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171770263_b0
171770263
442 6,148 6,839 6,747 29,877 26,176 19,784 Operating loss (9,609) (7,845) (7,378) (7,245) (6,870) (6,658) (6,871) (6,772) (32,077) (27,171) (21,705) Total other expense (182) (221) (216) (382) (359) (404) (432) (397) (1,001) (1,592) (2,836) Net loss $ (9,791) $ (8,066) $ (7,594) $ (7,627) $ (7,229) $ (7,062) $ ...
1
171770263_b1
171770263
ited) (Details) - USD ($) $ / shares in Units, $ in Thousands 3 Months Ended 12 Months Ended Dec. 31, Sep. 30, Jun. 30, Mar. 31, Dec. 31, Sep. 30, Jun. 30, Mar. 31, Dec. 31, Dec. 31, Dec. 31, 2016 2016 2016 2016 2015 2015 2015 2015 2016 2015 2014 Quarterly Financial Information Disclosure [Abstract] Revenue $ 53...
1
171773086_0
171773086
Innocoll Holdings Plc Form 10-K Filed on 16-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001571049-17-002507 Included Items 1. 10-K: FORM 10-K 2. EX-21.1: EXHIBIT 21.1 3. EX-23.1: EXHIBIT 23.1 4. EX-31: EXHIBIT 31.1 5. EX-31: EXHIBIT 31.2 6. EX-32.1: EXHIBIT 32.1 UNITED STATES SECURITIES AND EXCHANGECOMMISSION Wa...
1
171773086_1
171773086
name of registrant as specified in its charter) Ireland (State or other jurisdiction of incorporation or organization) N/A (I.R.S. Employer Identification No.) Unit 9, Block D Monksland Business Park Monksland, Athlone Ireland (Address of principal executive offices) N/A (Zip Code) Registrant's telephone number, ...
1
171773086_2
171773086
filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨ Indicate by chec...
1
171773086_3
171773086
smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. (Check one): ¨ Large Accelerated Filer x Accelerated Filer ¨ Non-Accelerated Filer ¨ Smaller Reporting Company Indicate by check mark whether the regi...
1
171773086_b0
171773086
, as of the end of the period covered by this report based on such evaluation and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report...
1
171773086_b1
171773086
respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e...
1
171781388_0
171781388
SPARK NETWORKS INC Form 10-K Filed on 22-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001564590-17-004940 Included Items 1. 10-K 2. EX-10.5 3. EX-21.1 4. EX-23.1 5. EX-31.1 6. EX-31.2 7. EX-32.1 8. XBRL (render) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PUR...
1
171781388_1
171781388
(State or other jurisdiction of incorporation or organization) 20-8901733 (I.R.S. Employer Identification No.) 11150 Santa Monica Boulevard, Suite 600, Los Angeles, California (Address of principal executive offices) 90025 (Zip Code) REGISTRANT'S TELEPHONENUMBER, INCLUDING AREACODE: (310) 893-0550 SECURITIES REGI...
1
171781388_2
171781388
rant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 duringthe preceding12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filingrequirements for the past 90 days. Yes No Indicate b...
1
171781388_3
171781388
. See definitions of "accelerated filer," "large accelerated filer" and "smaller reportingcompany" in Rule 12b-2 of the Exchange Act. (Check one): Large accelerated filer Accelerated filer Non-accelerated filer Smaller reportingcompany Indicate by check mark whether the registrant is a shell company (as de...
1
171781388_b0
171781388
,211 2,053 Amortization of intangible assets 69 68 78 78 78 10 10 10 293 108 40 Impairment of intangible and long-lived assets 4,480 58 52 39 65 26 37 69 4,629 197 128 Total cost and expenses 11,769 8,632 9,238 13,341 11,954 12,300 12,419 12,560 42,980 49,233 62,583 Operating loss (4,026) (241) (140) (3,482...
