `` linewidth - size '' relation . the simulations show large density contrasts , with high density regions confined in part by the pressure of the fluctuating magnetic field . ( 3 ) we evaluate the input power required to offset dissipation through shocks , as a function of , the velocity dispersion , and the characteristic scale of the forcing . in equilibrium , the volume dissipation rate is , for a cloud of linear size and density . ( 4 ) somewhat speculatively , we apply our results to a `` typical '' molecular cloud . the mechanical power input required for equilibrium ( tens of ) , and the implied star formation efficiency ( ) , are in rough agreement with observations . because this study is limited to slab symmetry and excludes ion - neutral friction , the dissipation rate we calculate probably provides a lower limit on the true value .
hep-ph9602232
c
we have studied the relaxational dynamics of an inhomogeneous condensate fluctuation in the o(4 ) linear sigma model near the broken symmetry state , both at zero and non - zero temperature . explicit expressions are obtained for the self - energies at zero and finite temperature and we point out that at finite temperature there are new relaxational processes with origin in thermal cuts and that are * only * present in the inhomogeneous case with no counterpart in the relaxation of an homogeneous condensate . for initial gaussian fluctuations we have given explicit expressions for the asymptotic space - time evolution of the inhomogeneous fluctuation including the effect of thresholds both at zero and finite temperature . at finite temperature we obtained the decay rate of this inhomogeneous non - equilibrium configuration , in the medium this quantity is the rate of production _ minus _ the rate of absorption of pions . the space - time evolution is described in terms of an effective temperature and `` decay rate '' that depend on rapidity . we find to one loop that relaxational processes are described in terms of @xmath266 $ ] and @xmath2 , and for large rapidities the finite temperature decay rate approaches the zero temperature limit . we systematically compute the field behaviour for large times and distances compared with the inverse of the typical mass scale ( @xmath267 ) in the model . this means @xmath268 * and * @xmath269 . for @xmath270 the behaviour will be quantitatively different . * * stable case : @xmath273 * + @xmath274 . : : the pole contribution @xmath275 dominates , giving an amplitude that decays as @xmath276 and oscillates as a function of @xmath271 with frequency @xmath277 ( physical @xmath0 mass ) . the cut gives contributions smaller than @xmath278 by a factor @xmath276 and oscillating with frequencies equal to the threshold positions [ eqs.([asympole]-[inhd ] ) ] . @xmath99 . : : the pole contribution dominates for large @xmath166 . @xmath278 decays with the same power @xmath276 as for @xmath274 , but the amplitude and frequency change quantitatively [ see eq.([asympolet ] ) ] . + a new cut running from @xmath279 to @xmath280 appears at non - zero temperature . it gives a * non - oscillating * contribution for large @xmath166 that decays as @xmath281 [ see eq.([asinfi ] ) ] . * * unstable case : @xmath282 * + @xmath274 . : : @xmath42 is now a resonance ( a pole in the second riemann sheet ) yielding an * exponentially damped * amplitude that oscillates with frequency @xmath283 . the damping being the width of the resonance [ see eq.([corteunst ] ) ] . + eventually , for very large @xmath271 , the power - like tail coming from the cut contribution will dominate over the exponentially damped contribution of the resonance . @xmath99 . : : it is similar as for @xmath274 , except that the damping rate becomes a non - trivial function of @xmath284 and @xmath277 given by eq.([bodrio ] ) . + the thermal cut with its non - oscillating contribution to @xmath272 is also present here and dominates for @xmath285 . all the asymptotic results hold to first order in the field amplitude . however , since the field vanishes for @xmath286 , our results are true for * any initial amplitude * provided @xmath271 is large enough . the relaxation of an initially gaussian inhomogeneous fluctuation is described in terms of the spreading of the packet and decay in spherical waves , and we found that the time scale for relaxation , production and absorption of pions is a function of rapidity such that for larger rapidities the relaxational and decay processes are slower . we are currently extending these studies to the case of non - equilibrium fluctuations produced during the stage of parametric amplification as the @xmath0 rolls to the ground state@xcite . we believe that the techniques developed in this work and the non - equilibrium aspects found here will be of use in a variety of physical contexts . one that comes to mind concerns the emission of goldstone bosons from an axion string@xcite . this emission is important in determining the exact upper bound on the axion decay constant , and thus on whether axion models for solving the strong cp problem are still viable . this problem will entail some modifications of the tools described here , the most notable one having to do with the existence of zero modes for the string configuration . m. da . has been supported in part by a della riccia fellowship and would like to thank lpthe ( paris vi - vii ) for kind hospitality . d. b. gratefully acknowledges partial support from n.s.f . through grants : phy-9302534 and int-9216755 ( binational collaboration with france ) . he also thanks the warm hospitality at lpthe where part of this work was done and r. pisarski and h. a. weldon for illuminating conversations during the early stages of this work . m. da . and h. j. de v. acknowledge support from the european commission through the human and mobility program erbchrx - ct94 - 0488 . r.h . was supported in part by doe grant @xmath287 de - fg02 - 91er40682 . acta physica polonica b23 , 561 ( 1992 ) . j. p. blaizot and a. krzywicki , phys . d46 ( 1992 ) , 246 . k. l. kowalski and c. c. taylor , ` disoriented chiral condensate : a white paper for the full acceptance detector ' cwru report 92- he - ph/9211282 ( unpublished ) . j. d. bjorken , k.l . kowalski and c. c. taylor , ` baked alaska ' , proceedings of les rencontres de physique de la valle daoste , la thuile ( 1993 ) ; ( slac pub 6109 ) . y. kluger , j. m. eisenberg , b. svetitsky , f. cooper and e. mottola , phys . rev . d 51 , 4419 ( 1995 ) . k. rajagopal and f. wilczek , nucl . b399 , 395 ( 1993 ) . k. rajagopal and f. wilczek , nucl . b404 , 577 ( 1993 ) . s. gavin , a. gocksch and r. pisarski , phys . 72 , 2143 ( 1994 ) . these authors have studied the non - equilibrium evolution of expectation values that only depend on proper time but not on rapidity as suggested by the landau model of the collision . s. gavin and b. muller , phys . b 329 , 486 ( 1994 ) . s. mrowczynski and b. muller , phys . lett . b 363 , 1 ( 1995 ) . d. boyanovsky , h. j. de vega and r. holman , phys . rev . d 51 , 734 ( 1995 ) . see for example : a. vilenkin and e.p.s . shellard , ` cosmic strings and other topological defects ' , cambridge mon . on math . , cambridge univ . press ( 1994 ) . m. b. hindmarsh and t. w. b. kibble , s. p. klebansky , rev . of mod . 64 , 649 ( 1992 ) . p. f. bedaque and a. das , mod phys . a8 , 3151 ( 1993 ) . s. weinberg , phys . d 9 , 3357 ( 1974 ) . weldon , phys . d 28 , 2007 ( 1983 ) ; ann . of phys . 228 , 43 ( 1993 ) . blaizot in ` proceedings of fourth summer school and symposium on nuclear physics ' , eds . min and m. rho ( 1991 ) . w. keil , phys . d40 , 1176 ( 1989 ) . this mathematical condition is imposed by a lagrange multiplier that cancels the ( non - local ) integral up to @xmath57 and that vanishes for @xmath288 . since the field configuration will decay , this must be treated as an initial value problem and this particular condition defines such a problem . for a discussion on this point see : one - loop feynman diagrams contributing to the equation of motion . the dashed line corresponds to the insertion of the background field @xmath42 . thin lines correspond to pion propagators , thick lines to @xmath0 propagators . the tadpoles had been absorbed in mass and @xmath21 renormalization .
we give explicit expressions for the asymptotic space - time evolution of an initial inhomogeneous configuration including the contribution of thresholds at zero and non - zero temperature . at non - zero temperature we find new relaxational processes due to thermal cuts that have no counterpart in the homogeneous case . within the one - loop approximation this rate is to be interpreted as the production minus absorption rate of pions in the medium and approaches the zero temperature value at large rapidities . an initial configuration localized on a bounded region spreads and decays in spherical waves with slower relaxational dynamics at large rapidity .
using the o(4 ) linear model , we address the topic of non - equilibrium relaxation of an inhomogeneous initial configuration due to quantum and thermal fluctuations . the space - time evolution of an inhomogeneous fluctuation of the condensate in the isoscalar channel decaying via the emission of pions in the medium is studied within the context of disoriented chiral condensates . we use out of equilibrium closed time path methods in field theory combined with the amplitude expansion . we give explicit expressions for the asymptotic space - time evolution of an initial inhomogeneous configuration including the contribution of thresholds at zero and non - zero temperature . at non - zero temperature we find new relaxational processes due to thermal cuts that have no counterpart in the homogeneous case . within the one - loop approximation , we find that the space time evolution of such inhomogeneous configuration out of equilibrium is effectively described in terms of a rapidity dependent temperature $ ] as well as a rapidity dependent decay rate . this rate is to be interpreted as the production minus absorption rate of pions in the medium and approaches the zero temperature value at large rapidities . an initial configuration localized on a bounded region spreads and decays in spherical waves with slower relaxational dynamics at large rapidity .
nucl-th0206056
i
the introduction of the spin - orbit term into the nuclear single - particle hamiltonian by haxel , jensen , suess and goeppert - mayer @xcite in 1949 has been most decisive for the success of the nuclear shell model . only with a very strong and attractive spin - orbit potential one is , for example , able to explain the observed sequence of so - called magic numbers @xmath18 . the dynamical origin of the strong nuclear spin - orbit force has not been fully resolved even up to date . the analogy with the spin - orbit interaction in atomic physics gave the hint that it could be a relativistic effect . this idea has lead to the construction of the relativistic ( scalar - vector ) mean - field model @xcite . in this model the spin - independent nuclear potential ( of approximate depth @xmath19mev ) results from an almost complete cancelation of a very strong attraction generated by scalar ( @xmath20-meson ) exchange and a nearly equally strong repulsion generated by vector ( @xmath21-meson ) exchange . the corresponding spin - orbit term ( obtained by a non - relativistic reduction of the nucleon s dirac - hamiltonian ) comes out proportional to the coherent sum of the very large scalar and vector mean - fields . in this sense , the relativistic mean - field model gives a simple and natural explanation of the basic features of the nuclear shell model potential . refinements of relativistic mean - field models which include additional non - linear couplings of the scalar and vector fields or explicitly density - dependent couplings are nowadays widely and successfully used for nuclear structure calculations @xcite . the nuclear spin - orbit potential arises generally as a many - body effect from the underlying spin - orbit term in the ( free ) nucleon - nucleon scattering amplitude . the calculation of the tree level diagrams with one scalar - meson or one vector - meson exchange between nucleons gives indeed a spin - orbit term in the nn t - matrix proportional to @xmath22 , with @xmath23 denoting the nucleon mass . the nuclear spin - orbit potential corresponding to scalar and vector meson exchange is therefore obviously a truly relativistic effect . however , the quadratic reciprocal scaling of the spin - orbit nn - amplitude with the nucleon mass @xmath23 is not universal , and it changes if one considers the exchange of two mesons between nucleons , i.e. loop diagrams . for example , irreducible two - pion exchange gives rise to a spin - orbit term in the nn t - matrix proportional to @xmath24 ( see eqs.(22,23 ) in ref.@xcite ) and iterated one - pion exchange produces a spin - orbit term in the nn t - matrix which even scales linearly with the nucleon mass @xmath23 ( see eq.(33 ) in ref.@xcite ) . it is one of the chief purposes of this paper to investigate in detail the contributions from iterated one - pion exchange to the nuclear spin - orbit interaction . as already mentioned the latter arises from the spin - orbit term in the nn t - matrix as a many - body effect , e.g. in connection with a nuclear matter calculation . in a recent work @xcite , we have used chiral perturbation theory for a systematic treatment of the nuclear matter many - body problem . in this calculation the contributions to the energy per particle , @xmath25 , originate exclusively from one- and two - pion exchange between nucleons and they are ordered in powers of the fermi momentum @xmath26 ( modulo functions of @xmath27 ) . it has been demonstrated in ref.@xcite that the empirical saturation point and the nuclear matter compressibility @xmath28mev can be well reproduced at order @xmath29 in the chiral expansion with just one single momentum cut - off scale of @xmath30gev which parametrizes all necessary short range dynamics . most surprisingly , the prediction for the asymmetry energy , @xmath31mev , is in very good agreement with its empirical value . furthermore , as a nontrivial fact pure neutron matter is predicted to be unbound and the corresponding equation of state agrees roughly with that of sophisticated many - body calculations for low neutron densities @xmath32@xmath33 . in a subsequent work @xcite , the momentum and density dependent ( real ) single - particle potential @xmath34 ( i.e. the spin - independent average nuclear mean - field ) has been calculated in the same framework . it was found that chiral @xmath2- and @xmath14-exchange give rise to a potential depth for a nucleon at the bottom of the fermi sea of @xmath35mev . this value is in very good agreement with the depth of the empirical optical model potential and the nuclear shell model potential . nuclear matter at finite temperatures has been investigated in the same framework in ref.@xcite . there it was shown that chiral @xmath2- and @xmath14-exchange reproduce the first - order liquid - gas phase transition of isospin symmetric nuclear matter with a realistic value @xmath36mev of the critical temperature . our approach to the nuclear matter problem is in many respects different from most other commonly used ones , where one starts from a so - called realistic nn - potential . for example in the relativistic nuclear matter calculation of ref.@xcite the @xmath37 , @xmath38 and @xmath39-waves deliver more than 95% of the potential energy per particle . the finding that perturbative chiral pion - nucleon dynamics leads already to good nuclear matter and single particle properties hints at the fact that the detailed nn - interaction is of no more relevance . fine - tuning of the single cut - off scale @xmath40 to one nuclear matter observable ( the binding energy per particle @xmath41 ) is however still necessary in our present approach @xcite . it is the purpose of this work to calculate , using the same framework as in ref.@xcite , the momentum and density dependent nuclear spin - orbit strength @xmath0 . this quantity is derived from the spin - dependent part of the interaction energy @xmath42 of a nucleon scattering off weakly inhomogeneous isospin symmetric nuclear matter . we will present here analytical expressions for the contributions from @xmath2-exchange and iterated @xmath2-exchange to the spin - orbit strength @xmath0 . furthermore , we calculate in isospin asymmetric ( homogeneous ) nuclear matter the ( complex - valued ) isovector single - particle potential @xmath43 accompanied by the isospin double - asymmetry @xmath16 . our results can be summarized as follows : * at nuclear matter saturation density , @xmath3mev , @xmath2-exchange and iterated @xmath2-exchange generate a spin - orbit strength at @xmath4 of @xmath44mev@xmath6 . this result , which is dominated by the contribution of four hartree - type diagrams , is in perfect agreement with the empirical value of the spin - orbit strength @xmath45mev@xmath6 @xcite used in shell - model calculation of nuclei . the novel spin - orbit strength found here is neither of relativistic nor of short range origin . it is in fact linearly proportional to the nucleon mass @xmath23 and its inherent range is the pion compton wavelength @xmath46fm . the latter feature tempts to an unconventional interpretation of the strong nuclear spin - orbit interaction . the potential @xmath7 underlying the empirical spin - orbit strength @xmath47mev@xmath6 becomes a rather weak one , namely @xmath48mev , after the identification of the effective range @xmath49 with the pion compton wavelength , @xmath50 , as suggested by the present calculation . * we observe however a strong @xmath11-dependence of @xmath12 which leads even to a sign change above @xmath13mev . the calculated spin - orbit strength @xmath51 depends also strongly on the value of the pion mass and it shows a pronounced maximum around @xmath52mev . a further property of the spin - orbit hamiltonian emerging from our diagrammatic calculation is that it has ( in coordinate space ) terms proportional to @xmath53 as well as terms proportional to @xmath54 ( with @xmath55 the normalized radial density profile ) which get weighted differently at the surface of a finite nucleus . all such features of our calculation which go beyond the usual shell model parametrization of the spin - orbit hamiltonian leave questions about the ultimate relevance of the spin - orbit interaction generated by @xmath14-exchange for a finite nucleus . implementing the present results for @xmath0 into nuclear structure calculations will clarify the role of the nuclear spin - orbit interaction generated by @xmath14-exchange . * the real part of the isovector single - particle potential @xmath56 generated by chiral @xmath2- and @xmath14-exchange has a density dependence very similar to that of the asymmetry energy @xmath57 @xcite . at saturation density , @xmath58@xmath33 , we find a repulsive isovector potential of @xmath59mev . this prediction is comparable to the value @xmath60mev used in shell model calculations @xcite or the value @xmath61mev deduced from nucleon - nucleus scattering in the framework of the optical model @xcite . the momentum dependence of @xmath62 is non - monotonic in the interval @xmath63 . one observes a broad maximum at @xmath64mev where the ( real ) isovector single - particle potential has increased by about 30% to the value @xmath65mev . the imaginary part @xmath66 vanishes ( quadratically ) at the fermi - surface @xmath67 in accordance with luttinger s theorem @xcite .
this novel spin - orbit strength is neither of relativistic nor of short range origin . the potential underlying the empirical spin - orbit strength becomes a rather weak one ,mev , after the identification as suggested by the present calculation . we observe however a strong-dependence of leading even to a sign change abovemev . this and other features of the emerging spin - orbit hamiltonian which go beyond the usual shell model parametrization leave questions about the ultimate relevance of the spin - orbit interaction generated by-exchange for a finite nucleus .
using the two - loop approximation of chiral perturbation theory , we calculate the momentum and density dependent nuclear spin - orbit strength . this quantity is derived from the spin - dependent part of the interaction energy of a nucleon scattering off weakly inhomogeneous isospin symmetric nuclear matter . we find that iterated-exchange generates at saturation density ,mev , a spin - orbit strength at ofmev in perfect agreement with the empirical value used in the shell model . this novel spin - orbit strength is neither of relativistic nor of short range origin . the potential underlying the empirical spin - orbit strength becomes a rather weak one ,mev , after the identification as suggested by the present calculation . we observe however a strong-dependence of leading even to a sign change abovemev . this and other features of the emerging spin - orbit hamiltonian which go beyond the usual shell model parametrization leave questions about the ultimate relevance of the spin - orbit interaction generated by-exchange for a finite nucleus . we also calculate the complex - valued isovector single - particle potential in isospin asymmetric nuclear matter proportional to . for the real part we find reasonable agreement with empirical values and the imaginary part vanishes at the fermi - surface . 24.6 cm 17.0 cm -1.6 cm -0.6 cm -0.6 cm # 1#2 # 2 cm n. kaiser + physik department t39 , technische universitt mnchen , d-85747 garching , germany + _ email : nkaiser@physik.tu-muenchen.de_ pacs : 12.38.bx , 21.65.+f , 24.10.cn + keywords : effective field theory at finite density , nuclear spin - orbit interaction , complex single - particle potential in isospin asymmetric nuclear matter . 0.5 cm
astro-ph0509209
i
with the most recent measurements of the cosmic microwave background ( cmb ) anisotropies and large scale structures ( lss ) of the universe as well as various other astronomical observations , it is now possible to have a clear and consistent picture of the history and content of the universe since nucleosynthesis . in particular , it is well established that the cosmological perturbations which gave rise to the cmb anisotropies and the lss of the universe were inflationary , with a close to scale - invariant harrison - zeldovich spectrum . moreover , the cmb and lss data allow to test the paradigm of adiabaticity of the cosmological perturbations and hence the precise nature of the mechanism which has generated them . the simplest realizations of the inflationary paradigm predict an approximately scale invariant spectrum of adiabatic ( ad ) and gaussian curvature fluctuations , whose amplitude remains constant outside the horizon , and therefore allows cosmologists to probe directly the physics of inflation from current cmb and lss observations . however , this is not the only possibility . models of inflation with more than one field generically predict that , together with the adiabatic component , there should also be entropy , or isocurvature perturbations @xcite , associated with fluctuations in number density between different components of the plasma before photon decoupling , with a possible statistical correlation between the adiabatic and isocurvature modes @xcite . baryon isocurvature ( bi ) perturbations and cold dark matter isocurvature ( cdi ) perturbations were proposed long ago @xcite as an alternative to adiabatic perturbations . these bi and cdi modes are qualitatively similar , since they are related by a simple rescaling factor @xmath10 , or @xmath11 for the cross - correlation : thus , by studying the case of mixed ad + cdi modes , one implicitly includes the case of ad + bi , for which the allowed isocurvature fraction is larger roughly by the above factor evaluated near the maximum likelihood model . a few years ago , two other modes , neutrino isocurvature density ( nid ) and velocity ( niv ) perturbations , have been added to the list @xcite . moreover , isocurvature perturbations have been advocated in order to explain the high redshift of reionization claimed by the wmap team @xcite . note , however , that in the case all fields thermalize at reheating , no isocurvature mode will survive @xcite . the simplest assumption for generating observable cdi perturbations is that one of the inflaton fields remains uncoupled from the rest of the plasma between inflation and its decay into cdm particles . since baryons and neutrinos are usually assumed to be in thermal equilibrium in the early universe , it is more difficult to build realistic models for the generation of bi , nid and niv modes than for cdi - but some possibilities still exist , based on non - zero conserved quantities and chemical potentials ( see e.g. @xcite ) . moreover , it is well known that entropy perturbations seed curvature perturbations outside the horizon @xcite , so that it is possible that a significant component of the observed adiabatic mode could be maximally correlated with an isocurvature mode . such models are generically called _ curvaton models _ @xcite , and are now widely studied as an alternative to the standard paradigm . furthermore , isocurvature modes typically induce non - gaussian signatures in the spectrum of primordial perturbations @xcite . in the last few years , various models with a correlated mixture of adiabatic and isocurvature perturbations have been tested by several authors , with different combinations of data sets and theoretical priors . a crucial difference between these analyses lies in the assumptions concerning the scale - dependence of the various modes . some groups assumed for simplicity that the adiabatic and isocurvature mode shared exactly the same scale - dependence @xcite , but enriched the analysis by considering the full mixtures of several modes at a time ( ad , cdi , nid , niv ) . other groups concentrated on the ( correlated ) mixture of two modes only ( ad+cdi in @xcite , ad+nid and ad+niv in @xcite ) , with a different power law for the three components ( adiabatic , isocurvature and cross - correlation ) , as expected in the general case . finally , an intermediate approach consists in studying the mixture of two modes with a scale - independent mixing angle , i.e. , only two tilts @xcite . in addition to these references , some groups studied the case of the curvaton scenario , which requires some specific analyses @xcite since it involves a maximal correlation / anti - correlation and a unique spectral index for the adiabatic and isocurvature modes . furthermore , two groups have quantified the need for isocurvature modes through a bayesian evidence computation on the basis of current cmb and galaxy power spectrum data , reaching somewhat different conclusions due to a different choice of priors @xcite . in this work , we are particularly interested in mixed models with ad+cdi modes and three different tilts , for which it was shown in refs . @xcite and @xcite that a significant fraction of isocurvature perturbations is still allowed . this sounds surprising at first sight , since the isocurvature mode is known for suppressing small - scale cmb anisotropies . this is true indeed for a scale - invariant spectrum of primordial isocurvature fluctuations , but not in general : a significant isocurvature contribution with a very blue tilt ( @xmath12 ) can contribute to cmb anistropies even on small scales , and can be compatible to some extent with the cmb temperature and temperature - polarization spectra , in spite of the small shift induced in the scale of the acoustic peaks . these models predict generically an excess of matter fluctuations on small scales . using the shape and amplitude of the _ linear _ power spectrum derived from galaxy surveys at wavenumbers @xmath13mpc , one can exclude such an excess for wavelengths @xmath14 larger than @xmath15 mpc . the main goal of this work is to push the constraints down by making use of lyman-@xmath2 forest data , which probe large - scale structure at redshift @xmath16 and on scales @xmath17 , in the mildly non - linear regime . therefore , in any comparison between lyman-@xmath2 observations and linear theoretical predictions , it is necessary to take into account the non - linear evolution with n - body or hydrodynamical simulations . usually , these simulations are carried under the assumption of adiabaticity . however , it is not difficult to generalize them to the case of mixed adiabatic plus isocurvature models . during matter domination , the perturbations seeded by each of the two modes are indistinguishable : the only difference lies in their scale - dependence , but not in their nature or time evolution . so , a given mixed model is entirely specified by a single matter transfer function , defined for instance soon after the time of equality . therefore , the lyman-@xmath2 forest data can be safely applied to non - adiabatic models provided that one takes into account the fact that the matter transfer function has more freedom than in the purely adiabatic case . in the following analysis , we will carefully take this point into account . we will use here the linear matter power spectrum inferred from two large samples of quasar ( qso ) absorption spectra @xcite using state of the art hydrodynamical simulations @xcite combined with cosmic microwave background data from the wmap satellite @xcite ; as well as from the small - scale temperature anisotropy probed by vsa @xcite , cbi @xcite and acbar @xcite ; from the matter power spectrum measured by the 2-degree - field galaxy redshift survey ( 2dfgrs ) @xcite and the sloan digital sky survey ( sdss ) @xcite ; and finally from the recent type ia supernova ( sn ) compilation of ref . we note that the cosmological parameters recovered from the data sets used in this paper are in good agreement with subsequent studies made by the sdss collaboration using a different data set and a very different theoretical modelling ( @xcite ) . this demonstrates that the analysis of the lyman-@xmath2 forest qso spectra is robust and that many systematic uncertainties involved in the measurement are now better understood than a few years ago . the plan of the paper is as follows . in section ii we describe the notations we used for the isocurvature sector . in section iii we introduce the lyman-@xmath2 data that we are employing . in section iv we discuss the general bounds on our full ad+cdi parameter space from lyman-@xmath2 , cmb , lss and sn data using a bayesian likelihood analysis . we also check explicitly with a hydrodynamical simulation the robustness of our lyman-@xmath2 data - fitting procedure , and we address the subtle issue of the role of parametrizations and priors on the isocurvature bounds and in the interpretations of our results . we also discuss the specific curvaton models with maximal anticorrelation and equal tilts for both adiabatic and isocurvature modes , as well as bounds on double inflation models . in section v we draw our conclusions .
however , such models predict an excess of matter fluctuations on small scales , typically below . we show that the proper inclusion of high - resolution high signal - to - noise lyman- forest data excludes most of these models . we also study the bounds on curvaton models characterized by maximal correlation between curvature and isocurvature modes , and a unique spectral tilt for both .
various recent studies proved that cosmological models with a significant contribution from cold dark matter isocurvature perturbations are still compatible with most recent data on cosmic microwave background anisotropies and on the shape of the galaxy power spectrum , provided that one allows for a very blue spectrum of primordial entropy fluctuations ( ) . however , such models predict an excess of matter fluctuations on small scales , typically below . we show that the proper inclusion of high - resolution high signal - to - noise lyman- forest data excludes most of these models . the upper bound on the isocurvature fraction , defined at the pivot scale mpc , is pushed down to , while ( 95% confidence limits ) . we also study the bounds on curvaton models characterized by maximal correlation between curvature and isocurvature modes , and a unique spectral tilt for both . we find that ( 95% c.l . ) in that case . for double inflation models with two massive inflatons coupled only gravitationally , the mass ratio should obey ( 95% c.l . ) .
