ANNEX I: TEMPLATES FOR THE DISCLOSURE OF AGGREGATE STATISTICAL DATA The disclosure of aggregate statistical data referred to in Article 3 shall be performed by using Templates A, B, C and D below. TEMPLATE A FOR THE DISCLOSURE OF AGGREGATE STATISTICAL DATA WITH REGARD TO INSURANCE AND REINSURANCE UNDERTAKINGS SUPERVISED UNDER DIRECTIVE 2009/138/EC Cell Number Item 31.12.(x-4) 31.12.(x-3) 31.12.(x-2) 31.12.(x-1) All insurance and reinsurance undertakings Life insurance undertakings Non-life insurance undertakings Insurance undertakings which simultaneously pursue both life and non-life insurance activities Reinsurance undertakings All insurance and reinsurance undertakings Life insurance undertakings Non-life insurance undertakings Insurance undertakings which simultaneously pursue both life and non-life insurance activities Reinsurance undertakings All insurance and reinsurance undertakings Life insurance undertakings Non-life insurance undertakings Insurance undertakings which simultaneously pursue both life and non-life insurance activities Reinsurance undertakings All insurance and reinsurance undertakings Life insurance undertakings Non-life insurance undertakings Insurance undertakings which simultaneously pursue both life and non-life insurance activities Reinsurance undertakings TYPES OF UNDERTAKINGS AS1a The number of insurance and reinsurance undertakings AS1b The number of branches as referred to in Article 13(11) of Directive 2009/138/EC established in the Member State of the supervisory authority AS1c The number of branches as referred to in Article 162(3) of Directive 2009/138/EC established in the Member State of the supervisory authority AS2 The number of Union branches of insurance and reinsurance undertakings established in the
AG31a The total amount of the group Solvency Capital Requirement calculated in accordance with method 1 as referred to in Article 230(1) of Directive 2009/138/EC for the insurance groups of which the supervisory authority is the group supervisor for the group Solvency Capital Requirement AG31b The amount of the group Solvency Capital Requirement calculated in accordance with method 2 as referred to in Article 233 of Directive 2009/138/EC for the insurance groups of which the supervisory authority is the group supervisor for the group Solvency Capital Requirement AG31c The total amount of the group Solvency Capital Requirement calculated in accordance with a combination of methods 1 and 2 for the insurance groups of which the supervisory authority is the group supervisor for the group Solvency Capital Requirement GROUP INTERNAL MODELS AG32a The number of insurance groups of which the supervisory authority is the group supervisor using an approved full internal model for the calculation of the group Solvency Capital Requirements AG32aa Of which, approvals in accordance with Article 230 of Directive 2009/138/EC AG32ab Of which, approvals in accordance with Article 231 of Directive 2009/138/EC AG32b The number of insurance groups of which the supervisory authority is the group supervisor using an approved partial internal model for the calculation of the group Solvency Capital Requirement AG32ba Of approvals in accordance with Article 230 of Directive 2009/138/EC AG32bb Of which, approvals in accordance with Article 231 of Directive 2009/138/EC TEMPLATE C FOR THE DISCLOSURE OF QUANTITATIVE AGGREGATE STATISTICAL DATA ON THE SUPERVISORY AUTHORITY Cell Number Item 31.12.(x-4) 31.12.(x-3) 31.12.(x-2) 31.12.(x-1) Staff of the supervisory authority
Title IV, Chapter III of Directive 2009/138/EC. The number of insurance and reinsurance undertakings and the number of their portfolios where the matching adjustment referred to in Article 77b of Directive 2009/138/EC is applied AS8 The number of insurance and reinsurance undertakings applying the volatility adjustment referred to in Article 77d of Directive 2009/138/EC AS9 The number of insurance and reinsurance undertakings applying the transitional risk-free interest rate term structure referred to in Article 308c Directive 2009/138/EC AS10 The number of insurance and reinsurance undertakings applying the transitional deduction to technical provisions referred to in Article 308d Directive 2009/138/EC AS11 The amount of assets of the insurance and reinsurance undertakings valued in accordance with Article 75 of Directive 2009/138/EC AS12 Item C0010/R0500 of template S.02.01.01 Intangible assets Item C0010/R0030 of template S.02.01.01 Deferred tax assets Item C0010/R0040 of template S.02.01.01 Pension benefit surplus Item of template S.02.01.01 Property, plant & equipment held for own use AS12d Item of template S.02.01.01 Investments (other than assets held for unit-linked and contracts) AS12e Item C0010/R0070 of template S.02.01.01 Assets held for unit-linked & index-linked contracts Item C0010/R0220 of template S.02.01.01 Loans & mortgages (except loans on policies) AS12g The sum of Items C0010/R0250 and C0010/R0260 of template S.02.01.01 on policies AS12h Item C0010/R0240 of template S.02.01.01 Reinsurance recoverables AS12i Item C0010/R0270 of template S.02.01.01