1
171781388_b1
171781388
of revenue (exclusive of depreciation shown separately below) 1,647 2,323 2,653 6,229 5,017 5,593 6,368 7,097 12,852 24,075 34,321 Sales and marketing 854 1,103 1,380 1,452 1,242 1,144 996 755 4,789 4,137 5,127 Customer service 545 523 840 993 826 769 721 749 2,901 3,065 3,038 Technical operations 350 419 ...
1
171782259_0
171782259
Yandex N.V. Form 20-F Filed on 22-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001513845-17-000004 Included Items 1. 20-F 2. EX-1.2 3. EX-8.1 4. EX-12.1 5. EX-12.2 6. EX-13.1 7. EX-15.1 8. XBRL (render) TABLE OF CONTENTS YANDEX N.V. INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents (Mark One) UNI...
1
171782259_1
171782259
ANTTOSECTION 13 OR 15(d) OFTHESECURITIESEXCHANGEACTOF1934 For the transitionperiodfrom to OR SHELLCOMPANYPURSUANTTOSECTION 13 OR 15(d) OFTHESECURITIESEXCHANGEACTOF1934 Date of event requiring this shell companyreport Commission file number: 001-35173 YANDEX N.V. (Exact name of Registrant as specified in its charter) N/...
1
171782259_2
171782259
the Act. Title of each class Class A Ordinary Shares Name of each exchange on which registered NASDAQ Global Select Market Securities registered or to be registered pursuant to Section 12(g) of the Act. None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act. Class A Ordinary S...
1
171782259_3
171782259
those Sections. Indicate by checkmarkwhether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such f...
1
171782259_b0
171782259
Long-lived assets, net: Total long-lived assets, net 11.3 1,109 1,002 684 Rest of the world Revenues: Total revenues 104.0 RUB 6,306 5,104 4,525 Rest of the world Long-lived assets, net: Total long-lived assets, net $ 14.2 RUB 1,071 RUB 1,723 RUB 862 RELATED-PARTY TRANSACTIONS (Details) RUB in Millions,...
1
171782259_b1
171782259
ues by Geography Dec. 31, 2016 Dec. 31, 2016 Dec. 31, 2015 Dec. 31, 2014 Dec. 31, 2016 (Details) USD ($) RUB RUB RUB RUB RUB in Millions, $ in Millions Revenues: Total revenues $ 1,251.7 RUB 75,925 RUB 59,792 RUB 50,767 Long-lived assets, net: Total long-lived assets, net 566.6 36,931 30,321 RUB 34,372 ...
1
171782306_0
171782306
Ascendis Pharma A/S Form 20-F Filed on 22-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001193125-17-092073 Included Items 1. 20-F: FORM 20-F 2. EX-8.1 3. EX-12.1 4. EX-12.2 5. EX-13.1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 20-F (Mark One) REGISTRATION STA...
1
171782306_1
171782306
) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report Commission file number: 001-36815 Ascendis Pharma A/S (Exact name of Registrant as specified in its charter and translation of Registrant's name into English) The Kingdom of Denmark (Jurisdiction of incorporation or organizati...
1
171782306_2
171782306
for trading, but only in connection with the registration of the American Depositary Shares. Securities registered or to be registered pursuant to Section 12(g) of the Act: None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None Indicate the number of outstanding shares of...
1
171782306_3
171782306
such filing requirements for the past 90 days. Yes No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the ...
1
171782306_b0
171782306
change in the Company's internal control over financial reporting that occurred during the period covered by the annual report that has materially affected, or is reasonably likely to materially affect, the Company's internal control over financial reporting and 5. The Company's other certifying officer and I have dis...
1
171782306_b1
171782306
periods presented in this report 4. The Company's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a 15(f) and 1...
1
171782376_0
171782376
ENI SPA Form 20-F Filed on 22-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001174947-17-000442 Included Items 1. 20-F: FORM 20-F 2. EX-1: EXHIBIT 1 3. EX-8: EXHIBIT 8 4. EX-11: EXHIBIT 11 5. EX-12.1: EXHIBIT 12.1 6. EX-12.2: EXHIBIT 12.2 7. EX-13.1: EXHIBIT 13.1 8. EX-13.2: EXHIBIT 13.2 9. EX-99.15AI: EXHIBIT 15A.(...
