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100 | to discipline employees. . Plaintiff later filed another claim for worker’s compensation benefits arising from an incident in February of 2007 when she slipped on soap and oil on the workplace floor. . In addition, the December 22, 2006, March 7, 2007, and April 17, 2007 disciplinary notices all were designated as "final" written advisories. (See Defendants' Motion, Exs. J, L, N.) . The Court notes that Plaintiff's assertion in her response brief that she was “terminated for leaving her workstation,” (Plaintiff's Response Br. at 8), is difficult to square with the language of this disciplinary notice. . As this Court observed in an order issued in June of 2009, while Plaintiff was still endeavoring to serve each of the individual Defendants named in her complaint: The Court notes that Plaintiffs complaint provides little or no guidance in ascertaining the precise grounds upon which each of these individual Defendants could be held liable in this case. So far as the Court can discern, some of these individuals are not mentioned anywhere in the 143 numbered paragraphs of the 24-page complaint, and the allegations as to those individual Defendants who are mentioned are minimal at best. Moreover, in sixteen of the seventeen (17) counts of the complaint, Plaintiff refers collectively to the alleged conduct of the "Defendants,” without any effort to link the actions of any specific Defendant to any particular theory of recovery or to specify which Defendants are or may be subject to liability under a given count. This sort of vague, broad-brush pleading falls short of even the lenient standards set forth in Fed. R.Civ.P. 8(a), and Plaintiff and her counsel are expressly cautioned that the Court will closely and carefully monitor the status of Plaintiffs claims throughout this case to ensure that each claim against each named party is viable and comports with the standards of Fed.R.Civ.P. 11(b). (6/3/2009 Order at In. 1.) The Court returns to this matter at the conclusion of this opinion. .Effective December 1, 2010, Rule 56 has been revised in various respects, but the language quoted here (and immediately below) reflects the Rule as it read when Defendants filed the |
101 | and the allegations as to those individual Defendants who are mentioned are minimal at best. Moreover, in sixteen of the seventeen (17) counts of the complaint, Plaintiff refers collectively to the alleged conduct of the "Defendants,” without any effort to link the actions of any specific Defendant to any particular theory of recovery or to specify which Defendants are or may be subject to liability under a given count. This sort of vague, broad-brush pleading falls short of even the lenient standards set forth in Fed. R.Civ.P. 8(a), and Plaintiff and her counsel are expressly cautioned that the Court will closely and carefully monitor the status of Plaintiffs claims throughout this case to ensure that each claim against each named party is viable and comports with the standards of Fed.R.Civ.P. 11(b). (6/3/2009 Order at In. 1.) The Court returns to this matter at the conclusion of this opinion. .Effective December 1, 2010, Rule 56 has been revised in various respects, but the language quoted here (and immediately below) reflects the Rule as it read when Defendants filed the present motion. . For what it is worth, while Plaintiff has testified as to a number of discriminatory remarks made by her co-workers and supervisors, she has not pointed to evidence of any such statements made by decision-makers in connection with the decision-making process that led to her termination. See Hopson v. DaimlerChysler Corp., 306 F.3d 427, 433 (6th Cir.2002) (holding that comments made by someone with “no involvement in the decision-making process” did not constitute direct evidence of discrimination). . Regarding the "adverse employment action” element of a prima facie case, Defendants acknowledge that Plaintiff's discharge would qualify, but they deny that any of the other forms of mistreatment identified by Plaintiff would rise to this level. Plaintiff has not addressed this issue in her response to Defendants’ motion, and thus she has abandoned any claim of disparate treatment based upon anything other than her discharge. . While this fourth and final element of a prima facie case may be established by showing that the plaintiff was replaced by someone outside the protected class, Plaintiff has made |
102 | present motion. . For what it is worth, while Plaintiff has testified as to a number of discriminatory remarks made by her co-workers and supervisors, she has not pointed to evidence of any such statements made by decision-makers in connection with the decision-making process that led to her termination. See Hopson v. DaimlerChysler Corp., 306 F.3d 427, 433 (6th Cir.2002) (holding that comments made by someone with “no involvement in the decision-making process” did not constitute direct evidence of discrimination). . Regarding the "adverse employment action” element of a prima facie case, Defendants acknowledge that Plaintiff's discharge would qualify, but they deny that any of the other forms of mistreatment identified by Plaintiff would rise to this level. Plaintiff has not addressed this issue in her response to Defendants’ motion, and thus she has abandoned any claim of disparate treatment based upon anything other than her discharge. . While this fourth and final element of a prima facie case may be established by showing that the plaintiff was replaced by someone outside the protected class, Plaintiff has made no effort to establish this element via this route. . Under the recent amendments to Fed. R.Civ.P. 56, such bare assertions of counsel unbacked by citation to the record clearly do not suffice to counter an opposing party's request for summary judgment. In its current version, Rule 56 mandates that “[a] party asserting that a fact ... is genuinely disputed must support the assertion by ... citing to particular parts of materials in the record,” and it further provides that "[t]he court need consider only the cited materials” in determining the existence of factual disputes. Fed. R.Civ.P. 56(c)(1),(3) (emphasis added). Yet, while the amended Rule 56 expressly requires citation to the record, this Court has recognized that this obligation pre-dates these amendments. Specifically, in a case where the plaintiff was represented by the very same counsel who represents Plaintiff here, the Court observed: Nothing in either the Federal Rules or case law supports an argument that the trial court must conduct its own probing investigation of the record. To the contrary, it would be utterly inappropriate for the |
103 | no effort to establish this element via this route. . Under the recent amendments to Fed. R.Civ.P. 56, such bare assertions of counsel unbacked by citation to the record clearly do not suffice to counter an opposing party's request for summary judgment. In its current version, Rule 56 mandates that “[a] party asserting that a fact ... is genuinely disputed must support the assertion by ... citing to particular parts of materials in the record,” and it further provides that "[t]he court need consider only the cited materials” in determining the existence of factual disputes. Fed. R.Civ.P. 56(c)(1),(3) (emphasis added). Yet, while the amended Rule 56 expressly requires citation to the record, this Court has recognized that this obligation pre-dates these amendments. Specifically, in a case where the plaintiff was represented by the very same counsel who represents Plaintiff here, the Court observed: Nothing in either the Federal Rules or case law supports an argument that the trial court must conduct its own probing investigation of the record. To the contrary, it would be utterly inappropriate for the court to abandon its position of neutrality in favor of a role equivalent to champion for the non-moving party: seeking out facts, developing legal theories, and finding ways to defeat the motion. Accordingly, the Court declines to search the record on Plaintiff’s behalf for evidence .... to establish [an] element of his prima facie case. Harrison v. Oakland County, 612 F.Supp.2d 848, 859 (E.D.Mich.2009) (quotation marks, alterations, and citations omitted). Likewise, in this case, while the "Statement of Facts” section of Plaintiff's brief in response to Defendants' motion is supported by citations to the record — albeit a record that consists almost exclusively of Plaintiff's deposition testimony — the “Law and Argument” section of this brief is totally bereft of any such citations, leaving the Court to its own devices in confirming that Plaintiff's arguments have evidentiary support. In some instances, at least, such support appears to be lacking — e.g., Plaintiff supports one of her arguments with the proposition that "Muslim employees were allowed special treatment to observe their religion,” (Plaintiff's Response Br. at 12), but |
104 | court to abandon its position of neutrality in favor of a role equivalent to champion for the non-moving party: seeking out facts, developing legal theories, and finding ways to defeat the motion. Accordingly, the Court declines to search the record on Plaintiff’s behalf for evidence .... to establish [an] element of his prima facie case. Harrison v. Oakland County, 612 F.Supp.2d 848, 859 (E.D.Mich.2009) (quotation marks, alterations, and citations omitted). Likewise, in this case, while the "Statement of Facts” section of Plaintiff's brief in response to Defendants' motion is supported by citations to the record — albeit a record that consists almost exclusively of Plaintiff's deposition testimony — the “Law and Argument” section of this brief is totally bereft of any such citations, leaving the Court to its own devices in confirming that Plaintiff's arguments have evidentiary support. In some instances, at least, such support appears to be lacking — e.g., Plaintiff supports one of her arguments with the proposition that "Muslim employees were allowed special treatment to observe their religion,” (Plaintiff's Response Br. at 12), but no such factual assertion (or supporting citation) appears anywhere in Plaintiff's statement of facts. This presumably is why the amended Rule 56 (and the case law before it) requires specific citations to the record in support of each argument — so that the courts need not engage in fact-checking on behalf of the parties, a role that is patently inconsistent with the courts’ position of neutrality in deciding motions and presiding over cases. . Indeed, Plaintiff evidently never returned to work following this incident, so it is not clear how she would know whether any action was taken against Thomas. Nor, so far as the record reveals, did Plaintiff and her counsel make any effort to pursue this question in discovery — or, if they did so, they have not directed the Court’s attention to anything they might have learned. . As discussed below, Sky Chefs’ management concluded otherwise following an investigation of this incident. . At her deposition, Plaintiff identified some of the race-based comments of her co-workers as having been made in early 2006, (see Plaintiff's |
105 | no such factual assertion (or supporting citation) appears anywhere in Plaintiff's statement of facts. This presumably is why the amended Rule 56 (and the case law before it) requires specific citations to the record in support of each argument — so that the courts need not engage in fact-checking on behalf of the parties, a role that is patently inconsistent with the courts’ position of neutrality in deciding motions and presiding over cases. . Indeed, Plaintiff evidently never returned to work following this incident, so it is not clear how she would know whether any action was taken against Thomas. Nor, so far as the record reveals, did Plaintiff and her counsel make any effort to pursue this question in discovery — or, if they did so, they have not directed the Court’s attention to anything they might have learned. . As discussed below, Sky Chefs’ management concluded otherwise following an investigation of this incident. . At her deposition, Plaintiff identified some of the race-based comments of her co-workers as having been made in early 2006, (see Plaintiff's Dep. at 165), but she did not specify when Lathem used the "N” word. . The Court notes that this EEOC charge raises only complaints of sexual and religious harassment and retaliation, so it is unclear whether Plaintiff exhausted her administrative remedies with respect to her claim of race-based harassment and her claims of disparate treatment on account of her race, gender, and religion. While Plaintiff perhaps might have filed an additional EEOC charge following her termination, no such charge appears in the record. . Again, this assertion is unsupported by citation to the record, nor does the "Statement of Facts” portion of Plaintiff's response brief mention (or cite) any such testimony. . For what it is worth, it is not clear that Plaintiff could establish that the mistreatment of her and the offensive remarks made to her by her co-workers were attributable to her gender (or her race or religion, for that matter). She testified at her deposition that she was "the bottom of the barrel be it male or female” at the workplace, and she expressed |
106 | Dep. at 165), but she did not specify when Lathem used the "N” word. . The Court notes that this EEOC charge raises only complaints of sexual and religious harassment and retaliation, so it is unclear whether Plaintiff exhausted her administrative remedies with respect to her claim of race-based harassment and her claims of disparate treatment on account of her race, gender, and religion. While Plaintiff perhaps might have filed an additional EEOC charge following her termination, no such charge appears in the record. . Again, this assertion is unsupported by citation to the record, nor does the "Statement of Facts” portion of Plaintiff's response brief mention (or cite) any such testimony. . For what it is worth, it is not clear that Plaintiff could establish that the mistreatment of her and the offensive remarks made to her by her co-workers were attributable to her gender (or her race or religion, for that matter). She testified at her deposition that she was "the bottom of the barrel be it male or female” at the workplace, and she expressed her view that she was treated worse than any of her co-workers, whether male or female, black or white, or Christian or non-Christian. (Plaintiff’s Dep. at 263-64, 269-72.) Such personal animus directed at Plaintiff individually is not indicative of discrimination based on membership in a protected class. See Bowman v. Shawnee State University, 220 F.3d 456 (6th Cir.2000) (holding that the plaintiff had failed to establish a claim of sexual harassment because, "[w]hile he may have been subject to intimidation, ridicule, and mistreatment, he has not shown that he was treated in a discriminatory manner because of his gender”); Nizami v. Pfizer Inc., 107 F.Supp.2d 791, 805 n. 15 (E.D.Mich. 2000). . Moreover, and as discussed above, Plaintiff's deposition testimony appears to indicate that she did not regard the name-calling of her co-workers as sufficiently severe as to interfere with her work performance or give rise to a hostile work environment. . In light of this conclusion, the Court need not address Defendants' contention that Plaintiff also failed to establish the fifth and final prong of a |
107 | her view that she was treated worse than any of her co-workers, whether male or female, black or white, or Christian or non-Christian. (Plaintiff’s Dep. at 263-64, 269-72.) Such personal animus directed at Plaintiff individually is not indicative of discrimination based on membership in a protected class. See Bowman v. Shawnee State University, 220 F.3d 456 (6th Cir.2000) (holding that the plaintiff had failed to establish a claim of sexual harassment because, "[w]hile he may have been subject to intimidation, ridicule, and mistreatment, he has not shown that he was treated in a discriminatory manner because of his gender”); Nizami v. Pfizer Inc., 107 F.Supp.2d 791, 805 n. 15 (E.D.Mich. 2000). . Moreover, and as discussed above, Plaintiff's deposition testimony appears to indicate that she did not regard the name-calling of her co-workers as sufficiently severe as to interfere with her work performance or give rise to a hostile work environment. . In light of this conclusion, the Court need not address Defendants' contention that Plaintiff also failed to establish the fifth and final prong of a prima facie case of harassment. . Plaintiff does not claim to have produced any such direct evidence here, but instead concedes that her retaliation claims are properly analyzed under the McDonnell Douglas burden-shifting approach. (See Plaintiff’s Response Br. at 16.) . As with her claims of disparate treatment, Plaintiff makes no effort in her response to Defendants’ motion to argue or show that she suffered any adverse employment action apart from her discharge that could support a claim of retaliation. Thus, the Court addresses only whether Plaintiff has established a prima facie case of retaliatory discharge. . The Court also notes that Plaintiffs FMLAbased claim of retaliatory discharge seemingly is defeated by Plaintiff’s own deposition testimony. When asked about this claim, Plaintiff testified that her co-workers' mistreatment of her intensified after her return from FMLA leave because "[a] lot of people thought I was gone, and gone for good,” and "when I came back, they were not pleased.” (Plaintiff's Dep. at 219.) Plainly, then, this testimony does not evidence retaliation based upon Plaintiff's exercise of her right to |
108 | prima facie case of harassment. . Plaintiff does not claim to have produced any such direct evidence here, but instead concedes that her retaliation claims are properly analyzed under the McDonnell Douglas burden-shifting approach. (See Plaintiff’s Response Br. at 16.) . As with her claims of disparate treatment, Plaintiff makes no effort in her response to Defendants’ motion to argue or show that she suffered any adverse employment action apart from her discharge that could support a claim of retaliation. Thus, the Court addresses only whether Plaintiff has established a prima facie case of retaliatory discharge. . The Court also notes that Plaintiffs FMLAbased claim of retaliatory discharge seemingly is defeated by Plaintiff’s own deposition testimony. When asked about this claim, Plaintiff testified that her co-workers' mistreatment of her intensified after her return from FMLA leave because "[a] lot of people thought I was gone, and gone for good,” and "when I came back, they were not pleased.” (Plaintiff's Dep. at 219.) Plainly, then, this testimony does not evidence retaliation based upon Plaintiff's exercise of her right to FMLA leave, but retaliation based on displeasure that Plaintiff had returned from this leave. In any event, nothing in the record forges any link between this displeasure and the subsequent decision by Sky Chefs management officials, over two months later, to terminate Plaintiff’s employment. . It is not clear whether, in order to dismiss the federal claims asserted against the non-moving Defendants, the Court must first set aside the defaults entered by the clerk against those Defendants who have yet to appear in this action. Assuming this is necessary, the Court finds “good cause’’ for doing so, see Fed.R.Civ.P. 55(c), where the federal claims asserted against these individuals are not viable, and where Plaintiff failed to vigorously pursue these claims by promptly moving for a default judgment after the clerk entered the defaults of these parties. |
109 | OPINION and ORDER JOHN A. GORMAN, United States Magistrate Judge. Now before the Court is the Defendant’s Motion for Summary Judgment (# 43). The motion is fully briefed and I have carefully considered the arguments and evidence presented by the parties. As explained herein, the motion is granted. I. SUMMARY JUDGMENT GENERALLY The purpose of summary judgment is to “pierce the pleadings and to assess the proof in order to see whether there is a genuine need for trial.” Matsushita Electric Industrial Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). Under Rule 56(c) of the Federal Rules of Civil Procedure, sum mary judgment should be entered if and only if there is no genuine issue as to any material fact, and the moving party is entitled to judgment as a matter of law. See Jay v. Internet Wagner Inc., 233 F.3d 1014, 1016 (7th Cir.2000); Cox v. Acme Health Services, 55 F.3d 1304, 1308 (7th Cir.1996). In ruling on a summary judgment motion, the court may not weigh the evidence or resolve issues of fact; disputed facts must be left for resolution at trial. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). The court’s role in deciding the motion is not to sift through the evidence, pondering the nuances and inconsistencies, and decide whom to believe. Waldridge v. American Hoechst Corp., 24 F.3d 918, 922 (7th Cir.1994). The court has one task and one task only: to decide based on the evidence of record, whether there is any material dispute of fact that requires a trial. The court is to examine all admissible facts, viewing the entirety of the record and accepting all facts and drawing all reasonable inferences in favor of the nonmovant, Erdman v. City of Fort Atkinson, 84 F.3d 960, 961 (7th Cir.1996); Vukadinovich v. Board of School Trustees, 978 F.2d 403, 408 (7th Cir.1992), cert. denied, 510 U.S. 844, 114 S.Ct. 133, 126 L.Ed.2d 97 (1993); Lohorn v. Michal, 913 F.2d 327, 331 (7th Cir.1990); DeValk Lincoln Mercury, Inc. v. Ford Motor Co., 811 F.2d 326, |
110 | resolve issues of fact; disputed facts must be left for resolution at trial. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). The court’s role in deciding the motion is not to sift through the evidence, pondering the nuances and inconsistencies, and decide whom to believe. Waldridge v. American Hoechst Corp., 24 F.3d 918, 922 (7th Cir.1994). The court has one task and one task only: to decide based on the evidence of record, whether there is any material dispute of fact that requires a trial. The court is to examine all admissible facts, viewing the entirety of the record and accepting all facts and drawing all reasonable inferences in favor of the nonmovant, Erdman v. City of Fort Atkinson, 84 F.3d 960, 961 (7th Cir.1996); Vukadinovich v. Board of School Trustees, 978 F.2d 403, 408 (7th Cir.1992), cert. denied, 510 U.S. 844, 114 S.Ct. 133, 126 L.Ed.2d 97 (1993); Lohorn v. Michal, 913 F.2d 327, 331 (7th Cir.1990); DeValk Lincoln Mercury, Inc. v. Ford Motor Co., 811 F.2d 326, 329 (7th Cir.1987); Bartman v. Allis-Chalmers Corp., 799 F.2d 311, 312 (7th Cir.1986), cert. denied, 479 U.S. 1092, 107 S.Ct. 1304, 94 L.Ed.2d 160 (1987), and construing any doubts against the moving party. Adickes v. S.H. Kress & Co., 398 U.S. 144, 90 S.Ct. 1598, 26 L.Ed.2d 142 (1970); Trotter v. Anderson, 417 F.2d 1191 (7th Cir.1969); Haefling v. United Parcel Service, Inc., 169 F.3d 494, 497 (7th Cir.1999). In considering a motion for summary judgment, however, there is one occasion when the court is not obligated to accept as true the non-movant’s version of facts: “When opposing parties tell two different stories, one of which is blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a motion for summary judgment.” Scott v. Harris, 550 U.S. 372, 380, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007). Neither the moving party nor the responding party may simply rest on allegations; those allegations must be supported by significant probative evidence. First |
111 | 329 (7th Cir.1987); Bartman v. Allis-Chalmers Corp., 799 F.2d 311, 312 (7th Cir.1986), cert. denied, 479 U.S. 1092, 107 S.Ct. 1304, 94 L.Ed.2d 160 (1987), and construing any doubts against the moving party. Adickes v. S.H. Kress & Co., 398 U.S. 144, 90 S.Ct. 1598, 26 L.Ed.2d 142 (1970); Trotter v. Anderson, 417 F.2d 1191 (7th Cir.1969); Haefling v. United Parcel Service, Inc., 169 F.3d 494, 497 (7th Cir.1999). In considering a motion for summary judgment, however, there is one occasion when the court is not obligated to accept as true the non-movant’s version of facts: “When opposing parties tell two different stories, one of which is blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a motion for summary judgment.” Scott v. Harris, 550 U.S. 372, 380, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007). Neither the moving party nor the responding party may simply rest on allegations; those allegations must be supported by significant probative evidence. First National Bank of Arizona v. Cities Service Co., 391 U.S. 253, 290, 88 S.Ct. 1575, 20 L.Ed.2d 569 (1968). See also Matsushita Electric Industrial Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986) (when the moving party has met its burden, nonmoving party must do more than show some “metaphysical doubt” as to material facts). Instead, the parties must identify the evidence that will facilitate the court’s assessment. Waldridge, 24 F.3d at 922. Thus, as FRCP 56(e) makes clear, a party opposing summary judgment may not rely on the allegations of the complaint. Rather: [T]he adverse party’s response, by affidavits or as otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial. If the adverse party does not so respond, summary judgment, if appropriate, shall be entered against the adverse party. See, Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). See also, Local Rule CDIL 7.1(D). A scintilla of evidence in support of the |
112 | National Bank of Arizona v. Cities Service Co., 391 U.S. 253, 290, 88 S.Ct. 1575, 20 L.Ed.2d 569 (1968). See also Matsushita Electric Industrial Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986) (when the moving party has met its burden, nonmoving party must do more than show some “metaphysical doubt” as to material facts). Instead, the parties must identify the evidence that will facilitate the court’s assessment. Waldridge, 24 F.3d at 922. Thus, as FRCP 56(e) makes clear, a party opposing summary judgment may not rely on the allegations of the complaint. Rather: [T]he adverse party’s response, by affidavits or as otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial. If the adverse party does not so respond, summary judgment, if appropriate, shall be entered against the adverse party. See, Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). See also, Local Rule CDIL 7.1(D). A scintilla of evidence in support of the non-moving party’s position is not sufficient to oppose successfully a summary judgment motion; “there must be evidence on which the jury could reasonably find for the [non-movant].” Anderson, 477 U.S. at 250, 106 S.Ct. 2505. If the undisputed facts indicate that no reasonable jury could find for the party opposing the motion, then summary judgment must be granted. Hedberg v. Indiana Bell Telephone Co., 47 F.3d 928, 931 (7th Cir.1995), citing Anderson, 477 U.S. at 248, 106 S.Ct. 2505. If the non-moving party fails to make a showing sufficient to establish the existence of an element essential to that party and on which that party will bear the burden of proof at trial, then summary judgment is proper. Celotex, 477 U.S. at 322, 106 S.Ct. 2548; Waldridge, 24 F.3d at 920. As the Seventh Circuit has explained, “[District courts are not obliged in our adversary system to scour the record looking for factual disputes and may adopt local rules reasonably designed to streamline the resolution of summary judgment motions.” Herman v. City of Chicago, 870 F.2d 400, |
