Dear CB Please complete the following checklist by completing the second column number ONLY [“ SAAS Procedure 200A Requirements compliance can be found in CB Management System SAAS Verified Compliance SAAS Comments Section 4.8 - How does the CB ensure that the Social Fingerprint scores are fed into the overall audit findings and into the certification process? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Section 5.1 - How does the CB Lead Auditor use this procedure to conduct SF Independent Evaluations during the Procedure 200 Certification Processes? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Section 6.1 - How does the CB ensure that Lead Auditors understand SAAS Procedure 200A and SAAS Procedure 200 prior to performing any SF Independent Evaluations, and records demonstrate the competency of CB Lead Auditors to perform SF Independent Evaluations? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Sections 8.1 – How does the CB ensure that their Lead Auditors review the results of the client organisation’s SF Self-Assessment prior to performing the Stage 1 Audit and that this review is documented and maintained as an audit record? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Sections 8.1 – How does the CB ensure that their Lead Auditors use the Client’s Self-Assessment results to gauge the awareness and level of understanding about management systems within the organisation before the Stage 1 audit? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments
Sections 8.1 - How does the CB ensure that the Audit Plan developed for the Stage 1 Audit includes sufficient time for the CB Lead Auditor to perform an onsite management system documentation review and complete the SF Independent Evaluation questionnaire? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Sections 8.2 - How does the CB ensure that their Lead Auditor answers all of the questions in the SF Independent Evaluation questionnaire in order to produce the SF scores during the classification of any audit findings and before the closing meeting? cross reference to CB's Management System. Yes No SAAS Reviewer Comments Sections 8.2 - How does the CB ensure that the SF Independent Evaluation scores are reviewed with the client organisation during the closing meeting? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Sections 8.2 - How does the CB ensure that the SF Independent Evaluation Score is reviewed as one factor for determining whether the client organisation is ready for the Stage 2 Audit, in conjunction with the other audit findings? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Sections 8.3 - How does the CB ensure that the SF Independent Evaluation scores are maintained in the online SAI Reporting Tool, accessed through the online SAI Training Center? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Sections 8.3 - How does the CB ensure that if more than 6 months pass between the end of the Stage 1 and Stage 2 Audits, that they conduct an additional Stage 1 Audit and corresponding SF Independent Evaluation? Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments Sections 9.1 - How does the CB ensure that prior to performing the Stage 2 Audit, the Lead Auditor reviews the results of the client’s Enter cross reference to CB's Management System. Yes No SAAS Reviewer Comments