SEC Filing Document

Company: Synergy CHC Corp.
Ticker: SNYR
CIK: 1562733
Filing Type: S-1/A
Document Type: S-1/A
Date Filed: 2024-07-29
Accession Number: 0001013762-24-002165
Exchange: Nasdaq
SIC Code: 2833
SIC Description: Medicinal Chemicals & Botanical Products
URL: https://www.sec.gov/Archives/edgar/data/1562733/000101376224002165/ea0208324-02.htm

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CHC Corp. and the purchasers identified on the signature pages thereto. 10.35* Form of Senior Subordinated Debenture due September 8, 2022. 10.36* Modification Agreement, dated June 14, 2023, by and among Sanders Morris Harris, LLC, Mr. Don A. Sanders and Synergy CHC Corp. 10.37* Modification Agreement, dated March 31, 2024, by and among Sanders Morris Harris, LLC, Don A. Sanders and Synergy CHC Corp. 10.38* Form of Indemnification Agreement. 14.1* Code of Business Ethics and Conduct. 21.1* List of subsidiaries of the Registrant. 23.1** Consent of RBSM LLP. 23.2*** Consent of Nelson Mullins Riley & Scarborough LLP (included in Exhibit 5.1). 24.1* Powers of Attorney (included on signature page). 99.1* Clawback Policy. 99.2* Consent of Nitin Kaushal to be listed as a director nominee. 99.3* Consent of Scott Woodburn to be listed as a director nominee. 107* Filing Fee Table. # Denotes a management contract or compensatory plan or arrangement.

+        Certain confidential information contained in this agreement has been omitted because it is not material and would be competitively harmful if publicly disclosed.

*        Previously filed.

**      Filed herewith.

***    To be filed by amendment.

(b)    Financial Statement Schedules

All schedules have been omitted because the information required to be set forth in the schedules is either not applicable or is shown in the financial statements or notes thereto.

Item 17.     Undertakings

Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

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The undersigned registrant hereby undertakes:

(1)    For purposes of determining any liability under the Securities Act, the information omitted from the form of prospectus filed as part of this registration statement in reliance upon Rule 430A and contained in a form of prospectus filed by the registrant pursuant to Rule 424(b)(1) or (4) or 497(h) under the Securities Act shall be deemed to be part of this registration statement as of the time it was declared effective.

(2)    For the purpose of determining any liability under the Securities Act, each post-effective amendment that contains a form of prospectus shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

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SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Westbrook, State of Maine, on the 29th day of July, 2024.

SYNERGY CHC CORP.

By: / s / Jack Ross

Jack Ross

Chief Executive Officer and Chairman

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

SIGNATURE TITLE DATE

/ s / Jack Ross Chief Executive Officer and Chairman July 29, 2024

Jack Ross (principal executive officer)

/ s /  Stacy B. McLaughlin Chief Financial Officer July 29, 2024

Stacy B. McLaughlin (principal financial officer)

* President and Director Nominee July 29, 2024

Alfred Baumeler

* Senior Vice President of Finance and Operations July 29, 2024

Jaime Fickett (principal accounting officer)

* Director July 29, 2024

J. Paul SoRelle

*        The undersigned, by signing his name hereto, signs and executes this Amendment to the Registration Statement pursuant to the Powers of Attorney executed by the above-named persons and previously filed with the Securities and Exchange Commission on June 28, 2024.

/s/ Jack Ross

Jack Ross

Attorney -in-Fact