Datasets:

lltala

/

edgar_all_4-no-valid-roberta-base

like 0

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4 ]

[ "Check", "the", "appropriate", "box", ":", "Payment", "of", "Filing", "Fee", "(", "check", "the", "appropriate", "box", ")", ":", "Nuveen", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "(", "NAN", ")", "Nuveen", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "2", "(", "NXK", ")", "Nuveen", "New", "York", "Investment", "Quality", "Municipal", "Fund", ",", "Inc.", "Nuveen", "New", "York", "Municipal", "Value", "Fund", ",", "Inc.", "Nuveen", "New", "York", "Municipal", "Value", "Fund", "2", "(", "NYV", ")", "Nuveen", "New", "York", "Performance", "Plus", "Municipal", "Fund", ",", "Inc.", "Nuveen", "New", "York", "Quality", "Income", "Municipal", "Fund", ",", "Inc.", "Nuveen", "New", "York", "Select", "Quality", "Municipal", "Fund", ",", "Inc.", "Nuveen", "Insured", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "(", "NKO", ")", "Nuveen", "Insured", "New", "York", "Premium", "Income", "Municipal", "Fund", ",", "Inc.", "Nuveen", "Insured", "New", "York", "Tax-Free", "Advantage", "Municipal", "Fund", "(", "NRK", ")", "Nuveen", "Core", "Equity", "Alpha", "Fund", "(", "JCE", ")", "Nuveen", "Real", "Estate", "Income", "Fund", "(", "JRS", ")", "Nuveen", "Diversified", "Dividend", "and", "Income", "Fund", "(", "JDD", ")", "Nuveen", "Equity", "Premium", "and", "Growth", "Fund", "(", "JPG", ")", "Nuveen", "Equity", "Premium", "Advantage", "Fund", "(", "JLA", ")", "Nuveen", "Equity", "Premium", "Income", "Fund", "(", "JPZ", ")", "Nuveen", "Equity", "Premium", "Opportunity", "Fund", "(", "JSN", ")", "Nuveen", "Quality", "Preferred", "Income", "Fund", "(", "JTP", ")", "Nuveen", "Quality", "Preferred", "Income", "Fund", "2", "(", "JPS", ")", "Nuveen", "Quality", "Preferred", "Income", "Fund", "3", "(", "JHP", ")", "Nuveen", "Tax-Advantaged", "Total", "Return", "Strategy", "Fund", "(", "JTA", ")", "Nuveen", "Tax-Advantaged", "Dividend", "Growth", "Fund", "(", "JTD", ")", "Nuveen", "Global", "Government", "Enhanced", "Income", "Fund", "(", "JGG", ")", "Nuveen", "Global", "Value", "Opportunities", "Fund", "(", "JGV", ")", "Nuveen", "Multi-Currency", "Short-Term", "Government", "Income", "Fund", "(", "JGT", ")", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "(", "JPC", ")", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "2", "(", "JQC", ")", "To", "the", "Shareholders", "of", "the", "Above", "Funds", ":", "Notice", "is", "hereby", "given", "that", "the", "Annual", "Meeting", "of", "Shareholders", "of", "each", "of", "Nuveen", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "(", "New", "York", "Dividend", ")", ",", "Nuveen", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "2", "(", "New", "York", "Dividend", "2", ")", ",", "Nuveen", "New", "York", "Municipal", "Value", "Fund", "2", "(", "New", "York", "Value", "2", ")", ",", "Nuveen", "Insured", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "(", "Insured", "New", "York", "Dividend", ")", ",", "Nuveen", "Insured", "New", "York", "Tax-Free", "Advantage", "Municipal", "Fund", "(", "Insured", "New", "York", "Tax-Free" ]

[ 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 0, 0, 5, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 5, 6, 6, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "(", "Insured", "New", "York", "Dividend", ")", ",", "Nuveen", "Insured", "New", "York", "Tax-Free", "Advantage", "Municipal", "Fund", "(", "Insured", "New", "York", "Tax-Free", ")", ",", "Nuveen", "Core", "Equity", "Alpha", "Fund", "(", "Core", "Equity", ")", ",", "Nuveen", "Real", "Estate", "Income", "Fund", "(", "Real", "Estate", ")", ",", "Nuveen", "Diversified", "Dividend", "and", "Income", "Fund", "(", "Diversified", "Dividend", ")", ",", "Nuveen", "Equity", "Premium", "and", "Growth", "Fund", "(", "Equity", "Premium", ")", ",", "Nuveen", "Equity", "Premium", "Advantage", "Fund", "(", "Equity", "Premium", "Advantage", ")", ",", "Nuveen", "Equity", "Premium", "Income", "Fund", "(", "Equity", "Premium", "Income", ")", ",", "Nuveen", "Equity", "Premium", "Opportunity", "Fund", "(", "Equity", "Premium", "Opportunity", ")", ",", "Nuveen", "Quality", "Preferred", "Income", "Fund", "(", "Quality", "Preferred", ")", ",", "Nuveen", "Quality", "Preferred", "Income", "Fund", "2", "(", "Quality", "Preferred", "2", ")", ",", "Nuveen", "Quality", "Preferred", "Income", "Fund", "3", "(", "Quality", "Preferred", "3", ")", ",", "Nuveen", "Tax-Advantaged", "Total", "Return", "Strategy", "Fund", "(", "Tax-Advantaged", ")", ",", "Nuveen", "Tax-Advantaged", "Dividend", "Growth", "Fund", "(", "Tax-Advantaged", "Dividend", ")", ",", "Nuveen", "Global", "Government", "Enhanced", "Income", "Fund", "(", "Global", "Government", ")", ",", "Nuveen", "Global", "Value", "Opportunities", "Fund", "(", "Global", "Value", ")", ",", "Nuveen", "Multi-Currency", "Short-Term", "Government", "Income", "Fund", "(", "Multi-Currency", ")", ",", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "(", "Multi-Strategy", ")", "and", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "2", "(", "Multi-Strategy", "2", ")", ",", "each", "a", "Massachusetts", "Business", "Trust", ",", "and", "Nuveen", "New", "York", "Investment", "Quality", "Municipal", "Fund", ",", "Inc.", "(", "New", "York", "Investment", "Quality", ")", ",", "Nuveen", "New", "York", "Municipal", "Value", "Fund", ",", "Inc.", "(", "New", "York", "Value", ")", ",", "Nuveen", "New", "York", "Performance", "Plus", "Municipal", "Fund", ",", "Inc.", "(", "New", "York", "Performance", "Plus", ")", ",", "Nuveen", "New", "York", "Quality", "Income", "Municipal", "Fund", ",", "Inc.", "(", "New", "York", "Quality", ")", ",", "Nuveen", "New", "York", "Select", "Quality", "Municipal", "Fund", ",", "Inc.", "(", "New", "York", "Select", ")", "and", "Nuveen", "Insured", "New", "York", "Premium", "Income", "Municipal", "Fund", ",", "Inc.", "(", "Insured", "New", "York", "Premium", ")", ",", "each", "a", "Minnesota", "Corporation", "(", "individually", ",", "a", "Fund", "and", "collectively", ",", "the", "Funds", ")", ",", "will", "be", "held", "in", "the", "31st", "Floor", "Conference", "Room", "of", "Nuveen", "Investments", ",", "333", "West", "Wacker", "Drive", ",", "Chicago", ",", "Illinois", ",", "on", "Tuesday", ",", "April", "6", ",", "2010", ",", "at", "10:00", "a.m.", ",", "Central", "time", "(", "for", "each", "Fund", ",", "an", "Annual", "Meeting", ")", ",", "for", "the", "following", "purposes", "and", "to", "transact", "such", "other", "business", ",", "if", "any", ",", "as", "may", "properly", "come", "before", "the", "Annual", "Meeting", ".", "Matters" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4 ]

[ "and", "to", "transact", "such", "other", "business", ",", "if", "any", ",", "as", "may", "properly", "come", "before", "the", "Annual", "Meeting", ".", "Matters", "to", "Be", "Voted", "on", "by", "Shareholders", ":", "Shareholders", "of", "record", "at", "the", "close", "of", "business", "on", "February", "8", ",", "2010", "are", "entitled", "to", "notice", "of", "and", "to", "vote", "at", "the", "Annual", "Meeting", ".", "All", "shareholders", "are", "cordially", "invited", "to", "attend", "the", "Annual", "Meeting", ".", "In", "order", "to", "avoid", "delay", "and", "additional", "expense", "and", "to", "assure", "that", "your", "shares", "are", "represented", ",", "please", "vote", "as", "promptly", "as", "possible", ",", "regardless", "of", "whether", "or", "not", "you", "plan", "to", "attend", "the", "Annual", "Meeting", ".", "You", "may", "vote", "by", "mail", ",", "telephone", "or", "over", "the", "Internet", ".", "To", "vote", "by", "mail", ",", "please", "mark", ",", "sign", ",", "date", "and", "mail", "the", "enclosed", "proxy", "card", ".", "No", "postage", "is", "required", "if", "mailed", "in", "the", "United", "States", ".", "To", "vote", "by", "telephone", ",", "please", "call", "the", "toll-free", "number", "located", "on", "your", "proxy", "card", "and", "follow", "the", "recorded", "instructions", ",", "using", "your", "proxy", "card", "as", "a", "guide", ".", "To", "vote", "over", "the", "Internet", ",", "go", "to", "the", "Internet", "address", "provided", "on", "your", "proxy", "card", "and", "follow", "the", "instructions", ",", "using", "your", "proxy", "card", "as", "a", "guide", ".", "about", "March", "1", ",", "2010", ".", "Nuveen", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "(", "NAN", ")", "Nuveen", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "2", "(", "NXK", ")", "Nuveen", "New", "York", "Investment", "Quality", "Municipal", "Fund", ",", "Inc.", "Nuveen", "New", "York", "Municipal", "Value", "Fund", ",", "Inc.", "Nuveen", "New", "York", "Municipal", "Value", "Fund", "2", "(", "NYV", ")", "Nuveen", "New", "York", "Performance", "Plus", "Municipal", "Fund", ",", "Inc.", "Nuveen", "New", "York", "Quality", "Income", "Municipal", "Fund", ",", "Inc.", "Nuveen", "New", "York", "Select", "Quality", "Municipal", "Fund", ",", "Inc.", "Nuveen", "Insured", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "(", "NKO", ")", "Nuveen", "Insured", "New", "York", "Premium", "Income", "Municipal", "Fund", ",", "Inc.", "Nuveen", "Insured", "New", "York", "Tax-Free", "Advantage", "Municipal", "Fund", "(", "NRK", ")", "Nuveen", "Core", "Equity", "Alpha", "Fund", "(", "JCE", ")", "Nuveen", "Real", "Estate", "Income", "Fund", "(", "JRS", ")", "Nuveen", "Diversified", "Dividend", "and", "Income", "Fund", "(", "JDD", ")", "Nuveen", "Equity", "Premium", "and", "Growth", "Fund", "(", "JPG", ")", "Nuveen", "Equity", "Premium", "Advantage", "Fund", "(", "JLA", ")", "Nuveen", "Equity", "Premium", "Income", "Fund", "(", "JPZ", ")", "Nuveen", "Equity", "Premium", "Opportunity", "Fund", "(", "JSN", ")", "Nuveen", "Quality", "Preferred", "Income", "Fund", "(", "JTP", ")", "Nuveen", "Quality", "Preferred", "Income", "Fund", "2", "(", "JPS", ")", "Nuveen", "Quality", "Preferred", "Income", "Fund", "3", "(", "JHP", ")", "Nuveen", "Tax-Advantaged", "Total", "Return", "Strategy", "Fund", "(", "JTA", ")", "Nuveen", "Tax-Advantaged", "Dividend", "Growth", "Fund", "(", "JTD", ")", "Nuveen", "Global", "Government", "Enhanced", "Income", "Fund" ]

[ 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 0 ]

[ "Return", "Strategy", "Fund", "(", "JTA", ")", "Nuveen", "Tax-Advantaged", "Dividend", "Growth", "Fund", "(", "JTD", ")", "Nuveen", "Global", "Government", "Enhanced", "Income", "Fund", "(", "JGG", ")", "Nuveen", "Global", "Value", "Opportunities", "Fund", "(", "JGV", ")", "Nuveen", "Multi-Currency", "Short-Term", "Government", "Income", "Fund", "(", "JGT", ")", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "(", "JPC", ")", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "2", "(", "JQC", ")", "This", "Joint", "Proxy", "Statement", "is", "furnished", "in", "connection", "with", "the", "solicitation", "by", "the", "Board", "of", "Directors", "or", "Trustees", "(", "each", "a", "Board", "and", "collectively", ",", "the", "Boards", ",", "and", "each", "Director", "or", "Trustee", "a", "Board", "Member", "and", "collectively", ",", "the", "Board", "Members", ")", "of", "each", "of", "Nuveen", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "(", "New", "York", "Dividend", ")", ",", "Nuveen", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "2", "(", "New", "York", "Dividend", "2", ")", ",", "Nuveen", "New", "York", "Municipal", "Value", "Fund", "2", "(", "New", "York", "Value", "2", ")", ",", "Nuveen", "Insured", "New", "York", "Dividend", "Advantage", "Municipal", "Fund", "(", "Insured", "New", "York", "Dividend", ")", ",", "Nuveen", "Insured", "New", "York", "Tax-Free", "Advantage", "Municipal", "Fund", "(", "Insured", "New", "York", "Tax-Free", ")", ",", "Nuveen", "Core", "Equity", "Alpha", "Fund", "(", "Core", "Equity", ")", ",", "Nuveen", "Real", "Estate", "Income", "Fund", "(", "Real", "Estate", ")", ",", "Nuveen", "Diversified", "Dividend", "and", "Income", "Fund", "(", "Diversified", "Dividend", ")", ",", "Nuveen", "Equity", "Premium", "and", "Growth", "Fund", "(", "Equity", "Premium", ")", ",", "Nuveen", "Equity", "Premium", "Advantage", "Fund", "(", "Equity", "Premium", "Advantage", ")", ",", "Nuveen", "Equity", "Premium", "Income", "Fund", "(", "Equity", "Premium", "Income", ")", ",", "Nuveen", "Equity", "Premium", "Opportunity", "Fund", "(", "Equity", "Premium", "Opportunity", ")", ",", "Nuveen", "Quality", "Preferred", "Income", "Fund", "(", "Quality", "Preferred", ")", ",", "Nuveen", "Quality", "Preferred", "Income", "Fund", "2", "(", "Quality", "Preferred", "2", ")", ",", "Nuveen", "Quality", "Preferred", "Income", "Fund", "3", "(", "Quality", "Preferred", "3", ")", ",", "Nuveen", "Tax-Advantaged", "Total", "Return", "Strategy", "Fund", "(", "Tax-Advantaged", ")", ",", "Nuveen", "Tax-Advantaged", "Dividend", "Growth", "Fund", "(", "Tax-Advantaged", "Dividend", ")", ",", "Nuveen", "Global", "Government", "Enhanced", "Income", "Fund", "(", "Global", "Government", ")", ",", "Nuveen", "Global", "Value", "Opportunities", "Fund", "(", "Global", "Value", ")", ",", "Nuveen", "Multi-Currency", "Short-Term", "Government", "Income", "Fund", "(", "Multi-Currency", ")", ",", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "(", "Multi-Strategy", ")", "and", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "2", "(", "Multi-Strategy", "2", ")", ",", "each" ]

[ 4, 4, 4, 0, 3, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 0, 0, 5, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 5, 6, 6, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 4, 0, 3 ]

[ "and", "Growth", "Fund", "(", "Multi-Strategy", ")", "and", "Nuveen", "Multi-Strategy", "Income", "and", "Growth", "Fund", "2", "(", "Multi-Strategy", "2", ")", ",", "each", "a", "Massachusetts", "Business", "Trust", ",", "and", "Nuveen", "New", "York", "Investment", "Quality", "Municipal", "Fund", ",", "Inc.", "(", "New", "York", "Investment", "Quality", ")", ",", "Nuveen", "New", "York", "Municipal", "Value", "Fund", ",", "Inc.", "(", "New", "York", "Value", ")", ",", "Nuveen", "New", "York", "Performance", "Plus", "Municipal", "Fund", ",", "Inc.", "(", "New", "York", "Performance", "Plus", ")", ",", "Nuveen", "New", "York", "Quality", "Income", "Municipal", "Fund", ",", "Inc.", "(", "New", "York", "Quality", ")", ",", "Nuveen", "New", "York", "Select", "Quality", "Municipal", "Fund", ",", "Inc.", "(", "New", "York", "Select", ")", "and", "Nuveen", "Insured", "New", "York", "Premium", "Income", "Municipal", "Fund", ",", "Inc.", "(", "Insured", "New", "York", "Premium", ")", ",", "each", "a", "Minnesota", "Corporation", "(", "individually", ",", "a", "Fund", "and", "collectively", ",", "the", "Funds", ")", ",", "of", "proxies", "to", "be", "voted", "at", "the", "Annual", "Meeting", "of", "Shareholders", "to", "be", "held", "in", "the", "31st", "Floor", "Conference", "Room", "of", "Nuveen", "Investments", ",", "333", "West", "Wacker", "Drive", ",", "Chicago", ",", "Illinois", ",", "on", "Tuesday", ",", "April", "6", ",", "2010", ",", "at", "10:00", "a.m.", ",", "Central", "time", "(", "for", "each", "Fund", ",", "an", "Annual", "Meeting", "and", "collectively", ",", "the", "Annual", "Meetings", ")", ",", "and", "at", "any", "and", "all", "adjournments", "thereof", ".", "On", "the", "matters", "coming", "before", "each", "Annual", "Meeting", "as", "to", "which", "a", "choice", "has", "been", "specified", "by", "shareholders", "on", "the", "proxy", ",", "the", "shares", "will", "be", "voted", "accordingly", ".", "If", "a", "properly", "executed", "proxy", "is", "returned", "and", "no", "choice", "is", "specified", ",", "the", "shares", "will", "be", "voted", "FOR", "the", "election", "of", "the", "nominees", "as", "listed", "in", "this", "Joint", "Proxy", "Statement", ".", "Shareholders", "of", "a", "Fund", "who", "execute", "proxies", "may", "revoke", "them", "at", "any", "time", "before", "they", "are", "voted", "by", "filing", "with", "that", "Fund", "a", "written", "notice", "of", "revocation", ",", "by", "delivering", "a", "duly", "executed", "proxy", "bearing", "a", "later", "date", ",", "or", "by", "attending", "the", "Annual", "Meeting", "and", "voting", "in", "person", ".", "Merely", "attending", "the", "Annual", "Meeting", ",", "however", ",", "will", "not", "revoke", "any", "previously", "submitted", "proxy", ".", "The", "Board", "of", "each", "Fund", "has", "determined", "that", "the", "use", "of", "this", "Joint", "Proxy", "Statement", "for", "each", "Annual", "Meeting", "is", "in", "the", "best", "interest", "of", "each", "Fund", "and", "its", "shareholders", "in", "light", "of", "the", "similar", "matters", "being", "considered", "and", "voted", "on", "by", "the", "shareholders", ".", "The", "following", "table", "indicates", "which", "shareholders", "are", "solicited", "with", "respect", "to", "each", "matter", ":", "A", "quorum", "of", "shareholders", "is", "required", "to", "take", "action", "at", "each", "Annual", "Meeting", ".", "A", "majority", "of", "the", "shares", "entitled", "to", "vote", "at", "each", "Annual", "Meeting", ",", "represented", "in", "person", "or", "by", "proxy", ",", "will", "constitute", "a", "quorum", "of", "shareholders", "at", "that", "Annual", "Meeting", ",", "except", "that", "for", "the", "election", "of", "the", "two", "Board", "Member", "nominees", "by", "holders", "of", "Preferred", "Shares", "of", "each", "Fund", "(", "with", "the", "exception", "of", "New", "York", "Value", "2", ",", "Core", "Equity", ",", "Equity" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 3, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 3, 0, 3, 4, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "of", "Preferred", "Shares", "of", "each", "Fund", "(", "with", "the", "exception", "of", "New", "York", "Value", "2", ",", "Core", "Equity", ",", "Equity", "Premium", ",", "Equity", "Premium", "Opportunity", ",", "Equity", "Premium", "Advantage", ",", "Equity", "Premium", "Income", ",", "Global", "Government", ",", "Global", "Value", ",", "Multi-Currency", ",", "Tax-Advantaged", "Dividend", ",", "Quality", "Preferred", ",", "Quality", "Preferred", "2", ",", "Quality", "Preferred", "3", ",", "Real", "Estate", ",", "Diversified", "Dividend", ",", "Tax-Advantaged", ",", "Multi-Strategy", ",", "Multi-Strategy", "2", "and", "New", "York", "Value", ")", ",", "33/", "%", "of", "the", "Preferred", "Shares", "entitled", "to", "vote", "and", "represented", "in", "person", "or", "by", "proxy", "will", "constitute", "a", "quorum", ".", "Votes", "cast", "by", "proxy", "or", "in", "person", "at", "each", "Annual", "Meeting", "will", "be", "tabulated", "by", "the", "inspectors", "of", "election", "appointed", "for", "that", "Annual", "Meeting", ".", "The", "inspectors", "of", "election", "will", "determine", "whether", "or", "not", "a", "quorum", "is", "present", "at", "the", "Annual", "Meeting", ".", "The", "inspectors", "of", "election", "will", "treat", "abstentions", "and", "broker", "non-votes", "(", "i.e.", ",", "shares", "held", "by", "brokers", "or", "nominees", ",", "typically", "in", "street", "name", ",", "as", "to", "which", "(", "i", ")", "instructions", "have", "not", "been", "received", "from", "the", "beneficial", "owners", "or", "persons", "entitled", "to", "vote", "and", "(", "ii", ")", "the", "broker", "or", "nominee", "does", "not", "have", "discretionary", "voting", "power", "on", "a", "particular", "matter", ")", "as", "present", "for", "purposes", "of", "determining", "a", "quorum", ".", "For", "each", "Fund", ",", "the", "affirmative", "vote", "of", "a", "plurality", "of", "the", "shares", "present", "and", "entitled", "to", "vote", "at", "the", "Annual", "Meeting", "will", "be", "required", "to", "elect", "the", "Board", "Members", "of", "that", "Fund", ".", "For", "purposes", "of", "determining", "the", "approval", "of", "the", "proposal", "to", "elect", "nominees", "for", "each", "Fund", ",", "abstentions", "and", "broker", "non-votes", "will", "have", "no", "effect", "on", "the", "election", "of", "Board", "Members", ".", "Preferred", "Shares", "held", "in", "street", "name", "as", "to", "which", "voting", "instructions", "have", "not", "been", "received", "from", "the", "beneficial", "owners", "or", "persons", "entitled", "to", "vote", "as", "of", "one", "business", "day", "before", "the", "Annual", "Meeting", ",", "or", ",", "if", "adjourned", ",", "one", "business", "day", "before", "the", "day", "to", "which", "the", "Annual", "Meeting", "is", "adjourned", ",", "and", "that", "would", "otherwise", "be", "treated", "as", "broker", "non-votes", "may", ",", "pursuant", "to", "Rule", "452", "of", "the", "New", "York", "Stock", "Exchange", ",", "be", "voted", "by", "the", "broker", "on", "the", "proposal", "in", "the", "same", "proportion", "as", "the", "votes", "cast", "by", "all", "holders", "of", "Preferred", "Shares", "as", "a", "class", "who", "have", "voted", "on", "the", "proposal", "or", "in", "the", "same", "proportion", "as", "the", "votes", "cast", "by", "all", "holders", "of", "Preferred", "Shares", "of", "the", "Fund", "who", "have", "voted", "on", "that", "item", ".", "Rule", "452", "permits", "proportionate", "voting", "of", "Preferred", "Shares", "with", "respect", "to", "a", "particular", "item", "if", ",", "among", "other", "things", ",", "(", "i", ")", "a", "minimum", "of", "30", "%", "of", "the", "Preferred", "Shares", "or", "shares", "of", "a", "series", "of", "Preferred", "Shares", "outstanding", "has", "been", "voted", "by", "the", "holders", "of", "such", "shares", "with", "respect", "to", "such", "item", "and", "(", "ii", ")", "less", "than", "10", "%" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 3, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "voted", "by", "the", "holders", "of", "such", "shares", "with", "respect", "to", "such", "item", "and", "(", "ii", ")", "less", "than", "10", "%", "of", "the", "Preferred", "Shares", "or", "shares", "of", "a", "series", "of", "Preferred", "Shares", "outstanding", "has", "been", "voted", "by", "the", "holders", "of", "such", "shares", "against", "such", "item", ".", "For", "the", "purpose", "of", "meeting", "the", "30", "%", "test", ",", "abstentions", "will", "be", "treated", "as", "shares", "voted", "and", ",", "for", "the", "purpose", "of", "meeting", "the", "10", "%", "test", ",", "abstentions", "will", "not", "be", "treated", "as", "shares", "voted", "against", "the", "item", ".", "Those", "persons", "who", "were", "shareholders", "of", "record", "at", "the", "close", "of", "business", "on", "Monday", ",", "February", "8", ",", "2010", "will", "be", "entitled", "to", "one", "vote", "for", "each", "share", "held", "and", "a", "proportionate", "fractional", "vote", "for", "each", "fractional", "vote", "held", ".", "As", "of", "February", "8", ",", "2010", ",", "the", "shares", "of", "the", "Funds", "were", "issued", "and", "outstanding", "as", "follows", ":", "Pursuant", "to", "the", "organizational", "documents", "of", "each", "Massachusetts", "Business", "Trust", ",", "each", "Board", "is", "divided", "into", "three", "classes", ",", "Class", "I", ",", "Class", "II", "and", "Class", "III", ",", "to", "be", "elected", "by", "the", "holders", "of", "the", "outstanding", "Common", "Shares", "and", "any", "outstanding", "Preferred", "Shares", ",", "voting", "together", "as", "a", "single", "class", "to", "serve", "until", "the", "third", "succeeding", "annual", "meeting", "subsequent", "to", "their", "election", "or", "thereafter", ",", "in", "each", "case", "until", "their", "successors", "have", "been", "duly", "elected", "and", "qualified", ".", "For", "each", "Massachusetts", "Business", "Trust", ",", "except", "New", "York", "Value", "2", ",", "Core", "Equity", ",", "Equity", "Premium", ",", "Equity", "Premium", "Advantage", ",", "Equity", "Premium", "Income", ",", "Equity", "Premium", "Opportunity", ",", "Tax-Advantaged", "Dividend", ",", "Global", "Government", ",", "Global", "Value", ",", "Multi-Currency", ",", "Quality", "Preferred", ",", "Quality", "Preferred", "2", ",", "Quality", "Preferred", "3", ",", "Real", "Estate", ",", "Diversified", "Dividend", ",", "Tax-Advantaged", ",", "Multi-Strategy", "and", "Multi-Strategy", "2", ",", "under", "normal", "circumstances", ",", "holders", "of", "Preferred", "Shares", "are", "entitled", "to", "elect", "two", "(", "2", ")", "Board", "Members", ".", "The", "Board", "Members", "elected", "by", "holders", "of", "Preferred", "Shares", "will", "be", "elected", "to", "serve", "until", "the", "next", "annual", "meeting", "or", "until", "their", "successors", "have", "been", "duly", "elected", "and", "qualified", ".", "At", "the", "Annual", "Meeting", "of", "each", "Minnesota", "Corporation", ",", "Board", "Members", "are", "to", "be", "elected", "to", "serve", "until", "the", "next", "annual", "meeting", "or", "until", "their", "successors", "shall", "have", "been", "duly", "elected", "and", "qualified", ".", "Under", "the", "terms", "of", "each", "Minnesota", "Corporation", "s", "organizational", "documents", "(", "except", "New", "York", "Value", ")", ",", "under", "normal", "circumstances", ",", "holders", "of", "Preferred", "Shares", "are", "entitled", "to", "elect", "two", "(", "2", ")", "Board", "Members", ",", "and", "the", "remaining", "Board", "Members", "are", "to", "be", "elected", "by", "holders", "of", "Common", "Shares", "and", "Preferred", "Shares", ",", "voting", "together", "as", "a", "single", "class", ".", "Pursuant", "to", "the", "organizational", "documents", "of", "New", "York", "Value", ",", "the", "Board", "is", "divided", "into", "three", "classes", ",", "with", "each", "class", "being", "elected", "to", "serve", "until", "the", "third", "succeeding", "annual", "meeting", "subsequent", "to", "their", "election", "or", "thereafter", "in", "each", "case", "when", "their", "respective", "successors", "are", "duly" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 0, 1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 0, 3, 0, 3, 4, 0, 0, 0, 1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 3, 4, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 3, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 0, 1, 0, 1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 0, 1, 0, 1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4 ]

[ "the", "third", "succeeding", "annual", "meeting", "subsequent", "to", "their", "election", "or", "thereafter", "in", "each", "case", "when", "their", "respective", "successors", "are", "duly", "elected", "and", "qualified", ".", "For", "New", "York", "Value", ",", "three", "(", "3", ")", "Board", "Members", "are", "nominated", "to", "be", "elected", "at", "this", "meeting", ".", "It", "is", "the", "intention", "of", "the", "persons", "named", "in", "the", "enclosed", "proxy", "to", "vote", "the", "shares", "represented", "thereby", "for", "the", "election", "of", "the", "nominees", "listed", "in", "the", "table", "below", "unless", "the", "proxy", "is", "marked", "otherwise", ".", "Each", "of", "the", "nominees", "has", "agreed", "to", "serve", "as", "a", "Board", "Member", "of", "each", "Fund", "if", "elected", ".", "However", ",", "should", "any", "nominee", "become", "unable", "or", "unwilling", "to", "accept", "nomination", "for", "election", ",", "the", "proxies", "will", "be", "voted", "for", "substitute", "nominees", ",", "if", "any", ",", "designated", "by", "that", "Fund", "s", "present", "Board", ".", "For", "New", "York", "Dividend", ",", "New", "York", "Dividend", "2", ",", "Insured", "New", "York", "Dividend", "and", "Insured", "New", "York", "Tax-Free", ",", "Board", "Members", "Bremner", "and", "Evans", "were", "last", "elected", "to", "each", "Fund", "s", "Board", "as", "Class", "III", "Board", "Members", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "May", "6", ",", "2009", "and", "adjourned", "to", "June", "17", ",", "2009", ".", "For", "Real", "Estate", ",", "Diversified", "Dividend", ",", "Quality", "Preferred", ",", "Quality", "Preferred", "2", ",", "Quality", "Preferred", "3", ",", "Tax-advantaged", ",", "Multi-Strategy", "and", "Multi-Strategy", "2", ",", "Board", "Members", "Bremner", "and", "Evans", "were", "last", "elected", "to", "each", "Fund", "s", "Board", "as", "Class", "III", "Board", "Members", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "May", "6", ",", "2009", ".", "For", "each", "other", "Massachusetts", "Business", "Trust", "except", "New", "York", "Value", "2", ",", "Core", "Equity", ",", "Equity", "Premium", ",", "Equity", "Premium", "Advantage", ",", "Equity", "Premium", "Income", ",", "Equity", "Premium", "Opportunity", ",", "Global", "Government", ",", "Global", "Value", ",", "Tax-Advantaged", "Dividend", "and", "Multi-Currency", ",", "New", "York", "Dividend", ",", "New", "York", "Dividend", "2", ",", "Insured", "New", "York", "Dividend", "and", "Insured", "New", "York", "Tax-Free", ",", "Board", "Members", "Amboian", ",", "Kundert", "and", "Toth", "were", "last", "elected", "to", "each", "Fund", "s", "Board", "as", "Class", "II", "Board", "Members", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "June", "30", ",", "2008", ".", "For", "New", "York", "Dividend", ",", "New", "York", "Dividend", "2", ",", "Insured", "New", "York", "Dividend", "and", "Insured", "New", "York", "Tax-Free", ",", "Board", "Members", "Amboian", ",", "Kundert", "and", "Toth", "were", "last", "elected", "to", "each", "Fund", "s", "Board", "as", "Class", "II", "Board", "Members", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "June", "30", ",", "2008", "and", "adjourned", "to", "July", "29", ",", "2008", ".", "For", "New", "York", "Value", "2", ",", "all", "of", "the", "Board", "Members", "were", "elected", "by", "the", "initial", "shareholder", "of", "the", "Fund", "on", "April", "24", ",", "2009", ".", "For", "Core", "Equity", ",", "Equity", "Premium", ",", "Equity", "Premium", "Advantage", ",", "Equity", "Premium", "Income", ",", "Equity", "Premium", "Opportunity", ",", "Global", "Government", ",", "Global", "Value" ]