1
171782376_1
171782376
SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ...
1
171782376_2
171782376
52041765 (Name, Telephone, Email and/or Facsimile number and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b) of the Act. Title ofeach class Shares American Depositary Shares (Which represent the right to receive two Shares) Name ofeach exchange on wh...
1
171782376_3
171782376
the Securities Act. Yes No If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Yes No Note - Checking the box above will not relieve any registrant required to file r...
1
171782376_b0
171782376
type" if drilled in a known area. (31) Undeveloped oil and gas reserves. Undeveloped oil and gas reserves are reserves of any category that are expected to be recovered from new wells on undrilled acreage, or from existing wells where a relatively major expenditure is required for recompletion. (i) Reserves on undrill...
1
171782376_b1
171782376
and permeable underground formation containing a natural accumulation of producible oil and/or gas that is confined by impermeable rock or water barriers and is individual and separate from other reservoirs.(28) Resources. Resources are quantities of oil and gas estimated to exist in naturally occurring accumulations....
1
171782478_0
171782478
DBV Technologies S.A. Form 20-F Filed on 22-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001193125-17-092134 Included Items 1. 20-F 2. EX-4.12 3. EX-4.13 4. EX-4.14 5. EX-8.1 6. EX-12.1 7. EX-12.2 8. EX-13.1 9. EX-13.2 10. EX-15.1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C...
1
171782478_1
171782478
For the transition period from to OR SHELL COMPANYREPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report Commission File Number 001-36697 DBV TECHNOLOGIES S.A. (Exact name of registrant as specified in its charter and translation of regis...
1
171782478_2
171782478
nominal value 0.10 per share Ordinary shares, nominal value 0.10 per share* Name of each exchange on which registered The Nasdaq Stock Market LLC The Nasdaq Stock Market LLC* * Not for trading, but only in connection with the registration of the American Depositary Shares. Securities registered or to be registered p...
1
171782478_3
171782478
) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No Indicate by c...
1
171782478_b0
171782478
) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Date: March 22, 2017 /s/ Pierre-Henr...
1
171782478_b1
171782478
likely to adversely affect the company's ability to record, process, summarize and report financial information and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the company's internal control over financial reporting. Date: March 22, 2017 /s/ D...
1
171785428_0
171785428
Cellectis S.A. Form 20-F Filed on 23-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001193125-17-093898 Included Items 1. 20-F 2. EX-8.1 3. EX-12.1 4. EX-12.2 5. EX-13.1 6. EX-13.2 7. EX-15.1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) REGISTRAT...
1
171785428_1
171785428
EXCHANGE ACT OF 1934 Commission file number 001-36891 CELLECTIS S.A. (Exact name of Registrant as specified in its charter and translation of Registrant's name into English) France (Jurisdiction of incorporation or organization) Cellectis S.A. 8, rue de la Croix Jarry 75013 Paris, France (Address of principal execut...
1
171785428_2
171785428
Name of each exchange on which registered Nasdaq Global Market Nasdaq Global Market* Securities registered or to be registered pursuant to Section 12(g) of the Act. None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act. None Indicate the number of outstanding shares of ea...
1
171785428_3
171785428
12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Da...
1
171785428_b0
171785428
Exchange Commission or its staff upon request. EXHIBIT 13.2 Certification by the Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Cellectis S.A. (the "Company") on Form 20-F for the fiscal year...
1
171785428_b1
171785428
18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Cellectis S.A. (the "Company") on Form 20-F for the fiscal year ended December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, André C...
1
171787344_0
171787344
Nabriva Therapeutics AG Form 10-K Filed on 24-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001104659-17-019162 Included Items 1. 10-K 2. EX-21 3. EX-23.1 4. EX-31.1 5. EX-31.2 6. EX-32.1 7. EX-32.2 8. XBRL (render) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-...
