SEC Filing Document

Company: DUKE Robotics Corp.
Ticker: DUKR
CIK: 1638911
Filing Type: 10-K
Document Type: EX-19.1
Date Filed: 2025-03-20
Accession Number: 0001213900-25-025286
Exchange: OTC
SIC Code: 3721
SIC Description: Aircraft
URL: https://www.sec.gov/Archives/edgar/data/1638911/000121390025025286/ea023301201ex19-1_duke.htm

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during the period (the “Trading Window”) commencing at the close of business on the second Trading Day following the date of public disclosure of the financial results for a particular fiscal quarter or year and continuing until the day that is two weeks before the last day of the last month of the next fiscal quarter. As a courtesy to the persons subject to this Policy, the Company may provide advance notice before the Trading Window opens. From time to time, the Company may also notify that directors, officers, selected employees and others are required to suspend trading because of developments known to the Company and not yet disclosed to the public. In such event, such persons are advised not to engage in any transaction involving the purchase or sale of the Company’s securities during such period and should not disclose to others the fact of such suspension of trading.

The purpose behind the self-imposed
Trading Window period is to help establish a diligent effort to avoid any improper transaction. It should be noted, however, that even
during the Trading Window, any person possessing Material Nonpublic Information concerning the Company may not attempt to “beat
the market” by trading simultaneously with, or shortly after, the official release of Material Nonpublic Information. Although there
is no fixed period for how long it takes the market to absorb information, out of prudence a person aware of Material Nonpublic Information
should refrain from any trading activity for at least two full Trading Days following its official release, whether or not the Company
has recommended a suspension of trading to that person.

NOTWITHSTANDING THESE TIMING
GUIDELINES, IT IS ILLEGAL FOR ANY PERSON TO TRADE WHILE IN POSSESSION OF MATERIAL NONPUBLIC INFORMATION, INCLUDING SITUATIONS IN WHICH
THE PERSON IS AWARE OF MAJOR DEVELOPMENTS THAT HAVE NOT YET BEEN PUBLICLY ANNOUNCED BY THE COMPANY. TRADING IN THE COMPANY’S SECURITIES
DURING THE TRADING WINDOW SHOULD NOT BE CONSIDERED A "SAFE HARBOR," AND ALL DIRECTORS, OFFICERS AND OTHER INSIDERS SHOULD
USE GOOD JUDGMENT AT ALL TIMES.

XI. Inquiries

All Insiders should review
this Policy carefully and contact the Compliance Officer if they have a concern that a contemplated transaction in the Company’s
securities might not conform with this Policy.

XII. Certain Exceptions

For purposes of this Policy,
the Company considers that the exercise of share options for cash under the Company’s share option plans or the purchase of shares
under employee purchase plans that exist and are in effect at the time of the adoption of this Policy and that may be adopted in the future
(but not the sale of any such shares) is exempt from this Policy, since the other party to the transaction is the Company itself
and the price does not vary with the market but is fixed by the terms of the option agreement or the plan. Accordingly, cashless exercises
of options are subject to the Policy when they involve the sale of shares into the public marketplace.

Bona fide gifts of securities
are not deemed to be transactions for the purposes of this Policy. Whether a gift is truly bona fide will depend on the circumstances
surrounding each gift. The more unrelated the donee is to the donor, the more likely the gift would be considered “bona fide”
and not a “transaction.” For example, gifts to charities, religious institutions and service organizations would likely not
be “transactions.” On the other hand, gifts to dependent children followed by a sale of the “gift” securities
in close proximity to the time of the gift may imply some economic benefit to the donor and, therefore, make the gift non-bona fide.