1609.01420
i
during major solar eruptions ( or coronal mass ejections cmes ) , huge bubbles of highly ionized plasma ( often associated with shock waves and solar energetic particles seps ) expand into the interplanetary space , affecting a significant fraction of the whole heliosphere , and eventually propagating even out of the heliopause as interstellar shocks in the most dramatic cases , as recently reported with voyager 1 observations @xcite . solar transients ( flares , cmes and prominence eruptions ) have an impact on all the planetary objects , interacting with their magnetospheres or magnetospheric - like structures and inducing geomagnetic storms ( see review by * ? ? ? * ) , as well as beautiful auroras on earth and other planets @xcite . these events likely played a role even in the development of life on earth , for instance by modulating the rate of galactic cosmic rays impacting on the early earth s atmosphere ( via the well - known forbush decrease effect ; see * ? ? ? * ) and on the atmospheric chemistry @xcite . moreover , the study of these events is very important also from a theoretical point of view , because in order to understand their origin and interplanetary evolution it is necessary to consider many different plasma physical processes ( such as plasma instabilities , magnetic reconnections , wave - particle interactions , etc . ) , phenomena that are only partially understood . from the observational point of view , the study of solar eruptions can be performed using many different data delivered daily by both ground- and space - based observatories . nevertheless , images of the solar disk can provide only information on the location of the source region , on the eruption start time and on the early expansion phases . then , after the eruptions take off and leave the sun , their subsequent evolution during the expansion and propagation phases can be followed only with two classes of instruments : space - based coronagraphs and heliospheric imagers . in fact , these are the only instruments covering the huge amount of space traveled by solar eruptions during their propagation from the sun to the earth and beyond . without data provided by space - based coronagraphs and heliospheric imagers it would be simply impossible to characterize the real cme propagation angle and cme speed , and to investigate the physical processes occurring during their interplanetary expansion . it is well known today that , after the main impulsive acceleration phase occurring in the lower corona , solar eruptions are subject to many different processes affecting their evolution , which is never like a simple radial and self - similar expansion . during their early propagation phases , cmes are often channelled by coronal streamers and/or deflected away from nearby coronal holes ( see * ? ? ? * and refeences therein ) , or towards the interplanetary current sheet ( e.g. , * ? ? ? * ; * ? ? ? * ) ; these interactions may modify their propagation directions up to 25@xmath2 with respect to the location of the source region @xcite , influencing the strength of the eventual impact on earth . significant rotations of cmes around their propagation axis are also observed in many cases ( e.g. , * ? ? ? * ; * ? ? ? * ) , which change the orientation of the magnetic field of the associated magnetic cloud impacting on the earth s magnetosphere , and in turn their capability to induce geomagnetic storms . moreover , significant magnetic drag occurs during the interplanetary propagation of cmes , leading to further accelerations or decelerations of the ejecta ( depending on the expansion speed relative to the ambient solar wind ) that affect the expected arrival times at earth ( e.g. * ? ? ? * ; * ? ? ? furthermore , when multiple eruptive events are ejected in sequence , cme - cme interactions may occur increasing their final geoeffectiveness ( see * ? ? ? * ; * ? ? ? all these phenomena make cme observations by coronagraphs and heliospheric imagers crucial for understanding these events and forecasting their impact on the earth . moreover , previous experience with visible - light ( vl ) coronagraphs shows that unique information can be derived only when data acquired at different wavelengths are combined together , i.e. , not only images in the vl , but also x - ray spectra , euv images , euv - uv spectra , and radio dynamic spectra . in particular , the combination of observations acquired in the vl by different coronagraphs and in the uv spectral range by the uvcs spectrometer @xcite on soho , allowed to characterize the distribution of plasma temperatures ( electron and ion ) and their evolution inside the cme core and front , to study many cme - related phenomena , such as post - cme current sheets and cme - driven shocks , and to reveal the three - dimensional ( 3d ) cme structure ( see * ? ? ? * for an extensive review of these results ) . more recently , uvcs spectra have been combined for the first time with soho and stereo vl images to perform the first stereoscopic and spectroscopic reconstruction of a cme @xcite , to derive the physical parameters of coronal plasma including the magnetic field across cme - driven shocks ( e.g. , * ? ? ? * ; * ? ? ? * ) , and to derive kinetic temperature , gas pressure , and filling factor in erupting prominences @xcite . all these works demonstrate the importance of complementarity of vl and uv observations of solar eruptions . in the near future , combined vl and uv images will be provided by the metis coronagraph @xcite on board the esa - solar orbiter mission , due to launch in october 2018 . the metis instrument will acquire the first - ever simultaneous observations of the solar corona in the polarized visible light ( broad - band 580 - 640 nm ) and in the uv ( narrow - band around the h i 1216 line ) , even if , since 2012 , the instrument has lost its spectroscopic capabilities . hence , the aim of the present work is to perform the first tests on the diagnostic capabilities for cmes that will be possible with future metis data . this test is performed here using available simultaneous observations of real cmes acquired in the polarized visible light by the soho / lasco - c2 coronagraph @xcite and in the uv by the uvcs spectrometer . because the metis coronagraph will not provide spectroscopic observations , in this work we focused only on the observed evolution of uv intensities , thus simulating the information that will be provided by metis . the paper is organized as follows : after a description of the selected events and datasets ( section 2 ) , we describe the diagnostics ( section 3 ) we applied for the determination of cme electron density ( section 3.1 ) and electron temperature ( section 3.2 ) , and then we discuss our results ( sections 4 and 5 ) .
visible - light observations of coronal mass ejections ( cmes ) performed with coronagraphs and heliospheric imagers ( in primis on board the soho and stereo missions ) have offered so far the best way to study the kinematics and geometrical structure of these fundamental events . nevertheless , it has been widely demonstrated that only combination of multi - wavelength data ( including x - ray spectra , euv images , euv - uv spectra , and radio dynamic spectra ) can provide complete information on the plasma temperature and density distributions , non - thermal motions , magnetic fields , and other physical parameters , for both cmes and cme - related phenomena . in this work , we analyze three cmes by combining simultaneous data acquired in the polarized visible light by the lasco - c2 coronagraph and in the uv h i line ( 1216 ) by the uvcs spectrometer , in order to estimate the cme plasma electron density ( using the polarization - ratio technique to infer the 3d structure of the cme ) and temperature ( from the comparison between the expected and measured intensities ) along the uvcs field of view . this analysis is primarily aimed at testing the diagnostic methods that will be applied to coronagraphic observations of cmes delivered by the metis instrument on board the next esa - solar orbiter mission .
visible - light observations of coronal mass ejections ( cmes ) performed with coronagraphs and heliospheric imagers ( in primis on board the soho and stereo missions ) have offered so far the best way to study the kinematics and geometrical structure of these fundamental events . nevertheless , it has been widely demonstrated that only combination of multi - wavelength data ( including x - ray spectra , euv images , euv - uv spectra , and radio dynamic spectra ) can provide complete information on the plasma temperature and density distributions , non - thermal motions , magnetic fields , and other physical parameters , for both cmes and cme - related phenomena . in this work , we analyze three cmes by combining simultaneous data acquired in the polarized visible light by the lasco - c2 coronagraph and in the uv h i line ( 1216 ) by the uvcs spectrometer , in order to estimate the cme plasma electron density ( using the polarization - ratio technique to infer the 3d structure of the cme ) and temperature ( from the comparison between the expected and measured intensities ) along the uvcs field of view . this analysis is primarily aimed at testing the diagnostic methods that will be applied to coronagraphic observations of cmes delivered by the metis instrument on board the next esa - solar orbiter mission . we find that cme cores are usually associated with cooler plasma ( k ) , and that a significant increase of the electron temperatures is observed from the core to the front of the cme ( where k ) , which seems to be correlated , in all cases , with the morphological structure of the cme as derived from visible - light images .
1609.01420
c
in this work we demonstrate how future observations of cmes that will be provided by metis coronagraph on - board solar orbiter will be analyzed to infer physical parameters of the plasma involved in the eruption and to derive , in particular , the electron temperature of the ejected gas . to this end , we first selected eruptive events observed at the same times and at the same coronal locations both in lasco - c2 polarized - brightness images , and in the uv h i line by uvcs ; it turns out that over the whole era of uvcs , only three events were sampled by both instruments . then , we analyzed vl data and showed that they can be used to derive not only the electron column density and volumetric density inside the cme , but also the average location of the emitting plasma along the los . this in turn can be used , on one hand to better constrain the plasma electron densities , on the other hand , to measure the cme propagation direction with respect to the pos and to derive the unprojected cme speed at different latitudes ( i.e. , along the ucvs slit ) . the unprojected speeds can be converted into doppler - dimming factors , the missing ingredient needed to combine vl with uv intensities . given the electron densities and doppler - dimming factors , the combination of vl and uv intensities provides an estimate of cme plasma electron temperatures . as we showed here , for the three events we selected the unprojected speeds were so small that the emission is still dominated by the radiative component . nevertheless , we expect that for major and faster cmes the situation could be even reversed , with the emission being dominated by the collisional component , in particular in the denser parts such as the cme cores . in this work we found that the cme cores are usually associated with cooler plasma , and that a significant rise of temperatures is observed moving from the core to the front of the cme . the determination of electron temperatures inside cmes is of crucial importance . in fact , one of the main problems left open after the uvcs era is the real evolution of the cme thermal energy during their expansion . different authors found that during the expansion additional heating sources need to be considered in order to reproduce the observed uv emission , with heating rates comparable @xcite or even larger @xcite than kinetic and potential energies carried by the cme . furthermore , @xcite demonstrated with the only existing multi - slit study of a cme based on uvcs data , that the cme plasma temperature is increasing during the expansion , implying again the existence of an additional thermal - energy source . same results have been recently confirmed by @xcite using hinode / xrt images . nevertheless , a clear interpretation for the source of this additional thermal energy is missing so far . in this work we demonstrate how cme electron temperatures can be derived using vl images and uv intensities . nevertheless , being limited here to the one dimensional fov of the uvcs slit and to the single time when both vl @xmath3 and uv emissions were observed , it was not possible to study neither the cme plasma temperature distribution within the whole cme bubble , nor its time evolution during the cme expansion . full investigation of these aspects will be possible thanks to future data that will be provided by the metis coronagraph on board the solar orbiter . in fact , sequences of vl and uv images that will be acquired at the same time , will allow to study both the thermal energy distribution within the cme bubble at a given time , and its evolution during the cme propagation . further analysis on the kinematics and 3d structure of cmes will be possible also thanks to the synergies between metis and other next - generation coronagraphs , such as aspiics @xcite on board the esa proba-3 mission . moreover , for events that will be observed during quadratures also by other spacecrafts ( such as solar probe plus ) , the combination of these information with _ in situ _ measurements made close to the sun will allow to tightly constrain the temporal evolution of thermal energy of the ejected plasma during its early interplanetary propagation , thus letting connections with the still open issue of _ in situ _ detections of high - ionization states of heavy ions in interplanetary cmes . the work of rs has been funded by the agenzia spaziale italiana through contracts asi / inaf n. i/013/12/0 and i/013/12/0 - 1 . mauna loa mark - iv data are courtesy of the mauna loa solar observatory , operated by the high altitude observatory , as part of the national center for atmospheric research ( ncar ) . ncar is supported by the national science foundation . _ soho _ is a mission of international cooperation between esa and nasa . akasofu , s .- 2011 , sp . , 164 , 85 akmal , a. , raymond , j. c. , vourlidas , a. , et al . 2001 , , 553 , 922 antonucci , e. , fineschi , s. , naletto , g. , et al . 2012 , proc . of the spie , 8443 , 844309 airapetian , v. s. & usmanov , a. v. 2016 , , 817 , i d . l24 bemporad , a. , raymond , j. c. , poletto , g. , & romoli , m. 2007 , , 655 , 576 bemporad , a. , soenen , a. , jacobs , c. , et al . 2010 , , 718 , 251 bemporad , a. , mierla , m. , & tripathi , d. 2011 , a&a , 531 , id.a147 bemporad , a. , susino , r. , & lapenta , g. 2014 , , 784 , i d . 102 bemporad , a. & pagano , p. 2015 , a&a , 576 , a93 billings , d. e. 1966 , a guide to the solar corona ( new york : academic press ) brueckner , g. e. , howard , r. a. , koomen , m. j. , et al . 1995 , sol . phys . , 162 , 357 byrne , j. p. , maloney , s. a. , mcateer , r. t. j. , et al . 2010 , nature comm . , v. 1 , i d . 74 ciaravella , a. , raymond , j. c. , thompson , b. j. , et al . 2000 , , 529 , 575 ciaravella , a. , raymond , j. c. , reale , f. , strachan , l. , & peres , g. 2001 , apj , 557 , 351 ciaravella , a. , raymond , j. c. , van ballegooijen , a. , et al . 2003 , , 597 , 1118 ciaravella , a. , 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2157 kay , c. , opher , m. & evans , r. m. 2013 , , 775 , 5 kohl , j. l. & withbroe , g. l. 1982 , apj , 256 , 263 kohl , j. l. , esser , r. , gardner , l. d. , et al . 1995 , sol . phys . , 162 , 313 kohl , j. l. , noci , g. , cranmer , s. r. , & raymond , j. c. 2006 , astron . , 13 , 31 landi , e. , raymond , j. c. , miralles , m. p. , & hara , h. 2010 , , 711 , 75 landi deglinnocenti , e. , & landolfi , m. 2004 , polarization in spectral lines ( dordrecht : kluwer academic publishers ) lee , j .- y . , raymond , j. c. , ko , y .- k . , & kim , k .- s . 2009 , , 692 , 1271 lee , j .- y . , raymond , j. c. , reeves , k. k. , et al . 2015 , , 798 , i d . 106 lemaire , p. , emerich , c. , vial , j .- c . , et al . 2002 , esa sp-508 , 219 llebaria , a. & lamy , p. 2008 , proc . of the spie , 7010 , 70101i lockwood , j. a. 1971 , sp . , 12 , 658 , 1971 mierla , m. , inhester , b. , marqu , c. , et al . 2009 , sol . , 259 , 123 moran , t. g. , & davila , j. m. 2004 , science , 305 , 66 moran , t. g. , davila , j. m. , morrill , j. s. , wang , d. , & howard , r. 2006 , so . phys . , 237 , 211 mstl , c. , rollett , t. , frahm , r. a. , et al . 2015 , nature comm . , v. 6 , i d . 7135 murphy , n. a. , raymond , j. c. , & korreck , k. e. 2011 , , 735 , i d . 17 noci , g. , kohl , j. l. , & withbroe , g. l. 1987 , apj , 315 , 706 noci , g. , poletto , g. , suess , s. t. , et al . 1993 , sol . phys . , 147 , 73 pagano , p. , bemporad , a. , & mackay , d. h. 2015 , apj , 582 , a72 qumerais , e. & lamy , p. 2002 , a&a , 393 , 295 raymond , j. c. & ciaravella , a. 2004 , , 606 , l159 renotte , e. , alia , a. , bemporad , a. , et al . 2015 , proc . of the spie , 9604 , 96040a romoli , m. , landini , f. , antonucci , e. , et al . 2014 , proc . of the icso 2014 conference , tenerife ( spain ) , 7 - 10 october 2014 susino , r. , bemporad , a. , & dolei , s. 2014 , , 790 , i d . 25 susino , r. , bemporad , a. , & mancuso , s. 2015 , , 812 , i d . 119 temmer , m. , rollett , t. , 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we find that cme cores are usually associated with cooler plasma ( k ) , and that a significant increase of the electron temperatures is observed from the core to the front of the cme ( where k ) , which seems to be correlated , in all cases , with the morphological structure of the cme as derived from visible - light images .
visible - light observations of coronal mass ejections ( cmes ) performed with coronagraphs and heliospheric imagers ( in primis on board the soho and stereo missions ) have offered so far the best way to study the kinematics and geometrical structure of these fundamental events . nevertheless , it has been widely demonstrated that only combination of multi - wavelength data ( including x - ray spectra , euv images , euv - uv spectra , and radio dynamic spectra ) can provide complete information on the plasma temperature and density distributions , non - thermal motions , magnetic fields , and other physical parameters , for both cmes and cme - related phenomena . in this work , we analyze three cmes by combining simultaneous data acquired in the polarized visible light by the lasco - c2 coronagraph and in the uv h i line ( 1216 ) by the uvcs spectrometer , in order to estimate the cme plasma electron density ( using the polarization - ratio technique to infer the 3d structure of the cme ) and temperature ( from the comparison between the expected and measured intensities ) along the uvcs field of view . this analysis is primarily aimed at testing the diagnostic methods that will be applied to coronagraphic observations of cmes delivered by the metis instrument on board the next esa - solar orbiter mission . we find that cme cores are usually associated with cooler plasma ( k ) , and that a significant increase of the electron temperatures is observed from the core to the front of the cme ( where k ) , which seems to be correlated , in all cases , with the morphological structure of the cme as derived from visible - light images .
1611.01222
i
voids form a prominent aspect of the megaparsec distribution of galaxies and matter @xcite . they are enormous regions with sizes in the range of @xmath0 mpc that are practically devoid of any galaxy , usually roundish in shape and occupying the major share of space in the universe ( see fig.[fig : sdssvoids ] and @xcite for a recent review ) . forming an essential and prominent aspect of the _ cosmic web _ @xcite , they are instrumental in the spatial organization of the cosmic web @xcite . surrounded by elongated filaments , sheetlike walls and dense compact clusters , they weave the salient weblike pattern of galaxies and matter pervading the observable universe . several recent studies came to the realization that voids not only represent a key constituent of the cosmic mass distribution , but that they are also one of the cleanest probes and measures of the global cosmology . particularly interesting is the realization that their structure , morphology and dynamics reflects the nature of dark energy , dark matter and that of the possibly non - gaussian nature of the primordial perturbation field . another major aspect of voids is that their pristine environment represents an ideal and pure setting for the study of galaxy formation and the influence of cosmic environment on the evolution of galaxies . in addition , voids play a prominent role in the reionization process of the universe , forming the principal regions along which the ionizing radiation produced by the first stars in the universe propages . in a void - based description of the evolution of the cosmic matter distribution , voids mark the transition scale at which density perturbations have decoupled from the hubble flow and contracted into recognizable structural features . at any cosmic epoch the voids that dominate the spatial matter distribution are a manifestation of the cosmic structure formation process reaching a non - linear stage of evolution . on the basis of theoretical models of void formation one might infer that voids may act as the key organizing element for arranging matter concentrations into an all - pervasive cosmic network @xcite . as voids expand , matter is squeezed in between them , and sheets and filaments form the void boundaries . this view is supported by numerical studies and computer simulations of the gravitational evolution of voids in more complex and realistic configurations @xcite . a marked example of the evolution of a typical large and deep void in a @xmath1cdm scenarios is given by the time sequence of six frames in fig . [ fig : lcdmvoid ] . the relatively simple structure and dynamical evolution of voids remains strongly influenced by the evolving large scale environment , through dominant tidal influences and direct contact between neighbouring voids . it is this aspect that has been recognized in a surge of recent studies for its considerable potential for measuring the value of cosmological parameters . the evolution of their structure and shape appear to be a direct manifestation of the nature of dark energy , while their dynamics reflects the nature of dark matter or that of the possibly nonstandard nature of gravity . 0.0truecm [ fig : sdssvoids ]
voids form a prominent aspect of the megaparsec distribution of galaxies and matter . not only do they represent a key constituent of the cosmic web , they also are one of the cleanest probes and measures of global cosmological parameters . the shape and evolution of voids are highly sensitive to the nature of dark energy , while their substructure and galaxy population provides a direct key to the nature of dark matter .
voids form a prominent aspect of the megaparsec distribution of galaxies and matter . not only do they represent a key constituent of the cosmic web , they also are one of the cleanest probes and measures of global cosmological parameters . the shape and evolution of voids are highly sensitive to the nature of dark energy , while their substructure and galaxy population provides a direct key to the nature of dark matter . also , the pristine environment of void interiors is an important testing ground for our understanding of environmental influences on galaxy formation and evolution . in this paper , we review the key aspects of the structure and dynamics of voids , with a particular focus on the hierarchical evolution of the void population . we demonstrate how the rich structural pattern of the cosmic web is related to the complex evolution and buildup of voids .
1508.00192
i
clustering is an important class of data analysis that has been extensively applied in a variety of fields , such as identifying different groups of customers in marketing and grouping homologous gene sequences in biology research @xcite . clustering results allow data analysts to gain valuable insights into data distribution when it is challenging to make hypotheses on raw data . among various clustering techniques , a grid - based clustering algorithm called wavecluster @xcite is famous for detecting clusters of arbitrary shapes . wavecluster relies on wavelet transforms , a family of convolutions with appropriate kernel functions , to convert data into a transformed space , where the natural clusters in the data become more distinguishable . in many data - analysis scenarios , when the data being analyzed contains personal information and the result of the analysis needs to be shared with the public or untrusted third parties , sensitive private information may be leaked , e.g. , whether certain personal information is stored in a database or has contributed to the analysis . consider the databases _ a _ and _ b _ in figure [ fig : privacy - breach ] . these two databases have two attributes , _ monthly income _ and _ monthly living expenses _ , and the records differ only in one record , _ u_. without _ u _ s participation in database _ a _ , wavecluster identifies two separate clusters , marked by _ blue _ and _ red _ , respectively . with _ s participation , wavecluster identifies only one cluster marked by color _ blue _ from database _ b_. therefore , merely from the number of clusters returned ( rather than which data points belong to which cluster ) , an adversary may infer a user s participation . due to such potential leak of private information , data holders may be reluctant to share the original data or data - analysis results with each other or with the public . in this paper , we develop techniques to perform wavecluster with differential privacy @xcite . differential privacy provides a provable strong privacy guarantee that the output of a computation is insensitive to any particular individual . in other words , based on the output , an adversary has limited ability to make inference about whether an individual is present or absent in the dataset . differential privacy is often achieved by the perturbation of randomized algorithms , and the privacy level is controlled by a parameter @xmath0 called `` privacy budget '' . intuitively , the privacy protection via differential privacy grows stronger as @xmath0 grows smaller . wavecluster provides a framework that allows any kind of wavelet transform to be plugged in for data transformation , such as the haar transform @xcite and biorthogonal transform @xcite . there are various wavelet transforms that are suitable for different types of applications , such as image compression and signal processing @xcite . plugged in different wavelet transforms , wavecluster can leverage different properties of the data , such as frequency and location , for finding the dense regions as clusters . thus , in this paper , we aim to develop a general technique for achieving differential privacy on wavecluster that accommodates different wavelet transforms . we first consider a general technique , , that adapts existing differentially private data - publishing techniques to wavecluster through synthetic data generation . specifically , we could generate synthetic data based on any data model of the original data that is published through differential privacy , and then apply wavecluster using any wavelet transform over the synthetic data . seems particularly promising as many effective differentially private data - publishing techniques have been proposed in the literature , all of which strive to preserve some important properties of the original data . therefore , hopefully the `` shape '' of the original data is also preserved in the synthetic data , and consequently could be discovered by wavecluster . unfortunately , as we will show later in the paper , this synthetic data - generation technique often can not produce accurate results . differentially private data - publishing techniques such as spatial decompositions @xcite , adaptive - grid @xcite , and privelet @xcite , output noisy descriptions of the data distribution and often contain negative counts for sparse partitions due to random noise . these negative counts do not affect the accuracy of large range queries ( which is often one of the main utility measures in private data publishing ) since zero - mean noise distribution smoothes the effect of negative counts . however , negative counts can not be smoothed away in the synthesized dataset , which are typically set to zero counts . figure [ fig : baselinediff ] shows an example of inaccurate clustering results produced by using adaptive - grid @xcite , as we can see , the synthetic data generated in significantly distorts the data distribution , causing two clusters to be merged as one and reducing the accuracy of the wavecluster results . motivated by the above challenge , we propose three techniques that enforce differential privacy on the key steps of wavecluster , rather than relying on synthetic data generation . wavecluster accepts as input a set of data points in a multi - dimensional space , and consists of the following main steps . first , in the quantization step wavecluster quantizes the multi - dimensional space by dividing the space into grids , and computes the count of the data points in each grid . these counts of grids form a count matrix @xmath1 . second , in the wavelet transform step wavecluster applies a wavelet transform on the count matrix @xmath1 to obtain the approximation of the multi - dimensional space . third , in the significant grid identification step wavecluster identifies significant grids based on the pre - defined density threshold . fourth , in the cluster identification step wavecluster outputs as clusters the connected components from these significant grids @xcite . to enforce differential privacy on wavecluster , we first propose a technique , , that introduces laplacian noise to the quantization step . however , such straightforward privacy enforcement can not produce usable private wavecluster results , since the noise introduced in this step significantly distorts the density threshold for identifying significant grids . to address this issue , we further propose two techniques , and , which enforce differential privacy on both the quantization step and the significant grid identification step . these two techniques differ in how to determine the noisy density threshold . we show that by allocating appropriate budgets in these two steps , both techniques can achieve differential privacy with significantly improved utility . traditionally , the effectiveness of wavecluster is evaluated through visual inspection by human experts ( i.e. , visually determining whether the discovered clusters match those reflected in the user s mind ) @xcite . unfortunately , visual inspection is inappropriate to assess the utility of differentially private wavecluster . visual inspection is not quantitative , and thus it is hard to systematically compare the impact of different techniques through visual inspection . generally , researchers use quantitative measures to assess the utility of differentially private results , such as relative or absolute errors for range queries and prediction accuracy for classification . but there is no existing utility measures for density - based clustering algorithms with differential privacy . to mitigate this problem , in this paper we propose two types of utility measures . the first is to measure the dissimilarity between true and private wavecluster results by measuring the differences of significant grids and clusters , which correspond to the outputs of the two key steps ( the significant grid identification and the cluster identification ) in wavecluster . to more intuitively understand the usefulness of discovered clusters , our second utility measure considers one concrete application of cluster analysis , i.e. , to build a classifier based on discovered clusters , and then use that classifier to predict future data . therefore the prediction accuracy of the classifier from one aspect reflects the actual utility of private wavecluster . to evaluate the proposed techniques , our experiments use four datasets containing different data shapes that are particularly interesting in the context of clustering @xcite . our results show that and achieve high utility for both types of utility measures , and are superior to and .
wavecluster is an important family of grid - based clustering algorithms that are capable of finding clusters of arbitrary shapes . in this paper , we investigate techniques to perform wavecluster while ensuring differential privacy . our goal is to develop a general technique for achieving differential privacy on wavecluster that accommodates different wavelet transforms . we show that straightforward techniques based on synthetic data generation and introduction of random noise when quantizing the data , though generally preserving the distribution of data , often introduce too much noise to preserve useful clusters . we then propose two optimized techniques , and , which can significantly reduce data distortion during two key steps of wavecluster : the quantization step and the significant grid identification step . we conduct extensive experiments based on four datasets that are particularly interesting in the context of clustering , and show that and achieve high utility when privacy budgets are properly allocated .
wavecluster is an important family of grid - based clustering algorithms that are capable of finding clusters of arbitrary shapes . in this paper , we investigate techniques to perform wavecluster while ensuring differential privacy . our goal is to develop a general technique for achieving differential privacy on wavecluster that accommodates different wavelet transforms . we show that straightforward techniques based on synthetic data generation and introduction of random noise when quantizing the data , though generally preserving the distribution of data , often introduce too much noise to preserve useful clusters . we then propose two optimized techniques , and , which can significantly reduce data distortion during two key steps of wavecluster : the quantization step and the significant grid identification step . we conduct extensive experiments based on four datasets that are particularly interesting in the context of clustering , and show that and achieve high utility when privacy budgets are properly allocated .