1
171787344_1
171787344
Republic of Austria (State or jurisdiction of organization) Not applicable (I.R.S. Employer Identification No.) Leberstrasse 20 1110 Vienna, Austria (Address of principal executive offices) Not applicable (Zip Code) 43 (0)1 740 930 (Registrant's telephone number, including area code) Securities registered pursuant...
1
171787344_2
171787344
) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o Indicate by check mark whether the registrant has submitted electronically an...
1
171787344_3
171787344
filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. Large accelerated filer o Accelerated filer o Non-accelerated filer x (Do not check if a smaller reporting company) Smaller reporting company o Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the...
1
171787344_b0
171787344
, Sep. 30, Jun. 30, Mar. 31, Dec. 31, Sep. 30, Jun. 30, Mar. 31, Dec. 31, Dec. 31, Dec. 31, 2016 2016 2016 2016 2015 2015 2015 2015 2016 2015 2014 $ 2,307 $ 971 $ 1,785 $ 1,419 $ 974 $ 1,297 $ 899 $ 597 $ 6,482 $ 3,767 $ 2,398 (17,047) (15,050) (13,311) (16,121) (11,215) (9,624) (6,420) (4,266) (61,529) (31,525) (13,...
1
171787344_b1
171787344
6,241 19,679 Total 57,926 $ 40,972 Contingencies Contingent liabilities $ 0 12 Months Ended Related Parties (Details) $ in Thousands Dec. 31, 2016 USD ($) Dec. 31, 2015 USD ($) Dec. 31, 2014 USD ($) Mar. 31, 2015 USD ($) agreement Convertible Loan Agreements Related Parties Aggregate principal amount ...
1
171792656_0
171792656
AVADEL PHARMACEUTICALS PLC Form 10-K Filed on 28-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001012477-17-000021 Included Items 1. 10-K: FORM 10-K 2. EX-4.1: EXHIBIT 4.1 3. EX-10.31: EXHIBIT 10.31 4. EX-10.32: EXHIBIT 10.32 5. EX-21.1: EXHIBIT 21.1 6. EX-23.1: EXHIBIT 23.1 7. EX-23.2: EXHIBIT 23.2 8. EX-31.1: EXHI...
1
171792656_1
171792656
URSUANTTO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGEACTOF 1934 For the fiscal year ended December 31, 2016 Commission file number: 000-28508 AVADEL PHARMACEUTICALS PLC (Exact name of registrant as specified in its charter) Ireland State or other jurisdiction of incorporation or organization 98-1341933 (I.R.S. Emp...
1
171792656_2
171792656
share. Not for trading, but only in connection with the listing of American Depositary Shares. Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ¨ No ý Indicate by check mark if t...
1
171792656_3
171792656
to submit and post such files). Yes ý No ¨ Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated b...
1
171792656_b0
171792656
Number of securities called by warrants (in shares) 3,300,000 3,300,000 3,300,000 Percentage of earn out payment 20.00% 20.00% Affiliated Entity | Deerfield CSF LLC Related Party Transaction [Line Items] Percentage of royalty payable on net sales 1.75% Affiliated Entity | Deerfield CSF LLC | FSC Related Part...
1
171792656_b1
171792656
Transaction [Line Items] Payments to acquire businesses, gross $ 30,838 $ 27,897 $ 11,936 Percentage of royalty payable on net sales 0.834% Deerfield Debt Financing Related Party Transaction [Line Items] Repayments of long-term lines of credit $ 15,000 Broadfin Debt Financing Related Party Transaction [L...
1
171795227_0
171795227
Presbia PLC Form 10-K Filed on 29-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001564590-17-005529 Included Items 1. 10-K: 10K 2. EX-21.1 3. EX-23.1 4. EX-31.1 5. EX-31.2 6. EX-32.1 7. XBRL (render) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ANNUAL REPORT PURSU...
1
171795227_1
171795227
120/121 Baggot Street Lower Dublin 2 Ireland (Address of principal executive offices, including zip code) Registrant's Telephone Number, Including Area Code: +353 (1) 659 9446 98-1162329 (IRS Employer Identification No.) Securities registered pursuant to Section 12(b) of the Act: Ordinary Shares, $0.001 Par Value (...
