REFERENCES This list of references encompasses the entire ROP self-assessment process, including the Appendices to this Chapter. IMC 0102, “Oversight and Objectivity of Inspectors and Examiners at Reactor Facilities” IMC 0305, “Operating Reactor Assessment Program” IMC 0306, “Information Technology Support for the Reactor Oversight Process” IMC 0308, “Reactor Oversight Process (ROP) Basis Document” IMC 0350, “Oversight of Reactor Facilities in a Shutdown Condition Due To Significant Performance and/or Operational Concerns“ IMC 0608, “Performance Indicator Program” IMC 0609, “Significance Determination Process” IMC 0612, “Power Reactor Inspection Reports” IMC 0801, “Reactor Oversight Process Feedback Program” IMC 1245, “Qualification Program for Operating Reactor Programs” IMC 2515, “Light-Water Reactor Inspection Program -- Operations Phase” IMC 2523, “NRC Application of the Reactor Operating Experience Program in NRC Oversight Processes” IP 95003, “Supplemental Inspection for Repetitive Degraded Cornerstones, Multiple Degraded Cornerstones, Multiple Yellow Inputs or One Red Input“ M.D. 3.5, “Attendance at NRC Staff-Sponsored Meetings” MD 8.3, “NRC Incident Investigation Program” NEI 99-02, “Regulatory Assessment Performance Indicator Guideline” COM-202 “Meetings with Applicants, Licensees, Vendors or Other Members of the Public” Staff report, “Process Improvement Review of the Significance Determination Process” (ML14318A512) Staff report, “Davis-Besse Reactor Vessel Head Degradation Lessons-Learned Task Force Report” (ML 022760172)
Commitment Tracking Number Accession Number Date Change Notice Description of Change Description of Training Required and Completion Date Comment Resolution and Closed Feedback Form Accession Number (PreDecisional, NonPublic) N/A ML063050572 11/28/06 Revised to measure the effectiveness of the safety culture enhancements to the ROP, to clarify expectations regarding the resident demographics and staffing metrics, and to include a discussion of the consolidated response to external survey questions. None N/A 01/10/08 CN 08-002 Revised to eliminate and consolidate several metrics, to separate Appendix A from the base IMC to serve as a stand-alone document, and to summarize and link to Appendix B on the ROP realignment process. None ML073510410 W200800299 ML090300596 03/23/09 CN 09-010 Revised to address the Commission SRM dated June 30, 2008, to reflect the recently issued Strategic Plan for FY 2008 – 2013, to reincorporate the security cornerstone in the ROP process, and some metrics were revised for clarification purposes while others were removed to eliminate redundancy or unnecessary burden. None ML090300620 ML12355A458 03/27/13 CN 13-010 Revised some of the metrics and/or their criteria to improve their usefulness in evaluating the effectiveness of the ROP, and to make the metrics more objective and measurable, as feasible. None ML12355A454; Closed FBFs: 0307A-1670 ML13086A012 0307A-1760 ML13086A023 0307-1703 ML13086A016
Commitment Tracking Number Accession Number Issue Date Change Notice Description of Change Description of Training Required and Completion Date Comment Resolution and Closed Feedback Form Accession Number (PreDecisional, NonPublic) N/A ML15218A532 11/23/15 CN 15-025 Significantly revised the self-assessment process using a three-part approach designed to assess the effectiveness of a mature program. As part of this effort, the metrics were significantly revised to make them more objective based on readily available information and to align with the Principles of Good Regulation. None ML15225A110 Closed FBFs: 0307A-1882 ML14098A162 ML15308A012 N/A ML17186A115 08/25/17 CN 17-016 Revised to clarify the I-4 metric, updated the documentation requirements for the R-2 metric, and make editorial changes. None ML17186A241 0307A-2207 ML17206A106