ymoslem/acl-abstracts huggingface dataset:
Financial Opinion Mining (2021)

In this tutorial, we will show where we are and where we will be to those researchers interested in this topic. We divide this tutorial into three parts, including coarse-grained financial opinion mining, fine-grained financial opinion mining, and possible research directions. This tutorial starts by introducing the components in a financial opinion proposed in our research agenda and summarizes their related studies. We also highlight the task of mining customers' opinions toward financial services in the FinTech industry, and compare them with usual opinions. Several potential research questions will be addressed. We hope the audiences of this tutorial will gain an overview of financial opinion mining and figure out their research directions.
Knowledge-Enriched Natural Language Generation (2021)

Knowledge-enriched text generation poses unique challenges in modeling and learning, driving active research in several core directions, ranging from integrated modeling of neural representations and symbolic information in the sequential/hierarchical/graphical structures, learning without direct supervisions due to the cost of structured annotation, efficient optimization and inference with massive and global constraints, to language grounding on multiple modalities, and generative reasoning with implicit commonsense knowledge and background knowledge. In this tutorial we will present a roadmap to line up the state-of-the-art methods to tackle these challenges on this cutting-edge problem. We will dive deep into various technical components: how to represent knowledge, how to feed knowledge into a generation model, how to evaluate generation results, and what are the remaining challenges?
Multi-Domain Multilingual Question Answering (2021)

Question answering (QA) is one of the most challenging and impactful tasks in natural language processing. Most research in QA, however, has focused on the open-domain or monolingual setting while most real-world applications deal with specific domains or languages. In this tutorial, we attempt to bridge this gap. Firstly, we introduce standard benchmarks in multi-domain and multilingual QA. In both scenarios, we discuss state-of-the-art approaches that achieve impressive performance, ranging from zero-shot transfer learning to out-of-the-box training with open-domain QA systems. Finally, we will present open research problems that this new research agenda poses such as multi-task learning, cross-lingual transfer learning, domain adaptation and training large scale pre-trained multilingual language models.
Robustness and Adversarial Examples in Natural Language Processing (2021)

Recent studies show that many NLP systems are sensitive and vulnerable to a small perturbation of inputs and do not generalize well across different datasets. This lack of robustness derails the use of NLP systems in real-world applications. This tutorial aims at bringing awareness of practical concerns about NLP robustness. It targets NLP researchers and practitioners who are interested in building reliable NLP systems. In particular, we will review recent studies on analyzing the weakness of NLP systems when facing adversarial inputs and data with a distribution shift. We will provide the audience with a holistic view of 1) how to use adversarial examples to examine the weakness of NLP models and facilitate debugging; 2) how to enhance the robustness of existing NLP models and defense against adversarial inputs; and 3) how the consideration of robustness affects the real-world NLP applications used in our daily lives. We will conclude the tutorial by outlining future research directions in this area.
Syntax in End-to-End Natural Language Processing (2021)

This tutorial surveys the latest technical progress of syntactic parsing and the role of syntax in end-to-end natural language processing (NLP) tasks, in which semantic role labeling (SRL) and machine translation (MT) are the representative NLP tasks that have always been beneficial from informative syntactic clues since a long time ago, though the advance from end-to-end deep learning models shows new results. In this tutorial, we will first introduce the background and the latest progress of syntactic parsing and SRL/NMT. Then, we will summarize the key evidence about the syntactic impacts over these two concerning tasks, and explore the behind reasons from both computational and linguistic backgrounds.
A Fine-Grained Annotated Corpus for Target-Based Opinion Analysis of Economic and Financial Narratives (2021)

In this paper about aspect-based sentiment analysis (ABSA), we present the first version of a fine-grained annotated corpus for target-based opinion analysis (TBOA) to analyze economic activities or financial markets. We have annotated, at an intra-sentential level, a corpus of sentences extracted from documents representative of financial analysts' most-read materials by considering how financial actors communicate about the evolution of event trends and analyze related publications (news, official communications, etc.). Since we focus on identifying the expressions of opinions related to the economy and financial markets, we annotated the sentences that contain at least one subjective expression about a domain-specific term. Candidate sentences for annotations were randomly chosen from texts of specialized press and professional information channels over a period ranging from 1986 to 2021. Our annotation scheme relies on various linguistic markers like domain-specific vocabulary, syntactic structures, and rhetorical relations to explicitly describe the author`s subjective stance. We investigated and evaluated the recourse to automatic pre-annotation with existing natural language processing technologies to alleviate the annotation workload. Our aim is to propose a corpus usable on the one hand as training material for the automatic detection of the opinions expressed on an extensive range of domain-specific aspects and on the other hand as a gold standard for evaluation TBOA. In this paper, we present our pre-annotation models and evaluations of their performance, introduce our annotation scheme and report on the main characteristics of our corpus.
EDGAR-CORPUS: Billions of Tokens Make The World Go Round (2021)

