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171162302_b0
171162302
employees who have a significant role in the Company's internal control over financial reporting. Date: April 4, 2016 By: /s/ MATTHEW KAPUSTA Name: Matthew Kapusta Title: Chief Financial Officer 1 EXHIBIT 13.1 Certification by the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Secti...
1
171162302_b1
171162302
preparation of financial statements for external purposes in accordance with generally accepted accounting principles c. Evaluated the effectiveness of the Company's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as...
1
171162640_0
171162640
EDAP TMS SA Form 20-F Filed on 04-Apr-2016 Period ­ 31-Dec-2015 Accession number: 0001171843-16-008991 Included Items 1. 20-F: FORM 20-F 2. EX-1.1: EXHIBIT 1.1 3. EX-4.1: EXHIBIT 4.1 4. EX-4.2: EXHIBIT 4.2 5. EX-8.1.: EXHIBIT 8.1 6. EX-12.1: EXHIBIT 12.1 7. EX-12.2: EXHIBIT 12.2 8. EX-13.1: EXHIBIT 13.1 9. EX-15.1: EXH...
1
171162640_1
171162640
OR ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ________ to _________ OR SHELL COMPANY REPORT PURSUANT TO SE...
1
171162640_2
171162640
Lamartine, 4/6, rue du Dauphiné, 69120 Vaulx-en-Velin, France (Name, Telephone, E-mail and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b) of the Act: Title of each class American Depositary Shares, each representing One Ordinary Share Ordinary Shares, nominal val...
1
171162640_3
171162640
the Securities Exchange Act of 1934. Yes ____ No X Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such repo...
1
171162640_b0
171162640
415) (1,415) (1,415) 1,692 0 202 0 1,747 2,335 1,031 5,113 15 5,128 (2,490) 2,638 (1,097) (1,587) (657) (3,342) (704) 6,769 38 1,251 645 Schedule of Valuation accounts (Details) - EUR () in Thousands 12 Months Ended Dec. 31, 2015 Dec. 31, 2014 Dec. 31, 2013 Dec. 31, 2012 Inventory Valuation Reserve [Member] Valu...
1
171162640_b1
171162640
,444 Other Revenue, Net 32 Total revenues 8,476 Total cost of sales (3,636) Gross margin 4,841 Research and development expenses (1,387) Selling and marketing expenses (2,284) General and administrative expenses (646) Total expenses (4,318) Operating income (loss) 523 Total assets 9,619 Capital exp...
1
171170933_0
171170933
Form 20-F Table of Contents     SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549     FORM 20-F       ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR   x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC...
1
171170933_1
171170933
Biotech plc (Exact name of Registrant as specified in its charter and translation of Registrant<U+0092>s name into English)     Ireland (Jurisdiction of incorporation or organization) IDA Business Park, Bray, Co. Wicklow, Ireland (Address of principal executive offices) Kevin Tansley Chief Financial Of...
1
171170933_2
171170933
to be registered pursuant to Section 12(g) of the Act: None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None     Indicate the number of outstanding shares of each of the issuer<U+0092>s classes of capital or common stock as of the close of the period covered by th...
1
171170933_3
171170933
of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes x  No ¨ Indicate by check mark whether the registrant has submitted electronically...
1
171170933_b0
171170933
System Materials License Agreement dated as of April 18, 2005 (included as Exhibit 4.20 to our Annual Report on Form 20-F (File No. 000- 22320), filed with the SEC on March 25, 2015).  4.21    Inverness Medical Innovations, Inc. Patent License Agreement renewal dated as of August 3, 2006 (included as Exhibit ...
1
171170933_b1
171170933
20), filed with the SEC on March 25, 2015).  4.17    Lease agreement dated as of December 1, 2007 between 60 Pineview LLC with Immco Diagnostics Inc in respect of office premises in Amherst, New York, U.S.A. (included as Exhibit 4.17 to our Annual Report on Form 20-F (File No. 000- 22320), filed with the SEC o...
1
171174771_0
171174771
Use these links to rapidly review the document TABLE OF CONTENTS Index to Consolidated Financial Statements Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWASHINGTON, D.C. 20549FORM 20-F ...