0904.2480
r
we start by presenting the relaxation times @xmath10 for the different correlation functions . as stated earlier , we define @xmath10 as the integral of the normalized correlation function . with simulation data there is a contribution at short times due to vibrations . the relative height of this varies among the different correlation functions , making the choice of normalization problematic . in principle this can be removed by considering correlation functions of inherent quantities , but the time taken for quenches means that determining the correlation function accurately at long times is difficult . we avoid these problems by using the fitted correlation functions , normalizing by the zero - time value that emerges from the fitting process . to be consistent with the discrete - time formalism for dealing with the memory function we sum the correlation functions and multiply by @xmath52 , rather than integrating them . this makes a positive difference of order @xmath152 , negligible except when the relaxation time is of order @xmath52 . this is the case at the highest temperatures , particularly for shear stress ( note the upwards bend in the relaxation time curve at the extreme left of the plot ) . the value of @xmath10 determined from the fit varies only slightly according to whether the 3- or 4- parameter fitting function for @xmath19 is used . [ showallrelaxationtimes ] shows arrhenius plots for both 2d and 3d systems of the three correlation functions investigated . some curvature corresponding to so - called `` fragility '' of the viscous liquid is evident , although less so in the 2d data . in both 2d and 3d the shear relaxation time is noticeably shorter than those of pressure and structural relaxation ( @xmath105 ) . the pressure relaxation time tracks closely the structural one in 3d , but exceeds it noticeably in 2d . in fact the difference between pressure and shear stress relaxation in 2d is of order a factor of ten ; in 3d it is closer to a factor of four . note that at higher temperatures ( 0.50.6 ) the relaxation time is of the same order as the discretization interval @xmath153 , so a large part of the relaxation actually takes place within the first interval . unsurprisingly , this limits the ability of the fitting procedure to accurately determine the zero - time value which leads to errors in normalization and hence in @xmath10 , particularly for the collective correlation functions of pressure and shear stress where the noise is high . in these cases a fit to a stretched exponential was made first , which was then used for the memory function fit . we note finally that is apparently nothing special happening around the mode - coupling temperature @xmath154 previously identified for the 3d kob - andersen system ( albeit with a slightly different cut - off in the potential ) . we now investigate the parameters determined by the fitting procedure starting with the temperature dependence of the parameter @xmath65 , related to the short - time relaxation rate . more precisely , we consider @xmath156 , which is an effective time scale quantifying the amount of relaxation that occurs over the interval @xmath52 , a `` short - time relaxation time '' . this is plotted figure [ isf_timeparameters ] along with @xmath10 for @xmath105 . results of three different fitting schemes are shown : three - parameter fit , four - parameter fit ( i.e. , including the exponential cut - off ) and a three - parameter fit where the exponent @xmath135 is constrained to be equal for the three correlation functions at a given temperature . the motivation for the latter will become clear later on . the variation between the different fits gives an estimation of the error bars on this quantity . @xmath155 is less than @xmath10 , which is necessarily the case if @xmath157 for @xmath144 . the main point is that @xmath10 is more or less equal to the @xmath155 at high temperatures something necessarily true for exponential relaxation but increases relative to it as temperature decreases . the temperature dependence of the @xmath155 is activated , which is to say it is at least arrhenius . the data in the figure are not precise enough to determine whether the rate is super - arrhenius , but certainly the effective barrier ( the slope in the figure ) is lower than for @xmath10 itself . figure [ indivmultik0tdep ] shows comparison of @xmath155 for the three different quantities . the upper panels represent independent fits , while the lower ones represent constrained fits where @xmath135 is the same for the three quantities . figure [ showallalpha ] shows the temperature dependence of the power - law exponent @xmath135 for the two different systems , the three different correlation functions , and for different fitting schemes . considering first the top two panels , the interesting feature is that the exponent values seem to converge as the temperature is lowered , towards @xmath1381.6 in 2d and @xmath1381.5 in 3d . at higher temperatures there is significant scatter , and , for the 3d case at least , generally higher values up to around 2 . the apparent convergence at low temperatures suggests that perhaps the true values of the exponents are in fact equal for the three functions at each temperature ; the scatter in the unconstrained fits would then be understood to be due to noise in the data . we therefore attempted a fit where @xmath135 is constrained to be the same for all three correlation functions . in most cases the quality of the fit is indistinguishable by eye from the unconstrained fit ( not shown ) . the exceptions are some fits to @xmath105 in 2d where the constrained fit tends to reduce the value of @xmath135 compared to the unconstrained fit , which results in a somewhat slower decay at long times ( this could be probably compensated for by including the exponential cut - off , as explained in the following paragraph ; we have not done this ) . the temperature dependence of the constrained-@xmath135 is more or less similar to the constrained case for the 3d data , while noticeably reduced in the 2d case . the effect on the constrained fit on the values of @xmath155 can be seen in the lower panels of fig . [ indivmultik0tdep ] . there is a tendency towards smoother temperature dependence , which supports the idea that a constrained fit can yield more accurate results because the tendency to fit noise in any one of the curves is limited by the constraint . on the other hand the temperature dependence of @xmath155 for the intermediate scattering function is actually less smooth in the constrained fit it has been `` infected '' by the greater noise in the collective functions . in principle this could be compensated for assigning a greater weight to the intermediate scattering function due to the smaller noise . this has not been attempted ; it would require an unbiased estimate of the errors on the correlation functions . also shown in the lower panels of fig . [ showallalpha ] are values of @xmath135 for unconstrained 4-parameter fits to @xmath105 . what is noteworthy here is that while values at higher temperatures still show appreciable scatter , there seems to be faster convergence at low temperatures , to values close to 1.55 and 1.50 in 2d and 3d respectively ( see in particular the four lowest temperature points in the 3d case ) . this suggests the interesting possibility that the exponent could be in fact be independent of temperature as well as of which function is considered , and independent of which of the two systems . the apparently higher values at higher temperatures could be due to not including the exponential cut - off , which , like a higher value of @xmath135 , would induce faster relaxation than a pure @xmath158 power law . an attempt to find a temperature - independent @xmath135 will be described below ; first we consider the results for the parameter @xmath142 . figure [ showallf ] shows the temperature dependence of the parameter @xmath142 , the weight of the negative tail in the memory function relative to @xmath65 ( with no cut - off included ) . as @xmath43 decreases , @xmath142 increases from a low value , approaching a value close to unity at the lowest temperatures . this increase accounts for that of the overall relaxation times @xmath10 though the factor @xmath159 . the value unity can not be reached while remaining in equilibrium because this implies a diverging relaxation time unless the power - law behavior is cut off at the longest times . thus there are two possibilities for the low - temperature behavior of @xmath142 . the first is that it bends over and never reaches unity at finite temperature . in this case we can avoid including a cut - off , but the exact temperature dependence of @xmath142 determines that of @xmath10 , given that @xmath135 seems to become temperature - independent at such temperatures . the second possibility is that @xmath142 becomes unity at a finite temperature , for example @xmath1600.3 in 2d or @xmath1600.4 in 3d . if this happens a cut - off must be included to keep @xmath10 finite . when considering the full temperature range there does seem to be a bend over towards smaller slopes at lower temperatures , but the data in fig . [ showallf ] are not clean enough to draw a firm conclusion about the limiting @xmath43-dependence of @xmath142 . ) , as this would imply arrhenius dependence of @xmath10 ] it is interesting to compare with a more common characterization of the shape , the stretching parameter @xmath15 in the kww function . as explained in sec . [ fequalonelimit ] , this may be compared to @xmath162 , shown in fig . [ comparebetakww_2minusalpha ] . the values of @xmath15 decrease as @xmath43 decreases , while @xmath162 increases . in a broad sense it seems that all are converging to a value around 0.5 , but the degree of convergence for @xmath15 is much weaker . considering the 3d data in particular , the values of @xmath162 are within the range 0.470.52 , while those of @xmath15 are spread over the range 0.55 - 0.7 . the same trend can be seen , although less clearly , in the 2d data . it is possible that the @xmath15 values will converge at longer time scales , but the fact that @xmath135 ( or @xmath162 ) seems to converge more rapidly to a common value suggests that this representation may be more physically meaningful . the value @xmath1630.5 , corresponding to @xmath1641.5 , is interesting , because it has been argued theoretically and experimentally that this value is generic for structural `` alpha '' relaxation in viscous liquids , see refs . and references therein . given the apparent convergence to a common value of @xmath135 , and the hint in the 4-parameter fits to the isf in 3d ( lower - right panel of fig . [ showallalpha ] ) that this parameter may in fact be temperature dependent , we have tried to fit the high quality isf data with a common value of @xmath135 over the whole temperature range , with the exponential cut - off included . the results are shown in fig . [ isftimescales_fixed_alpha ] . the common values of @xmath135 that emerge from the fit are 1.58 for the 2d system and 1.50 for the 3d system . the quality of the `` temperature - constrained '' fits is is virtually indistinguishable by eye from that of the unconstrained 4-parameter fits ( not shown ) . the latter , are of course , numerically superior ( since they are unconstrained ) , but this seems to be mostly due to better matching of the noise in the tail . this result strengthens the case for @xmath135 having a true value of 1.5 in 3d , independent of temperature . the other interesting feature of this constrained-@xmath135 fit is that the temperature dependence of the time - scale @xmath151 of the exponential is much smoother , apparently tracking that of the relaxation time . what about the shear and pressure data ? the data was of too low quality for an unconstrained four - parameter fit to work , but by fixing @xmath135 to be equal to 1.5 we can include the exponential cut - off , making it effectively a three - parameter fit . the goodness of fit is consistently better than the original three - parameter fit ( not shown ) , and now much smoother @xmath155 values , as well as @xmath151 values are available for shear and pressure . these are shown in fig . [ alltimeparamsalpha1.5 ] . this works better for the 3d data than for the 2d data , which we suggest is due to the larger difference between @xmath10 and @xmath151 in the latter case ; the exponential cut - off has a significant effect only at longer times where the signal to noise ratio in the correlation function is smaller , and the fit thus gives erratic values . in 3d the ratio @xmath165 is in the range 23 ; in 2d the range is 89 . whether the cut - off time actually determines @xmath10 , or vice versa , or whether they determine each other in a self - consistent way , can not be answered without a theoretical understanding and/or an explicit model for the relaxation . nor do we know what may be the cause of the different ratios in 2d and 3d . to get a clearer picture more systems should be analyzed , and the possibility that @xmath151 is size dependent can not be excluded . a feature of our fitting procedure is that we leave the zero - time value of the correlation function as a fitting parameter , since the actual zero - time value of the true correlation function includes contributions from vibrational motion which rapidly decays . it is worth asking whether the value returned by the fit coincides with the value obtained by a careful determination of the inherent correlation function . since we focus on time intervals of order @xmath166 , we can run relatively long simulations , and obtain good statistics for inherent quantities , by minimizing at similar intervals . for example minimizing once every 1000 time steps ( 100 times less frequently than before ) corresponds to an interval @xmath167 , and means that the simulation time is not dominated as much by the cost of minimizing . this was done in both the 2d and 3d systems for two temperatures : 0.34 and 0.40 for 2d and 0.44 and 0.52 for 3d . in addition runs with minimization every 100 time steps were carried out for 2d , @xmath168 . .[shorttimedecorrelation]value of correlation functions ( normalized to equal unity at time zero ) at time @xmath153 ; comparison between actual inherent value ( `` i '' ) determined from the autocorrelation function of inherent quantities and values inferred from fitting the correlation function at longer times . values for three fits are shown : ( `` 1.5 '' ) the fit with @xmath135 fixed at be 1.5 , including the exponential cut - off ; ( `` @xmath169 '' ) the 3-parameter fit with no cut - off ; and ( `` se '' ) the stretched exponential fit . the correlation at @xmath52 implied by the fits is higher than the actual correlation ; alternatively put , the amount of decorrelation that takes place on the time scale @xmath52 is less than would be expected from the fits . [ cols="^,^,^,^,^,^,^",options="header " , ] table [ shorttimedecorrelation ] shows values of the normalized correlation function after one time interval @xmath153 , for two selected temperatures in each system , determined directly from the inherent state dynamics and inferred from different fits to the data for @xmath170 . although there are some exceptions ( particularly for 2d , @xmath0 ) , the trend is that the value of the normalized inherent correlation implied by the fits is higher than the actual value . for example for 2d at @xmath168 , considering the intermediate scattering function , the actual correlation is 0.86 , while the fits all imply a value between 0.930.94 . another way of putting this is that the amount of _ decorrelation _ that takes place between time zero and time @xmath52 is greater than is implied by the fits of the correlation at longer times ( note that @xmath171 ) . this can be thought of as somewhat analogous to the extra relaxation associated with the vibrational motion which has been removed , but this is part of the inherent relaxation . schrder et al . also noticed a short - time component of the inherent structural relaxation ( intermediate scattering function ) which was not accounted for by stretched exponential fits.@xcite this was particularly noticeable at high temperatures and appeared to disappear in the activated regime . the comparison above suggests that this extra relaxation does not vanish , even at quite low temperatures . this discrepancy , between the very short - time relaxation and that for later times ( @xmath172 ) , presumably corresponds to the change of apparent power - law exponent in the memory function around this time scale ( section [ matchingcorr ] ) . one could speculate that the existence of this extra component of the inherent relaxation could be associated with very small energy barriers , much smaller than the temperature . such barriers would separate distinct inherent states , and thus `` transitions '' would show up in the inherent correlation functions , but these transitions would not be activated . the author has determined that the energy barriers in these systems are exponentially distributed , thus there are always some small barriers.@xcite for simplicity , in studying the intermediate scattering above , we have restricted the analysis to a particular wavenumber , @xmath106 , and to large particles . given that a common value of the exponent @xmath135 seems to be valid for the three correlation functions we have focused on so far , it makes sense to ask whether this applies for the intermediate scattering function at other @xmath173-values . in particular , what happens at low @xmath173 , where we know that the relaxation becomes more exponential ? [ qdepfits3dt0.48 ] shows data and fits for 3d at @xmath174 . here 4-parameter fits with fixed @xmath158 were used . figure [ qdep3dt0.48timesandf ] shows the @xmath173-dependence of the relaxation time @xmath10 , inverse of the short time rate , @xmath155 and the cut - off time of the memory function @xmath155 . the inset shows the @xmath173-dependence of @xmath142 . while the power - law exponent is fixed at 1.5 for all @xmath173-values , @xmath142 varies strongly , approaching zero at small @xmath173 . this corresponds to relaxation that becomes exponential in this limit . consistent with this , @xmath155 and @xmath10 approach each other . @xmath151 seems to follow @xmath10 . in normal diffusion one expects the relaxation time to be proportional to @xmath1 , indicated by the dashed line . the relaxation time seems to approach this dependence in the low-@xmath173 limit ( as is expected , given that diffusion should be normal at long length and time scales ) . more interesting is that @xmath155 seems to show an inverse square dependence over most of its range , corresponding to normal - diffusive behavior being observed at _ short _ times . this will be discussed below .
in contrast to the stretched exponential , the key shape parameter the exponent of the power - law tail seems to be the same for all three correlation functions . it decreases from a value around 2 at high temperature to a value close to 1.58 ( 2d ) , 1.50 ( 3d ) at low temperatures . at the same time
we analyze data from simulations of two- and three - dimensional ( 2d and 3d ) glass - forming liquids using a correlation function defined in terms of a memory function with a negative inverse power - law tail . the self - intermediate function and the autocorrelation functions of pressure and shear stress are analyzed ; the obtained fits are very good , at least as good as with a stretched exponential . in contrast to the stretched exponential , the key shape parameter the exponent of the power - law tail seems to be the same for all three correlation functions . it decreases from a value around 2 at high temperature to a value close to 1.58 ( 2d ) , 1.50 ( 3d ) at low temperatures . at the same time the amplitude of the tail increases towards towards a limiting value corresponding to a diverging relaxation time , which is related to anomalous diffusion . on the other hand , careful analysis of the long time behavior in the case of the intermediate scattering function suggests that the memory function is cut - off exponentially , which avoids the divergence of the relaxation time . repeating the fits with an exponential cut - off included indicates that the power - law exponent is in fact independent of temperature and close to 1.58/1.50 over the whole range . instead of the divergence , a fragile - to - strong crossover in the dynamics , estimated to occur around for the 3d kob - andersen system . another key parameter of the fitting procedure may be interpreted as a short - time rate , the amount of decorrelation that occurs in a fixed , relatively short time interval ( compared to the alpha time ) . this quantity is observed to have a near - arrhenius temperature dependence , while its wavenumber dependence seems to be diffusive ( ) over a wider range than that of the relaxation itself , a further indication that this `` bare relaxation rate '' is simpler than the full dynamics .
0904.2480
c
we have presented a method for fitting the kind of slowly decaying autocorrelation functions typical of the dynamics of glass - forming liquids . an explicit functional form is postulated , not for the autocorrelation function , but for its associated memory function : a positive zero - time parameter @xmath65 , and a negative inverse power law for non - zero time . an long - time exponential cut - off may optionally be included . this involves another parameter , although we have shown that good fits may be obtained by fixing the exponent to a common value , reducing the number of parameters per data set essentially to three . while it is possible to obtain the exact memory function from the autocorrelation function , it is not useful to fit the former directly . rather we match the autocorrelation function by optimizing the parameters defining the memory function . using a quite general functional form for @xmath19 we noted a crossover from one apparent power - law to another at relatively short times , which allowed a simplification by considering data separated at times longer than the cross - over , namely the simple power - law form ( with possible exponential cut - off ) . in particular we chose @xmath153 in lennard - jones units for all of the analysis . while the fits are about as good as fits with a stretched exponential , the parameters obtained have arguably greater physical significance than those of the latter . in particular the exponent @xmath135 seems to be more or less independent of the relaxing quantity , and indeed of temperature ( as long as the exponential cut - off is included ) , which is not the case for the stretching parameter @xmath15 . moreover the parameter @xmath65 may be interpreted as a short time rate ; its temperature dependence is , interesting , significantly weaker than that of the alpha relaxation times for the different autocorrelation functions . as temperature decreases , the amplitude of the power tends to approach a limiting value associated with the mathematical description of anomalous diffusion / relaxation characterized mathematically by the mittag - leffler function . we hypothesize that this value is reached at finite temperature but the associated divergence of relaxation time is removed by the presence of an exponential cut - off . including the latter in the fits for the self - intermediate scattering function allowed the identification of a third time scale , longer than the alpha time . it is hypothesized that the strong non - arrhenius temperature dependence is due to a crossover from the time associated with the short - time rate to that associated with the long - time cut - off of the memory function , and that in particular at temperatures somewhat lower than those simulated , the non - arrhenius behavior will weaken noticeably . the centre for viscous liquid dynamics `` glass and time '' is sponsored by the danish national research foundation ( dnrf ) .
the autocorrelation functions of pressure and shear stress are analyzed ; the obtained fits are very good , at least as good as with a stretched exponential . the amplitude of the tail increases towards towards a limiting value corresponding to a diverging relaxation time , which is related to anomalous diffusion . on the other hand another key parameter of the fitting procedure may be interpreted as a short - time rate , the amount of decorrelation that occurs in a fixed , relatively short time interval ( compared to the alpha time ) . this quantity is observed to have a near - arrhenius temperature dependence , while its wavenumber dependence seems to be diffusive ( ) over a wider range than that of the relaxation itself , a further indication that this `` bare relaxation rate '' is simpler than the full dynamics .
we analyze data from simulations of two- and three - dimensional ( 2d and 3d ) glass - forming liquids using a correlation function defined in terms of a memory function with a negative inverse power - law tail . the self - intermediate function and the autocorrelation functions of pressure and shear stress are analyzed ; the obtained fits are very good , at least as good as with a stretched exponential . in contrast to the stretched exponential , the key shape parameter the exponent of the power - law tail seems to be the same for all three correlation functions . it decreases from a value around 2 at high temperature to a value close to 1.58 ( 2d ) , 1.50 ( 3d ) at low temperatures . at the same time the amplitude of the tail increases towards towards a limiting value corresponding to a diverging relaxation time , which is related to anomalous diffusion . on the other hand , careful analysis of the long time behavior in the case of the intermediate scattering function suggests that the memory function is cut - off exponentially , which avoids the divergence of the relaxation time . repeating the fits with an exponential cut - off included indicates that the power - law exponent is in fact independent of temperature and close to 1.58/1.50 over the whole range . instead of the divergence , a fragile - to - strong crossover in the dynamics , estimated to occur around for the 3d kob - andersen system . another key parameter of the fitting procedure may be interpreted as a short - time rate , the amount of decorrelation that occurs in a fixed , relatively short time interval ( compared to the alpha time ) . this quantity is observed to have a near - arrhenius temperature dependence , while its wavenumber dependence seems to be diffusive ( ) over a wider range than that of the relaxation itself , a further indication that this `` bare relaxation rate '' is simpler than the full dynamics .
astro-ph0403121
i
quasar absorption line systems , as traced by their , provide a unique way to study our universe . current classifications schemes for systems with detected file them into three main categories : those that are characterized by their strong absorption , those that reveal weak , narrow , single cloud profiles , and those that exhibit weak , multiple cloud absorption . in this paper we analyze in detail the absorption profiles from a particular multiple cloud weak absorber at @xmath10 along the line of sight toward pg @xmath1 . the longer term goal of a collection of similar studies will be to understand the relationships between the different classes of absorption systems , and the connections with the different types of galaxies and structures at various redshifts . although there are no distinct divisions between the three categories of absorption systems , by their properties they appear to be related to three different types of gaseous structures at @xmath11 . strong absorbers [ those with @xmath12 ] show lyman limit breaks and contain multiple clouds spread over tens to hundreds of kilometers per second @xcite . a large majority of these absorbers are known to be associated with luminous galaxies ( @xmath13 , where @xmath14 is the schechter luminosity ) , within an impact parameter of @xmath15 kpc of the quasar @xcite . all of the strong absorbers ( @xmath16 at @xmath17 @xcite ) can be accounted for by regions of this size around the known population of luminous galaxies . the strong absorber spectral profiles , in chemical transitions of low and high ionization states , generally require multiple phases of gas , i.e. regions of differing densities that are spatially distinct ( e.g. @xcite ) . the kinematics of the low ionization gas is generally consistent with what one would expect from the combined disks and halos of galaxies of a variety of morphological types @xcite . in contrast to the strong absorbers , the single component systems with weaker ( rest frame equivalent widths @xmath18 ) are typically not known to be directly associated with luminous galaxies ( i.e. they are not within @xmath19@xmath20 kpc of @xmath21 galaxies ) @xcite . these single component weak systems have a significant absorption cross - section , with @xmath22 for @xmath23 at @xmath24 @xcite , similar to the value for all strong absorbers . the distribution of the number of voigt profile components used to fit absorption systems is roughly gaussian with a median of seven components . however , there is a strong excess of single cloud components relative to the rest of the distribution ( see fig . 2 in @xcite and table 7 of @xcite ) . this implies that the single component weak absorbers are primarily produced by a different class of object than the strong absorbers . consistent with this interpretation , most of the single component weak absorbers do not produce lyman limit breaks @xcite . their profiles are generally quite narrow , with doppler parameters of @xmath25 @xmath26 . their profiles are broader and require a separate , higher ionization , phase of gas . their low ionization phases are inferred to have metallicities greater than a tenth solar and to have sizes less than @xmath27@xmath20 pc @xcite . the general properties of the single cloud weak absorbers suggest an origin in some type of faded early extragalactic star cluster or in metal rich fragments in cold dark matter mini halos failed galaxies @xcite . the third category of systems is characterized by multiple , weak components spread over tens of kilometers per second . about one third of the weak absorbers are in this category @xcite . by definition , these are `` weak absorbers '' , since the total rest frame equivalent width of 2796 is @xmath28 . unlike the the strong absorbers , little is directly known about the environments of the multiple component weak systems . however , the multiple component weak category appears consistent with an extension of the distribution of the numbers of components fit to strong absorbers ( see fig . 2 in @xcite ) . the weakness and kinematics of the multiple component weak profiles might suggest a line of sight through the outer regions of a galaxy where the gas could be more diffuse and less dense . it is also possible that a dwarf galaxy , or even a low metallicity giant galaxy would give rise to such weak absorption . in this paper , we study a multiple component , weak [ rest frame equivalent width , @xmath29 ] absorber at @xmath11 . this absorber was modeled previously by @xcite , using low resolution fos / hst data along with the high resolution profiles from hires / keck . they determined that the clouds have a relatively low metallicity of @xmath30 solar , based on a comparison to a partial lyman limit break . the , detected in the fos spectrum , was clearly offset from the low ionization clouds . this required an additional high ionization cloud producing absorption @xmath31 to the blue of the detected clouds . @xcite predicted that this cloud should produce observable , , and in the high resolution stis spectrum . however , with just the low resolution uv spectrum , they were unable to determine if the detected at the same velocity as could arise in the same phase of gas with the , or if a separate phase would be needed . also , the ionization conditions and metallicities of the high ionization clouds could not be well constrained . stis / hst spectra of pg @xmath1 are now available , with high resolution coverage of and the lyman series , , , , , and . with these new data , we aim to test the models of @xcite , and to reach more detailed conclusions about the phase structure , metallicity , ionization conditions and kinematic properties of the @xmath10 system toward pg @xmath1 . in [ sec : data ] we describe the spectra of quasar pg @xmath1 used in our analysis , obtained with stis / hst , fos / hst and hires / keck . we then present the data for the @xmath10 system along this line of sight in [ sec : system ] and make a qualitative comparison of the individual chemical transitions . our analysis method , considering photoionization and collisional ionization models , is outlined in [ sec : method ] . in [ sec : results ] we present results from modeling of this system and we summarize the conclusions in [ sec : summary ] . in [ sec : discussion ] , we discuss possible scenarios for the origin of the @xmath10 system and the general implications for the nature of multiple component , weak absorbers .
