Opportunity to Resolve Deficiency ISO Tariff Sections 40.10.5.4, 40.10.5.5, and 40.10.5.6 LSEs under the jurisdiction of Local Regulatory Authorities that have established a flexible need allocation methodology may re-submit RA Plans to cure deficiencies identified by their Local Regulatory Authority. These LSEs may also choose to provide updated RA Plans in order to mitigate possible CPM cost allocation risk if they are individually deficient and believe that they are under the jurisdiction of a Local Regulatory Authority that is also deficient. Any other LSE that receives an ISO notice of deficiency may provide, no less than days prior to the first day of the month covered by the plan, an updated RA Plan demonstrating that it meets the flexible capacity needs in order to cure the deficiency and avoid possible CPM cost allocation. Updated RA Plans shall be re-submitted using the CIRA tool. The ISO CPM cost allocation methodology for flexible needs deficiencies is discussed in . Opportunity to Resolve Deficiency ISO Tariff Sections 43.2.7.1 and 43.8.8(d) After the annual RA demonstration or monthly RA demonstration cure period has expired, the ISO will evaluate whether there is a need for a Flexible Capacity CPM to address the cumulative deficiency. If the ISO determines that such need exists, it will issue a market notice as described in ISO Tariff Section 43.2.7.1. For an annual RA flexible deficiency CPM, after the CPM Market Notice is issued and no later than December 31, an LSE may demonstrate the procurement of additional Flexible RA Capacity consistent with the Market Notice. The ISO will reduce this LSE’s CPM cost by the extent that the amount procured cures its individual deficiency. For a monthly RA flexible deficiency CPM, after the release of the Notice and no less than five days prior to the compliance month, an LSE may demonstrate the procurement of additional Flexible RA Capacity consistent with the Market Notice. The ISO will reduce this LSE’s CPM cost by the extent that the amount procured cures its individual deficiency. An example of this CPM cost reduction is provided in .
System Resources Tariff 40.6.2, 40.6.3, 40.6.5.1). Non-Dynamic, System Resources (i.e. imports) Same bidding requirement as above (ISO Tariff 40.6.1). Same bidding requirement as above (ISO Tariff 40.6.1, 40.6.5). Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC. No RTM Bids or Self-Schedules are required for resources not scheduled in IFM or RUC (ISO Tariff 40.6.2, 40.6.3). Yes (1) Non-Dynamic , System Resources (i.e. imports) Economic Bids or are to be submitted for all RA Capacity consistent with inter-temporal constraints such as multi-hour run blocks or contractual limitations (e.g. 6 X 16). (ISO Tariff 40.6.1, 40.6.8.1, 40.8.1.12.2). Economic Bids or must be submitted under the Resource ID registered as an RA Resource on RA Supply Plan. Same bidding requirement as above. (ISO Tariff 40.6.1, 40.6.5). RUC Availability Bids must be submitted under the Resource ID registered as an RA Resource on RA Supply Plan. Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC. No RTM Bids or Self-Schedules are required for resources not scheduled in IFM or RUC (ISO Tariff 40.6.2, 40.6.3). The CAISO will submit a Generated Bid in the Day-Ahead Market for a System Resource in each RAAIM assessment hour, to the extent that the resource provides Resource Adequacy Capacity subject to the requirements of Sections 40.6.1 or 40.6.2 and does not submit an outage request or Bid for the entire amount of that Resource Adequacy Capacity
scheduled in IFM (ISO Tariff 40.6.2, 40.6.3). Distributed Energy Resources (Single resource Type) Economic Bids or are to be submitted for all RA Capacity for all hours of the month the resource is physically available. $0/MW RUC Availability Bids are to be submitted for all RA Capacity for all of the month the resource is physically available. Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC. Economic Bids or Self-Schedules are to be submitted for all RA Capacity from Units not scheduled in IFM. Yes (1) Distributed Energy Resources Same as resources type for grid connected resource Same as resources type for grid connected resource Same as resources type for grid connected resource Same as resource type for grid connected resource Non-generator resource Economic Bids or are to be submitted for all RA Capacity for all of the month the resource is physically available. $0/MW RUC Availability Bids are to be submitted for all RA Capacity for all hours of the month the resource is physically available. Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC. Economic Bids or Self-Schedules are to be submitted for all RA Capacity not scheduled in IFM. Yes (1) Non-generator resource (REM) Economic Bids or are to be submitted for all RA Capacity for regulation for all hours of the month the resource is physically available. $0/MW RUC Availability Bids are to be submitted for all RA Capacity for all hours of the month the resource is physically available. Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC. Economic Bids or Self-Schedules are to be submitted for all RA Capacity not scheduled in IFM. Yes (1) Proxy Demand Resource Economic Bids or are to be submitted for RA Capacity that the market participant expects to be available per supply plan. $0/MW RUC Availability Bids are to be submitted for all short and medium start RA Capacity for all hours of the month the resource is physically available. No RUC Economic Bids or are to be submitted for any remaining RA Capacity from resources scheduled in IFM or RUC. Economic Bids or No (2)
Short Start or Medium Start Generating Units (other than Resources) Submit Economic Bids for Energy for the full Flexible RA Capacity MW. Submit Economic Bids for Ancillary Services that are not flagged as Contingency only for the full Flexible RA Capacity MW certified to provide Ancillary Services. Where Economic Bids are required, resource must submit in at least the required hours for the resource’s committed Flexible RA Capacity categories. ISO Tariff Sections 40.10.6.1(a) & 40.10.6.1(f)(1) Participation of all available flexible RA capacity resources is required. ISO will optimize using $0/MW-hour RUC Availability Bids for all Flexible RA Capacity that is not reflected in an IFM Schedule in only the required hours for the resource’s committed Flexible RA Capacity categories. ISO Tariff Sections 40.10.6.1(a) & 40.10.6.1(f)(1) All Flexible RA Capacity MW that does not have an IFM Schedule or a RUC for a given Trading Hour must submit to the RTM for that Trading hour: (a) Energy Bids for the full amount of the Flexible RA Capacity MW, including capacity for it has submitted Ancillary Services Bids or Submissions to Self-Provide Ancillary Services; and (b) Ancillary Services Bids and Submissions to Self-Provide Ancillary Services for the full amount of the available Ancillary Resource Adequacy Capacity and for each Ancillary Service for which the resource is certified, including capacity for which it has submitted Energy Bids. ISO Tariff Sections 40.10.6.1(f)(1), 40.6.3, and 40.6.2. IFM: No RUC: Optimized at $0/MW-hour RTM: No Long Start Generating Resources (other than Same as above. Same as above. Long Start Units not committed in the Day-Ahead Market or RUC will be released from any IFM: No RUC: Optimized at $0/MW-hour
Use-Limited Resources) further obligation to submit Bids for the relevant Operating Day. Scheduling Coordinators for Long Start Units are not precluded from self-committing the unit after the Market and submitting a for Wheeling-Out in the RTM, unless precluded by terms of their contracts. ISO Tariff Sections 40.10.6.1(f)(2) and 40.6.7. RTM: No Extremely Long-Start Resources (other than Use-Limited Resources) Same as above. Same as above. Once committed by Day Ahead Market under ELC process, it will be subject to section 40.10.6 for RTM availability. IFM: No RUC: Optimized at $0/MW-hour RTM: No Use-Limited Resources Same as above, consistent with its use-limitations. ISO Tariff Section 40.10.6.1(e) Same as above, consistent with its use-limitations. ISO Tariff Section 40.10.6.1(e) Consistent with its use limitations: Submit Economic Bids for Energy for the full Flexible RA Capacity MW. Economic Bids are required, resource must submit bids for the Trading Hours that it is capable of being economically dispatched. ISO Tariff Sections 40.10.6.1(e) IFM: No RUC: Optimized at $0/MW-hour RTM: No Resources For resources not flagged as regulation energy management: Submit Economic Bids for Energy (includes positive and negative ISO will optimize using $0/MW-hour RUC Availability Bids for all Flexible RA Capacity that is not reflected in an IFM Schedule in only the required Must submit Bids for Regulation Up and Regulation Down from 05:00 to 22:00 seven days a week. not submit Bids for Energy IFM: No RUC: Optimized usng RTM: No Schedule