113 | non-moving party’s position is not sufficient to oppose successfully a summary judgment motion; “there must be evidence on which the jury could reasonably find for the [non-movant].” Anderson, 477 U.S. at 250, 106 S.Ct. 2505. If the undisputed facts indicate that no reasonable jury could find for the party opposing the motion, then summary judgment must be granted. Hedberg v. Indiana Bell Telephone Co., 47 F.3d 928, 931 (7th Cir.1995), citing Anderson, 477 U.S. at 248, 106 S.Ct. 2505. If the non-moving party fails to make a showing sufficient to establish the existence of an element essential to that party and on which that party will bear the burden of proof at trial, then summary judgment is proper. Celotex, 477 U.S. at 322, 106 S.Ct. 2548; Waldridge, 24 F.3d at 920. As the Seventh Circuit has explained, “[District courts are not obliged in our adversary system to scour the record looking for factual disputes and may adopt local rules reasonably designed to streamline the resolution of summary judgment motions.” Herman v. City of Chicago, 870 F.2d 400, 404 (7th Cir.1989). See also, Bell, Boyd & Lloyd v. Tapy, 896 F.2d 1101, 1103-04 (7th Cir.1990); L.S. Heath & Son, Inc. v. AT & T Information Systems, Inc., 9 F.3d 561, 567 (7th Cir.1993). The Local Rules of this Court specify the form, content and timing for all motions for summary judgment and responses and replies thereto. See, Local Rule CDIL 7.1(D). II. LAW OF TITLE VII Under Title VII it is unlawful for an employer “to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.” 42 USC § 2000e-2. Title VII prohibits only discrimination based on protected status; it does not prohibit discrimination based on personality conflicts or other non-protected bases. See, for example, Jajeh v. County of Cook, 678 F.3d 560, 569 (7th Cir.2012), citing Oncale v. Sundowner Offshore Services, Inc., 523 U.S. 75, 80, 118 S.Ct. 998, 140 L.Ed.2d 201 (1998). In order to |
114 | 404 (7th Cir.1989). See also, Bell, Boyd & Lloyd v. Tapy, 896 F.2d 1101, 1103-04 (7th Cir.1990); L.S. Heath & Son, Inc. v. AT & T Information Systems, Inc., 9 F.3d 561, 567 (7th Cir.1993). The Local Rules of this Court specify the form, content and timing for all motions for summary judgment and responses and replies thereto. See, Local Rule CDIL 7.1(D). II. LAW OF TITLE VII Under Title VII it is unlawful for an employer “to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.” 42 USC § 2000e-2. Title VII prohibits only discrimination based on protected status; it does not prohibit discrimination based on personality conflicts or other non-protected bases. See, for example, Jajeh v. County of Cook, 678 F.3d 560, 569 (7th Cir.2012), citing Oncale v. Sundowner Offshore Services, Inc., 523 U.S. 75, 80, 118 S.Ct. 998, 140 L.Ed.2d 201 (1998). In order to survive a motion for summary judgment in a disparate treatment claim, a plaintiff must produce some evidence that (1) intentional discrimination (2) was more likely than not (3) the motivation (4) behind the challenged employment decision. St. Mary’s Honor Center v. Hicks, 509 U.S. 502, 113 S.Ct. 2742, 125 L.Ed.2d 407 (1993). A plaintiff may prove disparate treatment under Title VII by using either the direct method or the indirect method of proof. Rhodes v. Illinois Department of Transportation, 359 F.3d 498, 504 (7th Cir.2004). The direct method of proof permits a plaintiff to show—by either direct or circumstantial evidence—that his employer’s decision to take an adverse job action against him was motivated by a prohibited purpose, such as race or national origin. Id. If a plaintiff cannot prevail under the direct method of proof, he must proceed using the burden-shifting analytical framework articulated in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973). See, Adams v. Wal-Mart Stores Inc., 324 F.3d 935 (7th Cir.2003). Under that framework, the plaintiff must |
115 | survive a motion for summary judgment in a disparate treatment claim, a plaintiff must produce some evidence that (1) intentional discrimination (2) was more likely than not (3) the motivation (4) behind the challenged employment decision. St. Mary’s Honor Center v. Hicks, 509 U.S. 502, 113 S.Ct. 2742, 125 L.Ed.2d 407 (1993). A plaintiff may prove disparate treatment under Title VII by using either the direct method or the indirect method of proof. Rhodes v. Illinois Department of Transportation, 359 F.3d 498, 504 (7th Cir.2004). The direct method of proof permits a plaintiff to show—by either direct or circumstantial evidence—that his employer’s decision to take an adverse job action against him was motivated by a prohibited purpose, such as race or national origin. Id. If a plaintiff cannot prevail under the direct method of proof, he must proceed using the burden-shifting analytical framework articulated in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973). See, Adams v. Wal-Mart Stores Inc., 324 F.3d 935 (7th Cir.2003). Under that framework, the plaintiff must first establish a prima facie case of discrimination, which creates a rebuttable presumption of discrimination. The burden then shifts to the defendant to articulate a legitimate, non-discriminatory reason for the employment action. Upon articulation of such a reason, the presumption of discrimination vanishes, and the plaintiff must prove that the stated reason was merely pretext for discrimination. See, for example, Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 253-56, 101 S.Ct. 1089, 67 L.Ed.2d 207 (1981). Actually, at this third stage, the plaintiffs burden under this shifting burden analysis “merges with the ultimate burden of persuading the court that [ ]he has been the victim of intentional discrimination.” Id. at 256, 101 S.Ct. 1089. In other words, plaintiffs burden returns the plaintiff to his original position, namely the position of proving intentional discrimination. Hicks, 509 U.S. at 510, 113 S.Ct. 2742; Nawrot v. CPC International, 277 F.3d 896, 905 (7th Cir.2002). A prima facie case of discrimination requires evidence that (1) plaintiff was a member of the protected class; (2) plaintiff was qualified for |
116 | first establish a prima facie case of discrimination, which creates a rebuttable presumption of discrimination. The burden then shifts to the defendant to articulate a legitimate, non-discriminatory reason for the employment action. Upon articulation of such a reason, the presumption of discrimination vanishes, and the plaintiff must prove that the stated reason was merely pretext for discrimination. See, for example, Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 253-56, 101 S.Ct. 1089, 67 L.Ed.2d 207 (1981). Actually, at this third stage, the plaintiffs burden under this shifting burden analysis “merges with the ultimate burden of persuading the court that [ ]he has been the victim of intentional discrimination.” Id. at 256, 101 S.Ct. 1089. In other words, plaintiffs burden returns the plaintiff to his original position, namely the position of proving intentional discrimination. Hicks, 509 U.S. at 510, 113 S.Ct. 2742; Nawrot v. CPC International, 277 F.3d 896, 905 (7th Cir.2002). A prima facie case of discrimination requires evidence that (1) plaintiff was a member of the protected class; (2) plaintiff was qualified for the job in question or was meeting the employer’s legitimate performance expectations; (3) plaintiff suffered an adverse employment action; and (4) the employer treated similarly situated persons not in a protected class more favorably. Bragg v. Navistar International Transportation Corp., 164 F.3d 373, 376 (7th Cir.1998). There is no dispute that Plaintiff is a member of a protected class. He is Nigerian and raises issues of disparate treatment on the basis of both race and national origin. One element of the prima facie case is that the employee was satisfying the employer’s legitimate performance expectations up until the time of his termination. Jones v. Union Pacific Railroad Co., 302 F.3d 735, 741 (7th Cir.2002). This includes adherence to employer’s rules and regulations. Id.; cf. Lim v. Trustees of Indiana University, 297 F.3d 575, 581 (7th Cir.2002) (plaintiff failed to establish that she was meeting university’s legitimate requirements regarding research and publishing); Salvadori v. Franklin School District, 293 F.3d 989, 996 (7th Cir.2002) (fact that plaintiff had received satisfactory performance evaluations for several years did not satisfy this |
117 | the job in question or was meeting the employer’s legitimate performance expectations; (3) plaintiff suffered an adverse employment action; and (4) the employer treated similarly situated persons not in a protected class more favorably. Bragg v. Navistar International Transportation Corp., 164 F.3d 373, 376 (7th Cir.1998). There is no dispute that Plaintiff is a member of a protected class. He is Nigerian and raises issues of disparate treatment on the basis of both race and national origin. One element of the prima facie case is that the employee was satisfying the employer’s legitimate performance expectations up until the time of his termination. Jones v. Union Pacific Railroad Co., 302 F.3d 735, 741 (7th Cir.2002). This includes adherence to employer’s rules and regulations. Id.; cf. Lim v. Trustees of Indiana University, 297 F.3d 575, 581 (7th Cir.2002) (plaintiff failed to establish that she was meeting university’s legitimate requirements regarding research and publishing); Salvadori v. Franklin School District, 293 F.3d 989, 996 (7th Cir.2002) (fact that plaintiff had received satisfactory performance evaluations for several years did not satisfy this requirement in light of later, “less glowing” evaluations and failure to comply with performance improvement plan). Not everything that makes an employee unhappy is actionable under Title VII. Dass v. Chicago Board of Education, 675 F.3d 1060, 1069 (7th Cir.2012); O’Neal v. City of Chicago, 392 F.3d 909, 911 (7th Cir.2004); Drake v. Minnesota Mining and Mfg. Co., 134 F.3d 878, 885 (7th Cir.1998). To rise to the level of “adverse employment action,” the plaintiff must show more than an inconvenience or alteration of job responsibilities. Rhodes v. Illinois Department of Transportation, 359 F.3d 498, 504 (7th Cir.2004); Oest v. Illinois Department of Corrections, 240 F.3d 605, 613 (7th Cir.2001). “A materially adverse change might be indicated by a termination of employment, a demotion evidenced by a decrease in wage or salary, a less distinguished title, a material loss of benefits, significantly diminished material responsibilities, or other indices that might be unique to a particular situation.” Crady v. Liberty National Bank & Trust Co., 993 F.2d 132, 136 (7th Cir.1993); See also, Cheek v. Peabody Coal |
118 | requirement in light of later, “less glowing” evaluations and failure to comply with performance improvement plan). Not everything that makes an employee unhappy is actionable under Title VII. Dass v. Chicago Board of Education, 675 F.3d 1060, 1069 (7th Cir.2012); O’Neal v. City of Chicago, 392 F.3d 909, 911 (7th Cir.2004); Drake v. Minnesota Mining and Mfg. Co., 134 F.3d 878, 885 (7th Cir.1998). To rise to the level of “adverse employment action,” the plaintiff must show more than an inconvenience or alteration of job responsibilities. Rhodes v. Illinois Department of Transportation, 359 F.3d 498, 504 (7th Cir.2004); Oest v. Illinois Department of Corrections, 240 F.3d 605, 613 (7th Cir.2001). “A materially adverse change might be indicated by a termination of employment, a demotion evidenced by a decrease in wage or salary, a less distinguished title, a material loss of benefits, significantly diminished material responsibilities, or other indices that might be unique to a particular situation.” Crady v. Liberty National Bank & Trust Co., 993 F.2d 132, 136 (7th Cir.1993); See also, Cheek v. Peabody Coal Co., 97 F.3d 200, 204 (7th Cir.1996); Herrnreiter v. Chicago Housing Authority, 315 F.3d 742, 744-45 (7th Cir.2002); Lewis v. Chicago, 496 F.3d 645 (7th Cir.2007). To show the final element of the prima facie case, namely that similarly situated persons not in a protected class were treated more favorably, a plaintiff must address such factors as performance, qualifications and conduct, in addition to the identity of supervisors, the standards that govern job performance, and the similarity or differences in the conduct of these other employees. Radue v. Kimberly-Clark Corp., 219 F.3d 612, 617-18 (7th Cir.2000). The Seventh Circuit has also made clear that there must be a balance between the employee’s and the employer’s evaluations of these comparator employees. The similarities and differences must be “sufficiently comparable” in “all material respects.” Crawford v. Indiana Harbor Co., 461 F.3d 844, 846 (7th Cir.2006). “[PJlaintiff should have to show only that the members of the comparison group are sufficiently comparable to [him] to suggest that [ ] he was singled out for worse treatment.” Goodwin v. Board |
119 | Co., 97 F.3d 200, 204 (7th Cir.1996); Herrnreiter v. Chicago Housing Authority, 315 F.3d 742, 744-45 (7th Cir.2002); Lewis v. Chicago, 496 F.3d 645 (7th Cir.2007). To show the final element of the prima facie case, namely that similarly situated persons not in a protected class were treated more favorably, a plaintiff must address such factors as performance, qualifications and conduct, in addition to the identity of supervisors, the standards that govern job performance, and the similarity or differences in the conduct of these other employees. Radue v. Kimberly-Clark Corp., 219 F.3d 612, 617-18 (7th Cir.2000). The Seventh Circuit has also made clear that there must be a balance between the employee’s and the employer’s evaluations of these comparator employees. The similarities and differences must be “sufficiently comparable” in “all material respects.” Crawford v. Indiana Harbor Co., 461 F.3d 844, 846 (7th Cir.2006). “[PJlaintiff should have to show only that the members of the comparison group are sufficiently comparable to [him] to suggest that [ ] he was singled out for worse treatment.” Goodwin v. Board of Trustees of University of Illinois, 442 F.3d 611, 619 (7th Cir.2006); Ezell v. Potter, 400 F.3d 1041, 1049-50 (7th Cir.2005). Otherwise, said the Court of appeals, plaintiffs will be in a box: if they pick just members of the comparison group who are comparable in every respect, they will be accused of cherry-picking; but if they look for a representative sample, they will unavoidably include some who were not comparable in every respect, but merely broadly comparable. Crawford, 461 F.3d at 846. Once a prima facie case is made out, the burden of production shifts to the employer, who must articulate a lawful reason for the employment action. Lawful means “facially legitimate”, see McDonnell Douglas, 411 U.S. at 804, 93 S.Ct. 1817, quoted in Zaccagnini v. Chas. Levy Circulating Co., 338 F.3d 672, 676 (7th Cir.2003). Once such a reason has been articulated, the burden shifts back to the plaintiff, who must show evidence of pretext. Pretext is more than a mistake or a decision based on erroneous facts; the reason must be shown to be |
120 | of Trustees of University of Illinois, 442 F.3d 611, 619 (7th Cir.2006); Ezell v. Potter, 400 F.3d 1041, 1049-50 (7th Cir.2005). Otherwise, said the Court of appeals, plaintiffs will be in a box: if they pick just members of the comparison group who are comparable in every respect, they will be accused of cherry-picking; but if they look for a representative sample, they will unavoidably include some who were not comparable in every respect, but merely broadly comparable. Crawford, 461 F.3d at 846. Once a prima facie case is made out, the burden of production shifts to the employer, who must articulate a lawful reason for the employment action. Lawful means “facially legitimate”, see McDonnell Douglas, 411 U.S. at 804, 93 S.Ct. 1817, quoted in Zaccagnini v. Chas. Levy Circulating Co., 338 F.3d 672, 676 (7th Cir.2003). Once such a reason has been articulated, the burden shifts back to the plaintiff, who must show evidence of pretext. Pretext is more than a mistake or a decision based on erroneous facts; the reason must be shown to be a lie or a phony reason, or it must completely unsupported by facts. Adreani v. First Colonial Bankshares Corp., 154 F.3d 389, 395 (7th Cir.1998). Russell v. Acme-Evans Co., 51 F.3d 64, 68 (7th Cir.1995); Jordan v. Summers, 205 F.3d 337, 343 (7th Cir.2000). To meet this burden, plaintiff must produce “significantly probative admissible evidence” from which it could be inferred that the employer’s reason was false and that the actual reason was discriminatory. Jones v. Union Pacific Railroad Co., 302 F.3d 735 (7th Cir.2002); King v. Preferred Technical Group, 166 F.3d 887, 892-93 (7th Cir.1999). If the employer believed certain facts and believed that its employment action was proper in light of those facts, it matters not whether that version of the facts was correct. Id. The Court is not to sit in review of the action as some sort of “super-personnel department” but rather only reviews the actions of the employer to ascertain whether the actions violated Title VII. Stewart v. Henderson, 207 F.3d 374, 378 (7th Cir.2000); Nawrot v. CPC International, 277 F.3d |
121 | a lie or a phony reason, or it must completely unsupported by facts. Adreani v. First Colonial Bankshares Corp., 154 F.3d 389, 395 (7th Cir.1998). Russell v. Acme-Evans Co., 51 F.3d 64, 68 (7th Cir.1995); Jordan v. Summers, 205 F.3d 337, 343 (7th Cir.2000). To meet this burden, plaintiff must produce “significantly probative admissible evidence” from which it could be inferred that the employer’s reason was false and that the actual reason was discriminatory. Jones v. Union Pacific Railroad Co., 302 F.3d 735 (7th Cir.2002); King v. Preferred Technical Group, 166 F.3d 887, 892-93 (7th Cir.1999). If the employer believed certain facts and believed that its employment action was proper in light of those facts, it matters not whether that version of the facts was correct. Id. The Court is not to sit in review of the action as some sort of “super-personnel department” but rather only reviews the actions of the employer to ascertain whether the actions violated Title VII. Stewart v. Henderson, 207 F.3d 374, 378 (7th Cir.2000); Nawrot v. CPC International, 277 F.3d 896 (7th Cir.2002); EEOC v. Armstrong World Industries, 185 F.Supp.2d 932, 937 (C.D.Ill.2002). At the summary judgment stage, it is important to remember that Plaintiff need not prove her case. She must, however, introduce evidence of facts that support her claims, and these facts need to be more concrete than her impressions or feelings. “Facts, not an employee’s perception and feelings, are required to support a discrimination claim.” Uhl v. Zalk Josephs Fabricators, Inc., 121 F.3d 1133, 1137 (7th Cir.1997). Title VII also prohibits retaliation for exercising rights under the statute. Title VII’s retaliation provision forbids any materially adverse action that would dissuade a reasonable employee from making a charge of discrimination even if the action does not affect the terms or conditions of employment. See, Burlington Northern & Santa Fe Railway v. White, 548 U.S. 53, 67-68, 126 S.Ct. 2405, 165 L.Ed.2d 345 (2006); Whittaker v. Northern Illinois University, 424 F.3d 640, 648 (7th Cir.2005) (explaining that the range of actionable adverse actions for retaliation claims under § 2000e-3 is broader than for discrimination claims under |
122 | 896 (7th Cir.2002); EEOC v. Armstrong World Industries, 185 F.Supp.2d 932, 937 (C.D.Ill.2002). At the summary judgment stage, it is important to remember that Plaintiff need not prove her case. She must, however, introduce evidence of facts that support her claims, and these facts need to be more concrete than her impressions or feelings. “Facts, not an employee’s perception and feelings, are required to support a discrimination claim.” Uhl v. Zalk Josephs Fabricators, Inc., 121 F.3d 1133, 1137 (7th Cir.1997). Title VII also prohibits retaliation for exercising rights under the statute. Title VII’s retaliation provision forbids any materially adverse action that would dissuade a reasonable employee from making a charge of discrimination even if the action does not affect the terms or conditions of employment. See, Burlington Northern & Santa Fe Railway v. White, 548 U.S. 53, 67-68, 126 S.Ct. 2405, 165 L.Ed.2d 345 (2006); Whittaker v. Northern Illinois University, 424 F.3d 640, 648 (7th Cir.2005) (explaining that the range of actionable adverse actions for retaliation claims under § 2000e-3 is broader than for discrimination claims under § 2000e—2); Cain v. Locke, 483 Fed.Appx. 276, 280-81 (7th Cir.2012). As is true with disparate treatment claims, retaliation claims can be proven using either the direct or indirect methods of proof. Using the direct method to overcome summary judgment requires Plaintiff to show that (1) she engaged in statutorily protected activity; (2) she suffered a materially adverse employment action; and (3) the protected activity is causally related to the adverse employment action. Arizanovska v. Wal-Mart Stores, Inc., 682 F.3d 698, 703 (7th Cir.2012). To establish the third element— i.e., a causal relation — she must show that the protected activity — such as filing an EEOC charge — was a “substantial motivating factor” in the employer’s decision to take an adverse employment action. Id. at 704. III. LAWOFADEA Under the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. § 623, it is unlawful for an employer “to fail or refuse to hire or to discharge any individual or otherwise discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such |
123 | § 2000e—2); Cain v. Locke, 483 Fed.Appx. 276, 280-81 (7th Cir.2012). As is true with disparate treatment claims, retaliation claims can be proven using either the direct or indirect methods of proof. Using the direct method to overcome summary judgment requires Plaintiff to show that (1) she engaged in statutorily protected activity; (2) she suffered a materially adverse employment action; and (3) the protected activity is causally related to the adverse employment action. Arizanovska v. Wal-Mart Stores, Inc., 682 F.3d 698, 703 (7th Cir.2012). To establish the third element— i.e., a causal relation — she must show that the protected activity — such as filing an EEOC charge — was a “substantial motivating factor” in the employer’s decision to take an adverse employment action. Id. at 704. III. LAWOFADEA Under the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. § 623, it is unlawful for an employer “to fail or refuse to hire or to discharge any individual or otherwise discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s age.” As is true in a Title VII case, in an age discrimination case, a plaintiff may show discrimination under either the direct or indirect methods of proof, Brown v. Illinois Department Natural Resources, 499 F.3d 675, 681 (7th Cir.2007); Luks v. Baxter Healthcare Corp., 467 F.3d 1049 (7th Cir.2006). To establish a prima facie case of age discrimination under the indirect method, a plaintiff must prove that (1) he is 40 or older; (2) his performance met the company’s legitimate expectations; (3) despite his performance he was subject to an adverse employment action; and (4) the company treated similarly situated employees under 40 more favorably. Martino v. MCI Communications Services, Inc., 574 F.3d 447 (7th Cir.2009), citing Faas v. Sears, Roebuck & Co., 532 F.3d 633, 641 (7th Cir.2008). If plaintiff satisfies these criteria, the company may provide a legitimate, nondiscriminatory reason for the termination. Id. at 641-42. Assuming the company offers as much, plaintiff may challenge the stated reason as a pretext for discrimination. Id. at 642. Again, however, the ultimate burden to prove |
124 | individual’s age.” As is true in a Title VII case, in an age discrimination case, a plaintiff may show discrimination under either the direct or indirect methods of proof, Brown v. Illinois Department Natural Resources, 499 F.3d 675, 681 (7th Cir.2007); Luks v. Baxter Healthcare Corp., 467 F.3d 1049 (7th Cir.2006). To establish a prima facie case of age discrimination under the indirect method, a plaintiff must prove that (1) he is 40 or older; (2) his performance met the company’s legitimate expectations; (3) despite his performance he was subject to an adverse employment action; and (4) the company treated similarly situated employees under 40 more favorably. Martino v. MCI Communications Services, Inc., 574 F.3d 447 (7th Cir.2009), citing Faas v. Sears, Roebuck & Co., 532 F.3d 633, 641 (7th Cir.2008). If plaintiff satisfies these criteria, the company may provide a legitimate, nondiscriminatory reason for the termination. Id. at 641-42. Assuming the company offers as much, plaintiff may challenge the stated reason as a pretext for discrimination. Id. at 642. Again, however, the ultimate burden to prove intentional discrimination always remains with plaintiff. Greene v. Potter, 557 F.3d 765, 769 (7th Cir.2009). Even when an employer has proffered what appears to be a legitimate, nondiscriminatory explanation for its conduct in an age discrimination claim, summary judgment will not be appropriate if the aggrieved employee produces evidence from which a jury reasonably could find that the stated explanation is false and that the real reason was discriminatory. Duncan v. Fleetwood, 518 F.3d 486 (7th Cir.2008). IV. UNDISPUTED FACTS Before beginning a recital of the facts in this case, several comments are necessary about Plaintiffs response to this motion. First, the Court is aware that he is proceeding pro se, and some latitude is given for that reason. But there are limits to that latitude, and in several significant ways, Plaintiff has stepped beyond those limits. First, the Federal Rules of Civil Procedure require that opposition to facts asserted in summary judgment motions be supported by citation to “particular parts of materials in the record.” FRCP 56(c)(1)(A). Rule 45(c)(3) states that the Court need only consider materials that |