1
171174771_1
171174771
  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR o   SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report<U+0085><U+0085><U+0085><U+0085><U+0085> Comm...
1
171174771_2
171174771
line Drive, Suite 350 Hawthorne, NY 10532(Name, Telephone, E-mail and/or Facsimile Number and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b) of the Act. Title of each class    Name of each exchange on which registered  Ordinary share...
1
171174771_3
171174771
the close of the period covered by the annual report.     Ordinary shares: 46,871,734 Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. o Yes    ý No If this report is an annual or transition report, in...
1
171174771_b0
171174771
company Aditech Pharma AB (together with its successor-in-interest, a Swiss company Aditech Pharma AG, "Aditech"), controlled by NB, began developing and filing patents for, among other things, formulations and dosing regimens of DMF. In 2005, the Company entered into a patent license agreement with Aditech to lic...
1
171174771_b1
171174771
the tax liabilities arising from the tax group or any entity participating in the tax group. The accompanying financial statements do not include a provision for any loss that may result from this contingency. See Notes 2.5 and 5.1.         The German tax authorities commenced an audit of the tax returns of ...
1
171180982_0
171180982
20-F Table of Contents     SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 20-F       ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR   x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 193...
1
171180982_1
171180982
    CGG (Exact name of registrant as specified in its charter) CGG (Translation of registrant<U+0092>s name into English) Republic of France (Jurisdiction of incorporation or organization) Tour Maine Montparnasse 33, avenue du Maine 75015 Paris France (Address of principal executive offices) Stephan...
1
171180982_2
171180982
per share   New York Stock Exchange Securities registered or to be registered pursuant to Section 12(g) of the Act. None (Title of class) Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act. 7.75% Senior Notes due 2017 6.50% Senior Notes due 2021 6.875% Senior Notes d...
1
171180982_3
171180982
of the Securities Exchange Act of 1934.    Yes  ¨    No  x Note <U+0097> checking the box above will not relieve any registrant required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from their obligations under those sections. Indicate by check mark whether the registrant...
1
171180982_b0
171180982
  <U+0097>          (2.7 )      (2.7 )                                                   Cash at opening      1,289.8        67.6        8.8        154.0        <U+0097>          1,...
1
171180982_b1
171180982
    (2.1 )      (37.4 )      (914.7 )      (197.1 )  Effect of exchange rates on cash      <U+0097>          <U+0097>          <U+0097>          <U+0097>          21.4        21.4    Impact of changes in consolidation scope      <U+00...
1
171181846_0
171181846
Form 20-F Table of Contents     SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549     FORM 20-F     (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR   x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E...
1
171181846_1
171181846
    Ascendis Pharma A/S (Exact name of Registrant as specified in its charter and translation of Registrant<U+0092>s name into English)     The Kingdom of Denmark (Jurisdiction of incorporation or organization) Tuborg Boulevard 5 DK-2900 Hellerup, Denmark (Address of principal executive offices) J...
1
171181846_2
171181846
shares, nominal value DKK 1 per share*   The NASDAQ Stock Market LLC The NASDAQ Stock Market LLC*   * Not for trading, but only in connection with the registration of the American Depositary Shares. Securities registered or to be registered pursuant to Section 12(g) of the Act: None Securities for which...
1
171181846_3
171181846
) of the Securities Exchange Act of 1934.    ¨  Yes    x  No Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file s...
1
171181846_b0
171181846
We have entered into indemnification agreements with our board members and members of our senior management. Except for the information disclosed above, we have not undertaken any significant transactions with members of the Board of Directors, our senior management or the major shareholders, or undertakings in whi...
1
171181846_b1
171181846
is a general partner of Sofinnova Ventures. (3) Albert Cha, M.D., Ph.D., a member of our board of directors, is a managing partner of Vivo Capital. We entered into a registration rights agreement in November 2014 with certain holders of our ordinary shares, including Sofinnova Capital V FCPR, Sofinnova Venture Pa...
1
171193535_0
171193535
20-F Table of Contents     UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549     FORM 20-F       ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR   x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES...
1
171193535_1
171193535
number 001-35408     AVG TECHNOLOGIES N.V. (Exact name of Registrant as specified in its charter and translation of Registrant<U+0092>s name into English)     The Netherlands (Jurisdiction of incorporation or organization) Gatwickstraat 9-39, 1043 GL Amsterdam, The Netherlands (Address of principal...
