(a) proof of identity; (b) 2 referee statements; (c) a criminal record check issued within the 6 months preceding the date of the application; (d) the following statements— (i) a health statement; (ii) a financial statement; (iii) a charges and convictions statement; (iv) a professional standards statement; (v) in the case of a body corporate, a corporate solvency declaration; (e) an applicant's undertaking; (f) an authority to the Secretary. 3 Relevant arrangements in place to operate a SRS 3.1 The prescribed information is— (a) evidence of the nature and extent of the applicant's right to occupy the premises; (b) proposed staffing qualifications and staff training arrangements. 3.2 The prescribed documents are— (a) a staff roster; Sch. 1 (b) where the application for registration is pursuant to an acquisition of the business of the operation of a SRS, evidence of that acquisition; (c) copies of— (i) information for prospective residents;
(b) an "as built" floor plan, prepared by a building practitioner, of the whole building showing— (i) details of each proposed additional bedroom including the room number, proposed number of beds per bedroom and the location of each bed; (ii) the dimensions and floor area of each additional bedroom, excluding any ensuite or bathroom; (iii) the location of each call bell; (iv) a calculation of the space ratio of the total proposed number of residents to the internal communal space of the premises; (c) if the variation did not require an application to alter or extend— Sch. 2 (i) an occupancy permit from the relevant authority; (ii) a report by a building surveyor on the compliance of the completed works with the Building Code of Australia and any guidelines on SRS design issued by the Department; (d) if the variation was preceded by an application to alter or extend, a report by a building surveyor on the compliance of new bedrooms and/or ensuites with the Building Code of Australia and any guidelines on SRS design issued by the Department. 3 Relevant arrangements in place to operate a SRS 3.1 The prescribed information is projected additional staffing arrangements.
__________________ SCHEDULE 11 Sch. 11 Regulation 61 Column 1 Item Column 2 Infringement Offence Column 3 Description of Offence Column 4 Infringement Penalty 1 An offence against section 18 of the Act Failure of proprietor to display certificate of registration In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 2 An offence against section 30 of the Act Failure of proprietor to notify the Secretary of person ceasing to be a director/officer of a body corporate proprietor In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 3 An offence against section 34 of the Act Proprietor operates SRS with unapproved director/officer of body corporate proprietor In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 4 An offence against section 37 of the Act Failure of a proprietor to provide Secretary with a registration statement within 28 days In the case of a natural person, 6 penalty units In the case of a body corporate, 30 penalty units 5 An offence against section 45(2) of the Act Failure of a proprietor to record details of a resident's person nominated In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units
Column 1 Item Column 2 Infringement Offence Column 3 Description of Offence Column 4 Infringement Penalty 6 An offence against section 45(3) of the Act Failure of a proprietor to keep resident's person nominated details up to date In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 7 An offence against section 46(1) of the Act Failure of a proprietor to record details of resident's guardian In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 8 An offence against section 46(2) of the Act Failure of a proprietor to record details of resident's administrator In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 9 An offence against section 46(3) of the Act Failure of a proprietor to keep details of resident's guardian or administrator up to date In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 10 An offence against section 47(2) of the Act Failure of a proprietor to provide a copy of the RSA to a resident within 48 hours of admittance In the case of a natural person, 6 penalty units In the case of a body corporate, 30 penalty units 11 An offence against section 48(2) of the Act Failure of a proprietor to provide written notice of changes to RSA In the case of a natural person, 2 penalty units In the case of a body corporate, 10 penalty units Sch. 11
Column 1 Item Column 2 Infringement Offence Column 3 Description of Offence Column 4 Infringement Penalty 23 An offence against section 79(3) of the Act Failure of a proprietor to keep a copy of resident's written consent to manage/control resident's money In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 24 An offence against section 80(1) of the Act Failure of a proprietor who manages/controls resident money to maintain an accurate and up to date record of resident income and expenditure In the case of a natural person, 6 penalty units In the case of a body corporate, 30 penalty units 25 An offence against section 80(2) of the Act Failure of a proprietor to ensure records individually itemise financial transactions In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units 26 An offence against section 90(1) of the Act Proprietor requesting a security deposit greater than 1 month's fees In the case of a natural person, 6 penalty units In the case of a body corporate, 30 penalty units 27 An offence against section 90(2) of the Act Proprietor accepting a security deposit greater than 1 month's fees In the case of a natural person, 6 penalty units In the case of a body corporate, 30 penalty units Sch. 11
Column 1 Item Column 2 Infringement Offence Column 3 Description of Offence Column 4 Infringement Penalty 28 An offence against section 91(1) of the Act Proprietor requesting a resident to pay fees in advance greater than 1 month's fees In the case of a natural person, 6 penalty units In the case of a body corporate, 30 penalty units 29 An offence against section 91(2) of the Act Proprietor accepting a fee greater than 1 month's fees in advance without written request by resident In the case of a natural person, 6 penalty units In the case of a body corporate, 30 penalty units 30 An offence against section 94 of the Act Failure of a proprietor to provide a prescribed statement in respect of fees In the case of a natural person, 2 penalty units In the case of a body corporate, 10 penalty units 31 An offence against section 99 of the Act Failure of a proprietor to return security deposit within 14 days In the case of a natural person, 2 penalty units In the case of a body corporate, 10 penalty units 32 An offence against section 118 of the Act Failure of a proprietor to provide appropriate notice to vacate In the case of a natural person, 2 penalty units In the case of a body corporate, 10 penalty units 33 An offence against section 158 of the Act Failure of a proprietor to display a copy of undertaking In the case of a natural person, 1 penalty unit In the case of a body corporate, 5 penalty units Sch. 11