125 | intentional discrimination always remains with plaintiff. Greene v. Potter, 557 F.3d 765, 769 (7th Cir.2009). Even when an employer has proffered what appears to be a legitimate, nondiscriminatory explanation for its conduct in an age discrimination claim, summary judgment will not be appropriate if the aggrieved employee produces evidence from which a jury reasonably could find that the stated explanation is false and that the real reason was discriminatory. Duncan v. Fleetwood, 518 F.3d 486 (7th Cir.2008). IV. UNDISPUTED FACTS Before beginning a recital of the facts in this case, several comments are necessary about Plaintiffs response to this motion. First, the Court is aware that he is proceeding pro se, and some latitude is given for that reason. But there are limits to that latitude, and in several significant ways, Plaintiff has stepped beyond those limits. First, the Federal Rules of Civil Procedure require that opposition to facts asserted in summary judgment motions be supported by citation to “particular parts of materials in the record.” FRCP 56(c)(1)(A). Rule 45(c)(3) states that the Court need only consider materials that are cited (although the Court is not prohibited from considering other materials). Similarly, the Rules of this Court require: “Each claim of disputed fact must be supported by evidentiary documentation referenced by specific page.” CDIL Local Rule 7.1(D)(2)(b)(2). Copies of both of these Rules were sent to Plaintiff when the summary judgment was filed (See Doc. # 44). Much of Plaintiff’s response contains no citation to the record; it simply contains his argument. To the extent that the Court would have been obligated to scour the record looking for support where none was tendered by the Plaintiff, the Court has not done so. Second, the Rules require that facts asserted by a party be capable of presentation in a form that would be admissible in evidence, and that affidavits and declarations be based on personal knowledge, based on admissible facts, from an affiant or declarant competent to testify about the matters contained therein. FRCP 56(c)(2), (4). Many of the documents Plaintiff has presented contain his own comments and handwriting on them, and he relies on these |
126 | are cited (although the Court is not prohibited from considering other materials). Similarly, the Rules of this Court require: “Each claim of disputed fact must be supported by evidentiary documentation referenced by specific page.” CDIL Local Rule 7.1(D)(2)(b)(2). Copies of both of these Rules were sent to Plaintiff when the summary judgment was filed (See Doc. # 44). Much of Plaintiff’s response contains no citation to the record; it simply contains his argument. To the extent that the Court would have been obligated to scour the record looking for support where none was tendered by the Plaintiff, the Court has not done so. Second, the Rules require that facts asserted by a party be capable of presentation in a form that would be admissible in evidence, and that affidavits and declarations be based on personal knowledge, based on admissible facts, from an affiant or declarant competent to testify about the matters contained therein. FRCP 56(c)(2), (4). Many of the documents Plaintiff has presented contain his own comments and handwriting on them, and he relies on these comments, despite the lack of personal knowledge or admissible evidence cited to support his comments. In fact, many of his comments are simply his characterizations of evidence, which is argument, not evidence. Many of the documents appear to be his own compilations of evidence that he has gleaned from various original sources, but his only identification of those original sources is “Defendant’s own documents” or something equally vague. These summaries are not admissible without evidentiary support. Many of the facts Plaintiff designates as “disputed” are not truly “disputed”, because Plaintiff simply states that he disagrees with them, without providing any evidentiary support for his disagreement. Similarly; Plaintiff asserts additional and purportedly “undisputed” facts which contain no citation whatsoever to any evidence. Specifically, his response to the following paragraphs of Defendant’s statement of fact indicates that he disputes them, but nothing in the record is cited to support that position (See 1, 6, 11, 13, 18, 20, 21, 22, 34, 37, 38, 39). Of the 62 additional material facts he asserts, 37 of them contain no citation |
127 | comments, despite the lack of personal knowledge or admissible evidence cited to support his comments. In fact, many of his comments are simply his characterizations of evidence, which is argument, not evidence. Many of the documents appear to be his own compilations of evidence that he has gleaned from various original sources, but his only identification of those original sources is “Defendant’s own documents” or something equally vague. These summaries are not admissible without evidentiary support. Many of the facts Plaintiff designates as “disputed” are not truly “disputed”, because Plaintiff simply states that he disagrees with them, without providing any evidentiary support for his disagreement. Similarly; Plaintiff asserts additional and purportedly “undisputed” facts which contain no citation whatsoever to any evidence. Specifically, his response to the following paragraphs of Defendant’s statement of fact indicates that he disputes them, but nothing in the record is cited to support that position (See 1, 6, 11, 13, 18, 20, 21, 22, 34, 37, 38, 39). Of the 62 additional material facts he asserts, 37 of them contain no citation to the record at all (See, 1, 2, 3, 5, 6, 7, 8, 9, 11, 15, 17-35, 43, 44, 50, 53, 54, 55, 56, 61). The failure to comply with the Federal and Local Rules carries with it ramifications. The Federal Rule explains that failure to properly support or address a fact allows the Court to, inter alia, consider the fact undisputed, or grant summary judgment if the motion satisfies the legal requirements of Rule 56. See, Salvadori v. Franklin Sch. Dist., 293 F.3d 989, 992 (7th Cir.2002); Hedrich v. Bd. of Regents of Univ. of Wis. Sys., 274 F.3d 1174, 1178 (7th Cir.2001); Waldridge v. American Hoechst Corp., 24 F.3d 918, 922 (7th Cir.1994); Ziliak v. AstraZeneca LP, 324 F.3d 518, 520 (7th Cir.2003). The Seventh Circuit has repeatedly approved strict enforcement of local rules, holding that obligations thereunder are not mere formalities See, Waldridge v. American Hoechst Corp., 24 F.3d 918, 922 (7th Cir.1994) (collecting cases); Delapaz v. Richardson, 634 F.3d 895 (7th Cir.2011). That said, the following statement of facts is taken largely from |
128 | to the record at all (See, 1, 2, 3, 5, 6, 7, 8, 9, 11, 15, 17-35, 43, 44, 50, 53, 54, 55, 56, 61). The failure to comply with the Federal and Local Rules carries with it ramifications. The Federal Rule explains that failure to properly support or address a fact allows the Court to, inter alia, consider the fact undisputed, or grant summary judgment if the motion satisfies the legal requirements of Rule 56. See, Salvadori v. Franklin Sch. Dist., 293 F.3d 989, 992 (7th Cir.2002); Hedrich v. Bd. of Regents of Univ. of Wis. Sys., 274 F.3d 1174, 1178 (7th Cir.2001); Waldridge v. American Hoechst Corp., 24 F.3d 918, 922 (7th Cir.1994); Ziliak v. AstraZeneca LP, 324 F.3d 518, 520 (7th Cir.2003). The Seventh Circuit has repeatedly approved strict enforcement of local rules, holding that obligations thereunder are not mere formalities See, Waldridge v. American Hoechst Corp., 24 F.3d 918, 922 (7th Cir.1994) (collecting cases); Delapaz v. Richardson, 634 F.3d 895 (7th Cir.2011). That said, the following statement of facts is taken largely from the Defendant’s Statement of Undisputed Material Facts, with additions where appropriate from Plaintiffs responsive Statement. In 1990, Olajide Giwa was hired by the City of Peoria as an Urban Planner in the City’s Planning and Growth Management Department (“the Department”). His prehire interviews were conducted by Wayne Anthony, the Director of the Department, and the Assistant Director, Patricia Landes. Both of them participated in the decision to hire Giwa. Landes was impressed by Giwa’s preparedness, and she recommended his hire. Giwa is an African-American born in Nigeria in 1956. Landes is Caucasian and about 14 years older than Giwa. On a very few occasions, Giwa and Landes socialized outside the workplace; their relationship was primarily professional. In 2000, ten years after his hire, Giwa was promoted from Urban Planner to Senior Urban Planner. There are technical requirements for holding the higher position — a master’s degree and four to five years’ experience as an urban planner is required — but the primary difference is that a Senior Urban Planner works with minimal supervision on larger and more complex |
129 | the Defendant’s Statement of Undisputed Material Facts, with additions where appropriate from Plaintiffs responsive Statement. In 1990, Olajide Giwa was hired by the City of Peoria as an Urban Planner in the City’s Planning and Growth Management Department (“the Department”). His prehire interviews were conducted by Wayne Anthony, the Director of the Department, and the Assistant Director, Patricia Landes. Both of them participated in the decision to hire Giwa. Landes was impressed by Giwa’s preparedness, and she recommended his hire. Giwa is an African-American born in Nigeria in 1956. Landes is Caucasian and about 14 years older than Giwa. On a very few occasions, Giwa and Landes socialized outside the workplace; their relationship was primarily professional. In 2000, ten years after his hire, Giwa was promoted from Urban Planner to Senior Urban Planner. There are technical requirements for holding the higher position — a master’s degree and four to five years’ experience as an urban planner is required — but the primary difference is that a Senior Urban Planner works with minimal supervision on larger and more complex projects and produces a higher quality of product. Between 2000 and 2003, Giwa was evaluated annually by Wayne Anthony. The evaluation forms used by the City require ratings in 7 general areas of job performance. Each one is rated as “Above Standards”, “Meets Standards”, or “Below Standards”. For each rating, there is also a Comment/Rationale section in which the evaluator justifies the rating that was given. At the end, the evaluator gives an “Overall” rating, using the same three standards. Wayne Anthony’s evaluations of Giwa for these years rated Giwa “Meets Standards” in all 7 areas as well as Overall. In his comments, Anthony noted that Giwa possessed “general knowledge” of departmental duties outside his area of expertise and a “high degree of initiative” within his area of expertise. No details or further explanation was given. Until 2003, Urban and Senior Urban Planners usually were assigned to a particular task or specialty area for years. Giwa’s exclusive responsibility until 2003 centered on computer-generated mapping (GIS) and other projects related to census data collection. During 2003, however, the |
130 | projects and produces a higher quality of product. Between 2000 and 2003, Giwa was evaluated annually by Wayne Anthony. The evaluation forms used by the City require ratings in 7 general areas of job performance. Each one is rated as “Above Standards”, “Meets Standards”, or “Below Standards”. For each rating, there is also a Comment/Rationale section in which the evaluator justifies the rating that was given. At the end, the evaluator gives an “Overall” rating, using the same three standards. Wayne Anthony’s evaluations of Giwa for these years rated Giwa “Meets Standards” in all 7 areas as well as Overall. In his comments, Anthony noted that Giwa possessed “general knowledge” of departmental duties outside his area of expertise and a “high degree of initiative” within his area of expertise. No details or further explanation was given. Until 2003, Urban and Senior Urban Planners usually were assigned to a particular task or specialty area for years. Giwa’s exclusive responsibility until 2003 centered on computer-generated mapping (GIS) and other projects related to census data collection. During 2003, however, the City was forced by budget constraints to reduce its urban planning staff. Two urban planner positions as well as some support staff were lost. Thereafter, all Planners in the Department were required to cross train, and assignments among the Urban Planners and Senior Urban Planners were rotated more frequently. In 2004, Wayne Anthony retired and Patricia Landes was promoted to replace him. As Giwa’s supervisor, Landes evaluated his performance annually. In 2004, she met with Giwa to discuss her first draft of her evaluation of him. Following that meeting, she revised her evaluation form. The final version of that evaluation showed that he “Meets Standards” in all 7 areas and overall. That did not mean, however, that the evaluation lacked criticism. The evaluation read as follows: Knowledge: Knowledge of job duties, other than computer mapping, are [sic] appropriate for an Urban Planner, but not a Senior Planner. Needs to have more in-depth knowledge of the department operations related to planning and zoning and serve as a resource to more junior staff. Lack of knowledge does not foster |
131 | City was forced by budget constraints to reduce its urban planning staff. Two urban planner positions as well as some support staff were lost. Thereafter, all Planners in the Department were required to cross train, and assignments among the Urban Planners and Senior Urban Planners were rotated more frequently. In 2004, Wayne Anthony retired and Patricia Landes was promoted to replace him. As Giwa’s supervisor, Landes evaluated his performance annually. In 2004, she met with Giwa to discuss her first draft of her evaluation of him. Following that meeting, she revised her evaluation form. The final version of that evaluation showed that he “Meets Standards” in all 7 areas and overall. That did not mean, however, that the evaluation lacked criticism. The evaluation read as follows: Knowledge: Knowledge of job duties, other than computer mapping, are [sic] appropriate for an Urban Planner, but not a Senior Planner. Needs to have more in-depth knowledge of the department operations related to planning and zoning and serve as a resource to more junior staff. Lack of knowledge does not foster confidence in others.” Quantity: Meets deadlines and completes fair share of assigned work. Quality: Solid record keeping for projects, excellent quality for mapping, continues to need improvement in quality and clarity of written communications. Is very careful in the performance of duties. Work Ethics: Very dedicated to work and takes great pride in work. Has good time management skills and makes noticeable effort to contribute to the objectives of the department. Conformance to Procedures/Regulations: Observance of Working Hours Conforms to standards for observance of working hours. Initiative/problem solving: Skilled in the operation of technology in the department, would like to see more initiative regarding identification of new opportunities to use technology to increase service. Also, as Senior Planner needs to [sic] more assertive in solving problems and being resourceful. Customer Service/Relationships Works well on team as participant, needs more experience as team leader. Has patience in dealing with customers. Giwa prepared an extensive written response to his evaluation, disputing Landes’ criticisms. Landes responded that, while she appreciated his comments, she would not be changing the evaluation. Giwa received a merit pay increase. Again |
132 | confidence in others.” Quantity: Meets deadlines and completes fair share of assigned work. Quality: Solid record keeping for projects, excellent quality for mapping, continues to need improvement in quality and clarity of written communications. Is very careful in the performance of duties. Work Ethics: Very dedicated to work and takes great pride in work. Has good time management skills and makes noticeable effort to contribute to the objectives of the department. Conformance to Procedures/Regulations: Observance of Working Hours Conforms to standards for observance of working hours. Initiative/problem solving: Skilled in the operation of technology in the department, would like to see more initiative regarding identification of new opportunities to use technology to increase service. Also, as Senior Planner needs to [sic] more assertive in solving problems and being resourceful. Customer Service/Relationships Works well on team as participant, needs more experience as team leader. Has patience in dealing with customers. Giwa prepared an extensive written response to his evaluation, disputing Landes’ criticisms. Landes responded that, while she appreciated his comments, she would not be changing the evaluation. Giwa received a merit pay increase. Again in 2005, Landes prepared Giwa’s evaluation. Her rating in the category of “Knowledge” dropped to “Below Standards.” All other categories remained “Meets Standards,” as did his Overall rating. Many of Landes’ comments remained unchanged from 2004. Where there were changes, they were as follows: Knowledge: Jide has generally received acceptable levels of ranking on this factor due to knowledge and use of computer software related to GIS. However, that component of his work is minimal in nature. The majority of his work is with administration of the Zoning Ordinance through counter and commission work. Within the department, both with Urban and Senior Planners, he has the least amount of knowledge and understanding of the ordinance. He needs to have more in-depth knowledge of the ordinance and department operations related to planning and zoning, and serve as a resource to more junior staff. Lack of knowledge does not foster confidence in others. Customer Service/Relationships: Works well on team as participant, needs more experience as team leader. Has patience in dealing with customers but has difficulty in explaining zoning |
133 | in 2005, Landes prepared Giwa’s evaluation. Her rating in the category of “Knowledge” dropped to “Below Standards.” All other categories remained “Meets Standards,” as did his Overall rating. Many of Landes’ comments remained unchanged from 2004. Where there were changes, they were as follows: Knowledge: Jide has generally received acceptable levels of ranking on this factor due to knowledge and use of computer software related to GIS. However, that component of his work is minimal in nature. The majority of his work is with administration of the Zoning Ordinance through counter and commission work. Within the department, both with Urban and Senior Planners, he has the least amount of knowledge and understanding of the ordinance. He needs to have more in-depth knowledge of the ordinance and department operations related to planning and zoning, and serve as a resource to more junior staff. Lack of knowledge does not foster confidence in others. Customer Service/Relationships: Works well on team as participant, needs more experience as team leader. Has patience in dealing with customers but has difficulty in explaining zoning regulations to them. Again, he responded in writing to the evaluation, disputing the negative comments. The evaluation was not changed. Once again, he received a merit pay increase. In 2006, Giwa’s job performance was subjected to criticism and discipline. Landes had issued him a verbal reprimand on February 21, 2006 for deficient job performance, specifically for lack of quality, timeliness, and failure to follow directions regarding a particular assignment. Her criticism also went to his lack of timeliness on Historic Preservation cases and his failure to manage work contracted out by the City for graphic art services. Her meeting with Giwa was also attended by the Assistant Director of the Department, Ross Black, and union representatives Rosilie Walker and Rachel Cook. A written reprimand, issued on February 27, 2006, followed a meeting on February 24. The reprimand identified several problems that had arisen. First, he had failed to comply with Landes’ directive that he forward to her all emails sent to the Department that Giwa opened, reviewed and responded to. The purpose was so that she could evaluate |
134 | regulations to them. Again, he responded in writing to the evaluation, disputing the negative comments. The evaluation was not changed. Once again, he received a merit pay increase. In 2006, Giwa’s job performance was subjected to criticism and discipline. Landes had issued him a verbal reprimand on February 21, 2006 for deficient job performance, specifically for lack of quality, timeliness, and failure to follow directions regarding a particular assignment. Her criticism also went to his lack of timeliness on Historic Preservation cases and his failure to manage work contracted out by the City for graphic art services. Her meeting with Giwa was also attended by the Assistant Director of the Department, Ross Black, and union representatives Rosilie Walker and Rachel Cook. A written reprimand, issued on February 27, 2006, followed a meeting on February 24. The reprimand identified several problems that had arisen. First, he had failed to comply with Landes’ directive that he forward to her all emails sent to the Department that Giwa opened, reviewed and responded to. The purpose was so that she could evaluate the number and complexity of these emails so that she could determine the impact that this particular duty might be having on his ability to complete his other assignments. She found that he had been untruthful in reporting that he received and responded to 15-20 emails per day, when he actually received an average of one per day. He was also cited for failing to respond within 24 hours to a City Council member’s inquiry into a zoning complaint. She offered Giwa time off to “de-stress” and recommended that he use professional services to help with stress management. She also told him that the Human Resources Department was looking for a time management class for him to attend. Giwa did not mention any belief that his age, race or national origin factored into this decision. He instead acknowledged that he had exercised “wrong judgment.” Landes told him that a written reprimand was the second step in progressive discipline and that he needed to improve his job performance to avoid further discipline, including possible termination. On March |
135 | the number and complexity of these emails so that she could determine the impact that this particular duty might be having on his ability to complete his other assignments. She found that he had been untruthful in reporting that he received and responded to 15-20 emails per day, when he actually received an average of one per day. He was also cited for failing to respond within 24 hours to a City Council member’s inquiry into a zoning complaint. She offered Giwa time off to “de-stress” and recommended that he use professional services to help with stress management. She also told him that the Human Resources Department was looking for a time management class for him to attend. Giwa did not mention any belief that his age, race or national origin factored into this decision. He instead acknowledged that he had exercised “wrong judgment.” Landes told him that a written reprimand was the second step in progressive discipline and that he needed to improve his job performance to avoid further discipline, including possible termination. On March 30, 2006, Giwa was given a one-day suspension for deficient job performance, specifically for his error in issuing a zoning permit for a garage that was larger than allowed by the zoning ordinance. His error was brought to a City Council member’s attention by a constituent, reflecting poorly on the Department and causing additional work for the Department. At the March 28 meeting when this error was discussed, Giwa did not mention any belief that discrimination was at the root of the discipline. He acknowledged making an error. Landes explained how serious the error was and noted that this was a third step in discipline and that further problems could result in further discipline, including termination. The October 2006 evaluation of Giwa reflects these multiple disciplinary actions: Landes rated him “Below Standards” in Knowledge, Quality of Work, Conformance to Proeedures/Regulations; his overall rating was also lowered to “Below Standards”. Her comments on the evaluation form were as follows: Knowledge: Continues to have a lesser level of knowledge related to job duties in the position of Senior Planner. |
136 | 30, 2006, Giwa was given a one-day suspension for deficient job performance, specifically for his error in issuing a zoning permit for a garage that was larger than allowed by the zoning ordinance. His error was brought to a City Council member’s attention by a constituent, reflecting poorly on the Department and causing additional work for the Department. At the March 28 meeting when this error was discussed, Giwa did not mention any belief that discrimination was at the root of the discipline. He acknowledged making an error. Landes explained how serious the error was and noted that this was a third step in discipline and that further problems could result in further discipline, including termination. The October 2006 evaluation of Giwa reflects these multiple disciplinary actions: Landes rated him “Below Standards” in Knowledge, Quality of Work, Conformance to Proeedures/Regulations; his overall rating was also lowered to “Below Standards”. Her comments on the evaluation form were as follows: Knowledge: Continues to have a lesser level of knowledge related to job duties in the position of Senior Planner. Lack of knowledge or lack of application of knowledge resulted in a suspension during the rating period. Quantity: Contributes fair share of assigned work, but quality and knowledge issues preclude assignment of more complex work related to Senior status. Quality: Quality of work is not reflective of a Senior Urban Planner with 15 years’ experience. Received verbal reprimand for inadequate writing and lack of management of contract for services. Also received suspension for issuing a very simple zoning certificate in error. Has been provided extra training for writing skills, but does not produce the level of writing needed from the Senior Urban Planner position. Does however continue good record keeping and care with work. Work ethics: Continues with pride in work and dedication in achieving goals of department. Jide tries harder than anyone in the department to be successful. Conformance to Procedures/Regulations; Untimely processing of Historic Preservation cases contributed to a verbal reprimand. Initiative/Problem Solving Have seen improvement in leadership, needs to continue to focus on problem solving. Customer Service/Relationships Continues to work well on teams, have patience with customers, and needs improvement in |