this system gives rise to a partial lyman limit break and absorption in , , , , , , and . the absorption is strong with a distinctive , smooth profile shape and may partially arise in shock heated gas . various models , including outer disks , dwarf galaxies , and superwinds , are discussed to account for the phase structure , metallicity , and kinematics of this absorption system .
we analyze high resolution spectra of a multi cloud weak [ defined as ] absorbing system along the line of sight to pg . this system gives rise to a partial lyman limit break and absorption in , , , , , , and . the lower ionization transitions arise in two kinematic subsystems with a separation of . each subsystem is resolved into several narrow components , having doppler widths of . for both subsystems , the absorption arises in a separate higher ionization phase , in regions dominated by bulk motions in the range of . the two absorption profiles are kinematically offset by with respect to each of the two lower ionization subsystem . in the stronger subsystem , the absorption is strong with a distinctive , smooth profile shape and may partially arise in shock heated gas . moreover , the kinematic substructure of traces that of the lower ionization , but may be offset by . based upon photoionization models , constrained by the partial lyman limit break , we infer a low metallicity of solar for the low ionization gas in both subsystems . the broader phases have a somewhat higher metallicity , and they are consistent with photoionization ; the profiles are not broad enough to imply production of through collisional ionization . various models , including outer disks , dwarf galaxies , and superwinds , are discussed to account for the phase structure , metallicity , and kinematics of this absorption system . we favor an interpretation in which the two subsystems are produced by condensed clouds far out in the opposite extremes of a multi layer dwarf galaxy superwind .
astro-ph0403121
i
in the previous section , we gave a detailed description of how we constrained physical conditions for the multi - cloud , weak absorber at @xmath10 along the line of sight to pg @xmath1 . here , we summarize those results , present an overview of a consistent model for the absorber , and compare to the results of @xcite , which were based on lower resolution spectra : 1 . two subsystems , a and b , detected in low ionization transitions , are separated by @xmath80 . assuming , for simplicity , that each cloud in the subsystem has the same metallicity , then the observed partial lyman limit break is consistent with a metallicity of @xmath211 . models with higher metallicities and dust depletion are not viable because carbon and silicon are depleted less than magnesium , and they are already overproduced by models with a solar abundance pattern . subsystem a has clouds with an ionization parameter of @xmath212 , however , the could either be produced in those clouds ( model 1 ) or in additional lower ionization clouds , @xmath213 ( model 2 ) . the ionization parameter of the clouds in subsystem b are slightly lower , @xmath214 . 2 . the issue of whether subsystem a , centered at @xmath78 , has such an additional low ionization phase hinges partially on the question of whether the and profiles are kinematically aligned . figure [ fig : offset ] shows that , although the shape of the @xmath215 absorption profile is similar to the profile in subsystem a , it appears to be offset to the red by a few kilometers per second . an offset of the same magnitude was observed for one of the clouds in the @xmath216 absorber along the line of sight to the hdf - south quasar , where , , and are offset from and by @xmath217 @xcite . @xcite interpret this offset as the consequence of an region flow . a similar offset between versus and may exist in the @xmath218 absorber toward 3c 273 @xcite . the interpretation of the @xmath219 system is more complex because several clouds would be offset , but a similar explanation is possible . 3 . the cloud sizes may also provide insight into whether a one ( model 1 ) or two ( model 2 ) phase model of subsystem a is more plausible . if the and arise in the same phase , the four components of subsystem a have sizes ranging from @xmath133@xmath154 kpc . it is difficult to conceive of a physical picture in which four such large structures would lie along the line of sight , within @xmath19 . for a two phase model ( with the offset components ) , the cloud sizes of the components responsible for the are reduced to several kpcs , with smaller ( @xmath20@xmath158 pc ) clouds also contributing to the absorption . this does seem more plausible in relationship to basic features of galactic interstellar gas . although both the offset clouds and the clouds centered on contribute to the absorption profile , they do not account for its smooth , broad shape . this may indicate that much of the is produced by collisional ionization at a temperature of @xmath220 . two broad absorption profiles are observed , one @xmath19 to the red of subsystem a and the other @xmath19 to the blue of subsystem b. assuming the and arise in the same phase , the measured doppler parameter of associated with the places an upper limit on the temperature such that the could not be produced by collisional ionization . both the and the , which could not be fully produced by the subsystems , can arise in the same photoionized phase . the low resolution profile , observed by fos / hst , also requires a contribution from the blue broad component . these highly ionized clouds ( @xmath221 ) have metallicities larger than the low ionization subsystems . the model cloud sizes range from 10 s to 100 s of kpc , depending on the metallicity , with larger metallicities leading to smaller sizes . @xcite studied the @xmath10 system before the stis / hst spectrum was released , using the low resolution fos / hst spectra in conjunction with the same hires / keck spectra as were analyzed here . now , using the higher resolution stis / hst uv data , we confirm most of the basic results of that paper , and we are able to resolve some ambiguities that were presented there . the metallicity constraint is confirmed , along with the presence of an additional high ionization cloud @xmath31 to the blue ( corresponding to the blue broad component in the present models ) . the metallicity agreement is not surprising , since in both cases the constraint came from hires / keck spectra covering in conjunction with the lyman limit break whose appearance is not sensitive to resolution . the presence of an additional high ionization component is convincingly confirmed by the presence of absorption at a consistent velocity . it seems likely that the seen in the fos spectrum and the seen in the stis spectrum would arise in the same phase . because of the limitations of the low resolution data , the @xcite work was unable to distinguish between two scenarios for the origin of the in the redward part of the profile . based on those data , it could have arisen either in the same clouds with the or in a separate phase . now , because the profile has narrow components resolved in the high resolution stis data , we can see that the arises either in the clouds ( model 1 ) or in the separate clouds ( model 2 . ) it does not arise in the red broad component which is responsible for producing and the red wing of . the metallicities and ionization conditions of the blue broad component were poorly constrained by @xcite , because only and were available , and at low resolution . they found that a model with @xmath222 and @xmath223 could be consistent with the data , but higher metallicities were also compatible , depending on the @xmath99 parameter assumed for the unresolved broad component . they indicated that low ionization transitions might be observed at this same velocity . now , we find that the detection of strong indicates a higher ionization parameter and a higher metallicity . also , although low ionization transitions are detected in the stis spectrum , their absorption profiles are offset by @xmath83 from the blue broad component . the previous work therefore had the general idea that there was absorption blueward of the main low ionization system , but was able to discern little about the details .
we analyze high resolution spectra of a multi cloud weak [ defined as ] absorbing system along the line of sight to pg . the two absorption profiles are kinematically offset by with respect to each of the two lower ionization subsystem . in the stronger subsystem , the broader phases have a somewhat higher metallicity , and they are consistent with photoionization ; the profiles are not broad enough to imply production of through collisional ionization .
we analyze high resolution spectra of a multi cloud weak [ defined as ] absorbing system along the line of sight to pg . this system gives rise to a partial lyman limit break and absorption in , , , , , , and . the lower ionization transitions arise in two kinematic subsystems with a separation of . each subsystem is resolved into several narrow components , having doppler widths of . for both subsystems , the absorption arises in a separate higher ionization phase , in regions dominated by bulk motions in the range of . the two absorption profiles are kinematically offset by with respect to each of the two lower ionization subsystem . in the stronger subsystem , the absorption is strong with a distinctive , smooth profile shape and may partially arise in shock heated gas . moreover , the kinematic substructure of traces that of the lower ionization , but may be offset by . based upon photoionization models , constrained by the partial lyman limit break , we infer a low metallicity of solar for the low ionization gas in both subsystems . the broader phases have a somewhat higher metallicity , and they are consistent with photoionization ; the profiles are not broad enough to imply production of through collisional ionization . various models , including outer disks , dwarf galaxies , and superwinds , are discussed to account for the phase structure , metallicity , and kinematics of this absorption system . we favor an interpretation in which the two subsystems are produced by condensed clouds far out in the opposite extremes of a multi layer dwarf galaxy superwind .
1206.5719
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this paper addresses questions about the nature of dynamical phase transitions and crossovers in open quantum systems from the perspective of observers able to make measurements on the environment . we take our motivation from experiments using homodyne detection schemes @xcite and study the time series or trajectories of quadratures of the light emitted from open quantum systems . we go beyond recent work @xcite which focused on trajectories of quantum jumps analyzed from the point of view of the counting statistics of , for example , photons entering the environment . in this approach , identifying the average rate of photon emission as a dynamical order parameter allowed to uncover dynamical phase transitions and crossovers in a number of systems @xcite . a central idea in the works upon which we build was the introduction of a field conjugate to the number of emitted quanta , the so - called `` @xmath0-field '' . in equilibrium statistical mechanics , the observation of phase transitions is dependent on choice of the external field used to tune across a transition and the use of an appropriate order parameter ; in this work we demonstrate that different _ dynamical _ order parameters and conjugate @xmath0-fields allow exploration of different _ dynamical _ phase transitions . specifically we show that crossovers between dynamical phases may be observed from quadrature measurements which could not be found by counting photons , and vice versa . we also extend our study to consider the effects of two @xmath0-fields , so that we can influence both light quadratures and quantum jumps . this enables us to understand the relation between inferences from different dynamical observables ; for example , we can find the typical quadrature measurements which would be made in rare quantum - jump trajectories , when either fewer or more photons are emitted than average . our approach takes as a starting point the basic observation that ( real - time ) dynamics is more than statics . sometimes dynamical behaviour , including transitions and crossovers between different dynamical regimes , can be understood from the properties of the stationary state . but a more common occurrence is that dynamical fluctuations are only revealed via ( often high - order ) time - correlation functions , and not by static or one - time observables . this suggests that for a proper statistical analysis of the dynamics of open systems a ` statistical mechanics of trajectories ' is needed . such an approach is the so - called @xmath0-ensemble method , which has proven useful for the study of classical many - body systems displaying complex cooperative dynamics such as glasses @xcite . the aim is to describe dynamical phases in terms of strictly dynamical order parameters and to classify these dynamical phases and the changes between them using a mathematical and conceptual framework analogous to that of equilibrium statistical mechanics . this ensemble method for dynamics can therefore be thought of as a ` thermodynamics of trajectories ' approach @xcite . dynamical phase transitions are not limited to classical systems ; transitions and crossovers have been discovered in a number of driven open quantum systems . famous examples include the laser @xcite , whose behaviour close to threshold resembles a closed thermodynamic system in the neighbourhood of a continuous phase transition , and the micromaser @xcite , where a flux of atoms is coupled to an optical cavity mode and drives the cavity through a series of crossovers . however more recently , dynamical phase transitions have also been discovered in a broad range of fields , spanning decohering spin channels @xcite , information transport in complex systems @xcite , current fluctuations in isolated diffusive systems @xcite and even the decoherence of tunnelling molecules @xcite . the @xmath0-ensemble method was recently applied to the study of ensembles of quantum - jump trajectories in open quantum systems @xcite . although similar in spirit to ideas in full counting statistics @xcite , the @xmath0-ensemble approaches the problem from a different perspective and has now been developed for a variety of problems where dynamical phases are classified according to the counting statistics of quantum jumps @xcite . , where the operators @xmath1 ( @xmath2 ) are creation ( annihilation ) operators of an harmonic oscillator bath and the operators @xmath3 and @xmath4 are system operators which are related to the lindblad projectors of the system . ] in this paper , we formulate the application of the @xmath0-ensemble to light quadratures by means of reduced characteristic operators . measuring quadratures of emitted light allows the quantum state of light emitted from an open system to be probed in a way not possible by counting photons . for example , it provides an understanding of whether the light is in a coherent state , a squeezed state or another more exotic state . we apply this method to a selection of open quantum systems , ranging from few - level quantum - optical systems to the micromaser , all of which have a stucture illustrated schematically in fig . [ fig : gen ] . in contrast to counting the number of emitted photons , as in studies of quantum - jump trajectories , we consider the temporal accumulation of quadratures of light emitted from a system into its environment . we consider this a _ quadrature trajectory_. unlike the quantum - jump trajectories , the accumlation of light quadratures in the environment is a diffusive process . however we can define a _ quadrature activity _ , defined as a time - averaged light quadrature , and use this as a dynamical order parameter to characterise dynamical phases in the space of quadrature trajectories . our motivation for studying the statistics of quadratures is inspired by the experimental technique of homodyne detection . the @xmath5-quadrature trajectories of emitted light are directly related to the _ homodyne current _ @xcite , as described in fig . [ fig:3 ] . ( it is also sensible for us to study other quadratures , since these are accessible via a change in the driving hamiltonian , which we will discuss later in sec . [ sec : level2 ] . ) the statistics of quadrature trajectories provide a more natural probe of the system dynamics than quantum - jump trajectories and we will show that such measurement schemes allow exploration of dynamical phases in a variety of systems . @xmath6{homodyne.eps } \includegraphics[scale=0.125]{rand1.eps } \end{array}$ ] beyond examining dynamical phases identified by quadrature activity , we construct marginal probability distributions for general quadrature operators at all angles in phase space . using these marginals , we reconstruct wigner distributions @xcite via the inverse radon transform , to find the state of the emitted light . we extend our studies to examine the typical quadrature trajectories of systems biased by the number of photon emissions . this allows us to understand the nature of light emitted from a system for all quantum - jump trajectories , whether _ rare _ or _ typical _ with respect to the number of emitted photons . more generally we study the trajectories of a particular observable after having biased the system towards rare trajectories of another ( generally non - commuting ) observable . this technique also allows us to identify the appropriate dynamical order parameters to understand the dynamical phases in different open systems . the paper is structured as follows . in the following section we introduce the formalism of the @xmath0-ensemble and describe the it calculus methods which we employ for the stochastic description of the environment we use in this paper . we further develop generalised master equations for the dynamics of quadrature - biased systems and systems biased towards rare trajectories of both quantum - jumps and quadratures . we also discuss use of the wigner function to analyse our results . in subsequent sections we present our results . in sec . [ sec : level2 ] we discuss a simple driven two - level system and in sec . [ sec : level3 ] we extend our analysis to a driven three - level system . in sec . [ sec:2l2c ] we study a pair of coupled two - level systems and demonstrate that measuring quadrature trajectories allows identification of dynamical phases which are hidden in photon - counting experiments . finally , in sec . [ sec : micro ] we give a concise account of quadrature trajectories in the micromaser , providing insights via a mean - field theory as well as exact numerical diagonalisation . in sec . [ sec : conc ] we give our conclusions .
we take our motivation from homodyne detection schemes which allow the statistics of quadrature operator of the light field to be measured . we discuss how quadrature operators can serve as alternative order parameters for the classification of dynamical phases , which is particularly useful in cases where the statistics of quantum jumps can not distinguish between such phases . the formalism we introduce also allows us to analyse the properties of the light emitted by quantum jump trajectories which fluctuate far from the typical dynamics .
we apply a large - deviation method to study the diffusive trajectories of the quadrature operators of light within a reservoir connected to dissipative quantum systems . we formulate the study of quadrature trajectories in terms of characteristic operators and show that in the long time limit the statistics of such trajectories obey a large - deviation principle . we take our motivation from homodyne detection schemes which allow the statistics of quadrature operator of the light field to be measured . we illustrate our approach with four examples of increasing complexity : a driven two - level system , a ` blinking ' three - level system , a pair of weakly - coupled two - level driven systems , and the micromaser . we discuss how quadrature operators can serve as alternative order parameters for the classification of dynamical phases , which is particularly useful in cases where the statistics of quantum jumps can not distinguish between such phases . the formalism we introduce also allows us to analyse the properties of the light emitted by quantum jump trajectories which fluctuate far from the typical dynamics .
1206.5719
i
several recent studies have applied the @xmath0-ensemble method to study the statistics of quantum trajectories in open quantum systems using a thermodynamic description @xcite . in this section we will give an account of the @xmath0-ensemble formalism for quantum trajectories . we discuss the specific examples of counting photons and measuring the quadratures of light entering the environment around an open quantum system . first , in section [ sec : sensemble ] we discuss the general application of the @xmath0-ensemble in the study of the statistics of an observable @xmath7 . we then reformulate these principles so their application to open systems is clear . section [ sec : inout ] discusses the open quantum system methods which we use , which are applied to the @xmath0-ensemble in sections [ sec : s1 ] and [ sec : s2 ] . we begin by considering a particular measurable quantity @xmath7 associated with a quantum trajectory of a quantum system coupled to a reservoir . ( for example , @xmath7 could be the number of emitted photons in a time @xmath8 , or other quantities which we define below . ) projecting the system density matrix @xmath9 on to the subspace where @xmath7 takes a particular value , one may define a reduced density matrix @xmath10 . the probability of such a realisation occuring in time @xmath8 is then given by @xmath11 $ ] and , after long times when the system reaches a steady state , this takes a large - deviation ( ld ) form : @xmath12 where @xmath13 contains all the information about the probability distribution of @xmath7 at long times . alternatively the statistics may be described introducing a moment generating function associated with these probabilities . this method proceeds by introducing another density matrix @xmath14 defined by the laplace transform @xmath15 from which we define the moment generating function @xmath16 in both and , the integrals should be replaced with sums if @xmath7 is a discrete quantity , as is the case when counting photons . a ld form @xmath17 is found at long times , with ld functions @xmath18 and @xmath13 related by legendre transform , @xmath19 . the full statistics of @xmath7 are therefore contained within @xmath18 . the density matrix @xmath20 describes , when @xmath21 , rare trajectories where @xmath7 is far from the mean . in counting processes , where @xmath7 is bounded from below by zero , the rare trajectories can be separated into _ more active _ trajectories when @xmath22 and _ less active _ trajectories when @xmath23 . these correspond respectively to trajectories with a larger or a smaller number of counts than in the @xmath24 physical dynamics . there are two immediate advantages to this @xmath0-ensemble approach . firstly , as the ld function @xmath18 is the largest real eigenvalue of a superoperator which generates the @xmath0-biased dynamics of @xmath20 ( which we derive in the following sections ) , evaluation of the statistics of trajectories can be straightforward . of particular interest are the first and second moments , @xmath25 and @xmath26 , which may be found directly from the ld function via @xmath27 where the @xmath0 subscripts indicated that the expectation values are taken with respect to the ensemble of trajectories biased by @xmath28 . secondly , this method provides a thermodynamic formalism for non - equilibrium processes . the ld functions @xmath18 and @xmath13 are analogues of free energy and entropy densities , with @xmath0 the conjugate _ intensive _ field to the _ time - extensive _ @xmath7 . furthermore , the so - called activity @xmath25 may be used as a dynamical order parameter to distinguish dynamical phases , whose boundaries may be crossed by tuning the parameter @xmath0 , or other system parameters . indeed , such phase boundaries are crossed when an @xmath0-derivative of @xmath18 becomes discontinuous . so far , the @xmath0-ensemble studies of open quantum systems have explored the thermodynamics of quantum - jump trajectories associated with counting quanta emitted from a system into a markovian environment . in these cases the quantity @xmath7 is , for example , the number of photons emitted ( _ i.e. _ the number of quantum jumps ) , @xmath29 , from a system in unit time . defining reservoir ladder operators @xmath2 and @xmath1 in the heisenberg representation , the quantity @xmath29 corresponds integrating over time the observable @xmath30 . biasing these trajectories , we obtain a ld function @xmath31 from which we extract the dynamical order parameter @xmath32 . in this paper , we develop the @xmath0-ensemble further to study the statistics of the quadratures of light entering a markovian bath from various quantum systems . choosing @xmath7 to be the @xmath5- and @xmath33-quadratures of the light , corresponding to bath operators @xmath34 and @xmath35 , we will use corresponding _ quadrature activities _ @xmath36 and @xmath37 when applying @xmath0-fields to bias the dynamics towards rare quadrature trajectories . in much the same way as the photon activity @xmath38 can be associated with the average number of photons emitted in a time @xmath8 , the quadrature activities @xmath39 and @xmath40 are time averages of the @xmath5- and @xmath33-quadratures of the light leaving the system . we will gain yet further insight into the dynamics of the systems we study by examining general quadratures of the form @xmath41 where the angle @xmath42 in phase space is illustrated in fig . [ fig:2 ] . for these general quadratures , we can consider marginal distributions @xmath43 associated with general quadratures , which can be extracted from the relevant ld functions @xmath44 and their @xmath0-derivatives using eqs . and . in the following subsections we will introduce the mathematical formalism which allows us to construct @xmath0-biased ensembles and show how the appropriate ld functions are derived . we will also explore doubly - biased ensembles where we study the typical trajectories of one observable for ensembles of trajectories biased by another observable . we develop this formulation in section [ sec : s2 ] , but we first discuss how the ld functions for ( singly- ) biased ensembles are derived . previous studies on quantum - jump trajectories @xcite have demonstrated that one may identify the ld function @xmath18 as the largest eigenvalue of an @xmath0-modified master equation obeyed by @xmath45 , @xmath46 where @xmath47 is the generator for the @xmath0-biased dynamics . we will outline how to construct formally these generalized master equations in terms of an it calculus and characteristic operators , before proceeding to apply them to the study of quadratures in sec . [ sec : s1 ] . we consider the system to be weakly coupled to a reservoir in the markovian regime @xcite ; within this picture the reservoir is treated as a bath of harmonic oscillators which effectively act as a white noise source to our system . this type of reservoir admits a stochastic description whereby the effects of reservoir ladder operators @xmath48 and @xmath49 , with commutator @xmath50 = \delta ( t - t')$ ] are described by it increments which obey a quantum it calculus @xcite . we next sketch our method within this formalism ; we give full details of the derivation in appendix [ sec : der1 ] . for the rest of the paper we consider the reservoir to be an unsqueezed vacuum @xcite . we introduce temporal increments @xmath51 and @xmath52 which are defined in terms of the reservoir ladder operators @xmath53 and @xmath54 by @xmath55 and are evaluated in the immediate future . the dynamics are found using a stochastic density matrix @xmath56 whose it increment is related to the system hamiltonian , @xmath57 , the reservoir increments defined above and the lindblad operators of the system @xmath58 : @xmath59dt-\frac{1}{2}\sum_{i}\{{l}^{\dag}_{i}{l}_{i},\rho\}dt\\ & + \sum_{i}{db}^{\dag}\left(t \right){l}_{i}\rho\left(t \right){l}^{\dag}_{i}db\left(t \right)\nonumber\\ & + \sum_{i}{db}^{\dag}\left(t \right){l}_{i}\rho(t)\nonumber \\ & + \sum_{i}\rho\left(t \right)db\left(t \right){l}^{\dag}_{i}.\nonumber\end{aligned}\ ] ] tracing out the reservoir degrees of freedom , one obtains the familiar lindblad master equation @xcite for the ( trace - preserving ) system dynamics : @xmath60-\sum_{i}\{{l}^{\dag}_{i}{l}_{i},\rho^0 \}+ \sum_{i}{l}_{i}\rho^0{l}^{\dag}_{i}\label{eq:3e}\end{aligned}\ ] ] where @xmath61 is the anti - commutator and @xmath62 is the density matrix of the system , with @xmath63 denoting the trace over the reservoir hilbert space . to modify this trace - preserving scheme to the desired @xmath0-biased generalized master equation for trajectories of @xmath7 , we introduce a characteristic operator , @xmath64 . the corresponding stochastic increment d@xmath7 is related to the reservoir increments in eq . . the characteristic operator is defined by @xmath65 from this operator we identify @xmath0-biased reduced density matrix as @xmath66 using eq . one may derive eq . by finding the increment of @xmath45 in terms of the increments of @xmath67 and @xmath68 . then , application of the it calculus of d@xmath7 in terms of reservoir increments allows the trace to be taken over the reservoir degrees of freedom ( see appendix [ sec : der1 ] ) . this method of deriving @xmath47 relies upon the existence of a complementary stochastic reservoir operator to the system operator of interest . we discuss these operators next for the cases of quantum jumps and quadratures . we turn our attention to statistics of quantum - jump trajectories , before moving on to quadrature trajectories , where @xmath69 . a quantum - jump trajectory is the time record of the number of jump events @xmath29 over a time @xmath8 . we formulate the stochastic process associated with jump trajectories in terms of an increment @xmath70 . in terms of the reservoir increments this jump increment is defined as @xmath71 which has eigenvalues of 0 and 1 within the interval @xmath72 $ ] . although @xmath70 tells us how many photons were emitted into the bath in the interval @xmath72 $ ] , it tells us nothing else about the form of the light emitted . we address questions about the quantum state of emitted light by looking at the statistics of the quadrature trajectories of the light emitted into the reservoir . we use the @xmath5- and @xmath33-quadratures to define coordinate axes of the optical phase space ( see fig . [ fig:2 ] ) . we will also study the general quadrature operator where the observable is @xmath73 , defined in eq . , where @xmath42 is the polar angle . the stochastic increments associated with these operators , @xmath74 , are defined by @xmath75 evaluation at @xmath76 and @xmath77 yields the increment for the familiar @xmath5- and @xmath33-quadratures . although @xmath74 takes the same form for all @xmath42 , the form of the stochastic process @xmath70 associated with the jump trajectories is very different . therefore , for the rest of this paper we use notation where @xmath29 is biased by a conjugate field @xmath78 , while the quadratures @xmath79 are biased by @xmath0 . with this notation , we define characteristic operators of the form associated with each ensemble of trajectories , @xmath80 with these definitions we will construct generalized master equations for each ensemble of trajectories in sec . [ sec : s1 ] , and we will proceed further in sec . [ sec : s2 ] to ask about the typical statistics of one process in the biased ensemble of the other . we now turn to the statistics of the trajectories associated with the quadrature operators . we consider projections of the density matrix @xmath9 on to the subspace where @xmath81 takes a specific realisation . by this we mean that the time - integrated quadrature for light entering the bath up to time @xmath8 takes a specific value @xmath79 . we denote a corresponding projected reduced density matrix by @xmath82 . as described in section [ sec : sensemble ] , this is related to an @xmath0-biased reduced density matrix @xmath14 , defined in eq . with @xmath83 , via the laplace transform @xmath84 which upon taking the trace gives us the moment generating function associated with these diffusive probabilities @xmath85 , where the ld form is valid at long times . the _ activity _ associated with the quadratures is @xmath86 . this , and the second moment @xmath87 are found from the derivatives of the ld function @xmath44 defined in eqs . and with @xmath83 . this ld function is identified as the largest real eigenvalue @xcite of the generalized master equation @xmath88 we derive this generalised master equation using eqs . and , where tracing out the environment is performed within the it calculus formalism , the details of which are presented in appendix [ sec : der1 ] . when @xmath89 , the superoperator collapses to the trace - preserving liouvillian @xmath90 , eq . . away from @xmath24 the @xmath0-field biases the dynamics towards rare trajectories of the system . the properties of @xmath0-modified master equations are discussed in ref . before presenting our results for various model systems , we discuss doubly - biased ensembles . thus far we have provided the theoretical formalism for an @xmath0-ensemble of quadrature trajectories . before presenting results for a variety of systems , we introduce a further interesting problem in this section concerning the trajectories of already - biased ensembles . consider a system biased towards rare trajectories with , for example , more quantum jumps than the @xmath91 average . we now ask what are the quadratures for these trajectories which are , for example , _ more active _ with respect to the number of emitted photons ? in order to answer this question we need to introduce two counting fields , @xmath78 conjugate to the number of emitted photons , @xmath29 , and @xmath0 conjugate to quadratures @xmath79 . the derivation of doubly - biased ensembles is an extension of the derivation in sec . [ sec : s1 ] , using eq . with characteristic operators and tracing out the reservoir . the characteristic operators associated with the quadrature increment and photon increment are respectively @xmath92 and @xmath93 . with these we can define a new @xmath0 and @xmath78 biased density operator , @xmath94 , which incorporates information on the statistics of both ensembles of trajectories , @xmath95 the ordering of the characteristic operators is important due to the non - commutability of the two observables . as defined , eq . is interpreted as biasing the jump trajectories and within these @xmath78-biased ensembles measuring the quadrature realisations . we show in appendix [ sec : der1 ] how it calculus is used to calculate the it increment of this new double - biased density operator . ( we formally trace out the reservoir using the it tables in eqs . and . ) we find this new doubly - biased master density operator obeys a new generalised master equation which reads @xmath96 notice that if @xmath0 , @xmath97 then the left - hand side reduces to the ( trace - preserving ) liouvillian . once again we may encapsulate the total long time trajectory statistics using the largest eigenvalue , @xmath98 , of the generator of these statistics . furthermore we note that @xmath98 necessarily reduces to the ld function for @xmath78-biased jump trajectories , @xmath99 , in the limit @xmath100 @xcite . to examine the typical quadratures of quantum - jump biased systems we examine the derivatives of @xmath101 , with respect to @xmath0 , evaluated in the limit @xmath100 . note that similar doubly - biased ensembles may be created by choosing different characteristic operators in eq . . for example , switching the characteristic operators in eq . allows us to find the statistics of quantum jumps in quadrature - biased ensembles . next , we put the formalism into practice in the following sections with studies of few - level quantum - optical systems and a system with more complex dynamics , the micromaser .
we apply a large - deviation method to study the diffusive trajectories of the quadrature operators of light within a reservoir connected to dissipative quantum systems . we formulate the study of quadrature trajectories in terms of characteristic operators and show that in the long time limit the statistics of such trajectories obey a large - deviation principle .
we apply a large - deviation method to study the diffusive trajectories of the quadrature operators of light within a reservoir connected to dissipative quantum systems . we formulate the study of quadrature trajectories in terms of characteristic operators and show that in the long time limit the statistics of such trajectories obey a large - deviation principle . we take our motivation from homodyne detection schemes which allow the statistics of quadrature operator of the light field to be measured . we illustrate our approach with four examples of increasing complexity : a driven two - level system , a ` blinking ' three - level system , a pair of weakly - coupled two - level driven systems , and the micromaser . we discuss how quadrature operators can serve as alternative order parameters for the classification of dynamical phases , which is particularly useful in cases where the statistics of quantum jumps can not distinguish between such phases . the formalism we introduce also allows us to analyse the properties of the light emitted by quantum jump trajectories which fluctuate far from the typical dynamics .
