Approval History Approval Date: 3/27/09 Effective Date: 3/31/09 BPM Dede Subakti BPM Title: Director, Operations Engineering Services Revision History Version Date Description 25 04/01/2015 PRR 839 - Change the name of the application that manages resource adequacy capacity information. 24 02/27/2015 PRR 776 - Section 8 outage management system integration: Update Reliability Requirements BPM to support the new outage management system integration and related policy decisions regarding the standard capacity product availability calculations. 23 02/10/2015 PRR 803: Annual standard capacity product grandfathering notification process update 22 01/15/2015 PRR 802: Automated Multiple Substitutions per Resource 21 01/01/2015 PRR 787 Use-Limited Resource Process Updates 20 11/14/2014 PRR 786 Flexible RA Capacity 19 08/01/2014 PRR 743 Annual SCP Grandfathering Notification Process 18 04/01/2014 PRR 724 Supporting the Resource Adequacy one-for-many manual substitution policy initiative. 17 10/9/2013 PRR 693 Update Section 4 “Resource Adequacy Capacity” to accurately reflect existing business processes related to the evaluation of RA/Supply Plans and add more granular details related to implementation of the approved Replacement Requirement for Scheduled Generation Outages initiative 16 7/3/2013 PRR 678 Update Reliability Requirement BPM for NQC request form, QC timeline, Interim Deliverability, Exhibit A-3 submittal dates, Import Allocation steps, Capacity Procurement Mechanism 15 11/23/2012 PRR 606 Addition of Replacement Requirements for Scheduled Outages
14 8/9/2012 PRR 555 Replace Transmission Reliability Margin 13 6/1/2012 PRR 554 Remove RDRP Language as entered in PRR 458 12 4/9/2012 PRR 525 Procedure for Exceptional Dispatch CPM Quantity Designation 11 12/2/2011 PRR 487 NRS-RA Generated Bids effective January 1, 2012, PRR 488 Clarity for Substitution timeline effective December 2, 2011 10 9/14/2011 PRR 458 Reliability Demand Response Product (RDRP), for Reliability Demand Response Resources (RDRR) – Tariff effective April 1, 2012 9 8/5/2011 PRR 444 Deliverability of RA Capacity on Interties PRR 447 Annual LCR Process Schedule 8 6/9/2011 PRR 439 Resource Transitions 7 3/31/2011 PRR 382 Revisions for Implementation of Capacity Procurement Mechanism (CPM) PRR 424 Revisions for Risk of Retirement Capacity Procurement Mechanism (CPM) 6 12/28/2010 PRR 315 Additional text for Standard Capacity Product Phase II Enhancements 5 8/30/2010 PRR 283 Removal of the SCP calculation of non-availability charge below Pmin as required in FERC Order ER09-1064. PRR 294 Add Exhibit A-3: Import Capability Posting Step 10 4 7-28-10 PRR 222 Clarification of the conditions which Resource Adequacy Resources may be considered for temporary or seasonal use-limited status. 3 1-1-10 PRR 89 New for Standard Capacity Product New section to describe most aspects of Standard Capacity Product. 2 11-18-09 PRR 81 Updated Exhibit A-2 Submission dates for RA Plans and Supply Plans for 2010. PRR 90 Update Supply Plan Content General clarification for the submission of RA Supply Plans. 1 3-27-09 Added for Interim Capacity Procurement Mechanism (ICPM) General clarification modifications as needed Revisions to remove draft status for effective version 1 as of March 31, 2009