137 | Lack of knowledge or lack of application of knowledge resulted in a suspension during the rating period. Quantity: Contributes fair share of assigned work, but quality and knowledge issues preclude assignment of more complex work related to Senior status. Quality: Quality of work is not reflective of a Senior Urban Planner with 15 years’ experience. Received verbal reprimand for inadequate writing and lack of management of contract for services. Also received suspension for issuing a very simple zoning certificate in error. Has been provided extra training for writing skills, but does not produce the level of writing needed from the Senior Urban Planner position. Does however continue good record keeping and care with work. Work ethics: Continues with pride in work and dedication in achieving goals of department. Jide tries harder than anyone in the department to be successful. Conformance to Procedures/Regulations; Untimely processing of Historic Preservation cases contributed to a verbal reprimand. Initiative/Problem Solving Have seen improvement in leadership, needs to continue to focus on problem solving. Customer Service/Relationships Continues to work well on teams, have patience with customers, and needs improvement in verbal communication. The October 2006 evaluation resulted in an agreement between Landes and Giwa for a follow-up review on January 19, 2007. At that time, they agreed to review the “Below Standards” items to see if Giwa’s performance had improved and whether the “Below Standards” ratings could be amended upward. If so and if there were less than 3 “Below Standards” remaining, a pay increase would be considered. There were 4 items on the list for the January review. The first item involved accuracy in work product. Giwa was required to submit to Landes every Friday copies of his entire work product from the week. In addition to reviewing that work for accuracy, Landes would review it for compliance with standard business use of language, grammar and ease of understanding. His ability to meet deadlines would also be reviewed, and he was required to have no further disciplinary actions during the period. On November 15, 2006, Landes gave Giwa a 3 day suspension for conduct unbecoming a City employee and unprofessional behavior during an interaction with a citizen |
138 | verbal communication. The October 2006 evaluation resulted in an agreement between Landes and Giwa for a follow-up review on January 19, 2007. At that time, they agreed to review the “Below Standards” items to see if Giwa’s performance had improved and whether the “Below Standards” ratings could be amended upward. If so and if there were less than 3 “Below Standards” remaining, a pay increase would be considered. There were 4 items on the list for the January review. The first item involved accuracy in work product. Giwa was required to submit to Landes every Friday copies of his entire work product from the week. In addition to reviewing that work for accuracy, Landes would review it for compliance with standard business use of language, grammar and ease of understanding. His ability to meet deadlines would also be reviewed, and he was required to have no further disciplinary actions during the period. On November 15, 2006, Landes gave Giwa a 3 day suspension for conduct unbecoming a City employee and unprofessional behavior during an interaction with a citizen of the City. The citizen had complained to the City that Giwa had waved his arms, screamed and yelled accusations, and called the citizen a liar and a manipulator. After the complaint was made, Landes spoke with two people who had been present during the event as well as the citizen who complained (who signed an affidavit as to what had happened) and Giwa himself. She concluded that Giwa’s version of the events was not credible. At the November 6 meeting, she recommended that Giwa seek counseling for anger and stress management. He did not complain about discrimination. In the January 6, 2006 evaluation, Landes upgraded several of the “Below Standards” to “Meets Standards;” Knowledge, however, remained “Below Standards.” Her evaluation read: Knowledge: Continues to have a lesser level of knowledge related to job duties in the position of Senior Planner. Quantity: Continues to meet deadlines and complete fair share of work. Quality: Continues good record keeping and care with work. Continues toe need to improve on writing skills. Note; Improvement on multiple tickets outside of time period. Work Ethics: |
139 | of the City. The citizen had complained to the City that Giwa had waved his arms, screamed and yelled accusations, and called the citizen a liar and a manipulator. After the complaint was made, Landes spoke with two people who had been present during the event as well as the citizen who complained (who signed an affidavit as to what had happened) and Giwa himself. She concluded that Giwa’s version of the events was not credible. At the November 6 meeting, she recommended that Giwa seek counseling for anger and stress management. He did not complain about discrimination. In the January 6, 2006 evaluation, Landes upgraded several of the “Below Standards” to “Meets Standards;” Knowledge, however, remained “Below Standards.” Her evaluation read: Knowledge: Continues to have a lesser level of knowledge related to job duties in the position of Senior Planner. Quantity: Continues to meet deadlines and complete fair share of work. Quality: Continues good record keeping and care with work. Continues toe need to improve on writing skills. Note; Improvement on multiple tickets outside of time period. Work Ethics: Continues with pride in work and dedication to achieving goals of department. Conformance to Procedures/Regulations; Continues to meet standards Initiative/Problem Solving Have seen improvement in leadership, needs to continue to focus on problem solving. Customer Service/Relationships Continues to work well on teams, have patience with customers, and need improvement in verbal communication. Her overall rating of Giwa improved to Meets Standards. At the top of the evaluation form, she added in all capital letters the following, “NOTE THAT ALL COMMENTS ARE FOR PERFORMANCE DURING THE EVALUATION PERIOD ONLY!”. On March 20, 2007, the garage at Giwa’s home was vandalized with racial graffiti. Landes allowed City employees to take time off work to clean off the graffiti. Giwa was again evaluated on August 29, 2007. He received “Below Standards” ratings for Knowledge, Quality, Initiative/Problem Solving and Customer Service/Relationships, as well as an overall rating of Below Standards. His evaluation read: Knowledge: Continues to have a lesser level of knowledge related to job duties in the position of Senior Planner, and an inability to accurately interpret and administer the zoning ordinance, both of which contribute to providing |
140 | Continues with pride in work and dedication to achieving goals of department. Conformance to Procedures/Regulations; Continues to meet standards Initiative/Problem Solving Have seen improvement in leadership, needs to continue to focus on problem solving. Customer Service/Relationships Continues to work well on teams, have patience with customers, and need improvement in verbal communication. Her overall rating of Giwa improved to Meets Standards. At the top of the evaluation form, she added in all capital letters the following, “NOTE THAT ALL COMMENTS ARE FOR PERFORMANCE DURING THE EVALUATION PERIOD ONLY!”. On March 20, 2007, the garage at Giwa’s home was vandalized with racial graffiti. Landes allowed City employees to take time off work to clean off the graffiti. Giwa was again evaluated on August 29, 2007. He received “Below Standards” ratings for Knowledge, Quality, Initiative/Problem Solving and Customer Service/Relationships, as well as an overall rating of Below Standards. His evaluation read: Knowledge: Continues to have a lesser level of knowledge related to job duties in the position of Senior Planner, and an inability to accurately interpret and administer the zoning ordinance, both of which contribute to providing inaccurate answers to customers, either verbally, in written documents, or as part of a plan review. Does not seem to be able to identify the specific question/issue to be addressed, and then identify or formulate the steps necessary to successfully address the issue. Examples include inability to fill out Work Plan for HPC, lack of understanding on assignments regarding certificates of occupancy, and analysis of variance requests in HOP area. Quantity: Contributes fair share of assigned work, but quality and knowledge issues preclude assignment of more complex work related to Senior status and takes him more time to complete a task than others. An example would be the issue of being asked whether or not a methadone clinic was allowed at a particular site, an exercise that took nearly four hours to complete and should have taken approximately 20 minutes. Quality: Quality of work is not reflective of a Senior Urban Planner with 15 years’ experience. Writing skills are poor, files are improperly documented, and end product of work [verbal or written] is often incorrect in an |
141 | inaccurate answers to customers, either verbally, in written documents, or as part of a plan review. Does not seem to be able to identify the specific question/issue to be addressed, and then identify or formulate the steps necessary to successfully address the issue. Examples include inability to fill out Work Plan for HPC, lack of understanding on assignments regarding certificates of occupancy, and analysis of variance requests in HOP area. Quantity: Contributes fair share of assigned work, but quality and knowledge issues preclude assignment of more complex work related to Senior status and takes him more time to complete a task than others. An example would be the issue of being asked whether or not a methadone clinic was allowed at a particular site, an exercise that took nearly four hours to complete and should have taken approximately 20 minutes. Quality: Quality of work is not reflective of a Senior Urban Planner with 15 years’ experience. Writing skills are poor, files are improperly documented, and end product of work [verbal or written] is often incorrect in an environment where the public has reliance on our development approvals to expend significant resources. Inaccuracies include giving wrong information on timing of sign changes, issuing zoning certificate without checking for parking, providing wrong answer on the methadone issue noted above, not measuring accurately for a variance, incorrectly identifying the number of units in affidavit related to 114 NE Roanoke, approving a storage shed in a front yard, not fulling [sic] investigating whether a guest house was included in an application, not fully documenting or processing a complaint about the removal of a tree in a historic preservation district, and processing of certificate of occupancy for liquor/grocery store on Adams Street. Work Ethics: Jide ranks high in this area with the dictionary definition of work ethic; i.e., a belief in work as a moral good and if the factor would also include effort or commitment. However, he ranks lower with our guidelines, particularly for deficiencies in being able to work with little supervision, attention to detail, and contributing to the objectives of the department. Conformance to Procedures/Regulations Conforms |
142 | environment where the public has reliance on our development approvals to expend significant resources. Inaccuracies include giving wrong information on timing of sign changes, issuing zoning certificate without checking for parking, providing wrong answer on the methadone issue noted above, not measuring accurately for a variance, incorrectly identifying the number of units in affidavit related to 114 NE Roanoke, approving a storage shed in a front yard, not fulling [sic] investigating whether a guest house was included in an application, not fully documenting or processing a complaint about the removal of a tree in a historic preservation district, and processing of certificate of occupancy for liquor/grocery store on Adams Street. Work Ethics: Jide ranks high in this area with the dictionary definition of work ethic; i.e., a belief in work as a moral good and if the factor would also include effort or commitment. However, he ranks lower with our guidelines, particularly for deficiencies in being able to work with little supervision, attention to detail, and contributing to the objectives of the department. Conformance to Procedures/Regulations Conforms to all attendance issues; needs increased knowledge and application of regulations and policies related to land development ordinances. Initiative/Problem Solving Is having difficulty in problem solving, primarily not understanding the problem to solve and the steps to implement to solve the problem. Has to be told in great detail how to go about project. Example would be the recent assignment for Certificates of Occupancy [C/O] in which he had to identify the eases that were back logged [lacking a sign off from PGM] for issuance of the C/0, note the reason for not having a sign off, inspect, and then take corrective action. Well into the process he had not looked at the stack of files in Inspections that were the backlog to find out very easily what the problems were. In another critical assignment for the office to analyze variances to determine if the new code would still require the requests to be processed as a variance, we met many times to go over the assignment, the purpose, and the process. Each time there was a |
143 | to all attendance issues; needs increased knowledge and application of regulations and policies related to land development ordinances. Initiative/Problem Solving Is having difficulty in problem solving, primarily not understanding the problem to solve and the steps to implement to solve the problem. Has to be told in great detail how to go about project. Example would be the recent assignment for Certificates of Occupancy [C/O] in which he had to identify the eases that were back logged [lacking a sign off from PGM] for issuance of the C/0, note the reason for not having a sign off, inspect, and then take corrective action. Well into the process he had not looked at the stack of files in Inspections that were the backlog to find out very easily what the problems were. In another critical assignment for the office to analyze variances to determine if the new code would still require the requests to be processed as a variance, we met many times to go over the assignment, the purpose, and the process. Each time there was a clear lack of understanding of the purpose. During the 3rd or 4th time of receiving a report that was not addressing the purpose, Jide stated that he did not know that the purpose was to determine the impact of the new code on variances and whether or not additional code changes were needed ... even though he used that language in the beginning of his report. Landes stated in her Overall Comments: Coaching, changing job assignments, offering training, and strongly recommending counseling have not improved the performance to be of the caliber expected of a Senior Urban Planner with 15 years’ experience at the City of Peoria. I am not able to rely on the accuracy of work product generated. During the last evaluation there was agreement that if performance improved there would be a retroactive pay increase; that did not happen. This is the second annual revue with a below standard rating. A final performance improvement plan will be drafted within the next week to cover the next 60 days, and failure to raise ratings could |
144 | clear lack of understanding of the purpose. During the 3rd or 4th time of receiving a report that was not addressing the purpose, Jide stated that he did not know that the purpose was to determine the impact of the new code on variances and whether or not additional code changes were needed ... even though he used that language in the beginning of his report. Landes stated in her Overall Comments: Coaching, changing job assignments, offering training, and strongly recommending counseling have not improved the performance to be of the caliber expected of a Senior Urban Planner with 15 years’ experience at the City of Peoria. I am not able to rely on the accuracy of work product generated. During the last evaluation there was agreement that if performance improved there would be a retroactive pay increase; that did not happen. This is the second annual revue with a below standard rating. A final performance improvement plan will be drafted within the next week to cover the next 60 days, and failure to raise ratings could result in termination. Giwa signed the evaluation, writing next to his signature, “I do not agree with this review.” About a month after this evaluation, on September 19, 2007, Giwa was given a five-day suspension for deficient job performance. Although the suspension was based in part on Giwa’s disciplinary history, the specific incident that triggered the suspension was Giwa’s involvement in a zoning inspection of a proposed site for a controversial liquor store. Giwa had originally stated that the site was in compliance with the City’s Zoning Code, when a follow up inspection showed that the site was not in compliance. Once the problem was identified, Giwa did nothing to communicate the existence of a problem to Landes; she learned of it from another Planner. After consultation with Giwa’s union representative, this discipline was imposed. On December 21, 2007, Giwa filed a charge of discrimination with the EEOC., alleging discrimination based on race, national origin and age, as well as retaliation. On February 22, 2008, Landes noticed a check on Giwa’s desk dated December 14, 2007. By City policy, |
145 | result in termination. Giwa signed the evaluation, writing next to his signature, “I do not agree with this review.” About a month after this evaluation, on September 19, 2007, Giwa was given a five-day suspension for deficient job performance. Although the suspension was based in part on Giwa’s disciplinary history, the specific incident that triggered the suspension was Giwa’s involvement in a zoning inspection of a proposed site for a controversial liquor store. Giwa had originally stated that the site was in compliance with the City’s Zoning Code, when a follow up inspection showed that the site was not in compliance. Once the problem was identified, Giwa did nothing to communicate the existence of a problem to Landes; she learned of it from another Planner. After consultation with Giwa’s union representative, this discipline was imposed. On December 21, 2007, Giwa filed a charge of discrimination with the EEOC., alleging discrimination based on race, national origin and age, as well as retaliation. On February 22, 2008, Landes noticed a check on Giwa’s desk dated December 14, 2007. By City policy, checks payable to the City are to be deposited within 48 hours. Landes directed Giwa to deposit the check. He did not do so until March 4, 2008 because he was working on other things. The Peoria City Council’s agenda for its February 26, 2008, meeting included a request from the Central Illinois Landmarks Foundation that all demolitions in the City be pre-approved by the historic preservation commission. Giwa had authored a Department recommendation as to this request. Landes expected Giwa to be at the City Council meeting, based on a department policy requiring that anyone who writes a City Counsel communication attend the City Council meeting to make presentations, answer questions, or explain the communication. Landes expected Giwa to attend the meeting but he did not. The next day, he explained that he had forgotten to tell her that the matter would be deferred. According to Landes, normally when a matter is deferred the Department head confers with the city manager to determine if there is other appropriate action that can be taken instead of |
146 | checks payable to the City are to be deposited within 48 hours. Landes directed Giwa to deposit the check. He did not do so until March 4, 2008 because he was working on other things. The Peoria City Council’s agenda for its February 26, 2008, meeting included a request from the Central Illinois Landmarks Foundation that all demolitions in the City be pre-approved by the historic preservation commission. Giwa had authored a Department recommendation as to this request. Landes expected Giwa to be at the City Council meeting, based on a department policy requiring that anyone who writes a City Counsel communication attend the City Council meeting to make presentations, answer questions, or explain the communication. Landes expected Giwa to attend the meeting but he did not. The next day, he explained that he had forgotten to tell her that the matter would be deferred. According to Landes, normally when a matter is deferred the Department head confers with the city manager to determine if there is other appropriate action that can be taken instead of or in addition to deferral. Because Landes did not do so, it made her look bad with the city manager and caused her professional embarrassment. In February of 2008, Landes gave Giwa an assignment that involved obtaining information about fees that were charged for various types of projects and preparing a chart for the City Manager. It took Giwa 10 days to produce a completed project, and it contained numerous (according to Landes, 24) factual errors. Nearly all of the information Giwa needed for this chart was available within the Department. On March 6, 2008, Landes terminated Giwa’s employment, stating as her grounds unsatisfactory conduct/performance, failure to follow a department procedural directive, lack of timely communication to a supervisor concerning the status of an item pending before the City Council, failure to follow municipal policy about checks, and negligence in preparation of an official document for the City Manager. The two-year history of discipline was also cited. Giwa grieved that termination, and the union represented him in the arbitration proceedings. Nearly three years after his termination, the City |
147 | or in addition to deferral. Because Landes did not do so, it made her look bad with the city manager and caused her professional embarrassment. In February of 2008, Landes gave Giwa an assignment that involved obtaining information about fees that were charged for various types of projects and preparing a chart for the City Manager. It took Giwa 10 days to produce a completed project, and it contained numerous (according to Landes, 24) factual errors. Nearly all of the information Giwa needed for this chart was available within the Department. On March 6, 2008, Landes terminated Giwa’s employment, stating as her grounds unsatisfactory conduct/performance, failure to follow a department procedural directive, lack of timely communication to a supervisor concerning the status of an item pending before the City Council, failure to follow municipal policy about checks, and negligence in preparation of an official document for the City Manager. The two-year history of discipline was also cited. Giwa grieved that termination, and the union represented him in the arbitration proceedings. Nearly three years after his termination, the City and the Union entered into a settlement agreement that was approved by the arbitrator. Pursuant to this agreement, the City reinstated Giwa to his position on February 14, 2011, subject to a 6 month Performance Plan that laid out the responsibilities of the City and of Giwa. There was a relatively small financial amount paid to Giwa as well. Between 2004 and 2008, Landes issued a total of 25 disciplinary measures as to employees in her Department. Six of those were the disciplinary measures against Giwa that were discussed above. The other 19 were against other employees in the Department, with discipline ranging from verbal and written reprimands to suspensions ranging from one day to 30 days, not to mention (despite Giwa’s statement to the contrary) one other termination. Handwritten notes on the Chart indicate that the employees involved in 12 of the disciplinary actions were younger than Giwa and Caucasian; 4 were older and African American, 2 were younger and African American, and 1 was older and Caucasian. Giwa asserts that the ways Landes treated him |
148 | and the Union entered into a settlement agreement that was approved by the arbitrator. Pursuant to this agreement, the City reinstated Giwa to his position on February 14, 2011, subject to a 6 month Performance Plan that laid out the responsibilities of the City and of Giwa. There was a relatively small financial amount paid to Giwa as well. Between 2004 and 2008, Landes issued a total of 25 disciplinary measures as to employees in her Department. Six of those were the disciplinary measures against Giwa that were discussed above. The other 19 were against other employees in the Department, with discipline ranging from verbal and written reprimands to suspensions ranging from one day to 30 days, not to mention (despite Giwa’s statement to the contrary) one other termination. Handwritten notes on the Chart indicate that the employees involved in 12 of the disciplinary actions were younger than Giwa and Caucasian; 4 were older and African American, 2 were younger and African American, and 1 was older and Caucasian. Giwa asserts that the ways Landes treated him and evaluated him “were clearly motived” (Response p. 26) by his race, national origin, and/or age and in retaliation for his disagreement with her evaluations of him. In support of that proposition, he cites to parts of the record that show his disagreement with her evaluations (Exh. A and Arb. Tr.), his accomplishments in the department (Exh. B), his version of the events leading up to his 3 day suspension (Exh. C); and unsworn “testimonies” of two persons about the problems between Landes and Giwa. (Exh. Z). There is nothing in any of these exhibits that references directly or obliquely his race, national origin or age. Giwa also asserts (without any citation to evidence in the record) that, after his termination, Landes reassigned to younger, Caucasian Urban Planners (Leah Allison and Josh Naven) his computer and census data analysis duties. It appears from other parts of the record, however, that this reassignment occurred while Giwa was still employed, and that this may have been part of the re-allocation of job duties that occurred as a result |