1210.1663
i
precise measurements of matter power spectrum in the large - scale structure are a powerful tool not only to investigate the details of the structure formation , but also to estimate the cosmological parameters . for example , the precise measurements of the baryon acoustic oscillation ( bao ) in the matter power spectrum observed by the sloan digital sky survey has emerged as a powerful tool to estimate cosmological parameters @xcite . also the observation of cosmic shear in the near future is expected to give a useful constraint on the nature of dark energy . obviously , proper understanding of the observed power spectrum becomes possible only if an accurate theoretical prediction is available which requires a good understanding of the non - linear evolution of dark matter perturbation , the relation between dark matter and baryonic matter ( bias effect ) and the redshift distortion effect . there have been various studies and much progress on the theoretical calculations of the power spectrum , but it is still useful and required to have more accurate theoretical treatment . in this paper , we give a new approach to describe the non - linear evolution of dark matter . it is called the `` wiener hermite ( wh ) expansion method '' , where the stochastic nature of the cosmological density perturbation is manifestly used and the stochastic variables are expanded in terms of an orthonormal basis in the space of stochastic functions . the method was developed in the 1970s for application to turbulent theory in fluid dynamics and applied to cosmological turbulent theory by one of the authors of this paper . the method gives us a coupled equation at each perturbative order , even at the first order in such a way that the lower order quantities are modified by higher order quantities . this is totally different from the usual perturbation theory where lower order quantities are never influenced by higher order quantities . thus , it gives us a prescription for the renormalization of higher order effects , and the precise meaning is described below . each expansion coefficient has a clear statistical meaning ; namely , the coefficients of the first , second and third terms in the expansion express the amplitude of gaussianity , the skewness and kurtosis , respectively . thus each term corresponds directly to an appropriate @xmath8-point correlation function . we mention here some details on the previous approaches relation to ours . it has been known for some time that the standard perturbation theory ( spt ) of cosmological perturbation can be analytically solved in the einstein - de sitter universe in integral forms @xcite . when it is considered up to the third order in spt ( 1-loop level ) , the analytical predictions describe the nonlinearity well at sufficiently high redshifts @xcite . however , the predictions are still insufficient at the observable low redshifts ( @xmath9 0 3 ) , and we need to consider further non - linear effects . furthermore , it is computationally expensive to deal with the higher order corrections in spt . therefore , various modification of spt have been proposed in the past . one of the main approach is the `` renormalized perturbation theory '' ( rpt ; @xcite ) , where the basic equations for fluid describing matter perturbation are rewritten in a convenient compact form in order to use a diagrammatic technique developed in quantum field theory @xcite . further modification have been considered , such as , e.g. , the `` closure theory '' @xcite , the `` time renormalization group '' approach @xcite , and the `` @xmath0-expansion approach '' using multi - point propagators @xcite . many other new methods have also been studied @xcite . on the other hand , there is also an approach to the large - scale structure in the framework of the lagrangian picture , called `` lagrangian resummation theory '' ( lrt ; @xcite ) . it will be shown that our approach is mathematically equivalent to the @xmath0-expansion approach , but it still has the features described above and gives us a very convenient expression for the matter power spectrum described below . in almost all modified perturbation theories , the resummation of nonlinear effects , which means the partial summation of the infinite order in spt , is considered . this implies that any modified perturbative expansion methods should be described in the context of spt . in this paper , we use only spt , and prove again various properties of cosmological perturbations , e.g. , their behavior in the small - scale limit ( high-@xmath1 limit ) proved in the context of rpt @xcite . since low-@xmath1 solutions can be safely computed using spt , the derivation of more precise solutions of cosmological perturbations by interpolating between the 1-loop results and the high-@xmath1 behavior @xcite has been attempted . however , some arbitrariness have remained for this prescription . to resolve this problem , we propose a unique interpolation between the low-@xmath1 solutions and the high-@xmath1 ones by assuming that the higher order solutions in perturbation theory are well approximated by the ones in the high-@xmath1 limit . then , we precisely compute only up to 1-loop level corrections in spt and replace the higher order corrections with the ones calculated in the high-@xmath1 limit . in this way we obtain an approximate full power spectrum , and the power spectrum shows a very good agreement with @xmath2-body results up to rather high-@xmath1 ( about @xmath10 0.20.4 @xmath11mpc@xmath12 ) within 1 % or 2 % accuracy . this paper is organized as follows . in section 2 , we first explain the stochastic properties which should be satisfied by the density and velocity perturbations of dark matter . in section 3 , we briefly review spt , which will be used later . then the wh expansion technique is explained in our context in section 4 . the relationship between spt and the wh expansion method is established there , and we also show the mathematical equivalence between the wh expansion and the @xmath0-expansion . in section 5 , we prove again the high-@xmath1 limit behavior of the cosmological perturbations in the context of spt and propose an approximate full power spectrum , where the lower order corrections are calculated only up to 1-loop levels in spt and the higher order corrections are replaced with the high-@xmath1 solutions . in section 6 , we compare our result with some other analytic predictions and @xmath2-body simulations . we compute the two - point correlation function in section 7 . we summarize our work and discuss future works in section 8 .
we apply the wiener hermite ( wh ) expansion to the non - linear evolution of the large - scale structure , and obtain an approximate expression for the matter power spectrum in the full order of the expansion . this method allows us to expand any random function in terms of an orthonormal basis in the space of random functions in such a way that the first order of the expansion expresses gaussian distribution , and others are the deviation from the gaussianity . while exponential behavior in the high- limit has been proved for the mass density and velocity fluctuations of dark matter in the rpt , we prove the behavior again in the context of the wh expansion using the result of the standard perturbation theory ( spt ) . we propose a new approximate expression for the matter power spectrum which interpolates the low- expression corresponding to the 1-loop level in spt and the high- expression obtained by taking a high- limit of the wh expansion . the proposed power spectrum agrees with the result of-body simulation with accuracy better than or in a range of the baryon acoustic oscillation scales , where the wave number is about = 0.20.4 at .
we apply the wiener hermite ( wh ) expansion to the non - linear evolution of the large - scale structure , and obtain an approximate expression for the matter power spectrum in the full order of the expansion . this method allows us to expand any random function in terms of an orthonormal basis in the space of random functions in such a way that the first order of the expansion expresses gaussian distribution , and others are the deviation from the gaussianity . it is proved that the wh expansion is mathematically equivalent to the-expansion approach in the renormalized perturbation theory ( rpt ) . while exponential behavior in the high- limit has been proved for the mass density and velocity fluctuations of dark matter in the rpt , we prove the behavior again in the context of the wh expansion using the result of the standard perturbation theory ( spt ) . we propose a new approximate expression for the matter power spectrum which interpolates the low- expression corresponding to the 1-loop level in spt and the high- expression obtained by taking a high- limit of the wh expansion . the validity of our prescription is specifically verified by comparing with the 2-loop solutions of spt . the proposed power spectrum agrees with the result of-body simulation with accuracy better than or in a range of the baryon acoustic oscillation scales , where the wave number is about = 0.20.4 at . this accuracy is comparable to or slightly less than the ones in the closure theory , the fractional difference of which from the-body result is within . one merit of our method is that the computational time is very short because only single and double integrals are involved in our solution .
1210.1663
c
we have applied the wh expansion to the evolution equation of dark matter in newtonian gravity . it diagrammatically corresponds to the classification of the power spectrum in which each order includes all of the vertex loop contributions . it is proved that the wh expansion is mathematically equivalent to the @xmath0-expansion approach in the multi - point propagators method . even if wh expansion method is physically and mathematically useful for understanding the non - linearity of the evolution of dark matter , the validity of the finite truncation of the expansion is not clear and the difficulty in the calculation will remain . to resolve these difficulties , we proposed a way to include the effect of all orders by assuming that the high non - linear solutions are well approximated by the ones in the high-@xmath1 limit . namely we calculate only low order terms precisely and replace the high order solutions with the ones in the high-@xmath1 limit . it has been known in rpt that the matter density and velocity fluctuations of dark matter are exponential in the high-@xmath1 limit . we proved again this behavior in the context of spt using the wh expansion by proving that the kernel functions @xmath278 and @xmath279 take the form of eq . ( [ theorem ] ) in the high-@xmath1 limit . using the approximate kernel functions @xmath278 and @xmath279 , we proposed an appropriate interpolation between high-@xmath1 and low-@xmath1 solutions , and the approximate full power spectrum in eq . ( [ result1 ] ) , which approximately include the full order of spt . we compared our results with some other analytic predictions ( e.g. , regularized @xmath0-expansion , lrt , spt , and closure theory ) and @xmath2-body simulation results . since the wh expansion is equivalent to the @xmath0-expansion and the regularized @xmath0-expansion bases on the @xmath0-expansion , we can describe the first order of the wh expansion , @xmath194 , using the regularized @xmath0-expansion in eq . ( [ hreg1 ] ) . one of the difference between our result and the regularized @xmath0-expansion is the manner of interpolating between the high-@xmath1 and low-@xmath1 solutions , but this difference slightly affects the predicted power spectrum . another difference is that we consider the higher order of the wh expansion approximately . as a result , even for the 1-loop level , the predicted power spectrum in eq . ( [ result1 ] ) does not decay due to the exponential factor as shown in fig . [ fig:1loop ] , and results in good agreement with the @xmath2-body simulation on bao scales . the validity of the various modified perturbation theory ( e.g. , lrt , rpt , closure theory , ) predictions is usually verified only by comparing with the @xmath2-body simulations . however , we can also verify our approximation by comparing with the solutions with the spt 2loop level . in fig.[fig:2loop ] , we showed that the fractional difference between the approximate solutions and the precise solutions with the spt 2-loop level is within 1 % on bao scales ( @xmath280 ) for the @xmath212 five year cosmological parameters at @xmath232 . we also compared with the closure theory which is one of the best prediction at a moment , and the accuracy of afwh in eq . ( [ result1 ] ) is comparable to or slightly less than the ones in the closure theory , with the fractional difference within 1% on bao scales . finally , we computed the two - point correlation function for afwh . we can compute the correlation functions because the predicted power spectrum in afwh converges like the one from linear theory . since the contributions on small scales do not affect the values of the correlation function , one may use eq . ( [ wh6th ] ) to compute the correlation function . this solution has the same behavior as eq . ( [ result1 ] ) on bao scales and decay on small scales due to the exponential factor in fig . [ fig : afpt ] . the predicted correlation functions from the afwh agree very well with the @xmath2-body simulation results , and the fractional difference is within @xmath281% . we could use and apply our results to various studies of the nonlinear evolution of dark matter ( e.g. , redshift distortion effect , bias effect , and bispectrum , etc . ) , because our prescription is easy and gives good results that are comparable to closure theory , and furthermore the computational time is very rapid .
it is proved that the wh expansion is mathematically equivalent to the-expansion approach in the renormalized perturbation theory ( rpt ) . the validity of our prescription is specifically verified by comparing with the 2-loop solutions of spt . this accuracy is comparable to or slightly less than the ones in the closure theory , the fractional difference of which from the-body result is within . one merit of our method is that the computational time is very short because only single and double integrals are involved in our solution .
we apply the wiener hermite ( wh ) expansion to the non - linear evolution of the large - scale structure , and obtain an approximate expression for the matter power spectrum in the full order of the expansion . this method allows us to expand any random function in terms of an orthonormal basis in the space of random functions in such a way that the first order of the expansion expresses gaussian distribution , and others are the deviation from the gaussianity . it is proved that the wh expansion is mathematically equivalent to the-expansion approach in the renormalized perturbation theory ( rpt ) . while exponential behavior in the high- limit has been proved for the mass density and velocity fluctuations of dark matter in the rpt , we prove the behavior again in the context of the wh expansion using the result of the standard perturbation theory ( spt ) . we propose a new approximate expression for the matter power spectrum which interpolates the low- expression corresponding to the 1-loop level in spt and the high- expression obtained by taking a high- limit of the wh expansion . the validity of our prescription is specifically verified by comparing with the 2-loop solutions of spt . the proposed power spectrum agrees with the result of-body simulation with accuracy better than or in a range of the baryon acoustic oscillation scales , where the wave number is about = 0.20.4 at . this accuracy is comparable to or slightly less than the ones in the closure theory , the fractional difference of which from the-body result is within . one merit of our method is that the computational time is very short because only single and double integrals are involved in our solution .
astro-ph0601470
i
kim et al . ( 2005 , hereafter paper i ) have calculated theoretical isochrones with extinction for some @xmath4 and @xmath1 band filters using the padova stellar evolutionary models by girardi et al . ( 2002 ) . in paper i , we found that the reddened isochrones of different filter pairs in @xmath4 and @xmath1 bands behave as if they follow different extinction laws , and that care is needed when applying an extinction law obtained with one filter pair to other , similar filter pairs . for example , if the extinction law for the johnson - glass @xmath4 and @xmath1 filters obtained by rieke , rieke , & paul ( 1989 ) is directly applied to the photometry from the _ hubble space telescope _ ( _ hst _ ) nicmos filters ( f160w , f205w , and f222 m ) , estimated extinction values can be in error by up to 0.3 mag for true extinction at @xmath1 of 6 mag or less . to reduce this error , paper i introduced an `` effective extinction slope '' for each filter pair and isochrone model . it was also found that the extinction behavior of isochrones in the color - magnitude diagram ( cmd ) for filter pair f160w f222 m is highly nonlinear ( i.e. , the amount of extinction is not proportional to color excess ) because of a significant width difference in the two filters . these problems are certainly not limited to the isochrones for filter pairs in the @xmath4 and @xmath1 bands . this problem will apply to any situation in which one applies an extinction law deduced from one filter pair to other similar filter pairs . furthermore , the nonlinear behavior of the extinction vector in the cmd will be problematic for filter pairs with significant difference in width . in the present paper , we extend the calculations performed in paper i to the isochrones for filter pairs in the @xmath0 and @xmath1 bands . the filters considered here are the four ground - based filters @xmath0 , @xmath1 ( johnson et al . 1966 ) , @xmath2 ( wainscoat & cowie 1992 ) , and @xmath3 ( @xmath1-short ; developed by m. skrutskie ; see the appendix of persson et al . 1998 ) , and the three nicmos filters f110w , f205w , and f222 m ( transmission functions of these filters are shown in figure [ fig : filter ] ) . out of these seven filters , we consider five filter pairs : @xmath0@xmath1 , @xmath0@xmath2 , @xmath0@xmath3 , f110w f205w , and f110w f222 m . we adopt a vega - based photometric system ( vegamag system ) , which uses vega ( @xmath5 lyr ) as the calibrating star . for photometric zero points of nicmos filters , we adopt @xmath6 values from the nicmos data handbook ( ver . 5.0 ) : 1775 jy for f110w , 703.6 jy for f205w , and 610.4 jy for f222 m . for the spectra of synthetic stellar atmospheres , we adopt kurucz atlas9 no - overshoot models ( kurucz 1993 ) calculated by castelli et al . the metallicities of these models cover the values of [ m / h ] = @xmath7 to @xmath8 . a microturbulent velocity @xmath9 and a mixing length parameter @xmath10 are adopted in the present study . for the temporal evolution of effective temperature and luminosity as functions of stellar mass ( i.e. , stellar evolutionary tracks ) , we adopt the basic set " of the padova models ( girardi et al . we consider isochrones with a metallicity @xmath11 = 0.0001 , 0.001 , 0.019 , and 0.03 . the stellar spectral library and the evolutionary tracks we adopted assume a solar chemical ratios . for more details on the magnitude system , stellar spectral library , and evolutionary tracks that we adopt here , readers are referred to paper i. throughout this paper , we generically refer to the atmospheric wavebands centered near 1.25 , 1.65 , and 2.2 , as the @xmath0 , @xmath4 , and @xmath1 bands , whereas we refer to the johnson - glass filters ( johnson et al . 1966 ; glass 1974 ) as the @xmath0 , @xmath4 , and @xmath1 filters .
we calculate theoretical isochrones in a consistent way for five filter pairs near the and band atmospheric windows ( , , , f110w f205w , and f110w f222 m ) using the padova stellar evolutionary models of girardi et al . as found for the filter pairs composed of & band filters , we find that the reddened isochrones of different filter pairs behave as if they follow different extinction laws , and that the extinction curves of _ hubble space telescope _ nicmos filter pairs in the color - magnitude diagram are considerably nonlinear . because of
we calculate theoretical isochrones in a consistent way for five filter pairs near the and band atmospheric windows ( , , , f110w f205w , and f110w f222 m ) using the padova stellar evolutionary models of girardi et al . we present magnitude transformations between various-band filters as a function of color . isochrones with extinction of up to 6 mag in the band are also presented . as found for the filter pairs composed of & band filters , we find that the reddened isochrones of different filter pairs behave as if they follow different extinction laws , and that the extinction curves of _ hubble space telescope _ nicmos filter pairs in the color - magnitude diagram are considerably nonlinear . because of these problems , extinction values estimated with nicmos filters can be in error by up to 1.3 mag . our calculation suggests that the extinction law implied by the observations of rieke et al for wavelengths between the and bands is better described by a power - law function with an exponent of 1.66 instead of 1.59 , which is commonly used with an assumption that the transmission functions of and filters are dirac delta functions .