1
171193535_2
171193535
icate the number of outstanding shares of each of the issuer<U+0092>s classes of capital or common stock as of the close of the period covered by the annual report.   Title of each class   Number of shares outstanding Ordinary shares   51,628,104 Indicate by check mark if the registrant is a wel...
1
171193535_3
171193535
13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    x  Yes    ¨  No Indicate by check mark whether the registrant has submitt...
1
171193535_b0
171193535
announced that it has adopted an additional share repurchase program under which it intends to repurchase up to 500,000 of its ordinary shares (the <U+0093>shares<U+0094>) to cover the Company<U+0092>s obligations to deliver shares under its employee stock options incentive and restricted share units plans. The sha...
1
171193535_b1
171193535
Board upon appointment by the General Meeting of Shareholders, after which Mr. Little will resign as a member of the Management Board and continue his employment with the Company during the transition process. The Supervisory Board of the Company will nominate Mr. Ross for appointment to the Company<U+0092>s Managem...
1
171199018_0
171199018
Adecoagro S.A. Form 20-F Filed on 27-Apr-2016 Period ­ 31-Dec-2015 Accession number: 0001672764-16-000005 Included Items 1. 20-F: FORM 20-F 2. EX-8.1: EXHIBIT 8.1 3. EX-12.1: EXHIBIT 12.1 4. EX-12.2: EXHIBIT 12.2 5. EX-13.1: EXHIBIT 13.1 6. EX-13.2: EXHIBIT 13.2 7. EX-15.1: EXHIBIT 15.1 8. EX-15.2: EXHIBIT 15.2 UNITE...
1
171199018_1
171199018
AL YEAR ENDED ON DECEMBER 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO OR ¨ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report COMM...
1
171199018_2
171199018
Name, Telephone, E-Mail and/or Facsimile number and Address of Company Contact Person) Securities registered or to be registered pursuant to Section 12(b) of the Act: Title of Each Class Common Shares Name of Each Exchange on Which Registered New York Stock Exchange Securities registered or to be registered pursuant...
1
171199018_3
171199018
Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes þ No ¨ Indicate by check mark whether the registrant has submitted electronically and posted on its corpo...
1
171199018_b0
171199018
such officer's knowledge that: The annual report on Form 20-F for the fiscal year ended December 31, 2015 (the "Form 20-F") of the Company fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and information contained in the Form 20-F fairly presents, in all material re...
1
171199018_b1
171199018
(d) of the Securities Exchange Act of 1934 and information contained in the Form 20-F fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 27, 2016 /s/ Mariano Bosch Name: Mariano Bosch Title: Chief Executive Officer A signed original of this written ...
1
171199997_0
171199997
Nabriva Therapeutics AG Form 20-F Filed on 28-Apr-2016 Period ­ 31-Dec-2015 Accession number: 0001104659-16-114959 Included Items 1. 20-F 2. EX-1.2 3. EX-1.3 4. EX-4.12 5. EX-8.1 6. EX-12.1 7. EX-12.2 8. EX-13.1 9. EX-15.1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM ...
1
171199997_1
171199997
from to OR o SHELL COMPANY PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report................... Commission file number: 001-37558 Nabriva Therapeutics AG (Exact name of Registrant as specified in its charter and translation of Registrant's na...
1
171199997_2
171199997
.00 per share Name of each exchange on which registered The NASDAQ Stock Market LLC Securities registered or to be registered pursuant to Section 12(g) of the Act. None Table of Contents Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act. None Indicate the number of outstand...
1
171199997_3
171199997
filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x Yes o No Indicate by chec...
1
171199997_b0
171199997
By: Name: Title: /s/ Ralf Schmid Ralf Schmid Chief Financial Officer CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PwC Wirtschaftsprüfung GmbH Erdbergstraße 200 1030 Vienna Austria Tel.: +43 1 501 88 - 0 Fax: +43 1 501 88 - 601 E-mail: office.wien@at.pwc.com www.pwc.at Exhibit 15.1 We hereby consent to...