149 | and evaluated him “were clearly motived” (Response p. 26) by his race, national origin, and/or age and in retaliation for his disagreement with her evaluations of him. In support of that proposition, he cites to parts of the record that show his disagreement with her evaluations (Exh. A and Arb. Tr.), his accomplishments in the department (Exh. B), his version of the events leading up to his 3 day suspension (Exh. C); and unsworn “testimonies” of two persons about the problems between Landes and Giwa. (Exh. Z). There is nothing in any of these exhibits that references directly or obliquely his race, national origin or age. Giwa also asserts (without any citation to evidence in the record) that, after his termination, Landes reassigned to younger, Caucasian Urban Planners (Leah Allison and Josh Naven) his computer and census data analysis duties. It appears from other parts of the record, however, that this reassignment occurred while Giwa was still employed, and that this may have been part of the re-allocation of job duties that occurred as a result of the budget cuts in 2004. Giwa compares Landes’ negative evaluations of him not only with the positive evaluations he received from her predecessor but also with the positive evaluations Landes gave to other Planners in the Department. He summarizes his criticisms of Landes’ reviews by stating that his “laudable accomplishments” were never recognized in his reviews, while his faults were “always promptly noted in disproportionately damaging ways.” (Response p. 13). Plaintiff raises a number of other complaints about Landes. For example, he complains that she was “snobbish” and “hostile” towards him. He complains that despite his objections during the 1990’s, she hired Ross Black as her Assistant Director, even though he was not qualified for that position. One piece of evidence to which Giwa does cite is the testimony of Rosilee Walker during the arbitration hearing (Exh. LL). Walker was a union grievance steward who had been involved in a number of grievance proceedings with Giwa. She testified at the arbitration hearing in November of 2010 that Landes had been very condescending to Giwa and that she |
150 | of the budget cuts in 2004. Giwa compares Landes’ negative evaluations of him not only with the positive evaluations he received from her predecessor but also with the positive evaluations Landes gave to other Planners in the Department. He summarizes his criticisms of Landes’ reviews by stating that his “laudable accomplishments” were never recognized in his reviews, while his faults were “always promptly noted in disproportionately damaging ways.” (Response p. 13). Plaintiff raises a number of other complaints about Landes. For example, he complains that she was “snobbish” and “hostile” towards him. He complains that despite his objections during the 1990’s, she hired Ross Black as her Assistant Director, even though he was not qualified for that position. One piece of evidence to which Giwa does cite is the testimony of Rosilee Walker during the arbitration hearing (Exh. LL). Walker was a union grievance steward who had been involved in a number of grievance proceedings with Giwa. She testified at the arbitration hearing in November of 2010 that Landes had been very condescending to Giwa and that she had called him a liar during one of those hearings. In addition, she related overhearing a particular statement made by Landes during 2005. Giwa had been on a trip to Nigeria. On his return, he was talking about his trip, and Walker testified that she overheard Landes say that Giwa “needed to go back and help his people.” (Plaintiffs Exh. LL, p. 179-80). V. DISCRIMINATION CLAIMS A. Introduction There is no question that, beginning when she became Director of the Department, Pat Landes was critical of Giwa’s performance. She gave him progressively negative evaluations — often worse than those she gave anyone else in the Department. She doled out discipline on numerous occasions. She reassigned his computer mapping duties, duties that he had worked very hard to learn and that he had performed well for years. She treated him with some level of impatience, perhaps even hostility. Ultimately she terminated his employment. This Court, however, does not sit in judgment of the wisdom or correctness of her decisions or of the interpersonal relationship between Giwa and Landes. Unless, that |
151 | had called him a liar during one of those hearings. In addition, she related overhearing a particular statement made by Landes during 2005. Giwa had been on a trip to Nigeria. On his return, he was talking about his trip, and Walker testified that she overheard Landes say that Giwa “needed to go back and help his people.” (Plaintiffs Exh. LL, p. 179-80). V. DISCRIMINATION CLAIMS A. Introduction There is no question that, beginning when she became Director of the Department, Pat Landes was critical of Giwa’s performance. She gave him progressively negative evaluations — often worse than those she gave anyone else in the Department. She doled out discipline on numerous occasions. She reassigned his computer mapping duties, duties that he had worked very hard to learn and that he had performed well for years. She treated him with some level of impatience, perhaps even hostility. Ultimately she terminated his employment. This Court, however, does not sit in judgment of the wisdom or correctness of her decisions or of the interpersonal relationship between Giwa and Landes. Unless, that is, they were motivated by discriminatory intent. In his complaint, Giwa asserts that Landes was motivated by bias against him on the basis of age, race and national origin discrimination; he also alleges that she retaliated against him. The City’s motion for summary judgment asserts that there is insufficient evidence to support Giwa’s claim that Landes was motivated by improper intent or that she retaliated, regardless of whether Giwa is proceeding under the direct or the indirect method of proof. Giwa, who is proceeding pro se in this matter, has responded to the motion. B. Direct method Beginning with Giwa’s claim that he was subjected to materially adverse employment actions on the basis of his race, age or national origin, the City first asserts that his claim fails under the direct method, because he has no evidence — direct or circumstantial — that Giwa’s age, race or national origin was a motivating factor for anything that happened to him. That assertion is certainly correct as to Giwa’s claim of discrimination on the basis of age and race. There is |
152 | is, they were motivated by discriminatory intent. In his complaint, Giwa asserts that Landes was motivated by bias against him on the basis of age, race and national origin discrimination; he also alleges that she retaliated against him. The City’s motion for summary judgment asserts that there is insufficient evidence to support Giwa’s claim that Landes was motivated by improper intent or that she retaliated, regardless of whether Giwa is proceeding under the direct or the indirect method of proof. Giwa, who is proceeding pro se in this matter, has responded to the motion. B. Direct method Beginning with Giwa’s claim that he was subjected to materially adverse employment actions on the basis of his race, age or national origin, the City first asserts that his claim fails under the direct method, because he has no evidence — direct or circumstantial — that Giwa’s age, race or national origin was a motivating factor for anything that happened to him. That assertion is certainly correct as to Giwa’s claim of discrimination on the basis of age and race. There is absolutely nothing in the record that references either characteristic directly, and there is nothing in the record from which such discriminatory intent might be inferred. Landes disciplined employees regardless of race or age. There is no pattern evident from her disciplinary history. Job duties were reassigned within the Department due to budget cuts — a fact that Giwa has not rebutted in any way — and the fact that some of his duties went to younger or Caucasian employees is, without more, simply immaterial. The duties of everyone in the Department were shuffled, and cross training was expected, regardless of race or age. Giwa has, however, tendered one piece of direct evidence in support of his claim of discrimination on the basis of national origin, namely Landes’ June 2005 statement overheard by Rosilee Walker. However insensitive that remark was, it was made in a context wholly unrelated to any employment-related decision. It was also temporally unrelated to any adverse employment action. In other words, considering that the first actual discipline — a verbal reprimand' — of |
153 | absolutely nothing in the record that references either characteristic directly, and there is nothing in the record from which such discriminatory intent might be inferred. Landes disciplined employees regardless of race or age. There is no pattern evident from her disciplinary history. Job duties were reassigned within the Department due to budget cuts — a fact that Giwa has not rebutted in any way — and the fact that some of his duties went to younger or Caucasian employees is, without more, simply immaterial. The duties of everyone in the Department were shuffled, and cross training was expected, regardless of race or age. Giwa has, however, tendered one piece of direct evidence in support of his claim of discrimination on the basis of national origin, namely Landes’ June 2005 statement overheard by Rosilee Walker. However insensitive that remark was, it was made in a context wholly unrelated to any employment-related decision. It was also temporally unrelated to any adverse employment action. In other words, considering that the first actual discipline — a verbal reprimand' — of Giwa was not imposed until February of 2006, a statement such as the one reported by Rosilee Walker was too removed in time and in context to reveal anything of significance in this litigation. Landes’ statement need not simply be considered in isolation, however; it can and should also be considered along with the circumstantial evidence that has been presented. See, Nagle v. Village of Calumet Park, 554 F.3d 1106, 1114-15 (7th Cir.2009); Paz v. Wauconda Healthcare & Rehabilitation Centre, LLC, 464 F.3d 659, 666 (7th Cir.2006); Sylvester v. SOS Children’s Villages Illinois, Inc., 453 F.3d 900, 903 (7th Cir.2006). The direct and circumstantial evidence together must “suggest[ ] discrimination through a longer chain of inferences.” Atanus v. Perry, 520 F.3d 662, 671 (7th Cir.2008). The circumstantial evidence of discrimination that Giwa has put forward includes his evaluations, the reassignment of his computer-related duties, and the pattern of what he characterizes as disproportionate or unwarranted discipline. Beginning with his negative evaluations, Giwa asserts that they reveal Landes’ hostility towards him. With one possible exception, discussed below, these |
154 | Giwa was not imposed until February of 2006, a statement such as the one reported by Rosilee Walker was too removed in time and in context to reveal anything of significance in this litigation. Landes’ statement need not simply be considered in isolation, however; it can and should also be considered along with the circumstantial evidence that has been presented. See, Nagle v. Village of Calumet Park, 554 F.3d 1106, 1114-15 (7th Cir.2009); Paz v. Wauconda Healthcare & Rehabilitation Centre, LLC, 464 F.3d 659, 666 (7th Cir.2006); Sylvester v. SOS Children’s Villages Illinois, Inc., 453 F.3d 900, 903 (7th Cir.2006). The direct and circumstantial evidence together must “suggest[ ] discrimination through a longer chain of inferences.” Atanus v. Perry, 520 F.3d 662, 671 (7th Cir.2008). The circumstantial evidence of discrimination that Giwa has put forward includes his evaluations, the reassignment of his computer-related duties, and the pattern of what he characterizes as disproportionate or unwarranted discipline. Beginning with his negative evaluations, Giwa asserts that they reveal Landes’ hostility towards him. With one possible exception, discussed below, these negative evaluations reveal absolutely nothing about discriminatory bias. What the evaluations reveal is a department head’s dressing down of an employee who is not performing his job at the level she expected. Giwa has pointed to nothing that might lead to a conclusion that discrimination played a part in Landes’ thought processes. It may be true that Landes’ predecessor perceived Giwa as doing a satisfactory job. That, however, simply means that, while his prior supervisor may have been satisfied, Landes was not. In fact, Landes’ evaluations were based on a different work environment. Giwa had, beginning in 2004, different job duties than he had had under Wayne Anthony. While he may well have been exceptionally talented at the GIS-related job duties, those duties were deemed “minimal” by Landes, and he was cautioned to broaden the depth and breadth of his knowledge. As the Seventh Circuit has held, prior evaluations do not create issues of fact when there have been “substantial alterations in the employee’s responsibilities” in the interim. Peele v. Country Mutual Insurance Co., 288 F.3d |
155 | negative evaluations reveal absolutely nothing about discriminatory bias. What the evaluations reveal is a department head’s dressing down of an employee who is not performing his job at the level she expected. Giwa has pointed to nothing that might lead to a conclusion that discrimination played a part in Landes’ thought processes. It may be true that Landes’ predecessor perceived Giwa as doing a satisfactory job. That, however, simply means that, while his prior supervisor may have been satisfied, Landes was not. In fact, Landes’ evaluations were based on a different work environment. Giwa had, beginning in 2004, different job duties than he had had under Wayne Anthony. While he may well have been exceptionally talented at the GIS-related job duties, those duties were deemed “minimal” by Landes, and he was cautioned to broaden the depth and breadth of his knowledge. As the Seventh Circuit has held, prior evaluations do not create issues of fact when there have been “substantial alterations in the employee’s responsibilities” in the interim. Peele v. Country Mutual Insurance Co., 288 F.3d 319, 329 (7th Cir.2002). While he maintains that he had the requisite knowledge of the Zoning Ordinance, for example, his repeated errors belie that assertion, or at least demonstrate that he was unable to apply his knowledge, a comment made by Landes in one of the evaluations. Giwa also posits that his evaluations not only contained “disproportionate” criti cisms of his faults, but also failed to include any praise for his achievements. This, he claims, is different than the evaluations she gave to other Planners and Senior Planners. The comparisons lack any significance. Some Planners received “Below Standards” just as Giwa did. Others received “Meets Standards” as he did. Moreover, the evaluations of the other Planners often contained criticisms of shortcomings and directions in areas requiring improvement. That Landes saw more to praise in some of the other Planners and more to criticize in Giwa is not significant. Giwa’s reliance on his evaluations is based entirely on his belief that she misapprehended the underlying facts or that she failed to appreciate his contributions. If Landes, however, honestly |
156 | 319, 329 (7th Cir.2002). While he maintains that he had the requisite knowledge of the Zoning Ordinance, for example, his repeated errors belie that assertion, or at least demonstrate that he was unable to apply his knowledge, a comment made by Landes in one of the evaluations. Giwa also posits that his evaluations not only contained “disproportionate” criti cisms of his faults, but also failed to include any praise for his achievements. This, he claims, is different than the evaluations she gave to other Planners and Senior Planners. The comparisons lack any significance. Some Planners received “Below Standards” just as Giwa did. Others received “Meets Standards” as he did. Moreover, the evaluations of the other Planners often contained criticisms of shortcomings and directions in areas requiring improvement. That Landes saw more to praise in some of the other Planners and more to criticize in Giwa is not significant. Giwa’s reliance on his evaluations is based entirely on his belief that she misapprehended the underlying facts or that she failed to appreciate his contributions. If Landes, however, honestly believed certain facts, it matters not whether that version of the facts was correct or whether the employment action that resulted from those facts was wise, because this Court is not to sit in review of the action as some sort of “super-personnel department” but rather only reviews the actions of the employer to ascertain whether the actions violated Title VII. Stewart v. Henderson, 207 F.3d 374, 378 (7th Cir.2000); Nawrot v. CPC International, 277 F.3d 896 (7th Cir.2002); EEOC v. Armstrong World Ind., 185 F.Supp.2d 932, 937 (C.D.Ill.2002). Here, Giwa has presented no evidence at all to counter Landes’ affidavit that sets forth her understanding of the facts on which she based her conclusion that Giwa was under-performing as a Senior Urban Planner or that he made mistakes that deserved a lower rating. The evaluations are not evidence of either race or age discrimination. The one possible exception to that conclusion, referred to above, is Landes’ criticism of Giwa’s written and oral language skills. At first blush, it might seem possible that this criticism arose |
157 | believed certain facts, it matters not whether that version of the facts was correct or whether the employment action that resulted from those facts was wise, because this Court is not to sit in review of the action as some sort of “super-personnel department” but rather only reviews the actions of the employer to ascertain whether the actions violated Title VII. Stewart v. Henderson, 207 F.3d 374, 378 (7th Cir.2000); Nawrot v. CPC International, 277 F.3d 896 (7th Cir.2002); EEOC v. Armstrong World Ind., 185 F.Supp.2d 932, 937 (C.D.Ill.2002). Here, Giwa has presented no evidence at all to counter Landes’ affidavit that sets forth her understanding of the facts on which she based her conclusion that Giwa was under-performing as a Senior Urban Planner or that he made mistakes that deserved a lower rating. The evaluations are not evidence of either race or age discrimination. The one possible exception to that conclusion, referred to above, is Landes’ criticism of Giwa’s written and oral language skills. At first blush, it might seem possible that this criticism arose from her attitude about his national origin, but that perception does not hold up on examination. Giwa’s job responsibilities prior to the budget cuts in 2004 were primarily computer related; it was only after budget cuts (which roughly coincided temporally with Anthony’s retirement and Landes’ promotion) that any shortcomings in Giwa’s language skills would have impacted his job performance. His ability to communicate orally only became crucial when he began having regular interactions at the Department’s public counter with citizens who came to the Department, or when he began having responsibilities related to Code enforcement that required communication with property owners during and after inspections. Similarly, prior to the budget cuts, he had not been required to serve on commissions and provide oral and written information to City Council members. While his language shortcomings may have been due to the fact that English was not his first language, which does not mean that requiring him to address those shortcomings was motivated by discriminatory intent. Giwa also argues that taking away his computer-related duties and reassigning those |
158 | from her attitude about his national origin, but that perception does not hold up on examination. Giwa’s job responsibilities prior to the budget cuts in 2004 were primarily computer related; it was only after budget cuts (which roughly coincided temporally with Anthony’s retirement and Landes’ promotion) that any shortcomings in Giwa’s language skills would have impacted his job performance. His ability to communicate orally only became crucial when he began having regular interactions at the Department’s public counter with citizens who came to the Department, or when he began having responsibilities related to Code enforcement that required communication with property owners during and after inspections. Similarly, prior to the budget cuts, he had not been required to serve on commissions and provide oral and written information to City Council members. While his language shortcomings may have been due to the fact that English was not his first language, which does not mean that requiring him to address those shortcomings was motivated by discriminatory intent. Giwa also argues that taking away his computer-related duties and reassigning those duties to “younger, Caucasian” Planners was evidence of age and race discrimination. There are two problems with this argument. First, this occurred at a time when all Planners were having their duties shuffled to cover the budget cuts. To infer discrimination in this case from that fact would be to speculate. Second, not everything that makes an employee unhappy is discriminatory. Nagle, 554 F.3d at 1115-16. Reassignment to what an employee subjectively perceives as “less desirable” duties does not constitute differential treatment or amount to an adverse employment action. Id. at 1117. I conclude that Giwa has failed to present any circumstantial evidence whatsoever of discriminatory intent to supplement that single piece of direct evidence— Landes’ statement from June of 2005. The Seventh Circuit has made it clear that a few insensitive remarks are not sufficient to raise an inference of discrimination. See, for example, Blasdel v. Northwestern University, 687 F.3d 813 (7th Cir.2012) (a “handful of stray remarks” insufficient); Nichols v. Southern Illinois University-Edwardsville, 510 F.3d 772, 781-82 (7th Cir.2007) (“stray remarks” unrelated to employment |
159 | duties to “younger, Caucasian” Planners was evidence of age and race discrimination. There are two problems with this argument. First, this occurred at a time when all Planners were having their duties shuffled to cover the budget cuts. To infer discrimination in this case from that fact would be to speculate. Second, not everything that makes an employee unhappy is discriminatory. Nagle, 554 F.3d at 1115-16. Reassignment to what an employee subjectively perceives as “less desirable” duties does not constitute differential treatment or amount to an adverse employment action. Id. at 1117. I conclude that Giwa has failed to present any circumstantial evidence whatsoever of discriminatory intent to supplement that single piece of direct evidence— Landes’ statement from June of 2005. The Seventh Circuit has made it clear that a few insensitive remarks are not sufficient to raise an inference of discrimination. See, for example, Blasdel v. Northwestern University, 687 F.3d 813 (7th Cir.2012) (a “handful of stray remarks” insufficient); Nichols v. Southern Illinois University-Edwardsville, 510 F.3d 772, 781-82 (7th Cir.2007) (“stray remarks” unrelated to employment decision at issue insufficient); Merillat v. Metal Spinners Inc., 470 F.3d 685, 694 (7th Cir.2006) (“isolated comments” insufficient). In this case, there is only one remark; if multiple remarks are insufficient; a single l’emark is even less notable. No reasonable jury could infer that Landes made her decisions about Giwa based on any hostility towards his race, age or national origin. There is simply too much other documentation — largely undisputed — that reveals errors, lapses in judgment, failures to comply with rules and policies, and other faults in Giwa’s job performance. The “scintilla of evidence” put forward by Giwa is insufficient to defeat summary judgment on his discrimination claims. No fact finder could reasonably conclude that Landes was more likely than not motivated by a discriminatory purpose. C. Indirect Method The City also argues that Giwa cannot establish a prima facie case of discrimination using the McDonnell Douglas analysis. There are four elements to a prima facie case of discrimination, one of which is evidence that the plaintiff was meeting the employer’s legitimate performance expectations. The City |
160 | decision at issue insufficient); Merillat v. Metal Spinners Inc., 470 F.3d 685, 694 (7th Cir.2006) (“isolated comments” insufficient). In this case, there is only one remark; if multiple remarks are insufficient; a single l’emark is even less notable. No reasonable jury could infer that Landes made her decisions about Giwa based on any hostility towards his race, age or national origin. There is simply too much other documentation — largely undisputed — that reveals errors, lapses in judgment, failures to comply with rules and policies, and other faults in Giwa’s job performance. The “scintilla of evidence” put forward by Giwa is insufficient to defeat summary judgment on his discrimination claims. No fact finder could reasonably conclude that Landes was more likely than not motivated by a discriminatory purpose. C. Indirect Method The City also argues that Giwa cannot establish a prima facie case of discrimination using the McDonnell Douglas analysis. There are four elements to a prima facie case of discrimination, one of which is evidence that the plaintiff was meeting the employer’s legitimate performance expectations. The City asserts first that Plaintiff has no evidence that his performance rose to that level. In Peele, 288 F.3d 319, the record contained evidence of repeated warnings by the employer that the plaintiffs job performance was unacceptable. She received nine critical written evaluations informing her of the specific deficiencies in her performance, but she filed to correct them. The Court of Appeals commented that this evidence of “deteriorating job performance” was “overwhelming.” Id. at 328. In addition, the Court pointed out that the issue of performance is not past performance but rather performance at the time of termination. Id. at 329. Finally, the Court declined to find that coworker statements indicating that the plaintiffs job performance was satisfactory were insufficient to create a factual dispute as to this issue. Id. As in Peele, Giwa’s evidence that he was performing his job duties adequately is not enough to create a factual dispute as to this issue. His supervisor documented his inadequate and declining performance. His evaluations repeatedly cautioned him about his areas of weakness. Rather than taking positive |