100 Base RES_B The following examples demonstrate the ISO’s determination of validity. Example Supply Plan 1 Resource MW Category Valid (Y/N) RES_A 90 Peak Y RES_A 10 Peak Y Example Supply Plan 2 Resource MW Category Valid (Y/N) RES_A 90 Peak Y RES_A 10 Peak Y RES_B 100 Peak Y Example Supply Plan 3 Resource MW Category Valid (Y/N) RES_A 70 Base Y 10 Base Y RES_B 20 Base Y Example Supply Plan 4 Resource MW Category (Y/N) RES_A 70 Peak Y RES_A 10 Peak Y RES_B 20 Base N Example Supply Plan 5 Resource MW Category Valid (Y/N) RES_A 70 Base N RES_A 10 Base N RES_B 30 Base N
Scheduling Coordinator Corrections to Draft EFC List September 1 Annual Final NQC List Posting TBD Annual EFC List Posting TBD Annual SC requests changes to Final NQC List (Changes include addition of new resources that are COD/COM). Requests must be submitted in CIRA. Prior to the first of the month 2 months prior to the target compliance month. Monthly ISO updates NQC list 15th of each month Monthly Scheduling Coordinator requests changes to final EFC list Prior to the first of the month 2 months prior to the target compliance month. Monthly ISO updates EFC list 15th of each month Monthly RMR Designation TBD Annual LSE Reserve Sharing Election September 20th Annual Registration of Use-Limited Resources Request at any time (see Section 6.1.4.1) Request at any time (see Section 6.1.4.1) Submission of Use Plans Last Business Day in October Annual Scheduling Coordinator acquired contract Notification regarding changes and affidavit submission Last Business Day in October Annual Import Allocation Process 1 – 13 and beyond See Exhibit A-3 See Exhibit A-3 Exhibit A-2: Resource Adequacy Plans and Supply Plans Submittal Dates Exhibit A-2 provides the submittal for Resource Adequacy Plans, Programmatic Information, monthly Demand Forecasts and Supply Plans
day if 9th falls on a weekend Step 8: Transfer of Import Capability 18th of July, or next business day if 18th falls on a weekend Annual Step 9: Request to assign Remaining Import Capability 19th of July, or next business day if 19th falls on a weekend Annual Step 10: ISO Notification of Initial Remaining Import Capability Assignments and Unassigned Capability 26th of July, or next business day if 26th falls on a weekend. The ISO will begin accepting requests for Step 11 at the date and time indicated in the market notice published after Step 10. Annual Step 11: Secondary request to assign Remaining Import Capability 1st of August, or next business day if 1st on a weekend. The ISO will begin accepting requests for Step 11 at the date and time indicated in the market notice published after Step 10. Annual Step 12: Posting of Assigned and Unassigned aggregate Import Capability 8th of August or next business day if 8th falls on a weekend. The Annual
ISO will begin accepting requests for Step 13 at the date and time indicated in the market notice published after Step 12. Step 13: Requests for Unassigned Available Import Capability 9th of August, or next business day if 9th falls on a weekend. The ISO will begin accepting requests for Step 13 at the date and time indicated in the market notice published after Step 12. Annual Step 13: Publish list of Unassigned Available Import Capability 5th day of September, or next business day if 5th falls on a weekend Annual Registration for Bilateral Import Capability Transfers Anytime One time Reporting Bilateral Import Capability Transfers occurring outside of Step 8 Anytime. To be counted on an RA Plan, must be submitted on or before the 20th of the Month, two months prior to the Compliance Month (ie: 9/20/2008 to count on Nov 2008 RA Plan) Upon transfer of Import Capability