StampDutyFlag N ListingDate 19000101 DelistingDate 0 FreeText EFNFlag N/A AccruedInterest N/A CouponRate N/A ConversionRatio N/A StrikePrice N/A MaturityDate N/A CallPutFlag N/A Style N/A NoUnderlyingSecurities N/A UnderlyingSecurityCode N/A UnderlyingSecurityWeight N/A OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00781 MarketCode MAIN ISINCode KYG459771000 InstrumentType EQTY SpreadTableCode 01 SecurityShortName XY INT'L CurrencyCode HKD SecurityNameGCCS ＸＹ國際 SecurityNameGB ＸＹ国际 LotSize 1000 PreviousClosingPrice 0.161 ShortSellFlag N CCASSFlag Y DummySecurityFlag N TestSecurityFlag N StampDutyFlag Y ListingDate 20100127 DelistingDate 0 FreeText OFFER PRICE: HK$2.78 PER SHARE EFNFlag N/A
UnderlyingSecurityCode N/A UnderlyingSecurityWeight N/A OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 02529 MarketCode MAIN ISINCode XS0226321247 InstrumentType BOND SpreadTableCode 03 SecurityShortName XINAO GAS N1208 CurrencyCode USD SecurityNameGCCS SecurityNameGB LotSize 10 PreviousClosingPrice 2.600 ShortSellFlag N CCASSFlag N DummySecurityFlag N TestSecurityFlag N StampDutyFlag N ListingDate 20050808 DelistingDate 0 FreeText FOR INTEREST - CONTACT BROKER EFNFlag N AccruedInterest 0.000 CouponRate 7.375 ConversionRatio N/A StrikePrice N/A MaturityDate N/A CallPutFlag N/A Style N/A NoUnderlyingSecurities N/A UnderlyingSecurityCode N/A UnderlyingSecurityWeight N/A
CurrencyRate 88.4400 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode CAD CurrencyFactor 0 CurrencyRate 6.6223 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode EUR CurrencyFactor 0 CurrencyRate 10.1030 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode GBP CurrencyFactor 0 CurrencyRate 15.2625 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode HKD CurrencyFactor 0 CurrencyRate 1.0000 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode SGD CurrencyFactor 0 CurrencyRate 6.4530 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode USD CurrencyFactor 0 CurrencyRate 7.8000 Test case 10: Interpretation of Trading Session Status (message type: 20) OMD Field Name Expected Value Result (Check the box if
Order ID Broker ID Quantity Price Price Quantity Broker ID Order ID Result (Check the box if matched) Empty Book Empty Book 10BBOs (SS and SP Subscribers only) Buy Sell Test Security: 08117 No. of Orders Aggregated Quantity Price Price Level Price Level Price Aggregated Quantity No. of Orders Result (Check the box if matched) 1 1000 0.355 1 1 6000 0.340 2 1 3000000 0.335 3 1 2000 0.330 4 1 0.365 1000 1 2 0.370 8000 1 3 0.375 9000 2 4 0.380 10000 1 5 0.385 2000 1 6 0.390 5000 1 7 0.395 8000 1 8 0.400 3000 1 9 0.405 20000 1 10 0.410 200000 1 Broker Queue (SS Subscriber and SP/SF Subscribers receiving Conflated Broker Queue) Buy Sell Test Security: 08117 Broker ID Broker ID Result (Check the box if matched) 1234 (1) 0 (2) 0 (3) 0169 (4) 0169 (5) 0169 (6) 0
(13) 1234 (14) 1230 (15) 0 (16) 1234 (17) 0 (18) 0 (19) 0 Trade (SP and SF Subscribers only) Trade Time Trade ID Trade Type Price Quantity Cancel (Yes or No) Result (Check the box if matched) No Trade Trade Tickers (SS Subscribers only) Trade Time Ticker ID Trade Type Price Aggregated Quantity Cancel (Yes or No) Result (Check the box if matched) No Trade Ticker Test case 5: Full Order Book (SF Subscribers only) Buy Sell Test Security: 08118 Order ID Type Quantity Price Price Quantity Type Order ID Result (Check the box if matched) 5651 2 1000 0.355 3923 2 6000 0.340 4003 2 3000000 0.335 4051 2 2000 0.330 4355 2 1000 0.305 4515 2 2000 0.305 5875 2 5000 0.300 6051 2 3000 0.300 4419 2 10000 0.280 4499 2 8000 0.275 4307 2 7000 0.255 4851 2 4000 0.255
0169 (5) 1230 (6) 1234 (7) 0169 (8) 0169 (9) 0169 (10) 1234 (11) 0 (12) 0 (13) 1234 (14) 1230 (15) 0 (16) 1234 (17) 0 (18) 0 (19) 0 Trade (SP and SF Subscribers only) Trade Time Trade ID Trade Type Price Quantity Cancel (Yes or No) Result (Check the box if matched) No Trade Trade Tickers (SS Subscribers only) Trade Time Ticker ID Trade Type Price Aggregated Quantity Cancel (Yes or No) Result (Check the box if matched) No Trade Ticker Test case 6: Full Order Book (SF Subscribers only) Buy Sell Test Security:
0802 (12) 0802 8901 (1) 8901 (2) 0 (3) 0802 (4) 0802 0802 (5) 0802 (6) 8901 (7) 0802 (8) 8822 (9) 8901 (10) 8901 (11) 8901 (12) 8822 (13) 0 (14) 8822 (15) 8822 (16) 0802 (17) 0 (18) 8822 (19) 0 Trade (SP and SF Subscribers only) Trade Time Trade ID Trade Type Price Quantity Cancel (Yes or No) Result (Check the box if matched) 13-02-19 13:29:48 1 100 0.355 1000 Trade Tickers (SS Subscribers only)
OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode EUR CurrencyFactor 0 CurrencyRate 10.6880 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode GBP CurrencyFactor 0 CurrencyRate 12.2800 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode HKD CurrencyFactor 0 CurrencyRate 1.0000 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode SGD CurrencyFactor 0 CurrencyRate 6.1380 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode USD CurrencyFactor 0 CurrencyRate 7.7670 Test case 3: Final Image of Trading Session Status (message type: 20) OMD Field Name Expected Value Result (Check the box if matched) MarketCode ETS TradingSession ID 1 TradingSessionSubID 0 TradingSesStatus 100 TradingSesControlFlag 1 StartDateTime 13-01-19 18:03:00 EndDateTime N/A
matched) SecurityCode 13005 SharesTraded 90000 Turnover 54000.000 HighPrice 0.600 LowPrice 0.600 LastPrice 0.600 VWAP 0.600 (N/A for SS Subscriber) ShortSellSharesTraded 0 ShortSellTurnover 0.000 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 04125 SharesTraded 12500 Turnover 70625.000 HighPrice 0.000 LowPrice 0.000 LastPrice 0.000 VWAP 0.000 (N/A for SS Subscriber) ShortSellSharesTraded 0 ShortSellTurnover 0.000 Test case 7: Final Image of Securities Definition (message type: 11) OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 11112 MarketCode MAIN ISINCode InstrumentType WRNT SpreadTableCode 01 SecurityShortName NM-CK(H)@EC1001 CurrencyCode HKD SecurityNameGCCS 長實野村零零一購 SecurityNameGB 长实野村零零一购 LotSize 10000 PreviousClosingPrice 0.012 ShortSellFlag N CCASSFlag Y
OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode SGD CurrencyFactor 0 CurrencyRate 6.1380 OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode USD CurrencyFactor 0 CurrencyRate 7.7670 Final Image of Trading Session Status (message type: 20) OMD Field Name Expected Value Result (Check the box if matched) MarketCode ETS TradingSession ID 1 TradingSessionSubID 3 TradingSesStatus 2 TradingSesControlFlag 1 StartDateTime 13-02-07 15:55:00 EndDateTime N/A OMD Field Name Expected Value Result (Check the box if matched) MarketCode GEM TradingSession ID 1 TradingSessionSubID 3 TradingSesStatus 2 TradingSesControlFlag 1 StartDateTime 13-02-07 15:55:00 EndDateTime N/A OMD Field Name Expected Value Result (Check the box if matched) MarketCode NASD TradingSession ID 1 TradingSessionSubID 3 TradingSesStatus 2
TradingSesControlFlag 1 StartDateTime 13-02-07 15:55:00 EndDateTime N/A OMD Field Name Expected Value Result (Check the box if matched) MarketCode MAIN TradingSession ID 1 TradingSessionSubID 3 TradingSesStatus 2 TradingSesControlFlag 1 StartDateTime 13-02-07 15:55:00 EndDateTime N/A Final Image of Market Turnover (message type: 61) OMD Field Name Expected Value Result (Check the box if matched) MarketCode MAIN Currency Code Turnover 14495583801.400 OMD will disseminate the above value as the total market turnover for MAIN in HKD equivalent. Please verify the figure literally only as provided above. (This figure is purely an example. Clients independently converting non-HKD “Market Turnover” messages to accumulate a HKD equivalent turnover for MAIN may obtain a different value, which is not a concern for the purpose of this test case). OMD Field Name Expected Value Result (Check the box if matched) MarketCode MAIN Currency Code HKD Turnover 14495583801.400 Final Image of Nominal Price (message type: 40) OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00034 Nominal 108.600 OMD Field Name Expected Value Result (Check the box if