1
171795227_2
171795227
reports), and (2) has been subject to such filingrequirements for the past 90 days. Yes No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (...
1
171795227_3
171795227
Non-accelerated filer Accelerated filer Smaller reportingcompany Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes No The aggregate market value of the Registrant's ordinary shares (the only common equity of the Registrant) held by non-affil...
1
171795227_b0
171795227
compensation (11) 241 Deferred tax assets 4,628 3,340 Valuation allowance (4,559) (3,247) Net deferred tax assets 69 93 Deferred tax liabilities: Depreciation (69) (93) Total deferred tax liabilities $ (69) $ (93) Income Taxes - Additional Information (Detail) - USD ($) Income Tax [Line Items] Operati...
1
171795227_b1
171795227
Effective Rate (Detail) 12 Months Ended Dec. 31, 2016 Dec. 31, 2015 Income Tax Disclosure [Abstract] Expected income tax benefit at federal statutory rate 35.00% 35.00% State tax provision, net of federal benefit 0.00% 0.00% Foreign rate differential (25.00%) (25.00%) Pass-through entities (0.00%) (0.00%) C...
1
171797440_0
171797440
Voxeljet AG Form 20-F Filed on 30-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001558370-17-002306 Included Items 1. 20-F 2. EX-8.1 3. EX-12.1 4. EX-12.2 5. EX-13.1 6. EX-13.2 Table of Contents As filedwiththe Securities andExchange CommissiononMarch30, 2017 UNITED STATES SECURITIES AND EXCHANGECOMMISSION WASH...
1
171797440_1
171797440
F1934 OR SHELLCOMPANYREPORTPURSUANTTOSECTION13OR15(d) OFTHESECURITIESEXCHANGEACTOF1934 Commission file number 001 36130 voxeljet AG (Exact name ofRegistrant as specified in its charter) Not Applicable (Translation ofRegistrant's name into English) Federal Republic of Germany (Jurisdiction ofincorporation or organi...
1
171797440_2
171797440
Name of each exchange on which registered New YorkStockExchange LLC New YorkStockExchange LLC* * Not for trading purposes, but only in connection with the registration ofAmerican Depositary Shares pursuant to the requirements ofthe Securities and Exchange Commission. Securities registered or to be registered pursuant...
1
171797440_3
171797440
be filed by Section 13 or 15(d) ofthe Securities Exchange Act of1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No Indicate by check mark whether the registrant has...
1
171797440_b0
171797440
/s/ RUDOLF FRANZ Rudolf Franz Chief Financial Officer (Principal Financial Officer) Dated: March 30, 2017 Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANESOXLEY ACT OF 2002 In connection with the Annual Report on Form 20F of v...
1
171797440_b1
171797440
rant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation and (d) Disclosed in this report any change in the registrant's internal control over fin...
1
171801019_0
171801019
SEQUANS COMMUNICATIONS Form 20-F Filed on 31-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001383395-17-000003 Included Items 1. 20-F: 20-F SEQUANS COMMUNICATIONS 2016 2. EX-1.1: EXHIBIT 1.1 3. EX-8.1: EXHIBIT 8.1 4. EX-12.1: EXHIBIT 12.1 5. EX-12.2: EXHIBIT 12.2 6. EX-13.1: EXHIBIT 13.1 7. EX-13.2: EXHIBIT 13.2 8. ...
1
171801019_1
171801019
) OF THESECURITIES EXCHANGEACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGEACT OF 1934 For the transition period from to OR ¨ SHELL COMPANYREPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGEACT OF 1934 Date of...
1
171801019_2
171801019
16 09 (Name, telephone, e-mail and/or facsimile number and address of company contact person) Securities registered or to be registered pursuant to Section 12(b) of the Act. Title of each class American Depositary Shares, each representing one ordinary share, nominal value 0.02 per share Ordinary shares, nominal val...
1
171801019_3
171801019
a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. ¨ Yes þ No If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Yes ¨ No þ Indicate by check mark w...
