ANNEX 1: Results Framework and Monitoring China: PCB Management and Disposal Demonstration Project Project Development Objective (PDO): The development objective of the project is to identify and demonstrate environmentally-sound and cost-effective policies, procedures and techniques for safely managing and disposing of China’s unique temporarily stored PCBs and associated PCB-contaminated wastes. Revised Project Development Objective: N/A PDO Level Results Indicators* Core D=Dropped C=Continue N= New R=Revised Unit of Measure Baseline Cumulative Target Values** Frequency Data Source/ Methodology Responsibility for Data Collection YR 1 YR 2 YR 3 YR4 YR5 YR6 Indicator One: Lessons from Zhejiang Province’s demonstration of the most cost-effective, environmentally-safe policies and methods for identifying, excavating and cleaning-up temporary PCB storage sites documented and disseminated nationally and globally. C (timeline revised) % 0 0 0 20 50 70 100 Every six months Tracked using PCB inventory, management, and disposal information in the management information system (MIS) and the known international and national PCB toxicity standards Local PIU Consultants: review CIO/MEP: coordination Indicator Two: China’s national PCB management and program and policy/regulations refined to reflect lessons from Zhejiang’s experience. C (timeline revised) % 0 0 0 20 50 70 100 Every six months Tracked using PCB inventory, management, and disposal information in the management information system (MIS) and the known Local PIU Consultants: review CIO/MEP: coordination
international and national PCB toxicity standards INTERMEDIATE RESULTS Intermediate Result (Component One): CIO/SEPA and Zhejiang Province’s PIU have the trained staff required to (a) implement a provincial PCB management demonstration project successfully; and (b) document and apply to design of China’s national PCB management program the lessons learned from it Revised Intermediate Result (Component One): N/A Intermediate Result indicator One: Zhejiang PIU staff in project management C % 0 50 80 100 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Two: 160 EPB and power company staff in management and disposal C % 0 50 80 100 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Three: 60 EPB and power company staff in PCB site monitoring C % 0 50 80 100 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Four: 20 EPB staff in PCB site cleanup C % 0 50 80 100 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Five: 40 power company staff in management of in-use and stored PCB equipment C % 0 50 80 100 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Six: 15 EPB staff in soil decontamination C % 0 50 80 100 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Seven: 30 EPB staff on PCB emergency response C % 0 50 80 100 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result (Component Two): The necessary national and provincial policy frameworks for environmentally-sound management and disposal of PCBs are established
Revised Intermediate Result (Component Two): N/A Intermediate Result indicator One: Technical standards issued on PCBs in surface water, groundwater, air, and soil D % 0 N/A N/A N/A N/A N/A N/A N/A N/A N/A Intermediate Result indicator Two: Guidelines issued on PCB cleanup, containerization, transportation, storage, treatment, and disposal C % 0 20 30 60 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Three: Guidelines / policies issued on PCB clean-up funding mechanism C (timelines revised) % 0 20 30 50 70 80 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Four: Regulations issued on PCB emergency response C % 0 20 30 60 100 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Five: National Regulations issued on PCB management and disposal N % 0 20 30 60 80 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result indicator Six: National PCB pollution control standards N % 0 20 30 60 80 100 100 Every six months Database will be established as part of the MIS Local PIU and CIO/MEP Intermediate Result (Component Three): All (estimated 56) temporary PCB storage sites in Zhejiang Province identified, PCB-containing equipment and contaminated soil recovered; Low contaminated wastes packaged, transported, temporarily stored and treated; Severely contaminated wastes safely transported to Shenyang for incineration; 10 in-use large PCB transformers installed before 1980 decontaminated and more transformers tested. Revised Intermediate Result (Component Three): All PCB storage sites in Zhejiang Province identified, PCB-containing equipment and contaminated soil recovered; Low contaminated wastes packaged, transported, temporarily stored and treated; Severely contaminated wastes safely transported to Shenyang for incineration. Intermediate Result indicator One: All temporary PCB storage sites in Zhejiang Province identified, equipment and contaminated soil recovered. C (impl. timeline revised ) % 5 5 20 40 50 70 100 Every six months Database will be established as part of the MIS Local PIU Consultants: review CIO/MEP: coordination and review
Intermediate Result indicator Two: Low contaminated wastes packaged, transported, temporarily stored and treated. C (impl. timeline revised) % 5 5 5 5 10 80 100 Every six months Database will be established as part of the MIS Local PIU Consultants: review CIO/MEP: coordination and review Intermediate Result indicator Three: Severely contaminated wastes safely transported to Shenyang for incineration. C (impl. timeline revised) % 5 5 5 5 10 80 100 Every six months Database will be established as part of the MIS Local PIU Consultants: review CIO/MEP: coordination and review Intermediate Result indicator Four: 10 In-use large PCB transformers installed before 1980 decontaminated and more transformers tested. D % 0 N/A N/A N/A N/A N/A N/A N/A N/A N/A Intermediate Result (Component Four): All highly-contaminated PCB wastes recovered from Zhejiang Province safely disposed of in an completed rotary kiln incinerator in Shenyang Revised Intermediate Result (Component Four): N/A Intermediate Result indicator One: Shenyang rotary kiln incinerator completed to Stockholm Convention standards for PCB disposal and staff trained in disposal. C % 0 20 50 90 100 100 100 Every six months Database will be established as part of the MIS Local PIU Consultants: review CIO/MEP: coordination and review Intermediate Result indicator Two: Incinerator operational records confirm Zhejiang Province’s approx 2,000 capacitors disposed of in an environmentally sound way. R (target and timeline) % 0 0 0 0 10 70 100 Every six months Database will be established as part of the MIS Local PIU Consultants: review CIO/MEP: coordination and review Intermediate Result indicator Three: Incinerator operational records confirm Zhejiang Province’s approx 100 tons of PCB oil disposed of in an R (target and timeline) % 0 0 0 0 10 70 100 Every six months Database will be established as part of the MIS Local PIU Consultants: review CIO/MEP: coordination and