* country where the firm has established its head office or registered office (in the case of third country firms). Where the transaction is for a transmitted order that has met the conditions for transmission set out in Article 4, this field shall be populated by the receiving firm within the receiving firm's report using the information received from the transmitting firm. This field is not applicable when the investment decision was made by an algorithm 59 Execution within firm Code used to identify the person or algorithm within the investment firm who is responsible for the execution. For natural persons, the identifier specified in Article 7 shall be used If the execution was made by an algorithm, the field shall be populated as set out in Article 9. {NATIONAL _ID} - Natural persons Algorithms 60 Country of the branch supervising the person responsible for the execution Code used to identify the country of the branch of the investment firm for the person responsible for the execution of the transaction, as set out in Article 14.3(c). Where the person responsible was not supervised by a branch, this field shall be populated with the country code of the home Member State of the investment firm, or the country code of the country where the firm has established its head office or registered office (in the case of third country firms) This field is not applicable when the execution was made by an algorithm {COUNTRYCODE_2} 61 Waiver indicator Indication as to whether the transaction was executed under a pre-trade waiver in accordance with Articles 4 and 9 of Regulation (EU) 600/2014. For all instruments: `LRGS' = Large in scale For equity instruments: `RFPT' = Reference transaction `NLIQ' = Negotiated transactions in liquid financial instruments `OILQ' = Negotiated transactions in illiquid financial instruments PRIC' = Negotiated transactions subject to conditions other than the current market price of that equity financial instrument. For non-equity instruments: `SIZE' = Above specific size transaction `ILQD' = Illiquid instrument transaction This shall only be populated for the market side of a transaction executed under a waiver on a trading venue. Populate one or more of the following flags: `LRGS' - Large in scale `RFPT' - Reference price `NLIQ' - Negotiated (liquid) `01LQ' - Negotiated (illiquid) `PRIC' - Negotiated (conditions) 'SIZE' - Above specified size `ILQD' - Illiquid instrument
Annex II: National client identifiers for natural persons to be used in transaction reports ISO 3166 —1 alpha 2 Country Name I st priority 2nd priority 3rd priority AT Austria CONCAT BE Belgium Belgian National Number (Numero de registre national — Rijksregisternummer) CONCAT BG Bulgaria Bulgarian Personal Number CONCAT CY Cyprus National Passport Number CONCAT CZ Czech Republic National identification number (Rodne 6islo) Passport Number CONCAT DE Germany Personal Identity Card Number (Personalausweisnummer) National Passport DK Denmark Personal identity code 10 digits alphanumerical: DDMMYYXXXX CONCAT EE Estonia Estonian Personal Identification Code (Isikukood) ES Tax identification number (C6digo de identificacion fiscal) FI Finland Personal identity code CONCAT FR France CONCAT GB United Kingdom UK National Insurance number CONCAT GR Greece 10 DSS investor share CONCAT HR Croatia Personal Identification Number (OIB — Osobni identifikacijski broj) CONCAT HU Hungary CONCAT IE Ireland CONCAT IS Iceland National Passport Number (Kennitala) IT Italy Fiscal code (Codice fiscale) LI Liechtenstein National Passport Number National Identity CardCONCAT Number
'so 3166 —1 alpha 2 Country Name 1st priority 2nd priority 3rd priority LT Lithuania Personal code (Asmens kodas) National Passport LU Luxembourg CONCAT LV Latvia Personal code (Personas kods) CONCAT MT National Identification Number National Passport Number NL Netherlands National Passport Number National identity cardCONCAT number NO Norway 11 digit personal id (Foedselsnummer) CONCAT PL Poland National Identification Number (PESEL) Tax Number (Numer identyfikacji podatkowej) PT Portugal Tax number (Namero de Identificaeao Fiscal) National Passport RO Romania National Identification Number (Cod Numeric Personal) National Passport SE Sweden Personal identity number CONCAT SI Slovenia Personal Identification Number (EMg0: Enotna Mati6na gtevilka 0136ana) CONCAT SK Slovakia Personal number 6islo) National Passport All other countries National Passport Number CONCAT