1
171801019_b0
171801019
to the BSA (Warrants) Issuance Agreements dated (2) January 11, 2011 and March 8, 2011 of Sequans Communications S.A., Registration Statement (Form S-8 No. 333-187611) pertaining to the Stock Option Subscription Plan, BSA Subscription (3) Plan and BSA (Warrants) Issuance Agreements dated June 26, 2012 of Sequans Commu...
1
171801019_b1
171801019
, 2016 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Deborah Choate, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge: (1) The Report fully complies with ...
1
171801397_0
171801397
Akari Therapeutics Plc Form 20-F Filed on 31-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001144204-17-018167 Included Items 1. 20-F: FORM 20-F 2. EX-10.12: EXHIBIT 10.12 3. EX-10.13: EXHIBIT 10.13 4. EX-10.15: EXHIBIT 10.15 5. EX-10.17: EXHIBIT 10.17 6. EX-21.1: EXHIBIT 21.1 7. EX-23.1: EXHIBIT 23.1 8. EX-23.2: EX...
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(Mark One) FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THESECURITIES EXCHANGEACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGEACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE...
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Kingdom (Address of principal executive offices) Gur Roshwalb Chief Executive Officer 75/76 Wimpole Street LondonW1G 9RT United Kingdom Telephone +44 20 8004 0270 (Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b...
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of American Depositary Shares representing such Ordinary Shares pursuant to the requirements of the Securities and Exchange Commission. Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. ¨ Yes x No If this report is an annual or transition report,...
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14 Total operating loss carry forwards 38,399,914 Foreign Tax Authority [Member] Operating Loss Carryforwards [Line Items] 2017 0 2018 0 2019 0 2020 0 2021 0 Beyond 2021 21,785,348 Total operating loss carry forwards $ 21,785,348 Taxes (Details Textual) USD ($) 12 Months Ended Dec. 31, 2016 Dec. 31...
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15,596 0 Tax rate difference in foreign jurisdictions 2,341,113 (1,964,914) (153,415) Income tax expense $ 0 $ 0 $ 0 Taxes (Details 3) - USD ($) Dec. 31, 2016 Dec. 31, 2015 Deferred tax assets Stock-based compensation $ 994,618 $ 210,573 Stock option and warrant revaluation 1,525,594 3,181,481 Tax loss c...
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171802300_0
171802300
Proqr Therapeutics N.V. Form 20-F Filed on 31-Mar-2017 Period ­ 31-Dec-2016 Accession number: 0001193125-17-106844 Included Items 1. 20-F 2. EX-1.1 3. EX-4.12 4. EX-4.13 5. EX-4.14 6. EX-8.1 7. EX-12.1 8. EX-12.2 9. EX-13.1 10. EX-15.1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D....
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ACT OF 1934 OR SHELL COMPANYREPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report: Not applicable For the transition period from to Commission file number 001-36622 PROQR THERAPEUTICS N.V. (Exact name of Registrant as specified in its ch...
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be registered pursuant to Section 12(g) of the Act: None (Title of Class) Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None (Title of Class) Indicate the number of outstanding shares of each of the issuer's classes of capital or common stock as of the close of the period...
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the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No Indicate by check mark whether the registrant has submitted electronically and post...
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have a significant role in the Company's internal control over financial reporting. Date: March 31, 2017 By: /S/ Smital Shah Name: Smital Shah Title: Chief Financial Officer (Principal Financial Officer) Exhibit 13.1 Certification by the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Secti...
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171802300
financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting princip...
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171805334_0
171805334
EDAP TMS SA Form 20-F Filed on 03-Apr-2017 Period ­ 31-Dec-2016 Accession number: 0001171843-17-001921 Included Items 1. 20-F: FORM 20-F 2. EX-1.1: EXHIBIT 1.1 3. EX-8.1: EXHIBIT 8.1 4. EX-11.1: EXHIBIT 11.1 5. EX-12.1: EXHIBIT 12.1 6. EX-12.2: EXHIBIT 12.2 7. EX-13.1: EXHIBIT 13.1 8. EX-15.1: EXHIBIT 15.1 9. XBRL (ren...