cond-mat0103155
i
for more than a decade two - dimensional ( 2d ) fermion systems have been a subject of great interest . one important motivation has been the non - fermi - liquid behavior observed in high-@xmath2 superconductors above @xmath2.@xcite in this context the existence and stability of the fermi liquid ( fl ) in @xmath3 has been extensively investigated within various modern approaches.@xcite it seems fair to say that no compelling theoretical evidence has been found for non - fermi - liquid behavior in systems with short ranged interactions and in the absence of coupling to gauge fields . the fl is stable , provided that standard conditions@xcite are satisfied . given this a natural question arises : suppose 2d fermions are in the fl phase in the sense of the landau s fermi liquid theory ( flt).@xcite we understand `` zero order '' fl quantities as those defined in the limit of zero temperature and zero momentum - energy transfers . then what is the low - energy behavior of such quantities ? in this paper we study the leading temperature corrections to the zero - order behavior of the the components of the landau function and the scattering vertex , the quasiparticle s effective mass , and the uniform response functions ( compressibility , spin susceptibility ) . in renormalization group ( rg ) language we are studying the corrections coming from the leading irrelevant terms.@xcite interest in the issue grown in recent years also because these leading corrections provide the `` bare '' temperature dependence of the parameters in theories describing quantum critical phenomena in metals.@xcite in particular , puzzling data in several materials @xcite led to explanations based on an unusual underlying temperature , momentum or frequency dependence of electronic susceptibilities.@xcite the leading temperature corrections to the parameters of a _ stable _ fl been studied for many years . rather surprisingly , the issue remains a subject of controversy . for example , it was found@xcite that the leading temperature correction to the specific heat coefficient @xmath4 was @xmath5 in d=3 spatial dimensions and @xmath6 in d=2.@xcite . recently these results were also rederived by multidimensional bosonization ( see , e.g. , ref . [ ] ) . whether the spin and charge susceptibilities display similarly anomalous ( i.e. , non-@xmath7 ) temperature dependence is the subject of a lengthy controversy in the literature : see , e.g. , ref . [ ] , discussion and references therein . for a most recent reassesment of such results see ref . [ ] . the prevailing conclusion was that of carneiro and pethick@xcite who found no leading @xmath8 correction to the spin susceptibility of the 3d fl . their analysis implies that terms @xmath9 are absent in 2d . the heuristic argument which runs commonly through the literature to account _ a posteriori _ for the absence of anomalous terms ( in @xmath6 or in @xmath10 ) in response functions is that although these terms are known to occur in the individual self - energy and vertex diagrams , they cancel in final results for symmetry reasons mathematically expressed via ward identities . as we now discuss , this argument is misleading . although exact symmetries of a model ( e.g. , global gauge and/or rotational invariance ) result in relationships between the self - energy and the vertex through the ward identities ( cf . [ wisec ] below ) , these are usually not enough to close the system of equations and demonstrate explicitly the cancellation of the self - energy and vertex corrections . additional symmetries like , e.g. , the chiral symmetry of the 1d tomonaga - luttinger model , are needed in order to do it.@xcite in @xmath11 analogous extra _ asymptotic _ symmetries first noted by haldane@xcite occur in the fermionic wilsonian _ low - energy effective action _ under some model s restrictions . in the recent series of papers by metzner , castellani and di castro ( reviewed in ref . [ ] ) the relationship between the extra asymptotic symmetry of the effective action and the rpa ( flt ) results for the response functions was clearly established . they also clarified a close connection between this approach and multidimensional bosonization.@xcite the additional ward identities are properties of a model in which all processes involving momentum transfers greater than a cutoff @xmath12 are discarded . these restrictions appear naturally in the wilsonian low - energy effective action with the uv cutoff ( [ lamea ] ) obtained from an rg approach such as that of shankar,@xcite in which interacting fermions are treated by progressive elimination of modes towards the fermi surface . only asymptotically ( i.e. , in the limit @xmath13 , @xmath0 ) this forward - scattering action possesses extra symmetries @xmath14 ( and @xmath15 for rotationally invariant case).@xcite ( it is assumed that the initial _ microscopic _ action ( hamiltonian ) has only ordinary @xmath16 [ and @xmath17 symmetry . ) however , these extra identities do not constrain possible @xmath6- or @xmath10- terms in physical quantities , coming from irrelevant terms . even in 1d , e.g. , the @xmath18-breaking marginally irrelevant term coming from backscattering results in @xmath19-leading correction to the uniform spin susceptibility of the luttinger liquid.@xcite in higher dimensions there are always [ even in the limit ( [ lamea ] ) ] special configurations of momenta near the fermi surface which give rise to irrelevant terms in the effective action which strongly interfere with the forward scattering channel@xcite and invalidate asymptotic symmetries . in the framework of the low - energy effective action approach there is also another potential source of temperature corrections , i.e. , the possibility of @xmath6-dependence of the wilsonian action s vertices ( couplings ) developing on the previous stages of modes elimination before one reaches the effective action scale ( [ lamea ] ) . apparently , this question has not been carefully studied . we note that in the most of existing literature studying the leading fl corrections it is assumed that the crucial coupling is between quasiparticles and long - wavelength collective modes , i.e. , only small momentum scales are taken into account . however the possibility of `` @xmath20 singularities '' , i.e. , anomalous temperature terms coming from processes involving large ( @xmath21 ) momentum transfers , has been pointed out by misawa for 3d fl already in early 70s.@xcite apparently due to the lack of experimental evidence of a @xmath8 term in the susceptibility of a generic 3d fl and also because misawa s results rely on the analysis of selected diagrams [ cf . previous paragraph ] , they were widely disregarded in favor of those of carneiro and pethick . in the context of semiconductor physics stern was the first to note@xcite that in a 2d electron gas the electron scattering rate was proportional to @xmath6 due to @xmath20 effects . the consequences of the @xmath20 effects for the leading @xmath6-dependence of 2d fl quantities have not been considered in the literature until recently . the issue of the leading correction to flt has recently been revived by several papers . belitz , kirkpatrick and vojta@xcite presented perturbative calculations , mode - coupling arguments and power counting estimates which showed that the leading @xmath10 dependence of the spin susceptibility ( but not the charge susceptibility ) was @xmath22 in 2d ( @xmath23 in 3d ) . they did not find the analogous @xmath6-correction explicitly , but concluded that one should generally expect a linear @xmath6-term in the 2d fl susceptibility ( @xmath24 in 3d ) . this dependence has important implications for the theory of the quantum critical metallic ferromagnet.@xcite snchal and one of us@xcite predicted the occurence of the linear @xmath6-corrections to the fl vertices from one - loop rg calculations based on a 2d effective action . those rg calculations of the irrelevant corrections rely more on the low - energy effective action s phase space constrains in their way to sort out the effective interactions and the scales involved , rather than on doing it according to the strength of the latter , as a perturbation theory does . that makes desirable to easily obtain a perturbative signal of the rg predictions . also , an analogous rg calculation of other fl quantities was not done . hirashima and takahashi@xcite performed numerical analyses of perturbative expressions which appeared to confirm the prediction of belitz _ et al_@xcite for 2d susceptibility . however due to numerical difficulties in handling divergences in some terms they were unable even to determine the sign of the coefficient in the leading @xmath10-term . also contrary to belitz _ et al _ who focused on the long - wavelength contributions , the authors of ref . [ ] emphasized the crucial role of @xmath20 contributions in their findings . following this misawa conjectured a phenomenological form for the free energy@xcite which results in the linear @xmath6-term in the 2d spin susceptibility and in the coefficient @xmath25 , and agrees well with the numerical calculations in lowest order.@xcite this previous work has left a number of important questions unresolved , including analytic treatment of anomalous terms ( important for verifying cancellations between different contributions ) , the relationship to flt and to ward identities , and the connection to the extensive literature from the 1960 - 70s . to elucidate the issues in the most transparent way , we apply the perturbation theory for 2d contact - interacting spin-@xmath26 fermions , starting from a _ microscopic _ action . although the landau flt is not a perturbative theory , for sufficiently weak interactions ( assuming the interaction being repulsive and we are above the kohn - luttinger temperature ) one should be able to find the parameters of the fl in terms of the coupling series . we present what is apparently the first analytic calculation of the leading @xmath6-dependence of the effective mass , landau parameters and response functions of a 2d electron gas , to second order in the interaction strength , _ including all channels and all momentum processes ( scales)_. we take into account the ward identities explicitly . as we show in this paper , the processes involving large ( @xmath27 ) momentum transfers are crucial to the anomalous temperature dependence of fl quantities . the rest of this paper is organized as follows . section [ model ] defines the model . section [ vertex ] defines the four - point vertex to be calculated and its relationship to the fermi liquid parameters . we also give there the basic equation for that vertex in the one - loop approximation . in section [ scatlan ] we present and discuss our results for the scattering amplitude and the landau function . in section [ wisec ] we give the ward identities which are used for the following calculations . in section [ efmass ] we calculate the effective mass . sections [ compr ] , [ susc ] present the results for the compressibility and the spin susceptibility , respectively . the results are recapitulated in the concluding section [ concl ] . appendices a and b contain detailed presentation of the calculations of the one - loop contributions entering the equation for the vertex . one of the goals of presenting these technicalities was to give the idea of how more involved two- and three - loop calculations of secs . [ efmass]-[susc ] were carried out . some of the results presented here were announced in a previous short communication.@xcite
we calculate using perturbative calculations and ward identities the basic parameters of the fermi liquid : the scattering vertex , the landau interaction function , the effective mass , specific heat , and physical susceptibilities for a model of two - dimensional ( 2d ) fermions with a short ranged interaction at non - zero temperature . the leading temperature dependence of the spin components of the scattering vertex , the landau function , and the spin susceptibility is found to be linear . a connection with previous studies of the 2d fermi - liquid parameters is discussed . = = amssym.def amssym
we calculate using perturbative calculations and ward identities the basic parameters of the fermi liquid : the scattering vertex , the landau interaction function , the effective mass , specific heat , and physical susceptibilities for a model of two - dimensional ( 2d ) fermions with a short ranged interaction at non - zero temperature . the leading temperature dependence of the spin components of the scattering vertex , the landau function , and the spin susceptibility is found to be linear . we find that the standard relationships for a galilean - invariant fermi liquid are violated by finite - temperature terms . the coefficients in the temperature corrections to these relationships involve a subtle interplay between contributions from small and large ( ) momentum processes . a connection with previous studies of the 2d fermi - liquid parameters is discussed . we conclude that the linear leading temperature dependence of the parameters is a generic feature of the 2d fermi liquid . = = amssym.def amssym
cond-mat0103155
i
in this paper we have systematically examined the leading temperature corrections to flt in two spatial dimensions . we find for the model of a 2d electron gas with a contact interaction that to order @xmath277 the leading @xmath6-dependence of the fl parameters in the spin sector is linear in temperature , while for the parameters in the charge sector and for the effective mass a cancellation of the leading @xmath6-corrections occurs , and their expansions start from the terms quadratic in temperature . the particularly interesting result we found is the leading linear temperature dependence of the spin susceptibility @xmath321 according to the perturbative calculations of belitz _ et al_,@xcite the 2d fl susceptibility has a leading linear correction in @xmath322 at @xmath0 with a positive coefficient which is of the second order in interaction , i.e. , their result has a structure of eq . ( [ sus ] ) . this also agrees with the phenomenology of misawa@xcite and the numerical results.@xcite our results reveal the crucial importance of @xmath189 processes contributions into the low - energy parameters . we remind that recovering of the angular dependence of the fl vertices in the whole region where the angle varies , involves taking into account transfers varying from zero to @xmath189 . we have seen it from the direct bubbles evaluation , but the argument is non - perturbative . to appreciate this let us write the antisymmetry condition for the vertex as [ cross ] @xmath323 \mbox{\tiny a } \end{array } $ } \!\ ! \ } } ( { \bf k}_1,{\bf k}_2;{\bf q})= \pm \gamma^{\{\!\ ! \mbox{$ \begin{array}{c } \mbox{\tiny s } \\[-0.2 cm ] \mbox{\tiny a } \end{array } $ } \!\ ! \ } } ( { \bf k}_1,{\bf k}_2;{\bf k}_2-{\bf k}_1-{\bf q } ) \nonumber\end{aligned}\ ] ] so , small- and large - transfer scales are intrinsically related due to the pauli principle , and any calculation of the low - energy corrections should take this into account . eventually the integration over whole range of the transfer values through a given loop results in the temperature corrections not only to the vertex , but to the response functions as well , when that loop is a part of a more complex diagram . the big transfer ( @xmath1 ) contributions essentially gave rise to the spin susceptibility result ( [ sus ] ) in the three - loop approximation . we find that the relationships known from the classical flt derivations at @xmath0 for the parameters of galilean - invariant fl ( e.g , the effective mass , response functions vz components of the landau function ) are violated by finite - temperature terms . the coefficients in the temperature corrections to these relationships subtly involve contrubutions from small and large ( @xmath1 ) momentum processes . concerning the argument for the cancellation of anomalous terms in the response functions due to ward identities : we have calculated the vertices at the one - loop level @xmath324 . through the ward identities the self - energy corrections were taken into account with the same accuracy . there are no more terms of the order @xmath324 to cancel the temperature dependence ( [ sus ] ) . thus , the linear temperature dependence of susceptibility ( or weaker temperature dependence of the compressibility ) does not contradict the _ ward identities known to us , moreover in our results for the response functions both vertex and self - energy corrections are included on the same footing _ by using the ward identities_. for more realistic models of electrons in ( quasi)-2d crystals , i.e. , for various tight - binding spectra and fillings , the free - gas - like square - root @xmath189 singularities ( with @xmath325 depending on a chosen direction in @xmath206-space ) are known to exist in the lindhard functions.@xcite we think this is enough to result in linear @xmath6-terms in physical quantities analogous to what we found in this study . we argue that the cancellation of the @xmath6-terms in some fl parameters is special to second order perturbation theory and the model considered , while the leading linear temperature corrections are a generic feature of the 2d fl . we hope our results may be experimentally tested in real 2d fl systems . for example , a very naive fit of the temperature dependence of the spin susceptibility in @xmath326 system@xcite when it is in the 2d metallic regime ( above 3d crossover temperature ) shows that the data are compatible with the form ( [ sus ] ) . we expect our results stimulate a more detailed examination of the leading temperature dependences of response functions in 2d systems . stimulating conversations with s. lukyanov are gratefully acknowledged . we thank v. oudovenko for his help with the numerical tests of our results . this work is supported by nsf dmr0081075 .
we find that the standard relationships for a galilean - invariant fermi liquid are violated by finite - temperature terms . the coefficients in the temperature corrections to these relationships involve a subtle interplay between contributions from small and large ( ) momentum processes . we conclude that the linear leading temperature dependence of the parameters is a generic feature of the 2d fermi liquid .
we calculate using perturbative calculations and ward identities the basic parameters of the fermi liquid : the scattering vertex , the landau interaction function , the effective mass , specific heat , and physical susceptibilities for a model of two - dimensional ( 2d ) fermions with a short ranged interaction at non - zero temperature . the leading temperature dependence of the spin components of the scattering vertex , the landau function , and the spin susceptibility is found to be linear . we find that the standard relationships for a galilean - invariant fermi liquid are violated by finite - temperature terms . the coefficients in the temperature corrections to these relationships involve a subtle interplay between contributions from small and large ( ) momentum processes . a connection with previous studies of the 2d fermi - liquid parameters is discussed . we conclude that the linear leading temperature dependence of the parameters is a generic feature of the 2d fermi liquid . = = amssym.def amssym
astro-ph0103265
i
some recent inflation models ( e.g. , the hybrid inflationary scenario @xcite ) predict the `` blue '' power - spectrum of primordial density fluctuations . in turn , as is well known , the significant abundance of primordial black holes ( pbhs ) is possible just in the case when the density fluctuations have an @xmath0 spectrum ( @xmath1 is the spectral index of the initial density fluctuations , @xmath0 spectrum is , by definition , the `` blue perturbation spectrum '' ) . particle emission from pbhs due to the evaporation process predicted by hawking @xcite may lead to observable effects . up to now , pbhs have not been detected , so the observations have set limits on the initial pbh abundance or on characteristics of a spectrum of the primordial density fluctuations . in particular , pbh evaporations contribute to the extragalactic neutrino background . the constraints on an intensity of this background ( and , correspondingly , on an pbh abundance ) can be obtained from the existing experiments with atmospheric and solar neutrinos . the obtaining of such constraints is a main task of the present paper . the spectrum and the intensity of the evaporated neutrinos depend heavily on the pbh s mass . therefore , the great attention should be paid to the calculation of the initial mass spectrum of pbhs . we use in this paper the following assumptions leading to a prediction of the pbh s mass spectrum . the formation of pbhs begins only after an inflation phase when the universe returns to the ordinary radiation - dominated era . the reheating process is such that an equation of state of the universe changes almost instantaneously into the radiation type ( e.g. , due to the parametric resonance @xcite ) after the inflation . \2 . it is assumed , in accordance with analytic calculations @xcite that a critical size of the density contrast needed for the pbh formation , @xmath2 , is about @xmath3 . further , it is assumed that all pbhs have mass roughly equal to the horizon mass at a moment of the formation , independently of the perturbation size . summation over all epochs of the pbh formation can be done using the press - schechter formalism @xcite . this formalism is widely used in the standard hierarchial model of the structure formation for calculations of the mass distribution functions ( see , e.g. , @xcite ) . it was shown recently that near the threshold of a black hole formation the gravitational collapse behaves as a critical phenomenon @xcite . in this case the initial mass function will be quite different from that which follows from the standard calculations of refs . @xcite.the first calculations of the pbh initial mass function ( e.g. , in ref.@xcite ) have been done under the assumption that all pbhs form at the same horizon mass ( by other words , that all pbhs form at the smallest horizon scale immediately after reheating ) . the initial pbh mass spectrum for the case of the critical collapse , based on the press - schechter formalism , was obtained in the recent work @xcite . the calculations in the present paper are based on the standard @xcite picture of the gravitational collapse leading to a pbh formation . the case of the critical collapse will be considered in a separate work . the plan of the paper is as follows . in sec.[sec : pbhsp ] we give , for completeness , the brief derivation of a general formula for the initial pbh mass spectrum . the final expression is presented in a form , which is valid for an arbitrary relation between three physical values : the initial pbh mass , the fluctuation mass ( i.e. , the mass of the perturbed region ) at a moment of the collapse , and the density contrast in the perturbed region ( also at a moment of the collapse ) . this expression contains the corresponding results obtained in refs . @xcite as particular cases . as in refs . @xcite , the derivation is based on the linear perturbation theory and on the assumption that a power spectrum of the primordial fluctuations can be described by a power law . in sec.[sec : neutbackgr ] we derive the approximate formula for a calculation of the extragalactic neutrino background from pbh evaporations . we do not use cosmological models of the inflation and of the spectrum of primordial fluctuations , so there are two free parameters : the reheating temperature and the spectral index . at the end of the section , some examples of instantaneous neutrino spectra from the evaporation of an individual black hole are presented . in sec.[sec : normalization ] we perform the normalization of the primordial power spectrum of density perturbations by cobe data on the angular power spectrum of cmb temperature fluctuations . we consider the case of flat cosmological models with nonzero cosmological constant . we show , that the result of this normalization rather weakly depends on the matter content of the present universe , @xmath4 . in sec.[sec : spectra ] we present the results of numerical calculations of the neutrino background spectra from pbh evaporations , with taking into account the effects of neutrino absorption in the space . for background neutrino energies @xmath5 we studied relative contributions to the background intensity of different cosmological redshifts ( and it is shown that at high reheating temperatures the characteristic values of the redshifts are very large ) . in sec.[sec : constr ] we consider the possibilities of constraining the spectral index , using experiments with neutrinos of natural origin . in sec.[sec : res ] the spectral index constraints , followed from our calculations and from available data of the neutrino experiments , are given .
it was assumed that pbhs are formed by a blue power - law spectrum of primordial density fluctuations . in the calculations of neutrino spectra the spectral index of density fluctuations and the reheating temperature were used as free parameters . the absorption of neutrinos during propagation in the space was taken into account .
we calculated the energy spectra and the fluxes of electron neutrinos in extragalactic space emitted in the process of the evaporation of primordial black holes ( pbhs ) in the early universe . it was assumed that pbhs are formed by a blue power - law spectrum of primordial density fluctuations . in the calculations of neutrino spectra the spectral index of density fluctuations and the reheating temperature were used as free parameters . the absorption of neutrinos during propagation in the space was taken into account . we obtained the bounds on the spectral index assuming validity of the standard picture of gravitational collapse and using the available data of several experiments with atmospheric and solar neutrinos . the comparison of our results with the previous constraints ( which had been obtained using diffuse photon background data ) shows that such bounds are quite sensitive to an assumed form of the initial pbh mass function .
astro-ph0103265
i
the starting formula for a calculation of the cosmological background from pbh evaporations is @xcite @xmath45 here , @xmath46 is the comoving number density of the sources ( in our case the source is an evaporating pbh of the definite mass @xmath47 ) , @xmath48 is the scale factor at present time , @xmath49 , @xmath50 is a differential energy spectrum of the source radiation . @xmath51 is a comoving volume of the space filled by sources , therefore @xmath52 here , @xmath53 is the curvature coefficient , and @xmath54 is the radial comoving coordinate . using the change of the variable , @xmath55 the comoving number density can be expressed via the initial density @xmath56 , @xmath57 substituting eqs . ( [ 32 ] ) - ( [ 34 ] ) in eq . ( [ 31 ] ) one obtains @xmath58 in our concrete case the source of the radiation is a hawking evaporation : @xmath59 here , @xmath60 is the pbh mass spectrum at any moment of time , @xmath61 is the hawking function @xcite , @xmath62 here , @xmath63 is the energy of an evaporated particle ( it lies in the interval [ @xmath64,@xmath65 for massless particles ) , @xmath66 is the coefficient of the absorption by a black hole of a mass @xmath47 , for an particle having spin s and energy @xmath63 . in our calculations ( we considered only the simplest case of a nonrotating uncharged hole ) we used the approximation when @xmath67 depends only on @xmath68 ( as is the case for massless particles ) , i.e. we ignore the decrease of @xmath67 at nonrelativistic energies of evaporated particles . but , working in this massless limit , we nevertheless used in a low @xmath68 region the exact forms of @xmath67 , which are obtained numerically ( concretely , we used the plots for absorption cross section , @xmath69 , as a function of @xmath68 , for @xmath70 and @xmath71 , from the fig.1 of work @xcite ) , rather than the low - energy limits obtained analytically in works @xcite . the initial spectrum of pbhs is given by eq . ( [ 220 ] ) . the minimum value of pbh mass in the specrtum can be obtained from the following considerations . it is known @xcite that the condition of a recollapse of the perturbed region is the following : radius of a maximum expansion of this region , @xmath72 , must obey the inequality @xmath73 here , @xmath74 is the horizon radius at @xmath75 , the moment of time , when the radius of the perturbation region is equal to maximum one . it is known also @xcite that @xmath75 and @xmath76 , the initial moment of time , are connected by the relation @xmath77 where @xmath78 is the initial density contrast for which there is the condition following from eq.([c1 ] ) : @xmath79 using eq.([c1 ] ) and the formula for horizon mass at @xmath76 , @xmath80 one obtains the connection between @xmath21 and @xmath75 : @xmath81 the use of eqs.([c2],[c3 ] ) in eq.([c5 ] ) leads to the relation @xcite @xmath82 from eq.([c5a ] ) one follows that the minimum value of a pbh mass in the pbh mass spectrum is given by the simple formula @xmath83 strictly speaking , the minimum value of @xmath84 is equal to @xmath85 ( corresponding to @xmath86 ) . therefore , the absolute minimum value of pbh mass , following from eq.([c5 ] ) , is equal to @xmath87 . however , the use of such a value as a border value of the pbh mass spectrum is clearly inconsistent . it contradicts with the relation ( [ c5a ] ) and , in general , with the fact that , due to the exponential damping @xcite , the bulk of the pbh intensity is determined just by the minimum value of @xmath78 ( given by eq.([c3 ] ) ) . to take into account the existence of the minimum we must add to the initial spectrum expression the step factor @xmath88 . the connection of the initial mass value @xmath21 and the value at any moment @xmath89 is determined by the solution of the equation @xcite @xmath90 the function @xmath91 accounts for the degrees of freedom of evaporated particles and determines the lifetime of a black hole . in the approximation @xmath92 the solution of eq.([38 ] ) is @xmath93 this decrease of pbh mass leads to the corresponding evolution of a form of the pbh mass spectrum . at any moment one has @xmath94dm.\ ] ] substituting eqs . ( [ 37 ] ) , ( [ 311 ] ) in the integral in eq.([36 ] ) , we obtain the final expression for the spectrum of the background radiation : @xmath95\times\nonumber\\ \\ \theta\left[(m-\left((\gamma^{1/2}m_i)^3 - 3\alpha t\right)^{1/3}\right ] g_{\nu } f_h(e(1+z),m)\;\;\;.\nonumber\end{aligned}\ ] ] here , @xmath96 is a number of degrees of freedom . in the following we will interest in ( @xmath97 ) - spectrum , so @xmath98 . one should note that the corresponding expressions for the spectrum in refs . @xcite contain the factor @xmath99 instead of the correct factor @xmath100 . it leads to a strong overestimation of large @xmath101 contributions in @xmath102 ( see below , fig.[fig : fig3 ] ) . it is convenient to use in eq.([28 ] ) the variable @xmath101 instead of @xmath89 . in the case of flat models with nonzero cosmological constant one has @xmath103 @xmath104 the factor @xmath105 can be expressed through the value of @xmath106 , the moment of matter - radiation density equality : @xmath107 the constant @xmath108 , entering the eqs.([saw],[sdw ] ) is connected with @xmath109 by definition : @xmath110 throughout the paper we suppose that @xmath111 . one can see from eqs.([sdw],[sfe ] ) that the factor @xmath112 does not depend on @xmath109 and @xmath113 , as it must be . integrating over pbh s mass in eq.([28 ] ) , one obtains finally , after the change of the variable @xmath89 on @xmath101 , the integral over @xmath101 : @xmath114 in analogous calculations of the photon diffuse background integral over @xmath101 in the expression for @xmath102 is cut off at @xmath115 because for larger @xmath101 the photon optical depth will be larger than unity @xcite . in contrast with this , interactions of neutrinos with the matter can be neglected up to very high values of @xmath101 . therefore the neutrino diffuse background from pbh evaporations is much more abundant . the neutrino absorption effects are estimated below , in sec.[sec : constr ] . the evaporation process of a black hole with not too small initial mass is almost an explosion . so , for a calculation of spectra of evaporated particles with acceptable accuracy it is enough to know the value of @xmath116 for an initial value of the pbh mass only . taking this into account and having in mind the steepness of the pbh mass spectrum , we use the approximation @xmath117 and just this value of @xmath118 is meant in the expressions ( [ 310])-([28 ] ) . the very detailed calculation of the function @xmath91 was carried out in the works @xcite . here we use the simplified approach in which @xmath91 is represented by the dependence @xmath119 .coefficients @xmath120 and @xmath121 in eq.([36a ] ) [ tab : t1 ] [ cols="<,<,<,<,<,<,<,<,<,<,<",options="header " , ] here , @xmath122 is the step function . coefficient @xmath123 gives the summary contribution of @xmath124 , @xmath125 , @xmath126 and @xmath127 and is equal to @xmath128 @xcite . all other coefficients are collected in the table [ tab : t1 ] . the coefficients @xmath121 determine the value of the pbh mass beginning from which particles of @xmath129-type can be evaporated . this value , @xmath130 , is obtained from the relations @xmath131 @xmath132 so , @xmath133 writing eqs.([arr],[arr1 ] ) we took into account that the evaporation of massive particles becomes essential once the peak value in the energy distribution exceeds the particle rest mass . the peak value depends on the particle spin ( see , e.g. , @xcite ) : @xmath134 the values of masses of ( u , d , s , c , b , g,@xmath135)-particles used in our calculations of @xmath121 are the same as in work @xcite , top quark mass was taken equal to @xmath136 . the resulting function @xmath91 is shown on fig.[fig : fig1 ] . for comparison , the corresponding dependence from the work @xcite ( drawn using the eq.7 of @xcite ) is also shown . according to eq.([c6 ] ) the minimum value of pbh mass in the mass spectrum is about the horizon mass @xmath24 . in turn , the value of @xmath24 is connected with @xmath76 , the moment of time just after reheating , from which the `` normal '' radiation era and the process of pbhs formation start , @xmath137 the corresponding reheating temperature is given , approximately , by the relation ( see eq.([l1 ] ) ) @xmath138 if @xmath139 values lie in the interval @xmath140 ( just for this interval we obtain the spectral index constraints in the present paper ) , the corresponding @xmath24 values lie in the mass interval @xmath141 . so , as one can see , we really need for our aims the all information about @xmath116-parameter , that contains in fig.[fig : fig1 ] , including the highest values of @xmath116 at @xmath142 . the formula ( [ 28 ] ) , as it stands , takes into account the contribution to the neutrino background solely from a direct process of the neutrino evaporation . if we suppose that particles evaporated by a black hole propagate freely , the calculation of other contributions to the neutrino background can be performed using our knowledge of particle physics @xcite . on fig.[fig : fig2 ] the typical result of our calculation of instantaneous neutrino spectra from evaporating black hole is shown . the spectrum of the straightforward ( direct ) @xmath143 - emission is given by the hawking function @xmath144 , eq.([37 ] ) . the @xmath145 spectrum arising from decays of @xmath146 evaporated directly is calculated by the formula @xmath147 where @xmath148 is the neutrino spectrum in a @xmath149 - decay , @xmath150 . to evaluate the electron neutrino spectrum resulted from fragmentations of evaporated quarks , we used the simplest chain @xmath151 and the formula @xmath152 here , @xmath153 for a summary contribution from @xmath154 - quarks , @xmath155 is the @xmath156 fragmentation function , for which the simple parametrization was taken : @xmath157 and @xmath158 is the @xmath149 - spectrum in a decay @xmath159 . analogous formulas are used for calculations of the neutrino spectrum from other channels of the neutrino production , for instance from decays of evaporated @xmath160-bosons ( @xmath161 @xmath162 ) . the formula ( [ sqw ] ) for the fragmentation function was suggested in the paper @xcite . it leads to a simple multiplicity growth law of @xmath163 ( such a law follows from a naive statistical model of an jet fragmentation ) . it had been shown in ref . @xcite that eq.([sqw ] ) fits rather well the petra data and can be used instead of the more ingenious formula based on the leading logarithm approximation of qcd . in turn , it was shown recently @xcite using the programme herwig @xcite that the parametrizations of ref . @xcite , being rather good at low @xmath164 , lead to an significant overestimation of the yield of large @xmath164 final states . this fact as well as the simplicity of eq.([sqw ] ) were decisive for our choice of the fragmentation function because , as we will show , we need just the upper estimate of the yield of quark fragmentations . in all calculations in the present paper we neglected the contribution to neutrino fluxes from neutron decays in the jets . these decays give the distinct bumps in instantaneous @xmath165-spectra at @xmath166 @xcite . in general , neutrinos of such low energies have too small cross sections for neutrino - nucleus and neutrino - nucleon interactions ( see sec.[sec : constr ] ) and are inessential for our main aim : the constraining of the spectral index ( neutrinos with energies @xmath167 are mainly responsible for this ) . besides , we will see at sec.[sec : spectra ] that at large values of one of the parameters of our approach ( reheating temperature @xmath168 ) these neutrinos are not noticeable in the summary neutrino background even at @xmath166 because of strong redshift effects . in order to check the accuracy of our calculations of instantaneous neutrino spectra we calculated for one value of a black hole temperature the summary neutrino spectrum ( excluding secondary @xmath169 only ) . the result is shown on fig.[fig : fig11 ] together with the corresponding curve from ref.@xcite . one can see from this figure that in the practically interesting region of neutrino energies ( @xmath170 ) our result differs from the monte - carlo result of ref.@xcite not more than on a factor of 2 . the relative contribution of different channels to the total @xmath171 spectrum strongly depends on the black hole temperature . one can see from fig.2 , that at high temperature decays of massive particles evaporated by the black hole become rather important at high energy tail of the spectrum ( if the corresponding branching ratios are not too small ) . the total instantaneous neutrino spectrum from a black hole evaporation is given by the sum @xmath172 and the total background neutrino spectrum is given by the same eq.([28 ] ) , except the change @xmath173 .
we calculated the energy spectra and the fluxes of electron neutrinos in extragalactic space emitted in the process of the evaporation of primordial black holes ( pbhs ) in the early universe . the comparison of our results with the previous constraints ( which had been obtained using diffuse photon background data ) shows that such bounds are quite sensitive to an assumed form of the initial pbh mass function .
we calculated the energy spectra and the fluxes of electron neutrinos in extragalactic space emitted in the process of the evaporation of primordial black holes ( pbhs ) in the early universe . it was assumed that pbhs are formed by a blue power - law spectrum of primordial density fluctuations . in the calculations of neutrino spectra the spectral index of density fluctuations and the reheating temperature were used as free parameters . the absorption of neutrinos during propagation in the space was taken into account . we obtained the bounds on the spectral index assuming validity of the standard picture of gravitational collapse and using the available data of several experiments with atmospheric and solar neutrinos . the comparison of our results with the previous constraints ( which had been obtained using diffuse photon background data ) shows that such bounds are quite sensitive to an assumed form of the initial pbh mass function .
