Unit-Specific Import, NYGATS Import Project Imported Generation Active Subaccount of the Account Holder that registered the Generating Unit Display Compatible Certificate Tracking System serial numbers in the Certificate Information Section. Display Import Characteristics: Imported to NYISO set to Yes Contract ID Transmission reservation ID NERC Tag Unit-Specific Import, Unregistered Generating Unit Imported Generation Active Subaccount of the Account Holder that imported the energy Display Compatible Certificate Tracking System serial numbers in the Certificate Information Section. Display Import Characteristics: Imported to NYISO set to Yes Contract ID Transmission reservation ID NERC Tag Non-Unit-Specific Import Residual Mix (if available), otherwise System Mix Administrator Account Display Import Characteristics: Imported to NYISO set to Yes Emissions are set to the average for the Residual Mix Emergency Energy Residual Mix (if available), otherwise System Mix Administrator’s Account Emissions are set to the Average for the Residual Mix Imported Certificate-with Energy Validation Imported Certificate Account Holder’s Active Subaccount Display Compatible Certificate Tracking System serial numbers in the Certificate Information Section Display Import Characteristics: Date Compatible Certificate Tracking System Compatible System Imported From Account Holder of Certificates Trading Period NYGATS Settlement occurs annually. Certificates can be transferred or retired at any time before the Settlement Date associated with the Certificate Vintage. Certificates that have been
FERC hydroelectric license relicensing date Yes MM/YYYY If not applicable enter N/A. Project Operator Information Yes Contact information on the Project Operator Location of Generating Unit (Control Area) Yes Defaulted to “NYISO” and can be changed to one of the following: New England (ISO New England Control Area) PJM Control Area Ontario Quebec Maritime Provinces (including portions of Maine not in ISO-NE) Mid-Western States (ECAR and MAIN) Southern States (SERC and FRCC) Other (WECC, ERCOT, SPP and MRO) NERC Region Yes Selected from the following list: ECAR ERCOT FRCC MAAC MAIN MRO NPCC SERC SPP WECC County Yes State Yes Any state or province Relationship of Account Holder to Generating Unit Yes Selected from the following list: Owner Generator Agent Offtaker Name of Generator Owner Yes Assignment of Registration Rights Yes Yes/No Assignment of Registration Rights Effective Date No MM/DD/YYYY. Required if Assignment of Registration Rights is selected “Yes” Court or Regulator’s Assignment of Registration Rights Yes Yes/No
from organic materials Anaerobic Digestion: Manure Digestion (Methane), Anaerobic Digestion biogas digestion using agricultural or food processing residues and by-products) Biomass Thermochemical and Hydrothermal Gasification Bioliquid Fuels - All forms of liquid fuels derived from organic materials Fuels (BIL) Biomass Liquefaction through acid or enzymatic hydrolysis (Ethanol), Biomass Esterification (Biodiesel, Methanol), Biomass Thermochemical Pyrolysis (Bio-oil), Biomass Hydrothermal Liquefaction Yes Coal Coal (COA) Coal Mine Methane Gas, Liquefied Coal, Bituminous Coal and Anthracite Coal, Lignite Coal, Coal-based synfuel including briquettes, pellets or extrusions, which are formed by binding materials and processes that recycle material; Coal, Anthracite Culm, Bituminous Gob, Fine Coal, Lignite Waste, Waste Coal. No Fuel Cell - Renewable FCR An electrochemical device that converts a renewable fuel's chemical energy into electricity and heat without combustion: Solid Oxide Fuel Cells (SOFC), Molten Carbonate Fuel Cells (MCFC, Proton Exchange Membrane Cells (PEM), Phosphoric Acid Fuel Cells (PAFC), Fuel Cell - Other Yes Fuel Cell – FCN An electrochemical device that converts a non-renewable fuel's chemical energy directly into electricity, heat and water without combustion No Natural Gas NG Natural Gas No Other Fossil Gas Other Fossil Gas (OFG) Blast-Furnace Gas, Butane, Coal Processes, Coke-Oven, Refinery, and other processes, Propane No Geothermal (GEO) Geothermal Electric Yes Hydro Conventional Hydroelectric , including upgrades that increase capacity; Run-of River Hydroelectric Yes Nuclear Nuclear (NUC) Nuclear: Uranium, Plutonium, Thorium No Oil Oil (OIL) Distillate Fuel Oil: All Diesel and No. 1, No. 2, and No. 4 Fuel Oils, Jet Fuel, Kerosene, Petroleum Coke, Residual Oil: No. 5 and No. 6 Fuel Oils and Bunker C Fuel Oil, Waste/Other Oil: Butane (Liquid), Crude Oil, Liquid Byproducts, Oil Waste, Propane (Liquid), Re-Refined Motor Oil, Sludge Oil, Tar Oil No
Other Other (OTH) (Chemicals, Coke Breeze, Refinery Hydrogen, Pitch, , Tar Coal, and miscellaneous technologies) Waste Fuels such as tire derived fuel, asphalt shingles, TDF Fluff No Energy Storage Energy Storage (ESR) Pumped Storage, Flywheel, or other storage tracked in NYISO No Solar Solar Electric (SOL) Photovoltaic, Solar Thermal Electric Yes Solid Waste - Renewable Solid Waste (SWR) Gasification of the organic material in waste separated from the waste stream Yes Solid Waste – Solid Waste (SWN) Municipal Solid Waste – Combustible Solid Waste and syngas produced by Gasification No Ocean Ocean (OCE) Tidal Turbine, Ocean Wave Turbine, Ocean Current Wave Turbine, Ocean Thermal Yes Waste Heat - Renewable Heat (WHR) Heat that is a by-product of an industrial process renewable fuels and which is used in the direct production of electricity at the facility of a customer. Yes Waste Heat – Heat (WHN) Heat that is a by-product of an industrial process using fuels and which is used in the direct production of electricity at the facility of a customer. No Wind Wind (WIN) Land based wind, Off-shore wind Yes New York State program fields are entered for each fuel type selected. The Account Holder cannot edit the State program fields after the Generating Unit has been registered and approved by the NYGATS Administrator. State Data Element Format New York Certification Number Eligibility Start Date MM/YYYY Eligibility End Date MM/YYYY
