SEC Filing Document

Company: ERock, Inc.
Ticker: 
CIK: 2110029
Filing Type: DRS
Document Type: DRS
Date Filed: 2026-02-17
Accession Number: 0001193125-26-054926
Exchange: 
SIC Code: 3620
SIC Description: Electrical Industrial Apparatus
URL: https://www.sec.gov/Archives/edgar/data/2110029/000119312526054926/filename1.htm

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he previously held with Enchanted Rock from October 2014 to April 2020. After joining Enchanted Rock in 2025, Mr. Blakely held roles of increasing responsibility with the organization as follows: from May 2022 to June 2025, Mr. Blakely served as our Chief Strategy Officer; and from April 2020 to May 2022, Mr. Blakely served as our Chief Technology Officer and Executive Vice President of Asset Management. Before joining Enchanted Rock, Blakely worked with venture capital and private equity funds specializing in energy, supporting teams in developing, commercializing and scaling technology businesses. Mr. Blakely holds an MBA from MIT’s Sloan School of Management and a Bachelor of Science in Economics from Duke University. Paul Froutan has served as our Chief Operating Officer since February 2024. From May 2022 to February 2024, he served as our Chief Technology Officer. Prior to joining Enchanted Rock, Mr. Routan served as Chief Table of Contents

Executive Officer of Atlas BioLabs, a company focused on genome analysis, molecular diagnostics and complex bioinformatic evlatuions. Prior to joining Atlas BioLabs, from January 2012 to
September 2020, Mr. Frouton served as Chief Operating Officer at Xenex Disinfection Services and, from September 2020 to July 2021, as Chief Financial Officer. Before Xenex, he led Google’s Global Data Center Operations, overseeing the
design, construction, and management of its worldwide data centers and server infrastructure. Mr. Frouton holds a Bachelor of Science in Mechanical Engineering and an MBA from the University of Texas at Austin.

Davis Zapffe has served as our General Counsel and Secretary since May 2025. From March 2024 to November 2024,
he served as General Counsel of Arkon Energy, a digital infrastructure company, where he led all legal aspects of corporate transactions, including regulatory and governance functions. From August 2021 to November 2023, he served as the General
Counsel of Argo Blockchain, a bitcoin mining and technology company. From September 2017 to September 2021, he served as Senior Counsel at Oasis Petroleum, a hydrocarbon exploration and hydraulic fracturing company, where he advised on energy
development, midstream, upstream, and oil and gas legal matters. Mr. Zapffe began his legal career as an Associate Attorney at Vinson & Elkins LLP. Mr. Zapffe holds a Bachelor of Science in Electrical Engineering from the
University of Texas at Austin and a Juris Doctor from the University of Houston.

Non-Employee Director
Nominees

Hans Kobler has served as a member of our board of managers since December 2024. He has served
as Founder and a Managing Partner of Energy Impact Partners (“EIP”), a global investment firm focused on energy transition technologies and our significant stockholder, since June 2014. Mr. Kobler is a
25-year veteran of energy and climate technology investing. He started his career as a management consultant at Bain & Company before leading the energy technology group at GE Equity, General
Electric’s venture capital arm. Kobler went on to found and serve as CEO of Digital Power Capital, a venture capital fund focused on advanced power technologies. He also built and led ICx Technologies, a leading sensor technology company
targeting security, transportation, and energy, which went public on Nasdaq in 2007. Mr. Kobler holds a Master of Aerospace Engineering from the Technical University of Munich, an M.B.A. from the University of Texas at Austin, and attended the
INSEAD MBA (SS) program.

Mr. Kobler is qualified to serve on our board of directors due to his experience investing
in and scaling energy and infrastructure technologies.

Sameer Reddy has served as a member of our board of
managers since 2017. He has served as Partner at EIP, a global investment firm focused on energy transition technologies and our significant stockholder, from December 2015 until January 2022, when he was elevated to Managing Partner. Mr. Reddy
has over 15 years of experience in energy transition and climate technology. He oversees the Energy Impact Investors’ Flagship strategy. Prior to EIP, Mr. Reddy spent five years at Evercore, where he advised clients on M&A
transactions, and three years at GE Capital’s energy venture capital group focusing on industrial and clean tech investing. Mr. Reddy has a dual degree in Finance and Economics from the University of Florida.

Mr. Reddy is qualified to serve on our board of directors due to his experience investing in energy transition
technologies and advising on power and infrastructure transactions.

Family Relationships

No family relationships exist by or among our executive officers and directors.

Composition of Our Board

Upon the consummation of the offering, our board of directors will consist of    directors. In
accordance with our certificate of incorporation and bylaws, the number of directors on our board of directors will be determined from time to time by our board of directors.

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Our certificate of incorporation will provide that our board of directors
will be divided into three classes of directors, with staggered three-year terms. As a result, approximately one-third of our board of directors will be elected each year. During such time as our board of
directors is classified, our certificate of incorporation and bylaws will provide that any director may only be removed for cause and only by the affirmative vote of at least 662⁄3% of the voting power of the stock outstanding and entitled to vote on the election of directors, voting together as a single class. In addition, vacancies shall be filled solely by the affirmative vote of a
majority of the total number of directors then in office, even if less than a quorum, or by a sole remaining director, and shall not be filled by the stockholders.

Director Independence

Our board of directors has determined that each of     ,
and     are independent within the meaning of the listing standards of    .

Board Leadership Structure

We do not have a policy regarding whether the role of the chairperson of our board of directors and chief executive
officer should be separate or combined, and our board of directors believes that we should maintain the flexibility to select the chairperson and chief executive officer and reorganize the leadership structure, from time to time, based on criteria
that are in our best interests and the best interests of our stockholders. In connection with the completion of this offering,     is expected to serve as chairperson of our board of directors.

Role of our Board in Risk Oversight

We face a number of risks, including those described under the section titled “Risk Factors” included elsewhere in
this prospectus. Our board of directors believes that risk management is an important part of establishing, updating and executing on our business strategy. Our board of directors, as a whole and at the committee level, has oversight responsibility
relating to risks that could affect our corporate strategy, business objectives, compliance, operations and financial condition and performance. Our board of directors focuses its oversight on the most significant risks facing us and on its
processes to identify, prioritize, assess, manage and mitigate those risks. Our board of directors and its committees receive regular reports from members of our senior management on areas of material risk to us, including strategic, operational,
financial, legal and regulatory risks. While our board of directors has an oversight role, management is principally tasked with direct responsibility for management and assessment of risks and the implementation of processes and controls to
mitigate their effects on us.

Board Committees

In connection with the completion of this offering, our board of directors will establish an audit committee, a compensation
committee and a nominating and corporate governance committee. These committees will be governed by their charters that will be available on our website at www.enchantedrock.com. Pursuant to our bylaws, our board of directors may, from time
to time, establish other committees to facilitate the management of our business and operations. Information contained on our website or linked therein or otherwise connected thereto does not constitute part of nor is it incorporated by reference
into this prospectus or the registration statement of which this prospectus forms a part.

Audit Committee

The primary responsibilities of our audit committee will include, among other things:

• assisting our board of directors in its oversight responsibilities regarding the integrity of our financial
statements, our compliance with legal and regulatory requirements, the independent accountant’s qualifications and independence and our accounting and financial reporting processes of and the audits of our financial statements;

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• preparing the report required by the SEC for inclusion in our annual proxy or information statement;

• approving audit and non-audit services to be performed by the
independent accountants; and

• performing such other functions as our board of directors may from time to time assign to the audit committee.