1
171199997_b1
171199997
to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report on Form 20-F of Nabriva Therapeutics AG (the "Company") for the year ended December 31, 2015, as filed with the U.S. Securities and Exchange Commission on the date hereof (the "Report")...
1
171202422_0
171202422
DBV Technologies S.A. Form 20-F Filed on 28-Apr-2016 Period ­ 31-Dec-2015 Accession number: 0001193125-16-563719 Included Items 1. 20-F: FORM 20-F 2. EX-4.10 3. EX-4.11 4. EX-8.1 5. EX-12.1 6. EX-12.2 7. EX-13.1 8. EX-13.2 9. EX-15.1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C....
1
171202422_1
171202422
ACT OF 1934 For the transition period from to OR ¨ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report Commission File Number 001-36697 DBV TECHNOLOGIES S.A. (Exact name of Registrant as specified in its charter and transl...
1
171202422_2
171202422
one ordinary share, nominal value 0.10 per share Ordinary shares, nominal value 0.10 per share* Name of each exchange on which registered The Nasdaq Stock Market LLC The Nasdaq Stock Market LLC* * Not for trading, but only in connection with the registration of the American Depositary Shares. Securities registered o...
1
171202422_3
171202422
registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x Yes ¨ N...
1
171202422_b0
171202422
Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Date: April 28, 2016 /s/ Pierre-Henri Benhamou Name: Pierre-Henri Benhamou Title: Chief ...
1
171202422_b1
171202422
ect the company's ability to record, process, summarize and report financial information and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the company's internal control over financial reporting. Date: April 28, 2016 /s/ David Schilansky Name: Dav...
1
171203119_0
171203119
MATERIALISE NV Form 20-F Filed on 28-Apr-2016 Period ­ 31-Dec-2015 Accession number: 0001193125-16-564184 Included Items 1. 20-F 2. EX-1.1 3. EX-4.5 4. EX-8.1 5. EX-12.1 6. EX-12.2 7. EX-13.1 8. EX-13.2 9. EX-23.1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ¨ ...
1
171203119_1
171203119
15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36515 MATERIALISE NV (Exact name of Registrant as specified in its charter) Not Applicable (Translation of Registrant's name into English) Kingdom of Belgium (Jurisdiction of incorporation or organization) Technologielaan 15, 3001 Leuven, Belgium...
1
171203119_2
171203119
Depositary Shares pursuant to the requirements of the Securities and Exchange Commission. Securities registered or to be registered pursuant to Section 12(g) of the Act: None. Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None. The number of outstanding shares of each of...
1
171203119_3
171203119
¨ No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period tha...
1
171203119_b0
171203119
U.S. Sarbanes-Oxley Act of 2002, that to the best of my knowledge: (i) the Report fully complies with the requirements of section 13(a) or 15(d) of the U.S. Securities Exchange Act of 1934, as amended and (ii) the information contained in the Report fairly presents, in all material respects, the financial condition an...
1
171203119_b1
171203119
): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the company's ability to record, process, summarize and report financial information and (b) Any fraud, whether or not material, that involv...
1
171204684_0
171204684
Globant S.A. Form 20-F Filed on 29-Apr-2016 Period ­ 31-Dec-2015 Accession number: 0001144204-16-097409 Included Items 1. 20-F: FORM 20-F 2. EX-8.1: EXHIBIT 8.1 3. EX-12.1: EXHIBIT 12.1 4. EX-12.2: EXHIBIT 12.2 5. EX-13.1: EXHIBIT 13.1 6. EX-13.2: EXHIBIT 13.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGT...
1
171204684_1
171204684
ANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ¨ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from to . Commission file number: 001-36535 GLOBANT S.A. (Exact name of ...
1
171204684_2
171204684
(b) of the Act. Title of each class Common shares value $ 1.20 per share Name of each exchange on which registered NYSE Securities registered or to be registered pursuant to Section 12(g) of the Act. None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act. None Indicate th...
1
171204684_3
171204684
registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x Yes ¨ No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted ...
1
171204684_b0
171204684
Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned office...
1
171204684_b1
171204684
procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation and (d) Disclosed in this report any change in the company's internal control over financial reporting that occurred dur...