[ 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 0, 0, 1, 0, 1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 1, 0, 1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 1, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Equity", "Premium", ",", "Equity", "Premium", "Advantage", ",", "Equity", "Premium", "Income", ",", "Equity", "Premium", "Opportunity", ",", "Global", "Government", ",", "Global", "Value", ",", "Tax-Advantaged", "Dividend", "and", "Multi-Currency", ",", "Board", "Members", "Bremner", ",", "Evans", "and", "Schneider", "were", "last", "elected", "to", "each", "Fund", "s", "Board", "as", "Class", "III", "Board", "Members", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "May", "6", ",", "2009", ".", "Board", "Members", "Amboian", ",", "Kundert", "and", "Toth", "were", "last", "elected", "to", "each", "Fund", "s", "Board", "as", "Class", "II", "Board", "Members", "and", "Board", "Member", "Hunter", "was", "last", "elected", "to", "each", "Fund", "s", "Board", "as", "a", "Class", "I", "Board", "Member", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "June", "30", ",", "2008", ".", "For", "each", "Minnesota", "Corporation", ",", "except", "for", "New", "York", "Value", ",", "all", "Board", "Member", "nominees", "were", "last", "elected", "to", "each", "Fund", "s", "Board", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "May", "6", ",", "2009", "and", "adjourned", "to", "June", "17", ",", "2009", ".", "For", "New", "York", "Value", ",", "Board", "Members", "Bremner", ",", "Evans", "and", "Schneider", "were", "last", "elected", "as", "Class", "III", "Board", "Members", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "May", "6", ",", "2009", "and", "adjourned", "to", "June", "17", ",", "2009", ".", "Board", "Members", "Amboian", ",", "Kundert", "and", "Toth", "were", "last", "elected", "as", "Class", "II", "Board", "Members", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "June", "30", ",", "2008", ".", "Board", "Member", "Hunter", "was", "last", "elected", "as", "a", "Class", "I", "Board", "Member", "of", "the", "Board", "of", "New", "York", "Value", "at", "the", "annual", "meeting", "of", "shareholders", "held", "on", "June", "30", ",", "2008", ".", "Other", "than", "Mr.", "Amboian", ",", "all", "Board", "Member", "nominees", "are", "not", "interested", "persons", ",", "as", "defined", "in", "the", "Investment", "Company", "Act", "of", "1940", ",", "as", "amended", "(", "the", "1940", "Act", ")", ",", "of", "the", "Funds", "or", "the", "Adviser", "and", "have", "never", "been", "an", "employee", "or", "director", "of", "Nuveen", "Investments", ",", "Inc.", "(", "Nuveen", ")", ",", "the", "Adviser", "s", "parent", "company", ",", "or", "any", "affiliate", ".", "Accordingly", ",", "such", "Board", "Members", "are", "deemed", "Independent", "Board", "Members", ".", "The", "Board", "unanimously", "recommends", "that", "shareholders", "vote", "FOR", "the", "election", "of", "the", "nominees", ".", "The", "dollar", "range", "of", "equity", "securities", "beneficially", "owned", "by", "each", "Board", "Member", "in", "each", "Fund", "and", "all", "Nuveen", "funds", "overseen", "by", "the", "Board", "Member", "as", "of", "December", "31", ",", "2009", "is", "set", "forth", "in", "Appendix", "A", ".", "The", "number", "of", "shares", "of", "each", "Fund", "beneficially", "owned", "by", "each", "Board", "Member", "and", "by", "the", "Board", "Members", "and", "officers", "of", "the", "Funds", "as", "a", "group", "as", "of", "December", "31", ",", "2009", "is", "set", "forth", "in", "Appendix", "A", ".", "On", "December", "31", ",", "2009", ",", "Board", "Members", "and", "executive", "officers", "as", "a", "group", "beneficially", "owned", "approximately", "640,000", "shares", "of", "all", "funds", "managed", "by", "Nuveen", "Asset", "Management", ".", "(", "NAM", ")", "(", "including", "shares", "held", "by", "the", "Board", "Members", "through", "the", "Deferred", "Compensation", "Plan", "for", "Independent", "Board", "Members", "and", "by", "executive" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "(", "including", "shares", "held", "by", "the", "Board", "Members", "through", "the", "Deferred", "Compensation", "Plan", "for", "Independent", "Board", "Members", "and", "by", "executive", "officers", "in", "Nuveen", "s", "401", "(", "k", ")", "/profit", "sharing", "plan", ")", ".", "As", "of", "February", "8", ",", "2010", ",", "each", "Board", "Member", "s", "individual", "beneficial", "shareholdings", "of", "each", "Fund", "constituted", "less", "than", "1", "%", "of", "the", "outstanding", "shares", "of", "each", "Fund", ".", "As", "of", "February", "8", ",", "2010", ",", "the", "Board", "Members", "and", "executive", "officers", "as", "a", "group", "beneficially", "owned", "less", "than", "1", "%", "of", "the", "outstanding", "shares", "of", "each", "Fund", ".", "As", "of", "February", "8", ",", "2010", ",", "no", "shareholder", "beneficially", "owned", "more", "than", "5", "%", "of", "any", "class", "of", "shares", "of", "any", "Fund", ",", "except", "as", "provided", "in", "Appendix", "B", ".", "Each", "Independent", "Board", "Member", "receives", "a", "$", "100,000", "annual", "retainer", "plus", "(", "a", ")", "a", "fee", "of", "$", "3,250", "per", "day", "for", "attendance", "in", "person", "or", "by", "telephone", "at", "a", "regularly", "scheduled", "meeting", "of", "the", "Board", ";", "(", "b", ")", "a", "fee", "of", "$", "2,500", "per", "meeting", "for", "attendance", "in", "person", "where", "such", "in-person", "attendance", "is", "required", "and", "$", "1,500", "per", "meeting", "for", "attendance", "by", "telephone", "or", "in", "person", "where", "in-person", "attendance", "is", "not", "required", "at", "a", "special", ",", "non-regularly", "scheduled", "board", "meeting", ";", "(", "c", ")", "a", "fee", "of", "$", "2,000", "per", "meeting", "for", "attendance", "in", "person", "or", "$", "1,500", "per", "meeting", "for", "attendance", "by", "telephone", "at", "an", "audit", "committee", "meeting", ";", "(", "d", ")", "a", "fee", "of", "$", "2,000", "per", "meeting", "for", "attendance", "at", "a", "regularly", "scheduled", "compliance", ",", "risk", "management", "and", "regulatory", "oversight", "committee", "meeting", "for", "regular", "quarterly", "meetings", "and", "$", "1,000", "per", "meeting", "for", "attendance", "of", "other", ",", "non-quarterly", "meetings", ";", "(", "e", ")", "a", "fee", "of", "$", "1,000", "per", "meeting", "for", "attendance", "in", "person", "or", "by", "telephone", "for", "a", "meeting", "of", "the", "dividend", "committee", ";", "and", "(", "f", ")", "a", "fee", "of", "$", "500", "per", "meeting", "for", "attendance", "in", "person", "at", "all", "other", "committee", "meetings", ",", "$", "1,000", "for", "attendance", "at", "shareholder", "meetings", ",", "on", "a", "day", "on", "which", "no", "regularly", "scheduled", "board", "meeting", "is", "held", "in", "which", "in-person", "attendance", "is", "required", ",", "$", "250", "per", "meeting", "for", "attendance", "by", "telephone", "at", "all", "other", "committee", "meetings", "(", "excluding", "shareholder", "meetings", ")", "where", "in-person", "attendance", "is", "not", "required", "and", "$", "100", "per", "meeting", "when", "the", "executive", "committee", "acts", "as", "pricing", "committee", "for", "IPOs", ",", "plus", ",", "in", "each", "case", ",", "expenses", "incurred", "in", "attending", "such", "meetings", ".", "In", "addition", "to", "the", "payments", "described", "above", ",", "the", "Independent", "Chairman", "receives", "$", "50,000", "annually", "and", "the", "Lead", "Independent", "Director", ",", "if", "any", ",", "receives", "$", "35,000", ",", "the", "chairpersons", "of", "the", "audit", "committee", ",", "the", "dividend", "committee", "and", "the", "compliance", ",", "risk", "management", "and", "regulatory", "oversight", "committee", "receive", "$", "7,500", "and", "the", "chairperson", "of" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 6, 0, 5, 6, 6, 0, 0, 0, 0, 5, 6, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "dividend", "committee", "and", "the", "compliance", ",", "risk", "management", "and", "regulatory", "oversight", "committee", "receive", "$", "7,500", "and", "the", "chairperson", "of", "the", "nominating", "and", "governance", "committee", "receives", "$", "5,000", "as", "additional", "retainers", "to", "the", "annual", "retainer", "paid", "to", "such", "individuals", ".", "Independent", "Board", "Members", "also", "receive", "a", "fee", "of", "$", "2,500", "per", "day", "for", "site", "visits", "to", "entities", "that", "provide", "services", "to", "the", "Nuveen", "funds", "on", "days", "on", "which", "no", "regularly", "scheduled", "board", "meeting", "is", "held", ".", "When", "ad", "hoc", "committees", "are", "organized", ",", "the", "nominating", "and", "governance", "committee", "will", "at", "the", "time", "of", "formation", "determine", "compensation", "to", "be", "paid", "to", "the", "members", "of", "such", "committees", ",", "however", ",", "in", "general", "such", "fees", "will", "be", "$", "1,000", "per", "meeting", "for", "attendance", "in", "person", "at", "any", "ad", "hoc", "committee", "meeting", "where", "in-person", "attendance", "is", "required", "and", "$", "500", "per", "meeting", "for", "attendance", "by", "telephone", "or", "in", "person", "at", "such", "meetings", "where", "in-person", "attendance", "is", "not", "required", ".", "The", "annual", "retainer", ",", "fees", "and", "expenses", "are", "allocated", "among", "the", "funds", "managed", "by", "the", "Adviser", ",", "on", "the", "basis", "of", "relative", "net", "asset", "sizes", "although", "fund", "management", "may", ",", "in", "its", "discretion", ",", "establish", "a", "minimum", "amount", "to", "be", "allocated", "to", "each", "fund", ".", "The", "Board", "Member", "affiliated", "with", "Nuveen", "and", "the", "Adviser", "serves", "without", "any", "compensation", "from", "the", "Funds", ".", "The", "boards", "of", "certain", "Nuveen", "funds", "(", "the", "Participating", "Funds", ")", "established", "a", "Deferred", "Compensation", "Plan", "for", "Independent", "Board", "Members", "(", "Deferred", "Compensation", "Plan", ")", ".", "Under", "the", "Deferred", "Compensation", "Plan", ",", "Independent", "Board", "Members", "of", "the", "Participating", "Funds", "may", "defer", "receipt", "of", "all", ",", "or", "a", "portion", ",", "of", "the", "compensation", "they", "earn", "for", "their", "services", "to", "the", "Participating", "Funds", ",", "in", "lieu", "of", "receiving", "current", "payments", "of", "such", "compensation", ".", "Any", "deferred", "amount", "is", "treated", "as", "though", "an", "equivalent", "dollar", "amount", "had", "been", "invested", "in", "shares", "of", "one", "or", "more", "eligible", "Nuveen", "funds", ".", "The", "table", "below", "shows", ",", "for", "each", "Independent", "Board", "Member", ",", "the", "aggregate", "compensation", "paid", "by", "each", "Fund", "to", "each", "Board", "Member", "nominee", "for", "its", "last", "fiscal", "year", ".", "The", "Board", "of", "each", "Fund", "has", "five", "standing", "committees", ":", "the", "executive", "committee", ",", "the", "audit", "committee", ",", "the", "nominating", "and", "governance", "committee", ",", "the", "dividend", "committee", "and", "the", "compliance", ",", "risk", "management", "and", "regulatory", "oversight", "committee", ".", "John", "P.", "Amboian", ",", "Robert", "P.", "Bremner", ",", "Chair", ",", "and", "Judith", "M.", "Stockdale", "serve", "as", "current", "members", "of", "the", "executive", "committee", "of", "each", "Fund", ".", "The", "executive", "committee", ",", "which", "meets", "between", "regular", "meetings", "of", "the", "Board", ",", "is", "authorized", "to", "exercise", "all", "of", "the", "powers", "of", "the", "Board", ";", "provided", "that", "the", "scope", "of", "the", "powers", "of", "the", "executive", "committee", ",", "unless", "otherwise", "specifically", "authorized", "by", "the", "full", "Board", ",", "is", "limited", "to", ":", "(", "i", ")", "emergency", "matters", "where", "assembly", "of", "the", "full", "Board", "is", "impracticable", "(", "in", "which", "case", "management", "will", "take", "all", "reasonable", "steps", "to" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 1, 2, 2, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 1, 2, 2, 0, 0, 0, 1, 2, 2, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 3, 4, 0, 0, 0, 0, 1, 2, 2, 0, 1, 2, 2, 0, 1, 2, 2, 0, 0, 0, 1, 2, 2, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "matters", "where", "assembly", "of", "the", "full", "Board", "is", "impracticable", "(", "in", "which", "case", "management", "will", "take", "all", "reasonable", "steps", "to", "quickly", "notify", "each", "individual", "Board", "Member", "of", "the", "actions", "taken", "by", "the", "executive", "committee", ")", "and", "(", "ii", ")", "matters", "of", "an", "administrative", "or", "ministerial", "nature", ".", "The", "number", "of", "executive", "committee", "meetings", "of", "each", "Fund", "held", "during", "its", "last", "fiscal", "year", "is", "shown", "in", "Appendix", "C", ".", "Jack", "B.", "Evans", ",", "Chair", ",", "Judith", "M.", "Stockdale", "and", "Terence", "J.", "Toth", "are", "current", "members", "of", "the", "dividend", "committee", "of", "each", "Fund", ".", "The", "dividend", "committee", "is", "authorized", "to", "declare", "distributions", "on", "the", "Fund", "s", "shares", "including", ",", "but", "not", "limited", "to", ",", "regular", "and", "special", "dividends", ",", "capital", "gains", "and", "ordinary", "income", "distributions", ".", "The", "number", "of", "dividend", "committee", "meetings", "of", "each", "Fund", "held", "during", "its", "last", "fiscal", "year", "is", "shown", "in", "Appendix", "C", ".", "William", "C.", "Hunter", ",", "William", "J.", "Schneider", ",", "Chair", ",", "Judith", "M.", "Stockdale", "and", "Carole", "E.", "Stone", "are", "current", "members", "of", "the", "compliance", ",", "risk", "management", "and", "regulatory", "oversight", "committee", "of", "each", "Fund", ".", "The", "compliance", ",", "risk", "management", "and", "regulatory", "oversight", "committee", "is", "responsible", "for", "the", "oversight", "of", "compliance", "issues", ",", "risk", "management", ",", "and", "other", "regulatory", "matters", "affecting", "the", "Funds", "which", "are", "not", "otherwise", "the", "jurisdiction", "of", "the", "other", "Board", "committees", ".", "The", "number", "of", "compliance", ",", "risk", "management", "and", "regulatory", "oversight", "committee", "meetings", "of", "each", "Fund", "held", "during", "its", "last", "fiscal", "year", "is", "shown", "in", "Appendix", "C", ".", "Each", "Fund", "s", "Board", "has", "an", "audit", "committee", ",", "in", "accordance", "with", "Section", "3", "(", "a", ")", "(", "58", ")", "(", "A", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "(", "the", "1934", "Act", ")", ",", "that", "is", "composed", "of", "Independent", "Board", "Members", "who", "are", "also", "independent", "as", "that", "term", "is", "defined", "in", "the", "listing", "standards", "pertaining", "to", "closed-end", "funds", "of", "the", "New", "York", "Stock", "Exchange", "or", "the", "NYSE", "Amex", ",", "as", "applicable", ".", "Robert", "P.", "Bremner", ",", "Jack", "B.", "Evans", ",", "David", "J.", "Kundert", ",", "Chair", ",", "William", "J.", "Schneider", "and", "Terence", "J.", "Toth", "are", "current", "members", "of", "the", "audit", "committee", "of", "each", "Fund", ".", "The", "audit", "committee", "is", "responsible", "for", "the", "oversight", "and", "monitoring", "of", "(", "1", ")", "the", "accounting", "and", "reporting", "policies", ",", "procedures", "and", "practices", "and", "the", "audit", "of", "the", "financial", "statements", "of", "the", "Funds", ",", "(", "2", ")", "the", "quality", "and", "integrity", "of", "the", "financial", "statements", "of", "the", "Funds", "and", "(", "3", ")", "the", "independent", "registered", "public", "accounting", "firm", "s", "qualifications", ",", "performance", "and", "independence", ".", "The", "audit", "committee", "reviews", "the", "work", "and", "any", "recommendations", "of", "the", "Funds", "independent", "registered", "public", "accounting", "firm", ".", "Based", "on", "such", "review", ",", "it", "is", "authorized", "to", "make", "recommendations", "to", "the", "Board", ".", "The", "audit", "committee", "is", "also", "responsible", "for", "the", "oversight", "of", "the", "Pricing", "Procedures", "of", "the", "Funds", "and", "the", "internal", "Valuation", "Group", ".", "The", "Boards", "have", "adopted", "a", "written", "Audit", "Committee", "Charter", "that", "conforms", "to", "the", "listing", "standards" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 1, 2, 2, 0, 1, 2, 2, 0, 1, 2, 2, 0, 1, 2, 2, 0, 1, 2, 2, 0, 1, 2, 2, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 5, 6, 6, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "internal", "Valuation", "Group", ".", "The", "Boards", "have", "adopted", "a", "written", "Audit", "Committee", "Charter", "that", "conforms", "to", "the", "listing", "standards", "of", "the", "New", "York", "Stock", "Exchange", "or", "the", "NYSE", "Amex", ",", "as", "applicable", ".", "A", "copy", "of", "the", "Audit", "Committee", "Charter", "is", "attached", "as", "Appendix", "D", ".", "The", "number", "of", "audit", "committee", "meetings", "of", "each", "Fund", "held", "during", "its", "last", "fiscal", "year", "is", "shown", "in", "Appendix", "C", ".", "Exchange", "or", "NYSE", "Amex", "listing", "standards", ",", "as", "applicable", ".", "Robert", "P.", "Bremner", ",", "Chair", ",", "Jack", "B.", "Evans", ",", "William", "C.", "Hunter", ",", "David", "J.", "Kundert", ",", "William", "J.", "Schneider", ",", "Judith", "M.", "Stockdale", ",", "Carole", "E.", "Stone", "and", "Terence", "J.", "Toth", "are", "current", "members", "of", "the", "nominating", "and", "governance", "committee", "of", "each", "Fund", ".", "The", "purpose", "of", "the", "nominating", "and", "governance", "committee", "is", "to", "seek", ",", "identify", "and", "recommend", "to", "the", "Board", "qualified", "candidates", "for", "election", "or", "appointment", "to", "each", "Fund", "s", "Board", ".", "In", "addition", ",", "the", "committee", "oversees", "matters", "of", "corporate", "governance", ",", "including", "the", "evaluation", "of", "Board", "performance", "and", "processes", ",", "and", "assignment", "and", "rotation", "of", "committee", "members", ",", "and", "the", "establishment", "of", "corporate", "governance", "guidelines", "and", "procedures", ",", "to", "the", "extent", "necessary", "or", "desirable", ".", "The", "committee", "operates", "under", "a", "written", "charter", "adopted", "and", "approved", "by", "the", "Boards", "of", "each", "Fund", ",", "a", "copy", "of", "which", "is", "available", "on", "the", "Funds", "website", "at", "www.nuveen.com/CEF/Info/Shareholder/", ".", "The", "number", "of", "nominating", "and", "governance", "committee", "meetings", "of", "each", "Fund", "held", "during", "its", "last", "fiscal", "year", "is", "shown", "in", "Appendix", "C", ".", "The", "nominating", "and", "governance", "committee", "looks", "to", "many", "sources", "for", "recommendations", "of", "qualified", "candidates", ",", "including", "current", "Board", "Members", ",", "employees", "of", "the", "Adviser", ",", "current", "shareholders", "of", "the", "Funds", ",", "third", "party", "sources", "and", "any", "other", "persons", "or", "entities", "that", "may", "be", "deemed", "necessary", "or", "desirable", "by", "the", "committee", ".", "Shareholders", "of", "the", "Funds", "who", "wish", "to", "nominate", "a", "candidate", "to", "their", "Fund", "s", "Board", "should", "mail", "information", "to", "the", "attention", "of", "Lorna", "Ferguson", ",", "Manager", "of", "Fund", "Board", "Relations", ",", "Nuveen", "Investments", ",", "333", "West", "Wacker", "Drive", ",", "Chicago", ",", "Illinois", "60606", ".", "This", "information", "must", "include", "evidence", "of", "Fund", "ownership", "of", "the", "person", "or", "entity", "recommending", "the", "candidate", ",", "a", "full", "listing", "of", "the", "proposed", "candidate", "s", "education", ",", "experience", ",", "current", "employment", ",", "date", "of", "birth", ",", "names", "and", "addresses", "of", "at", "least", "three", "professional", "references", ",", "information", "as", "to", "whether", "the", "candidate", "is", "an", "interested", "person", "(", "as", "such", "term", "is", "defined", "in", "the", "1940", "Act", ")", "in", "relation", "to", "the", "Fund", "and", "such", "other", "information", "that", "would", "be", "helpful", "to", "the", "nominating", "and", "governance", "committee", "in", "evaluating", "the", "candidate", ".", "All", "satisfactorily", "completed", "information", "regarding", "candidates", "will", "be", "forwarded", "to", "the", "chairman", "of", "the", "nominating", "and", "governance", "committee", "and", "the", "outside", "counsel", "to", "the", "Independent", "Board", "Members", ".", "Recommendations", "for", "candidates", "to" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "of", "the", "nominating", "and", "governance", "committee", "and", "the", "outside", "counsel", "to", "the", "Independent", "Board", "Members", ".", "Recommendations", "for", "candidates", "to", "the", "Board", "will", "be", "evaluated", "in", "light", "of", "whether", "the", "number", "of", "Board", "members", "is", "expected", "to", "change", "and", "whether", "the", "Board", "expects", "any", "vacancies", ".", "All", "nominations", "from", "Fund", "shareholders", "will", "be", "acknowledged", ",", "although", "there", "may", "be", "times", "when", "the", "committee", "is", "not", "actively", "recruiting", "new", "Board", "members", ".", "In", "those", "circumstances", "nominations", "will", "be", "kept", "on", "file", "until", "active", "recruitment", "is", "under", "way", ".", "The", "nominating", "and", "governance", "committee", "sets", "appropriate", "standards", "and", "requirements", "for", "nominations", "to", "the", "Board", ".", "In", "considering", "a", "candidate", "s", "qualifications", ",", "each", "candidate", "must", "meet", "certain", "basic", "requirements", ",", "including", "relevant", "skills", "and", "experience", ",", "time", "availability", "and", ",", "if", "qualifying", "as", "an", "Independent", "Board", "Member", "candidate", ",", "independence", "from", "the", "Adviser", "or", "other", "service", "providers", ".", "These", "experience", "requirements", "may", "vary", "depending", "on", "the", "current", "composition", "of", "the", "Board", ",", "since", "the", "goal", "is", "to", "ensure", "an", "appropriate", "range", "of", "skills", "and", "experience", ",", "in", "the", "aggregate", ".", "All", "candidates", "must", "meet", "high", "expectations", "of", "personal", "integrity", ",", "governance", "experience", "and", "professional", "competence", "that", "are", "assessed", "on", "the", "basis", "of", "personal", "interviews", ",", "recommendations", ",", "or", "direct", "knowledge", "by", "committee", "members", ".", "The", "committee", "may", "use", "any", "process", "it", "deems", "appropriate", "for", "the", "purpose", "of", "evaluating", "candidates", ",", "which", "process", "may", "include", ",", "without", "limitation", ",", "personal", "interviews", ",", "background", "checks", ",", "written", "submissions", "by", "the", "candidates", "and", "third", "party", "references", ".", "There", "is", "no", "difference", "in", "the", "manner", "in", "which", "the", "nominating", "and", "governance", "committee", "evaluates", "candidates", "when", "the", "candidate", "is", "submitted", "by", "a", "shareholder", ".", "reserves", "the", "right", "to", "make", "the", "final", "selection", "regarding", "the", "nomination", "of", "any", "prospective", "Board", "member", ".", "The", "number", "of", "regular", "quarterly", "meetings", "and", "special", "meetings", "held", "by", "the", "Board", "of", "each", "Fund", "during", "the", "Fund", "s", "last", "fiscal", "year", "is", "shown", "in", "Appendix", "C.", "During", "the", "last", "fiscal", "year", ",", "each", "Board", "Member", "attended", "75", "%", "or", "more", "of", "each", "Fund", "s", "Board", "meetings", "and", "the", "committee", "meetings", "(", "if", "a", "member", "thereof", ")", "held", "during", "the", "period", "for", "which", "such", "Board", "Member", "was", "a", "Board", "Member", ".", "The", "policy", "of", "the", "Board", "relating", "to", "attendance", "by", "Board", "Members", "at", "annual", "meetings", "of", "the", "Funds", "and", "the", "number", "of", "Board", "Members", "who", "attended", "the", "last", "annual", "meeting", "of", "shareholders", "of", "each", "Fund", "is", "posted", "on", "the", "Funds", "website", "at", "www.nuveen.com/CEF/Info/Shareholder/", ".", "The", "following", "table", "sets", "forth", "information", "with", "respect", "to", "each", "officer", "of", "the", "Funds", ".", "Officers", "receive", "no", "compensation", "from", "the", "Funds", ".", "The", "officers", "are", "elected", "by", "the", "Board", "on", "an", "annual", "basis", "to", "serve", "until", "successors", "are", "elected", "and", "qualified", ".", "The", "audit", "committee", "of", "each", "Board", "is", "responsible", "for", "the", "oversight", "and", "monitoring", "of", "(", "1", ")", "the", "accounting", "and", "reporting", "policies", ",", "processes", "and", "practices", ",", "and", "the", "audit", "of", "the", "financial", "statements", ",", "of", "each", "Fund", ",", "(", "2", ")", "the", "quality", "and", "integrity", "of", "the" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "audit", "of", "the", "financial", "statements", ",", "of", "each", "Fund", ",", "(", "2", ")", "the", "quality", "and", "integrity", "of", "the", "Funds", "financial", "statements", "and", "(", "3", ")", "the", "independent", "registered", "public", "accounting", "firm", "s", "qualifications", ",", "performance", "and", "independence", ".", "In", "its", "oversight", "capacity", ",", "the", "committee", "reviews", "each", "Fund", "s", "annual", "financial", "statements", "with", "both", "management", "and", "the", "independent", "registered", "public", "accounting", "firm", "and", "the", "committee", "meets", "periodically", "with", "the", "independent", "registered", "public", "accounting", "firm", "and", "internal", "auditors", "to", "consider", "their", "evaluation", "of", "each", "Fund", "s", "financial", "and", "internal", "controls", ".", "The", "committee", "also", "selects", ",", "retains", ",", "evaluates", "and", "may", "replace", "each", "Fund", "s", "independent", "registered", "public", "accounting", "firm", ".", "The", "committee", "is", "currently", "composed", "of", "five", "Independent", "Board", "Members", "and", "operates", "under", "a", "written", "charter", "adopted", "and", "approved", "by", "each", "Board", ".", "Each", "committee", "member", "meets", "the", "independence", "and", "experience", "requirements", ",", "as", "applicable", ",", "of", "the", "New", "York", "Stock", "Exchange", ",", "NYSE", "Amex", ",", "Section", "10A", "of", "the", "1934", "Act", "and", "the", "rules", "and", "regulations", "of", "the", "SEC", ".", "The", "committee", ",", "in", "discharging", "its", "duties", ",", "has", "met", "with", "and", "held", "discussions", "with", "management", "and", "each", "Fund", "s", "independent", "registered", "public", "accounting", "firm", ".", "The", "committee", "has", "also", "reviewed", "and", "discussed", "the", "audited", "financial", "statements", "with", "management", ".", "Management", "has", "represented", "to", "the", "independent", "registered", "public", "accounting", "firm", "that", "each", "Fund", "s", "financial", "statements", "were", "prepared", "in", "accordance", "with", "generally", "accepted", "accounting", "principles", ".", "committee", "has", "also", "discussed", "with", "the", "independent", "registered", "public", "accounting", "firm", "the", "matters", "required", "to", "be", "discussed", "by", "Statement", "on", "Auditing", "Standards", "(", "SAS", ")", "No.", "61", "(", "Communication", "with", "Audit", "Committees", ")", ",", "as", "amended", "by", "SAS", "No.", "90", "(", "Audit", "Committee", "Communications", ")", ".", "Each", "Fund", "s", "independent", "registered", "public", "accounting", "firm", "provided", "to", "the", "committee", "the", "written", "disclosure", "required", "by", "Independence", "Standards", "Board", "Standard", "No.", "1", "(", "Independence", "Discussions", "with", "Audit", "Committees", ")", ",", "and", "the", "committee", "discussed", "with", "representatives", "of", "the", "independent", "registered", "public", "accounting", "firm", "their", "firm", "s", "independence", ".", "As", "provided", "in", "the", "Audit", "Committee", "Charter", ",", "it", "is", "not", "the", "committee", "s", "responsibility", "to", "determine", ",", "and", "the", "considerations", "and", "discussions", "referenced", "above", "do", "not", "ensure", ",", "that", "each", "Fund", "s", "financial", "statements", "are", "complete", "and", "accurate", "and", "presented", "in", "accordance", "with", "generally", "accepted", "accounting", "principles", ".", "Based", "on", "the", "committee", "s", "review", "and", "discussions", "with", "management", "and", "the", "independent", "registered", "public", "accounting", "firm", ",", "the", "representations", "of", "management", "and", "the", "report", "of", "the", "independent", "registered", "public", "accounting", "firm", "to", "the", "committee", ",", "the", "committee", "has", "recommended", "that", "the", "audited", "financial", "statements", "be", "included", "in", "each", "Fund", "s", "Annual", "Report", ".", "The", "current", "members", "of", "the", "committee", "are", ":", "Audit", "and", "Related", "Fees", ".", "The", "following", "tables", "provide", "the", "aggregate", "fees", "billed", "during", "each", "Fund", "s", "last", "two", "fiscal", "years", "by", "each", "Fund", "s", "independent", "registered", "public", "accounting", "firm", "for", "engagements", "directly", "related", "to", "the", "operations", "and", "financial", "reporting", "of", "each", "Fund", "including", "those", "relating", "(", "i", ")", "to", "each", "Fund", "for", "services", "provided" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "operations", "and", "financial", "reporting", "of", "each", "Fund", "including", "those", "relating", "(", "i", ")", "to", "each", "Fund", "for", "services", "provided", "to", "the", "Fund", "and", "(", "ii", ")", "to", "the", "Adviser", "and", "certain", "entities", "controlling", ",", "controlled", "by", ",", "or", "under", "common", "control", "with", "the", "Adviser", "that", "provide", "ongoing", "services", "to", "each", "Fund", "(", "Adviser", "Entities", ")", ".", "Audit", "Committee", "Pre-Approval", "Policies", "and", "Procedures", ".", "Generally", ",", "the", "audit", "committee", "must", "approve", "each", "Fund", "s", "independent", "registered", "public", "accounting", "firm", "s", "engagements", "(", "i", ")", "with", "the", "Fund", "for", "audit", "or", "non-audit", "services", "and", "(", "ii", ")", "with", "the", "Adviser", "and", "Adviser", "Entities", "for", "non-audit", "services", "if", "the", "engagement", "relates", "directly", "to", "the", "operations", "and", "financial", "reporting", "of", "the", "Fund", ".", "Regarding", "tax", "and", "research", "projects", "conducted", "by", "the", "independent", "registered", "public", "accounting", "firm", "for", "each", "Fund", "and", "the", "Adviser", "and", "Adviser", "Entities", "(", "with", "respect", "to", "the", "operations", "and", "financial", "reporting", "of", "each", "Fund", ")", ",", "such", "engagements", "will", "be", "(", "i", ")", "pre-approved", "by", "the", "audit", "committee", "if", "they", "are", "expected", "to", "be", "for", "amounts", "greater", "than", "$", "10,000", ";", "(", "ii", ")", "reported", "to", "the", "audit", "committee", "chairman", "for", "his", "verbal", "approval", "prior", "to", "engagement", "if", "they", "are", "expected", "to", "be", "for", "amounts", "under", "$", "10,000", "but", "greater", "than", "$", "5,000", ";", "and", "(", "iii", ")", "reported", "to", "the", "audit", "committee", "at", "the", "next", "audit", "committee", "meeting", "if", "they", "are", "expected", "to", "be", "for", "an", "amount", "under", "$", "5,000", ".", "The", "audit", "committee", "has", "approved", "in", "advance", "all", "audit", "services", "and", "non-audit", "services", "that", "the", "independent", "registered", "public", "accounting", "firm", "provided", "to", "each", "Fund", "and", "to", "the", "Adviser", "and", "Adviser", "Entities", "(", "with", "respect", "to", "the", "operations", "and", "financial", "reporting", "of", "each", "Fund", ")", ".", "None", "of", "the", "services", "rendered", "by", "the", "independent", "registered", "public", "accounting", "firm", "to", "each", "Fund", "or", "the", "Adviser", "or", "Adviser", "Entities", "were", "pre-approved", "by", "the", "audit", "committee", "pursuant", "to", "the", "pre-approval", "exception", "under", "Rule", "2.01", "(", "c", ")", "(", "7", ")", "(", "i", ")", "(", "C", ")", "or", "Rule", "2.01", "(", "c", ")", "(", "7", ")", "(", "ii", ")", "of", "Regulation", "S-X", ".", "The", "Board", "of", "each", "Fund", "(", "except", "Equity", "Premium", ",", "Equity", "Premium", "Advantage", ",", "Equity", "Premium", "Income", ",", "Core", "Equity", ",", "Equity", "Premium", "Opportunity", ",", "Global", "Government", ",", "Global", "Value", "and", "Multi-Currency", ")", "has", "appointed", "Ernst", "&", "Young", "LLP", "as", "independent", "registered", "public", "accounting", "firm", "to", "audit", "the", "books", "and", "records", "of", "the", "Fund", "for", "its", "current", "fiscal", "year", ".", "The", "Boards", "of", "Equity", "Premium", ",", "Equity", "Premium", "Advantage", ",", "Equity", "Premium", "Income", ",", "Core", "Equity", ",", "Equity", "Premium", "Opportunity", ",", "Global", "Government", ",", "Global", "Value", "and", "Multi-Currency", "have", "appointed", "PricewaterhouseCoopers", "LLP", "as", "independent", "registered", "public", "accounting", "firm", "to", "audit", "the", "books", "and", "records", "of", "these", "Funds", "for", "their", "current", "fiscal", "years", ".", "A", "representative", "of", "each", "independent", "registered", "public" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 3, 4, 4, 4, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 4, 0, 3, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 6, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 5, 0, 3, 4, 0, 0, 0, 3, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 6, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "books", "and", "records", "of", "these", "Funds", "for", "their", "current", "fiscal", "years", ".", "A", "representative", "of", "each", "independent", "registered", "public", "accounting", "firm", "will", "be", "present", "at", "the", "Annual", "Meetings", "to", "make", "a", "statement", ",", "if", "such", "representative", "so", "desires", ",", "and", "to", "respond", "to", "shareholders", "questions", ".", "Each", "independent", "registered", "public", "accounting", "firm", "has", "informed", "each", "applicable", "Fund", "that", "it", "has", "no", "direct", "or", "indirect", "material", "financial", "interest", "in", "the", "Funds", ",", "Nuveen", ",", "the", "Adviser", "or", "any", "other", "investment", "company", "sponsored", "by", "Nuveen", ".", "Section", "30", "(", "h", ")", "of", "the", "1940", "Act", "and", "Section", "16", "(", "a", ")", "of", "the", "1934", "Act", "require", "Board", "Members", "and", "officers", ",", "the", "Adviser", ",", "affiliated", "persons", "of", "the", "Adviser", "and", "persons", "who", "own", "more", "than", "10", "%", "of", "a", "registered", "class", "of", "a", "Fund", "s", "equity", "securities", "to", "file", "forms", "reporting", "their", "affiliation", "with", "that", "Fund", "and", "reports", "of", "ownership", "and", "changes", "in", "ownership", "of", "that", "Fund", "s", "shares", "with", "the", "SEC", "and", "the", "New", "York", "Stock", "Exchange", "or", "NYSE", "Amex", ",", "as", "applicable", ".", "These", "persons", "and", "entities", "are", "required", "by", "SEC", "regulation", "to", "furnish", "the", "Funds", "with", "copies", "of", "all", "Section", "16", "(", "a", ")", "forms", "they", "file", ".", "Premium", "Opportunity", ",", "Equity", "Premium", "Income", ",", "Equity", "Premium", "Advantage", "and", "Tax-Advantaged", "Dividend", ",", "James", "Ruane", "made", "an", "amended", "filing", "on", "Form", "3", "in", "2009", ";", "with", "respect", "to", "Real", "Estate", ",", "William", "Adams", "made", "an", "amended", "filing", "on", "Form", "3", "in", "2009", ";", "and", "with", "respect", "to", "Real", "Estate", ",", "Equity", "Premium", "Opportunity", "and", "Multi-Strategy", ",", "David", "Lamb", "made", "a", "late", "filing", "on", "Form", "4", "in", "2009", ".", "To", "the", "knowledge", "of", "management", "of", "the", "Funds", ",", "no", "shareholder", "of", "a", "Fund", "owns", "more", "than", "10", "%", "of", "a", "registered", "class", "of", "a", "Fund", "s", "equity", "securities", ",", "except", "as", "provided", "in", "Appendix", "B", ".", "The", "Adviser", ",", "located", "at", "333", "West", "Wacker", "Drive", ",", "Chicago", ",", "Illinois", "60606", ",", "serves", "as", "investment", "adviser", "and", "manager", "for", "each", "Fund", ".", "The", "Adviser", "is", "a", "wholly-owned", "subsidiary", "of", "Nuveen", ".", "Nuveen", "is", "a", "wholly-owned", "subsidiary", "of", "Windy", "City", ",", "a", "corporation", "formed", "by", "investors", "led", "by", "Madison", "Dearborn", "Partners", ",", "LLC", "(", "MDP", ")", ",", "a", "private", "equity", "investment", "firm", "based", "in", "Chicago", ",", "Illinois", ".", "Windy", "City", "is", "controlled", "by", "MDP", "on", "behalf", "of", "the", "Madison", "Dearborn", "Capital", "Partner", "V", "funds", ".", "To", "be", "considered", "for", "presentation", "at", "the", "annual", "meeting", "of", "shareholders", "for", "the", "Funds", "to", "be", "held", "in", "2011", ",", "shareholder", "proposals", "submitted", "pursuant", "to", "Rule", "14a-8", "of", "the", "1934", "Act", "must", "be", "received", "at", "the", "offices", "of", "that", "Fund", ",", "333", "West", "Wacker", "Drive", ",", "Chicago", ",", "Illinois", "60606", ",", "not", "later", "than", "January", "4", ",", "2011", ".", "A", "shareholder", "wishing", "to", "provide", "notice", "in", "the", "manner", "prescribed", "by", "Rule", "14a-4", "(", "c", ")", "(", "1" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 5, 6, 6, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 0, 3, 4, 0, 3, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 3, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "2011", ".", "A", "shareholder", "wishing", "to", "provide", "notice", "in", "the", "manner", "prescribed", "by", "Rule", "14a-4", "(", "c", ")", "(", "1", ")", "of", "a", "proposal", "submitted", "outside", "of", "the", "process", "of", "Rule", "14a-8", "for", "the", "annual", "meeting", "must", ",", "pursuant", "to", "each", "Fund", "s", "By-Laws", ",", "submit", "such", "written", "notice", "to", "the", "Fund", "not", "later", "than", "March", "16", ",", "2011", "or", "prior", "to", "March", "1", ",", "2011", ".", "Timely", "submission", "of", "a", "proposal", "does", "not", "mean", "that", "such", "proposal", "will", "be", "included", "in", "a", "proxy", "statement", ".", "Fund", "shareholders", "who", "want", "to", "communicate", "with", "the", "Board", "or", "any", "individual", "Board", "Member", "should", "write", "to", "the", "attention", "of", "Lorna", "Ferguson", ",", "Manager", "of", "Fund", "Board", "Relations", ",", "Nuveen", "Investments", ",", "333", "West", "Wacker", "Drive", ",", "Chicago", ",", "Illinois", "60606", ".", "The", "letter", "should", "indicate", "that", "you", "are", "a", "Fund", "shareholder", "and", "note", "the", "Fund", "or", "Funds", "that", "you", "own", ".", "If", "the", "communication", "is", "intended", "for", "a", "specific", "Board", "Member", "and", "so", "indicates", "it", "will", "be", "sent", "only", "to", "that", "Board", "Member", ".", "If", "a", "communication", "does", "not", "indicate", "a", "specific", "Board", "Member", ",", "it", "will", "be", "sent", "to", "the", "Independent", "Chairman", "and", "the", "outside", "counsel", "to", "the", "Independent", "Board", "Members", "for", "further", "distribution", "as", "deemed", "appropriate", "by", "such", "persons", ".", "The", "cost", "of", "preparing", ",", "printing", "and", "mailing", "the", "enclosed", "proxy", ",", "accompanying", "notice", "and", "proxy", "statement", "and", "all", "other", "costs", "in", "connection", "with", "the", "solicitation", "of", "proxies", "will", "be", "paid", "by", "the", "Funds", "pro", "rata", "based", "on", "the", "number", "of", "shareholder", "accounts", ".", "Additional", "solicitation", "may", "be", "made", "by", "letter", "or", "telephone", "by", "officers", "or", "employees", "of", "Nuveen", "or", "the", "Adviser", ",", "or", "by", "dealers", "and", "their", "representatives", ".", "Any", "additional", "costs", "of", "solicitation", "will", "be", "paid", "by", "the", "Fund", "that", "requires", "additional", "solicitation", ".", "Premium", "was", "September", "30", ",", "2009", ".", "The", "last", "fiscal", "year", "end", "for", "Real", "Estate", ",", "Diversified", "Dividend", ",", "Equity", "Premium", ",", "Equity", "Premium", "Advantage", ",", "Equity", "Premium", "Income", ",", "Equity", "Premium", "Opportunity", ",", "Quality", "Preferred", ",", "Quality", "Preferred", "2", ",", "Quality", "Preferred", "3", ",", "Tax-Advantaged", ",", "Tax-Advantaged", "Dividend", ",", "Global", "Government", ",", "Global", "Value", ",", "Core", "Equity", ",", "Multi-Currency", ",", "Multi-Strategy", "and", "Multi-Strategy", "2", "was", "December", "31", ",", "2009", ".", "Annual", "reports", "will", "be", "sent", "to", "shareholders", "of", "record", "of", "each", "Fund", "following", "each", "Fund", "s", "fiscal", "year", "end", ".", "Each", "Fund", "will", "furnish", ",", "without", "charge", ",", "a", "copy", "of", "its", "annual", "report", "and/or", "semi-annual", "report", "as", "available", "upon", "request", ".", "Important", "Notice", "Regarding", "the", "Availability", "of", "Proxy", "Materials", "for", "the", "Shareholder", "Meeting", "To", "Be", "Held", "on", "April", "6", ",", "2010", ":", "Each", "Fund", "s", "proxy", "statement", "is", "available", "at", "www.nuveen.com/CEF/Info/Shareholder/Proxy", "Statements.aspx", ".", "For", "more", "information", ",", "shareholders", "may", "also", "contact", "the", "applicable" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 6, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Fund", "s", "proxy", "statement", "is", "available", "at", "www.nuveen.com/CEF/Info/Shareholder/Proxy", "Statements.aspx", ".", "For", "more", "information", ",", "shareholders", "may", "also", "contact", "the", "applicable", "Fund", "at", "the", "address", "and", "phone", "number", "set", "forth", "above", ".", "Please", "note", "that", "only", "one", "annual", "report", "or", "proxy", "statement", "may", "be", "delivered", "to", "two", "or", "more", "shareholders", "of", "a", "Fund", "who", "share", "an", "address", ",", "unless", "the", "Fund", "has", "received", "instructions", "to", "the", "contrary", ".", "To", "request", "a", "separate", "copy", "of", "an", "annual", "report", "or", "proxy", "statement", ",", "or", "for", "instructions", "as", "to", "how", "to", "request", "a", "separate", "copy", "of", "such", "documents", "or", "as", "to", "how", "to", "request", "a", "single", "copy", "if", "multiple", "copies", "of", "such", "documents", "are", "received", ",", "shareholders", "should", "contact", "the", "applicable", "Fund", "at", "the", "address", "and", "phone", "number", "set", "forth", "above", ".", "Management", "does", "not", "intend", "to", "present", "and", "does", "not", "have", "reason", "to", "believe", "that", "any", "other", "items", "of", "business", "will", "be", "presented", "at", "the", "Annual", "Meetings", ".", "However", ",", "if", "other", "matters", "are", "properly", "presented", "to", "the", "Annual", "Meetings", "for", "a", "vote", ",", "the", "proxies", "will", "be", "voted", "by", "the", "persons", "acting", "under", "the", "proxies", "upon", "such", "matters", "in", "accordance", "with", "their", "judgment", "of", "the", "best", "interests", "of", "the", "Fund", ".", "A", "list", "of", "shareholders", "entitled", "to", "be", "present", "and", "to", "vote", "at", "each", "Annual", "Meeting", "will", "be", "available", "at", "the", "offices", "of", "the", "Funds", ",", "333", "West", "Wacker", "Drive", ",", "Chicago", ",", "Illinois", ",", "for", "inspection", "by", "any", "shareholder", "during", "regular", "business", "hours", "beginning", "ten", "days", "prior", "to", "the", "date", "of", "the", "Annual", "Meeting", ".", "Failure", "of", "a", "quorum", "to", "be", "present", "at", "any", "Annual", "Meeting", "will", "necessitate", "adjournment", "and", "will", "subject", "that", "Fund", "to", "additional", "expense", ".", "The", "persons", "named", "in", "the", "enclosed", "proxy", "may", "also", "move", "for", "an", "adjournment", "of", "any", "Annual", "Meeting", "to", "permit", "further", "solicitation", "of", "proxies", "with", "respect", "to", "the", "proposal", "if", "they", "determine", "that", "adjournment", "and", "further", "solicitation", "is", "reasonable", "and", "in", "the", "best", "interests", "of", "the", "shareholders", ".", "Under", "each", "Fund", "s", "By-Laws", ",", "an", "adjournment", "of", "a", "meeting", "with", "respect", "to", "a", "matter", "requires", "the", "affirmative", "vote", "of", "a", "majority", "of", "the", "shares", "entitled", "to", "vote", "on", "the", "matter", "present", "in", "person", "or", "represented", "by", "proxy", "at", "the", "meeting", ".", "IF", "YOU", "CAN", "NOT", "BE", "PRESENT", "AT", "THE", "MEETING", ",", "YOU", "ARE", "REQUESTED", "TO", "FILL", "IN", ",", "SIGN", "AND", "RETURN", "THE", "ENCLOSED", "PROXY", "PROMPTLY", ".", "NO", "POSTAGE", "IS", "REQUIRED", "IF", "MAILED", "IN", "THE", "UNITED", "STATES", ".", "The", "following", "table", "lists", "the", "dollar", "range", "of", "equity", "securities", "beneficially", "owned", "by", "each", "Board", "Member", "nominee", "in", "each", "Fund", "and", "in", "all", "Nuveen", "funds", "overseen", "by", "the", "Board", "Member", "nominee", "as", "of", "December", "31", ",", "2009", ".", "The", "following", "table", "sets", "forth", ",", "for", "each", "Board", "Member", "nominee", "and", "for", "the", "Board", "Member", "nominees", "and", "officers" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ".", "The", "following", "table", "sets", "forth", ",", "for", "each", "Board", "Member", "nominee", "and", "for", "the", "Board", "Member", "nominees", "and", "officers", "as", "a", "group", ",", "the", "amount", "of", "shares", "beneficially", "owned", "in", "each", "Fund", "as", "of", "December", "31", ",", "2009", ".", "The", "information", "as", "to", "beneficial", "ownership", "is", "based", "on", "statements", "furnished", "by", "each", "Board", "Member", "nominee", "and", "officer", ".", "The", "following", "chart", "lists", "each", "shareholder", "or", "group", "of", "shareholders", "who", "beneficially", "owned", "more", "than", "5", "%", "of", "any", "class", "of", "shares", "of", "any", "Fund", "*", ":", "There", "shall", "be", "a", "committee", "of", "each", "Board", "of", "Directors/Trustees", "(", "the", "Board", ")", "of", "the", "Nuveen", "Management", "Investment", "Companies", "(", "the", "Funds", "or", ",", "individually", ",", "a", "Fund", ")", "to", "be", "known", "as", "the", "Audit", "Committee", ".", "The", "Audit", "Committee", "shall", "be", "comprised", "of", "at", "least", "three", "Directors/Trustees", ".", "Audit", "Committee", "members", "shall", "be", "independent", "of", "the", "Funds", "and", "free", "of", "any", "relationship", "that", ",", "in", "the", "opinion", "of", "the", "Directors/Trustees", ",", "would", "interfere", "with", "their", "exercise", "of", "independent", "judgment", "as", "an", "Audit", "Committee", "member", ".", "In", "particular", ",", "each", "member", "must", "meet", "the", "independence", "and", "experience", "requirements", "applicable", "to", "the", "Funds", "of", "the", "exchanges", "on", "which", "shares", "of", "the", "Funds", "are", "listed", ",", "Section", "10a", "of", "the", "Securities", "Exchange", "Act", "of", "1934", "(", "the", "Exchange", "Act", ")", ",", "and", "the", "rules", "and", "regulations", "of", "the", "Securities", "and", "Exchange", "Commission", "(", "the", "Commission", ")", ".", "Each", "such", "member", "of", "the", "Audit", "Committee", "shall", "have", "a", "basic", "understanding", "of", "finance", "and", "accounting", ",", "be", "able", "to", "read", "and", "understand", "fundamental", "financial", "statements", ",", "and", "be", "financially", "literate", ",", "and", "at", "least", "one", "such", "member", "shall", "have", "accounting", "or", "related", "financial", "management", "expertise", ",", "in", "each", "case", "as", "determined", "by", "the", "Directors/Trustees", ",", "exercising", "their", "business", "judgment", "(", "this", "person", "may", "also", "serve", "as", "the", "Audit", "Committee", "s", "financial", "expert", "as", "defined", "by", "the", "Commission", ")", ".", "The", "Board", "shall", "appoint", "the", "members", "and", "the", "Chairman", "of", "the", "Audit", "Committee", ",", "on", "the", "recommendation", "of", "the", "Nominating", "and", "Governance", "Committee", ".", "The", "Audit", "Committee", "shall", "meet", "periodically", "but", "in", "any", "event", "no", "less", "frequently", "than", "on", "a", "semi-annual", "basis", ".", "Except", "for", "the", "Funds", ",", "Audit", "Committee", "members", "shall", "not", "serve", "simultaneously", "on", "the", "audit", "committees", "of", "more", "than", "two", "other", "public", "companies", ".", "The", "Audit", "Committee", "shall", "assist", "the", "Board", "in", "oversight", "and", "monitoring", "of", "(", "1", ")", "the", "accounting", "and", "reporting", "policies", ",", "processes", "and", "practices", ",", "and", "the", "audits", "of", "the", "financial", "statements", ",", "of", "the", "Funds", ";", "(", "2", ")", "the", "quality", "and", "integrity", "of", "the", "financial", "statements", "of", "the", "Funds", ";", "(", "3", ")", "the", "Funds", "compliance", "with", "legal", "and", "regulatory", "requirements", ",", "(", "4", ")", "the", "independent", "auditors", "qualifications", ",", "performance", "and", "independence", ";", "and", "(", "5", ")", "oversight", "of", "the", "Pricing", "Procedures", "of", "the", "Funds", "and", "the", "Valuation", "Group", ".", "In", "exercising", "this", "oversight", ",", "the", "Audit", "Committee", "can", "request", "other", "committees", "of", "the", "Board", "to", "assume", "responsibility" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Group", ".", "In", "exercising", "this", "oversight", ",", "the", "Audit", "Committee", "can", "request", "other", "committees", "of", "the", "Board", "to", "assume", "responsibility", "for", "some", "of", "the", "monitoring", "as", "long", "as", "the", "other", "committees", "are", "composed", "exclusively", "of", "independent", "directors", ".", "In", "doing", "so", ",", "the", "Audit", "Committee", "shall", "seek", "to", "maintain", "free", "and", "open", "means", "of", "communication", "among", "the", "Directors/Trustees", ",", "the", "independent", "auditors", ",", "the", "internal", "auditors", "and", "the", "management", "of", "the", "Funds", ".", "The", "Audit", "Committee", "shall", "meet", "periodically", "with", "Fund", "management", ",", "the", "Funds", "internal", "auditor", ",", "and", "the", "Funds", "independent", "auditors", ",", "in", "separate", "executive", "sessions", ".", "The", "Audit", "Committee", "shall", "prepare", "reports", "of", "the", "Audit", "Committee", "as", "required", "by", "the", "Commission", "to", "be", "included", "in", "the", "Fund", "s", "annual", "proxy", "statements", "or", "otherwise", ".", "The", "Audit", "Committee", "shall", "have", "the", "authority", "and", "resources", "in", "its", "discretion", "to", "retain", "special", "legal", ",", "accounting", "or", "other", "consultants", "to", "advise", "the", "Audit", "Committee", "and", "to", "otherwise", "discharge", "its", "responsibilities", ",", "including", "appropriate", "funding", "as", "determined", "by", "the", "Audit", "Committee", "for", "compensation", "to", "independent", "auditors", "engaged", "for", "the", "purpose", "of", "preparing", "or", "issuing", "an", "audit", "report", "or", "performing", "other", "audit", ",", "review", "or", "attest", "services", "for", "a", "Fund", ",", "compensation", "to", "advisers", "employed", "by", "the", "Audit", "Committee", ",", "and", "ordinary", "administrative", "expenses", "of", "the", "Audit", "Committee", "that", "are", "necessary", "or", "appropriate", "in", "carrying", "out", "its", "duties", ",", "as", "determined", "in", "its", "discretion", ".", "The", "Audit", "Committee", "may", "request", "any", "officer", "or", "employee", "of", "Nuveen", "Investments", ",", "Inc.", "(", "or", "its", "affiliates", ")", "(", "collectively", ",", "Nuveen", ")", "or", "the", "Funds", "independent", "auditors", "or", "outside", "counsel", "to", "attend", "a", "meeting", "of", "the", "Audit", "Committee", "or", "to", "meet", "with", "any", "members", "of", ",", "or", "consultants", "to", ",", "the", "Audit", "Committee", ".", "The", "Funds", "independent", "auditors", "and", "internal", "auditors", "shall", "have", "unrestricted", "accessibility", "at", "any", "time", "to", "Committee", "members", ".", "Fund", "management", "has", "the", "primary", "responsibility", "to", "establish", "and", "maintain", "systems", "for", "accounting", ",", "reporting", ",", "disclosure", "and", "internal", "control", ".", "The", "independent", "auditors", "have", "the", "primary", "responsibility", "to", "plan", "and", "implement", "an", "audit", ",", "with", "proper", "consideration", "given", "to", "the", "accounting", ",", "reporting", "and", "internal", "controls", ".", "Each", "independent", "auditor", "engaged", "for", "the", "purpose", "of", "preparing", "or", "issuing", "an", "audit", "report", "or", "performing", "other", "audit", ",", "review", "or", "attest", "services", "for", "the", "Funds", "shall", "report", "directly", "to", "the", "Audit", "Committee", ".", "The", "independent", "auditors", "are", "ultimately", "accountable", "to", "the", "Board", "and", "the", "Audit", "Committee", ".", "It", "is", "the", "ultimate", "responsibility", "of", "the", "Audit", "Committee", "to", "select", ",", "appoint", ",", "retain", ",", "evaluate", ",", "oversee", "and", "replace", "any", "independent", "auditors", "and", "to", "determine", "their", "compensation", ",", "subject", "to", "ratification", "of", "the", "Board", ",", "if", "required", ".", "These", "Audit", "Committee", "responsibilities", "may", "not", "be", "delegated", "to", "any", "other", "Committee", "or", "the", "Board", ".", "The", "Audit", "Committee", "is", "responsible", "for", "the", "following", ":", "With", "respect", "to", "Fund", "financial", "statements", ":", "With", "respect", "to", "the", "independent", "auditors", ":", "With", "respect", "to", "any", "internal", "auditor", ":", "With", "respect", "to", "pricing", "and", "valuation", "oversight", ":", "Although", "the", "Audit", "Committee" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 5, 6, 6, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ":", "With", "respect", "to", "any", "internal", "auditor", ":", "With", "respect", "to", "pricing", "and", "valuation", "oversight", ":", "Although", "the", "Audit", "Committee", "shall", "have", "the", "authority", "and", "responsibilities", "set", "forth", "in", "this", "Charter", ",", "it", "is", "not", "the", "responsibility", "of", "the", "Audit", "Committee", "to", "plan", "or", "conduct", "audits", "or", "to", "determine", "that", "the", "Funds", "financial", "statements", "are", "complete", "and", "accurate", "and", "are", "in", "accordance", "with", "generally", "accepted", "accounting", "principles", ".", "That", "is", "the", "responsibility", "of", "management", "and", "the", "independent", "auditors", ".", "Nor", "is", "it", "the", "duty", "of", "the", "Audit", "Committee", "to", "conduct", "investigations", ",", "to", "resolve", "disagreements", ",", "if", "any", ",", "between", "management", "and", "the", "independent", "auditors", "or", "to", "ensure", "compliance", "with", "laws", "and", "regulations", ".", "The", "Annual", "Meeting", "of", "shareholders", "will", "be", "held", "Tuesday", ",", "April", "6", ",", "2010", "at", "10:00", "a.m.", "Central", "time", ",", "in", "the", "31st", "Floor", "Conference", "Room", "of", "Nuveen", "Investments", ",", "333", "West", "Wacker", "Drive", ",", "Chicago", ",", "Illinois", ",", "60606", ".", "At", "this", "meeting", ",", "you", "will", "be", "asked", "to", "vote", "on", "the", "proposals", "described", "in", "the", "proxy", "statement", "attached", ".", "The", "undersigned", "hereby", "appoints", "Kevin", "J.", "McCarthy", "and", "Gifford", "R.", "Zimmerman", ",", "and", "each", "of", "them", ",", "with", "full", "power", "of", "substitution", ",", "proxies", "for", "the", "undersigned", ",", "to", "represent", "and", "vote", "the", "shares", "of", "the", "undersigned", "at", "the", "Annual", "Meeting", "of", "shareholders", "to", "be", "held", "on", "April", "6", ",", "2010", ",", "or", "any", "adjournment", "or", "adjournments", "thereof", ".", "WHETHER", "OR", "NOT", "YOU", "PLAN", "TO", "JOIN", "US", "AT", "THE", "MEETING", ",", "PLEASE", "COMPLETE", ",", "DATE", "AND", "SIGN", "YOUR", "PROXY", "CARD", "AND", "RETURN", "IT", "IN", "THE", "ENCLOSED", "ENVELOPE", "SO", "THAT", "YOUR", "VOTE", "WILL", "BE", "COUNTED", ".", "AS", "AN", "ALTERNATIVE", ",", "PLEASE", "CONSIDER", "VOTING", "BY", "TELEPHONE", "AT", "(", "888", ")", "221-0697", "OR", "OVER", "THE", "INTERNET", "(", "www.proxyweb.com", ")", ".", "In", "their", "discretion", ",", "the", "proxies", "are", "authorized", "to", "vote", "upon", "such", "other", "business", "as", "may", "properly", "come", "before", "the", "Annual", "Meeting", ".", "Properly", "executed", "proxies", "will", "be", "voted", "as", "specified", ".", "If", "no", "specification", "is", "made", ",", "such", "shares", "will", "be", "voted", "FOR", "each", "proposal", "." ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Indicate", "by", "check", "mark", "whether", "the", "registrant", "(", "1", ")", "has", "filed", "all", "reports", "required", "by", "Section", "13", "or", "15", "(", "d", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", "during", "the", "preceding", "12", "months", "(", "or", "for", "such", "shorter", "period", "that", "the", "registrant", "was", "required", "to", "file", "such", "reports", ")", ",", "and", "(", "2", ")", "has", "been", "subject", "to", "such", "filing", "requirements", "for", "the", "past", "90", "day", ".", "Indicate", "by", "check", "mark", "whether", "the", "registrant", "is", "a", "large", "accelerated", "filer", ",", "an", "accelerated", "filer", ",", "a", "non-accelerated", "filer", ",", "or", "a", "smaller", "reporting", "company", ".", "See", "the", "definitions", "of", "“", "large", "accelerated", "filer", ",", "”", "“", "accelerated", "filer", "”", "and", "“", "smaller", "reporting", "company", "”", "in", "Rule", "12b-2", "of", "the", "Exchange", "Act", ".", "Indicate", "by", "check", "mark", "whether", "the", "registrant", "is", "a", "shell", "company", "(", "as", "defined", "in", "Rule", "12b-2", "of", "the", "Act", ")", ".", "Indicate", "the", "number", "of", "shares", "outstanding", "of", "each", "of", "the", "registrant", "’", "s", "classes", "of", "common", "stock", ",", "as", "of", "the", "latest", "practicable", "date", ".", "The", "accompanying", "financial", "statements", "have", "been", "prepared", "by", "the", "Company", "without", "audit", ".", "In", "the", "opinion", "of", "management", ",", "all", "adjustments", "(", "which", "include", "only", "normal", "recurring", "adjustments", ")", "necessary", "to", "present", "fairly", "the", "financial", "position", ",", "results", "of", "operations", ",", "and", "cash", "flows", "at", "March", "31", ",", "2011", ",", "and", "for", "all", "periods", "presented", "herein", ",", "have", "been", "made", ".", "Certain", "information", "and", "footnote", "disclosures", "normally", "included", "in", "financial", "statements", "prepared", "in", "accordance", "with", "accounting", "principles", "generally", "accepted", "in", "the", "United", "States", "of", "America", "have", "been", "condensed", "or", "omitted", ".", "It", "is", "suggested", "that", "these", "condensed", "financial", "statements", "be", "read", "in", "conjunction", "with", "the", "financial", "statements", "and", "notes", "thereto", "included", "in", "the", "Company", "’", "s", "December", "31", ",", "2010", "audited", "financial", "statements", ".", "The", "results", "of", "operations", "for", "the", "period", "ended", "March", "31", ",", "2011", "and", "2010", "are", "not", "necessarily", "indicative", "of", "the", "operating", "results", "for", "the", "full", "year", ".", "The", "Company", "’", "s", "financial", "statements", "are", "prepared", "using", "generally", "accepted", "accounting", "principles", "in", "the", "United", "States", "of", "America", "applicable", "to", "a", "going", "concern", "which", "contemplates", "the", "realization", "of", "assets", "and", "liquidation", "of", "liabilities", "in", "the", "normal", "course", "of", "business", ".", "The", "Company", "has", "not", "yet", "established", "an", "ongoing", "source", "of", "revenues", "sufficient", "to", "cover", "its", "operating", "costs", "and", "allow", "it", "to", "continue", "as", "a", "going", "concern", ".", "The", "ability", "of", "the", "Company", "to", "continue", "as", "a", "going", "concern", "is", "dependent", "on", "the", "Company", "obtaining", "adequate", "capital", "to", "fund", "operating", "losses", "until", "it", "becomes", "profitable", ".", "If", "the", "Company", "is", "unable", "to", "obtain", "adequate", "capital", ",", "it", "could", "be", "forced", "to", "cease", "operations", ".", "In", "order", "to", "continue", "as", "a", "going", "concern", ",", "the", "Company", "will", "need", ",", "among", "other", "things", ",", "additional", "capital", "resources", ".", "Management", "’", "s", "plan", "is", "to", "obtain", "such", "resources", "for", "the", "Company", "by", "obtaining", "capital", "from", "management", "and", "significant", "shareholders", "sufficient", "to" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "s", "plan", "is", "to", "obtain", "such", "resources", "for", "the", "Company", "by", "obtaining", "capital", "from", "management", "and", "significant", "shareholders", "sufficient", "to", "meet", "its", "minimal", "operating", "expenses", "and", "seeking", "equity", "and/or", "debt", "financing", ".", "However", "management", "can", "not", "provide", "any", "assurances", "that", "the", "Company", "will", "be", "successful", "in", "accomplishing", "any", "of", "its", "plans", ".", "The", "ability", "of", "the", "Company", "to", "continue", "as", "a", "going", "concern", "is", "dependent", "upon", "its", "ability", "to", "successfully", "accomplish", "the", "plans", "described", "in", "the", "preceding", "paragraph", "and", "eventually", "secure", "other", "sources", "of", "financing", "and", "attain", "profitable", "operations", ".", "The", "accompanying", "financial", "statements", "do", "not", "include", "any", "adjustments", "that", "might", "be", "necessary", "if", "the", "Company", "is", "unable", "to", "continue", "as", "a", "going", "concern", ".", "The", "preparation", "of", "financial", "statements", "in", "conformity", "with", "accounting", "principles", "generally", "accepted", "in", "the", "United", "States", "of", "America", "requires", "management", "to", "make", "estimates", "and", "assumptions", "that", "affect", "the", "reported", "amounts", "of", "assets", "and", "liabilities", "at", "the", "date", "of", "the", "financial", "statements", "and", "the", "reported", "amounts", "of", "revenue", "and", "expenses", "during", "the", "reporting", "period", ".", "Actual", "results", "could", "differ", "from", "those", "estimates", ".", "NOTE", "3", "–", "SIGNIFICANT", "ACCOUNTING", "POLICIES", "(", "CONTINUED", ")", "The", "Company", "has", "evaluated", "recent", "accounting", "pronouncements", "and", "their", "adoption", "has", "not", "had", "or", "is", "not", "expected", "to", "have", "a", "material", "impact", "on", "the", "Company", "’", "s", "financial", "position", "or", "statements", ".", "The", "Company", "owes", "related", "parties", "$", "31,809", "at", "March", "31", ",", "2011", ".", "The", "payable", "is", "non-interest", "bearing", ",", "unsecured", ",", "and", "due", "and", "payable", "upon", "demand", ".", "On", "March", "20", ",", "2011", ",", "the", "company", "issued", "545,455", "shares", "of", "its", "par", "value", "$", "0.001", "common", "stock", "at", "$", "0.55", "per", "share", "for", "$", "300,000", "cash", ".", "On", "February", "8", ",", "2011", ",", "the", "Company", "issued", "40,000", "shares", "of", "common", "stock", "to", "members", "of", "the", "Board", "of", "Directors", "for", "their", "services", "valued", "at", "$", "0.02", "per", "share", "for", "an", "aggregate", "value", "of", "$", "800", ".", "In", "connection", "with", "a", "consulting", "agreement", "with", "a", "related", "party", "dated", "January", "17", ",", "2011", ",", "the", "Company", "issued", "360,000", "common", "shares", "of", "stock", "valued", "at", "$", "7,200", "or", "$", "0.02", "per", "share", ".", "The", "value", "of", "the", "stock", "is", "classified", "as", "a", "prepaid", "expense", "and", "is", "being", "amortized", "over", "the", "12", "month", "term", "of", "the", "consulting", "agreement", ".", "The", "Company", "entered", "into", "an", "agreement", "to", "pay", "two", "of", "its", "officers", "a", "salary", "of", "$", "1,000", "per", "month", "beginning", "on", "February1", ",", "2011", ".", "At", "March", "31", ",", "2011", ",", "the", "accrued", "salaries", "balance", "was", "$", "4,000", ".", "In", "January", ",", "2011", "the", "Company", "entered", "into", "a", "lease", "agreement", "with", ",", "a", "related", "party", "to", "lease", "some", "office", "space", ".", "The", "term", "of", "the", "lease", "is", "for", "one", "year", "commencing", "on", "February", "1", ",", "2011", ".", "The", "Company", "agreed", "to", "make", "monthly", "lease", "payments", "of", "$", "400", "per", "month", "on", "or", "before", "the", "5th", "day", "of", "each" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Company", "agreed", "to", "make", "monthly", "lease", "payments", "of", "$", "400", "per", "month", "on", "or", "before", "the", "5th", "day", "of", "each", "month", "along", "with", "a", "refundable", "security", "deposit", "of", "$", "1,200", ".", "On", "January", "17", ",", "2011", ",", "the", "Company", "entered", "into", "a", "consulting", "agreement", "with", "a", "related", "party", "to", "act", "as", "a", "consultant", "in", "the", "areas", "of", "corporate", "growth", ",", "acquisitions", ",", "accounting", ",", "business", "affairs", ",", "business", "operations", ",", "financial", "and", "public", "company", "compliance", "for", "a", "period", "of", "twelve", "months", "commencing", "January", "1", ",", "2011", "and", "continuing", "through", "December", "31", ",", "2011", ".", "The", "Company", "agreed", "to", "pay", "the", "consultant", "a", "fee", "$", "10,000", "upon", "signing", "the", "agreement", "and", "$", "10,000", "per", "month", "for", "consulting", "services", "during", "the", "term", "of", "the", "agreement", "and", "a", "minimum", "of", "$", "2,000", "per", "month", "for", "expenses", ".", "The", "Company", "also", "issued", "the", "consultant", "360,000", "common", "shares", "as", "compensation", "for", "services", "to", "be", "preformed", "over", "the", "course", "of", "the", "current", "year", ".", "On", "April", "1", ",", "2011", ",", "the", "Company", "purchased", "at", "auction", "certain", "oil", "and", "gas", "leases", "in", "Pratt", "County", "Kansas", "for", "$", "260,000", ".", "Prior", "to", "the", "auction", ",", "the", "company", "made", "a", "deposit", "of", "$", "52,000", "on", "the", "oil", "and", "gas", "leases", ".", "The", "Company", "paid", "the", "$", "208,000", "balance", ",", "less", "certain", "small", "tax", "allowances", ",", "on", "April", "13", ",", "2011", ".", "NOTE", "7", "–", "SUBSEQUENT", "EVENTS", "(", "CONTINUED", ")", "In", "accordance", "with", "ASC", "855-10", ",", "the", "Company", "’", "s", "management", "has", "reviewed", "all", "material", "events", "and", "there", "are", "no", "additional", "material", "subsequent", "events", "to", "report", ".", "This", "quarterly", "report", "on", "Form", "10-Q", "contains", "“", "forward-looking", "statements", "”", "relating", "to", "the", "registrant", "which", "represent", "the", "registrant", "’", "s", "current", "expectations", "or", "beliefs", ",", "including", "statements", "concerning", "registrant", "’", "s", "operations", ",", "performance", ",", "financial", "condition", "and", "growth", ".", "For", "this", "purpose", ",", "any", "statement", "contained", "in", "this", "quarterly", "report", "on", "Form", "10-Q", "that", "are", "not", "statements", "of", "historical", "fact", "are", "forward-looking", "statements", ".", "Without", "limiting", "the", "generality", "of", "the", "foregoing", ",", "words", "such", "as", "“", "may", "”", ",", "“", "anticipation", "”", ",", "“", "intend", "”", ",", "“", "could", "”", ",", "“", "estimate", "”", ",", "or", "“", "continue", "”", "or", "the", "negative", "or", "other", "comparable", "terminology", "are", "intended", "to", "identify", "forward-looking", "statements", ".", "These", "statements", "by", "their", "nature", "involve", "substantial", "risks", "and", "uncertainties", ",", "such", "as", "credit", "losses", ",", "dependence", "on", "management", "and", "key", "personnel", "and", "variability", "of", "quarterly", "results", ",", "ability", "of", "registrant", "to", "continue", "its", "growth", "strategy", "and", "competition", ",", "certain", "of", "which", "are", "beyond", "the", "registrant", "’", "s", "control", ".", "Should", "one", "or", "more", "of", "these", "risks", "or", "uncertainties", "materialize", "or", "should", "the", "underlying", "assumptions", "prove", "incorrect", ",", "actual", "outcomes", "and", "results", "could", "differ", "materially", "from", "those", "indicated" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 5, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 5, 6, 5, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 5, 6, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 5, 6, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "uncertainties", "materialize", "or", "should", "the", "underlying", "assumptions", "prove", "incorrect", ",", "actual", "outcomes", "and", "results", "could", "differ", "materially", "from", "those", "indicated", "in", "the", "forward-looking", "statements", ".", "The", "following", "discussion", "and", "analysis", "should", "be", "read", "in", "conjunction", "with", "the", "information", "set", "forth", "in", "the", "Company", "’", "s", "audited", "financial", "statements", "for", "the", "period", "ended", "December", "31", ",", "2010", ".", "We", "are", "in", "the", "business", "of", "precious", "minerals", "exploration", "and", "oil", "and", "gas", "exploration", "and", "production", ".", "On", "March", "31st", ",", "2011", "Northumberland", "(", "NHUR", ")", "was", "a", "successful", "bidder", "at", "the", "Evenson", "Oil", "Production", "Auction", "in", "Wichita", ",", "Kansas", ".", "NHUR", "acquired", "the", "Mason", ",", "Thompson", ",", "Keyes", "and", "Harrell", "leases", "inclusive", "of", "all", "production", "and", "improvements", ".", "The", "leases", "were", "purchased", "at", "auction", "from", "REH", "Oil", "&", "Gas", "LLC", ".", "The", "leases", "of", "280", "acres", "located", "in", "the", "Sawyer", "field", "in", "Pratt", "County", "Kansas", "and", "120", "acres", "located", "in", "the", "Wildcat", "field", ",", "filed", "in", "Pratt", "County", "Kansas", ",", "were", "purchased", "for", "Two", "Hundred", "Sixty", "Thousand", "Dollars", ".", "The", "descriptions", "of", "such", "leases", "are", "attached", "as", "an", "Exhibit", "to", "our", "Form", "8K", "filed", "March", "31", ",", "2011", ".", "Management", "anticipates", "these", "acquisitions", "to", "commence", "cash", "revenue", "flow", "to", "start", "May", "1", ",", "2011", ".", "No", "cash", "revenue", "was", "generated", "in", "the", "comparative", "2010", "quarter", "(", "s", ")", ".", "Management", "believes", "oil", "and", "gas", "exploration", "and", "production", "will", "result", "in", "a", "faster", "analysis", "and", "potential", "return", "on", "investment", "to", "NHUR", "shareholders", "in", "comparison", "to", "the", "development", "of", "mineral", "leases", "held", "by", "the", "company", "in", "2010", ".", "Management", "did", "not", "renew", "four", "mineral", "claims", ",", "collectively", "named", "the", "“", "BARD", "1-4", "Property", ",", "”", "situated", "in", "the", "Paymaster", "Canyon", "area", "of", "Esmeralda", "County", "in", "west-central", "Nevada", ".", "We", "do", "not", "have", "any", "current", "plans", "to", "acquire", "interests", "in", "additional", "mineral", "properties", ",", "though", "we", "may", "consider", "such", "acquisitions", "in", "the", "future", ".", "There", "was", "no", "assurance", "that", "a", "commercially", "viable", "precious", "minerals", "deposit", "existed", "on", "the", "BARD", "1-4", "Property", "and", "further", "development", "was", "abandoned", ".", "Our", "plan", "of", "operations", "is", "to", "further", "develop", "our", "recent", "oil", "and", "gas", "acquisitions", "in", "Kansas", "and", "carry", "out", "further", "exploration", "and", "acquisition", "in", "the", "oil", "and", "gas", "sectors", ".", "We", "did", "not", "generate", "any", "revenues", "during", "the", "reporting", "period", ".", "We", "incurred", "operating", "expenses", "in", "the", "amount", "of", "$", "51,007", "during", "the", "three", "months", "ended", "March", "31", ",", "2011", ",", "compared", "to", "$", "13", ",", "891", "for", "the", "corresponding", "period", "in", "2010", ".", "The", "2011", "operating", "expenses", "consisted", "primarily", "of", "$", "40", ",", "955", "in", "professional", "fees", ".", "We", "incurred", "a", "net", "loss", "from", "operations", "of", "$", "51,007", "during", "the", "three", "months", "ended", "March", "31", ",", "2011", ",", "compared", "to", "a", "net", "loss", "of", "$", "13,891", "during", "the", "corresponding", "period", "in", "2010", ".", "The", "decrease", "resulted", "primarily", "from", "increased", "professional", "fees", "incurred", "during", "2011", ".", "Since", "its" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "corresponding", "period", "in", "2010", ".", "The", "decrease", "resulted", "primarily", "from", "increased", "professional", "fees", "incurred", "during", "2011", ".", "Since", "its", "inception", ",", "the", "Company", "has", "financed", "its", "cash", "requirements", "from", "the", "sale", "of", "common", "stock", ".", "Uses", "of", "funds", "have", "included", "activities", "to", "establish", "our", "business", ",", "professional", "fees", "and", "other", "general", "and", "administrative", "expenses", ".", "The", "Company", "’", "s", "principal", "sources", "of", "liquidity", "as", "of", "March", "31", ",", "2011", "consisted", "of", "$", "246,588", "in", "cash", "and", "a", "shareholder", "loan", "facility", "from", "a", "director", "and", "principal", "shareholder", ".", "We", "believe", "the", "Company", "will", "have", "adequate", "resources", "to", "implement", "its", "strategic", "objectives", "in", "upcoming", "quarters", ".", "Due", "to", "our", "lack", "of", "operating", "history", "and", "present", "inability", "to", "generate", "revenues", ",", "however", ",", "our", "auditors", "have", "stated", "their", "opinion", "that", "there", "currently", "exists", "substantial", "doubt", "about", "our", "ability", "to", "continue", "as", "a", "going", "concern", ".", "Our", "operating", "results", "are", "difficult", "to", "forecast", ".", "Our", "prospects", "should", "be", "evaluated", "in", "light", "of", "the", "risks", ",", "expenses", "and", "difficulties", "commonly", "encountered", "by", "comparable", "exploration", "stage", "companies", ".", "There", "can", "be", "no", "assurance", "that", "we", "will", "successfully", "address", "such", "risks", ",", "expenses", "and", "difficulties", ".", "QUANTITATIVE", "AND", "QUALITATIVE", "DISCLOSURES", "ABOUT", "MARKET", "RISK", ".", "We", "are", "a", "smaller", "reporting", "company", "as", "defined", "by", "Rule", "12b-2", "of", "the", "Exchange", "Act", "and", "are", "not", "required", "to", "provide", "the", "information", "required", "under", "this", "item", ".", "As", "of", "the", "end", "of", "the", "period", "covered", "by", "this", "report", "(", "the", "“", "Evaluation", "Date", "”", ")", ",", "the", "Company", "carried", "out", "an", "evaluation", ",", "under", "the", "supervision", "and", "with", "the", "participation", "of", "the", "Company", "’", "s", "Principal", "Executive", "Officer", "and", "Principal", "Financial", "Officer", "(", "the", "“", "Certifying", "Officers", "”", ")", "of", "the", "effectiveness", "of", "the", "design", "and", "operation", "of", "the", "Company", "’", "s", "disclosure", "controls", "and", "procedures", "(", "as", "defined", "in", "rules", "13a-15", "(", "e", ")", "and", "15d-15", "(", "e", ")", ")", "under", "the", "Exchange", "Act", ".", "Based", "on", "that", "evaluation", ",", "the", "Certifying", "Officers", "have", "concluded", "that", ",", "as", "of", "the", "Evaluation", "Date", ",", "the", "disclosure", "controls", "and", "procedures", "in", "place", "were", "not", "effective", "to", "ensure", "that", "information", "required", "to", "be", "disclosed", "by", "us", "in", "reports", "that", "we", "file", "or", "submit", "under", "the", "Exchange", "Act", ",", "is", "recorded", ",", "processed", ",", "summarized", "and", "reported", "on", "a", "timely", "basis", "in", "accordance", "with", "applicable", "rules", "and", "regulations", ".", "The", "Certifying", "Officers", "reviewed", "our", "internal", "control", "over", "financial", "reporting", "(", "as", "defined", "in", "rules", "13a-15", "(", "f", ")", "and", "15d-15", "(", "f", ")", ")", "under", "the", "Exchange", "Act", "as", "of", "the", "Evaluation", "Date", "and", "concluded", "that", "no", "changes", "occurred", "in", "such", "control", "or", "in", "other", "factors", "during", "the", "quarter", "ended", "March", "31", ",", "2011", "that", "have", "materially", "affected", ",", "or", "are", "reasonably", "likely", "to", "materially", "affect", ",", "our", "internal", "control", "over", "financial", "reporting", ".", "There", "is", "no", "litigation", "pending", "or", "threatened", "by", "or", "against", "us", ".", "We", "are", "a", "smaller", "reporting", "company", "as", "defined" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "There", "is", "no", "litigation", "pending", "or", "threatened", "by", "or", "against", "us", ".", "We", "are", "a", "smaller", "reporting", "company", "as", "defined", "by", "Rule", "12b-2", "of", "the", "Exchange", "Act", "and", "are", "not", "required", "to", "provide", "the", "information", "required", "under", "this", "item", ".", "On", "March", "20", ",", "2011", "the", "Board", "of", "Directors", "approved", "a", "private", "offering", "of", "2,000,000", "shares", "of", "its", "common", "stock", ",", "with", "an", "offering", "price", "of", "$", "0.55", "per", "share", ".", "The", "proceeds", "from", "this", "offering", "shall", "be", "used", "for", "project", "development", "and", "operating", "expenses", ".", "On", "March", "30", ",", "2011", "the", "company", "received", "$", "300,000", "from", "this", "offering", "and", "issued", ".", "The", "Company", "will", "issue", "545,455", "to", "the", "subscriber", ".", "The", "Company", "has", "no", "senior", "securities", "outstanding", ".", "During", "the", "quarter", "ended", "March", "31", ",", "2011", ",", "no", "matters", "were", "submitted", "to", "a", "vote", "of", "the", "Company", "’", "s", "security", "holders", ",", "through", "the", "solicitation", "of", "proxies", "or", "otherwise", ".", "Pursuant", "to", "the", "requirements", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "the", "registrant", "caused", "this", "report", "to", "be", "signed", "on", "its", "behalf", "by", "the", "undersigned", ",", "thereunto", "duly", "authorized", ".", "NORTHUMBERLAND", "RESOURCES", ",", "INC.", "Fortunato", "Villamagna", "President", "(", "Principal", "Executive", "Officer", ")", "I", ",", "Fortunato", "Villamagna", ",", "certify", "that", ":", "I", "have", "reviewed", "this", "quarterly", "report", "on", "Form", "10-Q", "of", "Northumberland", "Resources", "Inc.", ".", "Based", "on", "my", "knowledge", ",", "this", "quarterly", "report", "does", "not", "contain", "any", "untrue", "statement", "of", "a", "material", "fact", "or", "omit", "to", "date", "a", "material", "fact", "necessary", "to", "make", "the", "statements", "made", ",", "in", "light", "of", "the", "circumstances", "under", "which", "such", "statements", "were", "made", ",", "not", "misleading", "with", "respect", "to", "the", "period", "covered", "by", "this", "quarterly", "report", ";", "Based", "on", "my", "knowledge", ",", "the", "financial", "statements", ",", "and", "other", "financial", "information", "included", "in", "this", "quarterly", "report", ",", "fairly", "present", "in", "all", "material", "respects", "the", "financial", "condition", ",", "results", "of", "operations", "and", "cash", "flows", "of", "the", "small", "business", "issuer", "as", "of", ",", "and", "for", ",", "the", "periods", "presented", "in", "this", "quarterly", "report", ";", "The", "small", "business", "issuer", "’", "s", "other", "certifying", "officer", "(", "s", ")", "and", "I", "are", "responsible", "for", "establishing", "and", "maintaining", "disclosure", "controls", "and", "procedures", "(", "as", "defined", "in", "Exchange", "Act", "Rules", "13a-15", "(", "e", ")", "and", "15d-15", "(", "3", ")", ")", "and", "internal", "control", "over", "financial", "reporting", "(", "as", "defined", "in", "Exchange", "Act", "Rules", "13a-15", "(", "f", ")", "and", "15d-15", "(", "f", ")", "for", "the", "small", "business", "issuer", "and", "have", ":", "The", "small", "business", "issuer", "’", "s", "other", "certifying", "officers", "and", "I", "have", "disclosed", ",", "based", "on", "our", "most", "recent", "evaluation", "of", "internal", "control", "over", "financial", "reporting", ",", "to", "the", "small", "business", "issuer", "’", "s", "auditors", "and", "the", "audit", "committee", "of", "the", "small", "business", "issuer", "’", "s", "board", "of", "directors", "(", "or", "persons" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "’", "s", "auditors", "and", "the", "audit", "committee", "of", "the", "small", "business", "issuer", "’", "s", "board", "of", "directors", "(", "or", "persons", "performing", "the", "equivalent", "functions", ")", ":", "(", "b", ")", "any", "fraud", ",", "whether", "or", "not", "material", ",", "that", "involves", "management", "or", "other", "employees", "who", "have", "a", "significant", "role", "in", "the", "small", "business", "issuer", "’", "s", "internal", "controls", "and", "procedures", "for", "financial", "reporting", ".", "I", ",", "Peter", "Hewitt", ",", "certify", "that", ":", "I", "have", "reviewed", "this", "Quarterly", "Report", "on", "Form", "10-Q", "of", "Northumberland", "Resources", "Inc.", ".", "Based", "on", "my", "knowledge", ",", "this", "report", "does", "not", "contain", "any", "untrue", "statement", "of", "a", "material", "fact", "or", "omit", "to", "state", "a", "material", "fact", "necessary", "to", "make", "the", "statements", "made", ",", "in", "light", "of", "the", "circumstances", "under", "which", "such", "statements", "were", "made", ",", "not", "misleading", "with", "respect", "to", "the", "period", "covered", "by", "this", "report", ";", "Based", "on", "my", "knowledge", ",", "the", "financial", "statements", ",", "and", "other", "financial", "information", "included", "in", "this", "report", ",", "fairly", "present", "in", "all", "material", "respects", "the", "financial", "condition", ",", "results", "of", "operations", "and", "cash", "flows", "of", "the", "registrant", "as", "of", ",", "and", "for", ",", "the", "periods", "presented", "in", "the", "report", ";", "The", "registrant", "’", "s", "other", "certifying", "officer", "(", "s", ")", "and", "I", "are", "responsible", "for", "establishing", "and", "maintaining", "disclosure", "controls", "and", "procedures", "(", "as", "defined", "in", "Exchange", "Act", "Rules", "13a-15", "(", "e", ")", "and", "15d-15", "(", "e", ")", ")", "and", "internal", "control", "over", "financial", "reporting", "(", "as", "defined", "in", "Exchange", "Act", "Rules", "13a-15", "(", "f", ")", "and", "15", "(", "d", ")", "-", "15", "(", "f", ")", ")", "for", "the", "registrant", "and", "have", ":", "(", "a", ")", "Designed", "such", "disclosure", "controls", "and", "procedures", ",", "or", "caused", "such", "disclosure", "controls", "and", "procedures", "to", "be", "designed", "under", "our", "supervision", ",", "to", "ensure", "that", "material", "information", "relating", "to", "the", "registrant", ",", "including", "its", "consolidated", "subsidiaries", ",", "is", "made", "known", "to", "us", "by", "others", "within", "those", "entities", ",", "particularly", "during", "the", "period", "in", "which", "this", "report", "is", "being", "prepared", ";", "(", "b", ")", "Designed", "such", "internal", "control", "over", "financial", "reporting", ",", "or", "caused", "such", "internal", "control", "over", "financial", "reporting", "to", "be", "designed", "under", "our", "supervision", ",", "to", "provide", "reasonable", "assurance", "regarding", "the", "reliability", "of", "financial", "reporting", "and", "the", "preparation", "of", "financial", "statements", "for", "external", "purposes", "in", "accordance", "with", "generally", "accepted", "accounting", "principles", ";", "The", "registrant", "’", "s", "other", "certifying", "officer", "(", "s", ")", "and", "I", "have", "disclosed", ",", "based", "on", "our", "most", "recent", "evaluation", "of", "internal", "control", "over", "financial", "reporting", ",", "to", "the", "registrant", "’", "s", "auditors", "and", "the", "audit", "committee", "of", "the", "registrant", "’", "s", "board", "of", "directors", "(", "or", "persons", "performing", "the", "equivalent", "functions", ")", ":", "(", "b", ")", "Any", "fraud", ",", "whether", "or", "not", "material", ",", "that", "involves", "management", "or", "other", "employees", "who", "have", "a", "significant", "role", "in", "the", "registrant", "’", "s", "internal", "control", "over", "financial", "reporting", ".", "(", "Principal", "Accounting", "Officer", ")", "The", "undersigned", "hereby", "certify", ",", "pursuant", "to", "18", "U.S.C." ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "internal", "control", "over", "financial", "reporting", ".", "(", "Principal", "Accounting", "Officer", ")", "The", "undersigned", "hereby", "certify", ",", "pursuant", "to", "18", "U.S.C.", "Section", "1350", ",", "as", "adopted", "pursuant", "to", "Section", "906", "of", "the", "Sarbanes-Oxley", "Act", "of", "2002", ",", "that", ",", "to", "their", "knowledge", ",", "the", "Quarterly", "Report", "on", "Form", "10-Q", "for", "the", "period", "ended", "March", "31", ",", "2011", "of", "Northumberland", "Resources", ",", "Inc.", "(", "the", "“", "Company", "”", ")", "fully", "complies", "with", "the", "requirements", "of", "Section", "13", "(", "a", ")", "or", "15", "(", "d", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", ",", "and", "the", "information", "contained", "in", "such", "periodic", "report", "fairly", "presents", ",", "in", "all", "material", "respects", ",", "the", "financial", "condition", "and", "results", "of", "operations", "of", "the", "Company", "as", "of", ",", "and", "for", ",", "the", "periods", "presented", "in", "such", "report", ".", "Very", "truly", "yours", "," ]