1307.3837
i
the problem of analyzing the response of a nonlinear lattice to a localized disturbance arises in many applications , such as the study of stress waves in granular media after an impact @xcite , the excitation of nonlinear oscillations in crystals by atom bombardment @xcite , or the response of nonlinear transmission lines to a voltage pulse @xcite . several important dynamical phenomena can be captured by the fermi - pasta - ulam ( fpu ) model @xcite consisting of a chain of particles coupled by a pairwise interaction potential @xmath3 . the dynamical equations for a spatially homogeneous fpu chain read @xmath4 where @xmath5 is the displacement of the @xmath6th particle from a reference position . system ( [ nc ] ) can be rewritten in terms of the relative displacements @xmath7 and particle velocities @xmath8 as follows @xmath9 the dynamical evolution of localized solutions of ( [ ncrelham ] ) is strongly influenced by the properties of the interaction potential @xmath3 . in its most general form , the interaction potential satisfies @xmath10 where @xmath0 and @xmath11 . in the work @xcite , the dispersive stability of the zero equilibrium state is proved for @xmath12 and @xmath13 , i.e. for sufficiently weak nonlinearities near the origin . more precisely , the amplitude ( i.e. supremum norm ) of the solution of the fpu lattice ( [ ncrelham ] ) goes to @xmath14 when @xmath15 for all initial conditions sufficiently small in @xmath16 , where @xmath16 denotes the classical banach space of bi - infinite summable sequences . in contrast , in many situations nonlinear effects are strong enough to compensate dispersion , yielding the existence of coherent localized solutions of the fpu lattice ( [ ncrelham ] ) such as solitary waves propagating at constant speed , or time - periodic breathers ( see e.g. @xcite for a review ) . the first existence result for solitary waves in a general class of fpu lattices was obtained by friesecke and wattis @xcite , when @xmath3 has a local minimum ( not necessarily strict ) at the origin and is superquadratic at one side ( see also @xcite and references therein ) . in addition , the existence of solitary waves near the so - called long wave limit was established in @xcite for smooth ( @xmath17 ) potentials @xmath3 . more precisely , for @xmath18 and @xmath19 ( i.e. @xmath20 in ( [ potential - v ] ) ) , there exists a family of small amplitude solitary waves parameterized by their velocity @xmath21 , where @xmath22 defines the sound velocity " of linear waves . these solutions take the form @xmath23 where @xmath24 and @xmath25 . in particular , these solitary waves decay exponentially in space and broaden in the limit of vanishing amplitude . equivalently , one has @xmath26 where @xmath27 , @xmath28 , and @xmath29 is a solitary wave solution of the korteweg de vries ( kdv ) equation @xmath30 more generally , the solutions @xmath31 \rightarrow \mathbb{r}$ ] of the kdv equation ( [ kdv ] ) yield solutions of the fpu system of the form ( [ approxkdv ] ) , valid on a time scale of order @xmath32 @xcite . in addition , the nonlinear stability of small amplitude fpu solitary waves was proved in @xcite , as well as the existence and stability of asymptotic @xmath33-soliton solutions @xcite . these results allow to describe in particular the propagation of compression solitary waves in homogeneous granular chains under precompression @xcite . another interesting case corresponds to fully - nonlinear interaction potentials , where @xmath34 ( which corresponds to a vanishing sound velocity , that is , @xmath35 ) and @xmath3 has a local minimum at the origin . a classical example is given by the hertzian potential @xmath36 with @xmath0 , where we denote by @xmath37 the heaviside step function . this potential describes the contact force between two initially tangent elastic bodies ( in the absence of precompression ) after a small relative displacement @xmath38 @xcite . the most classical case is obtained for @xmath39 and corresponds to contact between spheres , or more generally two smooth non - conforming surfaces . more recently , granular chains involving different orders of nonlinearity have attracted much attention , see @xcite and references therein . in particular , experimental and numerical studies on solitary wave propagation have been performed with chains of hollow spherical particles of different width @xcite and chains of cylinders @xcite , leading to different values @xmath1 in the range @xmath40 ( see also @xcite for other systems with @xmath1 close to unity ) . the propagation of stationary compression pulses in the fpu lattice ( [ nc ] ) with potential ( [ vhertz ] ) for @xmath39 was first analyzed by nesterenko @xcite . these results rely on a formal continuum limit and provide approximate solitary wave solutions with compact support . an alternate continuum limit problem has been introduced in @xcite for arbitrary values of @xmath0 , leading to different ( compactly supported ) approximations of solitary waves . the existence of exact solitary wave solutions of the fpu lattice ( [ nc ] ) with potential ( [ vhertz ] ) follows from the general result of friesecke and wattis @xcite mentioned previously ( see also @xcite ) . the width of these solitary waves is independent of their amplitude due to the homogeneous nonlinearity of the hertzian potential . in addition , the fully - nonlinear character of the hertzian potential induces a doubly - exponential spatial decay of solitary waves @xcite . while the above analytical results provide useful informations on strongly localized solitary waves , they are not entirely satisfactory for several reasons . first of all , the existence result of @xcite does not provide an approximation of the solitary wave profile , and the approximations available in the literature @xcite rely on a long wave " assumption that is not justified ( for example , the solitary waves considered in @xcite are approximately localized on five particles ) . in addition , the dynamical properties of solitary waves in fully - nonlinear fpu lattices are not yet understood . indeed , no mathematical results are available concerning their stability , the way they are affected by lattice inhomogeneities , or the existence of @xmath33-soliton solutions . another interesting problem is to characterize the excitation of one or several solitary waves from a localized initial perturbation @xcite . for @xmath41 and small amplitude long waves , this problem can be partially analyzed in the framework of kdv approximation by using the inverse scattering transform methods @xcite , but such reduction is presently unavailable for fully - nonlinear fpu lattices . these questions are important for the analysis of impact propagation in granular media , and more generally for the design of multiple impact laws in multibody mechanical systems @xcite . in this paper , we attack the problem by considering a suitable long wave limit of fully - nonlinear fpu lattices . we consider the fpu lattice ( [ nc ] ) with the homogeneous fully - nonlinear interaction potential @xmath42 with @xmath0 . obviously , all solutions @xmath43 of the fpu lattice ( [ nc ] ) with the potential ( [ vhom ] ) are also solutions of the hertzian fpu lattice ( [ nc ] ) and ( [ vhertz ] ) . the problem can be rewritten in terms of the relative displacements in the following way @xmath44 where we denote @xmath45 and @xmath46 is the discrete laplacian . for approximating the temporal dynamics of ( [ ncrel ] ) in a continuum limit , fully - nonlinear versions of the boussinesq equation considered in @xcite possess serious drawbacks , since they may lead to blow - up phenomena in analogy with the classical bad " boussinesq equation @xcite . in section [ bouss ] , we numerically show that these models introduce artificial dynamical instabilities with arbitrarily large growth rates , which suggests ill - posedness of these equations @xcite . instead of using a boussinesq - type model , we then formally derive a logarithmic kdv ( log - kdv ) equation as a modulation equation for long waves in fully - nonlinear fpu lattices , obtained in the limit @xmath2 ( section [ deriv ] ) . the log - kdv equation takes the form @xmath47 and provides approximate solutions @xmath48 of the original fpu lattice ( [ ncrel ] ) for @xmath49 , @xmath50 , and @xmath51 . the log - kdv equation ( [ kdv-1 ] ) admits gaussian solitary wave solutions ( section [ trav ] ) , which have been previously identified as solutions of the stationary logarithmic nonlinear schrdinger equation ( log - nls ) in the context of nonlinear wave mechanics @xcite . closer to our case , gaussian homoclinic solutions have been also found to approximate the envelope of stationary breather solutions in newton s cradle ( i.e. system ( [ nc ] ) and ( [ vhertz ] ) with an additional on - site potential ) in the limit @xmath2 @xcite . in section [ trav ] , we numerically check that solitary wave solutions of the hertzian fpu lattice with velocity @xmath52 converge towards gaussian approximations when @xmath53 is fixed and @xmath2 . these solitary waves have velocities close to unity , which corresponds to the value of sound velocity in the linear chain with @xmath54 . in addition , we check that the fpu solitary waves are well approximated by the compacton solutions derived in @xcite when @xmath55 $ ] . to go beyond the stationary regime , we check numerically that the gaussian approximation captures the asymptotic shape of a stable pulse forming after a localized velocity perturbation in the hertzian fpu lattice ( [ nc])-([vhertz ] ) with @xmath56 ( section [ gauss ] ) . consistently with the above dynamical simulations , we prove in section [ lstab ] the linear orbital stability of gaussian solitary waves for the log - kdv equation . our analysis makes use of a suitable convex conserved lyapunov function , but negative index techniques developed in recent works @xcite for kdv - type equations would also apply . the link between gaussian solitary waves and compactons is made explicit is section [ comprev ] , where we check the pointwise convergence of the compacton solutions of @xcite towards gaussian profiles when @xmath2 . in addition , following the methodology developed in section [ deriv ] , we derive from the fully - nonlinear fpu lattice a generalized kdv equation with hlder - continuous nonlinearity ( h - kdv ) : @xmath57 when @xmath2 , the h - kdv equation ( [ kdv-2 ] ) is consistent with the fpu lattice in the sense that each solution to this equation almost " satisfies ( [ ncrel ] ) up to a small residual error . equation ( [ kdv-2 ] ) admits explicit compacton solutions whose form is close to the compactons obtained in @xcite with the use of a boussinesq type model . when @xmath2 , these solutions converge towards the gaussian solitary waves studied in section [ trav ] , and thus they provide an ( asymptotically exact ) approximation of fpu solitary waves with near - sonic speed . this result sheds a new light on the compacton approximations for fpu solitary waves heuristically derived in the literature @xcite . another interest of the h - kdv equation lies in the ( non - differentiable ) hlder - continuous nonlinearity @xmath58 which allows for the existence of compactons . this type of degeneracy is quite different from the classical feature of compacton equations which incorporate degenerate nonlinear dispersion @xcite . we finish this paper with a summary of our results and a discussion of several open questions concerning the qualitative dynamics of the log - kdv and h - kdv equations and their connections with fully - nonlinear fpu chains ( section [ alt ] ) .
we consider a class of fully - nonlinear fermi - pasta - ulam ( fpu ) lattices , consisting of a chain of particles coupled by fractional power nonlinearities of order . this class of systems incorporates a classical hertzian model describing acoustic wave propagation in chains of touching beads in the absence of precompression . the second model consists of a generalized kdv equation with hlder - continuous fractional power nonlinearity and admits compacton solutions , i.e. solitary waves with compact support . when , we numerically establish the asymptotically gaussian shape of exact fpu solitary waves with near - sonic speed , and analytically check the pointwise convergence of compactons towards the limiting gaussian profile .
we consider a class of fully - nonlinear fermi - pasta - ulam ( fpu ) lattices , consisting of a chain of particles coupled by fractional power nonlinearities of order . this class of systems incorporates a classical hertzian model describing acoustic wave propagation in chains of touching beads in the absence of precompression . we analyze the propagation of localized waves when is close to unity . solutions varying slowly in space and time are searched with an appropriate scaling , and two asymptotic models of the chain of particles are derived consistently . the first one is a logarithmic kdv equation , and possesses linearly orbitally stable gaussian solitary wave solutions . the second model consists of a generalized kdv equation with hlder - continuous fractional power nonlinearity and admits compacton solutions , i.e. solitary waves with compact support . when , we numerically establish the asymptotically gaussian shape of exact fpu solitary waves with near - sonic speed , and analytically check the pointwise convergence of compactons towards the limiting gaussian profile .
1510.01395
i
let @xmath1 be a @xmath11-dimensional compact oriented manifold , and @xmath13 be a vector field on @xmath1 . the classical hopf - poincar theorem affirms that the sum of indices of zeros of @xmath13 is equal to the euler characteristic of @xmath1 : @xmath14 where @xmath15 is the set of zeros of @xmath13 and @xmath16 is the index of @xmath13 at @xmath17 ( see for example @xcite ) . if , in addition , the manifold @xmath1 is endowed by a riemannian metric @xmath18 , then the gauss - bonnet theorem says that the euler characteristic is expressed in terms of the curvature @xmath19 of this metric : @xmath20 where @xmath21 is the area form of @xmath18 . therefore , we have that @xmath22 then this formula can be generalized for sections of a unit sphere subbundle of the tangent bundle of a riemannian manifold , thus we arrive at the euler class ( see , e. g. @xcite , appendix 20 : gauss - bonnet theorem ) and it also can be generalized to arbitrary sphere bundles @xcite . in this paper we find a generalization of this formula to arbitrary locally trivial bundles with compact fibers over two - dimensional closed manifolds . namely , we consider a locally trivial fiber bundle @xmath0 over a compact oriented two - dimensional manifold @xmath1 , and a section @xmath2 of this bundle defined over @xmath3 , where @xmath4 is a discrete subset of @xmath1 . we call the set @xmath4 the _ set of singularities of the section _ @xmath5 . we assume that the behavior of the section @xmath2 at the singularities is controlled in the following way : @xmath6 coincides with the interior part of a surface @xmath7 with boundary @xmath8 , and @xmath8 is @xmath9 ( see details in subsection [ subsec:2_1 ] ) . it is worth noting that this idea was used by s .- s.chern in @xcite . for such sections @xmath2 we define an index of @xmath2 at a point of @xmath4 , which generalizes in the natural way the index of zero of a vector field ( subsection [ subsec:2_2 ] ) , and then prove that the sum of these indices at the points of @xmath4 can be expressed as integral over @xmath10 of a @xmath11-form constructed via a connection in @xmath12 . thus in theorem [ thm:2 ] we obtain a generalization of the formula . in section [ sec:4 ] we show that the classical fact that the index of a vector field on a closed two - dimensional riemann manifold is the integral of the curvature of the levi - civita connection can be obtained from our generalized version . also in this section we consider the projective bundles and projective connections and find a relation between the index of a section of a projective bundle and the curvature of a projective connection in this bundle . in section [ sec:5 ] our results are applied to the theory of @xmath23-structures with singularities . if @xmath24 is a @xmath25-principal bundle , which is reduced to a @xmath23-principal bundle over @xmath3 , where @xmath4 is a submanifold of @xmath1 , we say that @xmath26 is a @xmath23-principal bundle with singular set @xmath4 . if the @xmath25-principal bundle @xmath26 is a subbundle of the linear frame bundle @xmath27 of a manifold @xmath1 , we say that @xmath26 is a @xmath23-structure with singularities . almost all singularities which appear in classical differential geometry define @xmath23-structures with singularities . some examples are : a vector field on a riemannian @xmath28-dimensional manifold defines @xmath29-structure with singularities , a metric on an @xmath28-dimensional manifold @xmath1 which degenerates along a submanifold , determines a @xmath30-structure with singularities on @xmath1 ( examples of such metrics were considered for example in @xcite ) , @xmath31-webs with singularities on a two - dimensional manifolds , which in particular appear in considerations of algebraic ordinary differential equations on manifolds ( see , e.g. , @xcite ) define a @xmath23-structure with singularities , where @xmath32 is the lie subgroup of diagonal matrices @xcite , also sub - riemannian manifolds with singularities determine the corresponding @xmath23-structure with singularities @xcite . a @xmath23-principal bundle @xmath26 with singularities determines a section @xmath33 , which is a section with singularities of the bundle @xmath34 . for the case @xmath35 , we apply the results obtained in section [ sec:2 ] to this situation and obtain the relation between the index of this section and the connection in the bundle @xmath24 ( see section [ sec:5 ] for details ) .
we consider a locally trivial fiber bundle over a compact oriented two - dimensional manifold , and a section of this bundle defined over , where is a discrete subset of . we call the set the _ set of singularities of the section _ . we assume that the behavior of the section at the singularities is controlled in the following way : coincides with the interior part of a surface with boundary , and is . for such sections we define an index of at a point of , which generalizes in the natural way the index of zero of a vector field , and then prove that the sum of this indices at the points of can be expressed as integral over of a-form constructed via a connection in .
we consider a locally trivial fiber bundle over a compact oriented two - dimensional manifold , and a section of this bundle defined over , where is a discrete subset of . we call the set the _ set of singularities of the section _ . we assume that the behavior of the section at the singularities is controlled in the following way : coincides with the interior part of a surface with boundary , and is . for such sections we define an index of at a point of , which generalizes in the natural way the index of zero of a vector field , and then prove that the sum of this indices at the points of can be expressed as integral over of a-form constructed via a connection in . then we show that the classical hopf - poincar - gauss - bonnet formula is a partial case of our result , and consider some other applications .
astro-ph0303097
i
galaxy clusters contain a large amount of hot diffuse gas radiating prolifically in thermal x - rays . in the absence of heat sources , the radiative cooling due to this emission should induce a subsonic inflow of gas in the central regions , leading to substantial condensation of cold gas in rich clusters ( e.g. , @xcite and references therein ) . however , recent high - resolution x - ray data from _ xmm - newton _ and _ chandra _ reveal no evidence for such cooling flows , nor any significant evidence for mass dropout . in particular , there is no evidence for gas at temperatures below about a third of the average temperature @xcite , suggesting that there must be some heat source ( or sources ) that prevents the gas from cooling below this limit . candidate heating mechanisms include radiative and mechanical power from active galactic nuclei ( agn ) @xcite , thermal conduction from the hotter outer regions of the cluster to the center ( * ? ? ? * ; * ? ? ? * ; * ? ? ? * ; * ? ? ? * hereafter zn03 ) , or perhaps both ( e.g. , zn03 , @xcite ) . the effects of conduction in clusters have been widely discussed by many authors ( e.g. , @xcite ; see @xcite and references therein ) . it was shown that thermal conduction , when unimpeded , can significantly reduce inferred mass deposition rates in cooling flow clusters @xcite , although such systems may end up being almost isothermal @xcite . nevertheless , thermal conduction was considered to be unimportant in galaxy clusters as it was believed that , in the presence of magnetic fields , the cross - field diffusion coefficient would be negligibly small . since magnetic fields are ubiquitous in clusters ( e.g. , @xcite ) , it appeared that the effective isotropic conduction coefficient @xmath3 in the presence of magnetic fields would be smaller by orders of magnitude than the classical @xcite value , @xmath4 , of an unmagnetized plasma . @xcite recently showed that cross - field diffusion of electrons is quite efficient if magnetic fields are fully turbulent and have a wide range of coherence length scales . extending earlier work by @xcite , @xcite , @xcite , and @xcite , and adopting the model of @xcite for mhd turbulence , @xcite estimated that @xmath5 in a turbulent magnetized plasma . very recently , @xcite have used direct numerical simulations to show that the turbulent diffusion of a scalar field in mhd turbulence is as efficient as , or perhaps even more efficient than , the prediction of @xcite . these studies have led to the revival of the idea that conduction might be an important heating source in clusters . the viability of thermal conduction as a heating mechanism has found support in the work of @xcite , @xcite , and zn03 , who showed that the level of conductivity needed to fit the observed temperature distributions of x - ray clusters is consistent with the theoretical estimate of @xcite . in particular , zn03 explicitly solved the equations for hydrostatic equilibrium and energy balance between radiative cooling and conductive heating and showed that conduction with @xmath6 provides reasonable profiles of density and temperature for several clusters . a similar result was also obtained by @xcite using numerical simulations . although other heating sources , including agn jets , can not be ruled out , these studies suggest that an energy balance based purely on conduction is not unreasonable . while the above studies show that it is possible to construct equilibrium cluster models with conductive and/or agn heating , there is no guarantee that the equilibrium will be stable . this is because hot , optically - thin , x - ray - emitting gas is well - known to be thermally unstable @xcite . since the growth time of the thermal instability is comparable to the cooling time ( e.g. , @xcite ) , one might expect rapid mass dropout as a result of the instability , even when there is a source of heat to eliminate the classic cooling flow . on the other hand , the absence of any evidence for gas below a few kev in clusters implies that the instability is either absent or very slow . a likely reason for the lack of instability is thermal conduction , which is known to suppress thermal instability on small scales ( see , e.g. , @xcite ; zn03 ) . however , all previous analyses of this process have been limited to local wkb - type perturbations , where the wavelength of the perturbations is much smaller than the local radius of the system . zn03 found from their wkb analysis the intriguing result that perturbations with wavelengths up to almost the radius are stable , but that longer wavelengths are probably unstable . such large - scale variations can be analyzed only through a full global mode analysis , which has not been done so far . in this paper we present a detailed and formal analysis of local and global modes of thermal instability in equilibrium galaxy clusters with conduction . in 2 , we describe the basic equations we solve and present equilibrium solutions for our fiducial model cluster . in 3 , we carry out a linear stability analysis of the assumed equilibrium and calculate the global radial modes of the system . we show that there is a single unstable mode , whose growth rate is much lower than the usual thermal instability growth rate in the absence of conduction . in 4 , we confirm the main results by means of numerical simulations which show the development of the thermal instability under various assumptions . in 5 , we consider the stability of nonradial modes and clarify a few points on which there has been confusion in the literature . we conclude in 6 with a brief summary of the results and a discussion of the implications .
we consider a model of galaxy clusters in which the hot gas is in hydrostatic equilibrium and maintains energy balance between radiative cooling and heating by thermal conduction . thus , we suggest that thermal instability is not dynamically significant in clusters , provided there is an adequate level of thermal conduction . on the other hand , if the heating of the gas is not the result of thermal conduction or any other diffusive process such as turbulent mixing , then the thermal instability has a growth time under a gyr in the central regions of the cluster and is a serious threat to equilibrium .
we consider a model of galaxy clusters in which the hot gas is in hydrostatic equilibrium and maintains energy balance between radiative cooling and heating by thermal conduction . we analyze the thermal stability of the gas using a lagrangian perturbation analysis . for thermal conductivity at the level of% of spitzer conductivity , consistent with previous estimates for cluster gas , we find that the growth rate of the most unstable global radial mode is times lower than the growth rate of local isobaric modes at the cluster center in the absence of conduction . the growth time in typical clusters is gyr , which is comparable to the time since the last major merger episode , when the gas was presumably well mixed . thus , we suggest that thermal instability is not dynamically significant in clusters , provided there is an adequate level of thermal conduction . on the other hand , if the heating of the gas is not the result of thermal conduction or any other diffusive process such as turbulent mixing , then the thermal instability has a growth time under a gyr in the central regions of the cluster and is a serious threat to equilibrium . we also analyze local nonradial modes and show that the lagrangian technique leads to the same dispersion relation as the eulerian approach , provided that clusters are initially in strict thermal equilibrium . because cluster gas is convectively stable , nonradial modes always have a smaller growth rate than equivalent radial modes .