The restrictions in this Policy
shall not apply to purchases or sales made pursuant to a Qualified Plan. For purposes of this exception, a “Qualified Plan”
is a written plan for purchasing or selling the Company’s securities which meets each of the following requirements: (1) the plan
is adopted by the Insider during a Trading Window; (2) the plan is adopted in good faith by the Insider when he or she is not in possession
of material non-public information; (3) the plan is adhered to strictly by the Insider; (4) the plan either (a) specifies the amount of
securities to be purchased or sold and the date on which the securities are to be purchased or sold, (b) includes a written formula or
algorithm, or computer program, for determining the amount of securities to be purchased or sold and the price at which and the date on
which the securities are to be purchased or sold, or (c) does not permit the Insider to exercise any subsequent influence over how, when,
or whether to effect purchases or sales; provided, in addition, that any other person who, pursuant to the plan, does exercise such influence
must not have been aware of the material nonpublic information when doing so; and (5) at the time it is adopted the plan conforms to all
other requirements of Rule 10b5-1(c)(1)(C) under the U.S. Securities Exchange Act of 1934 as then in effect.

In addition to the above requirements,
a Qualified Plan shall be signed and dated by the Insider, and submitted to the Compliance Officer at least two (2) Trading Days before
it is filed with the broker who executes it. The Company shall have the right, at all time, to suspend purchases or sales under a Qualified
Plan, for instance in the event that the Company needs to comply with requirements by underwriters for “lock-up” agreements
in connection with an underwritten public offering of the Company’s securities. A Qualified Plan cannot be canceled, suspended,
expanded or otherwise modified by the Insider who signed it more than once during a fiscal quarter (or as further limited by Rule 10b5-1).
Any cancellation, suspension, expansion or other modification of a Qualified Plan by the Insider who established it must: (1) be in writing,
signed and dated by such Insider, (2) be submitted to the Compliance Officer within two (2) Trading Days after the cancellation, suspension,
expansion or other modification was reduced to writing, and (3) be made during a Trading Window, and when the Insider who established
it has no Nonpublic Material Information about the Company.

XIII. Preclearance of Trades

The Company has determined
that all Access Insiders should refrain from trading in the Company’s securities, even during the Trading Window, without first
complying with the Company’s “preclearance” process. Each Access Insider should contact the Compliance Officer prior
to commencing any trade in the Company’s securities. At the time of executing a trade in the Company’s securities, such individuals
will be responsible for verifying that the Company has not imposed any restrictions on their ability to engage in trades. If the individual
has not completed the trade within ten (10) Trading Days of notification of the intention to trade, then the individual must again notify
the Compliance Officer that he or she intends to execute a trade and re-verify the nonexistence of any restrictions on such trade. For
the avoidance of doubt, this paragraph shall not apply to a Qualified Plan, after it has been set up.

Before each transaction in
the Company’s securities, each officer and director should contact the Compliance Officer regarding compliance with Rule 144
under the U.S. Securities Act of 1933, as amended (“Rule 144”), which contains guidelines for the sale of privately
issued shares and sales by affiliates of the Company, if such sales are not covered by an effective registration statement, to the extent
applicable.

XIV. Specific Requirements

1. Speculative
Trading. No Insider may engage in transactions of a speculative nature at any time. All Insiders are prohibited from short-selling
the Company’s securities or engaging in transactions involving the Company’s based derivative securities. A short sale, for
these purposes, means any transaction whereby one may benefit from a decline in the price of the Company’s securities. “Derivative
Securities” are options, warrants, stock appreciation rights or similar rights whose value is derived from the value of an equity
security, such as the Company’s common stock. This prohibition includes, but is not limited to, trading in the Company’s based
put and call option contracts, transacting in straddles, hedging or monetization transaction with respect to the Company’s securities,
and the like. In addition, no Insider shall engage in a transaction with respect to securities of the Company if he or she owns the security,
but does not deliver it against such sale (a “short sale against the box”) within twenty days thereafter, or does not within
five days after such sale deposit it in the mails or other usual channels of transportation. The above does not derogate from Insiders’
right to hold and exercise options or other derivative securities granted under the Company’s employee share option or equity incentive
plans as long as such exercise is not prohibited by this Policy.