[ 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "RUSSELL", "2000®", "2X", "STRATEGY", "FUND", "IMPORTANT", "INFORMATION", "ABOUT", "THE", "FUND", "The", "Russell", "2000®", "2x", "Strategy", "Fund", "(", "the", "``", "Fund", "''", ")", "is", "very", "different", "from", "most", "other", "mutual", "funds", "in", "that", "it", "seeks", "daily", "leveraged", "investment", "results", ".", "As", "a", "result", ",", "the", "Fund", "may", "be", "riskier", "than", "alternatives", "that", "do", "not", "use", "leverage", "because", "the", "performance", "of", "an", "investment", "is", "magnified", ".", "The", "effect", "of", "leverage", "on", "the", "Fund", "will", "generally", "cause", "the", "Fund", "'s", "performance", "to", "not", "match", "the", "performance", "of", "the", "Fund", "'s", "benchmark", "(", "as", "defined", "below", ")", "over", "a", "period", "of", "time", "greater", "than", "one", "day", ".", "This", "means", "that", "the", "return", "of", "the", "Fund", "for", "a", "period", "of", "longer", "than", "a", "single", "trading", "day", "will", "be", "the", "result", "of", "each", "day", "'s", "compounded", "returns", "over", "the", "period", ",", "which", "will", "very", "likely", "differ", "from", "twice", "the", "return", "of", "the", "Fund", "'s", "underlying", "index", "(", "as", "defined", "below", ")", "for", "that", "period", ".", "As", "a", "consequence", ",", "especially", "in", "periods", "of", "market", "volatility", ",", "the", "path", "or", "trend", "of", "the", "benchmark", "during", "the", "longer", "period", "may", "be", "at", "least", "as", "important", "to", "the", "Fund", "'s", "cumulative", "return", "for", "the", "longer", "period", "as", "the", "cumulative", "return", "of", "the", "benchmark", "for", "the", "relevant", "longer", "period", ".", "Further", ",", "the", "return", "for", "investors", "who", "invest", "for", "a", "period", "longer", "than", "a", "single", "trading", "day", "will", "not", "be", "the", "product", "of", "the", "return", "of", "the", "Fund", "'s", "stated", "investment", "goal", "(", "e.g.", ",", "2x", ")", "and", "the", "cumulative", "performance", "of", "the", "underlying", "index", "(", "as", "defined", "below", ")", ".", "The", "Fund", "is", "not", "suitable", "for", "all", "investors", ".", "The", "Fund", "should", "be", "utilized", "only", "by", "investors", "who", "(", "a", ")", "understand", "the", "risks", "associated", "with", "the", "use", "of", "leverage", ",", "(", "b", ")", "understand", "the", "consequences", "of", "seeking", "daily", "leveraged", "investment", "results", ",", "and", "(", "c", ")", "intend", "to", "actively", "monitor", "and", "manage", "their", "investments", ".", "Investors", "who", "do", "not", "meet", "these", "criteria", "should", "not", "buy", "shares", "of", "the", "Fund", ".", "An", "investment", "in", "the", "Fund", "is", "not", "a", "complete", "investment", "program", ".", "INVESTMENT", "OBJECTIVE", "The", "Fund", "seeks", "to", "provide", "investment", "results", "that", "match", ",", "before", "fees", "and", "expenses", ",", "the", "performance", "of", "a", "specific", "benchmark", "on", "a", "daily", "basis", ".", "The", "Fund", "'s", "current", "benchmark", "is", "200", "%", "of", "the", "performance", "of", "the", "Russell", "2000®", "Index", "(", "the", "``", "underlying", "index", "''", ")", ".", "The", "Fund", "does", "not", "seek", "to", "achieve", "its", "investment", "objective", "over", "a", "period", "of", "time", "greater", "than", "one", "day", ".", "FEES", "AND", "EXPENSES", "OF", "THE", "FUND", "This", "table", "describes", "the", "fees", "and", "expenses", "that", "you", "may", "pay", "if", "you", "buy", "and", "hold", "shares", "of", "the", "Fund", ".", "Owners", "of", "variable", "annuity", "and", "insurance", "contracts", "that", "invest", "in", "the", "Fund", "should", "refer", "to", "the", "variable", "insurance", "contract", "prospectus", "for", "a", "description", "of", "fees", "and", "expenses", "since" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "invest", "in", "the", "Fund", "should", "refer", "to", "the", "variable", "insurance", "contract", "prospectus", "for", "a", "description", "of", "fees", "and", "expenses", "since", "the", "``", "Fund", "Fees", "and", "Expenses", "''", "table", "and", "``", "Example", "''", "information", "does", "not", "reflect", "deductions", "at", "the", "separate", "account", "level", "or", "contract", "level", "for", "any", "charges", "that", "may", "be", "incurred", "under", "a", "contract", ".", "If", "this", "information", "were", "to", "reflect", "the", "deduction", "of", "insurance", "charges", ",", "fees", "and", "expenses", "would", "be", "higher", ".", "ANNUAL", "FUND", "OPERATING", "EXPENSES", "(", "expenses", "that", "you", "pay", "each", "year", "as", "a", "percentage", "of", "the", "value", "of", "your", "investment", ")", "EXAMPLE", "This", "Example", "is", "intended", "to", "help", "you", "compare", "the", "cost", "of", "investing", "in", "the", "Fund", "with", "the", "cost", "of", "investing", "in", "other", "mutual", "funds", ".", "The", "Example", "assumes", "that", "you", "invest", "$", "10,000", "in", "the", "Fund", "for", "the", "time", "periods", "indicated", ",", "and", "then", "redeem", "all", "of", "your", "shares", "at", "the", "end", "of", "those", "periods", ".", "The", "Example", "also", "assumes", "that", "your", "investment", "has", "a", "5", "%", "return", "each", "year", "and", "that", "the", "Fund", "'s", "operating", "expenses", "remain", "the", "same", ".", "Although", "your", "actual", "costs", "may", "be", "higher", "or", "lower", ",", "based", "on", "these", "assumptions", "your", "costs", "would", "be", ":", "PORTFOLIO", "TURNOVER", "The", "Fund", "pays", "transaction", "costs", ",", "such", "as", "commissions", ",", "when", "it", "buys", "and", "sells", "securities", "(", "or", "``", "turns", "over", "''", "its", "portfolio", ")", ".", "A", "higher", "portfolio", "turnover", "rate", "may", "indicate", "higher", "transaction", "costs", "and", "may", "result", "in", "higher", "taxes", "when", "Fund", "shares", "are", "held", "in", "a", "taxable", "account", ".", "These", "costs", ",", "which", "are", "not", "reflected", "in", "Total", "Annual", "Fund", "Operating", "Expenses", "or", "in", "the", "Example", ",", "affect", "the", "Fund", "'s", "performance", ".", "During", "the", "most", "recent", "fiscal", "year", ",", "the", "Fund", "'s", "portfolio", "turnover", "rate", "was", "100", "%", "of", "the", "average", "value", "of", "its", "portfolio", ".", "However", ",", "the", "Fund", "'s", "portfolio", "turnover", "rate", "is", "calculated", "without", "regard", "to", "cash", "instruments", "or", "derivatives", ".", "If", "such", "instruments", "were", "included", ",", "the", "Fund", "'s", "portfolio", "turnover", "rate", "might", "be", "significantly", "higher", ".", "PRINCIPAL", "INVESTMENT", "STRATEGIES", "The", "Fund", "employs", "as", "its", "investment", "strategy", "a", "program", "of", "investing", "in", "the", "common", "stock", "of", "companies", "that", "are", "generally", "within", "the", "capitalization", "range", "of", "the", "underlying", "index", "and", "derivative", "instruments", ",", "which", "primarily", "consist", "of", "equity", "index", "swaps", ",", "futures", "contracts", ",", "and", "options", "on", "securities", ",", "futures", "contracts", ",", "and", "stock", "indices", ".", "Equity", "index", "swaps", "and", "futures", "and", "options", "contracts", ",", "if", "used", "properly", ",", "may", "enable", "the", "Fund", "to", "meet", "its", "objective", "by", "increasing", "the", "Fund", "'s", "exposure", "to", "the", "securities", "included", "in", "the", "underlying", "index", "or", "in", "the", "same", "proportion", "that", "those", "securities", "are", "represented", "in", "the", "underlying", "index", ".", "Under", "normal", "circumstances", ",", "the", "Fund", "will", "invest", "at", "least", "80", "%", "of", "its", "net", "assets", ",", "plus", "any", "borrowings", "for", "investment", "purposes", ",", "in", "financial", "instruments", "with", "economic", "characteristics", "that", "should", "perform", "similarly", "to", "the", "securities", "of" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "any", "borrowings", "for", "investment", "purposes", ",", "in", "financial", "instruments", "with", "economic", "characteristics", "that", "should", "perform", "similarly", "to", "the", "securities", "of", "companies", "in", "the", "underlying", "index", ".", "Certain", "of", "the", "Fund", "'s", "derivative", "investments", "may", "be", "traded", "in", "the", "over-the-counter", "(", "``", "OTC", "''", ")", "market", ".", "The", "Russell", "2000®", "Index", "is", "composed", "of", "the", "2,000", "smallest", "companies", "in", "the", "Russell", "3000®", "Index", ",", "representing", "approximately", "10", "%", "of", "the", "Russell", "3000®", "total", "market", "capitalization", "and", "consisting", "of", "capitalizations", "ranging", "from", "$", "24", "million", "to", "$", "5.3", "billion", "as", "of", "December", "31", ",", "2010", ".", "The", "Russell", "3000®", "Index", "is", "composed", "of", "the", "3,000", "largest", "U.S.", "companies", "ranked", "by", "total", "market", "capitalization", ",", "representing", "approximately", "98", "%", "of", "the", "U.S.", "investable", "equity", "market", ".", "On", "a", "day-to-day", "basis", ",", "the", "Fund", "may", "hold", "U.S.", "Government", "securities", "or", "cash", "equivalents", "to", "collateralize", "its", "derivative", "positions", ".", "In", "an", "effort", "to", "ensure", "that", "the", "Fund", "is", "fully", "invested", "on", "a", "day-to-day", "basis", ",", "the", "Fund", "may", "conduct", "any", "necessary", "trading", "activity", "at", "or", "just", "prior", "to", "the", "close", "of", "the", "U.S.", "to", "the", "extent", "the", "Fund", "'s", "underlying", "index", "is", "concentrated", "in", "a", "particular", "industry", "the", "Fund", "will", "necessarily", "be", "concentrated", "in", "that", "industry", ".", "The", "Fund", "is", "non-diversified", "and", ",", "therefore", ",", "may", "invest", "a", "greater", "percentage", "of", "its", "assets", "in", "a", "particular", "issuer", "in", "comparison", "to", "a", "diversified", "fund", ".", "PRINCIPAL", "RISKS", "As", "with", "all", "mutual", "funds", ",", "a", "shareholder", "is", "subject", "to", "the", "risk", "that", "his", "or", "her", "investment", "could", "lose", "money", ".", "In", "addition", "to", "this", "risk", ",", "the", "Fund", "is", "subject", "to", "a", "number", "of", "additional", "risks", "that", "may", "affect", "the", "value", "of", "its", "shares", ",", "including", ":", "Active", "Trading", "Risk", "Active", "trading", ",", "also", "called", "``", "high", "portfolio", "turnover", ",", "''", "may", "result", "in", "higher", "brokerage", "costs", "or", "mark-up", "charges", ",", "which", "may", "negatively", "affect", "Fund", "performance", "and", "result", "in", "short-term", "capital", "gains", ",", "which", "have", "a", "negative", "tax", "effect", ".", "Large", "movements", "of", "assets", "into", "and", "out", "of", "the", "Fund", "due", "to", "active", "trading", "also", "may", "adversely", "affect", "the", "Fund", "'s", "ability", "to", "achieve", "its", "investment", "objective", ".", "Correlation", "and", "Compounding", "Risk", "A", "number", "of", "factors", "may", "affect", "the", "Fund", "'s", "ability", "to", "achieve", "a", "high", "degree", "of", "correlation", "with", "its", "benchmark", ",", "and", "there", "can", "be", "no", "guarantee", "that", "the", "Fund", "will", "achieve", "a", "high", "degree", "of", "correlation", ".", "Failure", "to", "achieve", "a", "high", "degree", "of", "correlation", "may", "prevent", "the", "Fund", "from", "achieving", "its", "investment", "objective", ".", "The", "risk", "of", "the", "Fund", "not", "achieving", "its", "daily", "investment", "objective", "will", "be", "more", "acute", "when", "the", "underlying", "index", "has", "an", "extreme", "one-day", "movement", "approaching", "50", "%", ".", "In", "addition", ",", "as", "a", "result", "of", "compounding", ",", "the" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "index", "has", "an", "extreme", "one-day", "movement", "approaching", "50", "%", ".", "In", "addition", ",", "as", "a", "result", "of", "compounding", ",", "the", "Fund", "'s", "performance", "for", "periods", "greater", "than", "one", "day", "is", "likely", "to", "be", "either", "greater", "than", "or", "less", "than", "the", "performance", "of", "the", "underlying", "index", "times", "the", "stated", "multiple", "in", "the", "Fund", "'s", "investment", "objective", ",", "before", "accounting", "for", "fees", "and", "fund", "expenses", ".", "Compounding", "affects", "all", "investments", ",", "but", "has", "a", "more", "significant", "impact", "on", "a", "leveraged", "index", "fund", ".", "In", "general", ",", "particularly", "during", "periods", "of", "higher", "index", "volatility", ",", "compounding", "will", "cause", "longer-term", "results", "to", "be", "more", "or", "less", "than", "the", "return", "of", "the", "Fund", "'s", "benchmark", ".", "This", "effect", "becomes", "more", "pronounced", "as", "volatility", "increases", ".", "Fund", "performance", "for", "periods", "greater", "than", "one", "day", "can", "be", "estimated", "given", "any", "set", "of", "assumptions", "for", "the", "following", "factors", ":", "(", "a", ")", "underlying", "index", "performance", ";", "(", "b", ")", "underlying", "index", "volatility", ";", "(", "c", ")", "financing", "rates", "associated", "with", "leverage", ";", "(", "d", ")", "other", "Fund", "expenses", ";", "(", "e", ")", "dividends", "paid", "by", "companies", "in", "the", "underlying", "index", ";", "and", "(", "f", ")", "period", "of", "time", ".", "The", "chart", "below", "illustrates", "the", "impact", "of", "two", "principal", "factors", "—", "volatility", "and", "index", "performance", "—", "on", "Fund", "performance", ".", "The", "chart", "shows", "estimated", "Fund", "returns", "for", "a", "number", "of", "combinations", "of", "performance", "and", "volatility", "over", "a", "one-year", "period", ".", "companies", "included", "in", "the", "underlying", "index", ";", "(", "b", ")", "no", "Fund", "expenses", ";", "and", "(", "c", ")", "a", "cost", "of", "leverage", "of", "zero", "percent", ".", "If", "Fund", "expenses", "were", "included", ",", "the", "Fund", "'s", "performance", "would", "be", "lower", "than", "shown", ".", "Areas", "shaded", "lighter", "represent", "those", "scenarios", "where", "the", "Fund", "can", "be", "expected", "to", "return", "more", "than", "twice", "the", "performance", "of", "the", "underlying", "index", ";", "conversely", ",", "areas", "shaded", "darker", "represent", "those", "scenarios", "where", "the", "Fund", "can", "be", "expected", "to", "return", "less", "than", "twice", "the", "performance", "of", "the", "underlying", "index", ".", "The", "underlying", "index", "'s", "annualized", "historical", "volatility", "rate", "for", "the", "five", "year", "period", "ended", "December", "31", ",", "2010", "is", "31.52", "%", ".", "The", "underlying", "index", "'s", "highest", "one-year", "volatility", "rate", "during", "the", "five", "year", "period", "is", "54.46", "%", ".", "The", "underlying", "index", "'s", "annualized", "performance", "for", "the", "five", "year", "period", "ended", "December", "31", ",", "2010", "is", "4.46", "%", ".", "Historical", "underlying", "index", "volatility", "and", "performance", "are", "not", "indications", "of", "what", "the", "underlying", "index", "volatility", "and", "performance", "will", "be", "in", "the", "future", ".", "Counterparty", "Credit", "Risk", "The", "Fund", "may", "make", "investments", "in", "financial", "instruments", "involving", "counterparties", "that", "attempt", "to", "gain", "exposure", "to", "a", "particular", "group", "of", "securities", ",", "index", "or", "asset", "class", "without", "actually", "purchasing", "those", "securities", "or", "investments", ",", "or", "to", "hedge", "a", "position", ".", "The", "Fund", "'s", "use", "of", "such", "financial", "instruments", ",", "including", "swap", "agreements", ",", "involves", "risks", "that", "are", "different", "from", "those", "associated", "with", "ordinary", "portfolio", "securities", "transactions", ".", "For", "example", ",", "if", "a" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ",", "involves", "risks", "that", "are", "different", "from", "those", "associated", "with", "ordinary", "portfolio", "securities", "transactions", ".", "For", "example", ",", "if", "a", "swap", "agreement", "counterparty", "defaults", "on", "its", "payment", "obligations", "to", "the", "Fund", ",", "this", "default", "will", "cause", "the", "value", "of", "your", "investment", "in", "the", "Fund", "to", "decrease", ".", "Swap", "agreements", "also", "may", "be", "considered", "to", "be", "illiquid", ".", "Derivatives", "Risk", "The", "Fund", "'s", "investments", "in", "derivatives", "may", "pose", "risks", "in", "addition", "to", "those", "associated", "with", "investing", "directly", "in", "securities", "or", "other", "investments", ",", "including", "illiquidity", "of", "the", "derivatives", ",", "imperfect", "correlations", "with", "underlying", "investments", "or", "the", "Fund", "'s", "other", "portfolio", "holdings", ",", "lack", "of", "availability", "and", "counterparty", "risk", ".", "Early", "Closing", "Risk", "The", "Fund", "is", "subject", "to", "the", "risk", "that", "unanticipated", "early", "closings", "of", "securities", "exchanges", "and", "other", "financial", "markets", "may", "result", "in", "the", "Fund", "'s", "inability", "to", "buy", "or", "sell", "securities", "or", "other", "financial", "instruments", "on", "that", "day", "and", "may", "cause", "the", "Fund", "to", "incur", "substantial", "trading", "losses", ".", "Leveraging", "Risk", "The", "Fund", "achieves", "leveraged", "exposure", "to", "the", "underlying", "index", "through", "the", "use", "of", "derivative", "instruments", ".", "The", "Fund", "'s", "investment", "in", "these", "instruments", "generally", "requires", "a", "small", "investment", "relative", "to", "the", "amount", "of", "investment", "exposure", "assumed", ".", "As", "a", "result", ",", "such", "investments", "may", "give", "rise", "to", "losses", "that", "exceed", "the", "amount", "invested", "in", "those", "instruments", ".", "The", "more", "the", "Fund", "invests", "in", "leveraged", "instruments", ",", "the", "more", "this", "leverage", "will", "magnify", "any", "losses", "on", "those", "investments", ".", "Since", "the", "Fund", "'s", "investment", "strategy", "involves", "consistently", "applied", "leverage", ",", "the", "value", "of", "the", "Fund", "'s", "shares", "will", "tend", "to", "increase", "or", "decrease", "more", "than", "the", "value", "of", "any", "increase", "or", "decrease", "in", "the", "underlying", "index", ".", "Leverage", "also", "will", "have", "the", "effect", "of", "magnifying", "tracking", "error", ".", "Liquidity", "Risk", "In", "certain", "circumstances", ",", "it", "may", "be", "difficult", "for", "the", "Fund", "to", "purchase", "and", "sell", "particular", "investments", "within", "a", "reasonable", "time", "at", "a", "fair", "price", ".", "In", "addition", ",", "the", "ability", "of", "the", "Fund", "to", "assign", "an", "accurate", "daily", "value", "to", "certain", "investments", "may", "be", "difficult", ",", "and", "the", "Advisor", "may", "be", "required", "to", "fair", "value", "the", "investments", ".", "Market", "Risk", "The", "Fund", "'s", "investments", "in", "securities", "and", "derivatives", ",", "in", "general", ",", "are", "subject", "to", "market", "risks", "that", "may", "cause", "their", "prices", ",", "and", "therefore", "the", "Fund", "'s", "value", ",", "to", "fluctuate", "over", "time", ".", "An", "investment", "in", "the", "Fund", "may", "lose", "money", ".", "Non-Diversification", "Risk", "The", "Fund", "is", "considered", "non-diversified", "and", "can", "invest", "a", "greater", "portion", "of", "its", "assets", "in", "securities", "of", "individual", "issuers", "than", "a", "diversified", "fund", ".", "As", "a", "result", ",", "changes", "in", "the", "market", "value", "of", "a", "single", "security", "could", "cause", "greater", "fluctuations", "in", "the", "value", "of", "Fund", "shares", "than", "would", "occur", "in", "a", "diversified", "fund", ".", "OTC", "Trading", "Risk", "Certain", "of", "the", "derivatives", "in", "which", "the", "Fund", "may", "invest", "may", "be", "traded", "(", "and", "privately", "negotiated", ")", "in", "the", "OTC", "market", ".", "While", "the" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0 ]

[ "which", "the", "Fund", "may", "invest", "may", "be", "traded", "(", "and", "privately", "negotiated", ")", "in", "the", "OTC", "market", ".", "While", "the", "OTC", "derivatives", "market", "is", "the", "primary", "trading", "venue", "for", "many", "derivatives", ",", "it", "is", "largely", "unregulated", ".", "As", "a", "result", "and", "similar", "to", "other", "privately", "negotiated", "contracts", ",", "the", "Fund", "is", "subject", "to", "counterparty", "credit", "risk", "with", "respect", "to", "such", "derivative", "contracts", ".", "Passive", "Investment", "Risk", "The", "Fund", "is", "not", "actively", "managed", "and", "the", "Advisor", "does", "not", "attempt", "to", "take", "defensive", "positions", "in", "declining", "markets", ".", "Therefore", ",", "the", "Fund", "may", "be", "subject", "to", "greater", "losses", "in", "a", "declining", "market", "than", "a", "fund", "that", "is", "actively", "managed", ".", "Small-Capitalization", "Securities", "Risk", "The", "Fund", "is", "subject", "to", "the", "risk", "that", "small-capitalization", "stocks", "may", "underperform", "other", "segments", "of", "the", "equity", "market", "or", "the", "equity", "market", "as", "a", "whole", ".", "Tracking", "Error", "Risk", "The", "Advisor", "may", "not", "be", "able", "to", "cause", "the", "Fund", "'s", "performance", "to", "match", "that", "of", "the", "Fund", "'s", "benchmark", ",", "either", "on", "a", "daily", "or", "aggregate", "basis", ".", "Factors", "such", "as", "Fund", "expenses", ",", "imperfect", "correlation", "between", "the", "Fund", "'s", "investments", "and", "those", "of", "the", "underlying", "index", ",", "rounding", "of", "share", "prices", ",", "changes", "to", "the", "composition", "of", "the", "underlying", "index", ",", "regulatory", "policies", ",", "high", "portfolio", "turnover", "rate", "and", "the", "use", "of", "leverage", "all", "contribute", "to", "tracking", "error", ".", "Tracking", "error", "may", "cause", "the", "Fund", "'s", "performance", "to", "be", "less", "than", "you", "expect", ".", "Trading", "Halt", "Risk", "If", "a", "trading", "halt", "occurs", ",", "the", "Fund", "may", "temporarily", "be", "unable", "to", "purchase", "or", "sell", "securities", ",", "options", "or", "futures", "contracts", ".", "Such", "a", "trading", "halt", "near", "the", "time", "the", "Fund", "prices", "its", "shares", "may", "limit", "the", "Fund", "'s", "ability", "to", "use", "leverage", "and", "may", "prevent", "the", "Fund", "from", "achieving", "its", "investment", "objective", ".", "PERFORMANCE", "INFORMATION", "The", "following", "bar", "chart", "shows", "the", "performance", "of", "the", "shares", "of", "the", "Fund", "from", "year", "to", "year", ".", "The", "variability", "of", "performance", "over", "time", "provides", "an", "indication", "of", "the", "risks", "of", "investing", "in", "the", "Fund", ".", "The", "following", "table", "shows", "the", "performance", "of", "the", "shares", "of", "the", "Fund", "as", "an", "average", "over", "different", "periods", "of", "time", "in", "comparison", "to", "the", "performance", "of", "a", "broad-based", "market", "index", ".", "The", "figures", "in", "the", "bar", "chart", "and", "table", "assume", "the", "reinvestment", "of", "dividends", "and", "capital", "gains", "distributions", ".", "Of", "course", ",", "this", "past", "performance", "(", "before", "taxes", ")", "does", "not", "necessarily", "indicate", "how", "the", "Fund", "will", "perform", "in", "the", "future", ".", "The", "performance", "information", "shown", "below", "is", "based", "on", "a", "calendar", "year", ".", "AVERAGE", "ANNUAL", "TOTAL", "RETURN", "(", "for", "periods", "ended", "December", "31", ",", "2010", ")", "MANAGEMENT", "INVESTMENT", "ADVISOR", "Security", "Investors", ",", "LLC", ",", "which", "operates", "under", "the", "name", "Security", "Global", "Investors", ",", "serves", "as", "the", "investment", "adviser", "of", "the", "Fund", ".", "PORTFOLIO", "MANAGERS", "Michael", "P.", "Byrum", ",", "CFA", ",", "Senior", "Vice", "President", ".", "Byrum", "has", "been" ]