We release EDGAR-CORPUS, a novel corpus comprising annual reports from all the publicly traded companies in the US spanning a period of more than 25 years. To the best of our knowledge, EDGAR-CORPUS is the largest financial NLP corpus available to date. All the reports are downloaded, split into their corresponding items (sections), and provided in a clean, easy-to-use JSON format. We use EDGAR-CORPUS to train and release EDGAR-W2V, which are WORD2VEC embeddings for the financial domain. We employ these embeddings in a battery of financial NLP tasks and showcase their superiority over generic GloVe embeddings and other existing financial word embeddings. We also open-source EDGAR-CRAWLER, a toolkit that facilitates downloading and extracting future annual reports.
The Global Banking Standards QA Dataset (GBS-QA) (2021)

A domain specific question answering (QA) dataset dramatically improves the machine comprehension performance. This paper presents a new Global Banking Standards QA dataset (GBS-QA) in the banking regulation domain. The GBS-QA has three values. First, it contains actual questions from market players and answers from global rule setter, the Basel Committee on Banking Supervision (BCBS) in the middle of creating and revising banking regulations. Second, financial regulation experts analyze and verify pairs of questions and answers in the annotation process. Lastly, the GBS-QA is a totally different dataset with existing datasets in finance and is applicable to stimulate transfer learning research in the banking regulation domain.
Corporate Bankruptcy Prediction with Domain-Adapted BERT (2021)

This study performs BERT-based analysis, which is a representative contextualized language model, on corporate disclosure data to predict impending bankruptcies. Prior literature on bankruptcy prediction mainly focuses on developing more sophisticated prediction methodologies with financial variables. However, in our study, we focus on improving the quality of input dataset. Specifically, we employ BERT model to perform sentiment analysis on MD{\&}A disclosures. We show that BERT outperforms dictionary-based predictions and Word2Vec-based predictions in terms of adjusted R-square in logistic regression, k-nearest neighbor (kNN-5), and linear kernel support vector machine (SVM). Further, instead of pre-training the BERT model from scratch, we apply self-learning with confidence-based filtering to corporate disclosure data (10-K). We achieve the accuracy rate of 91.56{\%} and demonstrate that the domain adaptation procedure brings a significant improvement in prediction accuracy.
Is Domain Adaptation Worth Your Investment? Comparing BERT and FinBERT on Financial Tasks (2021)

With the recent rise in popularity of Transformer models in Natural Language Processing, research efforts have been dedicated to the development of domain-adapted versions of BERT-like architectures. In this study, we focus on FinBERT, a Transformer model trained on text from the financial domain. By comparing its performances with the original BERT on a wide variety of financial text processing tasks, we found continual pretraining from the original model to be the more beneficial option. Domain-specific pretraining from scratch, conversely, seems to be less effective.
From Stock Prediction to Financial Relevance: Repurposing Attention Weights to Assess News Relevance Without Manual Annotations (2021)

We present a method to automatically identify financially relevant news using stock price movements and news headlines as input. The method repurposes the attention weights of a neural network initially trained to predict stock prices to assign a relevance score to each headline, eliminating the need for manually labeled training data. Our experiments on the four most relevant US stock indices and 1.5M news headlines show that the method ranks relevant news highly, positively correlated with the accuracy of the initial stock price prediction task.
Privacy enabled Financial Text Classification using Differential Privacy and Federated Learning (2021)

Privacy is of primary importance when it comes to the Financial Domain as the data is highly confidential and no third party can be having access to it. Natural Language Processing (NLP) techniques can be applied for text classification and entity detection purposes in financial domains like customer feedback sentiment analysis, invoice entity detection, categorisation of financial documents by type etc. Due to the sensitive nature of such data, privacy measures need to be taken for handling and training large models with such data. In this work, we propose a contextualized transformer (BERT and RoBERTa) based text classification model integrated with privacy features like Differential Privacy (DP) and Federated Learning (FL). We present how to privately train NLP models and desirable privacy utility trade-offs and evaluate it on the Financial Phrase Bank dataset.
Using Word Embedding to Reveal Monetary Policy Explanation Changes (2021)