161 | asserts first that Plaintiff has no evidence that his performance rose to that level. In Peele, 288 F.3d 319, the record contained evidence of repeated warnings by the employer that the plaintiffs job performance was unacceptable. She received nine critical written evaluations informing her of the specific deficiencies in her performance, but she filed to correct them. The Court of Appeals commented that this evidence of “deteriorating job performance” was “overwhelming.” Id. at 328. In addition, the Court pointed out that the issue of performance is not past performance but rather performance at the time of termination. Id. at 329. Finally, the Court declined to find that coworker statements indicating that the plaintiffs job performance was satisfactory were insufficient to create a factual dispute as to this issue. Id. As in Peele, Giwa’s evidence that he was performing his job duties adequately is not enough to create a factual dispute as to this issue. His supervisor documented his inadequate and declining performance. His evaluations repeatedly cautioned him about his areas of weakness. Rather than taking positive steps to improve, he repeatedly disagreed with her conclusions. Her criticisms were perfectly legitimate areas for comment by a supervisor, having to do with matters such as timeliness, compliance with Department policies and rules, completion of assignments and the like. For the most part, Giwa does not deny his errors, untimeliness, failure to follow regulations or complete assignments, and the other facts underlying his negative evaluations and disciplines; he simply tries to explain them away. While some of his co-workers undoubtedly thought highly of him, their statements about his job performance carry no weight on this issue. Peele also makes clear that even legitimate expectations can be applied in a dis criminatory fashion. Id. For example, if there is evidence that the employer applied those expectations to Caucasian or younger employees in a more favorable manner, that is also a violation of Title VII. In that case, the McDonnell Douglas factors merge, and the analysis proceeds directly to pretext. Id. The Court explained that this requires identifying someone who is directly comparable to the plaintiff in all |
162 | steps to improve, he repeatedly disagreed with her conclusions. Her criticisms were perfectly legitimate areas for comment by a supervisor, having to do with matters such as timeliness, compliance with Department policies and rules, completion of assignments and the like. For the most part, Giwa does not deny his errors, untimeliness, failure to follow regulations or complete assignments, and the other facts underlying his negative evaluations and disciplines; he simply tries to explain them away. While some of his co-workers undoubtedly thought highly of him, their statements about his job performance carry no weight on this issue. Peele also makes clear that even legitimate expectations can be applied in a dis criminatory fashion. Id. For example, if there is evidence that the employer applied those expectations to Caucasian or younger employees in a more favorable manner, that is also a violation of Title VII. In that case, the McDonnell Douglas factors merge, and the analysis proceeds directly to pretext. Id. The Court explained that this requires identifying someone who is directly comparable to the plaintiff in all material respects, looking at factors pertinent to the individual case. Id. at 330. Here, those factors would be the disciplinary records and the evaluation standards. With respect to the disciplinary claim — the claim that plaintiff was disciplined more harshly than younger Caucasians — a plaintiff must show that he is similarly situated with respect to performance, qualifications, and conduct. This normally entails a showing that the two employees dealt with the same supervisor, were subject to the same standards, and had engaged in similar conduct without such differentiating or mitigating circumstances as would distinguish their conduct or the employer’s treatment of them. Id., quoting Radue v. Kimberly-Clark Corp., 219 F.3d 612, 617-18 (7th Cir2000). Giwa has not made such a showing. Although he provides the discipline chart, he not only fails to give any details about who these people are — are they Planners? Support staff? — Or what the discipline was for. In fact, he expressly denies (with no explanation) that they are comparable to him. A similar result is reached for the evaluations, although for |
163 | material respects, looking at factors pertinent to the individual case. Id. at 330. Here, those factors would be the disciplinary records and the evaluation standards. With respect to the disciplinary claim — the claim that plaintiff was disciplined more harshly than younger Caucasians — a plaintiff must show that he is similarly situated with respect to performance, qualifications, and conduct. This normally entails a showing that the two employees dealt with the same supervisor, were subject to the same standards, and had engaged in similar conduct without such differentiating or mitigating circumstances as would distinguish their conduct or the employer’s treatment of them. Id., quoting Radue v. Kimberly-Clark Corp., 219 F.3d 612, 617-18 (7th Cir2000). Giwa has not made such a showing. Although he provides the discipline chart, he not only fails to give any details about who these people are — are they Planners? Support staff? — Or what the discipline was for. In fact, he expressly denies (with no explanation) that they are comparable to him. A similar result is reached for the evaluations, although for different reasons. Giwa has submitted several other Planners’ evaluations. Some of them, it is true, are glowing. Others, however, are not. Those that are not contain similar criticisms about job performance as did Giwa’s own evaluations. He provides no information about which Planner is what race or what age. Moreover, Landes made it clear that she was holding him to the standards applicable to his position — Senior Urban Planner with 15-18 years of experience — so comparing his performance or his reviews with less senior Urban Planners would not be a meaningful comparison. Altogether, a comparison of Giwa’s evaluations to those of the other Planners in the Department does not reveal any discriminatory application of the ratings standards. Finally, because the bulk of Giwa’s evidence and argument consists of his own opinions about his performance, that issue should be confronted. His own opinion about how he did the job is “beside the point,” Luks v. Baxter Healthcare Corp., 467 F.3d 1049, 1055 (7th Cir.2006), and while he may have created factual disputes about some of |
164 | different reasons. Giwa has submitted several other Planners’ evaluations. Some of them, it is true, are glowing. Others, however, are not. Those that are not contain similar criticisms about job performance as did Giwa’s own evaluations. He provides no information about which Planner is what race or what age. Moreover, Landes made it clear that she was holding him to the standards applicable to his position — Senior Urban Planner with 15-18 years of experience — so comparing his performance or his reviews with less senior Urban Planners would not be a meaningful comparison. Altogether, a comparison of Giwa’s evaluations to those of the other Planners in the Department does not reveal any discriminatory application of the ratings standards. Finally, because the bulk of Giwa’s evidence and argument consists of his own opinions about his performance, that issue should be confronted. His own opinion about how he did the job is “beside the point,” Luks v. Baxter Healthcare Corp., 467 F.3d 1049, 1055 (7th Cir.2006), and while he may have created factual disputes about some of the events leading up to the various criticisms of his performance, those disputes are not material, because the relevant question is whether Landes honestly believed the facts to be as they were stated in the documents she created. Nothing Giwa has tendered to the Court calls into question her honesty in the slightest. Whether it is because Giwa’s evidence falls far short on the issue of his job performance or because he has no evidence of pretext, he has failed to rebut the City’s motion for summary judgment as to discrimination. D. Retaliation The City’s motion does not address Giwa’s claim that he was subjected to retaliation in violation of Title VII. The Court sua sponte considers this claim in light of the apparent problems of proof discussed above. Under Stone v. Indianapolis, 281 F.3d 640 (7th Cir.2002), as clarified by Sylvester v. SOS Children’s Villages of Illinois, 453 F.3d 900, 902 (7th Cir.2006), there are two analytically distinct ways for a plaintiff to proceed in a retaliation claim. As was true for the discrimination claims, these two distinct |
165 | the events leading up to the various criticisms of his performance, those disputes are not material, because the relevant question is whether Landes honestly believed the facts to be as they were stated in the documents she created. Nothing Giwa has tendered to the Court calls into question her honesty in the slightest. Whether it is because Giwa’s evidence falls far short on the issue of his job performance or because he has no evidence of pretext, he has failed to rebut the City’s motion for summary judgment as to discrimination. D. Retaliation The City’s motion does not address Giwa’s claim that he was subjected to retaliation in violation of Title VII. The Court sua sponte considers this claim in light of the apparent problems of proof discussed above. Under Stone v. Indianapolis, 281 F.3d 640 (7th Cir.2002), as clarified by Sylvester v. SOS Children’s Villages of Illinois, 453 F.3d 900, 902 (7th Cir.2006), there are two analytically distinct ways for a plaintiff to proceed in a retaliation claim. As was true for the discrimination claims, these two distinct methods are the direct method of proof and the indirect method of proof. The indirect method requires the plaintiff to show that after engaging in protected activity only he, and not any similarly situated employee who did not engage in protected activity, was subjected to an adverse employment action, even though he was performing his job in a satisfactory manner. If the defendant presents no evidence in response, the plaintiff is entitled to summary judgment. If the defendant presents un-rebutted evidence of a non-invidious reason for the adverse action, he is entitled to summary judgment. Otherwise there must be a trial. Stone, 281 F.3d at 644. It is apparent from the outset that Giwa’s evidence in support of the indirect McDonnell Douglas analysis fails for the same reason that it failed in his discrimination claims: he simply cannot show that he was performing his job in a satisfactory manner, and he cannot show pretext. See, for example, Nicholson v. Pulte Homes Corp., 690 F.3d 819, 828-29 (7th Cir.2012)(FMLA). A more detailed analysis is not necessary; the evidence |
166 | methods are the direct method of proof and the indirect method of proof. The indirect method requires the plaintiff to show that after engaging in protected activity only he, and not any similarly situated employee who did not engage in protected activity, was subjected to an adverse employment action, even though he was performing his job in a satisfactory manner. If the defendant presents no evidence in response, the plaintiff is entitled to summary judgment. If the defendant presents un-rebutted evidence of a non-invidious reason for the adverse action, he is entitled to summary judgment. Otherwise there must be a trial. Stone, 281 F.3d at 644. It is apparent from the outset that Giwa’s evidence in support of the indirect McDonnell Douglas analysis fails for the same reason that it failed in his discrimination claims: he simply cannot show that he was performing his job in a satisfactory manner, and he cannot show pretext. See, for example, Nicholson v. Pulte Homes Corp., 690 F.3d 819, 828-29 (7th Cir.2012)(FMLA). A more detailed analysis is not necessary; the evidence and its shortcomings are identical to what was discussed above. Proceeding to the direct method of proving retaliation, such claims must be supported by evidence that the plaintiff engaged in protected activity and as a result suffered the adverse employment action of which he complains. Sylvester, 453 F.3d at 902. Here, there is no evidence that Giwa engaged in any actionable protected conduct by mentioning discrimination, age, race or national origin to Landes (or anyone above her) until he filed the EEO charge on December 21, 2007. (See Amended Complaint (Doc. # 13)). Hence, nothing Landes did before that date can be considered retaliatory. Giwa filed his EEO charge, which was clearly protected activity, about 2)6 months before his termination on March 6, 2008. The Seventh Circuit has repeatedly held that even relatively short gaps between protected activity and an adverse job action cannot, without more, support a claim of retaliation. See, Jones v. A.W. Holdings LLC, 484 Fed.Appx. 44, 49 (7th Cir.2012) (two months); Turner v. The Saloon, Ltd., 595 F.3d 679, 690 (7th Cir.2010) (two |
167 | and its shortcomings are identical to what was discussed above. Proceeding to the direct method of proving retaliation, such claims must be supported by evidence that the plaintiff engaged in protected activity and as a result suffered the adverse employment action of which he complains. Sylvester, 453 F.3d at 902. Here, there is no evidence that Giwa engaged in any actionable protected conduct by mentioning discrimination, age, race or national origin to Landes (or anyone above her) until he filed the EEO charge on December 21, 2007. (See Amended Complaint (Doc. # 13)). Hence, nothing Landes did before that date can be considered retaliatory. Giwa filed his EEO charge, which was clearly protected activity, about 2)6 months before his termination on March 6, 2008. The Seventh Circuit has repeatedly held that even relatively short gaps between protected activity and an adverse job action cannot, without more, support a claim of retaliation. See, Jones v. A.W. Holdings LLC, 484 Fed.Appx. 44, 49 (7th Cir.2012) (two months); Turner v. The Saloon, Ltd., 595 F.3d 679, 690 (7th Cir.2010) (two months); Argyropoulos v. City of Alton, 539 F.3d 724, 734 (7th Cir.2008) (seven weeks); Tomanovich v. City of Indianapolis, 457 F.3d 656, 665 (7th Cir.2006) (two months); EEOC v. Yellow Freight System, Inc., 253 F.3d 943, 952-53 (7th Cir.2001) (en banc) (six weeks). The timing of Landes’ action of terminating Giwa’s employment is not enough, without more, to establish the requisite causal connection between that act and the filing of his charge. Here, there is no more. The history of Giwa’s slipping job performance and the need for repeated discipline led inexorably to Landes’ action. Each time he was disciplined, he was cautioned that this was a step in progressive discipline that could lead to further discipline; eventually those cautions included the warning that his continued employment was at risk. Yet in February of 2008 he violated three different Department policies, and made numerous factual errors in a report that had been requested by the City Manager— Landes’ boss. Although he complained about these policies and the job assignment, he had no justification for his con |
168 | months); Argyropoulos v. City of Alton, 539 F.3d 724, 734 (7th Cir.2008) (seven weeks); Tomanovich v. City of Indianapolis, 457 F.3d 656, 665 (7th Cir.2006) (two months); EEOC v. Yellow Freight System, Inc., 253 F.3d 943, 952-53 (7th Cir.2001) (en banc) (six weeks). The timing of Landes’ action of terminating Giwa’s employment is not enough, without more, to establish the requisite causal connection between that act and the filing of his charge. Here, there is no more. The history of Giwa’s slipping job performance and the need for repeated discipline led inexorably to Landes’ action. Each time he was disciplined, he was cautioned that this was a step in progressive discipline that could lead to further discipline; eventually those cautions included the warning that his continued employment was at risk. Yet in February of 2008 he violated three different Department policies, and made numerous factual errors in a report that had been requested by the City Manager— Landes’ boss. Although he complained about these policies and the job assignment, he had no justification for his con duct. At the time, he was on a performance improvement plan. In light of this history, the questionable temporal proximity falls far short. Most of what Giwa has described in his complaint and in his response to the pending motion is not retaliation at all. The types of “retaliation” that he complains about is retaliation for complaining about his negative evaluations or his discipline or having his duties re-assigned. Such conduct is not actionable protected activity. See, Wojtanek v. Pactiv LLC, 492 Fed.Appx. 650, 653 (7th Cir.2012). Retaliation as a cause of action must be based on protected activity, such as complaining about discrimination or threatening to file a charge of discrimination. VI. CONCLUSION This discussion began with the comment that Landes had been critical of Giwa’s performance almost from the day she began in her position as Director of the Department. But Landes had been in that Department for some time before she was promoted to that position, predating Giwa’s hire into the Department. At the time Giwa was hired, Landes had had a good opinion of |
169 | duct. At the time, he was on a performance improvement plan. In light of this history, the questionable temporal proximity falls far short. Most of what Giwa has described in his complaint and in his response to the pending motion is not retaliation at all. The types of “retaliation” that he complains about is retaliation for complaining about his negative evaluations or his discipline or having his duties re-assigned. Such conduct is not actionable protected activity. See, Wojtanek v. Pactiv LLC, 492 Fed.Appx. 650, 653 (7th Cir.2012). Retaliation as a cause of action must be based on protected activity, such as complaining about discrimination or threatening to file a charge of discrimination. VI. CONCLUSION This discussion began with the comment that Landes had been critical of Giwa’s performance almost from the day she began in her position as Director of the Department. But Landes had been in that Department for some time before she was promoted to that position, predating Giwa’s hire into the Department. At the time Giwa was hired, Landes had had a good opinion of him and had in fact recommended that he be hired, surely reflecting no predisposition of bias. Her opinion of Giwa changed as they worked together, and it continued to worsen as he refused to make the improvements that she, as. his supervisor, required him to make. These improvements directly related to his job performance, and her criticisms of his deficiencies reflected standards to which she held other Senior Urban Planners as well. Her very first evaluation of him contained the germs of every subsequent evaluation, and those subsequent evaluations reflected the shortcomings in his job performance that had resulted in discipline. Giwa’s evidence shows little more than an employee disgruntled because his job duties were changing. It is only in hindsight that he has asserted any form of discrimination or retaliation, and his efforts to show that the discipline imposed on him was disproportionate or unfair or retaliatory are to no avail. The City’s motion for summary judgment is therefore granted as to the discrimination claims, and the Court sua sponte grants summary judgment as to |
170 | him and had in fact recommended that he be hired, surely reflecting no predisposition of bias. Her opinion of Giwa changed as they worked together, and it continued to worsen as he refused to make the improvements that she, as. his supervisor, required him to make. These improvements directly related to his job performance, and her criticisms of his deficiencies reflected standards to which she held other Senior Urban Planners as well. Her very first evaluation of him contained the germs of every subsequent evaluation, and those subsequent evaluations reflected the shortcomings in his job performance that had resulted in discipline. Giwa’s evidence shows little more than an employee disgruntled because his job duties were changing. It is only in hindsight that he has asserted any form of discrimination or retaliation, and his efforts to show that the discipline imposed on him was disproportionate or unfair or retaliatory are to no avail. The City’s motion for summary judgment is therefore granted as to the discrimination claims, and the Court sua sponte grants summary judgment as to the retaliation claim. Clerk is directed to enter judgment in favor of Defendants and against the Plaintiff. This case is terminated. |
171 | ORDER GRANTING IN PART AND DENYING IN PART DEFENDANT’S MOTION TO DISMISS KAREN E. SCHREIER, District Judge. Defendant, Delta Air Lines, Inc., moves the court to dismiss Mark Benedetto’s complaint in its entirety. Docket 11. Benedetto alleges claims for negligence, breach of contract, breach of a duty of good faith and fair dealing, and punitive damages. Docket 1-1. Delta argues that Benedetto’s claims for negligence and breach of a duty of good faith and fair dealing are preempted under the Airline Deregulation Act of 1978(ADA), or alternatively, fail to state actionable claims. Delta also argues that Benedetto’s claims for breach of contract and punitive damages fail to state claims upon which relief can be granted. Benedetto opposes the motion. For the following reasons, Delta’s motion is granted in part and denied in part. FACTUAL BACKGROUND The pertinent facts, according to the complaint (Docket 1-1), are as follows: Mark Benedetto is a resident of South Dakota. Delta Air Lines, Inc. is a Delaware corporation and has its principal office in Atlanta, Georgia. Delta is authorized to and does transact business in South Dakota. Benedetto and his wife, Gail Benedetto, purchased round trip tickets from Delta to travel from Sioux Falls Regional Airport in Sioux Falls, South Dakota to LaGuardia Airport in New York City, New York and then back to Sioux Falls. Benedetto’s initial flight to New York from Sioux Falls took off on September 28, 2011. As required by Delta and the Transportation Security Administration (TSA), Benedetto declared to a Delta ticket agent during his check-in process that he was transporting a pistol in his checked luggage. Following the ticket agent’s instructions, Benedetto placed a red tag into his luggage and was allowed to check in his pistol with his luggage. Delta offered no warning to Benedetto regarding New York’s gun laws. Similarly, Delta did not disclose to Benedetto its policy that required ticket agents at LaGuardia Airport to report anyone with a firearm to the Port Authority of New York-New Jersey. Benedetto then boarded his plane and flew to New York. On October 2, 2011, Benedetto arrived at LaGuardia Airport to catch his return flight to |
172 | South Dakota. Benedetto and his wife, Gail Benedetto, purchased round trip tickets from Delta to travel from Sioux Falls Regional Airport in Sioux Falls, South Dakota to LaGuardia Airport in New York City, New York and then back to Sioux Falls. Benedetto’s initial flight to New York from Sioux Falls took off on September 28, 2011. As required by Delta and the Transportation Security Administration (TSA), Benedetto declared to a Delta ticket agent during his check-in process that he was transporting a pistol in his checked luggage. Following the ticket agent’s instructions, Benedetto placed a red tag into his luggage and was allowed to check in his pistol with his luggage. Delta offered no warning to Benedetto regarding New York’s gun laws. Similarly, Delta did not disclose to Benedetto its policy that required ticket agents at LaGuardia Airport to report anyone with a firearm to the Port Authority of New York-New Jersey. Benedetto then boarded his plane and flew to New York. On October 2, 2011, Benedetto arrived at LaGuardia Airport to catch his return flight to Sioux Falls. Benedetto again notified a Delta ticket agent that he was traveling with a pistol in his checked luggage. He was again given a red tag to place in his luggage, which he did. The Delta ticket agent then notified the Port Authority Police that there was a passenger who had declared a firearm. Benedetto was arrested by the Port Authority Police for illegal possession of a firearm. After this arrest, Benedetto was turned over to the New York City Police, transported to the Queens Boulevard Precinct, and jailed overnight. Benedetto was charged with a handgun violation and was required to return to New York for legal proceedings after his release. Benedetto alleges that he was subjected to physical, emotional, and verbal abuse, reasonably feared for his safety, and suffered severe emotional distress while in police custody. He also alleges that he suffered an injury to his shoulder when a police officer handcuffed him. Benedetto brought this action against Delta on May 24, 2012, in the Second Judicial Circuit of South Dakota. Subsequently, the suit was |
173 | Sioux Falls. Benedetto again notified a Delta ticket agent that he was traveling with a pistol in his checked luggage. He was again given a red tag to place in his luggage, which he did. The Delta ticket agent then notified the Port Authority Police that there was a passenger who had declared a firearm. Benedetto was arrested by the Port Authority Police for illegal possession of a firearm. After this arrest, Benedetto was turned over to the New York City Police, transported to the Queens Boulevard Precinct, and jailed overnight. Benedetto was charged with a handgun violation and was required to return to New York for legal proceedings after his release. Benedetto alleges that he was subjected to physical, emotional, and verbal abuse, reasonably feared for his safety, and suffered severe emotional distress while in police custody. He also alleges that he suffered an injury to his shoulder when a police officer handcuffed him. Benedetto brought this action against Delta on May 24, 2012, in the Second Judicial Circuit of South Dakota. Subsequently, the suit was removed to this court. STANDARD OF REVIEW A motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6) requires the court to review the complaint as a whole to determine whether the plaintiff has stated a claim upon which relief can be granted. Braden v. Wal-Mart Stores, Inc., 588 F.3d 585, 595 (8th Cir.2009). The facts alleged in the complaint must be considered true, and all inferences must be viewed in favor of the nonmoving party. Strand v. Diversified Collection Serv., Inc., 380 F.3d 316, 317 (8th Cir.2004). “[T]o survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (citation omitted). “A complaint states a plausible claim for relief if its ‘factual content ... allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.’” Braden, 588 F.3d at 594 (quoting Iqbal, 556 U.S. at 678, 129 S.Ct. |
