Description Current fee ($) Proposed fee ($) 5057 (Fee also applies to sub forms 5057A - 5057D) Related party benefits - proposed notice, explanatory statement & accompanying documents 39 802 5071 Application for direction that paragraph 448C(3)(b) does not 39 156 5100 (Fee also applies to sub forms) 5100A, 5100B & 5100C) And includes: 5101A 5102A 5103 Application for registration of managed investment scheme Notification of change to managed investment scheme's constitution Compliance plan for managed investment scheme Directors' statement relating to application for registration of a managed investment scheme 5100 A – 2,400 5100 B – 926 5100C – 2,400 3,029 5107 (Fee also applies to sub forms 5107A to 5107D) Notification of change of responsible entity of a registered scheme 39 1,187 5108 Notification of appointment of temporary responsible entity 39 1,187 5109 Notification of request by temporary responsible entity to add new responsible entity 39 1,187 5112 Application for consent to remove compliance plan auditor 39 791 5127 Notice of proposed modification to prescribed interest deed 0 478 5128 Notice of ratification of modification to deed 0 478 5605 Application for ASIC to appoint a reviewing liquidator 39 156 6019 Application for voluntary transfer determination under section 601WBA 39 5,775 6021 Notice of compulsory acquisition following takeover bid - notice to dissenting member 0 802 6022 Notice of right of buy out to remaining holder of securities following a takeover bid 0 641 6023 Notice of right of buy out to holders of convertible securities following a takeover bid 0 160 6024 Notice of compulsory acquisition 0 802 6025 Notice of right of buy out to holders of convertible securities by 100% holder 0 160 6026 Notice of objection regarding compulsory acquisition/buy out 0 802
7000E Trust Deed section 1094(6) 0 159 754B (Fee also applies to sub forms 754BA & 754BB) Replacement prospectus for equities 0 802 754E (Fee also applies to sub forms 754EA – equities and 754EB - Managed investment schemes) Replacement offer information statement 0 321 754F (Fee also applies to sub forms 754FA & 754FB) Replacement profile statement 0 802 754G (Fee also applies to sub forms 754GA & 754GB) Replacement short form prospectus for equities 0 802 764B (Fee also applies to sub 764BA & 764BB) Prospectus for equities 2,400 3,206 764E (Fee also applies to sub forms 764EA & 764EB) Offer information statement 2,400 1,924 764F (Fee also applies to sub forms 764FA & 764FB) Profile statement 2,400 1,924 764G Short form prospectus for equities 2,400 3,206 764K PDS Lodgement 2,400 1,993 766B Supplementary disclosure document for equities 0 802 875 (same as N/A7) Offer document - mutual recognition scheme 0 321 876 (same as N/A8) Supplementary or replacement document – Mutual recognition 0 160 Description Current fee ($) Proposed fee ($)
CL03 Vary authorisations or conditions of an Australian credit licence (includes sub forms CL03A, CL03B, CL03C & CL03Z) – 115 (online) CL03B – 140 (paper) Individual than credit provider 1,156 Individual credit provider 2,183 body corporate other than credit provider 1,284 body corporate credit provider 2,826 CL40 Notice seeking ACL under mutual recognition 0 514 CL51 Application for extension of time to lodge annual compliance certificate 0 1,155 CL73 (Fee includes CL73A & CL73B) Application for extension of time to lodge credit trust accounts 0 1,155 CR762 Application for approval of guarantees under regulation 7.6.02aaa(3)(b) 39 1,540 New TBC Clearing and Settlement Licence – application for revocation of exemption - 12,886 New TBC Clearing and Settlement Licence – application for imposing licence conditions - 38,651 F104 Document lodged under item 7 section 611 – corporate finance 0 2,565 FS01 Electronic format Australian financial services licence application (electronic format) (includes sub forms FS01A to FS01H & FS01J to FS01Q & FS01Z) – 1,643 FS01B – 914 FS01C – 1,643 FS01D – 914 FS01AA – 39 FS01 BA – 376 Retail individual low complexity 2,233 Retail individual high complexity 5,025 Retail other body corporate low complexity 3,721 Retail body corporate high complexity 7,537 Wholesale individual low complexity 1,488