[ 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 1, 2, 2, 2, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "adviser", "of", "the", "Fund", ".", "PORTFOLIO", "MANAGERS", "Michael", "P.", "Byrum", ",", "CFA", ",", "Senior", "Vice", "President", ".", "Byrum", "has", "been", "associated", "with", "Security", "Global", "Investors", "since", "1993", ".", "Michael", "J.", "Dellapa", ",", "CFA", ",", "CAIA", ",", "Portfolio", "Manager", ".", "Dellapa", "has", "been", "associated", "with", "Security", "Global", "Investors", "since", "2000", ".", "Ryan", "A", ".", "Harder", ",", "CFA", ",", "Portfolio", "Manager", ".", "Harder", "has", "been", "associated", "with", "Security", "Global", "Investors", "since", "2004", ".", "PURCHASE", "AND", "SALE", "OF", "FUND", "SHARES", "Shares", "of", "the", "Fund", "are", "purchased", "by", "insurance", "companies", "for", "their", "separate", "accounts", "to", "fund", "variable", "life", "insurance", "and", "variable", "annuity", "contracts", ".", "All", "orders", "for", "the", "purchase", "of", "shares", "are", "subject", "to", "acceptance", "or", "rejection", "by", "the", "Trust", ".", "An", "insurance", "company", "purchases", "and", "redeems", "shares", "of", "the", "Fund", "based", "on", ",", "among", "other", "things", ",", "the", "amount", "of", "net", "contract", "premiums", "or", "purchase", "payments", "allocated", "to", "a", "separate", "account", "investment", "division", ",", "transfers", "to", "or", "from", "a", "separate", "account", "investment", "division", ",", "contract", "loans", "and", "repayment", ",", "contract", "withdrawals", "and", "surrenders", ",", "and", "benefit", "payments", ",", "at", "the", "Fund", "'s", "NAV", "per", "share", "calculated", "as", "of", "that", "same", "day", ".", "All", "redemption", "requests", "will", "be", "processed", "and", "payment", "with", "respect", "thereto", "will", "be", "made", "within", "seven", "days", "after", "tender", ".", "TAX", "INFORMATION", "The", "tax", "consequences", "of", "your", "investment", "in", "the", "Fund", "depends", "on", "the", "provisions", "of", "the", "annuity", "or", "life", "insurance", "program", "through", "which", "you", "invest", ".", "For", "more", "information", "on", "taxes", ",", "please", "refer", "to", "the", "accompanying", "prospectus", "of", "the", "annuity", "or", "life", "insurance", "program", "through", "which", "Fund", "shares", "are", "offered", ".", "This", "page", "intentionally", "left", "blank", "." ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Payment", "of", "Filing", "Fee", "(", "Check", "the", "appropriate", "box", ")", ":", "To", "the", "Holders", "of", "Common", "Stock", "of", "Comcam", ",", "Inc.", ".", "This", "Information", "Statement", "has", "been", "filed", "with", "the", "Securities", "and", "Exchange", "Commission", "and", "is", "being", "furnished", ",", "pursuant", "to", "Section", "14C", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "(", "the", "“", "Exchange", "Act", "”", ")", ",", "to", "the", "holders", "(", "the", "“", "Stockholders", "”", ")", "of", "the", "common", "stock", ",", "par", "value", "$", ".0001", "per", "share", "(", "the", "“", "Common", "Stock", "”", ")", ",", "of", "Comcam", ",", "Inc.", ",", "a", "Delaware", "Corporation", "(", "the", "“", "Company", "”", ")", ",", "to", "notify", "such", "Stockholders", "that", "on", "or", "about", "March", "5", ",", "2010", ",", "the", "Company", "received", "written", "consents", "in", "lieu", "of", "a", "meeting", "of", "Stockholders", "from", "holders", "of", "683,952,500", "shares", "representing", "approximately", "91", "%", "of", "the", "744,640,134", "shares", "of", "the", "total", "issued", "and", "outstanding", "shares", "of", "voting", "stock", "of", "the", "Company", "(", "the", "“", "Majority", "Stockholders", "”", ")", "to", "authorize", "1-for-85", "reverse", "stock", "split", "(", "pro-rata", "reduction", "of", "outstanding", "shares", ")", "of", "our", "issued", "and", "outstanding", "shares", "of", "Common", "Stock", "(", "the", "“", "Reverse", "Stock", "Split", "”", ")", ".", "There", "will", "not", "be", "an", "increase", "or", "decrease", "in", "authorized", "shares", "nor", "will", "it", "affect", "the", "par", "value", "per", "share", "of", "the", "Company", "common", "stock", ".", "On", "March", "5", ",", "2010", "the", "Board", "of", "Directors", "of", "the", "Company", "approved", "the", "Reverse", "Stock", "Split", ",", "subject", "to", "Stockholder", "approval", ".", "The", "Majority", "Stockholders", "approved", "the", "Reverse", "Stock", "Split", "by", "written", "consent", "in", "lieu", "of", "a", "meeting", "on", "March", "5", ",", "2010", "in", "accordance", "with", "the", "Delaware", "Corporation", "Act", "(", "“", "DCGL", "”", ")", ".", "Accordingly", ",", "your", "consent", "is", "not", "required", "and", "is", "not", "being", "solicited", "in", "connection", "with", "the", "approval", "of", "these", "actions", ".", "On", "March", "5", ",", "2010", ",", "the", "Board", "of", "Directors", "and", "persons", "owning", "a", "majority", "of", "the", "outstanding", "voting", "securities", "of", "Comcam", ",", "Inc.", "approved", "and", "adopted", "resolutions", "authorizing", "the", "Company", "to", "change", "its", "name", "to", "Monkey", "Rock", "Group", ",", "Inc.", ",", "no", "other", "votes", "are", "required", "or", "necessary", "(", "the", "“", "Name", "Change", "”", ")", ".", "The", "Name", "Change", "will", "become", "effective", "20", "days", "following", "the", "mailing", "sent", "to", "stockholders", "of", "this", "notice", "provided", "by", "this", "Definitive", "Information", "Statement", ",", "or", "as", "soon", "thereafter", "as", "is", "practicable", ".", "We", "will", "first", "mail", "this", "Information", "Statement", "to", "stockholders", "on", "or", "about", "March", "15", ",", "2010", ".", "The", "Board", "of", "Directors", "of", "the", "Company", "(", "the", "``", "Board", "''", ")", "believes", "that", "the", "stockholders", "of", "the", "Company", "will", "benefit", "from", "the", "Reverse", "Stock", "Split", "because", "it", "will", "attract", "potential", "investment", "from", "outside", "investors", "which", "will", "create", "a", "more", "liquid", "public", "market", "for", "its", "common", "stock", ".", "In", "order", "to", "facilitate", "such", "transaction", ",", "the", "Board" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "create", "a", "more", "liquid", "public", "market", "for", "its", "common", "stock", ".", "In", "order", "to", "facilitate", "such", "transaction", ",", "the", "Board", "has", "determined", "that", "the", "capitalization", "structure", "of", "the", "Company", "should", "be", "simplified", ".", "No", "assurances", "can", "be", "given", "that", "such", "investors", "will", "be", "found", ".", "Accordingly", ",", "it", "was", "the", "Board", "'s", "opinion", "that", "the", "restructuring", "transactions", "described", "above", "would", "better", "position", "the", "Company", "to", "attract", "potential", "business", "candidates", "and", "provide", "the", "stockholders", "of", "the", "Company", "with", "the", "greatest", "potential", "return", ".", "The", "Board", "approved", "the", "above", "actions", "on", "March", "5", ",", "2010", "and", "stockholders", "holding", "a", "voting", "majority", "of", "the", "outstanding", "voting", "capital", "stock", "of", "the", "Company", "approved", "the", "above", "actions", "on", "March", "5", ",", "2010", ".", "This", "Information", "Statement", "contains", "a", "brief", "summary", "of", "the", "material", "aspects", "of", "the", "actions", "approved", "by", "the", "Board", "and", "the", "holders", "of", "the", "majority", "of", "the", "outstanding", "voting", "capital", "stock", "of", "the", "Company", ".", "The", "Board", "approved", "a", "resolution", "to", "effect", "a", "1-for-85", "reverse", "stock", "split", ".", "Under", "this", "reverse", "stock", "split", "each", "85", "shares", "of", "our", "Common", "Stock", "will", "be", "converted", "automatically", "into", "1", "share", "of", "Common", "Stock", ".", "To", "avoid", "the", "issuance", "of", "fractional", "shares", "of", "Company", "Common", "Stock", ",", "the", "Company", "will", "issue", "an", "additional", "share", "to", "all", "holders", "of", "fractional", "shares", ".", "The", "Company", "anticipates", "that", "the", "effective", "date", "of", "the", "reverse", "stock", "split", "will", "be", "April", "5", ",", "2010", ".", "PLEASE", "NOTE", "THAT", "THE", "REVERSE", "STOCK", "SPLIT", "WILL", "NOT", "CHANGE", "YOUR", "PROPORTIONATE", "EQUITY", "INTERESTS", "IN", "THE", "COMPANY", ",", "EXCEPT", "AS", "MAY", "RESULT", "FROM", "THE", "ISSUANCE", "OR", "CANCELLATION", "OF", "SHARES", "PURSUANT", "TO", "THE", "FRACTIONAL", "SHARES", ".", "PLEASE", "NOTE", "THAT", "THE", "REVERSE", "SPLIT", "WILL", "HAVE", "THE", "EFFECT", "OF", "SUBSTANTIALLY", "INCREASING", "THE", "NUMBER", "OF", "SHARES", "THE", "COMPANY", "WILL", "BE", "ABLE", "TO", "ISSUE", "TO", "NEW", "OR", "EXISTING", "SHAREHOLDERS", "BECAUSE", "THE", "NUMBER", "OF", "AUTHORIZED", "SHARES", "AND", "THE", "PAR", "VALUE", "PER", "SHARE", "OF", "COMMON", "STOCK", "WILL", "REMAIN", "THE", "SAME", "WHILE", "THE", "NUMBER", "OF", "SHARES", "ISSUED", "AND", "OUTSTANDING", "WILL", "BE", "REDUCED", "TEN-FOLD", ".", "The", "Board", "of", "Directors", "believe", "that", ",", "among", "other", "reasons", ",", "the", "number", "of", "outstanding", "shares", "of", "our", "Common", "Stock", "have", "contributed", "to", "a", "lack", "of", "investor", "interest", "in", "the", "Company", "and", "has", "made", "it", "difficult", "to", "attract", "new", "investors", "and", "potential", "business", "candidates", ".", "The", "Board", "of", "Directors", "has", "proposed", "the", "Reverse", "Stock", "Split", "as", "one", "method", "to", "attract", "business", "opportunities", "in", "the", "Company", ".", "When", "a", "company", "engages", "in", "a", "reverse", "stock", "split", ",", "it", "substitutes", "one", "share", "of", "stock", "for", "a", "predetermined", "amount", "of", "shares", "of", "stock", ".", "It", "does", "not", "increase", "the", "market", "capitalization", "of", "the", "company" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "stock", "for", "a", "predetermined", "amount", "of", "shares", "of", "stock", ".", "It", "does", "not", "increase", "the", "market", "capitalization", "of", "the", "company", ".", "An", "example", "of", "a", "reverse", "split", "is", "the", "following", ".", "A", "company", "has", "10,000,000", "shares", "of", "common", "stock", "outstanding", ".", "Assume", "the", "market", "price", "is", "$", ".01", "per", "share", ".", "Assume", "that", "the", "company", "declares", "a", "1", "for", "5", "reverse", "stock", "split", ".", "After", "the", "reverse", "split", ",", "that", "company", "will", "have", "1/5", "as", "many", "shares", "outstanding", "or", "2,000,000", "shares", "outstanding", ".", "The", "stock", "will", "have", "a", "market", "price", "of", "$", "0.05", ".", "If", "an", "individual", "investor", "owned", "10,000", "shares", "of", "that", "company", "before", "the", "split", "at", "$", ".01", "per", "share", ",", "he", "will", "own", "2,000", "shares", "at", "$", ".05", "after", "the", "split", ".", "In", "either", "case", ",", "his", "stock", "will", "be", "worth", "$", "100", ".", "He", "is", "no", "better", "off", "before", "or", "after", ".", "Except", "that", "such", "company", "hopes", "that", "the", "higher", "stock", "price", "will", "make", "that", "company", "look", "better", "and", "thus", "the", "company", "will", "be", "a", "more", "attractive", "merger", "target", "for", "potential", "business", ".", "There", "is", "no", "assurance", "that", "that", "company", "'s", "stock", "will", "rise", "in", "price", "after", "a", "reverse", "split", "or", "that", "a", "suitable", "merger", "candidate", "will", "emerge", ".", "We", "believe", "that", "the", "reverse", "stock", "split", "may", "improve", "the", "price", "level", "of", "our", "Common", "Stock", "and", "that", "the", "higher", "share", "price", "could", "help", "generate", "interest", "in", "the", "Company", "among", "investors", "and", "other", "business", "opportunities", ".", "However", ",", "the", "effect", "of", "the", "reverse", "split", "upon", "the", "market", "price", "for", "our", "Common", "Stock", "can", "not", "be", "predicted", ",", "and", "the", "history", "of", "similar", "stock", "split", "combinations", "for", "companies", "in", "like", "circumstances", "is", "varied", ".", "There", "can", "be", "no", "assurance", "that", "the", "market", "price", "per", "share", "of", "our", "Common", "Stock", "after", "the", "reverse", "split", "will", "rise", "in", "proportion", "to", "the", "reduction", "in", "the", "number", "of", "shares", "of", "Common", "Stock", "outstanding", "resulting", "from", "the", "reverse", "split", ".", "The", "market", "price", "of", "our", "Common", "Stock", "may", "also", "be", "based", "on", "our", "performance", "and", "other", "factors", ",", "some", "of", "which", "may", "be", "unrelated", "to", "the", "number", "of", "shares", "outstanding", ".", "The", "reverse", "split", "will", "affect", "all", "of", "our", "stockholders", "uniformly", "and", "will", "not", "affect", "any", "stockholder", "'s", "percentage", "ownership", "interests", "in", "the", "Company", "or", "proportionate", "voting", "power", ",", "except", "to", "the", "extent", "that", "the", "reverse", "split", "results", "in", "any", "of", "our", "stockholders", "owning", "a", "fractional", "share", ".", "All", "stockholders", "holding", "a", "fractional", "share", "shall", "be", "issued", "an", "additional", "share", ".", "The", "principal", "effect", "of", "the", "reverse", "split", "will", "be", "that", "the", "number", "of", "shares", "of", "Common", "Stock", "issued", "and", "outstanding", "will", "be", "reduced", "from", "744,640,134", "shares", "as", "of", "March", "5", ",", "2010", "to", "approximately", "8,760,472", "shares", "(", "depending", "on", "the", "number", "of", "fractional", "shares", "that", "are", "issued", "or", "cancelled", ")", ".", "The", "number", "of", "authorized", "shares", "and", "the", "par", "value", "of", "Common" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "fractional", "shares", "that", "are", "issued", "or", "cancelled", ")", ".", "The", "number", "of", "authorized", "shares", "and", "the", "par", "value", "of", "Common", "Stock", "will", "not", "be", "affected", ".", "The", "following", "chart", "depicts", "the", "capitalization", "structure", "of", "the", "Company", ",", "both", ",", "pre-", "and", "post-split", "(", "the", "post-split", "issued", "shares", "may", "differ", "slightly", "based", "on", "the", "number", "of", "fractional", "shares", ")", ":", "The", "reverse", "split", "will", "not", "affect", "the", "par", "value", "of", "our", "Common", "Stock", ".", "As", "a", "result", ",", "on", "the", "effective", "date", "of", "the", "reverse", "split", ",", "the", "stated", "capital", "on", "our", "balance", "sheet", "attributable", "to", "our", "Common", "Stock", "will", "be", "reduced", "to", "less", "than", "the", "present", "amount", ",", "and", "the", "additional", "paid-in", "capital", "account", "shall", "be", "credited", "with", "the", "amount", "by", "which", "the", "stated", "capital", "is", "reduced", ".", "The", "per", "share", "net", "income", "or", "loss", "and", "net", "book", "value", "of", "our", "Common", "Stock", "will", "be", "increased", "because", "there", "will", "be", "fewer", "shares", "of", "our", "Common", "Stock", "outstanding", ".", "The", "reverse", "split", "will", "not", "change", "the", "proportionate", "equity", "interests", "of", "our", "stockholders", ",", "nor", "will", "the", "respective", "voting", "rights", "and", "other", "rights", "of", "stockholders", "be", "altered", ",", "except", "for", "possible", "immaterial", "changes", ".", "The", "Common", "Stock", "issued", "pursuant", "to", "the", "reverse", "split", "will", "remain", "fully", "paid", "and", "non-assessable", ".", "The", "reverse", "split", "is", "not", "intended", "as", ",", "and", "will", "not", "have", "the", "effect", "of", ",", "a", "``", "going", "private", "transaction", "''", "covered", "by", "Rule", "13e-3", "under", "the", "Securities", "Exchange", "Act", "of", "1934", ".", "We", "will", "continue", "to", "be", "subject", "to", "the", "periodic", "reporting", "requirements", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ".", "Stockholders", "should", "recognize", "that", "they", "will", "own", "a", "fewer", "number", "of", "shares", "than", "they", "presently", "own", "(", "a", "number", "equal", "to", "the", "number", "of", "shares", "owned", "immediately", "prior", "to", "the", "filing", "of", "the", "certificate", "of", "amendment", "divided", "by", "ten", ")", ".", "While", "we", "expect", "that", "the", "reverse", "split", "will", "result", "in", "an", "increase", "in", "the", "potential", "market", "price", "of", "our", "Common", "Stock", ",", "there", "can", "be", "no", "assurance", "that", "the", "reverse", "split", "will", "increase", "the", "potential", "market", "price", "of", "our", "Common", "Stock", "by", "a", "multiple", "equal", "to", "the", "exchange", "number", "or", "result", "in", "the", "permanent", "increase", "in", "any", "potential", "market", "price", "(", "which", "is", "dependent", "upon", "many", "factors", ",", "including", "our", "performance", "and", "prospects", ")", ".", "Also", ",", "should", "the", "market", "price", "of", "our", "Common", "Stock", "decline", ",", "the", "percentage", "decline", "as", "an", "absolute", "number", "and", "as", "a", "percentage", "of", "our", "overall", "market", "capitalization", "may", "be", "greater", "than", "would", "pertain", "in", "the", "absence", "of", "a", "reverse", "split", ".", "Furthermore", ",", "the", "possibility", "exists", "that", "potential", "liquidity", "in", "the", "market", "price", "of", "our", "Common", "Stock", "could", "be", "adversely", "affected", "by", "the", "reduced", "number", "of", "shares", "that", "would", "be", "outstanding", "after", "the", "reverse", "split", ".", "In", "addition", ",", "the", "reverse", "split", "will", "increase", "the", "number", "of", "stockholders", "of", "the", "Company", "who", "own", "odd", "lots", "(", "less", "than", "100", "shares", ")", ".", "Stockholders", "who", "hold", "odd", "lots", "typically", "will", "experience", "an", "increase" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "own", "odd", "lots", "(", "less", "than", "100", "shares", ")", ".", "Stockholders", "who", "hold", "odd", "lots", "typically", "will", "experience", "an", "increase", "in", "the", "cost", "of", "selling", "their", "shares", ",", "as", "well", "as", "possible", "greater", "difficulty", "in", "effecting", "such", "sales", ".", "Consequently", ",", "there", "can", "be", "no", "assurance", "that", "the", "reverse", "split", "will", "achieve", "the", "desired", "results", "that", "have", "been", "outlined", "above", ".", "THE", "OVERALL", "EFFECT", "OF", "THE", "REVERSE", "STOCK", "SPLIT", "MAY", "BE", "TO", "RENDER", "MORE", "DIFFICULT", "THE", "ACCOMPLISHMENT", "OF", "MERGERS", "OR", "THE", "ASSUMPTION", "OF", "CONTROL", "BY", "A", "PRINCIPAL", "STOCKHOLDER", ",", "AND", "THUS", "MAKE", "DIFFICULT", "THE", "REMOVAL", "OF", "MANAGEMENT", ".", "The", "effective", "increase", "in", "our", "authorized", "shares", "could", "potentially", "be", "used", "by", "management", "to", "thwart", "a", "take-over", "attempt", ".", "The", "over-all", "effects", "of", "this", "proposal", "might", "be", "to", "render", "it", "more", "difficult", "or", "discourage", "a", "merger", ",", "tender", "offer", "or", "proxy", "contest", ",", "or", "the", "assumption", "of", "control", "by", "a", "holder", "of", "a", "large", "block", "of", "the", "Company", "’", "s", "securities", "and", "the", "removal", "of", "incumbent", "management", ".", "The", "proposal", "could", "make", "the", "accomplishment", "of", "a", "merger", "or", "similar", "transaction", "more", "difficult", ",", "even", "if", ",", "it", "is", "beneficial", "to", "shareholders", ".", "Management", "might", "use", "the", "additional", "shares", "to", "resist", "or", "frustrate", "a", "third-party", "transaction", ",", "favored", "by", "a", "majority", "of", "the", "independent", "stockholders", ",", "that", "would", "provide", "an", "above", "market", "premium", ",", "by", "issuing", "additional", "shares", "to", "frustrate", "the", "take-over", "effort", ".", "As", "discussed", "below", ",", "the", "reason", "the", "Reverse", "Stock", "Split", "is", "being", "proposed", "is", "to", "increase", "the", "amount", "of", "shares", "the", "Company", "is", "able", "to", "issue", "in", "order", "to", "attract", "potential", "investors", "and", "conduct", "a", "financing", ".", "This", "proposal", "is", "not", "the", "result", "of", "management", "’", "s", "knowledge", "of", "an", "effort", "to", "accumulate", "the", "issuer", "’", "s", "securities", "or", "to", "obtain", "control", "of", "the", "issuer", "by", "means", "of", "a", "merger", ",", "tender", "offer", ",", "solicitation", "or", "otherwise", ".", "Neither", "the", "Company", "’", "s", "charter", "nor", "its", "by-laws", "presently", "contain", "any", "provisions", "having", "anti-takeover", "effects", "and", "this", "proposal", "is", "not", "a", "plan", "by", "management", "to", "adopt", "a", "series", "of", "amendments", "to", "the", "Company", "’", "s", "charter", "or", "by-laws", "to", "institute", "an", "anti-takeover", "provision", ".", "The", "Company", "does", "not", "have", "any", "plans", "or", "proposals", "to", "adopt", "other", "provisions", "or", "enter", "into", "other", "arrangements", "that", "may", "have", "material", "anti-takeover", "consequences", ".", "The", "advantage", "of", "the", "Reverse", "Stock", "Split", "will", "be", "to", "permit", "the", "Company", "to", "pursue", "financing", "from", "investors", "and", "issue", "shares", "of", "common", "stock", "in", "exchange", "for", "the", "financing", ".", "This", "is", "the", "main", "purpose", "for", "the", "Reverse", "Stock", "Split", "and", "if", "the", "Reverse", "Stock", "Split", "is", "not", "completed", ",", "the", "Company", "would", "not", "be", "able", "to", "issue", "additional", "shares", "sufficient", "to", "complete", "a", "financing", ".", "The", "main", "disadvantage", "to", "the" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Company", "would", "not", "be", "able", "to", "issue", "additional", "shares", "sufficient", "to", "complete", "a", "financing", ".", "The", "main", "disadvantage", "to", "the", "Reverse", "Stock", "Split", "is", "that", "it", "may", "have", "an", "anti-takeover", "effect", "and", "discourage", "any", "potential", "mergers", "or", "tender", "offers", ".", "As", "discussed", "above", ",", "the", "Reverse", "Stock", "Split", "was", "the", "subject", "of", "a", "unanimous", "vote", "by", "the", "Board", "of", "Directors", "approving", "the", "Reverse", "Stock", "Split", ".", "There", "are", "no", "rules", "or", "practices", "on", "any", "stock", "exchange", "that", "permit", "such", "exchange", "to", "reserve", "the", "right", "to", "refuse", "to", "list", "or", "to", "de-list", "any", "stock", "which", "completes", "a", "reverse", "stock", "split", ".", "The", "main", "purpose", "of", "completing", "this", "Reverse", "Stock", "Split", "is", "to", "increase", "the", "amount", "of", "shares", "available", "in", "order", "to", "have", "the", "ability", "to", "issue", "shares", "and", "attract", "investors", "for", "a", "future", "financing", ".", "The", "Company", "currently", "has", "no", "financing", "agreements", "pending", ".", "The", "Company", "anticipates", "that", "the", "reverse", "split", "will", "become", "effective", "on", "April", "5", ",", "2010", ",", "or", "as", "soon", "thereafter", "as", "is", "practicable", ",", "which", "we", "will", "refer", "to", "as", "the", "“", "effective", "date.", "”", "Beginning", "on", "the", "effective", "date", ",", "each", "certificate", "representing", "pre-reverse", "split", "shares", "will", "be", "deemed", "for", "all", "corporate", "purposes", "to", "evidence", "ownership", "of", "post-reverse", "split", "shares", ".", "Our", "transfer", "agent", ",", "Continental", "Stock", "Transfer", "&", "Trust", "Co.", ",", "will", "act", "as", "exchange", "agent", "for", "purposes", "of", "implementing", "the", "exchange", "of", "stock", "certificates", ".", "We", "refer", "to", "such", "person", "as", "the", "“", "exchange", "agent.", "”", "Holders", "of", "pre-reverse", "split", "shares", "are", "asked", "to", "surrender", "to", "the", "exchange", "agent", "certificates", "representing", "pre-reverse", "split", "shares", "in", "exchange", "for", "certificates", "representing", "post-reverse", "split", "shares", "in", "accordance", "with", "the", "procedures", "set", "forth", "in", "the", "letter", "of", "transmittal", "enclosed", "with", "this", "Information", "Statement", ".", "No", "new", "certificates", "will", "be", "issued", "to", "a", "stockholder", "until", "that", "stockholder", "has", "surrendered", "the", "stockholder", "'s", "outstanding", "certificate", "(", "s", ")", "together", "with", "the", "properly", "completed", "and", "executed", "letter", "of", "transmittal", ".", "Our", "stockholders", "are", "not", "entitled", "to", "appraisal", "rights", "under", "the", "Delaware", "General", "Corporations", "Law", "in", "connection", "with", "the", "reverse", "stock", "split", ".", "STOCKHOLDERS", "SHOULD", "NOT", "DESTROY", "ANY", "STOCK", "CERTIFICATE", "AND", "SHOULD", "NOT", "SUBMIT", "ANY", "CERTIFICATES", "WITHOUT", "THE", "LETTER", "OF", "TRANSMITTAL", ".", "We", "will", "not", "issue", "fractional", "certificates", "for", "post-reverse", "split", "shares", "in", "connection", "with", "the", "reverse", "split", ".", "Instead", ",", "an", "additional", "share", "shall", "be", "issued", "to", "all", "holders", "of", "a", "fractional", "share", ".", "To", "the", "extent", "any", "holders", "of", "pre-reverse", "split", "shares", "are", "entitled", "to", "fractional", "shares", "as", "a", "result", "of", "the", "Reverse", "Stock", "Split", ",", "the", "Company", "will", "issue", "an", "additional", "share", "to", "all", "holders", "of", "fractional", "shares", ".", "STOCKHOLDERS", "SHOULD", "NOT", "DESTROY", "ANY", "STOCK", "CERTIFICATE", "AND", "SHOULD", "NOT" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "an", "additional", "share", "to", "all", "holders", "of", "fractional", "shares", ".", "STOCKHOLDERS", "SHOULD", "NOT", "DESTROY", "ANY", "STOCK", "CERTIFICATE", "AND", "SHOULD", "NOT", "SUBMIT", "ANY", "CERTIFICATES", "WITHOUT", "THE", "LETTER", "OF", "TRANSMITTAL", ".", "Below", "is", "a", "brief", "summary", "of", "the", "reverse", "stock", "split", ":", "This", "action", "has", "been", "approved", "by", "the", "Board", "and", "the", "written", "consents", "of", "the", "holders", "of", "the", "majority", "of", "the", "outstanding", "voting", "capital", "stock", "of", "the", "Company", ".", "The", "entire", "cost", "of", "furnishing", "this", "Information", "Statement", "will", "be", "borne", "by", "the", "Company", ".", "The", "Company", "will", "request", "brokerage", "houses", ",", "nominees", ",", "custodians", ",", "fiduciaries", "and", "other", "like", "parties", "to", "forward", "this", "Information", "Statement", "to", "the", "beneficial", "owners", "of", "the", "Common", "Stock", "held", "of", "record", "by", "them", "and", "will", "reimburse", "such", "persons", "for", "their", "reasonable", "charges", "and", "expenses", "in", "connection", "therewith", ".", "The", "Board", "of", "Directors", "has", "fixed", "the", "close", "of", "business", "on", "March", "5", ",", "2010", ",", "as", "the", "record", "date", "(", "the", "“", "Record", "Date", "”", ")", "for", "the", "determination", "of", "Stockholders", "who", "are", "entitled", "to", "receive", "this", "Information", "Statement", ".", "You", "are", "being", "provided", "with", "this", "Information", "Statement", "pursuant", "to", "Section", "14C", "of", "the", "Exchange", "Act", "and", "Regulation", "14C", "and", "Schedule", "14C", "thereunder", ",", "and", ",", "in", "accordance", "therewith", ",", "the", "Name", "Change", "and", "Reverse", "Stock", "Split", "will", "not", "become", "effective", "until", "at", "least", "20", "calendar", "days", "after", "the", "mailing", "of", "this", "Information", "Statement", ".", "This", "Information", "Statement", "is", "being", "mailed", "on", "or", "about", "March", "15", ",", "2010", "to", "all", "Stockholders", "of", "record", "as", "of", "the", "Record", "Date", ".", "The", "Board", "of", "Directors", "has", "determined", "that", ",", "in", "light", "of", "the", "fact", "that", "the", "acquisition", "of", "Monkey", "Rock", "USA", ",", "LLC", "has", "caused", "the", "principal", "business", "of", "our", "company", "to", "consist", "of", "retail", "leisure", "company", "based", "in", "the", "motorcycle", "industry", ",", "it", "would", "be", "in", "the", "best", "interests", "of", "the", "Company", "to", "change", "our", "corporate", "name", "from", "Comcam", ",", "Inc.", "to", "Monkey", "Rock", "Group", ",", "Inc.", ".", "On", "March", "5", ",", "2010", ",", "the", "Company", "'s", "Board", "of", "Directors", "and", "persons", "owning", "a", "majority", "of", "the", "Company", "’", "s", "voting", "securities", "approved", "a", "resolution", "authorizing", "the", "Company", "to", "amend", "the", "Articles", "of", "Incorporation", "to", "change", "the", "Company", "’", "s", "name", "to", "Monkey", "Rock", "Group", ",", "Inc.", ".", "The", "Board", "believes", "that", "the", "name", "change", "better", "reflects", "the", "nature", "of", "the", "Company", "’", "s", "current", "and", "anticipated", "operations", ".", "The", "Company", "had", "operated", "under", "the", "name", "Comcam", ",", "Inc.", "which", "reflected", "the", "Company", "’", "s", "prior", "business", "of", "serving", "as", "a", "business", "incubator", "for", "development", "stage", "technology", "companies", ".", "With", "the", "reverse", "merger", "of", "Monkey", "Rock", "USA", ",", "LLC", ",", "in", "March", "2010", ",", "Monkey", "Rock", "USA", ",", "LLC", ",", "became", "the", "successor", "issuer", "to", "Comcam", ",", "Inc.", "and", "the", "operations", "of", "Monkey", "Rock", "USA", ",", "LLC", "became", "that", "of", "the", "Company", ".", "We", "intend", "to", "file", "an" ]

[ 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 5, 0, 5, 6, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 5, 0, 5, 6, 6, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "and", "the", "operations", "of", "Monkey", "Rock", "USA", ",", "LLC", "became", "that", "of", "the", "Company", ".", "We", "intend", "to", "file", "an", "amendment", "to", "the", "Company", "’", "s", "Certificate", "of", "Incorporation", "in", "order", "to", "reflect", "the", "name", "the", "change", "promptly", "after", "the", "twentieth", "day", "after", "the", "date", "this", "Information", "Statement", "has", "been", "sent", "to", "stockholders", ".", "With", "the", "approval", "of", "our", "majority", "stockholders", ",", "the", "amended", "Articles", "will", "become", "effective", "upon", "their", "filing", "with", "the", "Secretary", "of", "State", "of", "Delaware", ".", "The", "Company", "is", "subject", "to", "the", "informational", "requirements", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "(", "the", "“", "Exchange", "Act", "”", ")", ",", "and", "in", "accordance", "therewith", "files", "reports", ",", "proxy", "statements", "and", "other", "information", "including", "annual", "and", "quarterly", "reports", "on", "Form", "10-K", "and", "10-Q", "(", "the", "“", "1934", "Act", "Filings", "”", ")", "with", "the", "Securities", "and", "Exchange", "Commission", "(", "the", "“", "Commission", "”", ")", ".", "Reports", "and", "other", "information", "filed", "by", "the", "Company", "can", "be", "inspected", "and", "copied", "at", "the", "public", "reference", "facilities", "maintained", "at", "the", "Commission", "at", "Room", "1024", ",", "450", "Fifth", "Street", ",", "N.W.", ",", "Washington", ",", "DC", "20549", ".", "Copies", "of", "such", "material", "can", "be", "obtained", "upon", "written", "request", "addressed", "to", "the", "Commission", ",", "Public", "Reference", "Section", ",", "450", "Fifth", "Street", ",", "N.W.", ",", "Washington", ",", "D.C", ".", "20549", ",", "at", "prescribed", "rates", ".", "The", "Commission", "maintains", "a", "web", "site", "on", "the", "Internet", "(", "http", ":", "//www.sec.gov", ")", "that", "contains", "reports", ",", "proxy", "and", "information", "statements", "and", "other", "information", "regarding", "issuers", "that", "file", "electronically", "with", "the", "Commission", "through", "the", "Electronic", "Data", "Gathering", ",", "Analysis", "and", "Retrieval", "System", "(", "“", "EDGAR", "”", ")", ".", "The", "following", "documents", "as", "filed", "with", "the", "Commission", "by", "the", "Company", "are", "incorporated", "herein", "by", "reference", ":", "As", "of", "the", "date", "of", "the", "Consent", "by", "the", "Majority", "Stockholders", ",", "March", "5", ",", "2010", "the", "Company", "had", "744,640,134", "shares", "of", "Common", "Stock", "issued", "and", "outstanding", ",", "and", "there", "were", "no", "shares", "of", "Preferred", "Stock", "issued", "and", "outstanding", ".", "Each", "share", "of", "outstanding", "Common", "Stock", "is", "entitled", "to", "one", "vote", "on", "matters", "submitted", "for", "Stockholder", "approval", ".", "On", "March", "the", "holders", "of", "683,952,500", "shares", "(", "or", "approximately", "91", "%", "of", "the", "744,640,134", "shares", "of", "Common", "Stock", "then", "outstanding", ")", "executed", "and", "delivered", "to", "the", "Company", "a", "written", "consent", "approving", "the", "reverse", "split", "and", "name", "change", ".", "Since", "the", "reverse", "split", "and", "name", "change", "has", "been", "approved", "by", "the", "Majority", "Stockholders", ",", "no", "proxies", "are", "being", "solicited", "with", "this", "Information", "Statement", ".", "The", "DCGL", "provides", "in", "substance", "that", "unless", "the", "Company", "’", "s", "articles", "of", "incorporation", "provides", "otherwise", ",", "stockholders", "may", "take", "action", "without", "a", "meeting", "of", "stockholders", "and", "without", "prior", "notice", "if", "a", "consent", "or", "consents", "in", "writing", ",", "setting", "forth", "the", "action" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "a", "meeting", "of", "stockholders", "and", "without", "prior", "notice", "if", "a", "consent", "or", "consents", "in", "writing", ",", "setting", "forth", "the", "action", "so", "taken", ",", "is", "signed", "by", "the", "holders", "of", "outstanding", "stock", "having", "not", "less", "than", "the", "minimum", "number", "of", "votes", "that", "would", "be", "necessary", "to", "take", "such", "action", "at", "a", "meeting", "at", "which", "all", "shares", "entitled", "to", "vote", "thereon", "were", "present", ".", "The", "following", "information", "table", "sets", "forth", "certain", "information", "regarding", "the", "Company", "’", "s", "common", "stock", "owned", "on", "March", "5", ",", "2010", "by", "(", "i", ")", "each", "who", "is", "known", "by", "the", "Company", "to", "own", "beneficially", "more", "than", "5", "%", "of", "its", "outstanding", "Common", "Stock", ",", "(", "ii", ")", "each", "director", "and", "officer", ",", "and", "(", "iii", ")", "all", "officers", "and", "directors", "as", "a", "group", ":", "The", "Stockholders", "have", "no", "right", "under", "the", "DBCA", ",", "the", "Company", "’", "s", "articles", "of", "incorporation", "consistent", "with", "above", "or", "By-Laws", "to", "dissent", "from", "any", "of", "the", "provisions", "adopted", "in", "the", "Amendments", ".", "Pursuant", "to", "Rule", "14c-2", "under", "the", "Exchange", "Act", ",", "this", "reverse", "split", "and", "name", "change", "shall", "not", "be", "effective", "until", "a", "date", "at", "least", "twenty", "(", "20", ")", "days", "after", "the", "date", "on", "which", "the", "Definitive", "Information", "Statement", "has", "been", "mailed", "to", "the", "Stockholders", ".", "The", "Company", "anticipates", "that", "the", "actions", "contemplated", "hereby", "will", "be", "effected", "on", "or", "about", "the", "close", "of", "business", "on", "April", "5", ",", "2010", "or", "as", "soon", "thereafter", "and", "is", "practicable", "." ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Form", "10-K", "(", "Mark", "One", ")", "Indicate", "by", "check", "mark", "if", "the", "registrant", "is", "a", "well-known", "seasoned", "issuer", ",", "as", "defined", "in", "Rule", "405", "of", "the", "Securities", "Act", ".", "Yes", "No", "x", "Indicate", "by", "check", "mark", "if", "the", "registrant", "is", "not", "required", "to", "file", "reports", "pursuant", "to", "Section", "13", "or", "15", "(", "d", ")", "of", "the", "Act", ".", "Yes", "No", "x", "Indicate", "by", "check", "mark", "whether", "the", "registrant", ":", "(", "1", ")", "has", "filed", "all", "reports", "required", "to", "be", "filed", "by", "Section", "13", "or", "15", "(", "d", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", "during", "the", "preceding", "12", "months", "(", "or", "for", "such", "shorter", "period", "that", "the", "registrant", "was", "required", "to", "file", "such", "reports", ")", ",", "and", "(", "2", ")", "has", "been", "subject", "to", "such", "filing", "requirements", "for", "the", "last", "90", "days", ".", "Yes", "x", "No", "Indicate", "by", "check", "mark", "if", "disclosure", "of", "delinquent", "filers", "pursuant", "to", "Item", "405", "of", "Regulation", "S-K", "is", "not", "contained", "herein", ",", "and", "will", "not", "be", "contained", ",", "to", "the", "best", "of", "registrant", "s", "knowledge", ",", "in", "definitive", "proxy", "or", "information", "statements", "incorporated", "by", "reference", "in", "Part", "III", "of", "this", "Form", "10-K", "or", "any", "amendment", "to", "this", "Form", "10-K", ".", "x", "Indicate", "by", "check", "mark", "whether", "the", "registrant", "is", "a", "large", "accelerated", "filer", ",", "an", "accelerated", "filer", ",", "a", "non-accelerated", "filer", "or", "a", "smaller", "reporting", "company", ".", "See", "definitions", "of", "large", "accelerated", "filer", ",", "accelerated", "filer", ",", "non-accelerated", "filer", "and", "smaller", "reporting", "company", "in", "Rule", "12b-2", "of", "the", "Exchange", "Act", ".", "Indicate", "by", "check", "mark", "whether", "the", "registrant", "is", "a", "shell", "company", "(", "as", "defined", "in", "Rule", "12b-2", "of", "the", "Exchange", "Act", ")", ".", "Yes", "No", "x", "State", "the", "aggregate", "market", "value", "of", "the", "voting", "and", "non-voting", "common", "equity", "held", "by", "nonaffiliates", "computed", "by", "reference", "to", "the", "price", "at", "which", "the", "common", "equity", "was", "last", "sold", ",", "or", "the", "average", "bid", "and", "asked", "prices", "of", "such", "common", "equity", ",", "as", "of", "the", "last", "business", "day", "of", "the", "registrant", "s", "most", "recently", "completed", "second", "fiscal", "quarter", ".", "The", "registrant", "had", "no", "voting", "or", "non-voting", "common", "equity", "outstanding", "as", "of", "the", "last", "business", "day", "of", "the", "registrant", "s", "most", "recently", "completed", "second", "fiscal", "quarter", "or", "the", "date", "of", "this", "report", ".", "The", "following", "Items", "have", "been", "omitted", "in", "accordance", "with", "General", "Instruction", "J", "to", "Form", "10-K", ":", "Substitute", "information", "provided", "in", "accordance", "with", "General", "Instruction", "J", "to", "Form", "10-K", ":", "Item", "1112", "(", "b", ")", "of", "Regulation", "AB", ".", "Significant", "Obligors", "of", "Pool", "Assets", "(", "Financial", "Information", ")", ".", "The", "assets", "of", "the", "Chase", "Issuance", "Trust", "include", "a", "collateral", "certificate", ",", "Series", "2002-CC", "(", "the", "First", "USA", "Collateral", "Certificate", ")", ",", "representing", "an", "undivided", "interest", "in", "the", "assets", "of" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 3, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 3, 0, 3 ]

[ "certificate", ",", "Series", "2002-CC", "(", "the", "First", "USA", "Collateral", "Certificate", ")", ",", "representing", "an", "undivided", "interest", "in", "the", "assets", "of", "the", "First", "USA", "Credit", "Card", "Master", "Trust", "(", "the", "First", "USA", "Master", "Trust", ")", ",", "whose", "assets", "include", "credit", "card", "receivables", "arising", "in", "consumer", "revolving", "credit", "card", "accounts", "owned", "by", "Chase", "Bank", "USA", ",", "National", "Association", "(", "Chase", "USA", ")", ".", "The", "First", "USA", "Collateral", "Certificate", "represents", "less", "than", "20", "%", "of", "the", "Chase", "Issuance", "Trust", "asset", "pool", ".", "The", "First", "USA", "Master", "Trust", "should", "not", "be", "considered", "a", "significant", "obligor", "in", "relation", "to", "the", "Chase", "Issuance", "Trust", "under", "Item", "1112", "(", "b", ")", "of", "Regulation", "AB", ".", "Nevertheless", ",", "the", "information", "required", "by", "General", "Instruction", "J", "to", "Form", "10-K", "for", "an", "asset-backed", "issuer", "in", "respect", "of", "the", "First", "USA", "Master", "Trust", "has", "been", "disclosed", "in", "this", "report", "on", "Form", "10-K", ".", "The", "assets", "of", "the", "Chase", "Issuance", "Trust", "included", "a", "collateral", "certificate", ",", "Series", "2004-CC", "(", "the", "Chase", "Collateral", "Certificate", ")", ",", "representing", "an", "undivided", "interest", "in", "the", "Chase", "Credit", "Card", "Master", "Trust", "(", "the", "Chase", "Master", "Trust", ")", ",", "whose", "assets", "included", "credit", "card", "receivables", "arising", "in", "consumer", "revolving", "credit", "card", "accounts", "owned", "by", "Chase", "USA", ".", "The", "Chase", "Collateral", "Certificate", "was", "paid", "in", "full", "and", "terminated", "on", "December", "15", ",", "2009", ".", "The", "Chase", "Master", "Trust", "should", "not", "be", "considered", "a", "significant", "obligor", "in", "relation", "to", "the", "Chase", "Issuance", "Trust", "under", "Item", "1112", "(", "b", ")", "of", "Regulation", "AB", ".", "Nonetheless", ",", "the", "information", "required", "by", "General", "Instruction", "J", "to", "Form", "10-K", "for", "an", "asset-backed", "issuer", "in", "respect", "of", "the", "Chase", "Master", "Trust", "has", "been", "disclosed", "in", "this", "report", "on", "Form", "10-K", ".", "None", "of", "the", "pool", "assets", "held", "by", "the", "Chase", "Issuance", "Trust", "other", "than", "collateral", "certificates", ",", "and", "none", "of", "the", "pool", "assets", "relating", "to", "the", "First", "USA", "Master", "Trust", "or", "the", "Chase", "Master", "Trust", "include", "any", "significant", "obligors", ".", "Item", "1114", "(", "b", ")", "(", "2", ")", "of", "Regulation", "AB", ":", "Credit", "Enhancement", "and", "Other", "Support", ",", "Except", "for", "Certain", "Derivatives", "Instruments", "(", "Financial", "Information", ")", ".", "Item", "1115", "(", "b", ")", "of", "Regulation", "AB", ":", "Certain", "Derivatives", "Instruments", "(", "Financial", "Information", ")", ".", "Item", "1117", "of", "Regulation", "AB", ":", "Legal", "Proceedings", ".", "Industry", "Litigation", "In", "1996", ",", "Wal-Mart", "Stores", ",", "Inc.", "and", "several", "other", "retailers", "sued", "MasterCard", "International", "Incorporated", ",", "VISA", "U.S.A.", ",", "Inc.", "and", "VISA", "International", ",", "Inc.", "in", "the", "U.S.", "District", "Court", "for", "the", "Eastern", "District", "of", "New", "York", "(", "the", "District", "Court", ")", ".", "The", "action", "asserted", "that", "the", "rules", "of", "the", "foregoing", "associations", "regarding", "the", "uniform", "acceptance", "of", "all", "VISA", "and", "MasterCard", "cards", ",", "including", "debit", "VISA", "and", "MasterCard" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 3, 4, 4, 0, 3, 4, 0, 3, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0 ]