174 | removed to this court. STANDARD OF REVIEW A motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6) requires the court to review the complaint as a whole to determine whether the plaintiff has stated a claim upon which relief can be granted. Braden v. Wal-Mart Stores, Inc., 588 F.3d 585, 595 (8th Cir.2009). The facts alleged in the complaint must be considered true, and all inferences must be viewed in favor of the nonmoving party. Strand v. Diversified Collection Serv., Inc., 380 F.3d 316, 317 (8th Cir.2004). “[T]o survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (citation omitted). “A complaint states a plausible claim for relief if its ‘factual content ... allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.’” Braden, 588 F.3d at 594 (quoting Iqbal, 556 U.S. at 678, 129 S.Ct. 1937). DISCUSSION 1. Negligence Benedetto alleges in his negligence claim that Delta owed him a duty to warn him of New York’s gun laws and to warn him of Delta’s policy at LaGuardia that requires its ticket agents to notify Port Authority Policy when a passenger declares a firearm. Delta argues that Benedetto’s negligence claim must be dismissed because it is preempted by the ADA. The ADA was passed to promote “maximum reliance on competitive market forces” in order to “further efficiency, innovation, and low prices as well as variety and quality of air transportation services.” Morales v. Trans World Airlines, Inc., 504 U.S. 374, 378, 112 S.Ct. 2031, 119 L.Ed.2d 157 (1992) (citation omitted). Included in the ADA is an express preemption clause that prohibits states from “enacting] or enforcpng] a law, regulation, or other provision having the force and effect of law related to a price, route, or service of an air carrier[.]” 49 U.S.C. § 41713(b)(1). Congress’s intent was to “ensure that the States would not undo federal deregulation with regulation of their own.” Morales, 504 |
175 | 1937). DISCUSSION 1. Negligence Benedetto alleges in his negligence claim that Delta owed him a duty to warn him of New York’s gun laws and to warn him of Delta’s policy at LaGuardia that requires its ticket agents to notify Port Authority Policy when a passenger declares a firearm. Delta argues that Benedetto’s negligence claim must be dismissed because it is preempted by the ADA. The ADA was passed to promote “maximum reliance on competitive market forces” in order to “further efficiency, innovation, and low prices as well as variety and quality of air transportation services.” Morales v. Trans World Airlines, Inc., 504 U.S. 374, 378, 112 S.Ct. 2031, 119 L.Ed.2d 157 (1992) (citation omitted). Included in the ADA is an express preemption clause that prohibits states from “enacting] or enforcpng] a law, regulation, or other provision having the force and effect of law related to a price, route, or service of an air carrier[.]” 49 U.S.C. § 41713(b)(1). Congress’s intent was to “ensure that the States would not undo federal deregulation with regulation of their own.” Morales, 504 U.S. at 378, 112 S.Ct. 2031. The preemption clause is read “to mean ‘States may not seek to impose their own public policies or theories of competition or regulation on the operations of an air carrier.’ ” Botz v. Omni Air Int’l, 286 F.3d 488, 494 (8th Cir.2002) (quoting Am. Airlines, Inc. v. Wolens, 513 U.S. 219, 229 n. 5, 115 S.Ct. 817, 130 L.Ed.2d 715 (1995)). The laws that are “forbidden” because of the preemption clause are those with a “significant impact” on carrier prices, routes, or services. Rowe v. New Hampshire Motor Transp. Ass’n, 552 U.S. 364, 375, 128 S.Ct. 989, 169 L.Ed.2d 933 (2008) (citing Morales, 504 U.S. at 388, 390, 112 S.Ct. 2031). Laws that affect prices, routes, or services in “too tenuous, remote or peripheral a manner,” however, are not preempted by the ADA. Id. (citing Morales, 504 U.S. at 390, 112 S.Ct. 2031). The Eighth Circuit Court of Appeals has analyzed the language found in the preemption clause of the ADA on two separate occasions. In Botz v. Omni Air |
176 | U.S. at 378, 112 S.Ct. 2031. The preemption clause is read “to mean ‘States may not seek to impose their own public policies or theories of competition or regulation on the operations of an air carrier.’ ” Botz v. Omni Air Int’l, 286 F.3d 488, 494 (8th Cir.2002) (quoting Am. Airlines, Inc. v. Wolens, 513 U.S. 219, 229 n. 5, 115 S.Ct. 817, 130 L.Ed.2d 715 (1995)). The laws that are “forbidden” because of the preemption clause are those with a “significant impact” on carrier prices, routes, or services. Rowe v. New Hampshire Motor Transp. Ass’n, 552 U.S. 364, 375, 128 S.Ct. 989, 169 L.Ed.2d 933 (2008) (citing Morales, 504 U.S. at 388, 390, 112 S.Ct. 2031). Laws that affect prices, routes, or services in “too tenuous, remote or peripheral a manner,” however, are not preempted by the ADA. Id. (citing Morales, 504 U.S. at 390, 112 S.Ct. 2031). The Eighth Circuit Court of Appeals has analyzed the language found in the preemption clause of the ADA on two separate occasions. In Botz v. Omni Air International, 286 F.3d 488 (8th Cir.2002), the court held that the ADA preempted application of a Minnesota whistleblower statute. Because the statute gave flight attendants the ability to refuse assignments, the court determined that the statute had a “forbidden connection with air-carrier services.” Id. at 494. Although the statute only related to air-carrier services “indirectly,” it was Minnesota’s attempt to impose its “own public policies or regulatory theories on an air carrier’s operations, an imposition that Congress intended the ADA to pre-empt.” Id. at 495. In Data Manufacturing, Inc. v. United Parcel Service, Inc., 557 F.3d 849 (8th Cir.2009), the Eighth Circuit Court of Appeals held that the Federal Aviation Administration Authorization Act of 1994, 49 U.S.C. § 14501(c)(1) (FAAAA), preempted a plaintiffs claims for fraudulent misrepresentation, negligent misrepresentation, and money had and received. Before delving into its preemption analysis, the court noted that the FAAAA preemption language “reads very much like” the preemption language found in the ADA. Id. at 853. The court noted that because of the nearly identical language, “the preemption clauses in |
177 | International, 286 F.3d 488 (8th Cir.2002), the court held that the ADA preempted application of a Minnesota whistleblower statute. Because the statute gave flight attendants the ability to refuse assignments, the court determined that the statute had a “forbidden connection with air-carrier services.” Id. at 494. Although the statute only related to air-carrier services “indirectly,” it was Minnesota’s attempt to impose its “own public policies or regulatory theories on an air carrier’s operations, an imposition that Congress intended the ADA to pre-empt.” Id. at 495. In Data Manufacturing, Inc. v. United Parcel Service, Inc., 557 F.3d 849 (8th Cir.2009), the Eighth Circuit Court of Appeals held that the Federal Aviation Administration Authorization Act of 1994, 49 U.S.C. § 14501(c)(1) (FAAAA), preempted a plaintiffs claims for fraudulent misrepresentation, negligent misrepresentation, and money had and received. Before delving into its preemption analysis, the court noted that the FAAAA preemption language “reads very much like” the preemption language found in the ADA. Id. at 853. The court noted that because of the nearly identical language, “the preemption clauses in the ADA and FAAAA are identical in scope.” Id. at 853 n. 2 (citing Rowe, 552 U.S. at 370, 128 S.Ct. 989). The Eighth Circuit applied a two-part test in determining that the FAAAA preempted the plaintiffs claims. The court specified that the claims were preempted if they (1) related to a price, route, or service of a carrier, and (2) derived from the enactment or enforcement of state law. Id. at 852. After noting that the Supreme Court has “broadly interpreted the phrase ‘relating to’ as encompassing all state laws having any connection with or reference to the carrier’s rates, routes, or services,” the court concluded that a carrier’s $10 billing charge was part of the carrier’s “operations” and thus related to the carrier’s prices and services. Id. (“While the work to re-bill may have been de minimus, it was still part of the UPS accounting department’s operations to do so.”). Turning to the second part of the test, the court concluded that all of the plaintiffs claims, with the exception of the contract claim, |
178 | the ADA and FAAAA are identical in scope.” Id. at 853 n. 2 (citing Rowe, 552 U.S. at 370, 128 S.Ct. 989). The Eighth Circuit applied a two-part test in determining that the FAAAA preempted the plaintiffs claims. The court specified that the claims were preempted if they (1) related to a price, route, or service of a carrier, and (2) derived from the enactment or enforcement of state law. Id. at 852. After noting that the Supreme Court has “broadly interpreted the phrase ‘relating to’ as encompassing all state laws having any connection with or reference to the carrier’s rates, routes, or services,” the court concluded that a carrier’s $10 billing charge was part of the carrier’s “operations” and thus related to the carrier’s prices and services. Id. (“While the work to re-bill may have been de minimus, it was still part of the UPS accounting department’s operations to do so.”). Turning to the second part of the test, the court concluded that all of the plaintiffs claims, with the exception of the contract claim, derived from the enforcement of state law. Id. at 853. The plaintiffs claims for fraudulent misrepresentation, negligent misrepresentation, and money had and received “all depended upon and are associated with the state of Missouri, through its common law, guiding and policing UPS’s economic policies.” Id. The court noted that the claims “arise outside of the four corners of the contract between UPS and DMI, and are claims that are enlarged or enhanced, and indeed, are dependent upon, Missouri state laws and polices. Accordingly, these claims are preempted.” Id. The Eighth Circuit next analyzed the plaintiffs contract claim to determine if it was preempted. The contract claim alleged that the plaintiff “did not agree to pay the fee, and it was a penalty, unlawful, and void as against public policy.” Id. at 854. The court asserted that the “determination of whether such a fee is a penalty, unlawful and against Missouri’s public policy, by definition, requires the court to apply Missouri law.” Id. Therefore, the part of the contract claim that alleged that the fee was a |
179 | derived from the enforcement of state law. Id. at 853. The plaintiffs claims for fraudulent misrepresentation, negligent misrepresentation, and money had and received “all depended upon and are associated with the state of Missouri, through its common law, guiding and policing UPS’s economic policies.” Id. The court noted that the claims “arise outside of the four corners of the contract between UPS and DMI, and are claims that are enlarged or enhanced, and indeed, are dependent upon, Missouri state laws and polices. Accordingly, these claims are preempted.” Id. The Eighth Circuit next analyzed the plaintiffs contract claim to determine if it was preempted. The contract claim alleged that the plaintiff “did not agree to pay the fee, and it was a penalty, unlawful, and void as against public policy.” Id. at 854. The court asserted that the “determination of whether such a fee is a penalty, unlawful and against Missouri’s public policy, by definition, requires the court to apply Missouri law.” Id. Therefore, the part of the contract claim that alleged that the fee was a penalty, unlawful, and void as against public policy was preempted. Id. The only claim that was not preempted was the plaintiffs contract claim, which alleged that the plaintiff did not agree to pay the fee. Id. In accordance with United States Supreme Court and Eighth Circuit precedent, the court must determine whether Benedetto’s negligence claim is related to a price, route, or service of Delta. The negligence claim is “related to” if it has any connection with or reference to Delta’s rates, routes, or services. Id. at 852 (citing Morales, 504 U.S. at 383-84, 112 S.Ct. 2031). Benedetto alleges that “Delta owed its passengers a duty to warn him of dangerous conditions of which he would not otherwise reasonably be aware;” “Delta breached its duty ... to warn of the restrictive firearms laws in the State of New York;” and “Delta breached its duty ... to warn Benedetto of its own policy that required that he be reported to the Port Authority Police[.]” Docket 1-1 at ¶¶ 20, 22-23. Put simply, Benedetto complains about the services |
180 | penalty, unlawful, and void as against public policy was preempted. Id. The only claim that was not preempted was the plaintiffs contract claim, which alleged that the plaintiff did not agree to pay the fee. Id. In accordance with United States Supreme Court and Eighth Circuit precedent, the court must determine whether Benedetto’s negligence claim is related to a price, route, or service of Delta. The negligence claim is “related to” if it has any connection with or reference to Delta’s rates, routes, or services. Id. at 852 (citing Morales, 504 U.S. at 383-84, 112 S.Ct. 2031). Benedetto alleges that “Delta owed its passengers a duty to warn him of dangerous conditions of which he would not otherwise reasonably be aware;” “Delta breached its duty ... to warn of the restrictive firearms laws in the State of New York;” and “Delta breached its duty ... to warn Benedetto of its own policy that required that he be reported to the Port Authority Police[.]” Docket 1-1 at ¶¶ 20, 22-23. Put simply, Benedetto complains about the services that Delta offers. First, as part of the services that Delta offers, Benedetto argues that Delta should warn its passengers of the gun laws of destination states. Second, as part of the services it offers, Benedetto argues that Delta should either not notify Port Authority Police that a passenger has declared a firearm or warn passengers that it is going to do so. Benedetto’s negligence claim is entirely centered on the services that Delta offers. Thus, the first element of the preemption test is satisfied. Next, the court must determine whether Benedetto’s negligence claim derives from the enactment or enforcement of state law. A claim derives from the enactment or enforcement of state law if it “serves as a means to guide and police the ... practices of the airlines rather than simply giving effect to bargains offered by the airlines and accepted by airline customers.” Data Mfg., Inc., 557 F.3d at 853 (citing Wolens, 513 U.S. at 228, 115 S.Ct. 817). Consistent with United States Supreme Court and Eighth Circuit precedent, the court concludes that |
181 | that Delta offers. First, as part of the services that Delta offers, Benedetto argues that Delta should warn its passengers of the gun laws of destination states. Second, as part of the services it offers, Benedetto argues that Delta should either not notify Port Authority Police that a passenger has declared a firearm or warn passengers that it is going to do so. Benedetto’s negligence claim is entirely centered on the services that Delta offers. Thus, the first element of the preemption test is satisfied. Next, the court must determine whether Benedetto’s negligence claim derives from the enactment or enforcement of state law. A claim derives from the enactment or enforcement of state law if it “serves as a means to guide and police the ... practices of the airlines rather than simply giving effect to bargains offered by the airlines and accepted by airline customers.” Data Mfg., Inc., 557 F.3d at 853 (citing Wolens, 513 U.S. at 228, 115 S.Ct. 817). Consistent with United States Supreme Court and Eighth Circuit precedent, the court concludes that Benedetto’s negligence claim depends upon and is associated with state common law. The ADA precludes “states from ‘imposing their own public policies or theories of competition or regulation on the operations’ of a carrier.” Id. (quoting Wolens, 513 U.S. at 229 n. 5, 115 S.Ct. 817). If Benedetto’s negligence claim is allowed to proceed, state negligence law would inevitably guide and police the services that Delta and all other airlines offer. Through its negligence law, states would regulate what airlines must warn of and how airlines handle passengers traveling with firearms. Such guiding and policing of the airline industry by states is precluded under the ADA, and thus, Benedetto’s negligence claim is preempted. II. Breach of Contract and Breach of Duty of Good Faith and Fair Dealing A. Breach of Contract Because the parties agree that the ADA does not preempt Benedetto’s breach of contract claim, the court must first address the inescapable choice of law question before examining the breach of contract claim. A federal district court sitting in diversity applies the choice of law rules of |
182 | Benedetto’s negligence claim depends upon and is associated with state common law. The ADA precludes “states from ‘imposing their own public policies or theories of competition or regulation on the operations’ of a carrier.” Id. (quoting Wolens, 513 U.S. at 229 n. 5, 115 S.Ct. 817). If Benedetto’s negligence claim is allowed to proceed, state negligence law would inevitably guide and police the services that Delta and all other airlines offer. Through its negligence law, states would regulate what airlines must warn of and how airlines handle passengers traveling with firearms. Such guiding and policing of the airline industry by states is precluded under the ADA, and thus, Benedetto’s negligence claim is preempted. II. Breach of Contract and Breach of Duty of Good Faith and Fair Dealing A. Breach of Contract Because the parties agree that the ADA does not preempt Benedetto’s breach of contract claim, the court must first address the inescapable choice of law question before examining the breach of contract claim. A federal district court sitting in diversity applies the choice of law rules of the state in which it sits. Prudential Ins. Co. of Am. v. Kamrath, 475 F.3d 920, 924 (8th Cir.2007). The court, however, must first determine whether a conflict exists before applying a state’s choice of law rules. Id. The court concludes that the outcome here would be the same under both South Dakota and New York law, and therefore, no conflict exists. And neither party has argued differently. Delta argues that Benedetto’s contract claim fails to state a claim because it fails to adequately allege the terms of a contract. To establish breach of contract under South Dakota law, a plaintiff must show (1) an enforceable promise, (2) breach of the promise, and (3) resulting damages. Weitzel v. Sioux Valley Heart Partners, 714 N.W.2d 884, 894 (S.D.2006). To establish breach of contract under New York law, a plaintiff must show (1) the existence of a contract, (2) plaintiffs performance under the contract, (3) defendant’s breach of that contract, and (4) resulting damages. JP Morgan Chase v. J.H. Elec. of New York, Inc., 69 A.D.3d 802, 893 |
183 | the state in which it sits. Prudential Ins. Co. of Am. v. Kamrath, 475 F.3d 920, 924 (8th Cir.2007). The court, however, must first determine whether a conflict exists before applying a state’s choice of law rules. Id. The court concludes that the outcome here would be the same under both South Dakota and New York law, and therefore, no conflict exists. And neither party has argued differently. Delta argues that Benedetto’s contract claim fails to state a claim because it fails to adequately allege the terms of a contract. To establish breach of contract under South Dakota law, a plaintiff must show (1) an enforceable promise, (2) breach of the promise, and (3) resulting damages. Weitzel v. Sioux Valley Heart Partners, 714 N.W.2d 884, 894 (S.D.2006). To establish breach of contract under New York law, a plaintiff must show (1) the existence of a contract, (2) plaintiffs performance under the contract, (3) defendant’s breach of that contract, and (4) resulting damages. JP Morgan Chase v. J.H. Elec. of New York, Inc., 69 A.D.3d 802, 893 N.Y.S.2d 237, 239 (2010). Benedetto alleges in his complaint that “Delta agreed to transport Benedetto from LaGuardia Airport to Sioux Falls, South Dakota on October 2, 2012.” Docket 1-1 ¶ 30. The complaint also asserts that “Delta failed to transport Benedetto from LaGuardia Airport to Sioux Falls, South Dakota on October 2, 2012,” and Delta “breached its contractual obligation” because of this failure. Id. at ¶ 31, 33. Benedetto further alleges that he “purchased round trip tickets from Delta to travel from Sioux Falls Regional Airport in Sioux Falls, South Dakota to La Guardia Airport in New York City, New York and back.” Id. at ¶ 3. These factual assertions, taken as true, are enough to establish that there existed a contract (or enforceable promise), that Benedetto performed under the contract, and that Delta breached the contract. Furthermore, Benedetto has alleged various damages that he claims were a direct result of Delta’s breach. Under South Dakota law, a plaintiff in a breach of contract action is entitled to recover “all his detriment proximately caused by the |
184 | N.Y.S.2d 237, 239 (2010). Benedetto alleges in his complaint that “Delta agreed to transport Benedetto from LaGuardia Airport to Sioux Falls, South Dakota on October 2, 2012.” Docket 1-1 ¶ 30. The complaint also asserts that “Delta failed to transport Benedetto from LaGuardia Airport to Sioux Falls, South Dakota on October 2, 2012,” and Delta “breached its contractual obligation” because of this failure. Id. at ¶ 31, 33. Benedetto further alleges that he “purchased round trip tickets from Delta to travel from Sioux Falls Regional Airport in Sioux Falls, South Dakota to La Guardia Airport in New York City, New York and back.” Id. at ¶ 3. These factual assertions, taken as true, are enough to establish that there existed a contract (or enforceable promise), that Benedetto performed under the contract, and that Delta breached the contract. Furthermore, Benedetto has alleged various damages that he claims were a direct result of Delta’s breach. Under South Dakota law, a plaintiff in a breach of contract action is entitled to recover “all his detriment proximately caused by the breach, not exceeding the amount he would have gained by full performance.” Bad Wound v. Lakota Cmty. Homes, Inc., 603 N.W.2d 723, 725 (S.D.1999). Under New York law, a plaintiff is entitled to recover “consequential contract damages which are the natural and probable consequence of the breach.” Reads Co., LLC v. Katz, 72 A.D.3d 1054, 900 N.Y.S.2d 131, 133 (2010). Due to the nature of a Rule 12(b)(6) motion and the factual constraints that go with it, the court cannot determine at this time whether the alleged damages were “proximately caused by the breach” or “the natural and probable consequence” of the alleged breach. Benedetto need only allege damages resulted from the breach to overcome Delta’s Rule 12(b)(6) motion to dismiss; he need not legally prove them. Parnes v. Gateway 2000, Inc., 122 F.3d 539, 546 (8th Cir.1997). Although it may be difficult for Benedetto to prevail on some of his alleged damages, his complaint will not be dismissed “merely because the court doubts that [he] will be able to prove all of the necessary |
185 | breach, not exceeding the amount he would have gained by full performance.” Bad Wound v. Lakota Cmty. Homes, Inc., 603 N.W.2d 723, 725 (S.D.1999). Under New York law, a plaintiff is entitled to recover “consequential contract damages which are the natural and probable consequence of the breach.” Reads Co., LLC v. Katz, 72 A.D.3d 1054, 900 N.Y.S.2d 131, 133 (2010). Due to the nature of a Rule 12(b)(6) motion and the factual constraints that go with it, the court cannot determine at this time whether the alleged damages were “proximately caused by the breach” or “the natural and probable consequence” of the alleged breach. Benedetto need only allege damages resulted from the breach to overcome Delta’s Rule 12(b)(6) motion to dismiss; he need not legally prove them. Parnes v. Gateway 2000, Inc., 122 F.3d 539, 546 (8th Cir.1997). Although it may be difficult for Benedetto to prevail on some of his alleged damages, his complaint will not be dismissed “merely because the court doubts that [he] will be able to prove all of the necessary factual allegations.” Id. Thus, the court concludes that Benedetto adequately pleaded a claim for breach of contract. Delta also argues that Benedetto’s breach of contract claim is barred by the doctrine of impossibility. Under South Dakota law, the doctrine of impossibility, also referred to as commercial frustration, “requires proof of three elements: (1) the purpose that is frustrated must have been a principle purpose of that party in making the contract; (2) the frustration must be substantial; and (3) the non-occurrence of the frustrating event must have been a basic assumption on which the contract was made.” Mueller v. Cedar Shore Resort, Inc., 643 N.W.2d 56, 69 (S.D.2002). Under New York law, the “law of impossibility provides that performance of a contract will be excused if such performance is rendered impossible by intervening governmental activities, but only if those activities are unforeseeable.” A & S Transp. Co. v. County of Nassau, 154 A.D.2d 456, 546 N.Y.S.2d 109, 109 (1989). Because this is a Rule 12(b)(6) motion to dismiss, the court is again unable to make a |
186 | factual allegations.” Id. Thus, the court concludes that Benedetto adequately pleaded a claim for breach of contract. Delta also argues that Benedetto’s breach of contract claim is barred by the doctrine of impossibility. Under South Dakota law, the doctrine of impossibility, also referred to as commercial frustration, “requires proof of three elements: (1) the purpose that is frustrated must have been a principle purpose of that party in making the contract; (2) the frustration must be substantial; and (3) the non-occurrence of the frustrating event must have been a basic assumption on which the contract was made.” Mueller v. Cedar Shore Resort, Inc., 643 N.W.2d 56, 69 (S.D.2002). Under New York law, the “law of impossibility provides that performance of a contract will be excused if such performance is rendered impossible by intervening governmental activities, but only if those activities are unforeseeable.” A & S Transp. Co. v. County of Nassau, 154 A.D.2d 456, 546 N.Y.S.2d 109, 109 (1989). Because this is a Rule 12(b)(6) motion to dismiss, the court is again unable to make a legal determination at this time. The court cannot conclude, without additional facts, whether Benedetto’s arrest was either “a basic assumption on which the contract was made” or “foreseeable.” Thus, Delta may not use the doctrine of impossibility to defeat Benedetto’s breach of contract claim at this stage of the litigation with the facts as pleaded. B. Breach of Duty of Good Faith and Fair Dealing Delta argues that Benedetto’s claim for breach of duty of good faith and fair dealing is preempted by the ADA. Benedetto responds by claiming that his duty of good faith claim is not a separate tort action but part of his breach of contract claim. Because the duty of good faith claim is part of his contract claim, Benedetto argues that it is not preempted under the Wolens analysis. See Wolens, 513 U.S. at 228-33, 115 S.Ct. 817 (holding that some contract claims are not preempted because there is “no enlargement or enhancement based on state laws or policies external to the agreement”); but see Wolens, 513 U.S. at 233 n. 8, |