1605.08704
i
in this paper , we consider the quasilinear dispersive equation @xmath3 where @xmath4 and the linear operator @xmath5 is defined by its symbol @xmath6 first , we show that solutions of with initial data of order @xmath0 in sobolev norms exist for a time span of order @xmath1 for sufficiently small @xmath2 , although equation has a quadratic nonlinearity . more precisely , we prove [ theorem 1 langzeit loesung ] let @xmath7 . there are constants @xmath8 and @xmath9 such that for all @xmath10 and @xmath11 with @xmath12 there exists a solution @xmath13 , where @xmath14 $ ] , of with @xmath15 for all @xmath16 , which satisfies @xmath17 secondly , we derive the nonlinear schrdinger ( nls ) approximation for equation and prove its validity . the nls equation plays an important role in describing approximately slow modulations in time and space of an underlying spatially and temporarily oscillating wave packet in dispersive systems , for example , the water wave equations , see @xcite . in order to derive the nls approximation , we make the ansatz @xmath18 , with @xmath19 here @xmath20 is a small perturbation parameter , @xmath21 the basic temporal wave number associated to the basic spatial wave number @xmath22 of the underlying carrier wave @xmath23 , @xmath24 the group velocity , @xmath25 the complex - valued amplitude , and c.c . the complex conjugate . with the help of ( [ nls - ansatz ] ) we describe slow spatial and temporal modulations of the envelope of the underlying carrier wave . inserting the above ansatz into we find that @xmath25 satisfies at leading order in @xmath26 the nls equation @xmath27 where @xmath28 , @xmath29 , and @xmath30 . @xmath31 is the slow time scale and @xmath32 is the slow spatial scale , that means , the time scale of the modulations is @xmath33 and the spatial scale of the modulations is @xmath34 . see figure [ fig1 ] . the basic spatial wave number @xmath35 and the basic temporal wave number @xmath36 are related via the linear dispersion relation of equation ( [ dgl ] ) , namely @xmath37 then the group velocity @xmath38 of the wave packet is given by @xmath39 . our ansatz leads to waves moving to the right . to obtain waves moving to the left , @xmath40 and @xmath24 have to be replaced by @xmath41 and @xmath42 . @xmath43 @xmath44 @xmath2 @xmath45 to justify the nls approximation for , we prove [ theorem 2 nls - app ] fix @xmath46 . then for all @xmath47 and for all @xmath48 there exist @xmath49 , @xmath50 such that for all solutions @xmath51,h^{s_a}({\mathbb{r}},{\mathbb{c}}))$ ] of the nls equation ( [ nls ] ) with @xmath52 } \| a(\cdot , t ) \|_{h^{s_a}({\mathbb{r}},{\mathbb{c } } ) } \leq c_1\ ] ] the following holds . for all @xmath53 there are solutions @xmath54 , h^{s_a}({\mathbb{r}},{\mathbb{r}}))\ ] ] of equation which satisfy @xmath55 } \| u(\cdot , t ) - { \varepsilon}\psi_{nls}(\cdot , t)\|_{h^{s_a}({\mathbb{r}},{\mathbb{r } } ) } \le c_2 { \varepsilon}^{3/2}.\ ] ] the error of order @xmath56 is small compared with the solution @xmath57 and the approximation @xmath58 , which are both of order @xmath59 in @xmath60 such that the dynamics of the nls equation can be found in equation , too . the nls equation is a completely integrable hamiltonian system , which can be solved explicitly with the help of some inverse scattering scheme , see , for example , @xcite . we remark that such an approximation theorem should not be taken for granted . there are various counterexamples , where approximation equations derived by reasonable formal arguments make wrong predictions about the dynamics of the original systems , see , for example , @xcite . for an introduction into theory and applications of the nls approximation we refer to @xcite . now , we explain the main ideas for the proofs of our theorems . the main difficulty in the proof of theorem [ theorem 1 langzeit loesung ] is to show that @xmath61 is of order @xmath1 . if @xmath62 is of order @xmath0 , then , due to the fact that the nonlinear term @xmath63 is quadratic , direct energy estimates only guarantee an existence interval of order @xmath64 for @xmath57 . a standard strategy to address this problem is to try to eliminate the quadratic term and transfer it into a cubic term with the help of a normal - form transform of the form @xmath65 where @xmath66 is an appropriately constructed bilinear mapping , see @xcite . in the case of equation , a direct computation of the evolution equation for @xmath67 with the help of equation yields that @xmath67 solves an evolution equation of the form @xmath68 where @xmath69 is a cubic term if @xmath66 satisfies @xmath70 since @xmath5 satisfies the identity @xmath71 see lemma [ k0-id - lem ] below , it follows @xmath72 however , this condition for @xmath66 causes two problems . the first problem is that @xmath73 may not exist , and the second one is that @xmath74 loses one derivative , that means , @xmath75 maps @xmath76 into @xmath77 or @xmath78 into @xmath79 . even if it was possible to invert the normal - form transform , the cubic term @xmath80 expressed in terms of @xmath67 would lose two derivatives such that it would not be possible to use equation to derive closed energy estimates for @xmath67 . to overcome these problems , we do not perform the normal - form transform explicitly , but only use the term @xmath66 to construct an energy of the form @xmath81 where the summands @xmath82 are defined by a slight , @xmath83-dependent modification of the equation @xmath84 to get around the problem that @xmath73 may not exist . more precisely , since @xmath85 for any sufficiently regular solution @xmath57 of , see lemma [ e0-lem ] below , we define @xmath86 moreover , due to @xmath87 for sufficiently regular functions @xmath88 , which follows with the help of leibniz rule and partial integration , and because of the facts that @xmath89 is skew symmetric and @xmath90 exists for any @xmath91 , we define @xmath92 & \nonumber \ ; + \frac{1}{2 } \int_{\mathbb{r } } \operatorname*{k_0^{-1}\!}\partial_x^{\ell}u \operatorname*{k_0^{-1}\!}\partial_x^{\ell } u \operatorname*{k_0^{-1}\!}\partial_x u \,dx\end{aligned}\ ] ] for @xmath93 . @xmath94 is equivalent to @xmath95 for @xmath7 and @xmath96 , see lemma [ lem energie aequi ] . due to the skew symmetry of @xmath97 and , the right - hand side of the evolution equation for @xmath98 contains neither quadratic nor cubic terms . moreover , the right - hand side of the evolution equation for @xmath98 can be written as a sum of integral terms containing at most one factor @xmath99 and not two . consequently , using partial integration and estimates for the commutator @xmath100 \partial_x u$ ] , we obtain @xmath101 as long as @xmath102 such that gronwall s inequality yields the @xmath103-boundedness of @xmath104 and hence of @xmath57 for all @xmath105 . for further details , see section [ sec2 ] . there is an equation which is related to , namely @xmath106 where @xmath4 and @xmath107 is the hilbert transform . for this equation , the analogon of theorem [ theorem 1 langzeit loesung ] was proven in @xcite . the proof also relies on energy estimates inspired by a normal - form transform of the form , but the details of the proof are simpler in the following sense . since the hilbert transform also satisfies the identity ( with @xmath5 replaced by @xmath107 ) , one obtains for the bilinear mapping @xmath66 the condition with @xmath108 replaced by @xmath109 . because @xmath110 is well - defined in @xmath111 , an appropriate energy can be defined directly by and . in @xcite and @xcite , the techniques from @xcite were further developed to apply them to the water wave equations with infinite depth of water . since the water wave equations with finite depth of water can be obtained from the water wave equations with infinite depth of water by replacing @xmath107 by @xmath5 , we think that the techniques developed in the present paper can also be generalized to apply them to the water wave equations with finite depth of water . in order to prove theorem [ theorem 2 nls - app ] , we estimate the error @xmath112 for all @xmath113 $ ] to be of order @xmath114 for a @xmath115 , that means , we prove that @xmath116 is of order @xmath117 for all @xmath118 $ ] . the error @xmath116 satisfies the equation @xmath119 with @xmath120 if @xmath25 is a sufficiently regular solution of the nls equation , it is possible to construct an approximation function @xmath121 with @xmath122 and to choose @xmath123 such that @xmath124 since the fourier transform @xmath125 is strongly concentrated around the wave numbers @xmath126 , the approximation @xmath121 can be split into @xmath127 with @xmath128 where @xmath129 is small , but independent of @xmath26 . hence , we have @xmath130 such that the main difficulty is to control the quadratic term @xmath131 for @xmath113 $ ] . constructing again a normal - form transform of the form @xmath132 with an appropriate bilinear mapping @xmath66 , to obtain @xmath133 yields @xmath134 such that because of and it follows @xmath135 @xmath136 exists due to , but we have the problems that @xmath137 may not exist and that @xmath138 loses one derivative . since the @xmath139-norm of @xmath116 is not a conserved quantity and @xmath66 depends on the two different functions @xmath140 and @xmath116 , we can not define an energy in an analogous way as in the proof of theorem [ theorem 1 langzeit loesung ] to overcome these problems . nevertheless , it is still possible to use the method of normal - form transforms for constructing an appropriate energy to control the error , but it takes some additional effort . the problem that @xmath137 may not exist is related to the occurrence of so - called resonances . in fourier space , we have @xmath141 with @xmath142 because of , it is instructive to analyze the behavior of @xmath143 for @xmath144 . we have @xmath145 - \dfrac{2ik}{\widehat{k}_0(k)\,\widehat{k}_0(- k_0)\ , \widehat{k}_0(k + k_0 ) } & \quad { \rm for } \;\ , k - m \approx -k_0\ , . \end{array } \right.\end{aligned}\ ] ] the denominators of the fractions in have the following zeros , which are called resonances . both denominators have a zero at @xmath146 . since the numerators also vanish at @xmath146 and @xmath147 , the singularity at @xmath146 is removable . such a resonance is called a trivial resonance . the fact that the resonance at @xmath146 is trivial correlates with the fact that @xmath90 exists for any @xmath91 . moreover , both denominators have one more zero - the first denominator at @xmath148 , the second one at @xmath149 . at these resonances , the respective numerators do not vanish . such a resonance is called a non - trivial resonance . the fact that the resonances at @xmath150 are non - trivial correlates with the fact that @xmath137 may not exist . in the situation of a trivial resonance at @xmath146 and non - trivial resonances at @xmath150 , it is possible to apply a technique from @xcite for constructing a modified normal - form transform . the construction principle is as follows . since @xmath151 vanishes at @xmath146 , one can expect that @xmath152 will grow for @xmath153 near @xmath154 more slowly than for @xmath153 further away from @xmath154 . hence , it makes sense to rescale the error with the help of the weight function @xmath155 { \varepsilon}+ ( 1-{\varepsilon } ) |k|/\delta & \quad { \rm for } \ ; |k| \leq \delta \ , , \end{array } \right.\ ] ] where @xmath156 is chosen as above . more precisely , by writing @xmath157 where @xmath158 is defined by @xmath159 , one obtains for the rescaled error @xmath116 an evolution equation of the form @xmath160 here , @xmath161 is a linear operator with the symbol @xmath162})(k)$ ] , where @xmath163}$ ] is the characteristic function on @xmath164 $ ] . now , constructing a normal - form transform of the form yields @xmath165 where @xmath166 exists for any @xmath167 . however , since @xmath168 for @xmath169 , the transformed error @xmath170 satisfies an evolution equation of the form @xmath171 with @xmath172}$ ] and @xmath173 . but the term of order @xmath0 on the right - hand side of can be eliminated with the help of a second normal - form transform of the form @xmath174 with appropriate trilinear mappings @xmath175 . the construction of the trilinear mappings is similar to the construction of bilinear mappings for normal - form transforms . in the case of equation , no resonances occur in the context of the construction of the trilinear mappings such that straightforward calculations yield @xmath176 with @xmath177}(k)}{\widehat{\vartheta}(k ) \tanh(k ) \tanh(jk_0 ) \tanh(k - jk_0 ) } \\[2 mm ] \nonumber & \times ( \tanh(k ) -2 \tanh(jk_0)-\tanh(k-2jk_0))^{-1 } \,.\end{aligned}\ ] ] after these two normal - form transforms we have @xmath178 for further details about the two normal - form transforms discussed just now , we refer to @xcite . however , since the error equation is quasilinear , also the modified normal - form transform @xmath179 loses one derivative . it can be shown that this normal - form transform is nevertheless invertible , but the term of order @xmath180 in the transformed error equation loses two derivatives if it is expressed in terms of @xmath181 . to overcome the regularity problems , we pursue again the strategy from the proof of theorem [ theorem 1 langzeit loesung ] that we do not perform the normal - form transform explicitly , but only use it to construct an energy of the form @xmath182 where the summands @xmath183 are defined by a slight , @xmath83-dependent modification of the equation @xmath184 where @xmath116 is defined by , @xmath66 is defined by , and the mappings @xmath175 are as in . since @xmath185 for @xmath169 if @xmath186 , we do not need to include the second normal - form transform in our energy for @xmath187 . hence , we define @xmath188 for @xmath186 . then partial integration yields @xmath189 for @xmath186 . because the mapping @xmath190 is in general not positive definite , we have to perform the full normal - form transform in the case of @xmath191 and define @xmath192 the resulting loss of regularity does not mind here because it can be compensated with the help of the other components of our energy such that we obtain the equivalence of @xmath193 and @xmath194 for @xmath195 and sufficiently small @xmath26 , see corollary [ en - aequi ] . consequently , the right - hand side of the evolution equation of @xmath196 can be written as a sum of integral terms containing at most one factor @xmath197 and not two . moreover , since @xmath198 differs from @xmath196 only by terms of order @xmath199 , the evolution equations of @xmath196 and @xmath198 share the property that their right - hand sides are of order @xmath199 . therefore , by using partial integration , we obtain @xmath200 as long as @xmath201 such that gronwall s inequality yields the @xmath103-boundedness of @xmath202 and hence of @xmath116 for all @xmath203 $ ] . for the reasons discussed above , the justification of the nls approximation for dispersive systems with quasilinear quadratic terms is a highly nontrivial problem , which has been remained unsolved in general for more than four decades . the first and very general nls approximation theorem for quasilinear dispersive wave systems was shown in @xcite . however , the occurrence of quasilinear quadratic terms was excluded explicitly . in the case of quasilinear quadratic terms , an nls approximation theorem was proven for dispersive wave systems where the right - hand sides lose only half a derivative . the 2d water wave problem without surface tension and finite depth of water in lagrangian coordinates falls into this class . in this case the elimination of the quadratic terms is possible with the help of normal - form transforms . the right - hand sides of the transformed systems then lose one derivative and can be handled with the help of the cauchy - kowalevskaya theorem @xcite . furthermore , the nls approximation was justified for the 2d and 3d water wave problem without surface tension and infinite depth of water @xcite by finding a different transform adapted to the special structure of that problem . similarly , for the quasilinear korteweg - de vries equation the result can be obtained by simply applying a miura transform @xcite . in @xcite , the nls approximation of time oscillatory long waves for equations with quasilinear quadratic terms was proven for analytic data without using a normal - form transform . moreover , another approach to address the problem of the validity of the nls approximation can be found in @xcite . finally , some numerical evidence that the nls approximation is also valid for quasilinear equations was given in @xcite . very recently , the first validity proof of the nls approximation of a nonlinear wave equation with a quasilinear quadratic term in sobolev spaces was given in @xcite . the proof also relies on estimates of an appropriate energy which is constructed with the help of a normal - form transform . the construction of the energy is easier in the sense that no problems with resonances occur , but more difficult in the sense that the energy has to allow to control a system of two coupled error equations . in forthcoming papers , we intend to combine the methods of the present paper with the methods from @xcite to prove the validity of the nls approximation for a larger class of quasilinear dispersive systems with resonances . the plan of the paper is as follows . in section [ sec2 ] we prove theorem [ theorem 1 langzeit loesung ] . in section [ sec3 ] we derive the nls approximation . in section [ sec4 ] we perform the error estimates to prove theorem [ theorem 2 nls - app ] . * notation*. we denote the fourier transform of a function @xmath204 , with @xmath205 or @xmath206 by @xmath207 let @xmath208 be the space of functions mapping from @xmath209 into @xmath210 for which the norm @xmath211 is finite . we also write @xmath111 and @xmath212 instead of @xmath213 and @xmath214 . moreover , we use the space @xmath215 defined by @xmath216 , where @xmath217 . furthermore , we write @xmath218 , if @xmath219 for a constant @xmath220 , and @xmath221 , if @xmath222 .
we consider a nonlinear dispersive equation with a quasilinear quadratic term . we establish two results . first , we show that solutions to this equation with initial data of order in sobolev norms exist for a time span of order for sufficiently small . secondly , we derive the nonlinear schrdinger ( nls ) equation as a formal approximation equation describing slow spatial and temporal modulations of the envelope of an underlying carrier wave , and justify this approximation with the help of error estimates in sobolev norms between exact solutions of the quasilinear equation and the formal approximation obtained via the nls equation . + the proofs of both results rely on estimates of appropriate energies whose constructions are inspired by the method of normal - form transforms . to justify the nls approximation we expect that the method developed in the present paper will also allow to prove the validity of the nls approximation for a larger class of quasilinear dispersive systems with resonances .
we consider a nonlinear dispersive equation with a quasilinear quadratic term . we establish two results . first , we show that solutions to this equation with initial data of order in sobolev norms exist for a time span of order for sufficiently small . secondly , we derive the nonlinear schrdinger ( nls ) equation as a formal approximation equation describing slow spatial and temporal modulations of the envelope of an underlying carrier wave , and justify this approximation with the help of error estimates in sobolev norms between exact solutions of the quasilinear equation and the formal approximation obtained via the nls equation . + the proofs of both results rely on estimates of appropriate energies whose constructions are inspired by the method of normal - form transforms . to justify the nls approximation , we have to overcome additional difficulties caused by the occurrence of resonances . we expect that the method developed in the present paper will also allow to prove the validity of the nls approximation for a larger class of quasilinear dispersive systems with resonances .
1603.06564
i
we consider a system of branching processes with mutations specified as follows . the underlying total population process is modeled by a standard yule process @xmath4 , that is a continuous - time birth process started from one individual with unit birth rate per unit population size . we superpose independent mutations , by declaring that a new - born child is a clone of its parent with probability @xmath5 , and a mutant otherwise . being a mutant means that the individual obtains a new genetic type which was not present before . we observe the process @xmath4 at the instant when the @xmath6th individual is born and group individuals of the same genetic type into subpopulations . in this paper , we are interested in questions concerning the ( asymptotic ) sizes of these subpopulations under strong mutations , the sense that @xmath7 . by approximating the population system from below and above by two different processes , where sub - populations are independent and have an explicit distribution , we develop a general strategy to obtain non - trivial ( poisson ) weak limits for the number of subpopulations exceeding a given size ( which might grow with @xmath6 as well ) . we then discuss our strategy in the context of three qualitatively different mutation regimes . for fixed @xmath8 , we identify first @xmath9 , @xmath10 fixed , as the regime in which , in the limit @xmath11 , the largest subpopulations have size @xmath12 . for its number , we obtain a poisson limit law and show that the number of subpopulations of size @xmath13 for @xmath14 tends to infinity ( theorem [ thm : finitesubp ] and corollary [ cor:1 ] ) . secondly , we discuss the regime @xmath15 . since the size of the subpopulation containing the ancestor is of order @xmath16 , see proposition [ prop : ancestralsubp ] , this is the border - line case between a bounded and an unbounded size for the ancestral subpopulation . we show that the sizes of the largest subpopulations are concentrated around @xmath17 , where @xmath18 and @xmath19 are positive constants depending on @xmath20 ( theorem [ thm : lognsubp2 ] ) . for the exact choice @xmath21 and @xmath22 , we find a correction @xmath23 such that , with @xmath24 , the number of subpopulations greater than @xmath25 converges along subsequences @xmath26 with converging fractional part to a poisson@xmath27-distributed random variable , where @xmath28 is expressed in terms of @xmath29 and @xmath30 ( theorem [ thm : lognsubp1 ] ) . thirdly , we study the case @xmath31 . here , it turns out that the sizes of the largest subpopulations are to first order given by @xmath32 . for @xmath33 and given @xmath22 , we compute a precise barrier such that the number of subpopulations exceeding this barrier follows in the limit the poisson - law with parameter @xmath34 ( theorem [ thm : greatsubp ] ) . this work originates from questions about bernoulli bond percolation on so - called random recursive trees , when their size @xmath6 tends to infinity and the percolation parameter @xmath35 satisfies @xmath36 . the connection to branching processes stems from the fact that the genealogical tree built from the first @xmath6 individuals in a standard yule process can be interpreted as a random recursive tree @xmath37 on @xmath38 . mutations in the yule process can naturally be modeled on its genealogical tree , by cutting the edges that connect mutants to its parent . then the connected subsets of vertices form the subpopulations of the same genetic type . to put it differently , the connected components ( clusters ) on a random recursive tree @xmath37 that arise from a bernoulli bond percolation , where each edge is erased with probability @xmath1 independently of each other , can be viewed as the subpopulations in a yule process with mutation rate @xmath1 , observed at the instant when there are @xmath6 individuals in total in the system . the strategy we develop here in terms of yule processes allows a concise analysis of cluster sizes , for any choice of @xmath3 tending to zero . for sequences of @xmath3 such that @xmath39 or @xmath40 remains constant , similar connections between systems of branching processes and percolation on increasing tree families have been utilized before in , e.g. , @xcite . the precise definition of a random recursive tree , its connection to yule processes and more references to existing results on percolation will be discussed in section [ sec : app - percolation ] . the rest of this paper is organized as follows . in the next section [ sec : yule ] , we properly define the population system and provide some heuristics for regimes of interest and poisson limits . then , in section [ sec : strategy ] , we explain our strategy for obtaining poisson limit laws for the number of subpopulations ( or clusters ) greater than a given size . section [ sec : limitresults ] contains our main results ; we exemplify our strategy by proving limit results for certain mutation rates of particular interest . in the last section [ sec : app - percolation ] , we establish the link to percolation on random recursive trees . appendix [ sec : appendix ] contains some ( standard ) estimates on yule processes , which we use in our analysis . * notation : * we let @xmath41 . if @xmath42 , @xmath43 are two sequences of real numbers , we write @xmath44 if @xmath45 as @xmath11 , and we write @xmath46 or @xmath47 if and only if @xmath48 as @xmath49 . moreover , if @xmath50 and @xmath51 are two positive functions , we say @xmath52 if there exists @xmath53 such that @xmath54 for all @xmath55 , and we write @xmath56 if @xmath57 as @xmath58 . we will use the letters @xmath59 or @xmath60 for small or large generic constants that do not depend on @xmath6 . their values may change from line to line .
we consider a yule process until the total population reaches size , and assume that neutral mutations occur with high probability ( in the sense that each child is a new mutant with probability , independently of the other children ) , where . we establish a general strategy for obtaining poisson limit laws for the number of subpopulations exceeding a given size and apply this to some mutation regimes of particular interest . finally , we give an application to subcritical bernoulli bond percolation on random recursive trees with percolation parameter tending to zero .
we consider a yule process until the total population reaches size , and assume that neutral mutations occur with high probability ( in the sense that each child is a new mutant with probability , independently of the other children ) , where . we establish a general strategy for obtaining poisson limit laws for the number of subpopulations exceeding a given size and apply this to some mutation regimes of particular interest . finally , we give an application to subcritical bernoulli bond percolation on random recursive trees with percolation parameter tending to zero . * key words : * branching processes , mutation , percolation , random increasing trees . 60j27 ; 60j80 ; 60k35 .
1409.3897
i
when a distant bipartite system is given as two parties , alice and bob , it is natural to restrict their operations to local operation and classical communication ( locc ) @xcite because it is not so easy to realize a quantum operation across both of the distant parties . locc operations can be classified by the direction of classical communication . when the direction of classical communication is restricted to only one direction , the locc operation is called a one - way locc . otherwise , it is called a two - way locc . although a one - way locc operation requires only one - round classical communication , a two - way locc operation does multiple - round classical communication . in this case , a two - way locc protocol with @xmath1-round classical communication has @xmath2 steps . for example , in the case of two - round classical communication , the total protocol is given as follows when the initial operation is done by alice : alice performs her operation with her measurement and sends her outcome to bob . bob receives alice s outcome , performs his operation with his measurement , and sends his outcome to alice . alice then receives bob s outcome and performs her measurement . to consider the relation between accessible information and these kinds of restrictions on the operations , state discrimination with locc restriction for our measurement @xcite has been widely studied . in this paper , we focus on hypothesis testing ( state discrimination with asymmetric treatment of errors ) of a pair of quantum states . when our operations are limited to one - way locc operations or two - way locc operations , hypothesis testing is called local hypothesis testing . if we do not impose any constraint on our measurement , a general asymptotic theory can be established even for the quantum case when multiple copies of the unknown states are available . for example , hiai et al . @xcite and ogawa et al . @xcite derived the quantum version of stein s bound @xcite , i.e. , the optimal exponent of the type-2 error under the constant constraint for the type-1 error . audenaert et al . @xcite and nussbaum et al . @xcite derived the quantum version of the chernoff bound @xcite , i.e. , the optimal exponent of the sum of the type-1 and type-2 errors . other papers @xcite derived the quantum version of the hoeffding bound @xcite , which is the optimal exponent of the type-2 error under the exponential constraint for the type-1 error and can be considered to be a generalization of the chernoff bound . however , when we impose the one - way or two - way locc constraint on our measurement , these problems become very difficult , and they have not been solved completely . in particular , it is quite difficult to solve these problems for an arbitrary fixed pair of quantum states . in the following , we mainly address hoeffding bounds and will hardly mention about the chernoff bounds . this treatment does not lose the generality because our results about the hoeffding bounds includes the results bound the chernoff bounds as special cases . to avoid the difficulty caused by generality , this paper discusses the problem of distinguishing an arbitrary fixed pure entangled state @xmath0 from the white noise state , i.e. , the completely mixed state . in the non - asymptotic setting , our previous paper @xcite addressed the problem under the constraint that @xmath0 is detected with probability @xmath3 . our more recent paper @xcite addressed it in a more general setting . in particular , that paper @xcite proposed concrete two - round classical communication two - way locc protocols that are not reduced to one - way locc . then , we extended the problem to the case when the entangled state is given as the @xmath4-copy state of a certain entangled state @xcite . as asymptotic results , we showed that there is no difference between one - way and two - way locc for stein s bound , i.e. , the optimal exponent of the type-2 error under the constant constraint for the type-1 error . to make an upperbound of the optimal performance of the two - way locc case , our papers @xcite also considered the performance in the case of separable operations , which can be easily treated because of their mathematically simple forms . the class of separable operations includes locc , but there exist separable operations which are not locc @xcite . however , our previous paper @xcite did not derive the hoeffding bound for two - way locc , i.e. , the optimal exponent of the type-2 error under the exponential constraint for the type-1 error , while it derived it for one - way locc . further , even under the constant constraint for the type-1 error , the paper did not consider the higher order of the decreasing rate of the type-2 error . indeed , in information theory , strassen @xcite derived the decreasing rate of the type-2 error up to the third - order @xmath5 under the same constraint in the classical setting when @xmath4 is the number of available copies . tomamichel et al @xcite and li @xcite extended this result up to the second order @xmath6 . in this paper , we derive the hoeffding bound for two - way locc and the optimal decreasing rate of the type-2 error under the constant constraint for the type-1 error up to the third - order @xmath5 for one - way and two - way locc . we also derive them for separable measurements . the obtained results are summarized as follows . ( 1 ) : : there is a difference in the hoeffding bound between the one - way and two - way locc constraints unless the entangled state @xmath0 is maximally entangled . ( 2 ) : : there is no difference in the hoeffding bound between two - way locc and separable constraints . ( 3 ) : : the optimal decreasing rate of the type-2 error under the constant constraint for the type-1 error has no difference between the one - way and two - way locc constraints up to the second order @xmath6 . ( 4 ) : : the optimal decreasing rate of the type-2 error under the constant constraint for the type-1 error has a difference between the one - way and two - way locc constraints in the third order @xmath7 unless the entangled state @xmath0 is maximally entangled . ( 5 ) : : the optimal decreasing rate of the type-2 error under the constant constraint for the type-1 error is not different between the two - way locc and separable constraints up to the third order @xmath8 . ( 6 ) : : the three - step two - way locc protocol proposed in @xcite can achieve the hoeffding bound for two - way locc . ( 7 ) : : the three - step two - way locc protocol proposed in @xcite can achieve the optimal decreasing rate of the type-2 error under the constant constraint for the type-1 error up to the third - order @xmath5 for two - way locc . finally , we discuss our result from the mathematical point of view . the difficulty of the above results can be classified into two parts . one is the asymptotic evaluation of optimal performance of separable operations . the other is the asymptotic evaluation of optimal performance of the three - step two - way locc protocol proposed in @xcite . usually , to evaluate the exponential decreasing rate , we employ large deviation theory , e.g. , cramr theorem . however , to evaluate the exponential decreasing rates in the former case , we need more detailed analysis . hence , we employ the strong large deviation initiated by bhadur - rao @xcite , which enables us to analyze the tail probability up to the constant order of exponentially small probability . ( see proposition [ 11 - 4 - 4 ] in appendix . ) indeed , although bhadur - rao @xcite obtained such detailed evaluation for the tail probability in 1960 , they were rarely applied to information theoretical topics . that is , our analysis is a good application of the strong large deviation . on the other hand , to evaluate the exponential decreasing rates in the latter case , we employ the type method @xcite , the saddle point approximation @xcite . this paper is organized as follows : in section [ sec preliminary ] , we summarize the known results for simple hypothesis testing and explain the main results by preparing the mathematical descriptions of our hypothesis testing problem . then , we derive the analytical expressions of the optimal error exponents under one - way locc povms in section [ sec one - way ] . next , in section [ sec separable ] , we derive the analytical expressions of the optimal error exponents under separable locc povms . for this derivation , we discuss a specific composite hypothesis testing by using the strong large deviation @xcite . in section [ sec two - way ] , we analyze a special class of two - round classical communication locc ( thus , two - way locc ) protons for this local hypothesis testing problem by using the type method @xcite and the saddle point approximation @xcite . finally , we summarize the results of our paper in section [ sec summary ] . our notation is the same as in our previous paper @xcite . it therefore might be helpful for readers to refer to the list of notations given in the appendix of @xcite . in appendix [ a1 ] , we summarize the basic knowledge for the strong large deviation @xcite .
, we derive the hoeffding bounds under two - way locc povms and separable povms . further , we derive a stein s lemma type of optimal error exponents under one - way locc , two - way locc , and separable povms up to the third order , which clarifies the difference between one - way and two - way locc povm .
we consider asymptotic hypothesis testing ( or state discrimination with asymmetric treatment of errors ) between an arbitrary fixed bipartite pure state and the completely mixed state under one - way locc ( local operations and classical communications ) , two - way locc , and separable povms . as a result , we derive the hoeffding bounds under two - way locc povms and separable povms . further , we derive a stein s lemma type of optimal error exponents under one - way locc , two - way locc , and separable povms up to the third order , which clarifies the difference between one - way and two - way locc povm . our study gives a very rare example in which the optimal performance under the infinite - round two - way locc is also equal to that under separable operations and can be attained with two - round communication , but not attained with the one - way locc .