投資会社法
↑ “Crypto Enforcement - SEC Announces First Action for Investment Company Act Violation - O'Melveny” (英語). www.omm.com. 2020年2月28日閲覧。
↑ “Ropes & Gray's Investment Management Update: October 2014 – November 2014”. www.ropesgray.com. 2020年2月28日閲覧。
↑ Roe, Mark (1991-06-01). “Political Elements in the Creation of a Mutual Fund Industry”. University of Pennsylvania Law Review 139 (6): 1469. doi:10.2307/3312388. JSTOR 3312388. https://scholarship.law.upenn.edu/penn_law_review/vol139/iss6/1.
↑ “SEC.gov | Investment Company Registration and Regulation Package”. www.sec.gov. 2020年3月27日閲覧。
↑ Kenton, Will. “SEC Form 24F-2” (英語). Investopedia. 2020年3月27日閲覧。
48. Liability of Controlling Persons; Preventing Compliance With Title.
Sec. 49. Penalties.
Sec. 50. Effect on Existing Law.
Sec. 51. Separability of Provisions.
Sec. 52. Short Title.
Sec. 53. Effective Date.
Sec. 54. Election to Be Regulated As A Business Development Company.
Sec. 55. Functions and Activities of Business Development Companies.
Sec. 56. Qualifications of Directors.
Sec. 57. Transactions With Certain Affiliates.
Sec. 58. Changes in Investment Policy.
Sec. 59. Incorporation of Provisions.
Sec. 60. Functions and Activities of Business Development Companies.
Sec. 61. Capital Structure.
Sec. 62. Loans.
Sec. 64. Accounts and Records.
Sec. 65. Liability of Controlling Persons; Preventing Compliance With Title.
↑ Lemke, Lins and Smith, Regulation of Investment Companies (Matthew Bender, 2013).
1 2 3 4 “Protecting Investors: A Half Century of Investment Company Regulation”. 2019年3月25日時点のオリジナルよりアーカイブ。2023年6月2日閲覧。
↑ Jaretzki, Alfred (1941-01-01). “The Investment Company Act of 1940”. Washington University Law Review 26 (3): 303–347. ISSN 2166-7993. https://openscholarship.wustl.edu/law_lawreview/vol26/iss3/2.
1 2 “THE INVESTMENT COMPANY ACT OF 1940”. Yale Law Journal 50 (3). (1941-01-01). ISSN 0044-0094. https://digitalcommons.law.yale.edu/ylj/vol50/iss3/4.
1 2 3 4 5 Zeng, Feng. “SEC's Exemptive power in regulating investment companies”. Rand Corporation.