1
171207873_0
171207873
SEQUANS COMMUNICATIONS Form 20-F Filed on 29-Apr-2016 Period ­ 31-Dec-2015 Accession number: 0001193125-16-569245 Included Items 1. 20-F: FORM 20-F 2. EX-1.1 3. EX-4.1(E) 4. EX-4.15 5. EX-4.16 6. EX-4.17 7. EX-4.18 8. EX-8.1 9. EX-12.1 10. EX-12.2 11. EX-13.1 12. EX-13.2 13. EX-15.1 Table of Contents UNITED STATES S...
1
171207873_1
171207873
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to OR ¨ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report Commission file number 001-35135 SEQUANS C...
1
171207873_2
171207873
12(b) of the Act. Title of each class American Depositary Shares, each representing one ordinary share, nominal value 0.02 per share Ordinary shares, nominal value 0.02 per share * Not for trading, but only in connection with the registration of American Depositary Shares. Securities registered or to be registered p...
1
171207873_3
171207873
registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Yes ¨ No þ Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or fo...
1
171207873_b0
171207873
d) of the Securities Exchange Act of 1934 and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. April 29, 2016 By: /s/ Deborah Choate Name: Deborah Choate Title: Chief Financial Officer Exhibit 15.1 CONSENT OF INDEP...
1
171207873_b1
171207873
requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. April 29, 2016 By: /s/ Dr. Georges Karam Name: Dr. Georges Karam Title: Chief Execut...
1
171213205_0
171213205
Ferroglobe PLC Form 20-F Filed on 02-May-2016 Period ­ 31-Dec-2015 Accession number: 0001193125-16-572914 Included Items 1. 20-F 2. EX-12.1 3. EX-12.2 4. EX-13.1 5. EX-23.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b)...
1
171213205_1
171213205
Ferroglobe PLC (Exact name of Registrant as specified in its charter) England and Wales (Jurisdiction of incorporation or organization) c/o Legalinx Ltd One Fetter Lane, London, EC4A 1BR +44-800-9758080 (Address of principal executive offices) Stephen Lebowitz, Chief Legal Officer 600 Brickell Avenue Suite 3100 Miami...
1
171213205_2
171213205
the issuer's classes of capital or common stock as of the close of the period covered by the annual report. Ordinary Shares (nominal value of $7.50) Class A Ordinary Shares (nominal value of $7.50) 73,759,990 98,078,163 Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405...
1
171213205_3
171213205
subject to such filing requirements for the past 90 days. Yes x No ¨ Indicate by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter)...
1
171213205_b0
171213205
design or operation of internal control over financial reporting which are reasonably likely to adversely affect the company's ability to record, process, summarize and report financial information and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in th...
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171213205_b1
171213205
15(e)) for the company and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the company, including its consolidated subsidiaries, is made known to us by others within those ...
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171255226_0
171255226
BT GROUP PLC Form 20-F Filed on 19-May-2016 Period ­ 31-Mar-2016 Accession number: 0001193125-16-595118 Included Items 1. 20-F 2. EX-1.1 3. EX-4.3 4. EX-4.4 5. EX-4.5 6. EX-7.1 7. EX-12.1 8. EX-12.2 9. EX-13.1 10. EX-15.1 11. EX-15.2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C....
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171255226_1
171255226
ANGE ACT OF 1934 OR SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from to Commission File Number: 1-08819 BT Group plc (Exact name of Registrant as specified in its charter) Not Applicable (Tr...
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171255226
: None Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None Indicate the number of outstanding shares of each of the issuer's classes of capital or common stock as of the close of the period covered by the Annual Report: 9,968,127,681 Ordinary Shares, of 5p each Indicate ...
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171255226
file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨ Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Re...
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171255226
high-speed variant of DSL technology. It provides a high headline speed by reducing the length of the access line copper by connecting to fibre at the cabinet. VoIP: voice over internet protocol ­ a method of transporting speech over the internet. VPN: virtual private network ­ a secure way to create an apparent dedic...
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171255226_b1
171255226
-protocol label switching ­ supports the rapid transmission of data across network routers, enabling modern networks to achieve high quality of service. MVNO: mobile virtual network operator ­ an arrangement where a retailer sells mobile services under its own brand but uses a mobile network owned by another operator t...
