Task Tracking: you may inquire about and view the application and its status in the page of Task Tracking. Click the “Application No.” to enter the details page. Forward a Warrant Generation Application In the load-in process, after the warrant generation application is confirmed by the Overseas Intermediary who initiates the process, the OSBP is required to forward the warrant generation application. (1) First, in the page of To-do Tasks, set the operation type as “Load-in” to inquire about the task with the status as “Warrant Generation Application Confirmed by Overseas Intermediary” and view the details. (2) Click the “Application No.” to enter the page of “Forward Warrant Generation Application”. Note: All information contained in the page of “Forward Warrant Generation Application” must be carefully reviewed by the users. (3) Then perform the following steps at the lower part of the page: Approve: click the “Approve” button to confirm the warrant generation application and proceed to the next node of the process. Reject: click the “Reject” button and fill in the review comments (the reason for the rejection) to reject the warrant generation application. Task Tracking: you may inquire about and view the application and its status in the page of Task Tracking. Click the “Application No.” to enter the details page.
Chapter 5 Margin Collateral OSBPs may apply to the Exchange for the deposit of standard warrants used as margin collateral at the Exchange. However, trading deficits, expenses and taxes of the OSBPs must be settled with monetary funds. Since the OSBP cannot conduct clearing directly, it is required to authorize its Clearing Member to confirm the margin collateral deposit/withdrawal application. Deposit of Margin Collateral Prior to the deposit of margin collateral, the OSBP is required to obtain its client’s authorization to use the relevant warrant as margin collateral. The process for the deposit of margin collateral by OSBPs is as follows: Submit a Deposit Application (1) In the navigation menu, select “New Task” --> “(Margin Collateral) Deposit” to enter the page of deposit. (2) Define the search criteria to inquire about the warrant to be deposited as margin collateral. (3) Tick the warrant to be deposited as margin collateral and fill in the “Quantity Submitted”. The System will allocate the warrant quantity in default as per the property, and the OSBP may re-allocate it manually. Set the “Margin Type” at the lower part of the page. You may have two options here: one is “Margin Collateral”, and the other is “Margin Collateral for the Short Positions of a Designated Contract”. If you choose the latter, you need to fill in the contract. Upon completion of the page, click the “OK” button to submit the application for deposit of margin collateral. After submission of the margin collateral deposit application, you need to wait for the confirmation of the Clearing Member and the approval of the Clearing System of the Exchange.
EFP Intention Query In the page of EFP intention, define the search criteria and click the “Search” button. You may search and view the submitted EFP intention information (1)In the page of EFP intention, define the search criteria and click the “Search” button. And all search results matching the criteria will be listed here. The search result is the EFP intention submitted by the user itself. Add an EFP Intention (1) In the page of EFP intention, click the “Add” button to enter the page of EFP intention application. (2) Edit the details about EFP intention application, click the “Submit” button to submit the application. Modify an EFP Intention EFP intentions in the “Initial” status may be modified. Select the item to be modified and click the “EFP Intention No.” to enter the page of modification. You are allowed to modify the EFP Intention here. The EFP intentions in the “Posted” status are not allowed to be modified. Post an EFP Intention EFP intentions in the “Initial” status may be posted. Select one or multiple EFP intentions, and click the “Post” button to post the information. Delete an EFP Intention EFP intentions in the “Initial” status may be deleted. Select one or multiple EFP intentions, and click the “Delete” button to delete the information. The EFP intentions in the “Posted” status are not allowed to be deleted. Cancel an EFP Intention EFP intentions in the “Posted” status may be cancelled. Select one or multiple EFP intentions, and click the “Cancel” button to cancel the information.