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THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 OR Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from ________ to _________ OR Shell Company Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act o...
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, France (Name, Telephone, E-mail and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b) of the Act: Title of each class American Depositary Shares, each representing One Ordinary Share Ordinary Shares, nominal value 0.13 per share Name of each exchange on which reg...
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1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes X No Indicate by ...
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Note 27 - Valuation Accounts - Schedule of Valuation Accounts (Details) - EUR () in Thousands 12 Months Ended Dec. 31, 2016 Dec. 31, 2015 Allowance for Deferred Tax Assets [Member] Balance 19,212 23,125 Charges to costs and expenses 238 218 Deductions: write-off and others (4,131) Balance 19,450 19,21...
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operating income (loss) Total Assets Capital expenditures Long-lived assets Goodwill FDA [Member] Sales of goods Sales of RPPs & leases Sales of spare parts and services Total sales Other revenues Total revenues Total COS Gross margin Research and development expenses Selling and marketing expenses (7,560) 742 24,202...
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171813284
BP PLC Form 20-F Filed on 06-Apr-2017 Period ­ 31-Dec-2016 Accession number: 0001193125-17-112384 Included Items 1. 20-F 2. EX-7 3. EX-12 4. EX-13 5. EX-15.1 6. EX-15.2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) REGISTRATION STATEMENT PURSUANT TO...
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.l.c. (Exact name of Registrant as specified in its charter) England and Wales (Jurisdiction of incorporation or organization) 1 St James's Square, London SW1Y4PD United Kingdom (Address of principal executive offices) Dr Brian Gilvary BP p.l.c. 1 St James's Square, London SW1Y4PD United Kingdom Tel +44 (0) 20 7496 53...
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241% Guaranteed Notes due 2018 4.750% Guaranteed Notes due 2019 2.237% Guaranteed Notes due 2019 1.676% Guaranteed Notes due 2019 2.315% Guaranteed Notes due 2020 2.521% Guaranteed Notes due 2020 4.500% Guaranteed Notes due 2020 Name of each exchange on which registered NewYork Stock Exchange* NewYork Stock Exchange N...
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% Guaranteed Notes due 2024 3.506% Guaranteed Notes due 2025 3.119% Guaranteed Notes due 2026 3.017% Guaranteed Notes due 2027 3.588% Guaranteed Notes due 2027 3.723% Guaranteed Notes due 2028 NewYork Stock Exchange NewYork Stock Exchange NewYork Stock Exchange NewYork Stock Exchange NewYork Stock Exchange NewYork Sto...
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of any such governmental actions which would restrict the recovery of the December 31, 2016, estimated oil and gas volumes. DEGOLYER AND MACNAUGHTON 15 DeGolyer and MacNaughton is an independent petroleum engineering consulting firm that has been providing petroleum consulting services throughout the world since 1...
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which was held constant for the life of the property. For the PSA holdings in Vietnam, ROSNEFT has represented that sales gas is priced according to terms of a Gas Sales Agreement and that the average price is U.S.$2.93 per Mcf. DEGOLYER AND MACNAUGHTON 14 Expenses and Costs Current expenses and costs, and forecas...
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171815589
Globant S.A. Form 20-F Filed on 07-Apr-2017 Period ­ 31-Dec-2016 Accession number: 0001144204-17-019512 Included Items 1. 20-F 2. EX-8.1: EXHIBIT 8.1 3. EX-12.1: EXHIBIT 12.1 4. EX-12.2: EXHIBIT 12.2 5. EX-13.1: EXHIBIT 13.1 6. EX-13.2: EXHIBIT 13.2 7. EX-15.1: EXHIBIT 15.1 UNITED STATES SECURITIES AND EXCHANGECOMMIS...
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¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGEACT OF 1934 OR ¨ SHELL COMPANYREPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGEACT OF 1934 Date of event requiring this shell company report For the transition period from to . Commission file number: 001-36535 GLOBANT S...