SEC Filing Document

Company: ERock, Inc.
Ticker: 
CIK: 2110029
Filing Type: DRS/A
Document Type: DRS/A
Date Filed: 2026-04-24
Accession Number: 0001193125-26-177695
Exchange: 
SIC Code: 3620
SIC Description: Electrical Industrial Apparatus
URL: https://www.sec.gov/Archives/edgar/data/2110029/000119312526177695/filename1.htm

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held senior leadership roles at Merrill Lynch, including Managing Director and Global Head of Real Estate Investment Banking, and Citigroup, where he served as Global Head of Real Estate Investment Banking. Mr. Patterson currently serves on the board of directors of Digital Realty Trust, Inc. (NYSE: DLR), Americold Realty Trust, Inc. (NYSE: COLD) and UDR, Inc. (NYSE: UDR). He served on the board of directors of Paramount Group, Inc. (formerly listed on the NYSE) from May 2018 until its acquisition in December 2025. He holds a Bachelor of Business Administration from the College of William and Mary and an MBA from the Darden School of Business at the University of Virginia. Mr. Patterson is qualified to serve on our board of directors due to his extensive experience in investment banking, capital raising, mergers and acquisitions and real estate investment, as well as his significant public company board and advisory experience.

Sameer Reddy has served as a member of the ER Holdings board of managers since 2017 and is expected to serve as
one of our directors upon completion of this offering. He has served as Partner at EIP, a global investment firm focused on energy transition technologies and our Sponsor, since December 2015. In January 2022, Mr. Reddy was elevated to Managing
Partner of EIP. Mr. Reddy has over 15 years of experience in energy transition and climate technology. He oversees the Energy Impact Investors’ Flagship strategy. Prior to EIP, Mr. Reddy spent five years at Evercore, where he advised clients
on M&A transactions, and three years at GE Capital’s energy venture capital group focusing on industrial and clean tech investing. Mr. Reddy has a dual degree in Finance and Economics from the University of Florida.

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Mr. Reddy is qualified to serve on our board of directors due to his
experience investing in energy transition technologies and advising on power and infrastructure transactions.

Tony
Satterthwaite is expected to serve as one of our directors upon completion of this offering. He is a retired executive who held various roles with Cummins, Inc. from 1998 through 2024, including serving as Senior Vice President responsible
for information technology, digital and transformation from August 2022 through September 2024, Vice Chairman from March 2021 to July 2022, and President and Chief Operating Officer from October 2019 to March 2021. He previously served as President
of each of Cummins’s Distribution and Power Generation businesses units. Mr. Satterthwaite has extensive experience in global industrial technology manufacturing and power generation, including senior leadership roles overseeing
large-scale operations and technology-driven businesses. Mr. Satterthwaite currently serves on the board of directors of Amprius Technologies, Inc. (NYSE: AMPX) and The Chemours Company (NYSE: CC), where he is chair of the compensation and
leadership development committee. He previously served on the board of directors of IDEX Corporation (NYSE: IEX) from 2011 to 2025, where he was chair of the compensation committee from 2015 to 2022, and Atmus Filtration Technologies Inc. (NYSE:
ATMU) from 2022 to 2024. Mr. Satterthwaite holds a Bachelor of Science in Civil Engineering from Cornell University and an MBA from Stanford University.

Mr. Satterthwaite is qualified to serve on our board of directors due to his extensive senior leadership experience in
global industrial technology manufacturing and power generation as well as his significant public company board experience.

Family Relationships

No family relationships exist by or among our executive officers, directors and director nominees.

Arrangements between Officers and Directors

There is no arrangement or understanding between any of our executive officers, directors, or director nominees and any other
person pursuant to which such person was selected to serve as an executive officer or director.

Composition of Our Board

Upon the consummation of the offering, our board of directors will consist of    directors. In
accordance with our certificate of incorporation and bylaws, the number of directors on our board of directors will be determined from time to time by our board of directors.

Our certificate of incorporation will provide that our board of directors will be divided into three classes of directors,
with staggered three-year terms. As a result, approximately one-third of our board of directors will be elected each year. During such time as our board of directors is classified, our certificate of
incorporation and bylaws will provide that any director may only be removed for cause and only by the affirmative vote of at least 662⁄3% of the voting power of the
stock outstanding and entitled to vote on the election of directors, voting together as a single class. In addition, vacancies shall be filled solely by the affirmative vote of a majority of the total number of directors then in office, even if less
than a quorum, or by a sole remaining director, and shall not be filled by the stockholders.

Director Independence

Our board of directors has determined that each of     ,
and     are independent within the meaning of the listing standards of    .

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Board Leadership Structure

We do not have a policy regarding whether the role of the chairperson of our board of directors and chief executive officer
should be separate or combined, and our board of directors believes that we should maintain the flexibility to select the chairperson and chief executive officer and reorganize the leadership structure, from time to time, based on criteria that are
in our best interests and the best interests of our stockholders. In connection with the completion of this offering, Mr. Kobler is expected to serve as chairperson of our board of directors.

Role of our Board in Risk Oversight

We face a number of risks, including those described under the section titled “Risk Factors” included elsewhere in
this prospectus. Our board of directors believes that risk management is an important part of establishing, updating and executing on our business strategy. Our board of directors, as a whole and at the committee level, has oversight responsibility
relating to risks that could affect our corporate strategy, business objectives, compliance, operations and financial condition and performance. Our board of directors focuses its oversight on the most significant risks facing us and on its
processes to identify, prioritize, assess, manage and mitigate those risks. Our board of directors and its committees receive regular reports from members of our senior management on areas of material risk to us, including strategic, operational,
financial, legal and regulatory risks. While our board of directors has an oversight role, management is principally tasked with direct responsibility for management and assessment of risks and the implementation of processes and controls to
mitigate their effects on us.

Board Committees

In connection with the completion of this offering, our board of directors will establish an audit committee, a compensation
committee and a nominating and corporate governance committee. These committees will be governed by their charters that will be available on our website at www.enchantedrock.com. Pursuant to our bylaws, our board of directors may, from time
to time, establish other committees to facilitate the management of our business and operations. Information contained on our website or linked therein or otherwise connected thereto does not constitute part of nor is it incorporated by reference
into this prospectus or the registration statement of which this prospectus forms a part.

Audit Committee

The primary responsibilities of our audit committee will include, among other things:

• assisting our board of directors in its oversight responsibilities regarding the integrity of our financial
statements, our compliance with legal and regulatory requirements, the independent accountant’s qualifications and independence and our accounting and financial reporting processes of and the audits of our financial statements;

• preparing the report required by the SEC for inclusion in our annual proxy or information statement;

• approving audit and non-audit services to be performed by the
independent accountants; and

• performing such other functions as our board of directors may from time to time assign to the audit committee.

Upon the completion of this offering, Mr. Boynton, Mr. Brouillette, Mr. Patterson and Mr. Satterthwaite
are expected to be the members of our audit committee. Our board of directors has determined that    qualifies as an “audit committee financial expert” as such term is defined under the rules of the SEC
implementing Section 407 of the Sarbanes-Oxley Act and that each of        ,    and    qualifies as an independent director for purposes of Rule 10A-3 of the Exchange Act and the listing standards of     . Mr. Boynton is expected to serve as the chair of the audit committee.

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Compensation Committee

The primary responsibilities of our compensation committee will include, among other things:

• overseeing the company’s overall compensation philosophy, assessing whether it is aligned with the
company’s business strategy and stockholder interests and establishing appropriate incentives for management and employees;