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171260485_0
171260485
NATUZZI S P A Form 20-F Filed on 23-May-2016 Period ­ 31-Dec-2015 Accession number: 0001193125-16-598629 Included Items 1. 20-F: FORM 20-F 2. EX-4.4 3. EX-4.5 4. EX-8.1 5. EX-12.1 6. EX-12.2 7. EX-13.1 8. EX-15.1 Table of Contents Natuzzi S.p.A Annual Report on Form 20-F 2015 Table of Contents UNITED STATES SECUR...
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171260485
Via Iazzitiello 47, 70029, Santeramo in Colle, Bari, Italy (Address of principal executive offices) Mr. Vittorio Notarpietro Tel.: +39 080 8820 111 vnotarpietro@natuzzi.com Via Iazzitiello 47, 70029 Santeramo in Colle, Bari, Italy (Name, telephone, e-mail and/or facsimile number and address of company contact person) S...
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171260485_2
171260485
: As of December 31, 2015 54,853,045 Ordinary Shares Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.1 Yes ¨ No x If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant ...
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171260485_3
171260485
). Yes x No ¨ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of "accelerated filer and large accelerated filer" in Rule 12b-2 of the Exchange Act. (Check one): Large accelerated filer ¨ Accelerated filer x Indicate by check...
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171260485
) Any fraud, whether or not material, that involves management or other employees who have a significant role in the company's internal control over financial reporting. Date: May 23, 2016 /s/ Vittorio Notarpietro Name: Vittorio Notarpietro Title: Chief Financial Officer Exhibit 13.1 Certification Pursuant to Section...
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171260485
is being prepared (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purpose...
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171297464_0
171297464
Castle Brands Inc Form 10-K Filed on 14-Jun-2016 Period ­ 31-Mar-2016 Accession number: 0001144204-16-108091 Included Items 1. 10-K: FORM 10-K 2. EX-21.1: EXHIBIT 21.1 3. EX-23.1: EXHIBIT 23.1 4. EX-31.1: EXHIBIT 31.1 5. EX-31.2: EXHIBIT 31.2 6. EX-32.1: EXHIBIT 32.1 7. XBRL (render) UNITED STATES SECURITIES AND EXCH...
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171297464_1
171297464
le Brands Inc. (Exact name of registrant as specified in its charter) Florida (State or other jurisdiction of incorporation or organization) 41-2103550 (I.R.S. Employer Identification No.) 122 East 42nd Street, Suite 5000 New York, New York (Address of principal executive offices) 10168 (Zip Code) Registrant's tel...
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171297464_2
171297464
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No ¨ Indicate by check mark whether the registrant has submitte...
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171297464_3
171297464
filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. ¨ Large accelerated filer ¨ Non-accelerated filer x Accelerated filer ¨ Smaller reporting company Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes ¨ No þ The agg...
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171297464_b0
171297464
(loss) income attributable to 426,268 controlling interests (807,703) (1,011,271) (1,123,662) (632,402) (590,996) (1,080,513) (1,495,831) (2,516,368) (3,799,742) (8,906,747) Net (loss) income attributable to $ 426,268 $ (807,703) $ $ $ (632,402) $ (590,996) $ $ $ $ $ common stockholders (1,011,271) (1,123,66...
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171297464_b1
171297464
207,372 18,536,509 16,513,079 16,157,004 15,936,514 13,381,704 11,982,199 Gross profit 8,167,759 6,702,095 7,056,402 6,627,314 6,147,602 5,994,860 4,883,673 4,546,654 $ $ $ 28,553,570 21,572,789 17,603,816 Net (loss) income 421,406 (595,911) (682,057) (850,144) (1,102,068) (311,886) (869,464) (1,190,495) (1,706,...
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171316464_0
171316464
Medtronic Plc Form 10-K Filed on 28-Jun-2016 Period ­ 29-Apr-2016 Accession number: 0001613103-16-000093 Included Items 1. 10-K 2. EX-12.1: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES 3. EX-21: LIST OF SUBSIDIARIES 4. EX-23: CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 5. EX-24: POWER OF ATTORNEY 6. E...
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171316464_1
171316464
Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended April 29, 2016. o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from __________ to __________ Commission File No. 1-36820 Ireland (...