[ "of", "the", "foregoing", "associations", "regarding", "the", "uniform", "acceptance", "of", "all", "VISA", "and", "MasterCard", "cards", ",", "including", "debit", "VISA", "and", "MasterCard", "cards", ",", "constituted", "an", "illegal", "tying", "arrangement", ".", "In", "April", "2003", ",", "MasterCard", "and", "VISA", "each", "agreed", "to", "settle", "the", "matter", "by", "among", "other", "things", ",", "reducing", "interchange", "rates", "for", "debit", "cards", ",", "allowing", "merchants", "to", "decline", "debit", "cards", ",", "and", "agreeing", "to", "pay", "into", "settlement", "funds", "as", "follows", ":", "MasterCard", "agreed", "to", "pay", "into", "a", "settlement", "fund", "approximately", "$", "1", "billion", "over", "ten", "years", "and", "VISA", "agreed", "to", "pay", "approximately", "$", "2", "billion", "over", "ten", "years", ".", "On", "December", "19", ",", "2003", ",", "the", "District", "Court", "granted", "final", "approval", "of", "the", "settlement", ".", "The", "court", "interpreted", "the", "release", "provided", "by", "the", "merchant", "class", "as", "encompassing", "any", "possible", "suit", "by", "class", "members", "with", "respect", "to", "debit", "or", "credit", "card", "interchange", "fees", "or", "with", "respect", "to", "the", "exclusionary", "rules", "barring", "issuance", "of", "American", "Express", "or", "Discover", "cards", "by", "member", "banks", "and", "as", "prohibiting", "such", "suits", "against", "the", "member", "banks", "as", "well", "as", "against", "the", "associations", ".", "On", "January", "4", ",", "2005", ",", "the", "U.S.", "Court", "of", "Appeals", "for", "the", "Second", "Circuit", "affirmed", "the", "District", "Court", "s", "order", "approving", "the", "settlement", "in", "all", "respects", ".", "Certain", "merchants", "that", "had", "previously", "opted", "out", "of", "the", "settlement", "filed", "separate", "lawsuits", "and", "the", "opt", "out", "actions", "have", "been", "resolved", ".", "On", "June", "22", ",", "2005", ",", "a", "group", "of", "merchants", "filed", "a", "putative", "class", "action", "complaint", "in", "the", "U.S.", "District", "Court", "for", "the", "District", "of", "Connecticut", ".", "The", "complaint", "alleges", "that", "VISA", ",", "MasterCard", "and", "certain", "member", "banks", "including", "Bank", "of", "America", ",", "Chase", "USA", ",", "Capital", "One", ",", "Citibank", "and", "others", ",", "conspired", "to", "set", "the", "price", "of", "interchange", "in", "violation", "of", "Section", "1", "of", "the", "Sherman", "Act", ".", "The", "complaint", "further", "alleges", "tying/bundling", "and", "exclusive", "dealing", ".", "Since", "the", "filing", "of", "the", "Connecticut", "complaint", ",", "other", "complaints", "were", "filed", "in", "different", "U.S.", "District", "Courts", "challenging", "the", "setting", "of", "interchange", ",", "as", "well", "the", "associations", "respective", "rules", ".", "The", "Judicial", "Panel", "on", "Multidistrict", "Litigation", "consolidated", "the", "cases", "in", "the", "Eastern", "District", "of", "New", "York", "for", "pretrial", "proceedings", ".", "An", "amended", "consolidated", "complaint", "was", "filed", "on", "April", "24", ",", "2006", ".", "The", "consolidated", "complaint", "also", "added", "claims", "relating", "to", "off", "line", "debit", "transactions", ".", "Defendants", "filed", "a", "motion", "to", "dismiss", "all", "claims", "that", "pre-date", "January", "1", ",", "2004", ",", "based", "on", "the", "settlement", "and", "release", "of", "claims", "in", "the", "Wal-Mart", "case", ".", "On", "January", "8", ",", "2008", ",", "the", "Court", "granted", "that", "motion", "and", "those", "claims", "have", "been", "dismissed", ".", "In", "May", "2008", ",", "the", "plaintiffs", "filed", "a", "motion", "seeking", "class", "certification", "and", "the", "defendants", "opposed", "that", "motion", "in", "October", "2008", ".", "The", "court", "has", "not", "yet", "ruled", "on", "the", "class", "certification", "motion", ".", "In", "addition", "to", "the", "consolidated", "class", "action", "complaint", ",", "plaintiffs", "filed", "supplemental", "complaints", "challenging", "the", "MasterCard", "and", "Visa", "initial", "public", "offerings" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 3, 4, 4, 0, 3, 4, 4, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "addition", "to", "the", "consolidated", "class", "action", "complaint", ",", "plaintiffs", "filed", "supplemental", "complaints", "challenging", "the", "MasterCard", "and", "Visa", "initial", "public", "offerings", "(", "each", ",", "an", "IPO", ")", ".", "With", "respect", "to", "MasterCard", ",", "plaintiffs", "first", "filed", "a", "supplemental", "complaint", "in", "May", "2006", "alleging", "that", "the", "offering", "violated", "Section", "7", "of", "the", "Clayton", "Act", ",", "Section", "1", "of", "the", "Sherman", "Act", "and", "that", "the", "offering", "was", "a", "fraudulent", "conveyance", ".", "Defendants", "filed", "a", "motion", "to", "dismiss", "both", "of", "those", "claims", ".", "On", "November", "25", ",", "2008", ",", "the", "District", "Court", "dismissed", "the", "supplemental", "complaints", "with", "leave", "to", "replead", ".", "In", "January", "2009", ",", "the", "plaintiffs", "filed", "and", "served", "a", "Second", "Amended", "Consolidated", "Class", "Action", "Complaint", "against", "all", "defendants", "and", "an", "amended", "supplemental", "complaint", "against", "MasterCard", "again", "challenging", "the", "MasterCard", "IPO", "making", "antitrust", "claims", "similar", "to", "those", "that", "were", "set", "forth", "in", "the", "original", "supplemental", "complaint", ",", "as", "well", "as", "the", "fraudulent", "conveyance", "claim", ".", "With", "respect", "to", "the", "Visa", "IPO", ",", "the", "plaintiffs", "filed", "a", "supplemental", "complaint", "challenging", "the", "Visa", "IPO", "on", "antitrust", "theories", "parallel", "to", "those", "articulated", "in", "the", "MasterCard", "IPO", "pleading", ".", "On", "March", "31", ",", "2009", ",", "defendants", "filed", "a", "motion", "to", "dismiss", "the", "Second", "Amended", "Consolidated", "Class", "Action", "Complaint", ".", "Separate", "motions", "to", "dismiss", "each", "of", "the", "supplemental", "complaints", "challenging", "the", "MasterCard", "and", "Visa", "IPOs", "were", "also", "filed", ".", "Chase", "USA", "can", "not", "predict", "with", "any", "degree", "of", "certainty", "the", "final", "outcome", "of", "the", "litigation", "described", "above", ",", "its", "effect", "on", "the", "credit", "card", "industry", "or", "its", "effect", "on", "Chase", "USA", "s", "credit", "card", "business", ".", "In", "February", "2000", ",", "plaintiff", "Adam", "A.", "Schwartz", "filed", "a", "lawsuit", "in", "California", "Superior", "Court", "against", "VISA", "International", "Corp.", ",", "VISA", "International", "Service", "Association", ",", "Inc.", ",", "VISA", "U.S.A.", ",", "Inc.", "and", "MasterCard", "International", "Incorporated", "alleging", "that", "VISA", "and", "MasterCard", "have", "unlawfully", "concealed", "the", "fact", "that", "each", "increases", "by", "1", "%", "the", "rate", "at", "which", "it", "converts", "foreign", "currency", "to", "United", "States", "dollars", "for", "credit", "card", "purchases", "made", "in", "foreign", "currencies", "by", "United", "States", "cardholders", ".", "The", "case", "was", "brought", "under", "the", "California", "unfair", "business", "practices", "statute", ".", "On", "April", "7", ",", "2003", ",", "the", "court", "issued", "a", "decision", "in", "favor", "of", "the", "plaintiff", "and", "against", "VISA", "and", "MasterCard", ",", "holding", "that", "the", "networks", "disclosures", "of", "the", "1", "%", "currency", "conversion", "fee", "were", "inadequate", "under", "California", "law", ".", "VISA", "and", "MasterCard", "appealed", "the", "decision", ".", "On", "September", "28", ",", "2005", ",", "the", "appellate", "court", "reversed", "the", "judgment", "and", "remanded", "the", "case", "to", "the", "trial", "court", "for", "further", "consideration", ".", "The", "reversal", "was", "based", "on", "the", "amendment", "to", "the", "California", "statute", "at", "issue", "in", "the", "case", ",", "which", "now", "requires", "the", "plaintiff", "to", "have", "suffered", "actual", "injury", ".", "The", "appellate", "court", "directed", "the", "trial", "court", "to", "exercise", "its", "discretion", "to", "determine", "whether", "to", "grant", "leave", "to", "amend", "the", "complaint", "to", "add", "a", "new", "plaintiff", ".", "Beginning", "in", "or", "around", "February", "2001", ",", "more" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 4, 4, 0, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 3, 4, 4, 0, 3, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "grant", "leave", "to", "amend", "the", "complaint", "to", "add", "a", "new", "plaintiff", ".", "Beginning", "in", "or", "around", "February", "2001", ",", "more", "than", "twenty", "individual", "credit", "cardholders", "filed", "putative", "class", "actions", "against", "VISA", "International", "Service", "Association", ",", "Inc.", ",", "VISA", "U.S.A.", ",", "Inc.", ",", "MasterCard", "International", "Incorporated", "and", "seven", "credit", "card", "issuing", "banks", "and", "their", "parent", "companies", ",", "including", "Chase", "USA", "and", "JPMorgan", "Chase", "&", "Co.", ",", "alleging", "that", "VISA", "and", "MasterCard", ",", "together", "with", "their", "members", "banks", ",", "had", "conspired", "to", "fix", "the", "price", "of", "currency", "conversion", "services", "for", "credit", "card", "purchases", "made", "in", "a", "foreign", "currency", "by", "United", "States", "cardholders", ".", "The", "plaintiffs", "also", "asserted", "that", "disclosure", "requirements", "of", "the", "Truth-in-Lending", "Act", "and", "regulations", "promulgated", "thereunder", "had", "not", "been", "observed", ".", "The", "cases", "were", "consolidated", "in", "the", "District", "Court", "for", "the", "Southern", "District", "of", "New", "York", "for", "pretrial", "purposes", ".", "On", "July", "3", ",", "2003", ",", "the", "court", "denied", "in", "principal", "part", "the", "defendants", "motion", "to", "dismiss", "the", "consolidated", "complaint", ".", "On", "November", "12", ",", "2003", ",", "the", "plaintiffs", "moved", "for", "an", "order", "certifying", "the", "action", "as", "a", "class", "action", ",", "and", "by", "Order", "dated", "October", "15", ",", "2004", ",", "the", "court", "granted", "class", "certification", ".", "On", "July", "20", ",", "2006", ",", "the", "parties", "in", "the", "consolidated", "case", "entered", "into", "a", "nationwide", "settlement", "agreement", ",", "subject", "to", "court", "approval", ".", "The", "court", "held", "a", "final", "approval", "hearing", "on", "March", "31", ",", "2008", "and", "took", "the", "matter", "under", "advisement", ".", "The", "defendants", "have", "denied", "any", "wrongdoing", ",", "and", "the", "court", "has", "not", "made", "any", "ruling", "on", "the", "merits", "of", "the", "case", ".", "The", "settlement", "agreement", "includes", "provisions", "relating", "to", "disclosures", "on", "billing", "statements", "and", "other", "documents", ",", "and", "a", "settlement", "fund", "of", "$", "336,000,000", "to", "pay", "monetary", "claims", ",", "the", "costs", "of", "administering", "the", "settlement", "and", "notice", "to", "cardholders", ",", "court-approved", "attorneys", "fees", "and", "expenses", ",", "and", "court-approved", "awards", "to", "the", "class", "representatives", ".", "Eligible", "cardholders", "will", "be", "able", "to", "make", "monetary", "claims", ".", "The", "settlement", "documents", "include", "agreements", "to", "settle", "certain", "related", "lawsuits", ",", "including", "the", "lawsuit", "filed", "by", "Adam", "A.", "Schwartz", "against", "the", "VISA", "and", "MasterCard", "entities", "as", "referenced", "above", ".", "The", "court", "granted", "final", "approval", "of", "the", "settlement", "on", "October", "22", ",", "2009", ".", "Objectors", "to", "the", "settlement", "filed", "appeals", "in", "the", "Second", "Circuit", ".", "Other", "Litigation", "On", "March", "23", ",", "2004", ",", "plaintiff", "James", "A.", "McCoy", "filed", "a", "lawsuit", "in", "California", "Superior", "Court", "against", "Chase", "Manhattan", "Bank", ",", "USA", ",", "N.A.", ",", "the", "predecessor", "entity", "of", "Chase", "USA", ".", "On", "January", "3", ",", "2006", ",", "plaintiff", "McCoy", "filed", "a", "Second", "Amended", "Complaint", ",", "alleging", "that", "Chase", "USA", "violated", "the", "Truth-in-Lending", "Act", "and", "bringing", "state", "law", "claims", "for", "unconscionability", ",", "declaratory", "relief", ",", "illegal", "penalty", ",", "consumer", "fraud", ",", "breach", "of", "contract", "and", "breach", "of", "the", "implied", "covenant" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "unconscionability", ",", "declaratory", "relief", ",", "illegal", "penalty", ",", "consumer", "fraud", ",", "breach", "of", "contract", "and", "breach", "of", "the", "implied", "covenant", "of", "good", "faith", "and", "fair", "dealing", ".", "Plaintiff", "brought", "suit", "on", "behalf", "of", "a", "putative", "class", "of", "Chase", "USA", "credit", "card", "customers", "who", "claim", "that", "their", "interest", "rates", "were", "increased", "without", "notice", "after", "they", "made", "a", "late", "payment", "to", "either", "Chase", "USA", "or", "another", "creditor", ".", "Chase", "USA", "removed", "the", "case", "to", "federal", "court", "and", "then", "moved", "to", "dismiss", "the", "complaint", ".", "On", "August", "21", ",", "2006", ",", "the", "court", "granted", "Chase", "USA", "s", "motion", "and", "dismissed", "the", "case", ".", "Plaintiff", "McCoy", "appealed", "the", "dismissal", "to", "the", "Ninth", "Circuit", "Court", "of", "Appeals", ".", "On", "March", "16", ",", "2009", ",", "the", "Ninth", "Circuit", "issued", "an", "opinion", "in", "which", "it", "found", "that", "Chase", "USA", "violated", "the", "Truth-in-Lending", "Act", "for", "failing", "to", "provide", "contemporaneous", "notice", "of", "the", "interest", "rate", "increases", ".", "The", "court", "reversed", "the", "dismissal", "of", "several", "of", "the", "state", "law", "claims", "(", "unconscionability", ",", "declaratory", "relief", ",", "illegal", "penalty", "and", "breach", "of", "contract", ")", "and", "remanded", "the", "case", "to", "the", "lower", "court", ".", "The", "Ninth", "Circuit", "affirmed", "the", "dismissal", "of", "the", "consumer", "fraud", "and", "implied", "covenant", "claims", ".", "On", "April", "27", ",", "2009", ",", "Chase", "USA", "filed", "a", "motion", "with", "the", "Ninth", "Circuit", "for", "rehearing", "en", "banc", ".", "On", "June", "15", ",", "2009", ",", "the", "Ninth", "Circuit", "denied", "Chase", "USA", "s", "motion", "for", "rehearing", "en", "banc", ".", "On", "September", "14", ",", "2009", ",", "Chase", "USA", "filed", "a", "certiorari", "petition", "with", "the", "United", "States", "Supreme", "Court", "seeking", "review", "of", "the", "decision", ".", "Chase", "USA", "can", "not", "predict", "with", "any", "degree", "of", "certainty", "the", "final", "outcome", "of", "the", "litigation", "described", "above", ",", "its", "effect", "on", "the", "credit", "card", "industry", "or", "its", "effect", "on", "Chase", "USA", "s", "credit", "card", "business", ".", "A", "number", "of", "lawsuits", "seeking", "class", "action", "certification", "have", "been", "filed", "in", "both", "state", "and", "federal", "courts", "against", "Chase", "USA", ".", "These", "lawsuits", "challenge", "certain", "policies", "and", "practices", "of", "Chase", "USA", "s", "credit", "card", "business", ".", "A", "few", "of", "these", "lawsuits", "have", "been", "conditionally", "certified", "as", "class", "actions", ".", "Chase", "USA", "has", "defended", "itself", "against", "claims", "in", "the", "past", "and", "intends", "to", "continue", "to", "do", "so", "in", "the", "future", ".", "While", "it", "is", "impossible", "to", "predict", "the", "outcome", "of", "any", "of", "these", "lawsuits", ",", "Chase", "USA", "believes", "that", "any", "liability", "that", "might", "result", "from", "any", "of", "these", "lawsuits", "will", "not", "have", "a", "material", "adverse", "effect", "on", "the", "credit", "card", "receivables", ".", "The", "following", "Items", "have", "been", "omitted", "in", "accordance", "with", "General", "Instruction", "J", "to", "Form", "10-K", ":", "None", "The", "following", "Items", "have", "been", "omitted", "in", "accordance", "with", "General", "Instruction", "J", "to", "Form", "10", "K", ":", "Substitute", "information", "provided", "in", "accordance", "with", "General", "Instruction", "J", "to", "Form", "10", "K", ":", "Item", "1119", "of", "Regulation", "AB", ":", "Affiliations", "and", "Certain", "Relationships", "and", "Related", "Transactions", ".", "Information", "required", "by", "Item", "1119", "of", "Regulation", "AB", "has", "been" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 4, 4, 4, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "AB", ":", "Affiliations", "and", "Certain", "Relationships", "and", "Related", "Transactions", ".", "Information", "required", "by", "Item", "1119", "of", "Regulation", "AB", "has", "been", "omitted", "from", "this", "report", "on", "Form", "10-K", "in", "reliance", "on", "the", "Instruction", "to", "Item", "1119", ".", "Item", "1122", "of", "Regulation", "AB", ":", "Compliance", "with", "Applicable", "Servicing", "Criteria", ".", "Each", "of", "Chase", "USA", ",", "as", "the", "servicer", "for", "each", "of", "the", "Chase", "Issuance", "Trust", ",", "the", "First", "USA", "Master", "Trust", "and", "the", "Chase", "Master", "Trust", ",", "and", "BNY", "Mellon", "Trust", "of", "Delaware", ",", "as", "the", "First", "USA", "Master", "Trust", "trustee", ",", "The", "Bank", "of", "New", "York", "Mellon", ",", "as", "the", "Chase", "Master", "Trust", "trustee", "and", "Wells", "Fargo", "Bank", ",", "National", "Association", "(", "Wells", "Fargo", ")", ",", "as", "the", "indenture", "trustee", "for", "the", "Chase", "Issuance", "Trust", "(", "each", ",", "a", "Servicing", "Participant", ")", "was", "a", "party", "participating", "in", "the", "servicing", "function", "during", "the", "reporting", "period", "with", "respect", "to", "the", "pool", "assets", "held", "by", "the", "respective", "trust", ".", "Assessment", "are", "attached", "as", "exhibits", "to", "this", "Form", "10-K", ".", "In", "addition", ",", "each", "of", "the", "Servicing", "Participants", "has", "provided", "an", "attestation", "report", "(", "each", ",", "an", "Attestation", "Report", ")", "by", "a", "registered", "independent", "public", "accounting", "firm", "regarding", "its", "related", "Report", "on", "Assessment", ".", "Each", "Attestation", "Report", "is", "attached", "as", "an", "exhibit", "to", "this", "Form", "10-K", ".", "Item", "1123", "of", "Regulation", "AB", ":", "Servicer", "Compliance", "Statement", ".", "Chase", "USA", "is", "the", "servicer", "and", "has", "provided", "a", "statement", "of", "compliance", "(", "a", "Compliance", "Statement", ")", "for", "the", "period", "from", "and", "including", "January", "1", ",", "2009", "through", "and", "including", "December", "31", ",", "2009", "for", "each", "of", "the", "Chase", "Issuance", "Trust", ",", "the", "First", "USA", "Master", "Trust", "and", "the", "Chase", "Master", "Trust", ".", "Each", "such", "Compliance", "Statement", "has", "been", "signed", "by", "an", "authorized", "officer", "of", "the", "servicer", "for", "the", "respective", "issuing", "entity", "and", "is", "attached", "as", "an", "exhibit", "to", "this", "Form", "10-K", ".", "None", "of", "the", "Reports", "on", "Assessment", "or", "the", "related", "Attestation", "Reports", "has", "identified", "any", "material", "instances", "of", "noncompliance", "with", "the", "servicing", "criteria", "described", "in", "the", "related", "Report", "on", "Assessment", "as", "being", "applicable", "to", "such", "Servicing", "Participant", "except", "that", "the", "Report", "on", "Assessment", "provided", "by", "The", "Bank", "of", "New", "York", "Mellon", ",", "BNY", "Mellon", "Trust", "of", "Delaware", "and", "The", "Bank", "of", "New", "York", "Mellon", "Trust", "Company", ",", "N.A", ".", "(", "collectively", "BNY", ")", "describes", "a", "material", "instance", "of", "noncompliance", "with", "respect", "Item", "1122", "(", "d", ")", "(", "2", ")", "(", "i", ")", "of", "Regulation", "AB", "that", "is", "not", "applicable", "to", "any", "of", "the", "Chase", "Issuance", "Trust", ",", "the", "First", "USA", "Credit", "Card", "Master", "Trust", "or", "the", "Chase", "Credit", "Card", "Master", "Trust", ".", "The", "Report", "on", "Assessment", "provided", "by", "BNY", "was", "prepared", "on", "a", "platform", "basis", ".", "BNY", "defines", "such", "platform", "as", "publicly-issued", "(", "i.e.", ",", "transaction-level", "reporting", "initially", "required", "under", "the", "Securities", "Exchange", "Act", "of", "1934" ]

[ 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 3, 4, 4, 4, 4, 4, 3, 4, 4, 4, 4, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "BNY", "defines", "such", "platform", "as", "publicly-issued", "(", "i.e.", ",", "transaction-level", "reporting", "initially", "required", "under", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", ")", "asset-backed", "securities", ",", "issued", "on", "or", "after", "January", "1", ",", "2006", "and", "like-kind", "transactions", "issued", "prior", "to", "January", "1", ",", "2006", "that", "are", "subject", "to", "Regulation", "AB", "for", "which", "BNY", "provides", "trustee", ",", "securities", "administration", "or", "paying", "agent", "services", ",", "as", "defined", "and", "to", "the", "extent", "applicable", "in", "the", "transaction", "agreements", ",", "other", "than", "residential", "mortgage-backed", "securities", "and", "other", "mortgage-related", "asset", "backed", "securities", ".", "During", "the", "reporting", "period", ",", "certain", "payments", "on", "pool", "assets", "were", "not", "deposited", "into", "the", "appropriate", "segregated", "custodial", "bank", "account", "within", "the", "time", "frame", "required", "by", "the", "related", "transaction", "documents", ".", "The", "segregated", "account", "for", "each", "specified", "series", "of", "securities", "was", "in", "existence", "prior", "to", "the", "time", "the", "deposits", "were", "to", "be", "made", "into", "such", "account", "but", "such", "account", "was", "not", "utilized", "in", "all", "instances", "by", "BNY", "as", "stated", "above", ".", "However", ",", "payments", "related", "to", "each", "specified", "series", "of", "securities", "were", "timely", "remitted", "to", "the", "investors", "in", "such", "series", ".", "Existing", "procedures", "have", "been", "reviewed", "with", "staff", "to", "enable", "future", "payments", "to", "be", "deposited", "into", "the", "segregated", "account", "for", "each", "specified", "series", "within", "the", "applicable", "time", "frames", ".", "(", "a", ")", "(", "1", ")", "Not", "Applicable", ".", "(", "a", ")", "(", "2", ")", "Not", "Applicable", ".", "(", "a", ")", "(", "3", ")", "See", "Item", "15", "(", "b", ")", "below", ".", "SUPPLEMENTAL", "INFORMATION", "TO", "BE", "FURNISHED", "WITH", "REPORTS", "FILED", "PURSUANT", "TO", "SECTION", "15", "(", "d", ")", "OF", "THE", "ACT", "BY", "REGISTRANTS", "WHICH", "HAVE", "NOT", "REGISTERED", "SECURITIES", "PURSUANT", "TO", "SECTION", "12", "OF", "THE", "ACT", ".", "No", "annual", "report", "to", "security", "holders", "or", "proxy", "statement", ",", "form", "of", "proxy", "or", "other", "proxy", "soliciting", "material", "has", "been", "sent", "to", "security", "holders", "or", "is", "anticipated", "to", "be", "furnished", "to", "security", "holders", "subsequent", "to", "the", "filing", "of", "this", "annual", "report", "on", "Form", "10-K", ".", "Pursuant", "to", "the", "requirements", "of", "Section", "13", "or", "15", "(", "d", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "the", "registrant", "has", "duly", "caused", "this", "report", "to", "be", "signed", "on", "its", "behalf", "by", "the", "undersigned", ",", "thereunto", "duly", "authorized", ".", "CHASE", "ISSUANCE", "TRUST/", "FIRST", "USA", "CREDIT", "CARD", "MASTER", "TRUST/", "CHASE", "CREDIT", "CARD", "MASTER", "TRUST", "(", "Issuing", "entities", ")", "CHASE", "BANK", "USA", ",", "NATIONAL", "ASSOCIATION", ",", "(", "senior", "officer", "of", "Chase", "Bank", "USA", ",", "National", "Association", "in", "charge", "of", "securitization", ")", "Exhibit", "31.1", "Exhibit", "31.1", "I", ",", "Keith", "W.", "Schuck", ",", "certify", "that", ":", "In", "giving", "the", "certification", "above", ",", "I", "have", "reasonably", "relied", "on", "information", "provided", "to", "me", "by", "the", "following", "unaffiliated" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 3, 4, 4, 4, 4, 4, 0, 3, 4, 4, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ":", "In", "giving", "the", "certification", "above", ",", "I", "have", "reasonably", "relied", "on", "information", "provided", "to", "me", "by", "the", "following", "unaffiliated", "parties", ":", "BNY", "Mellon", "Trust", "of", "Delaware", ",", "The", "Bank", "of", "New", "York", "Mellon", ",", "Wilmington", "Trust", "Company", "and", "Wells", "Fargo", "Bank", ",", "National", "Association", ".", "(", "senior", "officer", "of", "Chase", "Bank", "USA", ",", "National", "Association", "in", "charge", "of", "securitization", ")", "Class", "A", "(", "2002-6", ")", "Class", "A", "(", "2003-4", ")", "Class", "A", "(", "2003-8", ")", "Class", "A", "(", "2004-1", ")", "Class", "A", "(", "2004-3", ")", "Class", "A", "(", "2004-5", ")", "Class", "A", "(", "2004-6", ")", "Class", "A", "(", "2004-7", ")", "Class", "A", "(", "2004-8", ")", "Class", "A", "(", "2005-2", ")", "Class", "A", "(", "2005-3", ")", "Class", "A", "(", "2005-4", ")", "Class", "A", "(", "2005-5", ")", "Class", "A", "(", "2005-6", ")", "Class", "A", "(", "2005-7", ")", "Class", "A", "(", "2005-8", ")", "Class", "A", "(", "2005-9", ")", "Class", "A", "(", "2005-10", ")", "Class", "A", "(", "2005-11", ")", "Class", "A", "(", "2005-13", ")", "Class", "A", "(", "2006-1", ")", "Class", "A", "(", "2006-2", ")", "Class", "A", "(", "2006-3", ")", "Class", "A", "(", "2006-4", ")", "Class", "A", "(", "2006-5", ")", "Class", "A", "(", "2006-6", ")", "Class", "A", "(", "2006-7", ")", "Class", "A", "(", "2006-8", ")", "Class", "A", "(", "2007-1", ")", "Class", "A", "(", "2007-2", ")", "Class", "A", "(", "2007-3", ")", "Class", "A", "(", "2007-4", ")", "Class", "A", "(", "2007-5", ")", "Class", "A", "(", "2007-6", ")", "Class", "A", "(", "2007-7", ")", "Class", "A", "(", "2007-8", ")", "Class", "A", "(", "2007-9", ")", "Class", "A", "(", "2007-10", ")", "Class", "A", "(", "2007-11", ")", "Class", "A", "(", "2007-12", ")", "Class", "A", "(", "2007-13", ")", "Class", "A", "(", "2007-14", ")", "Class", "A", "(", "2007-15", ")", "Class", "A", "(", "2007-16", ")", "Class", "A", "(", "2007-17", ")", "Class", "A", "(", "2007-18", ")", "Class", "A", "(", "2008-1", ")", "Class", "A", "(", "2008-2", ")", "Class", "A", "(", "2008-3", ")", "Class", "A", "(", "2008-4", ")", "Class", "A", "(", "2008-5", ")", "Class", "A", "(", "2008-6", ")", "Class", "A", "(", "2008-7", ")", "Class", "A", "(", "2008-8", ")", "Class", "A", "(", "2008-9", ")", "Class", "A", "(", "2008-10", ")", "Class", "A", "(", "2008-11", ")", "Class", "A", "(", "2008-12", ")", "Class", "A", "(", "2008-13", ")", "Class", "A", "(", "2008-14", ")", "Class", "A", "(", "2009-2", ")", "Class", "A", "(", "2009-3", ")", "Class", "A", "(", "2009-4", ")", "Class", "A", "(", "2009-5" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ")", "Class", "A", "(", "2009-2", ")", "Class", "A", "(", "2009-3", ")", "Class", "A", "(", "2009-4", ")", "Class", "A", "(", "2009-5", ")", "Class", "A", "(", "2009-6", ")", "Class", "A", "(", "2009-7", ")", "Class", "A", "(", "2009-8", ")", "Class", "B", "(", "2004-01", ")", "Class", "B", "(", "2004-02", ")", "Class", "B", "(", "2006-01", ")", "Class", "B", "(", "2006-02", ")", "Class", "B", "(", "2007-01", ")", "Class", "C", "(", "2003-03", ")", "Class", "C", "(", "2004-01", ")", "Class", "C", "(", "2004-02", ")", "Class", "C", "(", "2004-03", ")", "Class", "C", "(", "2005-01", ")", "Class", "C", "(", "2005-02", ")", "Class", "C", "(", "2005-03", ")", "Class", "C", "(", "2006-02", ")", "Class", "C", "(", "2006-03", ")", "Class", "C", "(", "2006-04", ")", "Class", "C", "(", "2007-01", ")", "Corporate", "Trust", "Services", "division", "of", "Wells", "Fargo", "Bank", ",", "National", "Association", "(", "the", "Company", ")", "is", "responsible", "for", "assessing", "compliance", "with", "the", "servicing", "criteria", "set", "forth", "in", "Item", "1122", "(", "d", ")", "of", "Regulation", "AB", "promulgated", "by", "the", "Securities", "and", "Exchange", "Commission", ".", "The", "Company", "has", "determined", "that", "the", "servicing", "criteria", "are", "applicable", "in", "regards", "to", "the", "servicing", "platform", "for", "the", "period", "as", "follows", ":", "Platform", ":", "Publicly-issued", "(", "i.e.", ",", "transaction-level", "reporting", "initially", "required", "under", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", ")", "residential", "mortgage-backed", "securities", ",", "commercial", "mortgage-backed", "securities", "and", "other", "asset-backed", "securities", ",", "for", "which", "the", "Company", "provides", "master", "servicing", ",", "trustee", ",", "securities", "administration", "or", "paying", "agent", "services", ",", "excluding", "any", "publicly", "issued", "transactions", "issued", "by", "any", "agency", "or", "instrumentality", "of", "the", "U.S.", "government", "or", "any", "government", "sponsored", "entity", ",", "and", "further", "excluding", "the", "transactions", "issued", "prior", "to", "2006", "for", "which", "Wells", "Fargo", "outsources", "all", "material", "servicing", "activities", "(", "as", "defined", "by", "Regulation", "AB", ")", "(", "the", "Platform", ")", ".", "Applicable", "Servicing", "Criteria", ":", "All", "servicing", "criteria", "set", "forth", "in", "Item", "1122", "(", "d", ")", ",", "to", "the", "extent", "required", "in", "the", "related", "transaction", "agreements", ",", "or", "required", "by", "the", "Item", "1122", "(", "d", ")", "servicing", "criteria", "in", "regards", "to", "the", "activities", "performed", "by", "the", "Company", ",", "except", "for", "the", "following", "criteria", ":", "1122", "(", "d", ")", "(", "4", ")", "(", "ii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "iv", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "v", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "viii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "ix", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "x", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xi", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xii", ")", "and", "1122", "(", "d", ")", "(", "4", ")" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xii", ")", "and", "1122", "(", "d", ")", "(", "4", ")", "(", "xiii", ")", ",", "which", "Management", "has", "determined", "are", "not", "applicable", "to", "the", "activities", "the", "Company", "performs", "with", "respect", "to", "the", "Platform", "(", "the", "Applicable", "Servicing", "Criteria", ")", ".", "Period", ":", "As", "of", "and", "for", "the", "twelve", "months", "ended", "December", "31", ",", "2009", "(", "the", "Period", ")", ".", "Third", "parties", "classified", "as", "vendors", ":", "With", "respect", "to", "servicing", "criteria", "1122", "(", "d", ")", "(", "4", ")", "(", "i", ")", ",", "the", "Company", "has", "engaged", "various", "vendors", "to", "handle", "certain", "Uniform", "Commercial", "Code", "filing", "functions", "required", "by", "the", "servicing", "criteria", "(", "vendors", ")", ".", "The", "Company", "has", "determined", "that", "none", "of", "these", "vendors", "are", "a", "servicer", "as", "defined", "in", "Item", "1101", "(", "j", ")", "of", "Regulation", "AB", ",", "and", "the", "Company", "elects", "to", "take", "responsibility", "for", "assessing", "compliance", "with", "the", "portion", "of", "the", "servicing", "criteria", "applicable", "to", "each", "vendor", "as", "permitted", "by", "Interpretation", "17.06", "of", "the", "SEC", "Division", "of", "Corporation", "Finance", "Manual", "of", "Publicly", "Available", "Telephone", "Interpretations", "(", "Interpretation", "17.06", ")", ".", "The", "Company", "has", "policies", "and", "procedures", "in", "place", "to", "provide", "reasonable", "assurance", "that", "the", "vendor", "s", "activities", "comply", "in", "all", "material", "respects", "with", "the", "servicing", "criteria", "applicable", "to", "each", "vendor", ".", "The", "Company", "is", "solely", "responsible", "for", "determining", "that", "it", "meets", "the", "SEC", "requirements", "to", "apply", "Interpretation", "17.06", "for", "the", "vendors", "and", "related", "criteria", ".", "With", "respect", "to", "the", "Platform", "and", "the", "Period", ",", "the", "Company", "provides", "the", "following", "assessment", "of", "compliance", "with", "respect", "to", "the", "Applicable", "Servicing", "Criteria", ":", "1", ".", "The", "Company", "is", "responsible", "for", "assessing", "its", "compliance", "with", "the", "Applicable", "Servicing", "Criteria", ".", "The", "Company", "has", "assessed", "compliance", "with", "the", "Applicable", "Servicing", "Criteria", ",", "including", "servicing", "criteria", "for", "which", "compliance", "is", "determined", "based", "on", "Interpretation", "17.06", "as", "described", "above", ",", "as", "of", "and", "for", "the", "Period", ".", "In", "performing", "this", "assessment", ",", "management", "used", "the", "criteria", "set", "forth", "by", "the", "Securities", "and", "Exchange", "Commission", "in", "paragraph", "(", "d", ")", "of", "Item", "1122", "of", "Regulation", "AB", ".", "Based", "on", "such", "assessment", "as", "of", "and", "for", "the", "Period", ",", "the", "Company", "has", "complied", ",", "in", "all", "material", "respects", "with", "the", "applicable", "servicing", "criteria", ".", "KPMG", "LLP", ",", "a", "registered", "public", "accounting", "firm", ",", "has", "issued", "an", "attestation", "report", "with", "respect", "to", "the", "Company", "s", "assessment", "of", "compliance", "as", "of", "and", "for", "the", "Period", ".", "The", "Bank", "of", "New", "York", "Mellon", "(", "formerly", "The", "Bank", "of", "New", "York", ")", ",", "BNY", "Mellon", "Trust", "of", "Delaware", "(", "formerly", "BNYM", "(", "Delaware", ")", ")", "and", "The", "Bank", "of", "New", "York", "Mellon", "Trust", "Company", ",", "N.A", ".", "(", "formerly", "The", "Bank", "of", "New", "York", "Trust", "Company", ",", "N.A", ".", ")", ",", "(", "collectively", ",", "the", "Company", ")", "provides", "this", "platform-level", "assessment", "of", "compliance", "with", "the", "servicing", "criteria", "specified", "in", "Item", "1122", "(" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "collectively", ",", "the", "Company", ")", "provides", "this", "platform-level", "assessment", "of", "compliance", "with", "the", "servicing", "criteria", "specified", "in", "Item", "1122", "(", "d", ")", "of", "Regulation", "AB", "promulgated", "by", "the", "Securities", "and", "Exchange", "Commission", ".", "Management", "has", "determined", "that", "the", "servicing", "criteria", "are", "applicable", "in", "regard", "to", "the", "servicing", "platform", "as", "of", "and", "for", "the", "period", "as", "follows", ":", "Platform", ":", "Publicly-issued", "(", "i.e.", ",", "transaction-level", "reporting", "initially", "required", "under", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", ")", "asset-backed", "securities", "issued", "on", "or", "after", "January", "1", ",", "2006", "and", "like-kind", "transactions", "issued", "prior", "to", "January", "1", ",", "2006", "that", "comply", "with", "Regulation", "AB", "for", "which", "the", "Company", "provides", "trustee", ",", "securities", "administration", "or", "paying", "agent", "services", ",", "as", "defined", "and", "to", "the", "extent", "applicable", "in", "the", "transaction", "agreements", ",", "other", "than", "residential", "mortgage-backed", "securities", "and", "other", "mortgage-related", "asset-backed", "securities", ".", "Period", ":", "Twelve", "months", "ended", "December", "31", ",", "2009", "(", "the", "Period", ")", ".", "Applicable", "Servicing", "Criteria", ":", "All", "servicing", "criteria", "set", "forth", "in", "Item", "1122", "(", "d", ")", ",", "to", "the", "extent", "required", "by", "the", "related", "transaction", "agreements", "as", "to", "any", "transaction", ",", "except", "as", "set", "forth", "in", "the", "column", "titled", "Not", "Applicable", "To", "Platform", "in", "Appendix", "1", "attached", "hereto", ".", "With", "respect", "to", "applicable", "servicing", "criteria", "1122", "(", "d", ")", "(", "2", ")", "(", "iii", ")", "and", "1122", "(", "d", ")", "(", "4", ")", "(", "vii", ")", ",", "there", "were", "no", "activities", "performed", "during", "the", "Period", "with", "respect", "to", "the", "Platform", ",", "because", "there", "were", "no", "occurrences", "of", "events", "that", "would", "require", "the", "Company", "to", "perform", "such", "activities", ".", "With", "respect", "to", "servicing", "criteria", "1122", "(", "d", ")", "(", "2", ")", "(", "vi", ")", "management", "has", "engaged", "a", "vendor", "to", "perform", "the", "activities", "required", "by", "these", "servicing", "criteria", ".", "Management", "has", "determined", "that", "this", "vendor", "is", "not", "considered", "a", "servicer", "as", "defined", "in", "Item", "1101", "(", "j", ")", "of", "Regulation", "AB", ",", "and", "management", "has", "elected", "to", "take", "responsibility", "for", "assessing", "compliance", "with", "the", "servicing", "criteria", "applicable", "to", "this", "vendor", "as", "permitted", "by", "Interpretation", "17.06", "of", "the", "SEC", "Division", "of", "Corporation", "Finance", "Manual", "of", "Publicly", "Available", "Telephone", "Interpretations", "(", "Interpretation", "17.06", ")", ".", "Management", "has", "policies", "and", "procedures", "in", "place", "designed", "to", "provide", "reasonable", "assurance", "that", "the", "vendor", "s", "activities", "comply", "in", "all", "material", "respects", "with", "the", "servicing", "criteria", "applicable", "to", "the", "vendor", ".", "Management", "is", "solely", "responsible", "for", "determining", "that", "it", "meets", "the", "SEC", "requirements", "to", "apply", "Interpretation", "17.06", "for", "the", "vendor", "and", "related", "criteria", ".", "With", "respect", "to", "the", "Platform", "and", "the", "Period", ",", "the", "Company", "provides", "the", "following", "assessment", "of", "compliance", "in", "respect", "of", "the", "Applicable", "Servicing", "Criteria", ":", "1", ".", "The", "Company", "is", "responsible", "for", "assessing", "its", "compliance", "with", "the", "Applicable", "Servicing", "Criteria", ".", "The", "Company", "has", "assessed", "compliance", "with", "the", "Applicable", "Servicing", "Criteria" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "for", "assessing", "its", "compliance", "with", "the", "Applicable", "Servicing", "Criteria", ".", "The", "Company", "has", "assessed", "compliance", "with", "the", "Applicable", "Servicing", "Criteria", "including", "servicing", "criteria", "for", "which", "compliance", "is", "determined", "based", "on", "Interpretation", "17.06", "as", "described", "above", ".", "In", "performing", "this", "assessment", ",", "management", "used", "the", "criteria", "set", "forth", "by", "the", "Securities", "and", "Exchange", "Commission", "in", "paragraph", "(", "d", ")", "of", "Item", "1122", "of", "Regulation", "AB", ".", "Based", "on", "such", "assessment", ",", "as", "of", "and", "for", "the", "Period", ",", "the", "Company", "has", "complied", ",", "in", "all", "material", "respects", ",", "with", "the", "Applicable", "Servicing", "Criteria", "other", "than", "as", "identified", "on", "Schedule", "A", "attached", ".", "KPMG", "LLP", ",", "an", "independent", "registered", "public", "accounting", "firm", ",", "has", "issued", "an", "attestation", "report", "with", "respect", "to", "the", "Company", "s", "compliance", "with", "the", "Applicable", "Servicing", "Criteria", "as", "of", "and", "for", "the", "Period", ".", "The", "Bank", "of", "New", "York", "Mellon", "TrustCompany", ",", "N.A", ".", "The", "Bank", "of", "New", "York", "Mellon", "TrustCompany", ",", "N.A", ".", "The", "Bank", "of", "New", "York", "Mellon", "TrustCompany", ",", "N.A", ".", "1122", "(", "d", ")", "(", "2", ")", "(", "i", ")", ":", "Payments", "on", "pool", "assets", "are", "deposited", "into", "the", "appropriate", "custodial", "bank", "accounts", "and", "related", "bank", "clearing", "accounts", "no", "more", "than", "two", "business", "days", "of", "receipt", ",", "or", "such", "other", "number", "of", "days", "specified", "in", "the", "transaction", "agreements", ".", "During", "the", "reporting", "period", ",", "certain", "payments", "on", "pool", "assets", "were", "not", "deposited", "into", "the", "appropriate", "segregated", "custodial", "bank", "account", "within", "the", "time", "frame", "required", "by", "the", "related", "transaction", "documents", ".", "The", "segregated", "account", "for", "each", "specified", "series", "of", "securities", "was", "in", "existence", "prior", "to", "the", "time", "the", "deposits", "were", "to", "be", "made", "into", "such", "account", "but", "such", "account", "was", "not", "utilized", "in", "all", "instances", "by", "the", "Trustee", "as", "stated", "above", ".", "However", ",", "payments", "related", "to", "each", "specified", "series", "of", "securities", "were", "timely", "remitted", "to", "the", "investors", "in", "such", "series", ".", "Existing", "procedures", "have", "been", "reviewed", "with", "staff", "to", "enable", "future", "payments", "to", "be", "deposited", "into", "the", "segregated", "account", "for", "each", "specified", "series", "within", "the", "applicable", "time", "frames", ".", "To", "the", "Stockholder", "of", "Chase", "Bank", "USA", ",", "National", "Association", ":", "We", "have", "examined", "Chase", "Bank", "USA", ",", "National", "Association", "s", "(", "the", "Bank", ")", "compliance", "with", "the", "servicing", "criteria", "set", "forth", "in", "Item", "1122", "(", "d", ")", "of", "the", "Securities", "and", "Exchange", "Commission", "s", "Regulation", "AB", "for", "the", "asset-backed", "securities", "transactions", "for", "which", "the", "Bank", "performed", "servicing", "functions", "set", "forth", "in", "Item", "1122", "(", "d", ")", "involving", "credit", "card", "receivables", ",", "for", "which", "transactions", "the", "Bank", "acted", "as", "servicer", ",", "that", "were", "registered", "with", "the", "Securities", "and", "Exchange", "Commission", "pursuant", "to", "the", "Securities", "Act", "of", "1933", ",", "as", "amended", ",", "on", "or", "after", "January", "1", ",", "2006", ",", "where", "the", "related", "asset-backed", "securities", "were", "outstanding", "(", "the", "Platform", ")", "described", "in", "the", "accompanying", "Management", "s", "Report", "on", "Assessment", "of", "Compliance", "with", "Applicable", "Servicing", "Criteria", "as" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4 ]

