投資会社法
Accountants and Auditors.
Sec. 33. Filing of Documents With Commission in Civil Actions.
Sec. 34. Destruction and Falsification of Reports and Records.
Sec. 35. Unlawful Representations and Names.
Sec. 36. Breach of Fiduciary Duty.
Sec. 37. Larceny and Embezzlement.
Sec. 38. Rules, Regulations, and Orders; General Powers of Commission.
Sec. 39. Rules and Regulations; Procedure for Issuance.
Sec. 40. Orders; Procedure for Issuance.
Sec. 41. Hearings by Commission.
Sec. 42. Enforcement of Title.
Sec. 43. Court Review of Orders.
Sec. 44. Jurisdiction of Offenses and Suits.
Sec. 45. Information Filed With Commission.
Sec. 46. Annual Reports of Commission; Employees of the Commission.
Sec. 47. Validity of Contracts.
Sec.
ジョーンズ対ハリス・アソシエイツ事件
2011年オルタナティブ投資ファンド・マネージャー指令
米国証券規制
商品先物取引委員会(CFTC)
証券手数料
シカゴ証券取引所
金融規制
各国の金融規制当局のリスト
NASDAQ
ニューヨーク証券取引所
証券取引所
規則 D (SEC)