System Resources Tariff 40.6.2, 40.6.3, 40.6.5.1). Non-Dynamic, System Resources (i.e. imports) Same bidding requirement as above (ISO Tariff 40.6.1). Same bidding requirement as above (ISO Tariff 40.6.1, 40.6.5). Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC. No RTM Bids or Self-Schedules are required for resources not scheduled in IFM or RUC (ISO Tariff 40.6.2, 40.6.3). Yes (1) Non-Dynamic , System Resources (i.e. imports) Economic Bids or are to be submitted for all RA Capacity consistent with inter-temporal constraints such as multi-hour run blocks or contractual limitations (e.g. 6 X 16). (ISO Tariff 40.6.1, 40.6.8.1, 40.8.1.12.2). Economic Bids or must be submitted under the Resource ID registered as an RA Resource on RA Supply Plan. Same bidding requirement as above. (ISO Tariff 40.6.1, 40.6.5). RUC Availability Bids must be submitted under the Resource ID registered as an RA Resource on RA Supply Plan. Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC. No RTM Bids or Self-Schedules are required for resources not scheduled in IFM or RUC (ISO Tariff 40.6.2, 40.6.3). Yes (1) Non-Hydro and Dispatchable Use-Limited Resources Economic Bids or are to be submitted for all RA Capacity for all hours unit is capable of operating consistent with the use-limitations described in unit’s RA Capacity from Eligible Intermittent $0/MW RUC Availability Bids are to be submitted for all RA capacity for all hours unit is capable of operating consistent with the use-limitations described in unit’s RA Capacity from Eligible Intermittent Resources is not Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC, consistent with the use-limitations described in unit’s Energy Bids or No (2) Specific
Resources is not required to be offered into the DAM. (ISO Tariff 40.6.4.3.1, 40.6.4.3.4). required to be offered into the DAM. (ISO Tariff 40.6.4.3.1). Self-Schedules are to be submitted for all RA Capacity from Units not scheduled in IFM, consistent with the use-limitations described in unit’s (ISO Tariff 40.6.2, 40.6.3, 40.6.4.3.1). Hydro, Pumping Load, and Use-Limited Resources Economic Bids or are to be submitted for RA Capacity that the market participant expects to be available Plan (ISO Tariff 40.6.4.3.2). No RUC Availability Bids required (ISO Tariff 40.6.4.3.2). Economic Bids or are to be submitted for RA Capacity that the market participant expects to be available (ISO Tariff 40.6.4.3.2). No (2) in table: ISO will insert Economic Bids and RUC Availability Bids into DAM and RTM if required amounts of RA Capacity are not offered into these markets. ISO will not insert bids for these resources in the event that required amounts of RA capacity are not offered into the respective markets. An exception is that the ISO will insert Economic bids into the IFM and/or RTM in the event that there is a RUC Availability Bid or RUC Schedule for a resource without a corresponding Economic Bid or Self-Schedule. Market ISO Tariff Sections 40.6.1, 40.6.5 Scheduling Coordinators representing Resource Adequacy Capacity must make that capacity available as follows: Scheduling Coordinators for Resource Adequacy Resources must Self-Schedule or submit Economic Bids for all Resource Adequacy Capacity into the IFM and RUC for all hours that the resource is physically available, unless an Outage affecting Resource Adequacy Capacity has been reported to the ISO, with the exception of capacity from Use-Limited Resources. Scheduling Coordinator must Self-Schedule or submit Economic Bids for Use-Limited Resources consistent with the resource’s specific availability obligations, as described in 6.1.3.3. Inter-temporal constraints, such as Minimum Run times must not be more restrictive than those specified in the Master File or as otherwise required by Good Utility Practice.