[ "(", "the", "Platform", ")", "described", "in", "the", "accompanying", "Management", "s", "Report", "on", "Assessment", "of", "Compliance", "with", "Applicable", "Servicing", "Criteria", "as", "of", "and", "for", "the", "year", "ended", "December", "31", ",", "2009", ",", "excluding", "criteria", "1122", "(", "d", ")", "(", "1", ")", "(", "ii", ")", ",", "1122", "(", "d", ")", "(", "1", ")", "(", "iii", ")", ",", "1122", "(", "d", ")", "(", "2", ")", "(", "iii", ")", ",", "1122", "(", "d", ")", "(", "2", ")", "(", "iv", ")", ",", "1122", "(", "d", ")", "(", "3", ")", "(", "iii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "i", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "ii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "x", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xi", ")", "1122", "(", "d", ")", "(", "4", ")", "(", "xii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xiii", ")", ",", "and", "1122", "(", "d", ")", "(", "4", ")", "(", "xv", ")", ",", "which", "the", "Bank", "has", "determined", "are", "not", "applicable", "to", "the", "activities", "performed", "by", "it", "with", "respect", "to", "the", "Platform", ".", "Exhibit", "B", "to", "management", "s", "assertion", "identifies", "the", "individual", "asset-backed", "transactions", "and", "securities", "defined", "by", "management", "as", "constituting", "the", "Platform", ".", "Management", "is", "responsible", "for", "the", "Bank", "s", "compliance", "with", "the", "servicing", "criteria", ".", "Our", "responsibility", "is", "to", "express", "an", "opinion", "on", "the", "Bank", "s", "compliance", "with", "the", "servicing", "criteria", "based", "on", "our", "examination", ".", "Our", "examination", "was", "conducted", "in", "accordance", "with", "attestation", "standards", "of", "the", "Public", "Company", "Accounting", "Oversight", "Board", "(", "United", "States", ")", "and", ",", "accordingly", ",", "included", "examining", ",", "on", "a", "test", "basis", ",", "evidence", "about", "the", "Bank", "s", "compliance", "with", "the", "applicable", "servicing", "criteria", "and", "performing", "such", "other", "procedures", "as", "we", "considered", "necessary", "in", "the", "circumstances", ".", "Our", "examination", "included", "testing", "of", "selected", "asset-backed", "transactions", "and", "securities", "that", "comprise", "the", "Platform", ",", "testing", "of", "selected", "servicing", "activities", "related", "to", "the", "Platform", ",", "and", "determining", "whether", "the", "Bank", "processed", "those", "selected", "transactions", "and", "performed", "those", "selected", "activities", "in", "compliance", "with", "the", "applicable", "servicing", "criteria", ".", "Our", "procedures", "were", "limited", "to", "the", "selected", "transactions", "and", "servicing", "activities", "performed", "by", "the", "Bank", "during", "the", "period", "covered", "by", "this", "report", ".", "Our", "procedures", "were", "not", "designed", "to", "detect", "noncompliance", "arising", "from", "errors", "that", "may", "have", "occurred", "prior", "to", "or", "subsequent", "to", "our", "tests", "that", "may", "have", "affected", "the", "balances", "or", "amounts", "calculated", "or", "reported", "by", "the", "Bank", "during", "the", "period", "covered", "by", "this", "report", ".", "We", "believe", "that", "our", "examination", "provides", "a", "reasonable", "basis", "for", "our", "opinion", ".", "Our", "examination", "does", "not", "provide", "a", "legal", "determination", "on", "the", "Bank", "s", "compliance", "with", "the", "servicing", "criteria", ".", "In", "our", "opinion", ",", "the", "Bank", "complied", "with", "the", "aforementioned", "applicable", "servicing", "criteria", "as", "of", "and", "for", "the", "year", "ended", "December", "31", ",", "2009", "for", "the", "Platform", ",", "in", "all", "material", "respects", ".", "The", "Board", "of", "Directors", "The", "Corporate", "Trust", "Services", "division", "of", "Wells", "Fargo", "Bank", ",", "National", "Association" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "all", "material", "respects", ".", "The", "Board", "of", "Directors", "The", "Corporate", "Trust", "Services", "division", "of", "Wells", "Fargo", "Bank", ",", "National", "Association", ":", "We", "have", "examined", "management", "s", "assessment", ",", "included", "in", "the", "accompanying", "Assessment", "of", "Compliance", "with", "Applicable", "Servicing", "Criteria", ",", "that", "The", "Corporate", "Trust", "Services", "division", "of", "Wells", "Fargo", "Bank", ",", "National", "Association", "(", "the", "Company", ")", "complied", "with", "the", "servicing", "criteria", "set", "forth", "in", "Item", "1122", "(", "d", ")", "of", "the", "Securities", "and", "Exchange", "Commission", "s", "Regulation", "AB", "for", "publicly-issued", "(", "i.e.", ",", "transaction-level", "reporting", "initially", "required", "under", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", ")", "residential", "mortgage-backed", "securities", ",", "commercial", "mortgage-backed", "securities", ",", "and", "other", "asset-backed", "securities", ",", "for", "which", "the", "Company", "provides", "master", "servicing", ",", "trustee", ",", "securities", "administration", ",", "or", "paying", "agent", "services", ",", "excluding", "transactions", "issued", "by", "any", "agency", "or", "instrumentality", "of", "the", "U.S.", "government", "or", "any", "government", "sponsored", "entity", "and", "further", "excluding", "the", "transactions", "issued", "prior", "to", "2006", "for", "which", "Wells", "Fargo", "outsources", "all", "material", "servicing", "activities", "(", "as", "defined", "by", "Regulation", "AB", ")", "(", "the", "Platform", ")", ",", "except", "for", "servicing", "criteria", "1122", "(", "d", ")", "(", "4", ")", "(", "ii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "iv", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "v", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "viii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "ix", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "x", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xi", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xii", ")", ",", "and", "1122", "(", "d", ")", "(", "4", ")", "(", "xiii", ")", ",", "which", "the", "Company", "has", "determined", "are", "not", "applicable", "to", "the", "activities", "it", "performs", "with", "respect", "to", "the", "Platform", ",", "as", "of", "and", "for", "the", "twelve", "months", "ended", "December", "31", ",", "2009", ".", "Management", "is", "responsible", "for", "the", "Company", "s", "compliance", "with", "the", "servicing", "criteria", ".", "Our", "responsibility", "is", "to", "express", "an", "opinion", "on", "management", "s", "assessment", "about", "the", "Company", "s", "compliance", "based", "on", "our", "examination", ".", "Our", "examination", "was", "conducted", "in", "accordance", "with", "the", "standards", "of", "the", "Public", "Company", "Accounting", "Oversight", "Board", "(", "United", "States", ")", "and", ",", "accordingly", ",", "included", "examining", ",", "on", "a", "test", "basis", ",", "evidence", "about", "the", "Company", "s", "compliance", "with", "the", "servicing", "criteria", "specified", "above", "and", "performing", "such", "other", "procedures", "as", "we", "considered", "necessary", "in", "the", "circumstances", ".", "Our", "examination", "included", "testing", "selected", "asset-backed", "transactions", "and", "securities", "that", "comprise", "the", "Platform", ",", "testing", "selected", "servicing", "activities", "related", "to", "the", "Platform", ",", "and", "determining", "whether", "the", "Company", "processed", "those", "selected", "transactions", "and", "performed", "those", "selected", "activities", "in", "compliance", "with", "the", "servicing", "criteria", ".", "Furthermore", ",", "our", "procedures", "were", "limited", "to", "the", "selected", "transactions", "and", "servicing", "activities", "performed", "by", "the", "Company", "during", "the", "period", "covered", "by", "this", "report", ".", "Our", "procedures", "were", "not", "designed", "to", "determine" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 3, 4, 4, 4, 4, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "activities", "performed", "by", "the", "Company", "during", "the", "period", "covered", "by", "this", "report", ".", "Our", "procedures", "were", "not", "designed", "to", "determine", "whether", "errors", "may", "have", "occurred", "either", "prior", "to", "or", "subsequent", "to", "our", "tests", "that", "may", "have", "affected", "the", "balances", "or", "amounts", "calculated", "or", "reported", "by", "the", "Company", "during", "the", "period", "covered", "by", "this", "report", "for", "the", "selected", "transactions", "or", "any", "other", "transactions", ".", "We", "believe", "that", "our", "examination", "provides", "a", "reasonable", "basis", "for", "our", "opinion", ".", "Our", "examination", "does", "not", "provide", "a", "legal", "determination", "on", "the", "Company", "s", "compliance", "with", "the", "servicing", "criteria", ".", "As", "described", "in", "the", "accompanying", "management", "s", "Assessment", "of", "Compliance", "With", "Applicable", "Servicing", "Criteria", ",", "for", "servicing", "criteria", "1122", "(", "d", ")", "(", "4", ")", "(", "i", ")", ",", "the", "Company", "has", "engaged", "a", "vendor", "to", "perform", "the", "activities", "required", "by", "these", "servicing", "criteria", ".", "17.06", "of", "the", "SEC", "Division", "of", "Corporation", "Finance", "Manual", "of", "Publicly", "Available", "Telephone", "Interpretations", "(", "Interpretation", "17.06", ")", ".", "As", "permitted", "by", "Interpretation", "17.06", ",", "the", "Company", "has", "asserted", "that", "it", "has", "policies", "and", "procedures", "in", "place", "designed", "to", "provide", "reasonable", "assurance", "that", "the", "vendor", "s", "activities", "comply", "in", "all", "material", "respects", "with", "the", "servicing", "criteria", "applicable", "to", "each", "vendor", ".", "The", "Company", "is", "solely", "responsible", "for", "determining", "that", "it", "meets", "the", "SEC", "requirements", "to", "apply", "Interpretation", "17.06", "for", "the", "vendor", "and", "related", "criteria", "as", "described", "in", "its", "assertion", ",", "and", "we", "performed", "no", "procedures", "with", "respect", "to", "the", "Company", "s", "eligibility", "to", "apply", "Interpretation", "17.06", ".", "In", "our", "opinion", ",", "management", "s", "assessment", "that", "the", "Company", "complied", "with", "the", "aforementioned", "servicing", "criteria", ",", "including", "servicing", "criteria", "1122", "(", "d", ")", "(", "4", ")", "(", "i", ")", "for", "which", "compliance", "is", "determined", "based", "on", "Interpretation", "17.06", "as", "described", "above", ",", "as", "of", "and", "for", "the", "twelve", "months", "ended", "December", "31", ",", "2009", "is", "fairly", "stated", ",", "in", "all", "material", "respects", ".", "The", "Board", "of", "Directors", "The", "Bank", "of", "New", "York", "Mellon", "BNY", "Mellon", "Trust", "of", "Delaware", "The", "Bank", "of", "New", "York", "Mellon", "Trust", "Company", ",", "N.A", ".", ":", "We", "have", "examined", "the", "compliance", "of", "The", "Bank", "of", "New", "York", "Mellon", "(", "formerly", "The", "Bank", "of", "New", "York", ")", ",", "BNY", "Mellon", "Trust", "of", "Delaware", "(", "formerly", "BNYM", "(", "Delaware", ")", ")", "and", "The", "Bank", "of", "New", "York", "Mellon", "Trust", "Company", ",", "N.A", ".", "(", "formerly", "The", "Bank", "of", "New", "York", "Trust", "Company", ",", "N.A", ".", ")", ",", "(", "collectively", ",", "the", "Company", ")", "with", "the", "servicing", "criteria", "set", "forth", "in", "Item", "1122", "(", "d", ")", "of", "the", "Securities", "and", "Exchange", "Commission", "s", "Regulation", "AB", "for", "the", "publicly", "issued", "(", "i.e.", "transaction-level", "reporting", "initially", "required", "under", "the", "Securities", "and", "Exchange", "Act", "of", "1934", ",", "as", "amended", ")", "asset-backed", "securities", "issued", "on", "or", "after", "January", "1", ",", "2006", "and", "like-kind", "transactions", "issued", "prior", "to", "January", "1", ",", "2006", "that", "are", "subject", "to", "Regulation" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "after", "January", "1", ",", "2006", "and", "like-kind", "transactions", "issued", "prior", "to", "January", "1", ",", "2006", "that", "are", "subject", "to", "Regulation", "AB", "for", "which", "the", "Company", "provides", "trustee", ",", "securities", "administration", "or", "paying", "agent", "services", ",", "as", "defined", "and", "to", "the", "extent", "applicable", "in", "the", "transaction", "agreements", ",", "other", "than", "residential", "mortgage-backed", "securities", "and", "other", "mortgage-related", "asset-backed", "securities", "(", "the", "Platform", ")", ",", "except", "for", "servicing", "criteria", "1122", "(", "d", ")", "(", "1", ")", "(", "iii", ")", ",", "1122", "(", "d", ")", "(", "1", ")", "(", "iv", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "vi", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "viii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "x", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xi", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xii", ")", ",", "1122", "(", "d", ")", "(", "4", ")", "(", "xiii", ")", "and", "1122", "(", "d", ")", "(", "4", ")", "(", "xiv", ")", ",", "which", "the", "Company", "has", "determined", "are", "not", "applicable", "to", "the", "activities", "it", "performs", "with", "respect", "to", "the", "Platform", ",", "as", "of", "and", "for", "the", "twelve", "months", "ended", "December", "31", ",", "2009", ".", "With", "respect", "to", "applicable", "servicing", "criteria", "1122", "(", "d", ")", "(", "2", ")", "(", "iii", ")", "and", "1122", "(", "d", ")", "(", "4", ")", "(", "vii", ")", ",", "the", "Company", "s", "Assertion", "of", "Compliance", "with", "Applicable", "Servicing", "Criteria", "indicates", "that", "there", "were", "no", "activities", "performed", "as", "of", "and", "for", "the", "twelve", "months", "ended", "December", "31", ",", "2009", "with", "respect", "to", "the", "Platform", ",", "because", "there", "were", "no", "occurrences", "of", "events", "that", "would", "require", "the", "Company", "to", "perform", "such", "activities", ".", "Management", "is", "responsible", "for", "the", "Company", "s", "compliance", "with", "the", "servicing", "criteria", ".", "Our", "responsibility", "is", "to", "express", "an", "opinion", "on", "the", "Company", "s", "compliance", "based", "on", "our", "examination", ".", "Our", "examination", "was", "conducted", "in", "accordance", "with", "the", "standards", "of", "the", "Public", "Company", "Accounting", "Oversight", "Board", "(", "United", "States", ")", "and", ",", "accordingly", ",", "included", "examining", ",", "on", "a", "test", "basis", ",", "evidence", "about", "the", "Company", "s", "compliance", "with", "the", "servicing", "criteria", "specified", "above", "and", "performing", "such", "other", "procedures", "as", "we", "considered", "necessary", "in", "the", "circumstances", ".", "Our", "examination", "included", "testing", "selected", "asset-backed", "transactions", "and", "securities", "that", "comprise", "the", "Platform", ",", "testing", "selected", "servicing", "activities", "related", "to", "the", "Platform", ",", "and", "determining", "whether", "the", "Company", "processed", "those", "selected", "transactions", "and", "performed", "those", "selected", "activities", "in", "compliance", "with", "the", "servicing", "criteria", ".", "Furthermore", ",", "our", "procedures", "were", "limited", "to", "the", "selected", "transactions", "and", "servicing", "activities", "performed", "by", "the", "Company", "during", "the", "period", "covered", "by", "this", "report", ".", "Our", "procedures", "were", "not", "designed", "to", "determine", "whether", "errors", "may", "have", "occurred", "either", "prior", "to", "or", "subsequent", "to", "our", "tests", "that", "may", "have", "affected", "the", "balances", "or", "amounts", "calculated", "or", "reported", "by", "the", "Company", "during", "the", "period", "covered", "by", "this", "report", "for", "the", "selected", "transactions", "or", "any" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "amounts", "calculated", "or", "reported", "by", "the", "Company", "during", "the", "period", "covered", "by", "this", "report", "for", "the", "selected", "transactions", "or", "any", "other", "transactions", ".", "We", "believe", "that", "our", "examination", "provides", "a", "reasonable", "basis", "for", "our", "opinion", ".", "Our", "examination", "does", "not", "does", "not", "provide", "a", "legal", "determination", "on", "the", "Company", "s", "compliance", "with", "the", "servicing", "criteria", ".", "As", "described", "in", "the", "accompanying", "Assertion", "of", "Compliance", "with", "Applicable", "Servicing", "Criteria", ",", "for", "servicing", "criteria", "1122", "(", "d", ")", "(", "2", ")", "(", "vi", ")", ",", "the", "Company", "has", "engaged", "a", "vendor", "to", "perform", "the", "activities", "required", "by", "these", "servicing", "criteria", ".", "The", "Company", "has", "determined", "that", "this", "vendor", "is", "not", "considered", "a", "servicer", "as", "defined", "in", "Item", "1101", "(", "j", ")", "of", "Regulation", "AB", ",", "and", "the", "Company", "has", "elected", "to", "take", "responsibility", "for", "assessing", "compliance", "with", "the", "servicing", "criteria", "applicable", "to", "this", "vendor", "as", "permitted", "by", "Interpretation", "17.06", "of", "the", "SEC", "Division", "of", "Corporation", "Finance", "Manual", "of", "Publicly", "Available", "Telephone", "Interpretations", "(", "Interpretation", "17.06", ")", ".", "As", "permitted", "by", "Interpretation", "17.06", ",", "the", "Company", "has", "asserted", "that", "it", "has", "policies", "and", "procedures", "in", "place", "designed", "to", "provide", "reasonable", "assurance", "that", "the", "vendor", "s", "activities", "comply", "in", "all", "material", "respects", "with", "the", "servicing", "criteria", "applicable", "to", "the", "vendor", ".", "The", "Company", "is", "solely", "responsible", "for", "determining", "that", "it", "meets", "the", "SEC", "requirements", "to", "apply", "Interpretation", "17.06", "for", "the", "vendor", "and", "related", "criteria", "as", "described", "in", "its", "assertion", ",", "and", "we", "performed", "no", "procedures", "with", "respect", "to", "the", "Company", "s", "eligibility", "to", "apply", "Interpretation", "17.06", ".", "Our", "examination", "disclosed", "material", "noncompliance", "with", "the", "following", "servicing", "criterion", "applicable", "to", "the", "Company", "as", "of", "and", "for", "the", "twelve", "months", "ended", "December", "31", ",", "2009", ".", "For", "servicing", "criterion", "1122", "(", "d", ")", "(", "2", ")", "(", "i", ")", ",", "certain", "payments", "on", "pool", "assets", "were", "not", "deposited", "to", "the", "appropriate", "custodial", "bank", "accounts", "as", "required", "by", "the", "related", "transaction", "agreements", ".", "In", "our", "opinion", ",", "except", "for", "the", "material", "noncompliance", "described", "above", ",", "the", "Company", "complied", ",", "in", "all", "material", "respects", ",", "with", "the", "aforementioned", "servicing", "criteria", ",", "including", "servicing", "criteria", "1122", "(", "d", ")", "(", "2", ")", "(", "vi", ")", "for", "which", "compliance", "is", "determined", "based", "on", "Interpretation", "17.06", "as", "described", "above", "as", "of", "and", "for", "the", "twelve", "months", "ended", "December", "31", ",", "2009", ".", "We", "do", "not", "express", "an", "opinion", "or", "any", "form", "of", "assurance", "on", "the", "last", "two", "paragraphs", "of", "Schedule", "A", "Material", "Instances", "of", "Non-Compliance", "by", "the", "Company", "to", "management", "s", "Assertion", "of", "Compliance", "with", "Applicable", "Servicing", "Criteria", ".", "Exhibit", "35.1", "Exhibit", "35.1", "The", "undersigned", ",", "a", "duly", "authorized", "officer", "of", "Chase", "Bank", "USA", ",", "National", "Association", "(", "the", "Bank", ")", ",", "as", "Servicer", "pursuant", "to", "the", "Third", "Amended", "and", "Restated", "Transfer", "and", "Servicing", "Agreement", ",", "dated", "as", "of", "December", "19" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ",", "as", "Servicer", "pursuant", "to", "the", "Third", "Amended", "and", "Restated", "Transfer", "and", "Servicing", "Agreement", ",", "dated", "as", "of", "December", "19", ",", "2007", ",", "as", "amended", "by", "the", "First", "Amendment", "to", "the", "Third", "Amended", "and", "Restated", "Transfer", "and", "Servicing", "Agreement", ",", "dated", "as", "of", "May", "8", ",", "2009", "(", "as", "amended", "and", "supplemented", "from", "time", "to", "time", ",", "the", "Agreement", ")", "among", "the", "Bank", ",", "as", "transferor", ",", "administrator", "and", "servicer", "(", "in", "such", "capacity", ",", "the", "Servicer", ")", ",", "Chase", "Issuance", "Trust", "and", "Wells", "Fargo", "Bank", ",", "National", "Association", ",", "as", "indenture", "trustee", "and", "collateral", "agent", ",", "does", "hereby", "certify", "that", ":", "IN", "WITNESS", "WHEREOF", ",", "the", "undersigned", "has", "duly", "executed", "this", "certificate", "this", "29th", "day", "of", "March", "2010", ".", "Exhibit", "35.2", "Exhibit", "35.2", "The", "undersigned", ",", "a", "duly", "authorized", "officer", "of", "Chase", "Bank", "USA", ",", "National", "Association", "(", "the", "Bank", ")", ",", "as", "Servicer", "pursuant", "to", "the", "Third", "Amended", "and", "Restated", "Pooling", "and", "Servicing", "Agreement", ",", "dated", "as", "of", "December", "19", ",", "2007", "(", "as", "amended", "and", "supplemented", "from", "time", "to", "time", ",", "the", "Agreement", ")", "between", "the", "Bank", ",", "as", "transferor", "and", "servicer", "(", "in", "such", "capacity", ",", "the", "Servicer", ")", "and", "BNY", "Mellon", "Trust", "of", "Delaware", ",", "as", "trustee", ",", "does", "hereby", "certify", "that", ":", "IN", "WITNESS", "WHEREOF", ",", "the", "undersigned", "has", "duly", "executed", "this", "certificate", "this", "29th", "day", "of", "March", "2010", ".", "Exhibit", "35.3", "Exhibit", "35.3", "The", "undersigned", ",", "a", "duly", "authorized", "officer", "of", "Chase", "Bank", "USA", ",", "National", "Association", "(", "the", "Bank", ")", ",", "as", "Servicer", "pursuant", "to", "the", "Fifth", "Amended", "and", "Restated", "Pooling", "and", "Servicing", "Agreement", ",", "dated", "as", "of", "December", "19", ",", "2007", "(", "as", "amended", "and", "supplemented", "from", "time", "to", "time", ",", "the", "Agreement", ")", "between", "the", "Bank", ",", "as", "transferor", "and", "servicer", "(", "in", "such", "capacity", ",", "the", "Servicer", ")", "and", "The", "Bank", "of", "New", "York", "Mellon", ",", "as", "trustee", ",", "does", "hereby", "certify", "that", ":", "IN", "WITNESS", "WHEREOF", ",", "the", "undersigned", "has", "duly", "executed", "this", "certificate", "this", "29th", "day", "of", "March", "2010", "." ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Check", "the", "appropriate", "box", "below", "if", "the", "Form", "8-K", "filing", "is", "intended", "to", "simultaneously", "satisfy", "the", "filing", "obligation", "of", "the", "registrant", "under", "any", "of", "the", "following", "provisions", "(", "see", "General", "Instruction", "A.2", ".", "Item", "1.01", "Entry", "into", "Material", "Definitive", "Agreement", ".", "Subscription", "and", "Shareholder", "Agreement", "with", "Shenzhen", "VN", "Technologies", "Co.", ",", "Ltd.", "On", "April", "4", ",", "2011", ",", "China", "Tel", "Group", ",", "Inc.", ",", "a", "Nevada", "corporation", "and", "the", "registrant", "responsible", "for", "the", "filing", "of", "this", "Form", "8-K", "(", "“", "China", "Tel", "”", ")", "and", "Trussnet", "Capital", "Partners", "(", "HK", ")", ",", "Ltd.", "(", "“", "TCP", "”", ")", "a", "limited", "liability", "company", "organized", "under", "the", "laws", "of", "Hong", "Kong", ",", "entered", "into", "an", "agreement", "(", "“", "Assignment", "Agreement", "”", ")", ".", "The", "Assignment", "Agreement", "relates", "to", "several", "other", "prior", "agreements", "disclosed", "by", "ChinaTel", "in", "previous", "SEC", "Form", "8-K", "filings", ",", "and", "described", "by", "short", "hand", "reference", "as", "follows", ":", "The", "material", "terms", "of", "the", "Assignment", "Agreement", "are", "as", "follows", ":", "A", "fully", "executed", "copy", "of", "the", "Assignment", "Agreement", "is", "attached", "hereto", "and", "incorporated", "by", "this", "reference", "as", "Exhibit", "10.1", "to", "this", "Form", "8-K", ".", "Executive", "Employment", "Agreement", "with", "Tay", "Young", "Lee", "(", "Colin", "Tay", ")", "On", "April", "4", ",", "2011", ",", "the", "Company", "and", "Tay", "Young", "Lee", "(", "Colin", "Tay", ")", "entered", "into", "an", "Executive", "Employment", "Agreement", "(", "“", "Employment", "Agreement", "”", ")", ".", "The", "term", "of", "the", "Employment", "Agreement", "extends", "from", "November", "1", ",", "2010", "until", "December", "31", ",", "2013", "and", "shall", "be", "automatically", "extended", "for", "one", "additional", "year", "on", "the", "anniversary", "of", "the", "Commencement", "Date", ",", "unless", "not", "less", "than", "90", "days", "prior", "to", "each", "such", "date", ",", "either", "Mr.", "Tay", "or", "the", "Company", "give", "notice", "that", "it", "or", "he", "does", "not", "wish", "to", "extend", "the", "term", "of", "this", "Employment", "Agreement", ".", "Under", "the", "Employment", "Agreement", ",", "Mr.", "Tay", "will", "serve", "as", "President", "of", "the", "Company", "and", "have", "such", "powers", "and", "duties", "as", "are", "normally", "inherent", "in", "such", "capacity", "in", "publicly", "held", "corporations", "of", "similar", "size", "and", "character", "as", "the", "Company", ".", "Tay", "will", "receive", "an", "annual", "base", "salary", "of", "$", "350,000.00", ",", "and", "he", "will", "be", "eligible", "to", "participate", "in", "any", "cash", "incentive", "compensation", "plans", "and", "equity-based", "incentive", "compensation", "plans", "for", "executives", "of", "the", "Company", "as", "may", "be", "established", "by", "the", "Board", "or", "Compensation", "Committee", "from", "time", "to", "time", ".", "Under", "the", "Employment", "Agreement", "Mr.", "Tay", "shall", "also", "receive", "66,909,088", "shares", "of", "the", "Company", "’", "s", "Series", "B", "Common", "Stock", ".", "Tay", "shall", "also", "be", "entitled", "to", "participate", "in", "or", "receive", "benefits", "under", "any", "executive", "employee", "benefits", "plans", "that", "the", "Company", "may", "adopt", ",", "including", ",", "without", "limitation", ",", "each", "pension", "and", "retirement", "plan", ",", "stock", "ownership", "plan", ",", "life", "insurance", "plan", "and", "health", "and", "accident", "plan", "or", "arrangement", "established", "and", "maintained", "by", "the", "Company", "for", "executives", "of", "the", "same", "or", "lesser", "status" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 3, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 3, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 3, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 3, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "health", "and", "accident", "plan", "or", "arrangement", "established", "and", "maintained", "by", "the", "Company", "for", "executives", "of", "the", "same", "or", "lesser", "status", "within", "hierarchy", "of", "the", "Company", ".", "Tay", "shall", "be", "entitled", "to", "6", "weeks", "of", "paid", "vacation", "time", "per", "calendar", "year", ".", "Under", "the", "Employment", "Agreement", ",", "Mr.", "Tay", "’", "s", "employment", "may", "be", "terminated", "upon", "death", ",", "disability", ",", "by", "the", "Company", ",", "with", "or", "without", "Cause", ",", "or", "by", "Mr.", "Tay", "himself", ",", "with", "or", "without", "Good", "Reason", ".", "The", "Employment", "Agreement", "was", "submitted", "for", "shareholder", "approval", "through", "preliminary", "information", "statement", "filed", "on", "SEC", "Schedule", "14C", "on", "December", "1", ",", "2010", "and", "definitive", "information", "statement", "filed", "on", "SEC", "Schedule", "14C", "on", "February", "10", ",", "2011", ".", "Shareholder", "approval", "became", "effective", "30", "days", "after", "filing", "of", "the", "definitive", "information", "statement", "on", "March", "12", ",", "2011", ",", "however", "the", "Employment", "Agreement", "was", "not", "signed", "until", "April", "4", ",", "2011", ".", "A", "fully", "executed", "copy", "of", "the", "Employment", "Agreement", "is", "attached", "hereto", "and", "incorporated", "by", "this", "reference", "as", "Exhibit", "10.2", "to", "this", "Form", "8-K", ".", "Item", "9.01", "Financial", "Statements", "and", "Exhibits", ".", "Pursuant", "to", "the", "requirements", "of", "the", "Securities", "and", "Exchange", "Act", "of", "1934", ",", "the", "registrant", "has", "duly", "caused", "this", "report", "to", "be", "signed", "on", "its", "behalf", "by", "the", "undersigned", "hereunto", "duly", "authorized", ".", "CHINA", "TEL", "GROUP", ",", "INC.", ".", "This", "agreement", "for", "assignment", "of", "rights", "under", "a", "share", "subscription", "agreement", "and", "cancellation", "of", "a", "promissory", "note", "(", "“", "Assignment", "Agreement", "”", ")", "is", "effective", "as", "of", "April", "4", ",", "2011", "(", "“", "Effective", "Date", "”", ")", "between", "ChinaTel", "Group", ",", "Inc.", "(", "“", "ChinaTel", "”", ")", "and", "Trussnet", "Capital", "Partners", "(", "HK", ")", "Ltd.", ".", "ChinaTel", "and", "TCP", "are", "each", "referred", "to", "as", "a", "“", "Party", "”", "and", "collectively", "as", "the", "“", "Parties", ".", "”", "TCP", "hereby", "assigns", "to", "ChinaTel", ",", "without", "warranty", ",", "all", "of", "its", "right", ",", "title", "and", "interest", "in", "the", "TCP", "Subscription", "Agreement", "and", "TCP", "Subscription", "Addendum", ".", "ChinaTel", "hereby", "assumes", "all", "performance", "obligations", "of", "TCP", ",", "if", "any", ",", "under", "the", "TCP", "Subscription", "Agreement", "and", "TCP", "Subscription", "Addendum", ".", "To", "the", "extent", "consent", "to", "this", "assignment", "is", "required", "from", "CECT-Chinacomm", "or", "any", "other", "party", "to", "the", "TCP", "Subscription", "Agreement", "or", "TCP", "Subscription", "Addendum", ",", "TCP", "will", "continue", "to", "act", "as", "agent", "for", "ChinaTel", ",", "as", "ChinaTel", "directs", ".", "All", "existing", "rights", "and", "future", "obligations", "of", "both", "Parties", "under", "the", "Agreement", ",", "the", "Note", "and", "the", "Pledge", "Agreement", ",", "are", "hereby", "cancelled", "and", "terminated", "except", "as", "set", "forth", "in", "this", "Assignment", "Agreement", ".", "This", "Assignment", "Agreement", "may", "be", "executed", "in", "one", "or", "more", "counterparts", ",", "each", "of", "which", "shall", "be", "deemed", "to", "be", "an", "original", ",", "and", "all", "of", "which", ",", "when", "taken", "together", ",", "shall" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "of", "which", "shall", "be", "deemed", "to", "be", "an", "original", ",", "and", "all", "of", "which", ",", "when", "taken", "together", ",", "shall", "constitute", "one", "and", "the", "same", "document", ".", "CHINA", "TEL", "GROUP", ",", "INC.", "TRUSSNET", "CAPITAL", "PARTNERS", "(", "HK", ")", "LTD.", "This", "Executive", "Employment", "Agreement", "(", "``", "Agreement", "''", ")", "is", "made", "as", "of", "the", "1st", "day", "of", "November", "2010", ",", "between", "China", "Tel", "Group", ",", "Inc.", ",", "a", "Nevada", "corporation", "(", "“", "Company", "”", ")", ",", "and", "Tay", "Yong", "Lee", "(", "``", "Executive", "''", ")", ".", "Company", "and", "Executive", "are", "also", "referred", "to", "in", "this", "Agreement", "individually", "and", "together", "as", "a", "“", "Party", "”", "or", "the", "“", "Parties", ".", "”", "A", ".", "As", "a", "development", "stage", "company", ",", "the", "Company", "has", "not", "yet", "adopted", "formal", "employment", "agreements", "and", "incentive", "based", "compensation", ",", "profit", "sharing", ",", "retirement", "and", "other", "plans", "designed", "to", "attract", ",", "retain", "and", "reward", "key", "executives", "for", "attainment", "of", "predetermined", "and", "objectively", "measurable", "short", "and", "long", "range", "financial", "and", "other", "performance", "goals", "of", "the", "Company", "(", "collectively", "“", "Executive", "Employee", "Benefit", "Plans", "”", ")", ".", "However", ",", "it", "is", "contemplated", "that", "the", "Company", "will", "develop", "and", "adopt", "Executive", "Employee", "Benefit", "Plans", "similar", "to", "those", "in", "effect", "at", "other", "publicly", "held", "corporations", "in", "the", "United", "States", ".", "B", ".", "It", "is", "contemplated", "that", "the", "Board", "of", "Directors", "of", "the", "Company", "(", "“", "Board", "”", ")", "will", "create", "a", "Compensation", "Committee", ",", "which", "shall", "have", "primary", "responsibility", "for", "developing", "Executive", "Employee", "Benefit", "Plans", ",", "and/or", "for", "recommending", "payment", "of", "incentive", "and", "performance", "based", "compensation", "of", "executive", "employees", "of", "the", "Company", "who", "are", "eligible", "to", "participate", "under", "such", "plans", "as", "the", "Company", "may", "adopt", "from", "time", "to", "time", ".", "C.", "Since", "the", "inception", "of", "the", "Company", "in", "2008", ",", "the", "Executive", "has", "been", "providing", "professional", "services", "to", "the", "Company", "in", "a", "number", "of", "different", "capacities", "and", ",", "most", "recently", ",", "as", "the", "President", "of", "the", "Company", ".", "The", "President", "of", "the", "Company", "functions", "as", "the", "Company", "’", "s", "chief", "executive", "officer", "responsible", "for", "the", "overall", "operational", "and", "strategic", "management", "of", "the", "Company", ".", "D.", "Since", "the", "inception", "of", "the", "Company", "in", "2008", ",", "the", "Executive", "has", "been", "instrumental", "in", "developing", "and", "implementing", "the", "Company", "’", "s", "business", "strategies", "and", "in", "developing", "potential", "financial", "investments", "in", "the", "Company", "and", "investment", "opportunities", "for", "the", "Company", ",", "through", "both", "his", "significant", "business", "acumen", "and", "his", "important", "business", "relationships", "throughout", "Asia", ".", "The", "Board", "has", "determined", "that", "the", "Executive", "has", "performed", "at", "an", "exceptional", "level", "during", "his", "affiliation", "with", "the", "Company", "and", "wants", "to", "insure", "that", "he", "is", "retained", "as", "the", "President", "and", "incentivized", "to", "continue", "his", "exceptional", "performance", "into", "the", "future", ".", "E.", "In", "consideration", "of", "the", "foregoing", ",", "and", "for", "other", "good", "and", "valuable", "consideration", ",", "the", "sufficiency", "of", "which", "is", "hereby", "acknowledged", ",", "the", "Executive", "and", "the", "Company", "agree", "to", "the", "following", "terms", "of", "the", "Executive", "’", "s", "employment", "with", "the", "Company", ":" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5 ]

[ "the", "Executive", "and", "the", "Company", "agree", "to", "the", "following", "terms", "of", "the", "Executive", "’", "s", "employment", "with", "the", "Company", ":", "The", "term", "of", "this", "Agreement", "shall", "extend", "from", "November", "1", ",", "2010", "(", "``", "Commencement", "Date", "''", ")", "until", "December", "31", ",", "2013", ";", "provided", ",", "however", ",", "that", "the", "term", "of", "this", "Agreement", "shall", "be", "automatically", "extended", "for", "one", "additional", "year", "on", "the", "anniversary", "of", "the", "Commencement", "Date", "and", "on", "each", "anniversary", "thereafter", ",", "unless", ",", "not", "less", "than", "ninety", "(", "90", ")", "days", "prior", "to", "each", "such", "date", ",", "either", "the", "Executive", "or", "the", "Company", "has", "given", "notice", "to", "the", "other", "that", "it", "or", "he", "does", "not", "wish", "to", "extend", "the", "term", "of", "this", "Agreement", ".", "The", "term", "of", "this", "Agreement", "shall", "also", "terminate", "upon", "any", "Date", "of", "Termination", "(", "as", "defined", "in", "Section", "4", "of", "this", "Agreement", ")", ".", "The", "time", "period", "during", "which", "this", "Agreement", "is", "in", "effect", ",", "including", "any", "extensions", ",", "is", "referred", "to", "in", "this", "Agreement", "as", "the", "``", "Term", ".", "''", "Position", "and", "Duties", "During", "the", "Term", ",", "the", "Executive", "shall", "serve", "as", "the", "President", "of", "the", "Company", "and", "shall", "have", "such", "powers", "and", "duties", "as", "are", "normally", "inherent", "in", "such", "capacity", "in", "publicly", "held", "corporations", "of", "similar", "size", "and", "character", "as", "the", "Company", ",", "or", "as", "may", ",", "from", "time", "to", "time", ",", "be", "prescribed", "by", "the", "Board", ";", "provided", ",", "however", ",", "that", "such", "duties", "are", "consistent", "with", "the", "Executive", "'s", "position", "or", "other", "positions", "and", "responsibilities", "within", "the", "Company", "that", "the", "Executive", "may", "hold", "from", "time", "to", "time", ".", "The", "Executive", "shall", "devote", "his", "full", "working", "time", "and", "efforts", "to", "the", "business", "and", "affairs", "of", "the", "Company", ".", "Notwithstanding", "the", "foregoing", ",", "the", "Executive", "may", "serve", "on", "the", "Boards", "of", "Directors", "of", "other", "companies", "and", "entities", ",", "with", "the", "written", "approval", "of", "the", "Board", ",", "or", "engage", "in", "religious", ",", "charitable", "or", "other", "community", "activities", ",", "as", "long", "as", "such", "services", "and", "activities", "are", "disclosed", "to", "the", "Board", "and", "do", "not", "interfere", "in", "any", "material", "way", "with", "the", "Executive", "'s", "performance", "of", "his", "duties", "to", "the", "Company", "as", "provided", "in", "this", "Agreement", ".", "Compensation", "and", "Employment", "Benefits", ".", "During", "the", "Term", ",", "the", "Executive", "shall", "be", "entitled", "to", "the", "following", "elements", "of", "compensation", "and", "other", "employment", "benefits", ":", "(", "a", ")", "Base", "Salary", ".", "During", "the", "Term", ",", "the", "Company", "shall", "pay", "the", "Executive", "a", "salary", "(", "“", "Base", "Salary", "”", ")", "at", "an", "annual", "rate", "as", "shall", "be", "determined", "from", "time", "to", "time", "by", "the", "Compensation", "Committee", "of", "the", "Board", ",", "consistent", "with", "the", "general", "policies", "and", "practices", "of", "the", "Company", "and", "subject", "to", "periodic", "review", ",", "provided", ",", "however", "that", "in", "no", "event", "shall", "such", "annual", "rate", "be", "less", "than", "Three", "Hundred", "Fifty", "Thousand", "Dollars", "US", "(", "$", "350,000.00", ")", ".", "The", "Base", "Salary", "shall", "be", "paid", "to", "Executive", "in", "twelve", "(", "12", ")", "equal", "monthly", "payments", "at", "or", "about", "the", "1st", "of", "each", "month", "in", "the", "amount", "of", "Twenty-Nine", "Thousand", ",", "Six", "Hundred", "Sixty-Six", "Dollars", "US" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "at", "or", "about", "the", "1st", "of", "each", "month", "in", "the", "amount", "of", "Twenty-Nine", "Thousand", ",", "Six", "Hundred", "Sixty-Six", "Dollars", "US", "and", "Sixty-Seven", "Cents", "(", "$", "29,166.67", ")", ".", "The", "Base", "Salary", "shall", "be", "subject", "to", "withholding", "of", "taxes", "under", "applicable", "laws", "and", "shall", "be", "paid", "in", "periodic", "installments", "in", "accordance", "with", "the", "payroll", "practices", "of", "the", "Company", "applicable", "to", "other", "salaried", "employees", ",", "as", "in", "effect", "from", "time", "to", "time", "at", "the", "Company", ".", "(", "b", ")", "Cash", "Bonus", "Compensation", ".", "The", "Executive", "shall", "be", "eligible", "to", "participate", "in", "such", "cash", "incentive", "compensation", "plans", "for", "executives", "of", "the", "Company", "as", "may", "be", "established", "by", "the", "Board", "or", "Compensation", "Committee", "to", "reward", "attainment", "by", "the", "Company", "of", "short", "and", "long", "term", "performance", "goals", "and", "other", "criteria", ",", "and", "to", "receive", "such", "bonuses", "as", "are", "determined", "by", "the", "Board", "or", "Compensation", "Committee", "from", "time", "to", "time", "on", "conditions", "no", "less", "favorable", "than", "awards", "made", "to", "other", "senior", "executive", "officers", "of", "the", "Company", ".", "(", "c", ")", "Equity-Based", "Compensation", ".", "The", "Executive", "shall", "be", "eligible", "to", "participate", "in", "such", "equity-based", "incentive", "compensation", "plans", "for", "executives", "of", "the", "Company", ",", "as", "may", "be", "established", "by", "the", "Company", ",", "and", "to", "be", "awarded", "as", "compensation", "such", "classes", "of", "stock", ",", "warrants", ",", "and/or", "options", "(", "collectively", ",", "“", "Equities", "”", ")", "as", "the", "Company", "may", "issue", "in", "accordance", "with", "such", "plans", "and", "in", "such", "amounts", "as", "are", "determined", "by", "the", "Board", "or", "the", "Compensation", "Committee", ",", "from", "time", "to", "time", ",", "on", "conditions", "no", "less", "favorable", "than", "awards", "made", "to", "other", "senior", "executive", "officers", "of", "the", "Company", ".", "The", "Executive", "shall", "be", "entitled", "to", "receive", "prompt", "reimbursement", "for", "all", "reasonable", "expenses", "incurred", "by", "him", "in", "performing", "services", "pursuant", "to", "this", "Agreement", "during", "the", "Term", ",", "in", "accordance", "with", "the", "policies", "and", "procedures", "then", "in", "effect", "and", "established", "by", "the", "Company", "for", "its", "senior", "executive", "officers", ".", "(", "e", ")", "Retention", "Bonus", "Compensation", ".", "The", "Executive", "shall", "receive", "Sixty-Six", "Million", ",", "Nine", "Hundred", "Nine", "Thousand", ",", "Eighty-Eight", "(", "66,909,088", ")", "shares", "of", "the", "Company", "’", "s", "Series", "B", "common", "stock", "within", "thirty", "(", "30", ")", "business", "days", "of", "the", "signing", "of", "this", "Agreement", ".", "Such", "shares", "are", "being", "granted", "by", "the", "Company", "based", "upon", "its", "desire", "to", "retain", "the", "Executive", "to", "remain", "with", "the", "Company", "in", "his", "current", "position", "of", "President", ",", "to", "continue", "in", "that", "position", "for", "the", "indefinite", "future", "and", "to", "assume", "such", "additional", "operational", "and", "strategic", "business", "responsibilities", "as", "the", "Board", "may", "determine", ".", "(", "f", ")", "Other", "Benefits", "During", "the", "Term", ",", "the", "Executive", "shall", "be", "entitled", "to", "participate", "in", "or", "receive", "benefits", "under", "any", "Executive", "Employee", "Benefit", "Plans", "the", "Company", "may", "hereafter", "adopt", ",", "including", ",", "without", "limitation", ",", "each", "pension", "and", "retirement", "plan", ";", "supplemental", "pension", ",", "retirement", "and", "deferred", "compensation", "plan", ";", "savings", "and", "profit-sharing", "plan", ";", "stock", "ownership", "plan", ";", "stock", "purchase", "plan", ";", "stock", "option", "plan", ";" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "compensation", "plan", ";", "savings", "and", "profit-sharing", "plan", ";", "stock", "ownership", "plan", ";", "stock", "purchase", "plan", ";", "stock", "option", "plan", ";", "life", "insurance", "plan", ";", "medical", "insurance", "plan", ";", "disability", "plan", ";", "and", "health", "and", "accident", "plan", "or", "arrangement", "established", "and", "maintained", "by", "the", "Company", "for", "executives", "of", "the", "same", "or", "lesser", "status", "within", "the", "hierarchy", "of", "the", "Company", ",", "subject", "to", "and", "on", "a", "basis", "consistent", "with", "the", "terms", ",", "conditions", "and", "overall", "administration", "of", "such", "plan", "or", "arrangement", "on", "conditions", "no", "less", "favorable", "than", "awards", "made", "to", "other", "senior", "executive", "officers", "of", "the", "Company", ".", "Any", "payments", "or", "benefits", "to", "which", "the", "Executive", "is", "entitled", "under", "any", "Executive", "Employee", "Plan", "in", "respect", "of", "any", "calendar", "year", "during", "which", "the", "Executive", "is", "employed", "by", "the", "Company", "for", "less", "than", "the", "whole", "of", "such", "year", "shall", ",", "unless", "otherwise", "provided", "in", "the", "applicable", "plan", "or", "arrangement", ",", "be", "prorated", "in", "accordance", "with", "the", "number", "of", "days", "in", "such", "calendar", "year", "during", "which", "he", "is", "so", "employed", ".", "Should", "any", "such", "payments", "or", "benefits", "accrue", "on", "a", "fiscal", "year", "or", "other", "anniversary", "date", "(", "rather", "than", "calendar", "year", ")", ",", "then", "the", "proration", "in", "the", "preceding", "sentence", "shall", "be", "on", "the", "basis", "of", "such", "alternative", "measurement", "of", "a", "partial", "year", ".", "The", "Executive", "shall", "be", "entitled", "to", "all", "paid", "holidays", "given", "by", "the", "Company", "to", "its", "executives", "and", "not", "less", "than", "six", "(", "6", ")", "weeks", "of", "paid", "vacation", "time", "in", "each", "calendar", "year", ",", "or", "such", "additional", "time", "as", "in", "the", "judgment", "of", "the", "Executive", ",", "as", "ratified", "annually", "by", "the", "Board", ",", "does", "not", "interfere", "with", "the", "ability", "of", "the", "Executive", "to", "fulfill", "the", "duties", "assigned", "to", "him", ".", "In", "this", "regard", ",", "the", "Parties", "recognize", "that", "the", "realities", "of", "modern", "communication", "devices", "and", "the", "extent", "of", "travel", "and", "entertainment", "associated", "with", "the", "duties", "to", "be", "assigned", "to", "the", "Executive", "require", "flexibility", "in", "evaluating", "the", "extent", "to", "which", "the", "Executive", "is", "fulfilling", "duties", "assigned", "to", "him", "even", "while", "on", "vacation", "or", "away", "from", "his", "office", ".", "The", "Executive", "'s", "employment", "under", "this", "Agreement", "may", "be", "terminated", "without", "any", "breach", "of", "this", "Agreement", "under", "the", "following", "circumstances", ":", "The", "Executive", "'s", "employment", "pursuant", "to", "this", "Agreement", "shall", "terminate", "upon", "his", "death", ".", "The", "Company", "may", "terminate", "the", "Executive", "'s", "employment", "if", "he", "is", "disabled", "or", "otherwise", "unable", "to", "perform", "the", "essential", "functions", "of", "the", "Executive", "'s", "then", "existing", "position", "or", "positions", "under", "this", "Agreement", "with", "or", "without", "reasonable", "accommodation", "for", "a", "period", "of", "one", "hundred", "eighty", "(", "180", ")", "days", "(", "which", "need", "not", "be", "consecutive", ")", "in", "any", "twelve", "(", "12", ")", "month", "period", ".", "If", "any", "question", "arises", "as", "to", "whether", "during", "any", "period", "the", "Executive", "is", "disabled", "so", "as", "to", "be", "unable", "to", "perform", "the", "essential", "functions", "of", "the", "Executive", "'s", "then", "existing", "position", "or", "positions", "with", "or", "without", "reasonable", "accommodation", ",", "the", "Executive", "may", ",", "and", "at", "the", "request", "of", "the", "Company", "shall", ",", "submit", "to", "the", "Company", "a", "certification", "within", "a", "reasonable", "period", "of", "time", "from" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "request", "of", "the", "Company", "shall", ",", "submit", "to", "the", "Company", "a", "certification", "within", "a", "reasonable", "period", "of", "time", "from", "such", "request", "and", "in", "reasonable", "detail", "by", "a", "physician", "selected", "by", "the", "Company", "to", "whom", "the", "Executive", "or", "the", "Executive", "'s", "guardian", "has", "no", "reasonable", "objection", "as", "to", "whether", "the", "Executive", "is", "so", "disabled", "or", "otherwise", "unable", "to", "perform", "the", "essential", "functions", "of", "the", "Executive", "’", "s", "then", "existing", "position", "or", "positions", ",", "or", "how", "long", "such", "disability", "or", "inability", "is", "expected", "to", "continue", ".", "Such", "certification", "shall", "be", "provided", "to", "the", "Board", ",", "which", "shall", "determine", "the", "extent", "and", "duration", "of", "the", "Executive", "’", "s", "disability", ".", "The", "Executive", "shall", "cooperate", "with", "any", "reasonable", "request", "of", "the", "physician", "in", "connection", "with", "his", "report", "to", "the", "Board", ".", "If", "such", "question", "shall", "arise", "and", "the", "Executive", "shall", "fail", "to", "submit", "such", "certification", ",", "the", "Company", "'s", "determination", "of", "such", "issue", "shall", "be", "binding", "on", "the", "Executive", ".", "Nothing", "in", "this", "Section", "4", "(", "b", ")", "shall", "be", "construed", "to", "waive", "the", "Executive", "'s", "rights", ",", "if", "any", ",", "under", "existing", "law", "including", ",", "without", "limitation", ",", "the", "Family", "and", "Medical", "Leave", "Act", "of", "1993", ",", "29", "U.S.C.", "2601", "et", "seq.", "and", "the", "Americans", "with", "Disabilities", "Act", ",", "42", "U.S.C.", "12101", "et", "seq.", "(", "c", ")", "Termination", "by", "Company", "for", "Cause", "At", "any", "time", "during", "the", "Term", ",", "the", "Company", "may", "terminate", "the", "Executive", "'s", "employment", "hereunder", "for", "Cause", ".", "For", "purposes", "of", "this", "Agreement", ",", "``", "Cause", "''", "shall", "mean", ":", "(", "i", ")", "a", "willful", "act", "of", "dishonesty", "by", "the", "Executive", "with", "respect", "to", "any", "matter", "involving", "the", "Company", "or", "any", "subsidiary", "which", "results", "in", "financial", "or", "other", "harm", "to", "the", "Company", "or", "any", "subsidiary", ";", "(", "ii", ")", "conviction", "of", "the", "Executive", "of", "a", "felony", "or", "other", "crime", "involving", "the", "personal", "enrichment", "of", "the", "Executive", "at", "the", "expense", "of", "the", "Company", "or", "any", "subsidiary", "(", "unless", "the", "Executive", "’", "s", "action", "or", "omission", "occurred", "in", "good", "faith", "in", "the", "reasonable", "belief", "that", "such", "action", "was", "not", "criminal", ")", ";", "or", "(", "iii", ")", "willful", "refusal", "by", "the", "Executive", "to", "perform", "to", "the", "Board", "’", "s", "satisfaction", "any", "significant", "portion", "of", "the", "Executive", "'s", "duties", "and", "responsibilities", "as", "the", "President", "of", "the", "Company", "and/or", "as", "assigned", "or", "delegated", "under", "this", "Agreement", "(", "other", "than", "any", "such", "failure", "after", "the", "Executive", "gives", "notice", "of", "termination", "for", "``", "Good", "Reason", "''", ")", ",", "which", "failure", "continues", "without", "correction", "for", "more", "than", "thirty", "(", "30", ")", "days", "after", "written", "notice", "given", "to", "the", "Executive", "by", "the", "Board", ".", "For", "purposes", "of", "clause", "(", "i", ")", "of", "this", "Section", "4", ".", "(", "c", ")", ",", "no", "act", ",", "or", "failure", "to", "act", ",", "on", "the", "Executive", "'s", "part", "shall", "be", "deemed", "``", "willful", "''", "unless", "done", ",", "or", "omitted", "to", "be", "done", ",", "by", "the", "Executive", "without", "reasonable", "belief", "that", "the", "Executive", "'s" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "''", "unless", "done", ",", "or", "omitted", "to", "be", "done", ",", "by", "the", "Executive", "without", "reasonable", "belief", "that", "the", "Executive", "'s", "act", ",", "or", "failure", "to", "act", ",", "was", "in", "the", "best", "interests", "of", "the", "Company", "and/or", "its", "subsidiaries", ".", "Any", "act", "or", "failure", "to", "act", "of", "the", "Executive", "which", "is", "criminal", "in", "nature", ",", "or", "which", "involves", "the", "knowing", "violation", "of", "any", "applicable", "law", ",", "shall", "be", "deemed", "“", "willful", ".", "”", "(", "d", ")", "Termination", "by", "the", "Company", "Without", "Cause", ".", "At", "any", "time", "during", "the", "Term", ",", "the", "Company", "may", "terminate", "the", "Executive", "'s", "employment", "under", "this", "Agreement", "at", "its", "sole", "discretion", "for", "any", "reason", "and", "without", "cause", ".", "Any", "termination", "by", "the", "Company", "of", "the", "Executive", "'s", "employment", "under", "this", "Agreement", "which", "does", "not", "constitute", "a", "termination", "for", "Cause", "under", "Section", "4", ".", "(", "c", ")", "or", "result", "from", "the", "death", "or", "disability", "of", "the", "Executive", "under", "Section", "4", ".", "(", "a", ")", "or", "(", "b", ")", "shall", "be", "deemed", "a", "termination", "without", "cause", ".", "(", "e", ")", "Termination", "by", "the", "Executive", "for", "Good", "Reason", ".", "The", "Executive", "may", "terminate", "his", "employment", "under", "this", "Agreement", "for", "“", "Good", "Reason.", "”", "For", "purposes", "of", "this", "Agreement", ",", "“", "Good", "Reason", "”", "shall", "mean", "the", "occurrence", ",", "without", "the", "Executive", "’", "s", "prior", "written", "consent", ",", "of", "any", "one", "or", "more", "of", "the", "following", ";", "provided", ",", "however", ",", "that", "the", "Executive", "shall", "have", "given", "the", "Company", "a", "Notice", "of", "Termination", "within", "ninety", "(", "90", ")", "days", "after", "the", "occurrence", "of", "the", "event", "giving", "rise", "for", "Good", "Reason", "and", "the", "Company", "has", "failed", "to", "cure", "the", "event", "of", "termination", "within", "thirty", "(", "30", ")", "days", "of", "its", "receipt", "of", "such", "Notice", "of", "Termination", "from", "the", "Executive", ":", "(", "i", ")", "The", "assignment", "to", "the", "Executive", "on", "a", "permanent", "basis", "of", "a", "material", "amount", "of", "duties", "which", "are", "inconsistent", "with", "the", "Executive", "’", "s", "position", ";", "authorities", ",", "duties", "or", "other", "responsibilities", "as", "contemplated", "by", "Section", "2", "of", "this", "Agreement", ";", "provided", ",", "however", "that", "the", "Executive", "acknowledges", "and", "agrees", "that", "a", "change", "solely", "in", "office", "or", "title", "of", "the", "Executive", ",", "by", "itself", ",", "shall", "not", "automatically", "constitute", "Good", "Reason", ";", "(", "ii", ")", "A", "material", "breach", "by", "the", "Company", "of", "any", "material", "provision", "of", "this", "Agreement", ";", "(", "iii", ")", "If", "one", "or", "more", "Changes", "in", "Control", "of", "the", "Company", "(", "as", "defined", "in", "Section", "6", "of", "this", "Agreement", ")", "occurs", "prior", "to", "the", "termination", "of", "this", "Agreement", ",", "Good", "Reason", "for", "the", "Executive", "’", "s", "termination", "of", "employment", "shall", ",", "in", "addition", "to", "the", "events", "listed", "above", ",", "also", "mean", "the", "occurrence", ",", "without", "the", "Executive", "’", "s", "prior", "written", "consent", ",", "of", "any", "one", "or", "more", "of", "the", "following", "actions", "taken", "by", "the", "Company", "or", "its", "successor", "in", "interest", ":", "(", "A", ")", "Reduction", "of", "the", "Executive", "’", "s", "Base", "Salary", "as", "in", "effect", "immediately", "before", "the", "occurrence", "of", "the", "first", "Change", "in", "Control", "of", "the" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Executive", "’", "s", "Base", "Salary", "as", "in", "effect", "immediately", "before", "the", "occurrence", "of", "the", "first", "Change", "in", "Control", "of", "the", "Company", "or", "as", "the", "Executive", "’", "s", "Base", "Salary", "may", "have", "been", "increased", "from", "time", "to", "time", "after", "that", "occurrence", ";", "(", "B", ")", "Reduction", "of", "the", "Annual", "Bonus", "Opportunity", "afforded", "the", "Executive", "to", "a", "percentage", "less", "than", "that", "afforded", "to", "the", "Executive", "under", "any", "Executive", "Employee", "Benefit", "Plans", "as", "in", "effect", "immediately", "before", "the", "occurrence", "of", "the", "first", "Change", "in", "Control", "of", "the", "Company", "or", "as", "such", "Annual", "Bonus", "Opportunity", "may", "have", "been", "increased", "from", "time", "to", "time", "after", "that", "occurrence", ";", "(", "C", ")", "Reduction", "of", "the", "Annual", "Equity-Based", "Compensation", "Opportunity", "afforded", "the", "Executive", "to", "a", "percentage", "less", "than", "that", "afforded", "to", "the", "Executive", "under", "any", "Executive", "Employee", "Benefit", "Plans", "as", "in", "effect", "immediately", "before", "the", "occurrence", "of", "the", "first", "Change", "in", "Control", "of", "the", "Company", "or", "as", "such", "Annual", "Equity-Based", "Compensation", "Opportunity", "may", "have", "been", "increased", "from", "time", "to", "time", "after", "that", "occurrence", ";", "(", "D", ")", "Failure", "to", "either", ":", "(", "i", ")", "continue", "in", "effect", "or", "(", "ii", ")", "continue", "the", "Executive", "’", "s", "participation", "on", "substantially", "the", "same", "basis", ",", "both", "in", "terms", "of", "amount", "of", "benefits", "provided", "and", "the", "level", "of", "the", "Executive", "’", "s", "participation", "in", ",", "any", "Executive", "Employee", "Benefit", "Plan", "as", "existed", "and", "in", "which", "the", "Executive", "was", "a", "participant", "immediately", "before", "the", "occurrence", "of", "the", "first", "Change", "in", "Control", "of", "the", "Company", ",", "or", "any", "substitute", "plan", "adopted", "from", "time", "to", "time", "after", "that", "occurrence", ",", "unless", "an", "equitable", "and", "reasonably", "comparable", "arrangement", "(", "embodied", "in", "a", "substitute", "or", "alternative", "benefit", "or", "plan", ")", "is", "made", "with", "respect", "to", "such", "Executive", "Employee", "Benefit", "Plan", ";", "(", "E", ")", "Taking", "any", "action", "that", "would", "directly", "or", "indirectly", "materially", "reduce", "any", "other", "non-contractual", "benefits", "that", "were", "provided", "to", "the", "Executive", "by", "the", "Company", "immediately", "before", "the", "occurrence", "of", "the", "first", "Change", "in", "Control", "of", "the", "Company", "or", "deprive", "the", "Executive", "of", "any", "material", "fringe", "benefit", "enjoyed", "by", "the", "Executive", "immediately", "before", "the", "occurrence", "of", "the", "first", "Change", "in", "Control", "of", "the", "Company", ";", "(", "G", ")", "Committing", "a", "material", "breach", "of", "any", "provision", "of", "this", "Agreement", "or", "any", "subsequent", "written", "agreement", "the", "Executive", "has", "or", "may", "in", "the", "future", "have", "with", "the", "Company", ".", "(", "f", ")", "Termination", "by", "the", "Executive", "Without", "Good", "Reason", ".", "At", "any", "time", "during", "the", "Term", ",", "the", "Executive", "may", "terminate", "the", "Executive", "'s", "employment", "under", "this", "Agreement", "without", "Good", "Reason", ".", "Any", "termination", "by", "the", "Executive", "of", "the", "Executive", "'s", "employment", "under", "this", "Agreement", "which", "does", "not", "constitute", "a", "termination", "for", "Good", "Reason", "under", "Section", "4", "(", "d", ")", "shall", "be", "deemed", "a", "termination", "without", "Good", "Reason", ".", "(", "g", ")", "Notice", "of", "Termination", ".", "Except", "for", "termination", "as", "specified", "in", "Section", "4", "(", "a", ")", ",", "any", "termination", "of", "the", "Executive", "'s", "employment", "by", "the", "Company", "or", "any", "such", "termination", "by", "the", "Executive", "shall", "be", "communicated", "by", "written", "Notice", "of", "Termination", "to", "the", "other" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "Company", "or", "any", "such", "termination", "by", "the", "Executive", "shall", "be", "communicated", "by", "written", "Notice", "of", "Termination", "to", "the", "other", "Party", "to", "this", "Agreement", ".", "For", "purposes", "of", "this", "Agreement", ",", "a", "``", "Notice", "of", "Termination", "''", "shall", "mean", "a", "notice", "which", "shall", "indicate", "the", "specific", "termination", "provision", "in", "this", "Agreement", "relied", "upon", "in", "terminating", "the", "Executive", "’", "s", "employment", ".", "(", "h", ")", "Date", "of", "Termination", "''", "Date", "of", "Termination", "''", "shall", "mean", ":", "(", "i", ")", "if", "the", "Executive", "'s", "employment", "is", "terminated", "by", "his", "death", ",", "the", "date", "of", "his", "death", ";", "(", "ii", ")", "if", "the", "Executive", "'s", "employment", "is", "terminated", "by", "his", "disability", "or", "other", "inability", "to", "perform", "his", "essential", "job", "duties", ",", "thirty", "(", "30", ")", "days", "after", "determination", "by", "the", "Board", "that", "such", "disability", "or", "other", "inability", "to", "perform", "is", "of", "a", "duration", "required", "to", "be", "established", "under", "Section", "4", "(", "b", ")", ";", "(", "iii", ")", "if", "the", "Executive", "’", "s", "employment", "is", "terminated", "by", "the", "Company", "for", "Cause", "under", "Section", "4", "(", "c", ")", "of", "this", "Agreement", ",", "the", "date", "on", "which", "Notice", "of", "Termination", "is", "given", "or", "the", "expiration", "of", "any", "period", "for", "cure", ",", "whichever", "is", "later", ";", "or", "(", "iv", ")", "if", "the", "Executive", "'s", "employment", "is", "terminated", "by", "either", "the", "Company", "or", "the", "Executive", "under", "Section", "4", "(", "d", ")", ",", "4", "(", "e", ")", "or", "4", "(", "f", ")", "of", "this", "Agreement", ",", "thirty", "(", "30", ")", "days", "after", "the", "date", "on", "which", "a", "Notice", "of", "Termination", "is", "given", ".", "Notwithstanding", "the", "foregoing", ",", "in", "the", "event", "that", "the", "Executive", "gives", "a", "Notice", "of", "Termination", "to", "the", "Company", ",", "the", "Company", "may", "unilaterally", "accelerate", "the", "Date", "of", "Termination", ",", "and", "such", "acceleration", "shall", "not", "result", "in", "a", "different", "form", "of", "termination", "by", "the", "Company", "for", "purposes", "of", "this", "Agreement", ".", "(", "a", ")", "Termination", "Generally", ".", "If", "the", "Executive", "'s", "employment", "with", "the", "Company", "is", "terminated", ":", "(", "i", ")", "by", "reason", "of", "death", ";", "(", "ii", ")", "by", "reason", "of", "disability", "or", "other", "inability", "to", "perform", "his", "essential", "job", "duties", ";", "(", "iii", ")", "by", "the", "Company", "for", "Cause", ";", "or", "(", "iv", ")", "by", "the", "Executive", "without", "Good", "Reason", ",", "the", "Company", "shall", "pay", "or", "provide", "to", "the", "Executive", "(", "or", "to", "his", "authorized", "representative", "or", "estate", ")", "any", "earned", "but", "unpaid", "Base", "Salary", ",", "unpaid", "expense", "reimbursements", ",", "a", "reasonable", "payment", "for", "any", "unused", "vacation", "and", "any", "vested", "benefits", "the", "Executive", "may", "have", "under", "any", "Executive", "Employee", "Benefit", "Plans", "through", "the", "Date", "of", "Termination", "as", "calculated", "on", "a", "prorated", "annual", "basis", "(", "``", "Accrued", "Benefit", "''", ")", ".", "Such", "payments", "shall", "be", "made", "by", "the", "Company", "within", "sixty", "(", "60", ")", "days", "of", "the", "Date", "of", "Termination", ".", "(", "b", ")", "Special", "Rules", "for", "Calculating", "Cash", "Bonus", "and", "Equity-Based", "Compensation", ".", "Notwithstanding", "the", "terms", "of", "any", "Executive", "Employee", "Benefit", "Plans", ",", "or", "the", "performance", "standards", "established", "by", "the", "Compensation", "Committee", "for", "award", "of" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "terms", "of", "any", "Executive", "Employee", "Benefit", "Plans", ",", "or", "the", "performance", "standards", "established", "by", "the", "Compensation", "Committee", "for", "award", "of", "Cash", "Bonus", "Compensation", "and/or", "Equity-Based", "Compensation", "on", "a", "prospective", "basis", ",", "the", "prorated", "portion", "of", "such", "compensation", "to", "which", "the", "Executive", "shall", "be", "entitled", "as", "a", "result", "of", "termination", "for", "any", "reason", "shall", "be", "calculated", "based", "on", "annual", "amounts", "the", "Executive", "earned", "on", "a", "historical", "basis", "as", "Cash", "Bonus", "Compensation", "(", "“", "Termination", "Year", "Cash", "Bonus", "”", ")", "and", "Equity-Based", "Compensation", "(", "“", "Termination", "Year", "Equity-Based", "Compensation", "”", ")", ",", "respectively", ".", "Each", "of", "the", "Termination", "Year", "Cash", "Bonus", "and", "the", "Termination", "Year", "Equity-Based", "Compensation", "shall", "be", "calculated", "separately", ",", "but", "based", "on", "the", "same", "formula", ".", "For", "each", "element", "of", "compensation", ",", "the", "element", "shall", "be", "the", "greater", "of", ":", "(", "i", ")", "the", "average", "amount", "earned", "by", "the", "Executive", "during", "the", "three", "(", "3", ")", "full", "years", "preceding", "the", "Date", "of", "Termination", ";", "or", "(", "ii", ")", "the", "amount", "earned", "by", "the", "Executive", "in", "the", "last", "full", "year", "preceding", "the", "Date", "of", "Termination", "(", "“", "Formula", "”", ")", ".", "Each", "amount", "so", "calculated", "shall", "be", "prorated", "as", "described", "in", "Section", "3", "(", "e", ")", "of", "this", "Agreement", ".", "Any", "Termination", "Year", "Equity-Based", "Compensation", "shall", "be", "payable", "in", "cash", "according", "to", "its", "intrinsic", "value", "(", "as", "measured", "for", "purposes", "of", "the", "Company", "’", "s", "audited", "financial", "statements", ")", "in", "lieu", "of", "any", "award", "of", "Securities", ".", "Such", "payment", "shall", "be", "made", "within", "sixty", "(", "60", ")", "days", "of", "the", "Date", "of", "Termination", "of", "the", "Executive", ".", "(", "c", ")", "Termination", "by", "Company", "Without", "Cause", "or", "by", "Executive", "With", "Good", "Reason", "If", "the", "Executive", "'s", "employment", "with", "the", "Company", "is", "terminated", "by", ":", "(", "w", ")", "the", "Company", "without", "Cause", "or", "(", "x", ")", "by", "the", "Executive", "with", "Good", "Reason", ",", "then", "the", "Company", "shall", ",", "through", "the", "Date", "of", "Termination", ",", "pay", "the", "Executive", "his", "Accrued", "Benefit", ",", "including", "the", "amounts", "calculated", "under", "the", "special", "rules", "described", "in", "Section", "5", "(", "b", ")", "of", "this", "Agreement", ",", "on", "the", "conditions", "that", ":", "(", "y", ")", "the", "Executive", "delivers", "a", "general", "release", "of", "claims", "in", "a", "form", "and", "manner", "satisfactory", "to", "the", "Company", "(", "``", "Release", "''", ")", "within", "ten", "(", "10", ")", "days", "of", "the", "Date", "of", "Termination", ";", "and", "(", "z", ")", "within", "twenty-one", "(", "21", ")", "days", "of", "the", "Executive", "’", "s", "receipt", "of", "the", "Release", "from", "the", "Company", "the", "Executive", "does", "not", "revoke", "such", "Release", "during", "a", "seven", "(", "7", ")", "day", "revocation", "period", ".", "If", "the", "Executive", "has", "met", "both", "conditions", ",", "the", "Company", "shall", "pay", "the", "Executive", "the", "following", "additional", "amounts", "sixty", "(", "60", ")", "days", "following", "the", "Date", "of", "Termination", "of", "the", "Executive", ":", "(", "i", ")", "Five", "(", "5", ")", "times", "the", "aggregate", "of", "the", "following", "three", "elements", "of", "compensation", ":", "(" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ":", "(", "i", ")", "Five", "(", "5", ")", "times", "the", "aggregate", "of", "the", "following", "three", "elements", "of", "compensation", ":", "(", "1", ")", "the", "Executive", "’", "s", "annual", "Base", "Salary", "(", "as", "calculated", "using", "the", "Formula", ")", ";", "(", "2", ")", "the", "Executive", "’", "s", "Termination", "Year", "Cash", "Bonus", ";", "and", "(", "3", ")", "the", "Executive", "’", "s", "Termination", "Year", "Equity-Based", "Compensation", ".", "Such", "amount", "shall", "be", "paid", "out", "in", "a", "lump", "sum", "on", "the", "first", "payroll", "date", "after", "the", "Date", "of", "Termination", "or", "expiration", "of", "the", "seven", "(", "7", ")", "day", "revocation", "period", "for", "the", "Release", ",", "if", "later", ".", "(", "ii", ")", "Notwithstanding", "the", "terms", "of", "any", "award", "agreement", "governing", "such", "stock", "options", "with", "respect", "to", "termination", "of", "employment", ",", "the", "Executive", "shall", "continue", "to", "vest", "in", "Executive", "'s", "options", ",", "in", "accordance", "with", "the", "governing", "stock", "options", "and", "all", "of", "the", "terms", "of", "those", "plans", "shall", "continue", "to", "be", "in", "effect", ",", "as", "though", "Executive", "had", "remained", "an", "active", "employee", ",", "for", "twelve", "(", "12", ")", "months", "beyond", "the", "Date", "of", "Termination", ".", "(", "iii", ")", "The", "Company", "shall", "provide", "to", "the", "Executive", "health", ",", "dental", "and", "life", "insurance", "on", "the", "same", "terms", "and", "conditions", ",", "as", "though", "the", "Executive", "had", "remained", "an", "active", "employee", ",", "for", "eighteen", "(", "18", ")", "months", "beyond", "the", "Date", "of", "Termination", "to", "the", "extent", "they", "existed", "at", "the", "Date", "of", "Termination", ".", "(", "iv", ")", "The", "Company", "shall", "pay", "to", "the", "Executive", "all", "reasonable", "legal", "and", "arbitration", "fees", "and", "expenses", "incurred", "by", "the", "Executive", "in", "obtaining", "or", "enforcing", "any", "right", "or", "benefit", "provided", "by", "this", "Agreement", ",", "except", "in", "cases", "determined", "by", "the", "court", "or", "arbitrator", "to", "involve", "the", "initiation", "of", "frivolous", "or", "bad", "faith", "litigation", "or", "arbitration", "by", "the", "Executive", ".", "Change", "of", "Control", "A", "“", "Change", "of", "Control", "”", "shall", "mean", "the", "occurrence", "of", "any", "one", "of", "the", "following", "events", "upon", "the", "occurrence", "of", "a", "Change", "in", "Control", "during", "the", "Term", ".", "The", "Company", "shall", "pay", "to", "the", "Executive", "the", "amounts", "he", "would", "have", "otherwise", "received", "through", "the", "remainder", "of", "the", "Term", ",", "as", "set", "forth", "in", "Sections", "3", "(", "a", ")", "(", "i", ")", "and", "(", "ii", ")", "of", "this", "Agreement", ",", "had", "he", "remained", "in", "service", "throughout", "that", "period", ".", "Payment", "shall", "be", "made", "in", "a", "lump", "sum", "within", "thirty", "(", "30", ")", "days", "following", "the", "occurrence", "of", "the", "Change", "in", "Control", ".", "For", "this", "purpose", ",", "“", "Change", "in", "Control", "”", "means", "and", "shall", "be", "deemed", "to", "have", "occurred", ":", "(", "d", ")", "upon", "consummation", "of", "the", "sale", "or", "disposition", "by", "the", "Company", "of", "all", "or", "substantially", "all", "of", "the", "Company", "’", "s", "assets", ",", "other", "than", "any", "such", "transaction", "which", "would", "result", "in", "a", "Related", "Party", "owning", "or", "acquiring", "more", "than", "fifty", "percent", "(", "50", "%", ")", "of", "the", "assets", "owned", "by", "the", "Company", "immediately", "prior", "to", "the", "transaction", ".", "(", "e", ")", "For", "purposes", "of", "the", "foregoing", "definitions", ",", "the", "following", "terms", "shall", "have", "the", "following", "meanings", ":", "(", "i", ")", "“", "Voting", "Securities", "or" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "the", "foregoing", "definitions", ",", "the", "following", "terms", "shall", "have", "the", "following", "meanings", ":", "(", "i", ")", "“", "Voting", "Securities", "or", "Security", "”", "means", "any", "securities", "of", "the", "Company", "which", "carry", "the", "right", "to", "vote", "generally", "in", "the", "election", "of", "directors", ";", "(", "ii", ")", "“", "Subsidiary", "”", "or", "“", "Subsidiaries", "”", "means", ",", "with", "respect", "to", "any", "Person", ",", "any", "corporation", ",", "partnership", ",", "limited", "liability", "company", ",", "association", "or", "other", "business", "entity", "of", "which", ":", "(", "A", ")", "if", "a", "corporation", ",", "fifty", "percent", "(", "50", "%", ")", "or", "more", "of", "the", "total", "voting", "power", "of", "shares", "of", "stock", "entitled", "(", "without", "regard", "to", "the", "occurrence", "of", "any", "contingency", ")", "to", "vote", "in", "the", "election", "of", "directors", ",", "managers", "or", "trustees", "thereof", "is", "at", "the", "time", "owned", "or", "controlled", ",", "directly", "or", "indirectly", ",", "by", "that", "Person", "or", "one", "or", "more", "of", "the", "other", "Subsidiaries", "of", "that", "Person", "or", "combination", "thereof", ";", "or", "(", "B", ")", "if", "a", "partnership", ",", "limited", "liability", "company", ",", "association", "or", "other", "business", "entity", ",", "fifty", "percent", "(", "50", "%", ")", "or", "more", "of", "the", "partnership", "or", "other", "similar", "ownership", "interest", "thereof", "is", "at", "the", "time", "owned", "or", "controlled", ",", "directly", "or", "indirectly", ",", "by", "any", "Person", "or", "one", "or", "more", "Subsidiaries", "of", "that", "Person", "or", "a", "combination", "thereof", ".", "For", "purposes", "of", "this", "definition", ",", "a", "Person", "or", "Persons", "shall", "be", "deemed", "to", "have", "a", "fifty", "percent", "(", "50", "%", ")", "or", "more", "ownership", "interest", "in", "a", "partnership", ",", "limited", "liability", "company", ",", "association", "or", "other", "business", "entity", "if", "such", "Person", "or", "Persons", "are", "allocated", "fifty", "percent", "(", "50", "%", ")", "or", "more", "of", "partnership", ",", "limited", "liability", "company", ",", "association", "or", "other", "business", "entity", "gains", "or", "losses", "or", "control", "the", "managing", "director", "or", "member", "or", "general", "partner", "of", "such", "partnership", ",", "limited", "liability", "company", ",", "association", "or", "other", "business", "entity", ";", "(", "iii", ")", "“", "Related", "Party", "”", "means", ":", "(", "A", ")", "a", "Subsidiary", "of", "the", "Company", ";", "(", "B", ")", "an", "employee", "or", "group", "of", "employees", "of", "the", "Company", "or", "any", "Subsidiary", "of", "the", "Company", ";", "(", "C", ")", "a", "trustee", "or", "other", "fiduciary", "holding", "Securities", "under", "an", "employee", "benefit", "plan", "of", "the", "Company", "or", "any", "majority-owned", "Subsidiary", "of", "the", "Company", ";", "or", "(", "D", ")", "a", "corporation", "owned", "directly", "or", "indirectly", "by", "the", "stockholders", "of", "the", "Company", "in", "substantially", "the", "same", "proportion", "as", "their", "ownership", "of", "Voting", "Securities", ";", "and", "(", "iv", ")", "“", "Person", "”", "means", "an", "individual", ",", "a", "partnership", ",", "a", "corporation", ",", "a", "limited", "liability", "company", ",", "an", "association", ",", "a", "joint", "stock", "company", ",", "an", "estate", ",", "a", "trust", ",", "a", "joint", "venture", ",", "an", "unincorporated", "organization", "or", "a", "governmental", "entity", "or", "any", "department", ",", "agency", "or", "political", "subdivision", "thereof", ".", "Mediation", "and", "Arbitration", "of", "Disputes", ".", "If", "a", "dispute", "arises", "relating", "to", "this", "Agreement", "or", "the", "termination", "thereof", ",", "claims", "for", "breach", "of" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 0, 0, 3, 0, 0, 0, 0, 0, 5, 6, 6, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "of", "Disputes", ".", "If", "a", "dispute", "arises", "relating", "to", "this", "Agreement", "or", "the", "termination", "thereof", ",", "claims", "for", "breach", "of", "contract", "or", "breach", "of", "the", "covenant", "of", "good", "faith", "and", "fair", "dealing", ",", "claims", "of", "discrimination", "or", "any", "other", "claims", "under", "any", "federal", ",", "state", "or", "local", "law", "or", "regulation", "now", "in", "existence", "or", "hereinafter", "enacted", ",", "and", "as", "amended", "from", "time", "to", "time", "(", "“", "Dispute", ")", ",", "the", "Parties", "shall", "attempt", "in", "good", "faith", "to", "settle", "the", "Dispute", "through", "mediation", "conducted", "by", "a", "mediator", "to", "be", "mutually", "selected", "by", "the", "Parties", ".", "The", "Company", "shall", "pay", "the", "costs", "of", "the", "mediator", ".", "Each", "Party", "shall", "cooperate", "fully", "and", "fairly", "with", "the", "mediator", ",", "and", "shall", "in", "good", "faith", "attempt", "to", "reach", "a", "mutually", "satisfactory", "compromise", "of", "the", "Dispute", ".", "If", "the", "Dispute", "is", "not", "resolved", "within", "thirty", "(", "30", ")", "days", "after", "it", "is", "referred", "to", "the", "mediator", ",", "it", "shall", "be", "resolved", "through", "final", "and", "binding", "arbitration", ",", "as", "specified", "in", "this", "Section", "7", ".", "Binding", "arbitration", "shall", "be", "conducted", "by", "the", "Judicial", "Arbitration", "and", "Mediation", "Services", ",", "Inc.", "(", "“", "JAMS", "”", ")", ",", "sitting", "in", "San", "Diego", "County", ",", "California", ",", "for", "resolution", "by", "a", "single", "arbitrator", "acceptable", "to", "both", "Parties", ".", "If", "the", "Parties", "fail", "to", "agree", "to", "an", "arbitrator", "within", "ten", "(", "10", ")", "business", "days", "of", "a", "written", "demand", "for", "arbitration", "being", "sent", "by", "one", "Party", "to", "the", "other", "Party", ",", "then", "JAMS", "shall", "select", "the", "arbitrator", "according", "to", "the", "JAMS", "Rules", "for", "Commercial", "Arbitration", ".", "The", "arbitration", "shall", "be", "conducted", "pursuant", "to", "the", "California", "Code", "of", "Civil", "Procedure", "and", "the", "California", "Code", "of", "Evidence", ".", "The", "award", "of", "such", "arbitrator", "shall", "be", "final", "and", "binding", "on", "the", "Parties", ",", "and", "may", "be", "enforced", "by", "any", "court", "of", "competent", "jurisdiction", ".", "In", "the", "event", "of", "arbitration", "to", "resolve", "a", "Dispute", ",", "the", "prevailing", "Party", "shall", "be", "entitled", "to", "recover", "its", "attorney", "’", "s", "fees", "and", "other", "out-of-pocket", "costs", "incurred", "in", "connection", "therewith", "from", "any", "non-prevailing", "Party", "involved", "therein", ".", "Consent", "to", "Jurisdiction", ".", "To", "the", "extent", "that", "any", "court", "action", "is", "permitted", "consistent", "with", "or", "to", "enforce", "Section", "7", "of", "this", "Agreement", ",", "the", "Parties", "hereby", "consent", "to", "the", "jurisdiction", "of", "the", "San", "Diego", "County", "Superior", "Court", "of", "California", "State", "and", "the", "United", "States", "District", "Court", "for", "the", "Southern", "District", "of", "California", ".", "Accordingly", ",", "with", "respect", "to", "any", "such", "court", "action", ",", "the", "Executive", "and", "the", "Company", ":", "(", "i", ")", "submit", "to", "the", "personal", "jurisdiction", "of", "such", "courts", ";", "(", "ii", ")", "consent", "to", "service", "of", "process", ";", "and", "(", "iii", ")", "waive", "any", "other", "requirement", "(", "whether", "imposed", "by", "statute", ",", "rule", "of", "court", ",", "or", "otherwise", ")", "with", "respect", "to", "personal", "jurisdiction", "or", "service", "of", "process", ".", "This", "Agreement", "constitutes", "the", "entire", "agreement", "and", "understanding", "between", "the", "Parties", "with", "respect", "to", "the", "subject", "matter", "of", "this", "Agreement", "and" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 6, 0, 0, 0, 0, 5, 6, 0, 5, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Agreement", "constitutes", "the", "entire", "agreement", "and", "understanding", "between", "the", "Parties", "with", "respect", "to", "the", "subject", "matter", "of", "this", "Agreement", "and", "supersedes", "all", "prior", "agreements", "between", "the", "Parties", "concerning", "such", "subject", "matter", ".", "Successor", "to", "the", "Executive", ".", "This", "Agreement", "shall", "inure", "to", "the", "benefit", "of", "and", "be", "enforceable", "by", "the", "Executive", "'s", "personal", "representatives", ",", "executors", ",", "administrators", ",", "heirs", ",", "distributees", ",", "devisees", "and", "legatees", ".", "In", "the", "event", "of", "the", "Executive", "'s", "death", "after", "his", "termination", "of", "employment", ",", "but", "prior", "to", "the", "completion", "by", "the", "Company", "of", "all", "payments", "due", "him", "under", "this", "Agreement", ",", "the", "Company", "shall", "continue", "such", "payments", "to", "the", "Executive", "'s", "beneficiary", "designated", "in", "writing", "to", "the", "Company", "prior", "to", "his", "death", "(", "or", "to", "his", "estate", ",", "if", "the", "Executive", "fails", "to", "make", "such", "designation", ")", ".", "Enforceability", "If", "any", "portion", "or", "provision", "of", "this", "Agreement", "(", "including", ",", "without", "limitation", ",", "any", "portion", "or", "provision", "of", "any", "section", "of", "this", "Agreement", ")", "shall", "to", "any", "extent", "be", "declared", "illegal", "or", "unenforceable", "by", "a", "court", "of", "competent", "jurisdiction", ",", "then", "the", "remainder", "of", "this", "Agreement", ",", "or", "the", "application", "of", "such", "portion", "or", "provision", "in", "circumstances", "other", "than", "those", "as", "to", "which", "it", "is", "so", "declared", "illegal", "or", "unenforceable", ",", "shall", "not", "be", "affected", "thereby", ",", "and", "each", "portion", "and", "provision", "of", "this", "Agreement", "shall", "be", "valid", "and", "enforceable", "to", "the", "fullest", "extent", "permitted", "by", "law", ".", "No", "waiver", "of", "any", "provision", "hereof", "shall", "be", "effective", ",", "unless", "made", "in", "writing", "and", "signed", "by", "the", "waiving", "Party", ".", "The", "failure", "of", "any", "Party", "to", "require", "the", "performance", "of", "any", "term", "or", "obligation", "of", "this", "Agreement", ",", "or", "the", "waiver", "by", "any", "Party", "of", "any", "breach", "of", "this", "Agreement", ",", "shall", "not", "prevent", "any", "subsequent", "enforcement", "of", "such", "term", "or", "obligation", "or", "be", "deemed", "a", "waiver", "of", "any", "subsequent", "breach", ".", "Any", "notices", ",", "requests", ",", "demands", "and", "other", "communications", "provided", "for", "by", "this", "Agreement", "shall", "be", "sufficient", "if", "in", "writing", "and", "delivered", "in", "person", "or", "sent", "by", "a", "nationally", "recognized", "overnight", "courier", "service", "or", "by", "registered", "or", "certified", "mail", ",", "postage", "prepaid", ",", "return", "receipt", "requested", ",", "to", "the", "Executive", "at", "the", "last", "address", "the", "Executive", "has", "filed", "in", "writing", "with", "the", "Company", "or", ",", "in", "the", "case", "of", "the", "Company", ",", "to", "Kenneth", "L.", "Waggoner", ",", "Executive", "Vice", "President", "Legal", ",", "General", "Counsel", "and", "Director", "of", "the", "Company", ",", "12526", "High", "Bluff", "Drive", ",", "Suite", "155", ",", "San", "Diego", ",", "California", "USA", ".", "Effect", "on", "Other", "Plans", ".", "Nothing", "in", "this", "Agreement", "shall", "be", "construed", "to", "limit", "the", "rights", "of", "the", "Executive", "under", "the", "Company", "'s", "benefit", "plans", ",", "programs", "or", "policies", "except", ":", "(", "i", ")", "as", "otherwise", "provided", "in", "this", "Agreement", ";", "and", "(", "ii", ")", "that", "the", "Executive", "shall", "have", "no", "rights", "to", "any", "severance", "or", "similar", "benefits", "under", "any", "severance", "pay", "plan", ",", "policy", "or", "practice", "." ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4 ]