Description Current fee ($) Proposed fee ($) Wholesale individual high complexity 3,350 Wholesale other body corporate low complexity 2,233 Wholesale other body corporate high complexity 5,025 FS01 Paper format (fee includes FS05) Australian financial services licence application format) Preliminary application for an Australian financial services licence FS01A – 1,643 FS01B – 914 FS01C – 1,643 FS01D – 914 FS01AA – 39 FS01 BA – 376 Retail individual low complexity 3,349 Retail individual high complexity 7,537 Retail other body corporate low complexity 5,582 Retail other body corporate high complexity 11,305 Wholesale individual low complexity 2,233 Wholesale individual high complexity 2,025 Wholesale body corporate low complexity 3,349 Wholesale body corporate high complexity 7,537 FS03 Electronic format Application to vary the authorisation conditions and other conditions of an Australian financial services licence (electronic format) (includes sub forms FS03A, FS03B, FS03C & FS03Z) – 274 FS03B – 323 Retail individual low complexity 1,364 Retail individual high complexity 3,071
Description Current fee ($) Proposed fee ($) Retail body corporate low complexity 2,233 Retail other body corporate high complexity 3,210 Wholesale individual low complexity 930 Wholesale individual high complexity 3,489 Wholesale other body corporate low complexity 1,364 Wholesale body corporate high complexity 3,071 FS03X Paper format Application to vary the authorisation conditions and other conditions of an Australian financial services licence (paper format) 323 Retail individual low complexity 2,047 Retail individual high complexity 4,606 Retail other body corporate low complexity 3,349 Retail other body corporate high complexity 4,815 Wholesale individual low complexity 1,426 Wholesale individual high complexity 5,234 Wholesale other body corporate low complexity 2,047
($) ($) P-CL04C Change of credit licence name 25 0 P-CL08B Request to change credit licence status 25 0 Notification of change of credit licence details 25 0 P-CL30 B & D Appoint a credit representative 25 0 P-CL31 B & D Cease a credit representative 25 0 P-CL32 B & D Vary the details of a credit representative 25 0 P-CL5AA Australian credit licence annual compliance certificate – Person/Sole trader, $100 million 523 0 P-CL5AB Australian credit licence annual compliance certificate – Body corporate, under $100 million 1,160 0 P-CL5AC Australian credit licence annual compliance certificate – All, $100 million – $200 million 1,160 0 P-CL5AD Australian credit licence annual compliance certificate – All, $200 million – $600 million 4,644 0 P-CL5AE Australian credit licence annual compliance certificate – All, $600 million – $1,000 million 9,289 0 P-CL5AF Australian credit licence annual compliance certificate – All, $1,000 million – $1,400 million 13,933 0 Australian credit licence annual compliance certificate – All, $1,400 million – $1,800 million 18,576 0 P-CL5AH Australian credit licence annual compliance certificate – All, $1,800 million – $2,100 million 23,220 0 P-CL5AI Australian credit licence annual compliance certificate – All, over $2,100 million 24,384 0 P-CL70 A & B Australian credit licence – Trust account statement 115 A 140 B 0 P-FS06 Appointment of an auditor of an Australian financial services licencee 39 0 P-FS30A Appointment of an authorised representatives by licencee – electronic 39 0 P-FS30B Appointment of an authorised representatives by licencee – paper 74 0 P-FS30D Appointment of an authorised representatives by corporate representative – electronic 39 0 Appointment of an authorised representatives by corporate representative – paper 39 0
($) ($) P-FS31 Cease an Australian Financial Service licencee authorised representative see below A - D 0 P-FS31A Revoke an authorised representative by licencee – electronic 25 0 Revoke an authorised representative by licencee – paper 45 0 P-FS31C Revoke an authorised representative by corporate representative – electronic 25 0 P-FS31D Revoke an authorised representative by corporate representative – paper 45 0 P-FS32 A-C Vary the details of an Australian Financial Services licencee authorised representative 24A 45B 24C 0 P-FS70A Australian financial services licencee profit and loss statement and balance sheet – Body corporate 608 0 P-FS70B Australian financial services licencee profit and loss statement and balance sheet – Natural person 249 0 Australian financial services licencee profit and loss statement and balance – Superfund trustee / Partnership 608 0 P-FS70D Australian financial services licencee profit and loss statement and balance sheet – Body corporate non-disclosing entity 608 0 P-FS72 Application for extension of time to lodge annual accounts 39 0 P-FS88 A-C Product Disclosure Statements in-use notice 39 A-C 0 P-FT10 Application for extension of time to provide copy of register of members 39 0 P-M06 Report and financial statements under section 892H(6) 395 0 P-M13 Australian markets licencee annual report to ASIC under section 792F(1) 395 0 P-M29 Australian clearing and settlements licencee annual report to ASIC under section 821E(1) 395 0 P-SFANL Annual statement by a self-managed superannuation fund auditor 54 0