Appendix E: NYGATS Reports There are five categories of Reports: NYGATS Administrator General Account Holder Program Administrator Qualified Independent Party Public The NYGATS Administrator Reports are: Report Name Report Description NYGATS Administrator Program Administrator General Account Holder Public Qualified Independent Party Periodicity Searching Enabled NYISO Data Integrity Summary of NYISO data received and processed X Year & Creation Date Summary breakdown of Certificates created for a Trading Period X Year & Account Holders by Status Report of all Account Holders and the status of their accounts X None X My Event Log Activity Log of the NYGATS Administrator X None X NYGATS Generators by Status Report of all NYGATS Generators, NYISO Generators and Other New York Generators, and their respective status X None X NYGATS Usage Report on NYGATS logins – quantities, failures, etc. X None X Latest NYGATS Login Detailed report on NYGATS logins over the past 24 hours X None Security Events Security report on unauthorized, unknown, or unsafe activities X None X Emissions Consistency Emissions report for each Generating Unit in the NYGATS X Year & Month X EPA Emissions Emissions report for each Generating Unit EPA has emissions data for X Year & Month X DEC Emissions Emissions report for each Generating Unit DEC has emissions data for X Year X Approved Emissions Protocol Report listing which Generating Units use, or do not use, an approved Emissions Protocol. X None X Missing Emissions Report of all Generating Units that have not entered their emissions for a given period X Month & Year X Transfer History Report on details of the transfers that were performed for a given year & quarter, including the Generating Unit, fuel type and month the Certificates were transferred and identifying the Account Holder the Certificates were transferred from and which Account Holder or Subaccount they were transferred to X Month & Year X Unbundled Certificate Imports with Energy Validation Report listing all Unbundled Certificate import requests and whether or not the energy validation was successful. X Month & Year
Unbundled Certificate Exports Report listing all Unbundled Certificate export requests X & Year Unit-Specific Import – Export Report Reporting listing unit-specific imports and exports X & Year Fuel Type Management Report listing all fuel in NYGATS with ability to add or delete fuel types X None Generator Registration Exception Report Report listing all generating registration requests that fail location validity checks X Month & Year Small Scale Aggregation Units Report listing details on units aggregated in an aggregation project X None Engineering Feasibility/Data Validity Check Report Report listing all generating that have failed feasibility/data validity check X Month & Year The General Account Holder Reports are: Report Name Report Description NYGATS Administrator Program Administrator General Account Holder Public Qualified Independent Party Periodicity Searching Enabled My Event Log Report capturing all events that occurred for your Account by login name X None My Certificates Disposition Annual report representing Certificate status at the close of the Trading Period for your company's activity across all Subaccounts X Year X My Generation Activity Log Monthly and Annual report showing the total amount of energy generation attributed to your company during the selected accounting period X Month & Year X My Emissions Monthly and Annual report showing the estimated and actual emissions for the Generating Units registered to the Account X & Year X My Load Monthly and annual report showing the Load of your company during the selected accounting period X & Year X My Imports Report displaying the system and unit contract import transactions that reported for your company during the listed month X Month & Year X My Exports Report displaying the system and unit contract export transactions that NYISO reported for your company during the listed month X Month & Year X
My Subaccounts Report showing the summary of current status of all Certificates related to each of your Subaccounts X None X My EDP Subaccount Report showing the summary of current status of all Certificates and Load data associated with the EDP Subaccount (LSE’s only) X None My EDP Label Annual report displaying the Environmental Disclosure for your company (LSE’s only) X Annual The Program Administrator Reports are: Report Name Report Description NYGATS Administrator Program Administrator General Account Holder Public Qualified Independent Party Periodicity Searching Enabled Registered Generating Units General information report on all Registered Generating Units X X X None X Unregistered Generating Units General information report on all Unregistered Generating (e.g. incomplete registration) X X X None X External Generators General information report on all Registered Generating Units that are importing to NYGATS X X X None X LSEs with an EDP Subaccount General information on all registered LSEs and where they have registered Subaccounts (NYSERDA and DPS only) X X None X LSE Certificate Allocations to EDP Subaccount Report on percentage of Certificates held in LSE EDP Subaccounts, by fuel type or by Generating Unit name (NYSERDA and DPS only) X X X Year & Month X Energy Summary Summary report on energy data in the NYGATS – By fuel type, imports, and exports X X Year & Month X Certificate Statistics Summary report on all Certificates, sortable by Attribute--fuel types, locations, etc. X X Year & Month X Residual Mix Report on Residual Mix X X Year & Month X NYISO System Mix Report on NYISO System Mix X X Year & Month X Banked Certificates Summary report on the quantity of Certificates in Banked Certificate Subaccounts, by Account Holder X X X Year & Month X