* Non-Holiday Weekdays are any day of the week from Monday through Friday that is not a FERC holiday. Summary of Bidding Requirements ISO Tariff Section 40.10.6 The following summarizes the must-offer obligation for each Flexible Capacity Category. The ISO will insert bids for RA capacity for which the resource did not submit bids, but will not insert bids into the day-ahead market or the real-time market for Flexible RA Capacity for which the resource did not submit bids, Table 2: Summary of Bidding Requirements for Flexible RA Capacity Resources Resource Type Bidding Requirements IFM RUC RTM ISO Inserts Required Bids Short Start or Medium Start Generating Units (other than Resources) Submit Economic Bids for Energy for the full Flexible RA Capacity MW. Submit Economic Bids for Ancillary Services that are not flagged as Contingency Only for the full Flexible RA Capacity MW certified to provide Ancillary Services. Where Economic Bids are required, resource must submit in at least the required hours for the resource’s committed Flexible RA Capacity categories. ISO Tariff Sections 40.10.6.1(a) & 40.10.6.1(f)(1) Participation of all available flexible RA capacity resources is required. ISO will optimize using $0/MW-hour RUC Availability Bids for all Flexible RA Capacity that is not reflected in an IFM Schedule in only the required hours for the resource’s committed Flexible RA Capacity categories. ISO Tariff Sections 40.10.6.1(a) & 40.10.6.1(f)(1) All Flexible RA Capacity MW that does not have an IFM Schedule or a RUC for a given Trading Hour must submit to the RTM for that Trading hour: (a) Energy Bids for the full amount of the Flexible RA Capacity MW, including capacity for which it has submitted Ancillary Services Bids or Submissions to Self-Provide Ancillary Services; and (b) Ancillary Services Bids and Submissions to Self-Provide Ancillary Services for the full amount of the IFM: No RUC: Optimized at $0/MW-hour RTM: No
available Ancillary Resource Adequacy Capacity and for each Ancillary Service for which the resource is certified, including capacity for which it has submitted Energy Bids. ISO Tariff Sections 40.10.6.1(f)(1), 40.6.3, and 40.6.2. Long Start Generating Resources (other than Use-Limited Resources) Same as above. Same as above. Long Start Units not committed in the Day-Ahead Market or RUC will be released from any further obligation to submit Bids for the relevant Operating Day. Scheduling Coordinators for Long Start Units are not precluded from self-committing the unit after the Market and submitting a for Wheeling-Out in the RTM, unless precluded by terms of their contracts. ISO Tariff Sections 40.10.6.1(f)(2) and 40.6.7. IFM: No RUC: Optimized at $0/MW-hour RTM: No Extremely Long-Start Resources (other than Use-Limited Resources) Same as above. Same as above. Once committed by Day Ahead Market under ELC process, it will be subject to section 40.10.6 for RTM availability. IFM: No RUC: Optimized at $0/MW-hour RTM: No Schedule
Step 11: Secondary request to assign Remaining Import Capability 1st of August, or next business day if 1st falls on a weekend. The ISO will begin accepting requests for Step 11 at the date and time indicated in the market notice published after Step 10. Annual Step 12: Posting of Assigned and Unassigned aggregate Import Capability 8th of August or next business day if 8th falls on a weekend. The ISO will begin accepting requests for Step 13 at the date and time indicated in the market notice published after Step 12. Annual Step 13: Requests for Unassigned Available Import Capability 9th of August, or next business day if 9th falls on a weekend. The ISO will begin accepting requests for Step 13 at the date and time indicated in the market notice published after Step 12. Annual Step 13: 5th day of September, or next business Annual
Exhibit A-4: Local Capacity Process Schedule Task Entity Date Publishes Draft Study Manual ISO October Stakeholder Meeting ISO/All October – November Publishes Final Study Manual ISO End of November – 1st Week December Base Case Development PTO December Receive Base Cases PTO/ISO 1st Week January Publish Base Cases ISO Mid-January Comments on Base Cases All Late January Complete Draft Study ISO 1st Week March Stakeholder Meeting Draft Study Results ISO/All 2nd Week March Propose New Operating Procedures All Late March Review and Validate New Operating Procedures and Publish Revised Study ISO Early April Stakeholder Meeting on Revised Study ISO/All 2nd Week in April Receive Comments on Study All 3rd Week in April Publish Final Study Report ISO 1st Week in May; No later than end of June Draft LSE Local Allocations LSEs (sum of next year’s TAC resource needs / sum of current year’s TAC local resource needs) x current year LSEs local allocation for its load in that TAC Updated CEC load forecast CEC No later than end of June Final local allocations ISO/LRA 2nd-3rd week of July procurement showing LSEs The last business day of October