matched) SecurityCode 00026 Nominal 21.450 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00023 Nominal 61.500 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00025 Nominal 25.950 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00024 Nominal 0.147 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00040 Nominal 3.430 Final Image of Statistics (message type: 60) OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00034 SharesTraded 1545000 Turnover 167781900.000 HighPrice 108.900 LowPrice 108.200 LastPrice 108.600 VWAP 108.591 (N/A for SS Subscriber) ShortSellSharesTraded 0 ShortSellTurnover 0.000 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00026 SharesTraded 2849000
Turnover 60903850.000 HighPrice 21.550 LowPrice 21.100 LastPrice 21.450 VWAP 21.374 (N/A for SS Subscriber) ShortSellSharesTraded 0 ShortSellTurnover 0.000 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00023 SharesTraded 2972000 Turnover 182856900.000 HighPrice 61.650 LowPrice 61.400 LastPrice 61.500 VWAP 61.530 (N/A for SS Subscriber) ShortSellSharesTraded 0 ShortSellTurnover 0.000 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00025 SharesTraded 3129000 Turnover 81338700.000 HighPrice 26.100 LowPrice 25.800 LastPrice 26.050 VWAP 25.998 (N/A for SS Subscriber) ShortSellSharesTraded 0 ShortSellTurnover 0.000 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00024 SharesTraded 3194000 Turnover 464532.000 HighPrice 0.149 LowPrice 0.137
StrikePrice N/A MaturityDate N/A CallPutFlag N/A Style N/A NoUnderlyingSecurities N/A UnderlyingSecurityCode N/A UnderlyingSecurityWeight N/A OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00040 MarketCode MAIN ISINCode NA InstrumentType WRNT SpreadTableCode 01 SecurityShortName SG-HLAND@EC0304 CurrencyCode HKD SecurityNameGCCS 恆地法興三零四購 SecurityNameGB 恒地法兴三零四购 LotSize 10000 PreviousClosingPrice 3.430 ShortSellFlag N CCASSFlag Y DummySecurityFlag N TestSecurityFlag N StampDuty N ListingDate 20021017 DelistingDate 0 FreeText RESUMED UAT21/12/09 EFNFlag N/A AccruedInterest N/A CouponRate N/A ConversionRatio 0.000 StrikePrice 0.000 MaturityDate 20201111 CallPutFlag C Style NoUnderlyingSecurities 1
Final Image of Market Definition (message type: 10) OMD Field Name Expected Value Result (Check the box if matched) MarketCode ETS MarketName EXTENDED TRADING SEC CurrencyCode USD NumberOfSecurities 8 OMD Field Name Expected Value Result (Check the box if matched) MarketCode GEM MarketName GROWTH ENTERPRISE MARKET CurrencyCode HKD NumberOfSecurities 216 OMD Field Name Expected Value Result (Check the box if matched) MarketCode MAIN MarketName MAIN BOARD CurrencyCode HKD NumberOfSecurities 3648 OMD Field Name Expected Value Result (Check the box if matched) MarketCode NASD MarketName NASDAQ-AMEX BOARD CurrencyCode HKD NumberOfSecurities 10 Final Image of Currency Rate (message type: 14) OMD Field Name Expected Value Result (Check the box if matched) CurrencyCode CNY CurrencyFactor 0 CurrencyRate 1.2280
EndDateTime N/A Final Image of Market Turnover (message type: 61) OMD Field Name Expected Value Result (Check the box if matched) MarketCode MAIN Currency Code Turnover 1237649574.000 OMD will disseminate the above value as the total market turnover for MAIN in HKD equivalent. Please verify the figure literally only as provided above. (This figure is purely an example. Clients independently converting non-HKD “Market Turnover” messages to accumulate a HKD equivalent turnover for MAIN may obtain a different value, which is not a concern for the purpose of this test case). OMD Field Name Expected Value Result (Check the box if matched) MarketCode MAIN Currency Code HKD Turnover 1237649574.000 Final Image of Nominal Price (message type: 40) OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00075 Nominal 0.041 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00066 Nominal 0.021 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00067 Nominal 0.059 OMD Field Name Expected Value Result (Check the box if matched) SecurityCode 00078