SEC Filing Document

Company: DUKE Robotics Corp.
Ticker: DUKR
CIK: 1638911
Filing Type: 10-K
Document Type: EX-19.1
Date Filed: 2025-03-20
Accession Number: 0001213900-25-025286
Exchange: OTC
SIC Code: 3721
SIC Description: Aircraft
URL: https://www.sec.gov/Archives/edgar/data/1638911/000121390025025286/ea023301201ex19-1_duke.htm

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have made recommendations or expressed opinions on the basis of such information as to trading in the Company’s securities. The civil penalties and criminal sanctions for tipping by an Insider are the same as the ones for an Insider conducting insider trading, even if the disclosing person did not profit from the trading. The U.S. Securities and Exchange Commission (the “SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the stock exchanges use sophisticated electronic surveillance techniques to uncover insider trading. 3. Possible Disciplinary Actions. The seriousness of securities law violations is reflected in the penalties and criminal sanctions such violations carry. These violations may also create negative publicity for the Company and a director’s resignation may be sought, or an officer or other employee will be subject to possible Company disciplinary action including ineligibility for future participation in the Company’s equity incentive plans or termination of employment. V. Individual Responsibility

Every Company Affiliated Person
has the individual responsibility to comply with this Policy against insider trading, regardless of whether the Company has recommended
a trading window to that person or any other Insiders of the Company. The guidelines set forth in this Policy are not intended to provide
a conclusive solution for all circumstances, and appropriate judgment should be exercised in connection with any trade in the Company’s
securities.

An Insider may, from time
to time, have to forego a proposed transaction in the Company’s securities even if he or she planned to make the transaction before
learning of the Material Nonpublic Information and even though the Insider believes he or she may suffer an economic loss or forego anticipated
profit by waiting.

VI. Applicability of Policy to Inside Information
Regarding Other Companies

This Policy and the guidelines
described herein also apply to Material Nonpublic Information relating to other companies, including the Company’s customers, vendors
or suppliers (“Business Partners”), when that information is obtained in the course of employment with, or other services
performed on behalf of, the Company. Civil penalties and criminal sanctions, and termination of employment, may result from trading on
inside information regarding the Company’s Business Partners. All employees should treat Material Nonpublic Information about the
Company’s Business Partners with the same care required with respect to information related directly to the Company.

VII. Dissemination of Company Information

The prohibition of the disclosure
of Material Nonpublic Information applies to all contacts made within and outside the Company. Care should be taken to prevent the disclosure
of Material Nonpublic Information during all contact including phone calls and casual conversation. If in doubt about whether information
falls into the category of Material Nonpublic Information, then the information should not be disclosed.

Prior to disclosure to any
third party, any officer, director or employee of the Company who is aware of any Material Nonpublic Information concerning the Company
that has not been disclosed to the public should report the intention to disclose such information promptly to the Compliance Officer
and obtain approval to do so.

VIII. Definition of Material Nonpublic Information

Material Nonpublic Information
is information which is material, and that has not been disclosed or otherwise made available to the general public by the Company.

It is not possible to define
all categories of material information. Generally, information should be regarded as material if a reasonable investor would consider
it important in making an investment decision regarding the purchase or sale of the Company’s securities or the information, if
made public, would likely affect the market price of the Company’s securities. Either positive or negative information may be material.
Information may be material even if it relates to future, speculative or contingent events and even if it is significant only when considered
in combination with publicly available information. Nonpublic information can be material even with respect to companies that do not have
publicly traded stock, such as those with outstanding bonds or bank loans.

While it may be difficult
under this standard to determine whether particular information is material, there are various categories of information that are particularly
sensitive and, as a general rule, should always be considered material. If any Insider has questions as to the materiality of information,
he or she should contact the Compliance Officer for clarification. Examples of information which is deemed to be material include:

●	Financial results;

●	Projections of future earnings or losses;

●	News of a pending or proposed merger or acquisition;

●	New product or project announcements of a significant nature;

●	Expansion or curtailment of operations or the gain or loss
of a substantial customer;

●	Changes in control of the Company or major changes in senior
management;

●	Significant new joint ventures, alliances, or strategic partnerships
or material developments in existing arrangements;

●	Impending bankruptcy or financial liquidity problems;

●	Significant product defects or modifications;

●	Significant pricing changes;

●	Events regarding the Company’s securities (e.g. stock
splits, repurchases, or changes in dividend policy);

●	Changes in auditors or auditor notification that the Company
may no longer rely on an audit report;

●	A significant purchase or sale of assets or disposition of
a subsidiary or division;

●	New equity or debt offerings, significant borrowings, or other
material financial transactions;

●	Significant litigation exposure due to actual or threatened
litigation;

●	Significant actions by regulatory bodies;

●	Receipt, cancellation or deferral of significant purchase
orders;

●	Cyber attacks;

●	Proposed payment of a dividend; and

●	Any of the above with respect to a subsidiary, or other affiliate
of the Company.

Nonpublic information is information
that has not been previously disclosed to the general public and is otherwise not available to the general public. It is important to
note that information is not necessarily public merely because it has been discussed in the press, which will sometimes report rumors.
You should presume that information is nonpublic unless you can point to its official release by the Company in at least one of the following
ways:

1.	Information contained in publicly available documents filed
with securities regulatory authorities (e.g., filings with the SEC);

2.	Issuance of press releases; or

3.	Meetings with members of the press and the public.

IX. Additional Circumstances Where No Exceptions
Apply

There are almost no exceptions
to the prohibition against insider trading. For example, it does not matter that the transactions in question may have been planned before
the Insider came into possession of the undisclosed material information, regardless of the economic loss that the person may believe
he or she might suffer as a consequence of not trading.

As noted above, the definition
of Insiders, to which this Policy applies, includes immediate family members of Company Affiliated Persons. Although immediate family
is narrowly defined, a Company Affiliated Person should be especially careful with respect to family members or to unrelated persons living
in the same household.

Finally, there are no limits
on the size of a transaction that will trigger insider trading liability; relatively small trades have in the past occasioned investigations
and lawsuits.

X. Trading Window

The period beginning on the
at the end of the fifteenth day of the third month of each fiscal quarter and ending two Trading Days following the date of public disclosure
of the financial results for that quarter, is a particularly sensitive period of time for transactions in the Company’s shares from
the perspective of compliance with applicable securities laws. This sensitivity is due to the fact that directors, officers and certain
other employees will, during that period, often possess Material Nonpublic Information about the expected financial results for the quarter.

Accordingly, to ensure compliance
with this Policy and applicable federal and state securities laws, it is the Company’s policy that all directors, officers and employees
refrain from conducting transactions involving the purchase or sale of the Company’s securities other than during the period (the
“Trading Window”) commencing at the close of business on the second Trading Day following the date of public disclosure
of the financial results for a particular fiscal quarter or year and continuing until the day that is two weeks before the last day of
the last month of the next fiscal quarter. As a courtesy to the persons subject to this Policy, the Company may provide advance notice
before the Trading Window opens.

From time to time, the Company
may also notify that directors, officers, selected employees and others are required to suspend trading because of developments known
to the Company and not yet disclosed to the public. In such event, such persons are advised not to engage in any transaction involving
the purchase or sale of the Company’s securities during such period and should not disclose to others the fact of such suspension
of trading.