Table 7 7 - Formalization of Documents for Qualification Nature Section in the Tender Protocol, Document Enforceability Model Notarization Foreign Companies Consularization in diplomatic institution (only if notarized abroad) Demand for Translation 3.3. Expression of Interest 3.3.1 Declaration of Conformity - List of Documents for Qualification √ Annex III √ √ Follow model 3.3.2 Introduction Letter for the Submission of the Expressions of Interest √ Annex IV √ √ Follow model 3.3.3 Attorney for appointment of Accredited Representative with additional information √ V √ √ Follow model 3.3.4 Confidentiality Agreement √ Annex VI √ √ Follow model 3.3.5 Incorporation Acts (By-laws or Acts of Incorporation √ No √ √ Translation 3.3.5 Simplified Certificate Mandatory for national companies and if, applicable, equivalent document to the foreign companies No No √ Translation 3.3.5 Attestation of powers and the name of the Legal Representative If applicable No √ √ Sworn Translation 3.10 Participation Fee 3.10.1 Payment of Participation Fees √ Annex II √ √ Follow model Copy of of payment of the Participation Fee √ No No No Follow model 3.4. Technical Qualification 3.4.1/3.4.2 Technical Summary √ Annexes XXI , XXII and XXIII √ √ Follow model 3.5. Financial Qualification 3.5.1 Financial Statements √ No √ √ Sworn Translation Summary of Financial Statements Only if applicable Annex XVIII √ √ Follow model
3.5.2 Opinion of the independent auditor Only if applicable No √ √ Translation 3.5.3 Statement of Relevant Obligations and Strategic Planning √ XII √ √ Follow model 3.6. Legal Qualification 3.6.a) Opinion or detailed organization chart of the control chain √ No √ √ Translation 3.6.b) Statement regarding any relevant legal or judicial pending issue √ No √ √ Sworn Translation 3.6.c) Commitment Agreement to the adequacy of the corporate purpose of exploration and production of oil and natural gas If applicable VII √ √ Follow model 3.6.1. Commitment Agreement for the incorporation of the company according the Brazilian laws or indication of a controlled Brazilian company already incorporated to sign the Concession Contract in its place, if it is the successful vendor of the bidding. Only for the foreign companies Annex VIII √ √ Follow model 3.6. Evidence of Tax and Regularity 3.7 a) Proof of enrollment in the Corporate Taxpayer Registry - CNPJ Only for national companies No No No No 3.7 b) Joint Debt Certificate with a Negative effect on Federal Taxes and Federal Debt Roster (PGFN); Only for national companies No No No No 3.7 c) Certificate of Regularity of the Severance Premium Reserve Fund - FGTS Only for national companies No No Not applicable Not applicable 3.7 d) Certificate of Pension Contributions and Third Parties - RFB/INSS Only for national companies No No Not applicable Not applicable
POT-M-762 -4:00:00.000,-37:00:00.000 -4:00:00.000,-36:45:00.000 -4:15:00.000,-36:45:00.000 -4:15:00.000,-37:00:00.000 -4:00:00.000,-37:00:00.000 POT-M-764 -4:00:00.000,-36:45:00.000 -4:00:00.000,-36:30:00.000 -4:15:00.000,-36:30:00.000 -4:15:00.000,-36:45:00.000 -4:00:00.000,-36:45:00.000 POT-M-766 -4:00:00.000,-36:30:00.000 -4:00:00.000,-36:15:00.000 -4:15:00.000,-36:15:00.000 -4:15:00.000,-36:30:00.000 -4:00:00.000,-36:30:00.000
Recôncavo – SREC-T1 (REC-T-65, REC-T-75, REC-T-76, REC-T-84, REC-T-85, REC-T-94, REC-T-95, REC-T-105, REC-T-106, REC-T-115, REC-T-116) 30 1,000 9.849 28.436 0.284 0.707 0.128 0.128 0.128 5.760 0.238 A. Grande (Jurassic/ Neocomian) 3,800 Sergipe-Alagoas – SSEAL-T1 (SEAL-T-29, SEAL-T-30, SEAL-T-31, SEAL-T-36, SEAL-T-37, SEAL-T-43, SEAL-T-44, SEAL-T-49, SEAL-T-50, SEAL-T-54, SEAL-T-55, SEAL-T-61, SEAL-T-32, SEAL-T-38, SEAL-T-39, SEAL-T-45, SEAL-T-51, SEAL-T-56, SEAL-T-62, SEAL-T-63, SEAL-T-67, SEAL-T-68, SEAL-T-71, SEAL-T-72, SEAL-T-78) 30 1,000 9.849 28.436 0.284 0.707 0.128 0.128 0.128 5.760 0.238 Fm.Coqueiro Seco (Aptian) 3,800 Parnaíba – SPN-N, and SPN-O 3000 1,000 9.849 28.436 0.284 0.707 0.128 0.128 0.128 5.760 0.238 Fm. Cabeças (Devonian) 3,800 Tucano – STUC-S 190 1,000 9.849 28.436 0.284 0.707 0.128 0.128 0.128 5.760 0.238 Fm. (Jurassic) 3,800 Gr – Fm – Formation, Mb – Member As an exception in sector SPEPB-AP3, only block PEPB-M-894 has a stratigraphic objective in Fm. Cabo (Albian)
