Review and update logged events. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Alert in the event of an audit logging process failure. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Correlate audit record review, analysis, and reporting processes for investigation and response to indications of unlawful, unauthorized, suspicious, or unusual activity. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Provide audit record reduction and report generation to support on-demand analysis and reporting. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Provide a system capability that compares and synchronizes internal system clocks with an authoritative source to generate time stamps for audit records. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Protect audit information and audit logging tools from unauthorized access, modification, and deletion. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Limit management of audit logging functionality to a subset of privileged users. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale.
Audit and Accountability Establish and maintain baseline configurations and inventories of organizational systems (including hardware, software, firmware, and documentation) throughout the respective system development life cycles. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Establish and enforce security configuration settings for information technology products employed in organizational systems. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Track, review, approve or disapprove, and log changes to organizational systems. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Analyze the security impact of changes to implementation. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Define, document, approve, and enforce physical and logical access restrictions associated with changes to organizational systems. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Employ the principle of functionality by configuring organizational systems to provide only essential capabilities. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Restrict, disable, or prevent the use of nonessential programs, functions, ports, protocols, and services.
Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Apply deny-by-exception (blacklisting) policy to prevent the use of unauthorized software or deny-all, permit-by-exception (whitelisting) policy to allow the execution of authorized software. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Control and monitor user-installed software. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Identification and Authentication Identify system users, processes acting on behalf of users, and devices. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Authenticate (or verify) the identities of users, processes, or devices, as a prerequisite to allowing access to organizational systems. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Use multifactor authentication19F for local and network access20Fto privileged accounts and for network access to non-privileged accounts. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Employ replay-resistant authentication mechanisms for network access to privileged and accounts. Implemented Planned to be Implemented Not Applicable
Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Incident Response Establish an operational incident-handling capability for organizational systems that includes preparation, detection, analysis, containment, recovery, and user response activities. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Track, document, and report incidents to designated officials and/or authorities both internal and external to the organization. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Test the organizational incident response capability Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Maintenance Perform maintenance on organizational systems. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Provide controls on the tools, techniques, mechanisms, and personnel used to conduct system maintenance. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale. Ensure equipment removed for off-site maintenance is sanitized of any CUI. Implemented Planned to be Implemented Not Applicable Current implementation or planned implementation details. If “Not Applicable,” provide rationale.