187 | legal determination at this time. The court cannot conclude, without additional facts, whether Benedetto’s arrest was either “a basic assumption on which the contract was made” or “foreseeable.” Thus, Delta may not use the doctrine of impossibility to defeat Benedetto’s breach of contract claim at this stage of the litigation with the facts as pleaded. B. Breach of Duty of Good Faith and Fair Dealing Delta argues that Benedetto’s claim for breach of duty of good faith and fair dealing is preempted by the ADA. Benedetto responds by claiming that his duty of good faith claim is not a separate tort action but part of his breach of contract claim. Because the duty of good faith claim is part of his contract claim, Benedetto argues that it is not preempted under the Wolens analysis. See Wolens, 513 U.S. at 228-33, 115 S.Ct. 817 (holding that some contract claims are not preempted because there is “no enlargement or enhancement based on state laws or policies external to the agreement”); but see Wolens, 513 U.S. at 233 n. 8, 115 S.Ct. 817 (supporting the proposition that some state law principles of contract law “might well be preempted to the extent they seek to effectuate the State’s public policies, rather than the intent of the parties”). In Data Manufacturing, the Eighth Circuit held that claims that “arise outside of the four corners of the contract” and that are enlarged, enhanced and dependent upon state laws and policies are preempted by the ADA. 557 F.3d at 853. The court found that the parts of the plaintiffs breach of contract cause of action that alleged the contract created a penalty, was unlawful, and was against public policy were all preempted because they required application of state law. Id. at 854 (“The determination of whether such a fee is a penalty, unlawful and against Missouri’s public policy, by definition, requires the court to apply Missouri law.”). Because these claims required application of state law, the court found they derived from the enactment or enforcement of state law in violation of the ADA’s preemption clause. See id. at 854 n. |
188 | 115 S.Ct. 817 (supporting the proposition that some state law principles of contract law “might well be preempted to the extent they seek to effectuate the State’s public policies, rather than the intent of the parties”). In Data Manufacturing, the Eighth Circuit held that claims that “arise outside of the four corners of the contract” and that are enlarged, enhanced and dependent upon state laws and policies are preempted by the ADA. 557 F.3d at 853. The court found that the parts of the plaintiffs breach of contract cause of action that alleged the contract created a penalty, was unlawful, and was against public policy were all preempted because they required application of state law. Id. at 854 (“The determination of whether such a fee is a penalty, unlawful and against Missouri’s public policy, by definition, requires the court to apply Missouri law.”). Because these claims required application of state law, the court found they derived from the enactment or enforcement of state law in violation of the ADA’s preemption clause. See id. at 854 n. 3 (“[Plaintiff] cannot argue that the fee is too unconscionably high, a penalty, or void, but it can proceed with its claim that it did not agree to the fee at all.”). Similar reasoning applies here. As the basis for his duty of good faith claim, Benedetto alleges that “[n]o reasonable basis exists for Delta’s failure to fulfill its contractual obligations, ... and Delta knew or should have known that no reasonable] basis exists for its failure[J” Docket 1-1 at ¶ 41. Determining whether a “reasonable basis exists” or whether “Delta knew or should have known that no reasonable basis exists” will certainly require application of state law. The claim is enlarged and enhanced based on state laws and policies external to the parties’ agreement. See Wolens, 513 U.S. at 233, 115 S.Ct. 817 (“This distinction between what the State dictates and what the airline itself undertakes confines courts, in breach-of-contract actions, to the parties’ bargain, with no enlargement or enhancement based on state laws or policies external to the agreement.”). Accordingly, Benedetto’s claim for |
189 | 3 (“[Plaintiff] cannot argue that the fee is too unconscionably high, a penalty, or void, but it can proceed with its claim that it did not agree to the fee at all.”). Similar reasoning applies here. As the basis for his duty of good faith claim, Benedetto alleges that “[n]o reasonable basis exists for Delta’s failure to fulfill its contractual obligations, ... and Delta knew or should have known that no reasonable] basis exists for its failure[J” Docket 1-1 at ¶ 41. Determining whether a “reasonable basis exists” or whether “Delta knew or should have known that no reasonable basis exists” will certainly require application of state law. The claim is enlarged and enhanced based on state laws and policies external to the parties’ agreement. See Wolens, 513 U.S. at 233, 115 S.Ct. 817 (“This distinction between what the State dictates and what the airline itself undertakes confines courts, in breach-of-contract actions, to the parties’ bargain, with no enlargement or enhancement based on state laws or policies external to the agreement.”). Accordingly, Benedetto’s claim for breach of duty of good faith and fair dealing is preempted under the ADA, regardless of whether it takes the form of a tort or contract claim. III. Punitive Damages Lastly, Delta argues that Benedetto’s claim for punitive damages lacks merit. As Benedetto correctly notes, however, punitive damages are a form of relief and not a “claim” that is subject to a Rule 12(b)(6) motion to dismiss. See Security Nat’l Bank of Sioux City, Iowa v. Abbott Laboratories, Civ. No. 11-4017, 2012 WL 327863, at *21 (N.D.Iowa Feb. 1, 2012) (“[P]unitive damages are not a cause of action, and as such, so long as there are surviving claims, they are not subject to a motion to dismiss.”). Thus, the court will not address the issue of punitive damages at this time. CONCLUSION Benedetto’s claims for negligence and breach of duty of good faith and fair dealing are preempted by the ADA. Separately, Benedetto properly pleaded the elements of his contract claim to put Delta on notice of his claim. Lastly, punitive damages are not a cause of action and |
190 | breach of duty of good faith and fair dealing is preempted under the ADA, regardless of whether it takes the form of a tort or contract claim. III. Punitive Damages Lastly, Delta argues that Benedetto’s claim for punitive damages lacks merit. As Benedetto correctly notes, however, punitive damages are a form of relief and not a “claim” that is subject to a Rule 12(b)(6) motion to dismiss. See Security Nat’l Bank of Sioux City, Iowa v. Abbott Laboratories, Civ. No. 11-4017, 2012 WL 327863, at *21 (N.D.Iowa Feb. 1, 2012) (“[P]unitive damages are not a cause of action, and as such, so long as there are surviving claims, they are not subject to a motion to dismiss.”). Thus, the court will not address the issue of punitive damages at this time. CONCLUSION Benedetto’s claims for negligence and breach of duty of good faith and fair dealing are preempted by the ADA. Separately, Benedetto properly pleaded the elements of his contract claim to put Delta on notice of his claim. Lastly, punitive damages are not a cause of action and thus are not considered under a motion to dismiss, Accordingly, it is ORDERED that defendant’s motion to dismiss plaintiffs claims for negligence and breach of duty of good faith and fair dealing (Docket 11) is granted. IT IS FURTHER ORDERED that defendant’s motion to dismiss plaintiffs claim for breach of contract (Docket 11) is denied. . Benedetto has a permit to carry a concealed weapon in South Dakota. . Treating the preemption clauses in an identical fashion is bolstered by the appellate court’s reliance on Morales and Wolens in its analysis of the FAAAA. . The court noted that the plaintiff "cannot argue that the fee is too unconscionably high, a penalty, or void, but it can proceed with its claim that it did not agree to the fee at all.” Data Mfg., Inc., 557 F.3d at 854 n. 3. . The court’s holding is limited to the specific negligence claim pleaded by Benedetto. The court is not proffering any opinion with respect to “negligence” claims in general. . Benedetto's brief implicitly recognizes that a good faith claim will require application of |
191 | thus are not considered under a motion to dismiss, Accordingly, it is ORDERED that defendant’s motion to dismiss plaintiffs claims for negligence and breach of duty of good faith and fair dealing (Docket 11) is granted. IT IS FURTHER ORDERED that defendant’s motion to dismiss plaintiffs claim for breach of contract (Docket 11) is denied. . Benedetto has a permit to carry a concealed weapon in South Dakota. . Treating the preemption clauses in an identical fashion is bolstered by the appellate court’s reliance on Morales and Wolens in its analysis of the FAAAA. . The court noted that the plaintiff "cannot argue that the fee is too unconscionably high, a penalty, or void, but it can proceed with its claim that it did not agree to the fee at all.” Data Mfg., Inc., 557 F.3d at 854 n. 3. . The court’s holding is limited to the specific negligence claim pleaded by Benedetto. The court is not proffering any opinion with respect to “negligence” claims in general. . Benedetto's brief implicitly recognizes that a good faith claim will require application of state law in such a manner to incorporate state public policies by noting that a "majority of American jurisdictions — including South Dakota — recognize a duty to perform a contract in good faith.” Docket 15 at 30. If a "majority” of jurisdictions recognize such a claim, then a minority of jurisdictions do not. Naturally, it is a state's public policy determination that determines whether the claim is recognized. |
192 | MEMORANDUM OPINION JAMES C. CACHERIS, District Judge. This matter is before the Court on the “Motion to Dismiss and Motion for Summary Judgment” (the “Motion to Dismiss and for Summary Judgment”) [Dkts. 8, 13] by Defendants Patrick R. Donahoe, Postmaster General, United States Postal Service; Dr. Francis Collins, Director, National Institute of Health; and Arne Duncan, Secretary of Education, United States Department of Education (collectively “Defendants”). Also before the Court is Defendants’ “Motion to Strike Plaintiffs Response in Opposition to Defendants’ Motion to Dismiss and Motion for Summary Judgment” (the “Motion to Strike”) [Dkt. 16] and Plaintiff Kenneth Smith’s “Motion for Settlement No Legal Response From Defendant” (the “Motion for Settlement”) [Dkt. 15]. For the following reasons, the Court will grant Defendants’ Motion to Dismiss and for Summary Judgment, as well as grant Defendants’ Motion to Strike and deny Plaintiffs Motion for Settlement. I. Background A. Factual Background Pro se Plaintiff Kenneth Smith is a federal employee who works for the United States Postal Service (“USPS”). (Am. Compl. [Dkt. 2] ¶ 1, 14, 15.) In addition to his employment at USPS, Plaintiff has conducted his own independent genetic research and published a book which details this research and his conclusions on “how DNA really works.” (Id. ¶ 15.) On April 2, 2012, Plaintiff placed an advertisement containing information about his book and his religious and genetic theory on the USPS’s bulletin board. (Id. ¶ 16) Plaintiff alleges it was soon removed by an unspecified person at an unspecified time, then replaced by him, and then removed again by an unknown person. (Id.) On April 19, 2012, Plaintiffs supervisors told him that he was not allowed to continue posting this advertisement on the bulletin board and informed Plaintiff of customers’ complaints about it being offensive. (Id. ¶ 17.) Plaintiff also alleges that the National Institute of Health (“NIH”) and the United States Department of Education (“USDE”) improperly support “a biased result towards atheist opinion,” a “scientific religion,” and evolution in their testing and public school instruction. (Id. ¶ 20-29.) Relatedly, Plaintiff asserts that these agencies have failed to consider and/or promote in testing and public school instruction |
193 | USPS, Plaintiff has conducted his own independent genetic research and published a book which details this research and his conclusions on “how DNA really works.” (Id. ¶ 15.) On April 2, 2012, Plaintiff placed an advertisement containing information about his book and his religious and genetic theory on the USPS’s bulletin board. (Id. ¶ 16) Plaintiff alleges it was soon removed by an unspecified person at an unspecified time, then replaced by him, and then removed again by an unknown person. (Id.) On April 19, 2012, Plaintiffs supervisors told him that he was not allowed to continue posting this advertisement on the bulletin board and informed Plaintiff of customers’ complaints about it being offensive. (Id. ¶ 17.) Plaintiff also alleges that the National Institute of Health (“NIH”) and the United States Department of Education (“USDE”) improperly support “a biased result towards atheist opinion,” a “scientific religion,” and evolution in their testing and public school instruction. (Id. ¶ 20-29.) Relatedly, Plaintiff asserts that these agencies have failed to consider and/or promote in testing and public school instruction his theory on “how DNA works” based on “factual genetic information supporting creationism” and “a Human Genetic Normal Species,” thus “blocking Plaintiff from possible untold revenue return.” (Id.) B. Procedural Background On May 12, 2012, Plaintiff filed an administrative complaint with the USPS alleging employment discrimination based on race, religion and genetic information which he alleged occurred on April 19, 2012 when postal officials informed him that he no longer could post his advertisements about his religious and genetic research, theory, and book. (Exhibit A to Defendants’ Memorandum in Support of Motion to Dismiss and for Summary Judgment (“Def. Ex. A”) [Dkt. 9-1] at 1.) On May 21, 2012, the USPS construed this claim as an amendment of another formal complaint which Plaintiff had filed on March 12, 2012 and dismissed his com plaint on this issue, concluding that he had failed to state a claim because he was not adversely affected with respect to a term, condition, or privilege of his employment when postal officials told him he could no longer post his advertisement on the |
194 | his theory on “how DNA works” based on “factual genetic information supporting creationism” and “a Human Genetic Normal Species,” thus “blocking Plaintiff from possible untold revenue return.” (Id.) B. Procedural Background On May 12, 2012, Plaintiff filed an administrative complaint with the USPS alleging employment discrimination based on race, religion and genetic information which he alleged occurred on April 19, 2012 when postal officials informed him that he no longer could post his advertisements about his religious and genetic research, theory, and book. (Exhibit A to Defendants’ Memorandum in Support of Motion to Dismiss and for Summary Judgment (“Def. Ex. A”) [Dkt. 9-1] at 1.) On May 21, 2012, the USPS construed this claim as an amendment of another formal complaint which Plaintiff had filed on March 12, 2012 and dismissed his com plaint on this issue, concluding that he had failed to state a claim because he was not adversely affected with respect to a term, condition, or privilege of his employment when postal officials told him he could no longer post his advertisement on the bulletin board. (Id. at 2-3.) On June 19, 2012, after the investigation was completed on the remaining issues in his administrative complaint, Plaintiff requested a hearing with an Administrative Judge of the Equal Employment Opportunity Commission (“EEOC”) on all of his claims.” (Def. Ex. B [Dkt. 9-2] at 3.) As of the date of Plaintiffs filing his Complaint in this Court, and as of the present, a hearing with an Administrative Judge had not occurred and the USPS had not issued a final agency decision. On July 13, 2012, Plaintiff filed a Complaint in this Court against Patrick R. Donahoe, Postmaster General, USPS; Dr. Francis Collins, Director, NIH; and Arne Duncan, Secretary of Education, USDE, bringing suit against these federal agencies and the named officers in their official capacity. [Dkt. 1.] On August 3, 2012, Plaintiff filed an essentially identical Amended Complaint against the same parties, only adding a Certificate of Service. [Dkt. 2.] Plaintiff brings five causes of action against all defendants: (1) a First Amendment retaliation claim under 42 U.S.C. § 1983 (Count I); |
195 | bulletin board. (Id. at 2-3.) On June 19, 2012, after the investigation was completed on the remaining issues in his administrative complaint, Plaintiff requested a hearing with an Administrative Judge of the Equal Employment Opportunity Commission (“EEOC”) on all of his claims.” (Def. Ex. B [Dkt. 9-2] at 3.) As of the date of Plaintiffs filing his Complaint in this Court, and as of the present, a hearing with an Administrative Judge had not occurred and the USPS had not issued a final agency decision. On July 13, 2012, Plaintiff filed a Complaint in this Court against Patrick R. Donahoe, Postmaster General, USPS; Dr. Francis Collins, Director, NIH; and Arne Duncan, Secretary of Education, USDE, bringing suit against these federal agencies and the named officers in their official capacity. [Dkt. 1.] On August 3, 2012, Plaintiff filed an essentially identical Amended Complaint against the same parties, only adding a Certificate of Service. [Dkt. 2.] Plaintiff brings five causes of action against all defendants: (1) a First Amendment retaliation claim under 42 U.S.C. § 1983 (Count I); (2) a First Amendment viewpoint discrimination claim under 42 U.S.C. § 1983 (Count II); a Fourteenth Amendment equal protection claim under 42 U.S.C. § 1983 (Count III); a Title VII religious discrimination claim under 42 U.S.C. § 2000e (Count IV); and a Title II Genetic Information Non-discrimination Act claim purportedly under 42 U.S.C. § 2000e-16c(a). (Id. ¶ 30-54.) On November 20, 2012, Defendants filed their Motion to Dismiss and for Summary Judgment [Dkts. 8, 13], accompanying memorandum of law [Dkt. 9], and proper Roseboro notice [Dkt. 10]. Plaintiffs opposition brief was due on December 11, 2012. Plaintiff untimely filed his opposition on December 26, 2012. [Dkt. 14.] On December 31, 2012, Defendants filed their Motion to Strike Plaintiffs untimely opposition brief. [Dkt. 16.] Defendants replied to Plaintiffs opposition brief on January 2, 2013. [Dkt. 17.]. On December 26, 2012, Plaintiff filed a Motion for Settlement No Legal Response From Defendant (the “Motion for Settlement”). [Dkt. 15.] Defendants filed their opposition on January 2, 2013. [Dkt. 18.]. Defendants’ Motion to Dismiss and for Summary Judgment, Defendants’ Motion to Strike, |
196 | (2) a First Amendment viewpoint discrimination claim under 42 U.S.C. § 1983 (Count II); a Fourteenth Amendment equal protection claim under 42 U.S.C. § 1983 (Count III); a Title VII religious discrimination claim under 42 U.S.C. § 2000e (Count IV); and a Title II Genetic Information Non-discrimination Act claim purportedly under 42 U.S.C. § 2000e-16c(a). (Id. ¶ 30-54.) On November 20, 2012, Defendants filed their Motion to Dismiss and for Summary Judgment [Dkts. 8, 13], accompanying memorandum of law [Dkt. 9], and proper Roseboro notice [Dkt. 10]. Plaintiffs opposition brief was due on December 11, 2012. Plaintiff untimely filed his opposition on December 26, 2012. [Dkt. 14.] On December 31, 2012, Defendants filed their Motion to Strike Plaintiffs untimely opposition brief. [Dkt. 16.] Defendants replied to Plaintiffs opposition brief on January 2, 2013. [Dkt. 17.]. On December 26, 2012, Plaintiff filed a Motion for Settlement No Legal Response From Defendant (the “Motion for Settlement”). [Dkt. 15.] Defendants filed their opposition on January 2, 2013. [Dkt. 18.]. Defendants’ Motion to Dismiss and for Summary Judgment, Defendants’ Motion to Strike, and Plaintiffs Motion for Settlement are before the Court. II. Standard of Review A. Jurisdiction Pursuant to Rule 12(b)(1), a claim may be dismissed for lack of subject matter jurisdiction. Fed.R.Civ.P. 12(b)(1). Defendants may attack subject matter jurisdiction in one of two ways. First, defendants may contend that the complaint fails to allege facts upon which subject matter jurisdiction may be based. See Adams v. Bain, 697 F.2d 1213, 1219 (4th Cir.1982); King v. Riverside Reg’l Med. Ctr., 211 F.Supp.2d 779, 780 (E.D.Va.2002). In such instances, all facts alleged in the complaint are presumed to be true. Adams, 697 F.2d at 1219; Virginia v. United States, 926 F.Supp. 537, 540 (E.D.Va.1995). Alternatively, defendants may argue that the jurisdictional facts alleged in the complaint are untrue. Adams, 697 F.2d at 1219; King, 211 F.Supp.2d at 780. In that situation, “the Court may ‘look beyond the jurisdictional allegations of the complaint and view whatever evidence has been submitted on the issue to determine whether in fact subject matter jurisdiction exists.’ ” Virginia v. United States, 926 F.Supp. at 540 (citing Capitol |
197 | and Plaintiffs Motion for Settlement are before the Court. II. Standard of Review A. Jurisdiction Pursuant to Rule 12(b)(1), a claim may be dismissed for lack of subject matter jurisdiction. Fed.R.Civ.P. 12(b)(1). Defendants may attack subject matter jurisdiction in one of two ways. First, defendants may contend that the complaint fails to allege facts upon which subject matter jurisdiction may be based. See Adams v. Bain, 697 F.2d 1213, 1219 (4th Cir.1982); King v. Riverside Reg’l Med. Ctr., 211 F.Supp.2d 779, 780 (E.D.Va.2002). In such instances, all facts alleged in the complaint are presumed to be true. Adams, 697 F.2d at 1219; Virginia v. United States, 926 F.Supp. 537, 540 (E.D.Va.1995). Alternatively, defendants may argue that the jurisdictional facts alleged in the complaint are untrue. Adams, 697 F.2d at 1219; King, 211 F.Supp.2d at 780. In that situation, “the Court may ‘look beyond the jurisdictional allegations of the complaint and view whatever evidence has been submitted on the issue to determine whether in fact subject matter jurisdiction exists.’ ” Virginia v. United States, 926 F.Supp. at 540 (citing Capitol Leasing Co. v. FDIC, 999 F.2d 188, 191 (7th Cir.1993)); see also Velasco v. Gov’t of Indonesia, 370 F.3d 392, 398 (4th Cir.2004) (holding that “the district court may regard the pleadings as mere evidence on the issue and may consider evidence outside the pleadings without converting the proceeding to one for summary judgment”); Adams, 697 F.2d at 1219; Ocean Breeze Festival Park, Inc. v. Reich, 853 F.Supp. 906, 911 (E.D.Va.1994). In either circumstance, the burden of proving subject matter jurisdiction falls on the plaintiff. McNutt v. General Motors Acceptance Corp., 298 U.S. 178, 189, 56 S.Ct. 780, 80 L.Ed. 1135 (1936); Adams, 697 F.2d at 1219; Johnson v. Portfolio Recovery Assocs., 682 F.Supp.2d 560, 566 (E.D.Va.2009) (holding that “having filed this suit and thereby seeking to invoke the jurisdiction of the Court, Plaintiff bears the burden of proving that this Court has subject matter jurisdiction”). B. Failure to State a Claim Federal Rule of Civil Procedure 12(b)(6) allows a court to dismiss those allegations which fail “to state a claim upon which relief can be granted.” |
198 | Leasing Co. v. FDIC, 999 F.2d 188, 191 (7th Cir.1993)); see also Velasco v. Gov’t of Indonesia, 370 F.3d 392, 398 (4th Cir.2004) (holding that “the district court may regard the pleadings as mere evidence on the issue and may consider evidence outside the pleadings without converting the proceeding to one for summary judgment”); Adams, 697 F.2d at 1219; Ocean Breeze Festival Park, Inc. v. Reich, 853 F.Supp. 906, 911 (E.D.Va.1994). In either circumstance, the burden of proving subject matter jurisdiction falls on the plaintiff. McNutt v. General Motors Acceptance Corp., 298 U.S. 178, 189, 56 S.Ct. 780, 80 L.Ed. 1135 (1936); Adams, 697 F.2d at 1219; Johnson v. Portfolio Recovery Assocs., 682 F.Supp.2d 560, 566 (E.D.Va.2009) (holding that “having filed this suit and thereby seeking to invoke the jurisdiction of the Court, Plaintiff bears the burden of proving that this Court has subject matter jurisdiction”). B. Failure to State a Claim Federal Rule of Civil Procedure 12(b)(6) allows a court to dismiss those allegations which fail “to state a claim upon which relief can be granted.” Fed.R.Civ.P. 12(b)(6). A Rule 12(b)(6) motion tests the legal sufficiency of the complaint. Giarratano v. Johnson, 521 F.3d 298, 302 (4th Cir.2008). A court reviewing a complaint on a Rule 12(b)(6) motion must accept well-pleaded allegations as true and must construe factual allegations in favor of the plaintiff. See Randall v. United States, 30 F.3d 518, 522 (4th Cir.1994). A court must also be mindful of the liberal pleading standards under Rule 8, which require only “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.R.Civ.P. 8. While Rule 8 does not require “detailed factual allegations,” a plaintiff must still provide “more than labels and conclusions” because “a formulaic recitation of the elements of a cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555-56, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (citation omitted). To survive a Rule 12(b)(6) motion, “a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Ashcroft v. |
199 | Fed.R.Civ.P. 12(b)(6). A Rule 12(b)(6) motion tests the legal sufficiency of the complaint. Giarratano v. Johnson, 521 F.3d 298, 302 (4th Cir.2008). A court reviewing a complaint on a Rule 12(b)(6) motion must accept well-pleaded allegations as true and must construe factual allegations in favor of the plaintiff. See Randall v. United States, 30 F.3d 518, 522 (4th Cir.1994). A court must also be mindful of the liberal pleading standards under Rule 8, which require only “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.R.Civ.P. 8. While Rule 8 does not require “detailed factual allegations,” a plaintiff must still provide “more than labels and conclusions” because “a formulaic recitation of the elements of a cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555-56, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (citation omitted). To survive a Rule 12(b)(6) motion, “a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Twombly, 550 U.S. at 570, 127 S.Ct. 1955). “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. However, “[tjhreadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice” to meet this standard, id., and a plaintiffs “[fjactual allegations must be enough to raise a right to relief above the speculative level.... ” Twombly, 550 U.S. at 555, 127 S.Ct. 1955. Moreover, a court “is not bound to accept as true a legal conclusion couched as a factual allegation.” Iqbal, 129 S.Ct. at 1949-50. C. Summary Judgment Summary judgment is appropriate only if the record shows that “there is no genuine dispute as to any material fact and that the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48, 106 S.Ct. 2505, 91 |