[ "shall", "have", "no", "rights", "to", "any", "severance", "or", "similar", "benefits", "under", "any", "severance", "pay", "plan", ",", "policy", "or", "practice", ".", "This", "Agreement", "may", "be", "amended", "or", "modified", "only", "by", "a", "written", "instrument", "signed", "both", "by", "the", "Executive", "and", "by", "a", "duly", "authorized", "representative", "of", "the", "Company", ".", "This", "is", "a", "California", "contract", "and", "shall", "be", "construed", "under", "and", "be", "governed", "in", "all", "respects", "by", "the", "laws", "of", "the", "State", "of", "California", ",", "without", "giving", "effect", "to", "the", "conflict", "of", "laws", "principles", "of", "California", ".", "With", "respect", "to", "any", "disputes", "concerning", "federal", "law", ",", "such", "disputes", "shall", "be", "determined", "in", "accordance", "with", "the", "law", "as", "it", "would", "be", "interpreted", "and", "applied", "by", "the", "United", "States", "Court", "of", "Appeals", "for", "the", "Ninth", "Circuit", ".", "This", "Agreement", "may", "be", "executed", "in", "any", "number", "of", "counterparts", ",", "each", "of", "which", "when", "so", "executed", "and", "delivered", "shall", "be", "taken", "to", "be", "an", "original", ",", "and", "such", "counterparts", "shall", "together", "constitute", "one", "and", "the", "same", "document", ".", "Successor", "to", "Company", ".", "The", "Company", "shall", "require", "any", "successor", "(", "whether", "direct", "or", "indirect", ",", "by", "purchase", ",", "merger", ",", "consolidation", "or", "otherwise", ")", "to", "all", "or", "substantially", "all", "of", "the", "business", "or", "assets", "of", "the", "Company", "expressly", "to", "assume", "and", "agree", "to", "perform", "this", "Agreement", "to", "the", "same", "extent", "that", "the", "Company", "would", "be", "required", "to", "perform", "it", "if", "no", "succession", "had", "taken", "place", ".", "Failure", "of", "the", "Company", "to", "obtain", "an", "assumption", "of", "this", "Agreement", "at", "or", "prior", "to", "the", "effectiveness", "of", "any", "succession", "shall", "be", "a", "breach", "of", "this", "Agreement", "and", "shall", "constitute", "Good", "Reason", "if", "the", "Executive", "elects", "to", "terminate", "employment", ".", "Wherever", "used", "herein", ",", "a", "pronoun", "in", "the", "masculine", "gender", "shall", "be", "considered", "as", "including", "the", "feminine", "gender", "unless", "the", "context", "clearly", "indicates", "otherwise", ".", "IN", "WITNESS", "WHEREOF", ",", "the", "parties", "have", "executed", "this", "Agreement", "effective", "on", "the", "date", "and", "year", "first", "above", "written", ".", "CHINA", "TEL", "GROUP", ",", "INC." ]

[ 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "Eaton", "Vance", "Global", "Macro", "Absolute", "Return", "Fund", "Class", "/Ticker", "A/EAGMX", "C/ECGMX", "I/EIGMX", "This", "Summary", "Prospectus", "is", "designed", "to", "provide", "investors", "with", "key", "fund", "information", "in", "a", "clear", "and", "concise", "format", ".", "Before", "you", "invest", ",", "you", "may", "want", "to", "review", "the", "Fund", "s", "Prospectus", "and", "Statement", "of", "Additional", "Information", ",", "which", "contain", "more", "information", "about", "the", "Fund", "and", "its", "risks", ".", "The", "Fund", "s", "Prospectus", "and", "Statement", "of", "Additional", "Information", ",", "both", "dated", "March", "1", ",", "2010", ",", "are", "incorporated", "by", "reference", "into", "this", "Summary", "Prospectus", ".", "For", "free", "paper", "or", "electronic", "copies", "of", "the", "Fund", "s", "Prospectus", ",", "Statement", "of", "Additional", "Information", ",", "and", "other", "information", "about", "the", "Fund", ",", "go", "to", "http", ":", "//funddocuments.eatonvance.com", ",", "email", "a", "request", "to", "contact", "@", "eatonvance.com", ",", "call", "1-800-262-1122", ",", "or", "ask", "any", "financial", "advisor", ",", "bank", ",", "or", "broker-dealer", "who", "offers", "shares", "of", "the", "Fund", ".", "Unless", "otherwise", "noted", ",", "page", "number", "references", "refer", "to", "the", "current", "Prospectus", "for", "this", "Fund", ".", "Investment", "Objective", "The", "Fund", "s", "investment", "objective", "is", "total", "return", ".", "Total", "return", "is", "defined", "as", "income", "plus", "capital", "appreciation", ".", "The", "Fund", "primarily", "invests", "its", "assets", "in", "Global", "Macro", "Portfolio", ",", "a", "separate", "registered", "investment", "company", "with", "the", "same", "objective", "and", "policies", "as", "the", "Fund", ".", "Fees", "and", "Expenses", "of", "the", "Fund", "This", "table", "describes", "the", "fees", "and", "expenses", "that", "you", "may", "pay", "if", "you", "buy", "and", "hold", "shares", "of", "the", "Fund", ".", "You", "may", "qualify", "for", "a", "reduced", "sales", "charge", "if", "you", "invest", ",", "or", "agree", "to", "invest", "over", "a", "13-month", "period", ",", "at", "least", "$", "50,000", "in", "Eaton", "Vance", "Funds", ".", "More", "information", "about", "these", "and", "other", "discounts", "is", "available", "from", "your", "financial", "intermediary", "and", "in", "Sales", "Charges", "beginning", "on", "page", "28", "of", "the", "Fund", "s", "Prospectus", "and", "page", "27", "of", "the", "Fund", "s", "Statement", "of", "Additional", "Information", ".", "This", "Example", "is", "intended", "to", "help", "you", "compare", "the", "cost", "of", "investing", "in", "the", "Fund", "with", "the", "cost", "of", "investing", "in", "other", "mutual", "funds", ".", "The", "Example", "assumes", "that", "you", "invest", "$", "10,000", "in", "the", "Fund", "for", "the", "time", "periods", "indicated", "and", "then", "redeem", "all", "of", "your", "shares", "at", "the", "end", "of", "those", "periods", ".", "The", "Example", "also", "assumes", "that", "your", "investment", "has", "a", "5", "%", "return", "each", "year", "and", "that", "the", "operating", "expenses", "remain", "the", "same", ".", "Although", "your", "actual", "costs", "may", "be", "higher", "or", "lower", ",", "based", "on", "these", "assumptions", "your", "costs", "would", "be", ":", "Portfolio", "Turnover", "The", "Fund", "pays", "transaction", "costs", ",", "such", "as", "commissions", ",", "when", "it", "buys", "and", "sells", "securities", "(", "or", "``", "turns", "over", "''", "its", "portfolio", ")", ".", "A", "higher", "portfolio", "turnover", "rate", "may", "indicate", "higher", "transaction", "costs", "and", "may", "result", "in", "higher", "taxes", "when", "Fund", "shares", "are", "held", "in", "a", "taxable", "account", ".", "These", "costs", ",", "which", "are", "not", "reflected" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "in", "higher", "taxes", "when", "Fund", "shares", "are", "held", "in", "a", "taxable", "account", ".", "These", "costs", ",", "which", "are", "not", "reflected", "in", "Annual", "Fund", "Operating", "Expenses", "or", "in", "the", "Example", ",", "affect", "the", "Fund", "s", "performance", ".", "During", "the", "most", "recent", "fiscal", "year", ",", "the", "Fund", "s", "portfolio", "turnover", "rate", "was", "25", "%", "of", "the", "average", "value", "of", "its", "portfolio", ".", "Principal", "Investment", "Strategies", "The", "Fund", "seeks", "its", "objective", "by", "investing", "in", "securities", ",", "derivatives", "and", "other", "instruments", "to", "establish", "long", "and", "short", "investment", "exposures", "around", "the", "world", ".", "The", "Fund", "normally", "invests", "in", "at", "least", "three", "countries", "(", "one", "of", "which", "may", "be", "the", "United", "States", ")", ".", "The", "Fund", "s", "long", "and", "short", "investments", "primarily", "are", "sovereign", "exposures", ",", "including", "sovereign", "debt", ",", "currencies", ",", "and", "interest", "rates", ".", "The", "Fund", "also", "may", "invest", "in", "corporate", "debt", "issuers", ",", "both", "foreign", "and", "domestic", ",", "including", "banks", ",", "and", ",", "to", "a", "more", "limited", "extent", ",", "may", "be", "exposed", "to", "foreign", "or", "domestic", "equities", ".", "Normally", "not", "more", "than", "25", "%", "of", "the", "Fund", "s", "assets", "are", "invested", "in", "securities", "or", "issuers", "in", "any", "one", "foreign", "country", "or", "denominated", "in", "any", "one", "currency", "other", "than", "the", "U.S.", "dollar", "or", "the", "euro", ".", "The", "Fund", "may", "have", "significant", "exposure", "to", "foreign", "currencies", ".", "The", "Fund", "s", "investments", "may", "be", "highly", "concentrated", "in", "a", "geographic", "region", "or", "country", "and", "typically", "a", "portion", "will", "be", "invested", "in", "emerging", "market", "countries", ".", "In", "seeking", "its", "objective", ",", "the", "Fund", "invests", "in", "fixed", "income", "securities", ",", "a", "wide", "variety", "of", "derivative", "instruments", ",", "commodities-related", "investments", "and", ",", "to", "a", "more", "limited", "extent", ",", "equity", "securities", ".", "The", "Fund", "may", "engage", "in", "repurchase", "agreements", ",", "reverse", "repurchase", "agreements", ",", "forward", "commitments", ",", "short", "sales", "and", "securities", "lending", "and", "it", "is", "authorized", "to", "borrow", "for", "investment", "purposes", "on", "a", "non-recourse", "basis", ".", "The", "Fund", "invests", "in", "the", "United", "States", "and", "abroad", ",", "including", "emerging", "markets", ".", "The", "Fund", "frequently", "has", "significant", "exposure", "to", "foreign", "investments", "and", "derivatives", ".", "In", "managing", "the", "Fund", ",", "the", "investment", "adviser", "adjusts", "investments", "in", "an", "effort", "to", "take", "advantage", "of", "differences", "in", ",", "countries", ",", "currencies", ",", "interest", "rates", "and", "credits", "based", "on", "its", "global", "macroeconomic", "and", "political", "analysis", ".", "The", "investment", "adviser", "seeks", "to", "identify", "countries", "and", "currencies", "it", "believes", "have", "potential", "to", "outperform", "investments", "in", "other", "countries", "and", "currencies", ",", "and", "to", "anticipate", "changes", "in", "global", "economies", ",", "markets", ",", "political", "conditions", "and", "other", "factors", "for", "this", "purpose", ".", "Principal", "Risks", "Foreign", "Investment", "Risk", ".", "Because", "the", "Fund", "can", "invest", "a", "significant", "portion", "of", "its", "assets", "in", "foreign", "instruments", ",", "the", "value", "of", "Fund", "shares", "can", "be", "adversely", "affected", "by", "changes", "in", "currency", "exchange", "rates", "and", "political", "and", "economic", "developments", "abroad", ".", "In", "emerging", "or", "less", "developed", "countries", ",", "these", "risks", "can", "be", "more", "significant", ".", "Investment", "markets", "in", "emerging", "market", "countries", "are", "substantially", "smaller", ",", "less", "liquid", "and", "more", "volatile", "than", "the", "major", "markets", "in", "developed", "countries", ",", "and", "as", "a", "result", ",", "Fund", "share", "values", "may", "be", "more" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "volatile", "than", "the", "major", "markets", "in", "developed", "countries", ",", "and", "as", "a", "result", ",", "Fund", "share", "values", "may", "be", "more", "volatile", ".", "Emerging", "market", "countries", "may", "have", "relatively", "unstable", "governments", "and", "economies", ".", "Emerging", "market", "investments", "often", "are", "subject", "to", "speculative", "trading", ",", "which", "typically", "contributes", "to", "volatility", ".", "Trading", "in", "foreign", "and", "emerging", "markets", "typically", "involves", "higher", "expense", "than", "trading", "in", "the", "United", "States", ".", "The", "Fund", "may", "have", "difficulties", "enforcing", "its", "legal", "or", "contractual", "rights", "in", "a", "foreign", "country", ".", "Economic", "and", "other", "events", "(", "whether", "real", "or", "perceived", ")", "can", "reduce", "the", "demand", "for", "certain", "income", "securities", ",", "or", "for", "investments", "generally", ",", "which", "may", "reduce", "market", "prices", "and", "cause", "the", "value", "of", "Fund", "shares", "to", "fall", ".", "The", "frequency", "and", "magnitude", "of", "such", "changes", "can", "not", "be", "predicted", ".", "Certain", "income", "securities", "can", "experience", "downturns", "in", "trading", "activity", "and", ",", "at", "such", "times", ",", "the", "supply", "of", "such", "instruments", "in", "the", "market", "may", "exceed", "the", "demand", ".", "At", "other", "times", ",", "the", "demand", "for", "such", "instruments", "may", "exceed", "the", "supply", "in", "the", "market", ".", "An", "imbalance", "in", "supply", "and", "demand", "in", "the", "market", "may", "result", "in", "valuation", "uncertainties", "and", "greater", "volatility", ",", "less", "liquidity", ",", "widening", "credit", "spreads", "and", "a", "lack", "of", "price", "transparency", "in", "the", "market", ".", "No", "active", "trading", "market", "may", "exist", "for", "certain", "investments", ",", "which", "may", "impair", "the", "ability", "of", "the", "Fund", "to", "sell", "or", "to", "realize", "the", "full", "value", "of", "such", "investments", "in", "the", "event", "of", "the", "need", "to", "liquidate", "such", "assets", ".", "Adverse", "market", "conditions", "ma", "y", "impair", "the", "liquidity", "of", "some", "actively", "traded", "investments", ".", "Income", "securities", "are", "subject", "to", "the", "risk", "of", "non-payment", "of", "scheduled", "principal", "and", "interest", ".", "Changes", "in", "economic", "conditions", "or", "other", "circumstances", "may", "reduce", "the", "capacity", "of", "the", "party", "obligated", "to", "make", "principal", "and", "interest", "payments", "on", "such", "instruments", "and", "may", "lead", "to", "defaults", ".", "Such", "non-payments", "and", "defaults", "may", "reduce", "the", "value", "of", "Fund", "shares", "and", "income", "distributions", ".", "The", "value", "of", "a", "fixed", "income", "security", "also", "may", "decline", "because", "of", "concerns", "about", "the", "issuer", "s", "ability", "to", "make", "principal", "and", "interest", "payments", ".", "In", "addition", ",", "the", "credit", "ratings", "of", "income", "securities", "may", "be", "lowered", "if", "the", "financial", "condition", "of", "the", "party", "obligated", "to", "make", "payments", "with", "respect", "to", "such", "instruments", "changes", ".", "In", "the", "event", "of", "bankruptcy", "of", "the", "issuer", "of", "income", "securities", ",", "the", "Fund", "could", "experience", "delays", "or", "limitations", "with", "respect", "to", "its", "ability", "to", "realize", "the", "benefits", "of", "any", "collateral", "securing", "the", "instrument", ".", "In", "order", "to", "enforce", "its", "rights", "in", "the", "event", "of", "a", "def", "ault", ",", "bankruptcy", "or", "similar", "situation", ",", "the", "Fund", "may", "be", "required", "to", "retain", "legal", "or", "similar", "counsel", ".", "The", "use", "of", "derivatives", "can", "lead", "to", "losses", "because", "of", "adverse", "movements", "in", "the", "price", "or", "value", "of", "the", "asset", ",", "index", ",", "rate", "or", "instrument", "underlying", "a", "derivative", ",", "due", "to", "failure", "of", "a", "counterparty", "or", "due", "to", "tax", "or", "regulatory", "constraints", ".", "Derivatives", "may", "create", "investment", "leverage", "in", "the", "Fund", "," ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "of", "a", "counterparty", "or", "due", "to", "tax", "or", "regulatory", "constraints", ".", "Derivatives", "may", "create", "investment", "leverage", "in", "the", "Fund", ",", "which", "magnifies", "the", "Fund", "s", "exposure", "to", "the", "underlying", "investment", ".", "hedging", "purposes", "may", "not", "reduce", "risk", "if", "they", "are", "not", "sufficiently", "correlated", "to", "the", "position", "being", "hedged", ".", "The", "use", "of", "derivatives", "involves", "the", "exercise", "of", "specialized", "skill", "and", "judgment", ",", "and", "even", "a", "well-conceived", "transaction", "may", "be", "unsuccessful", "to", "some", "degree", "because", "of", "market", "behavior", "or", "unexpected", "events", ".", "Derivative", "instruments", "may", "be", "difficult", "to", "value", ",", "may", "be", "illiquid", ",", "and", "may", "be", "subject", "to", "wide", "swings", "in", "valuation", "caused", "by", "changes", "in", "the", "value", "of", "the", "underlying", "instrument", ".", "The", "loss", "on", "derivative", "transactions", "may", "substantially", "exceed", "the", "initial", "investment", ".", "Risk", "of", "Lower", "Rated", "Investments", ".", "Investments", "rated", "below", "investment", "grade", "and", "comparable", "unrated", "investments", "have", "speculative", "characteristics", "because", "of", "the", "credit", "risk", "associated", "with", "their", "issuers", ".", "Changes", "in", "economic", "conditions", "or", "other", "circumstances", "typically", "have", "a", "greater", "effect", "on", "the", "ability", "of", "issuers", "of", "lower", "rated", "investments", "to", "make", "principal", "and", "interest", "payments", "than", "they", "do", "on", "issuers", "of", "higher", "rated", "investments", ".", "An", "economic", "downturn", "generally", "leads", "to", "a", "higher", "non-payment", "rate", ",", "and", "a", "lower", "rated", "investment", "may", "lose", "significant", "value", "before", "a", "default", "occurs", ".", "Lower", "rated", "investments", "generally", "are", "subject", "to", "greater", "price", "volatility", "and", "illiquidity", "than", "higher", "rated", "investments", ".", "Interest", "Rate", "Risk", ".", "As", "interest", "rates", "rise", ",", "the", "value", "of", "certain", "fixed", "income", "securities", "is", "likely", "to", "decline", ".", "Conversely", ",", "when", "interest", "rates", "decline", ",", "the", "value", "of", "such", "investments", "is", "likely", "to", "rise", ".", "Securities", "with", "longer", "durations", "are", "more", "sensitive", "to", "changes", "in", "interest", "rates", "than", "securities", "with", "shorter", "durations", ",", "making", "them", "more", "volatile", ".", "A", "rising", "interest", "rate", "environment", "may", "extend", "the", "average", "life", "of", "mortgages", "or", "other", "asset-backed", "receivables", "underlying", "mortgage-backed", "or", "asset-backed", "securities", ".", "This", "extension", "increases", "the", "risk", "of", "depreciation", "due", "to", "future", "increases", "in", "market", "interest", "rates", ".", "In", "a", "declining", "interest", "rate", "environment", ",", "prepayment", "of", "securities", "may", "increase", ".", "In", "such", "circumstances", ",", "the", "Fund", "may", "have", "to", "re-invest", "the", "prepayment", "proceeds", "at", "lower", "yields", ".", "Risk", "of", "U.S.", "While", "certain", "U.S.", "Government-sponsored", "agencies", "(", "such", "as", "the", "Federal", "Home", "Loan", "Mortgage", "Corporation", "and", "the", "Federal", "National", "Mortgage", "Association", ")", "may", "be", "chartered", "or", "sponsored", "by", "acts", "of", "Congress", ",", "their", "securities", "are", "neither", "issued", "nor", "guaranteed", "by", "the", "U.S.", "Risks", "of", "Repurchase", "Agreements", "and", "Reverse", "Repurchase", "Agreements", ".", "In", "the", "event", "of", "the", "bankruptcy", "of", "the", "counterparty", "to", "a", "repurchase", "agreement", ",", "recovery", "of", "cash", "may", "be", "delayed", ".", "To", "the", "extent", "that", ",", "in", "the", "meantime", ",", "the", "value", "of", "the", "purchased", "securities", "may", "have", "decreased", ",", "a", "loss", "could", "result", ".", "When" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0 ]

[ "in", "the", "meantime", ",", "the", "value", "of", "the", "purchased", "securities", "may", "have", "decreased", ",", "a", "loss", "could", "result", ".", "When", "the", "Fund", "enters", "into", "a", "reverse", "repurchase", "agreement", ",", "any", "fluctuations", "in", "the", "market", "value", "of", "either", "the", "securities", "transferred", "to", "another", "party", "or", "the", "securities", "in", "which", "the", "proceeds", "may", "be", "invested", "would", "affect", "the", "market", "value", "of", "the", "Fund", "s", "assets", ".", "As", "a", "result", ",", "such", "transactions", "may", "increase", "fluctuations", "in", "the", "net", "asset", "value", "of", "the", "Fund", "s", "shares", ".", "Because", "reverse", "repurchase", "agreements", "may", "be", "considered", "to", "be", "the", "practical", "equivalent", "of", "borrowing", "funds", ",", "they", "constitute", "a", "form", "of", "leverage", ".", "If", "the", "Fund", "reinvests", "the", "proceeds", "of", "a", "reverse", "repurchase", "agreement", "at", "a", "rate", "lower", "than", "the", "cost", "of", "the", "agreement", ",", "entering", "into", "the", "agreement", "will", "lower", "the", "Fund", "s", "yield", ".", "Borrowing", "to", "increase", "investments", "(", "``", "leverage", "''", ")", "may", "exaggerate", "the", "effect", "on", "the", "Fund", "s", "net", "asset", "value", "of", "any", "increase", "or", "decrease", "in", "the", "value", "of", "the", "security", "purchased", "with", "the", "borrowings", ".", "Successful", "use", "of", "a", "leveraging", "strategy", "depends", "on", "the", "investment", "adviser", "s", "ability", "to", "predict", "correctly", "interest", "rates", "and", "market", "movements", ".", "There", "can", "be", "no", "assurance", "that", "the", "use", "of", "leverage", "will", "be", "successful", ".", "In", "the", "case", "of", "non-recourse", "borrowings", ",", "the", "non-recourse", "nature", "of", "the", "loans", "may", "limit", "the", "risks", "associated", "with", "such", "borrowings", ".", "Borrowings", "involve", "additional", "expense", "to", "the", "Fund", ".", "Risks", "of", "Commodity-Related", "Investments", ".", "The", "value", "of", "commodities", "investments", "will", "generally", "be", "affected", "by", "overall", "market", "movements", "and", "factors", "specific", "to", "a", "particular", "industry", "or", "commodity", ",", "which", "may", "include", "weather", ",", "embargoes", ",", "tariffs", ",", "and", "health", ",", "political", ",", "international", "and", "regulatory", "developments", ".", "Economic", "and", "other", "events", "(", "whether", "real", "or", "perceived", ")", "can", "reduce", "the", "demand", "for", "commodities", ",", "which", "may", "reduce", "market", "prices", "and", "cause", "the", "value", "of", "Fund", "shares", "to", "fall", ".", "The", "frequency", "and", "magnitude", "of", "such", "changes", "can", "not", "be", "predicted", ".", "Exposure", "to", "commodities", "and", "commodities", "markets", "may", "subject", "the", "Fund", "to", "greater", "volatility", "than", "investments", "in", "traditional", "securities", ".", "No", "active", "trading", "market", "may", "exist", "for", "certain", "commodities", "investments", ",", "which", "may", "impair", "the", "ability", "of", "the", "Fund", "to", "sell", "or", "to", "realize", "the", "full", "value", "of", "such", "investments", "in", "the", "event", "of", "the", "need", "to", "liquidate", "such", "investments", ".", "In", "addition", ",", "adverse", "market", "conditions", "may", "impair", "the", "liquidity", "of", "act", "ively", "traded", "commodities", "investments", ".", "Certain", "types", "of", "commodities", "instruments", "(", "such", "as", "total", "return", "swaps", "and", "commodity-linked", "notes", ")", "are", "subject", "to", "the", "risk", "that", "the", "counterparty", "to", "the", "instrument", "will", "not", "perform", "or", "be", "unable", "to", "perform", "in", "accordance", "with", "the", "terms", "of", "the", "instrument", ".", "To", "the", "extent", "commodity-related", "investments", "are", "held", "through", "an", "offshore", "subsidiary", "of", "the", "Fund", ",", "such", "subsidiary", "will", "not", "be", "subject", "to", "U.S.", "laws", "(", "including", "securities" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0 ]