The number of insurance and reinsurance subsidiary undertakings at national The number of rows reported in template S.32.01.04, where “Country” is the country of the supervisory authority. The number of insurance and reinsurance subsidiary undertakings in other Member States AG24b The number of rows reported in template S.32.01.04 where “Country” is the Member States other than country of the supervisory authority. The number of insurance and reinsurance subsidiary undertakings in third countries: The number of rows reported in template S.32.01.04 where “Country” is a third country. Of which the number of insurance and reinsurance subsidiary undertakings in equivalent third countries AG24ca The number of rows reported in template S.32.01.04 where “Country” is an equivalent third country Of the number of insurance and reinsurance subsidiary undertakings in third countries AG24cb The number of rows reported in template S.32.01.04 where “Country” is a non-equivalent third country The number of insurance groups of which the supervisory authority is the group supervisor, where the ultimate parent insurance or reinsurance undertaking or insurance holding company which has its head office in the Union is a subsidiary undertaking of a company which has its head office outside of the Union AG25 The number of ultimate parent insurance or reinsurance undertakings or insurance holding companies or financial holding companies subject to group supervision at national level by the AG26 Cells AG26a to AG26db should be filled in for each such undertaking and holding company separately.
referred to in Article 220 of Directive 2009/138/EC for the insurance groups of which the supervisory authority is the group supervisor The total amount of the group Solvency Capital Requirement for the insurance groups of which the supervisory authority is the group supervisor AG31 This is the sum of cells AG31a, AG31b and AG31c The total amount of the group Solvency Capital Requirement calculated in accordance with method 1 as referred to in Article 230(1) of Directive 2009/138/EC for the insurance groups of which the supervisory authority is the group supervisor for the group Solvency Capital Requirement AG31a Item C0010/R0680 of template S.23.01.04 for insurance groups which calculate the Solvency Capital Requirement in accordance with method 1 as referred to in Article 230(1) of Directive 2009/138/EC The total amount of the group Solvency Capital Requirement calculated in accordance with method 2 as referred to in Article 233 of Directive 2009/138/EC for the insurance groups of which the supervisory authority is the group supervisor for the group Solvency Capital Requirement AG31b Item of template S.23.01.04 for insurance groups which calculate the Solvency Capital Requirement in accordance with method 2 as referred to in Article 233 of Directive 2009/138/EC The total amount of the group Solvency Capital Requirement calculated in accordance with a combination of methods 1 and 2 for the insurance groups of which the supervisory authority is the group supervisor for the group Item C0010/R0680 of template S.23.01.04 for insurance groups which calculate the Solvency Capital Requirement in accordance with a combination of method 1 and 2
ITEM CELL NUMBER DEFINITION The structure of the supervisory authority B1a An organisational schema or chart displaying at least the main divisions, departments or units within the supervisory authority. The number of staff at the end of the calendar year B1b The number of as full time equivalent working directly in the field of prudential insurance supervision as well as ancillary staff supporting those working directly in prudential insurance supervision (e.g. Information Technology) in the supervisory authority at the end of the calendar year. The number of staff is calculated on a best effort basis. The number of on-site inspections undertaken both at solo and group level B2a On-site inspection refers to an organised assessment or formal evaluation exercise, within the of prudential insurance regulation, performed at the location of the supervised undertaking, or the service providers to whom the supervised undertaking has outsourced functions, which leads to the issuing of a document communicated to the undertaking. As examples, the following procedures are not regarded as on-site inspections, even though they may form part of the detailed review of an undertaking by the supervisory authority: Supervisory visits or meetings at the supervisory authority’s premises or at the undertaking’s premises, not resulting in a document communicated to the undertaking; Exploratory meetings or presentations from insurance and reinsurance undertakings to supervisory authority; Supervisory visits to understand more about certain specific issues, which can be considered fact-finding exercises.