Date 3/6/2016 Student's Username ECC-BU234-SP16-b Student's Name Robert Zaffram Class Code DATE TRANS SHARES TICKER PRICE COMMISSION TOTAL AMOUNT Beginning Cash 1000000 Account Activity 3/2/2016 Cash Transaction 100 FAC 2.15 -10 -215 3/2/2016 Cash Transaction 100 UBR 26.24 -10 -2624 3/2/2016 Cash Transaction 100 LBJ 11.73 -10 -1173 3/2/2016 Cash Transaction 100 INDL 10.04 -10 -1004 3/2/2016 Cash Transaction 100 BIB 42.8 -10 -4280 3/2/2016 Cash Transaction 100 XIV 20.41 -10 -2041 3/2/2016 Cash Transaction 100 TQQQ 92.37 -10 -9237 3/2/2016 Cash Transaction 100 EDC 10.23 -10 -1023 3/2/2016 Cash Transaction 100 YINN 12.05 -10 -1205 3/2/2016 Cash Transaction 100 DUST 4.61 -10 -461 2/24/2016 Cash Transaction 117.9245 OSFAX 8.48 -10 -1000 2/24/2016 Cash Transaction 39.3546 25.41 -10 -1000 2/24/2016 Cash Transaction 91.4077 10.94 -10 -1000 2/24/2016 Cash Transaction 24.4618 MSIGX 40.88 -10 -1000 2/24/2016 Cash Transaction 29.2483 OSMAX 34.19 -10 -1000 2/24/2016 Cash Transaction 76.3359 OPGSX 13.1 -10 -1000 2/24/2016 Cash Transaction 25.8933 OPGIX 38.62 -10 -1000 2/24/2016 Cash Transaction 88.8099 OEQAX 11.26 -10 -1000 2/24/2016 Cash Transaction 54.2005 18.45 -10 -1000
2/24/2016 Cash Transaction 35.4233 ODMAX 28.23 -10 -1000 2/24/2016 Cash Transaction 20.9118 OPTFX 47.82 -10 -1000 2/9/2016 Cash Transaction 100 NFG 45.73 -10 -4573 2/8/2016 Cash Transaction 100 GOOG 663.92 -10 -66392 2/8/2016 Dividends 100 IBM 1.3 0 130 2/4/2016 Dividends 100 AAPL 0.52 0 52 2/3/2016 Cash Transaction 100 JCP 7.47 -10 -747 2/3/2016 Cash Transaction 100 PSO 11.14 -10 -1114 2/3/2016 Cash Transaction 100 AMZN 553.46 -10 -55346 2/3/2016 Cash Transaction 100 NFLX 91.95 -10 -9195 2/3/2016 Cash Transaction 100 HRB 34.27 -10 -3427 2/3/2016 Cash Transaction 100 IBM 124.17 -10 2/3/2016 Dividends 100 PFE 0.3 0 30 2/2/2016 Cash Transaction 100 PFE 29.65 -10 -2965 2/2/2016 Cash Transaction 100 AAPL 95.74 -10 -9574 2/2/2016 Cash Transaction 100 FB 114.82 -10 -11482 2/2/2016 Cash Transaction 100 SIRI 3.64 -10 -364 Interest Earned 2835.22 Interest Charged 0 Ending Cash 788023 Open Positions 100 PFE 29.555 2955.5 100 UBR 34.32 3432 100 FB 104.94 100 SIRI 3.9044 390.44 100 NFG 48.56 4856 100 JCP 11.68 1168 100 HRB 27.615 2761.5 100 NFLX 95.58 9558 100 FAC 2.33 233 100 AMZN 556.351 55635.1 100 IBM 139.6001 100 PSO 12.29 1229
Beginning Cash 1000000 Account Activity 3/2/2016 Cash Transaction 2500 T 37.4 -10 3/1/2016 Cash Transaction -10000 386 4.71 -10 6060.51 3/1/2016 Cash Transaction 5000 LXRX 10.85 -10 -54250 3/1/2016 Cash Transaction -100 PANW 147.49 -10 14749 3/1/2016 Cash Transaction 100 PANW 146.56 -10 -14656 3/1/2016 Short Proceeds 4000 SHLD 18 0 -61200 3/1/2016 Cash Transaction 4000 SHLD 18 -10 -10800 2/23/2016 Cash Transaction -10 B-CS-4.0-26082017 1,025.00 -10 10345.34 2/22/2016 Cash Transaction 386 4.43 -10 -5700.97 2/22/2016 Cash Transaction 1000 MSFT 52.72 -10 -52720 2/17/2016 Cash Transaction 1875 ADT 39.8 -10 -74625 2/12/2016 Short Proceeds -4000 SHLD 15.3 0 61200 2/8/2016 Cash Transaction 10 B-CS-4.0-26082017 1,025.00 -10 -10328.9 2/8/2016 Cash Transaction 400 GPRO 11.27 -10 -4508 2/8/2016 Cash Transaction 400 GPRO 10.1 -10 -4040 2/8/2016 Cash Transaction 200 CAT 65.34 -10 -13068 Interest Earned 2179.86 Interest Charged 0 Ending Cash 692807.98 Open Positions 5000 LXRX 11.42 57100 2500 T 38.13 95325 1875 ADT 40.94 76762.5 1000 MSFT 50.67 800 GPRO 13.69 200 CAT 74.64 14928 Market Value of Open Positions 303704.75 Total Portfolio Value 998692.59 Your portfolio return for the trading period was -0.13%; the S&P500 return was 5.06%. Your sharpe ratio for the trading period was -1.16
100 DTO 165.155 1000 DWTI 154.1799 154179.9 1000 FINZ 21.4364 21436.4 250 DRIP 60.59 15147.5 250 ZBIO 35.61 8902.5 500 SCO 125.3 62650 500 LABD 54.66 Market Value of Open Positions 399469.2 Total Portfolio Value 649847 Your portfolio return for the trading period was -35.02%; the S&P500 return was 5.06%. Your sharpe ratio for the trading period was -9.04 Date 3/6/2016 Student's Username shuaiyan Student's Name Shuai Yan Code ECC-BU234-SP16 DATE SHARES TICKER PRICE COMMISSION TOTAL AMOUNT Beginning Cash 1000000 Account Activity 3/2/2016 Cash Transaction -600 BABA 71.34 -10 42804 3/2/2016 Cash Transaction -200 DIS 96.91 -10 19382 3/2/2016 Cash Transaction -100 NVDA 32.81 -10 3281 3/2/2016 Cash Transaction -1599 EA 66.04 -10 105597.96 3/2/2016 Cash Transaction -50 BIDU 175.94 -10 8797 2/29/2016 Cash Transaction -500 FB 108.47 -10 54235 2/29/2016 Cash Transaction 1000 EA 64.92 -10 -64920 2/23/2016 Cash Transaction 50 BIDU 167.29 -10 -8364.5 2/23/2016 Cash Transaction 200 DIS 96.48 -10 -19296 2/23/2016 Cash Transaction 600 BABA 68.44 -10 -41064 2/22/2016 Cash Transaction 500 FB 105.67 -10 -52835 2/18/2016 Cash Transaction 100 NVDA 30.15 -10 -3015 2/17/2016 Cash Transaction 99 EA 60.24 -10 -5963.76 2/17/2016 Cash Transaction 500 EA 60.24 -10