[ "through", "an", "offshore", "subsidiary", "of", "the", "Fund", ",", "such", "subsidiary", "will", "not", "be", "subject", "to", "U.S.", "laws", "(", "including", "securities", "laws", ")", "and", "their", "protections", ".", "An", "offshore", "subsidiary", "will", "be", "subject", "to", "the", "laws", "of", "a", "foreign", "jurisdiction", ",", "which", "can", "be", "effected", "by", "developments", "in", "that", "jurisdiction", ".", "Equity", "Investing", "Risk", ".", "The", "Fund", "s", "shares", "may", "be", "sensitive", "to", "stock", "market", "volatility", ".", "The", "value", "of", "equity", "investments", "and", "related", "instruments", "may", "decline", "in", "response", "to", "conditions", "affecting", "the", "general", "economy", ";", "overall", "market", "changes", ";", "local", ",", "regional", "or", "global", "political", ",", "social", "or", "economic", "instability", ";", "and", "currency", ",", "interest", "rate", "and", "commodity", "price", "fluctuations", ",", "as", "well", "as", "issuer", "or", "sector", "specific", "events", ".", "Although", "values", "can", "rebound", ",", "there", "is", "no", "assurance", "they", "will", "return", "to", "previous", "levels", ".", "Securities", "Lending", "Risk", ".", "Securities", "lending", "involves", "possible", "delay", "in", "recovery", "of", "the", "securities", "or", "possible", "loss", "of", "rights", "in", "the", "collateral", "should", "the", "borrower", "fail", "financially", ".", "recovering", "the", "loaned", "securities", ".", "The", "value", "of", "Fund", "shares", "could", "also", "fall", "if", "a", "loan", "is", "called", "and", "the", "Fund", "is", "required", "to", "liquidate", "reinvested", "collateral", "at", "a", "loss", "or", "if", "the", "investment", "adviser", "is", "unable", "to", "reinvest", "cash", "collateral", "at", "rates", "which", "exceed", "the", "costs", "involved", ".", "Issuer", "Diversification", "Risk", ".", "The", "Fund", "is", "non-diversified", "which", "means", "it", "may", "invest", "a", "greater", "percentage", "of", "its", "assets", "in", "the", "securities", "of", "a", "single", "issuer", "than", "funds", "that", "are", "diversified", ".", "Non-diversified", "funds", "face", "the", "risk", "of", "focusing", "investments", "in", "a", "small", "number", "of", "issuers", ",", "including", "being", "more", "susceptible", "to", "risks", "affecting", "such", "issuers", "than", "a", "more", "diversified", "fund", "might", "be", ".", "Risks", "Associated", "with", "Active", "Management", ".", "The", "Fund", "is", "an", "actively", "managed", "portfolio", "and", "its", "success", "depends", "upon", "the", "investment", "skills", "and", "analytical", "abilities", "of", "the", "investment", "adviser", "to", "develop", "and", "effectively", "implement", "strategies", "that", "achieve", "the", "Fund", "s", "investment", "objective", ".", "Subjective", "decisions", "made", "by", "the", "investment", "adviser", "may", "cause", "the", "Fund", "to", "incur", "losses", "or", "to", "miss", "profit", "opportunities", "on", "which", "it", "may", "otherwise", "have", "capitalized", ".", "General", "Fund", "Investing", "Risks", ".", "The", "Fund", "is", "not", "a", "complete", "investment", "program", "and", "you", "may", "lose", "money", "by", "investing", "in", "the", "Fund", ".", "All", "investments", "carry", "a", "certain", "amount", "of", "risk", "and", "there", "is", "no", "guarantee", "that", "the", "Fund", "will", "be", "able", "to", "achieve", "its", "investment", "objective", ".", "In", "general", ",", "the", "Fund", "s", "Annual", "Fund", "Operating", "Expenses", "as", "a", "percentage", "of", "Fund", "average", "daily", "net", "assets", "will", "change", "as", "Fund", "assets", "increase", "and", "decrease", ",", "and", "the", "Fund", "s", "Annual", "Fund", "Operating", "Expenses", "may", "differ", "in", "the", "future", ".", "Purchase", "and", "redemption", "activities", "by", "Fund", "shareholders", "may", "impact", "the", "management", "of", "the", "Fund", "and", "its", "ability", "to", "achieve", "its", "objective", ".", "An", "investment", "in", "the", "Fund", "is", "not", "a", "deposit", "in", "a", "bank", "and", "is", "not", "insured", "or", "guaranteed", "by", "the", "Federal", "Deposit", "Insurance", "Corporation", "or", "any", "other", "government", "agency", ",", "entity" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "bank", "and", "is", "not", "insured", "or", "guaranteed", "by", "the", "Federal", "Deposit", "Insurance", "Corporation", "or", "any", "other", "government", "agency", ",", "entity", "or", "person", ".", "You", "may", "lose", "money", "by", "investing", "in", "the", "Fund", ".", "Performance", "The", "following", "bar", "chart", "and", "table", "provide", "some", "indication", "of", "the", "risks", "of", "investing", "in", "the", "Fund", "by", "showing", "changes", "in", "the", "Fund", "s", "performance", "from", "year", "to", "year", "and", "how", "the", "Fund", "s", "average", "annual", "returns", "over", "time", "compare", "with", "those", "of", "a", "broad-based", "securities", "market", "index", ".", "The", "returns", "in", "the", "bar", "chart", "are", "for", "Class", "A", "shares", "and", "do", "not", "reflect", "a", "sales", "charge", ".", "If", "the", "sales", "charge", "was", "reflected", ",", "the", "returns", "would", "be", "lower", ".", "Past", "performance", "(", "both", "before", "and", "after", "taxes", ")", "is", "no", "guarantee", "of", "future", "results", ".", "The", "performance", "of", "each", "Class", "for", "the", "period", "prior", "to", "June", "27", ",", "2007", "is", "that", "of", "Global", "Macro", "Portfolio", ",", "the", "registered", "investment", "company", "in", "which", "the", "Fund", "invests", ".", "The", "performance", "of", "the", "Portfolio", "is", "not", "adjusted", "for", "Fund", "expenses", ".", "If", "such", "an", "adjustment", "was", "made", ",", "the", "performance", "would", "have", "been", "different", ".", "The", "Fund", "s", "performance", "after", "June", "27", ",", "2007", "reflects", "the", "effects", "of", "expense", "reductions", ".", "Absent", "these", "reductions", ",", "performance", "would", "have", "been", "lower", ".", "Updated", "Fund", "performance", "information", "can", "be", "obtained", "by", "visiting", "www.eatonvance.com", ".", "During", "the", "ten", "years", "ended", "December", "31", ",", "2009", ",", "the", "highest", "quarterly", "total", "return", "for", "Class", "A", "was", "5.81", "%", "for", "the", "quarter", "ended", "June", "30", ",", "2003", ",", "and", "the", "lowest", "quarterly", "return", "was", "1.58", "%", "for", "the", "quarter", "ended", "September", "30", ",", "2002", ".", "For", "the", "30", "days", "ended", "October", "31", ",", "2009", ",", "the", "SEC", "yields", "for", "Class", "A", ",", "Class", "C", "and", "Class", "I", "shares", "were", "2.46", "%", ",", "1.27", "%", "and", "2.80", "%", ",", "respectively", ".", "For", "current", "yield", "information", ",", "call", "1-800-262-1122", ".", "These", "returns", "reflect", "the", "maximum", "sales", "charge", "for", "Class", "A", "(", "4.75", "%", ")", "and", "any", "applicable", "contingent", "deferred", "sales", "charge", "(", "``", "CDSC", "''", ")", "for", "Class", "C.", "Class", "A", "and", "Class", "I", "commenced", "operations", "on", "June", "27", ",", "2007", ".", "The", "Class", "C", "performance", "shown", "above", "for", "the", "period", "prior", "to", "October", "1", ",", "2009", "(", "commencement", "of", "operations", ")", "is", "the", "perfornance", "for", "Class", "A", "shares", "adjusted", "for", "the", "sales", "charge", "that", "applies", "to", "Class", "C", "shares", "(", "but", "not", "adjusted", "for", "any", "other", "differences", "in", "the", "expenses", "of", "the", "two", "classes", ")", ".", "If", "adjusted", "for", "expenses", ",", "returns", "would", "be", "different", ".", "The", "Bank", "of", "America", "Merrill", "Lynch", "3-Month", "U.S.", "Treasury", "Bill", "Index", "is", "an", "unmanaged", "market", "index", "of", "U.S.", "Treasury", "securities", "maturing", "in", "90", "days", "and", "assumes", "reinvestment", "of", "all", "income", ".", "Investors", "can", "not", "invest", "directly", "in", "an", "Index", ".", "(", "Source", "for", "Bank", "of", "America", "Merrill", "Lynch" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 3, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 3, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 3, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 3, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 0, 0, 0, 0, 0, 0, 5, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "all", "income", ".", "Investors", "can", "not", "invest", "directly", "in", "an", "Index", ".", "(", "Source", "for", "Bank", "of", "America", "Merrill", "Lynch", "3-Month", "U.S.", "Treasury", "Bill", "Index", ":", "Lipper", ",", "Inc.", ")", "After-tax", "returns", "are", "calculated", "using", "the", "highest", "historical", "individual", "federal", "income", "tax", "rates", "and", "do", "not", "reflect", "the", "impact", "of", "state", "and", "local", "taxes", ".", "Actual", "after-tax", "returns", "depend", "on", "a", "shareholder", "s", "tax", "situation", "and", "the", "actual", "characterization", "of", "distributions", ",", "and", "may", "differ", "from", "those", "shown", ".", "After-tax", "returns", "are", "not", "relevant", "to", "shareholders", "who", "hold", "shares", "in", "tax-deferred", "accounts", "or", "to", "shares", "held", "by", "non-taxable", "entities", ".", "After-tax", "returns", "for", "other", "Classes", "of", "shares", "will", "vary", "from", "the", "after-tax", "returns", "presented", "for", "Class", "A", "shares", ".", "Taxes", "for", "that", "period", "because", "no", "taxable", "distributions", "were", "made", "during", "that", "period", ".", "Also", ",", "Return", "After", "Taxes", "on", "Distributions", "and", "the", "Sale", "of", "Fund", "Shares", "for", "a", "period", "may", "be", "greater", "than", "or", "equal", "to", "Return", "After", "Taxes", "on", "Distributions", "for", "the", "same", "period", "because", "of", "losses", "realized", "on", "the", "sale", "of", "Fund", "shares", ".", "Management", "Investment", "Adviser", ".", "Eaton", "Vance", "Management", "(", "``", "Eaton", "Vance", "''", ")", "serves", "as", "Investment", "Adviser", "to", "the", "Fund", ".", "Boston", "Management", "and", "Research", "(", "``", "BMR", "''", ")", "serves", "as", "Investment", "Adviser", "to", "the", "Portfolio", ".", "Portfolio", "Managers", "Mark", "S.", "Venezia", ",", "Vice", "President", "of", "Eaton", "Vance", "and", "BMR", ",", "has", "managed", "the", "Fund", "and", "the", "Portfolio", "since", "inception", ".", "John", "R.", "Baur", ",", "Vice", "President", "of", "Eaton", "Vance", "and", "BMR", ",", "has", "managed", "the", "Fund", "and", "the", "Portfolio", "since", "2008", ".", "Michael", "A.", "Cirami", ",", "Vice", "President", "of", "Eaton", "Vance", "and", "BMR", ",", "has", "managed", "the", "Fund", "and", "the", "Portfolio", "since", "2008", ".", "Purchase", "and", "Sale", "of", "Fund", "Shares", "You", "may", "purchase", ",", "redeem", "or", "exchange", "Fund", "shares", "on", "any", "business", "day", ",", "which", "is", "any", "day", "the", "New", "York", "Stock", "Exchange", "is", "open", "for", "business", ".", "You", "may", "purchase", ",", "redeem", "or", "exchange", "Fund", "shares", "either", "through", "your", "financial", "intermediary", "or", "directly", "from", "the", "Fund", "either", "by", "writing", "to", "Eaton", "Vance", "Funds", ",", "P.O", ".", "Box", "9653", ",", "Providence", ",", "RI", "02940-9653", ",", "or", "by", "calling", "1-800-262-1122", ".", "The", "minimum", "initial", "purchase", "or", "exchange", "into", "the", "Fund", "is", "$", "1,000", "for", "Class", "A", "and", "Class", "C", "and", "$", "250,000", "for", "Class", "I", "(", "waived", "in", "certain", "circumstances", ")", ".", "There", "is", "no", "minimum", "for", "subsequent", "investments", ".", "Tax", "Information", "The", "Fund", "s", "distributions", "are", "expected", "to", "be", "taxed", "as", "ordinary", "income", "and/or", "capital", "gains", ",", "unless", "you", "are", "exempt", "from", "taxation", ".", "Payments", "to", "Broker-Dealers", "and", "Other", "Financial", "Intermediaries", "If", "you", "purchase", "Fund", "shares", "through", "a", "broker-dealer", "or", "other", "financial" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "taxation", ".", "Payments", "to", "Broker-Dealers", "and", "Other", "Financial", "Intermediaries", "If", "you", "purchase", "Fund", "shares", "through", "a", "broker-dealer", "or", "other", "financial", "intermediary", "(", "such", "as", "a", "bank", ")", "(", "collectively", ",", "``", "financial", "intermediaries", "''", ")", ",", "the", "Fund", ",", "its", "principal", "underwriter", "and", "its", "affiliates", "may", "pay", "the", "financial", "intermediary", "for", "the", "sale", "of", "Fund", "shares", "and", "related", "services", ".", "These", "payments", "may", "create", "a", "conflict", "of", "interest", "by", "influencing", "the", "financial", "intermediary", "and", "your", "salesperson", "to", "recommend", "the", "Fund", "over", "another", "investment", ".", "Ask", "your", "salesperson", "or", "visit", "your", "financial", "intermediary", "s", "web", "site", "for", "more", "information", "." ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "At", "December", "31", ",", "2009", ",", "the", "aggregate", "cost", "of", "investment", "securities", "for", "income", "tax", "purposes", "was", "$", "130,494,563", ".", "Net", "unrealized", "appreciation", "on", "investments", "was", "$", "12,040,882", "of", "which", "$", "16,941,684", "related", "to", "appreciated", "investment", "securities", "and", "$", "4,900,802", "related", "to", "depreciated", "investment", "securities", ".", "The", "Financial", "Accounting", "Standards", "Board", "(", "FASB", ")", "Accounting", "Standards", "Codification", "(", "ASC", ")", "has", "become", "the", "exclusive", "reference", "of", "authoritative", "U.S.", "generally", "accepted", "accounting", "principles", "(", "GAAP", ")", "recognized", "by", "the", "FASB", "to", "be", "applied", "by", "nongovernmental", "entities", ".", "Rules", "and", "interpretive", "releases", "of", "the", "Securities", "and", "Exchange", "Commission", "(", "SEC", ")", "under", "authority", "of", "federal", "laws", "are", "also", "sources", "of", "authoritative", "GAAP", "for", "SEC", "registrants", ".", "The", "ASC", "has", "superseded", "all", "existing", "non-SEC", "accounting", "and", "reporting", "standards", ".", "The", "fund", "s", "financial", "statements", "are", "prepared", "in", "accordance", "with", "GAAP", ",", "which", "may", "require", "the", "use", "of", "management", "estimates", "and", "assumptions", ".", "Actual", "results", "could", "differ", "from", "those", "estimates", ".", "Portfolio", "valuation", ":", "Investments", "in", "securities", "are", "valued", "at", "the", "last", "sales", "price", "on", "the", "securities", "exchange", "or", "national", "securities", "market", "on", "which", "such", "securities", "are", "primarily", "traded", ".", "Securities", "listed", "on", "the", "National", "Market", "System", "for", "which", "market", "quotations", "are", "available", "are", "valued", "at", "the", "official", "closing", "price", "or", ",", "if", "there", "is", "no", "official", "closing", "price", "that", "day", ",", "at", "the", "last", "sales", "price", ".", "Securities", "not", "listed", "on", "an", "exchange", "or", "the", "national", "securities", "market", ",", "or", "securities", "for", "which", "there", "were", "no", "transactions", ",", "are", "valued", "at", "the", "average", "of", "the", "most", "recent", "bid", "and", "asked", "prices", ",", "except", "for", "open", "short", "positions", ",", "where", "the", "asked", "price", "is", "used", "for", "valuation", "purposes", ".", "Bid", "price", "is", "used", "when", "no", "asked", "price", "is", "available", ".", "Registered", "investment", "companies", "that", "are", "not", "traded", "on", "an", "exchange", "are", "valued", "at", "their", "net", "asset", "value", ".", "When", "market", "quotations", "or", "official", "closing", "prices", "are", "not", "readily", "available", ",", "or", "are", "determined", "not", "to", "reflect", "accurately", "fair", "value", ",", "such", "as", "when", "the", "value", "of", "a", "security", "has", "been", "significantly", "affected", "by", "events", "after", "the", "close", "of", "the", "exchange", "or", "market", "on", "which", "the", "security", "is", "principally", "traded", "(", "for", "example", ",", "a", "foreign", "exchange", "or", "market", ")", ",", "but", "before", "the", "fund", "calculates", "its", "net", "asset", "value", ",", "the", "fund", "may", "value", "these", "investments", "at", "fair", "value", "as", "determined", "in", "accordance", "with", "the", "procedures", "approved", "by", "the", "Board", "of", "Trustees", ".", "Fair", "valuing", "of", "securities", "may", "be", "determined", "with", "the", "assistance", "of", "a", "pricing", "service", "using", "calculations", "based", "on", "indices", "of", "domestic", "securities", "and", "other", "appropriate", "indicators", ",", "such", "as", "prices", "of", "relevant", "American", "Depository", "Receipts", "and", "futures", "contracts", ".", "forces", "that", "influence", "the", "market", "in", "which", "the", "securities", "are", "purchased", "and", "sold", ",", "and", "public", "trading", "in", "similar", "securities", "of", "the", "issuer", "or", "comparable", "issuers", ".", "Financial", "futures", "are", "valued", "at" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "sold", ",", "and", "public", "trading", "in", "similar", "securities", "of", "the", "issuer", "or", "comparable", "issuers", ".", "Financial", "futures", "are", "valued", "at", "the", "last", "sales", "price", ".", "Investments", "denominated", "in", "foreign", "currencies", "are", "translated", "to", "U.S.", "dollars", "at", "the", "prevailing", "rates", "of", "exchange", ".", "Forward", "foreign", "currency", "exchange", "contracts", "(", "forward", "contracts", ")", "are", "valued", "at", "the", "forward", "rate", ".", "The", "fund", "adopted", "the", "provisions", "of", "ASC", "Topic", "815", "Derivatives", "and", "Hedging", "which", "requires", "qualitative", "disclosures", "about", "objectives", "and", "strategies", "for", "using", "derivatives", ",", "quantitative", "disclosures", "about", "fair", "value", "amounts", "of", "gains", "and", "losses", "on", "derivative", "instruments", "and", "disclosures", "about", "credit-risk-related", "contingent", "features", "in", "derivative", "agreements", ".", "The", "fund", "held", "no", "derivatives", "during", "the", "period", "ended", "December", "31", ",", "2009.These", "disclosures", "did", "not", "impact", "the", "notes", "to", "the", "financial", "statements", ".", "Additional", "investment", "related", "disclosures", "are", "hereby", "incorporated", "by", "reference", "to", "the", "annual", "and", "semi-annual", "reports", "previously", "filed", "with", "the", "Securities", "and", "Exchange", "Commission", "on", "Form", "N-CSR", ".", "At", "December", "31", ",", "2009", ",", "the", "aggregate", "cost", "of", "investment", "securities", "for", "income", "tax", "purposes", "was", "$", "155,132,056", ".", "Net", "unrealized", "appreciation", "on", "investments", "was", "$", "18,716,984", "of", "which", "$", "21,637,784", "related", "to", "appreciated", "investment", "securities", "and", "$", "2,920,800", "related", "to", "depreciated", "investment", "securities", ".", "The", "Financial", "Accounting", "Standards", "Board", "(", "FASB", ")", "Accounting", "Standards", "Codification", "(", "ASC", ")", "has", "become", "the", "exclusive", "reference", "of", "authoritative", "U.S.", "generally", "accepted", "accounting", "principles", "(", "GAAP", ")", "recognized", "by", "the", "FASB", "to", "be", "applied", "by", "nongovernmental", "entities", ".", "Rules", "and", "interpretive", "releases", "of", "the", "Securities", "and", "Exchange", "Commission", "(", "SEC", ")", "under", "authority", "of", "federal", "laws", "are", "also", "sources", "of", "authoritative", "GAAP", "for", "SEC", "registrants", ".", "The", "ASC", "has", "superseded", "all", "existing", "non-SEC", "accounting", "and", "reporting", "standards", ".", "The", "fund", "s", "financial", "statements", "are", "prepared", "in", "accordance", "with", "GAAP", ",", "which", "may", "require", "the", "use", "of", "management", "estimates", "and", "assumptions", ".", "Actual", "results", "could", "differ", "from", "those", "estimates", ".", "Portfolio", "valuation", ":", "Investments", "in", "securities", "are", "valued", "at", "the", "last", "sales", "price", "on", "the", "securities", "exchange", "or", "national", "securities", "market", "on", "which", "such", "securities", "are", "primarily", "traded", ".", "Securities", "listed", "on", "the", "National", "Market", "System", "for", "which", "market", "quotations", "are", "available", "are", "valued", "at", "the", "official", "closing", "price", "or", ",", "if", "there", "is", "no", "official", "closing", "price", "that", "day", ",", "at", "the", "last", "sales", "price", ".", "Securities", "not", "listed", "on", "an", "exchange", "or", "the", "national", "securities", "market", ",", "or", "securities", "for", "which", "there", "were", "no", "transactions", ",", "are", "valued", "at", "the", "average", "of", "the", "most", "recent", "bid", "and", "asked", "prices", ",", "except", "for", "open", "short", "positions", ",", "where", "the", "asked", "price", "is", "used", "for", "valuation", "purposes", ".", "Bid", "price", "is", "used", "when", "no", "asked", "price", "is", "available", ".", "Registered", "investment", "companies", "that", "are", "not", "traded", "on" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 0, 0, 0, 0, 3, 4, 0, 0, 0, 0, 3, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ".", "Bid", "price", "is", "used", "when", "no", "asked", "price", "is", "available", ".", "Registered", "investment", "companies", "that", "are", "not", "traded", "on", "an", "exchange", "are", "valued", "at", "their", "net", "asset", "value", ".", "When", "market", "quotations", "or", "official", "closing", "prices", "are", "not", "readily", "available", ",", "or", "are", "determined", "not", "to", "reflect", "accurately", "fair", "value", ",", "such", "as", "when", "the", "value", "of", "a", "security", "has", "been", "significantly", "affected", "by", "events", "after", "the", "close", "of", "the", "exchange", "or", "market", "on", "which", "the", "security", "is", "principally", "traded", "(", "for", "example", ",", "a", "foreign", "exchange", "or", "market", ")", ",", "but", "before", "the", "fund", "calculates", "its", "net", "asset", "value", ",", "the", "fund", "may", "value", "these", "investments", "at", "fair", "value", "as", "determined", "in", "accordance", "with", "the", "procedures", "approved", "by", "the", "Board", "of", "Trustees", ".", "Fair", "valuing", "of", "securities", "may", "be", "determined", "with", "the", "assistance", "of", "a", "pricing", "service", "using", "calculations", "based", "on", "indices", "of", "domestic", "securities", "and", "other", "appropriate", "indicators", ",", "such", "as", "prices", "of", "relevant", "American", "Depository", "Receipts", "and", "futures", "contracts", ".", "duration", "of", "restrictions", "on", "disposition", ",", "an", "evaluation", "of", "the", "forces", "that", "influence", "the", "market", "in", "which", "the", "securities", "are", "purchased", "and", "sold", ",", "and", "public", "trading", "in", "similar", "securities", "of", "the", "issuer", "or", "comparable", "issuers", ".", "Financial", "futures", "are", "valued", "at", "the", "last", "sales", "price", ".", "Pursuant", "to", "a", "securities", "lending", "agreement", "with", "The", "Bank", "of", "New", "York", "Mellon", ",", "a", "subsidiary", "of", "BNY", "Mellon", "and", "an", "affiliate", "of", "Dreyfus", ",", "the", "fund", "may", "lend", "securities", "to", "qualified", "institutions", ".", "It", "is", "the", "fund", "s", "policy", "that", ",", "at", "origination", ",", "all", "loans", "are", "secured", "by", "collateral", "of", "at", "least", "102", "%", "of", "the", "value", "of", "U.S.", "securities", "loaned", "and", "105", "%", "of", "the", "value", "of", "foreign", "securities", "loaned", ".", "Collateral", "equivalent", "to", "at", "least", "100", "%", "of", "the", "market", "value", "of", "securities", "on", "loan", "is", "maintained", "at", "all", "times", ".", "Collateral", "is", "either", "in", "the", "form", "of", "cash", ",", "which", "can", "be", "invested", "in", "certain", "money", "market", "mutual", "funds", "managed", "by", "the", "Manager", ",", "U.S.", "Government", "and", "Agency", "securities", "or", "letters", "of", "credit", ".", "The", "fund", "is", "entitled", "to", "receive", "all", "income", "on", "securities", "loaned", ",", "in", "addition", "to", "income", "earned", "as", "a", "result", "of", "the", "lending", "transaction", ".", "Although", "each", "security", "loaned", "is", "fully", "collateralized", ",", "the", "fund", "bears", "the", "risk", "of", "delay", "in", "recovery", "of", ",", "or", "loss", "of", "rights", "in", ",", "the", "securities", "loaned", "should", "a", "borrower", "fail", "to", "return", "the", "securities", "in", "a", "timely", "manner", ".", "The", "fund", "adopted", "the", "provisions", "of", "ASC", "Topic", "815", "Derivatives", "and", "Hedging", "which", "requires", "qualitative", "disclosures", "about", "objectives", "and", "strategies", "for", "using", "derivatives", ",", "quantitative", "disclosures", "about", "fair", "value", "amounts", "of", "gains", "and", "losses", "on", "derivative", "instruments", "and", "disclosures", "about", "credit-risk-related", "contingent", "features", "in", "derivative", "agreements", ".", "The", "disclosure", "requirements", "distinguish", "between", "derivatives", ",", "which", "are", "accounted", "for", "as", "hedges", "and", "those", "that", "do", "not", "qualify", "for", "hedge", "accounting", ".", "Because", "investment", "companies", "value" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "which", "are", "accounted", "for", "as", "hedges", "and", "those", "that", "do", "not", "qualify", "for", "hedge", "accounting", ".", "Because", "investment", "companies", "value", "their", "derivatives", "at", "fair", "value", "and", "recognize", "changes", "in", "fair", "value", "through", "the", "Statement", "of", "Operations", ",", "they", "do", "not", "qualify", "for", "such", "accounting", ".", "Accordingly", ",", "even", "though", "a", "fund", "s", "investments", "in", "derivatives", "may", "represent", "economic", "hedges", ",", "they", "are", "considered", "to", "be", "non-hedge", "transactions", "for", "purposes", "of", "this", "disclosure", ".", "Futures", "Contracts", ":", "In", "the", "normal", "course", "of", "pursuing", "its", "investment", "objective", ",", "the", "fund", "is", "exposed", "to", "market", "risk", ",", "including", "equity", "price", "risk", ",", "as", "a", "result", "of", "changes", "in", "value", "of", "underlying", "financial", "instruments", ".", "The", "fund", "may", "invest", "in", "financial", "futures", "contracts", "in", "order", "to", "manage", "its", "exposure", "to", "or", "protect", "against", "changes", "in", "the", "market", ".", "A", "futures", "contract", "represents", "a", "commitment", "for", "the", "future", "purchase", "or", "a", "sale", "of", "an", "asset", "at", "a", "specified", "date", ".", "Upon", "entering", "into", "such", "contracts", ",", "these", "investments", "require", "initial", "margin", "deposits", "with", "a", "broker", ",", "which", "consist", "of", "cash", "or", "cash", "equivalents", ".", "The", "amount", "of", "these", "deposits", "is", "determined", "by", "the", "exchange", "or", "Board", "of", "Trade", "on", "which", "the", "contract", "is", "traded", "and", "is", "subject", "to", "change", ".", "Accordingly", ",", "variation", "margin", "payments", "are", "received", "or", "made", "to", "reflect", "daily", "unrealized", "gains", "or", "losses", "which", "are", "recorded", "in", "the", "Statement", "of", "Operations", ".", "Futures", "contracts", "are", "valued", "daily", "at", "the", "settlement", "price", "established", "by", "the", "Board", "of", "Trade", "or", "exchange", "upon", "which", "they", "are", "traded", ".", "When", "the", "contracts", "are", "closed", ",", "the", "fund", "recognizes", "a", "realized", "gain", "or", "loss", ".", "There", "is", "minimal", "counterparty", "credit", "risk", "to", "the", "fund", "with", "futures", ",", "since", "futures", "are", "exchange", "traded", "and", "the", "exchange", "s", "clearinghouse", ",", "as", "counterparty", "to", "all", "exchange", "traded", "futures", ",", "guarantees", "the", "futures", "against", "default", ".", "Additional", "investment", "related", "disclosures", "are", "hereby", "incorporated", "by", "reference", "to", "the", "annual", "and", "semi-annual", "reports", "previously", "filed", "with", "the", "Securities", "and", "Exchange", "Commission", "on", "Form", "N-CSR", ".", "(", "a", ")", "The", "Registrant", "'s", "principal", "executive", "and", "principal", "financial", "officers", "have", "concluded", ",", "based", "on", "their", "evaluation", "of", "the", "Registrant", "'s", "disclosure", "controls", "and", "procedures", "as", "of", "a", "date", "within", "90", "days", "of", "the", "filing", "date", "of", "this", "report", ",", "that", "the", "Registrant", "'s", "disclosure", "controls", "and", "procedures", "are", "reasonably", "designed", "to", "ensure", "that", "information", "required", "to", "be", "disclosed", "by", "the", "Registrant", "on", "Form", "N-Q", "is", "recorded", ",", "processed", ",", "summarized", "and", "reported", "within", "the", "required", "time", "periods", "and", "that", "information", "required", "to", "be", "disclosed", "by", "the", "Registrant", "in", "the", "reports", "that", "it", "files", "or", "submits", "on", "Form", "N-Q", "is", "accumulated", "and", "communicated", "to", "the", "Registrant", "'s", "management", ",", "including", "its", "principal", "executive", "and", "principal", "financial", "officers", ",", "as", "appropriate", "to", "allow", "timely", "decisions", "regarding", "required", "disclosure", ".", "(", "b", ")", "There", "were", "no", "changes", "to", "the", "Registrant", "'s", "internal", "control", "over", "financial", "reporting", "that", "occurred" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "disclosure", ".", "(", "b", ")", "There", "were", "no", "changes", "to", "the", "Registrant", "'s", "internal", "control", "over", "financial", "reporting", "that", "occurred", "during", "the", "Registrant", "'s", "most", "recently", "ended", "fiscal", "quarter", "that", "have", "materially", "affected", ",", "or", "are", "reasonably", "likely", "to", "materially", "affect", ",", "the", "Registrant", "'s", "internal", "control", "over", "financial", "reporting", ".", "(", "a", ")", "Certifications", "of", "principal", "executive", "and", "principal", "financial", "officers", "as", "required", "by", "Rule", "30a-2", "(", "a", ")", "under", "the", "Investment", "Company", "Act", "of", "1940", ".", "Pursuant", "to", "the", "requirements", "of", "the", "Securities", "Exchange", "Act", "of", "1934", "and", "the", "Investment", "Company", "Act", "of", "1940", ",", "the", "Registrant", "has", "duly", "caused", "this", "Report", "to", "be", "signed", "on", "its", "behalf", "by", "the", "undersigned", ",", "thereunto", "duly", "authorized", ".", "Pursuant", "to", "the", "requirements", "of", "the", "Securities", "Exchange", "Act", "of", "1934", "and", "the", "Investment", "Company", "Act", "of", "1940", ",", "this", "Report", "has", "been", "signed", "below", "by", "the", "following", "persons", "on", "behalf", "of", "the", "Registrant", "and", "in", "the", "capacities", "and", "on", "the", "dates", "indicated", ".", "(", "a", ")", "Certifications", "of", "principal", "executive", "and", "principal", "financial", "officers", "as", "required", "by", "Rule", "30a-2", "(", "a", ")", "under", "the", "Investment", "Company", "Act", "of", "1940", ".", "SECTION", "302", "CERTIFICATION", "I", ",", "Bradley", "J.", "Skapyak", ",", "certify", "that", ":", "1", ".", "I", "have", "reviewed", "this", "report", "on", "Form", "N-Q", "of", "Dreyfus", "Stock", "Funds", "2", ".", "Based", "on", "my", "knowledge", ",", "this", "report", "does", "not", "contain", "any", "untrue", "statement", "of", "a", "material", "fact", "or", "omit", "to", "state", "a", "material", "fact", "necessary", "to", "make", "the", "statements", "made", ",", "in", "light", "of", "the", "circumstances", "under", "which", "such", "statements", "were", "made", ",", "not", "misleading", "with", "respect", "to", "the", "period", "covered", "by", "this", "report", ";", "3", ".", "Based", "on", "my", "knowledge", ",", "the", "schedule", "of", "investments", "included", "in", "this", "report", "fairly", "present", "in", "all", "material", "respects", "the", "investments", "of", "the", "registrant", "as", "of", "the", "end", "of", "the", "fiscal", "quarter", "for", "which", "the", "report", "is", "filed", ";", "4", ".", "The", "registrant", "'s", "other", "certifying", "officer", "(", "s", ")", "and", "I", "are", "responsible", "for", "establishing", "and", "maintaining", "disclosure", "controls", "and", "procedures", "(", "as", "defined", "in", "Rule", "30a-3", "(", "c", ")", "under", "the", "Investment", "Company", "Act", "of", "1940", ")", "and", "internal", "control", "over", "financial", "reporting", "(", "as", "defined", "in", "Rule", "30a-3", "(", "d", ")", "under", "the", "Investment", "Company", "Act", "of", "1940", ")", "for", "the", "registrant", "and", "have", ":", "(", "a", ")", "Designed", "such", "disclosure", "controls", "and", "procedures", ",", "or", "caused", "such", "disclosure", "controls", "and", "procedures", "to", "be", "designed", "under", "our", "supervision", ",", "to", "ensure", "that", "material", "information", "relating", "to", "the", "registrant", ",", "including", "its", "consolidated", "subsidiaries", ",", "is", "made", "known", "to", "us", "by", "others", "within", "those", "entities", ",", "particularly", "during", "the", "period", "in", "which", "this", "report", "is", "being", "prepared", ";", "(", "b", ")", "Designed", "such", "internal", "control", "over", "financial", "reporting", ",", "or", "caused", "such", "internal", "control", "over", "financial", "reporting", "to", "be", "designed", "under", "our", "supervision", "," ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 1, 2, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "control", "over", "financial", "reporting", ",", "or", "caused", "such", "internal", "control", "over", "financial", "reporting", "to", "be", "designed", "under", "our", "supervision", ",", "to", "provide", "reasonable", "assurance", "regarding", "the", "reliability", "of", "financial", "reporting", "and", "the", "preparation", "of", "financial", "statements", "for", "external", "purposes", "in", "accordance", "with", "generally", "accepted", "accounting", "principles", ";", "(", "c", ")", "Evaluated", "the", "effectiveness", "of", "the", "registrant", "'s", "disclosure", "controls", "and", "procedures", "and", "presented", "in", "this", "report", "our", "conclusions", "about", "the", "effectiveness", "of", "the", "disclosure", "controls", "and", "procedures", ",", "as", "of", "a", "date", "within", "90", "days", "prior", "to", "the", "filing", "date", "of", "this", "report", "based", "on", "such", "evaluation", ";", "and", "(", "d", ")", "Disclosed", "in", "this", "report", "any", "change", "in", "the", "registrant", "'s", "internal", "control", "over", "financial", "reporting", "that", "occurred", "during", "the", "registrant", "'s", "most", "recent", "fiscal", "quarter", "that", "has", "materially", "affected", ",", "or", "is", "reasonably", "likely", "to", "materially", "affect", ",", "the", "registrant", "'s", "internal", "control", "over", "financial", "reporting", ";", "5", ".", "The", "registrant", "'s", "other", "certifying", "officer", "(", "s", ")", "and", "I", "have", "disclosed", "to", "the", "registrant", "'s", "auditors", "and", "the", "audit", "committee", "of", "the", "registrant", "'s", "board", "of", "directors", "(", "or", "persons", "performing", "the", "equivalent", "functions", ")", ":", "(", "a", ")", "All", "significant", "deficiencies", "and", "material", "weaknesses", "in", "the", "design", "or", "operation", "of", "internal", "control", "over", "financial", "reporting", "which", "are", "reasonably", "likely", "to", "adversely", "affect", "the", "registrant", "'s", "ability", "to", "record", ",", "process", ",", "summarize", ",", "and", "report", "financial", "information", ";", "and", "(", "b", ")", "Any", "fraud", ",", "whether", "or", "not", "material", ",", "that", "involves", "management", "or", "other", "employees", "who", "have", "a", "significant", "role", "in", "the", "registrant", "'s", "internal", "control", "over", "financial", "reporting", ".", "SECTION", "302", "CERTIFICATION", "I", ",", "James", "Windels", ",", "certify", "that", ":", "1", ".", "I", "have", "reviewed", "this", "report", "on", "Form", "N-Q", "of", "Dreyfus", "Stock", "Funds", "2", ".", "Based", "on", "my", "knowledge", ",", "this", "report", "does", "not", "contain", "any", "untrue", "statement", "of", "a", "material", "fact", "or", "omit", "to", "state", "a", "material", "fact", "necessary", "to", "make", "the", "statements", "made", ",", "in", "light", "of", "the", "circumstances", "under", "which", "such", "statements", "were", "made", ",", "not", "misleading", "with", "respect", "to", "the", "period", "covered", "by", "this", "report", ";", "3", ".", "Based", "on", "my", "knowledge", ",", "the", "schedule", "of", "investments", "included", "in", "this", "report", "fairly", "present", "in", "all", "material", "respects", "the", "investments", "of", "the", "registrant", "as", "of", "the", "end", "of", "the", "fiscal", "quarter", "for", "which", "the", "report", "is", "filed", ";", "4", ".", "The", "registrant", "'s", "other", "certifying", "officer", "(", "s", ")", "and", "I", "are", "responsible", "for", "establishing", "and", "maintaining", "disclosure", "controls", "and", "procedures", "(", "as", "defined", "in", "Rule", "30a-3", "(", "c", ")", "under", "the", "Investment", "Company", "Act", "of", "1940", ")", "and", "internal", "control", "over", "financial", "reporting", "(", "as", "defined", "in", "Rule", "30a-3", "(", "d", ")", "under", "the", "Investment", "Company", "Act", "of", "1940", ")", "for", "the", "registrant", "and", "have", ":", "(", "a", ")", "Designed", "such", "disclosure", "controls", "and", "procedures", ",", "or", "caused", "such" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ ")", "for", "the", "registrant", "and", "have", ":", "(", "a", ")", "Designed", "such", "disclosure", "controls", "and", "procedures", ",", "or", "caused", "such", "disclosure", "controls", "and", "procedures", "to", "be", "designed", "under", "our", "supervision", ",", "to", "ensure", "that", "material", "information", "relating", "to", "the", "registrant", ",", "including", "its", "consolidated", "subsidiaries", ",", "is", "made", "known", "to", "us", "by", "others", "within", "those", "entities", ",", "particularly", "during", "the", "period", "in", "which", "this", "report", "is", "being", "prepared", ";", "(", "b", ")", "Designed", "such", "internal", "control", "over", "financial", "reporting", ",", "or", "caused", "such", "internal", "control", "over", "financial", "reporting", "to", "be", "designed", "under", "our", "supervision", ",", "to", "provide", "reasonable", "assurance", "regarding", "the", "reliability", "of", "financial", "reporting", "and", "the", "preparation", "of", "financial", "statements", "for", "external", "purposes", "in", "accordance", "with", "generally", "accepted", "accounting", "principles", ";", "(", "c", ")", "Evaluated", "the", "effectiveness", "of", "the", "registrant", "'s", "disclosure", "controls", "and", "procedures", "and", "presented", "in", "this", "report", "our", "conclusions", "about", "the", "effectiveness", "of", "the", "disclosure", "controls", "and", "procedures", ",", "as", "of", "a", "date", "within", "90", "days", "prior", "to", "the", "filing", "date", "of", "this", "report", "based", "on", "such", "evaluation", ";", "and", "(", "d", ")", "Disclosed", "in", "this", "report", "any", "change", "in", "the", "registrant", "'s", "internal", "control", "over", "financial", "reporting", "that", "occurred", "during", "the", "registrant", "'s", "most", "recent", "fiscal", "quarter", "that", "has", "materially", "affected", ",", "or", "is", "reasonably", "likely", "to", "materially", "affect", ",", "the", "registrant", "'s", "internal", "control", "over", "financial", "reporting", ";", "5", ".", "The", "registrant", "'s", "other", "certifying", "officer", "(", "s", ")", "and", "I", "have", "disclosed", "to", "the", "registrant", "'s", "auditors", "and", "the", "audit", "committee", "of", "the", "registrant", "'s", "board", "of", "directors", "(", "or", "persons", "performing", "the", "equivalent", "functions", ")", ":", "(", "a", ")", "All", "significant", "deficiencies", "and", "material", "weaknesses", "in", "the", "design", "or", "operation", "of", "internal", "control", "over", "financial", "reporting", "which", "are", "reasonably", "likely", "to", "adversely", "affect", "the", "registrant", "'s", "ability", "to", "record", ",", "process", ",", "summarize", ",", "and", "report", "financial", "information", ";", "and", "(", "b", ")", "Any", "fraud", ",", "whether", "or", "not", "material", ",", "that", "involves", "management", "or", "other", "employees", "who", "have", "a", "significant", "role", "in", "the", "registrant", "'s", "internal", "control", "over", "financial", "reporting", "." ]

[ 3, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "MARSH", "USA", ",", "INC.", "A", "capital", "stock", "company", "The", "Underwriter", ",", "in", "consideration", "of", "an", "agreed", "premium", ",", "and", "subject", "to", "the", "Declarations", "made", "a", "part", "hereof", ",", "the", "General", "Agreements", ",", "Conditions", "and", "Limitations", "and", "other", "terms", "of", "this", "bond", ",", "agrees", "with", "the", "Insured", ",", "in", "accordance", "with", "the", "Insuring", "Agreements", "hereof", "to", "which", "an", "amount", "of", "insurance", "is", "applicable", "as", "set", "forth", "in", "Item", "3", "of", "the", "Declarations", "and", "with", "respect", "to", "loss", "sustained", "by", "the", "Insured", "at", "any", "time", "but", "discovered", "during", "the", "Bond", "Period", ",", "to", "indemnify", "and", "hold", "harmless", "the", "Insured", "for", ":", "Loss", "resulting", "from", "any", "dishonest", "or", "fraudulent", "act", "(", "s", ")", ",", "including", "Larceny", "or", "Embezzlement", "committed", "by", "an", "Employee", ",", "committed", "anywhere", "and", "whether", "committed", "alone", "or", "in", "collusion", "with", "others", ",", "including", "loss", "of", "Property", "resulting", "from", "such", "acts", "of", "an", "Employee", ",", "which", "Property", "is", "held", "by", "the", "Insured", "for", "any", "purpose", "or", "in", "any", "capacity", "and", "whether", "so", "held", "gratuitously", "or", "not", "and", "whether", "or", "not", "the", "Insured", "is", "liable", "therefor", ".", "Dishonest", "or", "fraudulent", "act", "(", "s", ")", "as", "used", "in", "this", "Insuring", "Agreement", "shall", "mean", "only", "dishonest", "or", "fraudulent", "act", "(", "s", ")", "committed", "by", "such", "Employee", "with", "the", "manifest", "intent", ":", "Expense", "incurred", "by", "the", "Insured", "for", "that", "part", "of", "the", "costs", "of", "audits", "or", "examinations", "required", "by", "any", "governmental", "regulatory", "authority", "to", "be", "conducted", "either", "by", "such", "authority", "or", "by", "an", "independent", "accountant", "by", "reason", "of", "the", "discovery", "of", "loss", "sustained", "by", "the", "Insured", "through", "any", "dishonest", "or", "fraudulent", "act", "(", "s", ")", ",", "including", "Larceny", "or", "Embezzlement", "of", "any", "of", "the", "Employees", ".", "Employee", "or", "in", "which", "such", "Employee", "is", "concerned", "or", "implicated", "or", "with", "respect", "to", "any", "one", "audit", "or", "examination", "is", "limited", "to", "the", "amount", "stated", "opposite", "Audit", "Expense", "in", "Item", "3", "of", "the", "Declarations", ";", "it", "being", "understood", ",", "however", ",", "that", "such", "expense", "shall", "be", "deemed", "to", "be", "a", "loss", "sustained", "by", "the", "Insured", "through", "any", "dishonest", "or", "fraudulent", "act", "(", "s", ")", ",", "including", "Larceny", "or", "Embezzlement", "of", "one", "or", "more", "of", "the", "Employees", "and", "the", "liability", "under", "this", "paragraph", "shall", "be", "in", "addition", "to", "the", "Limit", "of", "liability", "stated", "in", "Insuring", "Agreement", "(", "A", ")", "in", "Item", "3", "of", "the", "Declarations", ".", "Loss", "of", "Property", "(", "occurring", "with", "or", "without", "negligence", "or", "violence", ")", "through", "robbery", ",", "burglary", ",", "Larceny", ",", "theft", ",", "holdup", ",", "or", "other", "fraudulent", "means", ",", "misplacement", ",", "mysterious", "unexplainable", "disappearance", ",", "damage", "thereto", "or", "destruction", "thereof", ",", "abstraction", "or", "removal", "from", "the", "possession", ",", "custody", "or", "control", "of", "the", "Insured", ",", "and", "loss", "of", "subscription", ",", "conversion", ",", "redemption", "or", "deposit", "privileges", "through", "the", "misplacement", "or", "loss", "of", "Property", ",", "while", "the", "Property", "is", "(", "or", "is", "supposed", "or", "believed" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "deposit", "privileges", "through", "the", "misplacement", "or", "loss", "of", "Property", ",", "while", "the", "Property", "is", "(", "or", "is", "supposed", "or", "believed", "by", "the", "Insured", "to", "be", ")", "lodged", "or", "deposited", "within", "any", "offices", "or", "premises", "located", "anywhere", ",", "except", "in", "an", "office", "listed", "in", "Item", "4", "of", "the", "Declarations", "or", "amendment", "thereof", "or", "in", "the", "mail", "or", "with", "a", "carrier", "for", "hire", "other", "than", "an", "armored", "motor", "vehicle", "company", ",", "for", "the", "purpose", "of", "transportation", ".", "Loss", "of", "Property", "(", "occurring", "with", "or", "without", "negligence", "or", "violence", ")", "through", "robbery", ",", "Larceny", ",", "theft", ",", "holdup", ",", "misplacement", ",", "mysterious", "unexplainable", "disappearance", ",", "being", "lost", "or", "otherwise", "made", "away", "with", ",", "damage", "thereto", "or", "destruction", "thereof", ",", "and", "loss", "of", "subscription", ",", "conversion", ",", "redemption", "or", "deposit", "privileges", "through", "the", "misplacement", "or", "loss", "of", "Property", ",", "while", "the", "Property", "is", "in", "transit", "anywhere", "in", "the", "custody", "of", "any", "person", "or", "persons", "acting", "as", "messenger", ",", "except", "while", "in", "the", "mail", "or", "with", "a", "carrier", "for", "hire", ",", "other", "than", "an", "armored", "motor", "vehicle", "company", ",", "for", "the", "purpose", "of", "transportation", ",", "such", "transit", "to", "begin", "immediately", "upon", "receipt", "of", "such", "Property", "by", "the", "transporting", "person", "or", "persons", ",", "and", "to", "end", "immediately", "upon", "delivery", "thereof", "at", "destination", ".", "Loss", "through", "FORGERY", "or", "ALTERATION", "of", ",", "on", "or", "in", "any", "bills", "of", "exchange", ",", "checks", ",", "drafts", ",", "acceptances", ",", "certificates", "of", "deposit", ".", "knowledge", "and", "consent", "of", "such", "customer", ",", "shareholder", "or", "subscriber", "to", "shares", ",", "whether", "certificated", "or", "uncertificated", ",", "of", "an", "Investment", "Company", ",", "financial", "or", "banking", "institution", "or", "stockbroker", ",", "withdrawal", "orders", "or", "receipts", "for", "the", "withdrawal", "of", "funds", "or", "Property", ",", "or", "receipts", "or", "certificates", "of", "deposit", "for", "Property", "and", "bearing", "the", "name", "of", "the", "Insured", "as", "issuer", ",", "or", "of", "another", "Investment", "Company", "for", "which", "the", "Insured", "acts", "as", "agent", ",", "excluding", ",", "however", ",", "any", "loss", "covered", "under", "Insuring", "Agreement", "(", "F", ")", "hereof", "whether", "or", "not", "coverage", "for", "Insuring", "Agreement", "(", "F", ")", "is", "provided", "for", "in", "the", "Declarations", "of", "this", "bond", ".", "Any", "check", "or", "draft", "(", "a", ")", "made", "payable", "to", "a", "fictitious", "payee", "and", "endorsed", "in", "the", "name", "of", "such", "fictitious", "payee", "or", "(", "b", ")", "procured", "in", "a", "transaction", "with", "the", "maker", "or", "drawer", "thereof", "or", "with", "one", "acting", "as", "an", "agent", "of", "such", "maker", "or", "drawer", "or", "anyone", "impersonating", "another", "and", "made", "or", "drawn", "payable", "to", "the", "one", "so", "impersonated", "and", "endorsed", "by", "anyone", "other", "than", "the", "one", "impersonated", ",", "shall", "be", "deemed", "to", "be", "forged", "as", "to", "such", "endorsement", ".", "Mechanically", "reproduced", "facsimile", "signatures", "are", "treated", "the", "same", "as", "handwritten", "signatures", ".", "Loss", "sustained", "by", "the", "Insured", ",", "including", "loss", "sustained", "by", "reason", "of", "a", "violation", "of", "the", "constitution", ",", "by-laws", ",", "rules", "or", "regulations", "of", "any", "Self", "Regulatory", "Organization", "of", "which", "the", "Insured", "is", "a", "member", "or" ]

[ 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 5, 6, 6, 6, 0, 5, 0, 0, 0, 0, 0, 5, 6, 6, 6, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 3, 4, 4, 4, 4, 4, 4, 4, 4, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0 ]

[ "constitution", ",", "by-laws", ",", "rules", "or", "regulations", "of", "any", "Self", "Regulatory", "Organization", "of", "which", "the", "Insured", "is", "a", "member", "or", "which", "would", "have", "been", "imposed", "upon", "the", "Insured", "by", "the", "constitution", ",", "by-laws", ",", "rules", "or", "regulations", "of", "any", "Self", "Regulatory", "Organization", "if", "the", "Insured", "had", "been", "a", "member", "thereof", ",", "Securities", ",", "documents", "or", "other", "written", "instruments", "shall", "be", "deemed", "to", "mean", "original", "(", "including", "original", "counterparts", ")", "negotiable", "or", "non-negotiable", "agreements", "which", "in", "and", "of", "themselves", "represent", "an", "equitable", "interest", ",", "ownership", ",", "or", "debt", ",", "including", "an", "assignment", "thereof", "which", "instruments", "are", "in", "the", "ordinary", "course", "of", "business", ",", "transferable", "by", "delivery", "of", "such", "agreements", "with", "any", "necessary", "endorsement", "or", "assignment", ".", "The", "word", "counterfeited", "as", "used", "in", "this", "Insuring", "Agreement", "shall", "be", "deemed", "to", "mean", "any", "security", ",", "document", "or", "other", "written", "instrument", "which", "is", "intended", "to", "deceive", "and", "to", "be", "taken", "for", "an", "original", ".", "Mechanically", "produced", "facsimile", "signatures", "are", "treated", "the", "same", "as", "handwritten", "signatures", ".", "issued", "by", "the", "United", "States", "of", "America", "or", "Canada", "or", "issued", "pursuant", "to", "a", "United", "States", "of", "America", "or", "Canadian", "statute", "for", "use", "as", "currency", ".", "Loss", "against", "any", "and", "all", "sums", "which", "the", "Insured", "shall", "become", "obligated", "to", "pay", "by", "reason", "of", "the", "Liability", "imposed", "upon", "the", "Insured", "by", "law", "for", "damages", ":", "For", "having", "either", "complied", "with", "or", "failed", "to", "comply", "with", "any", "written", "notice", "of", "any", "customer", ",", "shareholder", "or", "subscriber", "of", "the", "Insured", "or", "any", "Authorized", "Representative", "of", "such", "customer", ",", "shareholder", "or", "subscriber", "to", "stop", "payment", "of", "any", "check", "or", "draft", "made", "or", "drawn", "by", "such", "customer", ",", "shareholder", "or", "subscriber", "or", "any", "Authorized", "Representative", "of", "such", "customer", ",", "shareholder", "or", "subscriber", ",", "or", "For", "having", "refused", "to", "pay", "any", "check", "or", "draft", "made", "or", "drawn", "by", "any", "customer", ",", "shareholder", "or", "subscriber", "of", "the", "Insured", "or", "any", "Authorized", "Representative", "of", "such", "customer", ",", "shareholder", "or", "subscriber", ".", "Loss", "resulting", "from", "payments", "of", "dividends", "or", "fund", "shares", ",", "or", "withdrawals", "permitted", "from", "any", "customer", "s", ",", "shareholder", "s", "or", "subscriber", "s", "account", "based", "upon", "Uncollectible", "Items", "of", "Deposit", "of", "a", "customer", ",", "shareholder", "or", "subscriber", "credited", "by", "the", "Insured", "or", "the", "Insured", "s", "agent", "to", "such", "customer", "s", ",", "shareholder", "s", "or", "subscriber", "s", "Mutual", "Fund", "Account", ";", "or", "loss", "resulting", "from", "any", "Item", "of", "Deposit", "processed", "through", "an", "Automated", "Clearing", "House", "which", "is", "reversed", "by", "the", "customer", ",", "shareholder", "or", "subscriber", "and", "deemed", "uncollectible", "by", "the", "Insured", ".", "Loss", "includes", "dividends", "and", "interest", "accrued", "not", "to", "exceed", "15", "%", "of", "the", "Uncollectible", "Items", "which", "are", "deposited", ".", "This", "Insuring", "Agreement", "applies", "to", "all", "Mutual", "Funds", "with", "exchange", "privileges", "if", "all", "Fund", "(", "s", ")", "in", "the", "exchange", "program", "are", "insured", "by", "a", "National", "Union", "Fire", "Insurance", "Company", "of", "Pittsburgh", ",", "PA", "for", "Uncollectible", "Items", "of", "Deposit", ".", "withdrawal", "as", "declared", "in", "the" ]