ANNEX XIV- BID GUARANTEEY MODEL PART 1 - MODEL OF LETTER OF CREDIT FOR BID GUARANTEE IRREVOCABLE LETTER OF CREDIT ISSUED BY [insert bank name] Bidding company: Validity: Starting date: Termination date: Number: Nominal Amount: [R$] National Agency of Petroleum, Natural Gas and Biofuels - ANP Superintendência de Promoção de Licitações Dear Sirs: [Insert the name of the Bank], incorporated in accordance with the laws of of the Federative Republic of Brazil, the Issuer, hereby issues in favor of ANP, organization part of Federal Indirect Administration of the Government of the Federative Republic of Brazil, an Irrevocable Letter of Credit no. [insert number of the Letter of Credit], through which the Issuer allows ANP to draw at once, the amount of up to R$ [insert the Nominal Value] , by presenting a Payment Order and a Proof of Drawing, defined below, in the facilities of the Issuer mentioned in Clause 3 of this Letter of Credit. The Nominal Amount of the Letter of Credit may be drawn by ANP in the form set out in clause 3 below, between 10 am and 04 pm, Rio de Janeiro time, in any banking day after the disclosing of the results of the bids presentation and before the maturity of this Letter of Credit. "Banking day" means any day except Saturday, Sunday or another day on which the commercial banks of Rio de Janeiro are authorized or required by law, standard or regulatory decree, to close.
II. Non-compliance with the obligations of the insuree arising from acts or facts under the liability of the policyholder. III. Amendment of the contractual obligations guaranteed by this policy, which have been agreed between policyholder and insuree, without the prior consent of the insurance company. IV. Intentional illegal acts committed by the policyholder or his legal representative. 9.2. All and every punitive fines, except as otherwise provided in the special conditions, will be specifically excluded from the liability of the insurance company. 10. Competition of Guarantees In the case of being two or more guarantees, each of them covering the purpose of this insurance, the insurance company shall respond proportionally with the other participants. 11. Expiration of the Guarantee The guarantee given by this insurance shall expire: I. when the purpose of the main Contract guaranteed by the policy is finally performed by agreement or statement signed by the policyholder or return of the policy; II. when policyholder and insurance company so agree; III. with the payment of the compensation; IV. when the end of validity provided for in the policy, unless stated otherwise in the special conditions or when extended by means of endorsement, in the case of a change in the term of the main Contract. 12. Controversies 12.1. The disputes that arise from the application of these conditions may be resolved: I. by arbitration; or II. a measure of judicial nature. 12.2. In the case of arbitration, the commitment clause shall appear on the policy. 13. Expiration The expiration deadlines are those determined by the law. 14. The matters between insurance company and policyholder will be processed in the forum of its domicile. SPECIAL CONDITIONS 1. Specific Clause for Biddings and Contracts of Indirect Implementation of Constructions, Services and Purchases of the Public Administration, as well as for Concessions and Permissions of Public Service. 1.1 It is understood that this insurance guarantees the faithful fulfillment of the obligations assumed by a company participant of biddings and Contracts of Indirect Implementation of Constructions, Services and Purchases of the Public Administration, as well as in