SEC Filing Document

Company: DUKE Robotics Corp.
Ticker: DUKR
CIK: 1638911
Filing Type: S-1/A
Document Type: EX-1.1
Date Filed: 2026-04-27
Accession Number: 0001213900-26-048102
Exchange: OTC
SIC Code: 3721
SIC Description: Aircraft
URL: https://www.sec.gov/Archives/edgar/data/1638911/000121390026048102/ea028763601ex1-1.htm

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The operations of the Company and its Subsidiaries are and have been conducted at all times in compliance with applicable financial record-keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, applicable money laundering statutes and applicable rules and regulations thereunder (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any Subsidiary with respect to the Money Laundering Laws is pending or, to the knowledge of the Company or any Subsidiary, threatened. Questionnaires. To the Company’s knowledge, all information contained in the questionnaires most recently completed by each of the Company’s directors and officers is true and correct in all respects and the Company has not become aware of any information which would cause the information disclosed in such questionnaires become inaccurate and incorrect.

(ll) FINRA
Affiliation. No officer, director or, to the Company’s knowledge, any beneficial owner of 5% or more of the
Company’s shares of Common Stock or Common Stock Equivalents has any direct or indirect affiliation or association with any
FINRA member (as determined in accordance with the rules and regulations of FINRA) that is participating in the Offering. Except for
securities purchased on the open market, no Company Affiliate is an owner of stock or other securities of any member of FINRA. No
Company Affiliate has made a subordinated loan to any member of FINRA. No proceeds from the sale of the Securities (excluding
underwriting compensation as disclosed in the Registration Statement and the Prospectus) will be paid to any FINRA member, any
persons associated with a FINRA member or an affiliate of a FINRA member. Except as disclosed in the Prospectus, the Company has not
issued any warrants or other securities or granted any options, directly or indirectly, to the Representative or any of the
Underwriters named on Schedule I hereto within the 180-day period prior to the initial filing date of the Prospectus. Except
as disclosed in the Registration Statement and except for securities issued to the Representative as disclosed in the Prospectus and
securities sold by the Representative on behalf of the Company, no person to whom securities of the Company have been privately
issued within the 180-day period prior to the initial filing date of the Prospectus is a FINRA member, is a person associated with a
FINRA member or is an affiliate of a FINRA member. To the Company’s knowledge, no FINRA member participating in the Offering
has a conflict of interest with the Company. For this purpose, a “conflict of interest” exists when a FINRA member, the
parent or affiliate of a FINRA member or any person associated with a FINRA member in the aggregate beneficially own 5% or more of
the Company’s outstanding subordinated debt or common equity, or 5% or more of the Company’s preferred equity.
“FINRA member participating in the Offering” includes any associated person of a FINRA member that is participating in
the Offering, any member of such associated person’s immediate family and any affiliate of a FINRA member that is
participating in the Offering. “Any person associated with a FINRA member” means (1) a natural person who is registered
or has applied for registration under the rules of FINRA and (2) a sole proprietor, partner, officer, director, or branch manager of
a FINRA member, or other natural person occupying a similar status or performing similar functions, or a natural person engaged in
the investment banking or securities business who is directly or indirectly controlling or controlled by a FINRA member. When used
in this Section 3.1(ll) the term “affiliate of a FINRA member” or “affiliated with a FINRA member” means an
entity that controls, is controlled by or is under common control with a FINRA member. The Company will advise the Representative
and Harter Secrest if it learns that any officer, director or owner of 5% or more of the Company’s outstanding shares of
Common Stock or Common Stock Equivalents is or becomes an affiliate or associated person of a FINRA member firm.

(mm) Officers’
Certificate. Any certificate signed by any duly authorized officer of the Company and delivered to the Representative or Harter Secrest
shall be deemed a representation and warranty by the Company to the Underwriters as to the matters covered thereby.

(nn) Board of
Directors. The qualifications of the persons serving as board members and the overall composition of the Board of Directors
comply with the Sarbanes-Oxley Act of 2002 and the rules promulgated thereunder applicable to the Company and the rules of the
Trading Market. At least one member of the Board of Directors qualifies as a “financial expert” as such term is defined
under the Sarbanes-Oxley Act of 2002 and the rules promulgated thereunder and the rules of the Trading Market. In addition, at least
a majority of the persons serving on the Board of Directors qualify as “independent” as defined under the rules of the
Trading Market.

(oo) ERISA.
The Company is not a party to an “employee benefit plan, “as defined in Section 3(3) of the Employee Retirement Income Security
Act of 1974, as amended (“ERISA”) which: (i) is subject to any provision of ERISA and (ii) is or was at any time maintained,
administered or contributed to by the Company or any of its ERISA Affiliates (as defined hereafter). These plans are referred to collectively
herein as the “Employee Plans.” An “ERISA Affiliate” of any person or entity means any other person or entity
which, together with that person or entity, could be treated as a single employer under Section 414(b), (c), (m) or (o) of the Internal
Revenue Code of 1986, as amended (the “Code”). Each Employee Plan has been maintained in material compliance with its
terms and the requirements of applicable law. No Employee Plan is subject to Title IV of ERISA. The Registration Statement, Preliminary
Prospectus and the Prospectus identify each employment, severance or other similar agreement, arrangement or policy and each material
plan or arrangement required to be disclosed pursuant to the Rules and Regulations providing for insurance coverage (including any self-insured
arrangements), workers’ compensation, disability benefits, severance benefits, supplemental unemployment benefits, vacation benefits
or retirement benefits, or deferred compensation, profit-sharing, bonuses, stock options, stock appreciation rights or other forms of
incentive compensation, or post-retirement insurance, compensation or benefits, which: (i) is not an Employee Plan; (ii) is entered into,
maintained or contributed to, as the case may be, by the Company or any of its ERISA Affiliates; and (iii) covers any officer or director
or former officer or director of the Company or any of its ERISA Affiliates. These agreements, arrangements, policies or plans are referred
to collectively as “Benefit Arrangements”. Each Benefit Arrangement has been maintained in material compliance with its terms
and with the requirements of applicable law. Except as disclosed in the Registration Statement, Preliminary Prospectus and the Prospectus,
there is no liability in respect of post-retirement health and medical benefits for retired employees of the Company or any of its ERISA
Affiliates, other than medical benefits required to be continued under applicable law. No “prohibited trans action”(as defined
in either Section 406 of ERISA or Section 4975 of the Code) has occurred with respect to any Employee Plan; and each Employee Plan that
is intended to be qualified under Section 401(a) of the Code is so qualified, and nothing has occurred, whether by action or by failure
to act, which could cause the loss of such qualification.

(pp) [Reserved].

(qq) PCAOB Registered
Firm. The Company has retained a nationally recognized, PCAOB registered firm of independent certified public accountants
acceptable to the Representative and the Company, which will have the responsibility for the preparation of the financial statements
and the financial exhibits, if any, included in the Registration Statement.

(rr) Financial
Printer. The Company has retained a financial printer acceptable to the Representative to handle the printing and related
aspects of the Offering.

(ss) Public Relations
Firm. The Company has retained a financial public relations firm, reasonably acceptable to the Representative, which firm is
experienced in assisting issuers in public offerings of securities and in their relations with security holders.

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