Issue 4: Risk Factor Cover Page The following statement has to be written, “If u has any queries this document, you may consult with your Stock Broker/ Dealer, Bank Management, Lawyer, Professional accountant or other Professional Advisor.” The following statement has to be written, “ if you have any queries this document, you may consult issuer, issue manager and underwriter” Risk Factor & Management’s Preparation about Risk 1. No recent receipt of revenues; 2. Poor financial conditions; 3. Industry & currency risk; 4. Market &Technology related risk; 5. Potential or existing govt. regulation, 6. Potential changes in global or national policies, 7. No operating history 1. Interest rate, exchange rate & industry related risk, 2. Market & technology related risk, 3. Potential or Existing Govt. regulation, 4. Potential changes in Global or National Policies, 5. History of non operation, if any 6. operational risk Directors and Officers n/a All the rules of 1998 are included in this regulation except one: 2006 regulation states that if any shareholders who own more than 50% shares and of s/he becomes loan defaulter according to CIB report than it has to be mentioned in the prospectus Involvement of officers & Directors in Certain Legal Proceedings In the prospectus, any bankruptcy petition filed by or against any company of which any officer or director or nominee of the company filing the prospectus was a director, officer or general partner at the time of the bankruptcy or within 2 (two) years prior to that time Any bankruptcy petition filed by or against any company of which any officer or director of the issuer company filing the prospectus was a director, officer or partner at the time of bankruptcy Board of Director and Management Information Directors & Officers The sponsors’ capital will be subject to a lock-in of three years from the date of publication of prospectus or commercial operation whichever comes later. This is not applicable for Foreign Sponsors either in joint venture company or 100% Foreign owned company Name with position, educational qualification, date of joining in the company and lest 5 years experience of CEO, CFO, Company Secretary, Advisers, DMD & all departmental Heads
Issue 6: Asset Information Tangible assets per Share n/a The prospectus shall show the net tangible asset backing per unit of the securities being offered at the dare of last statement of financial position continued or referred to in the prospectus Issue 7: Pricing Determination of Offering Price n/a If the issue price of the ordinary share is higher then the per value thereof, justification of the premium should be stated Issue 8: Underwriting Plan of distribution All the information about the underwriter of the issue has to be given in the prospectus including underwriters name; address; amount of securities pledge to be taken by each underwriter; term of underwriting agreement; amount of commission to be paid etc. n/a Issue 9: Listing Market of the securities being offered If the securities being offered have been approved for listing on the stock exchange, the name of such stock exchange shall be given in the prospectus any conditions that need to be met by the company before trading on such stock exchange has to be explained The issuer shall apply to all the stock exchanges in Bangladesh within 7 working days from the date of consent accorded by the commission to issue prospectus Compulsory Listing of Securities All public limited companies must enlist with at least one recognized stock exchange n/a 10: Leverage Condition Debt Securities Describe the terms and conditions of any debt securities that the company may issued or planning to issue, including the date of redemption, whether such debt securities are convertible to equity, rate of interest payable and any other rights given to holders of such securities Describe the terms and conditions of any debt securities that the company may issued or planning to issue within six months, whether such debt securities are convertible to equity, rate of interest payable and any other rights given to holders of such securities