Documents have been an essential tool of communication for governments to announce their policy operations. Most policy announcements have taken the form of text to inform their new policies or changes to the public. To understand such policymakers' communication, many researchers exploit published policy documents. However, the methods well-used in other research domains such as sentiment analysis or topic modeling are not suitable for studying policy communications. Their training corpora and methods are not for policy documents where technical terminologies are used, and sentiment expressions are refrained. We leverage word embedding techniques to extract semantic changes in the monetary policy documents. Our empirical study shows that the policymaker uses different semantics according to the type of documents when they change their policy.
To What Extent Can English-as-a-Second Language Learners Read Economic News Texts? (2021)

In decision making in the economic field, an especially important requirement is to rapidly understand news to absorb ever-changing economic situations. Given that most economic news is written in English, the ability to read such information without waiting for a translation is particularly valuable in economics in contrast to other fields. In consideration of this issue, this research investigated the extent to which non-native English speakers are able to read economic news to make decisions accordingly {--} an issue that has been rarely addressed in previous studies. Using an existing standard dataset as training data, we created a classifier that automatically evaluates the readability of text with high accuracy for English learners. Our assessment of the readability of an economic news corpus revealed that most news texts can be read by intermediate English learners. We also found that in some cases, readability varies considerably depending on the knowledge of certain words specific to the economic field.
Effective Use of Graph Convolution Network and Contextual Sub-Tree for Commodity News Event Extraction (2021)

Event extraction in commodity news is a less researched area as compared to generic event extraction. However, accurate event extraction from commodity news is useful in abroad range of applications such as under-standing event chains and learning event-event relations, which can then be used for commodity price prediction. The events found in commodity news exhibit characteristics different from generic events, hence posing a unique challenge in event extraction using existing methods. This paper proposes an effective use of Graph Convolutional Networks(GCN) with a pruned dependency parse tree, termed contextual sub-tree, for better event ex-traction in commodity news. The event ex-traction model is trained using feature embed-dings from ComBERT, a BERT-based masked language model that was produced through domain-adaptive pre-training on a commodity news corpus. Experimental results show the efficiency of the proposed solution, which out-performs existing methods with F1 scores as high as 0.90. Furthermore, our pre-trained language model outperforms GloVe by 23{\%}, and BERT and RoBERTa by 7{\%} in terms of argument roles classification. For the goal of re-producibility, the code and trained models are made publicly available.
Cryptocurrency Day Trading and Framing Prediction in Microblog Discourse (2021)

With 56 million people actively trading and investing in cryptocurrency online and globally in 2020, there is an increasing need for automatic social media analysis tools to help understand trading discourse and behavior. In this work, we present a dual natural language modeling pipeline which leverages language and social network behaviors for the prediction of cryptocurrency day trading actions and their associated framing patterns. This pipeline first predicts if tweets can be used to guide day trading behavior, specifically if a cryptocurrency investor should buy, sell, or hold their cryptocurrencies in order to make a profit. Next, tweets are input to an unsupervised deep clustering approach to automatically detect trading framing patterns. Our contributions include the modeling pipeline for this novel task, a new Cryptocurrency Tweets Dataset compiled from influential accounts, and a Historical Price Dataset. Our experiments show that our approach achieves an 88.78{\%} accuracy for day trading behavior prediction and reveals framing fluctuations prior to and during the COVID-19 pandemic that could be used to guide investment actions.
Extracting Economic Signals from Central Bank Speeches (2021)

Estimating the effects of monetary policy is one of the fundamental research questions in monetary economics. Many economies are facing ultra-low interest rate environments ever since the global financial crisis of 2007-9. The Covid pandemic recently reinforced this situation. In the US and Europe, interest rates are close to (or even below) zero, which limits the scope of traditional monetary policy measures for central banks. Dedicated central bank communication has hence become an increasingly important tool to steer and control market expectations these days. However, incorporating central bank language directly as features into economic models is still a very nascent research area. In particular, the content and effect of central bank speeches has been mostly neglected from monetary policy modelling so far. With our paper, we aim to provide to the research community a novel, monetary policy shock series based on central bank speeches. We use a supervised topic modeling approach that can deal with text as well as numeric covariates to estimate a monetary policy signal dispersion index along three key economic dimensions: GDP, CPI and unemployment. This {\textquotedblleft}dispersion shock{\textquotedblright} series is not only more frequent than series that classically focus on policy announcement dates, it also opens up the possibility of answering new questions that have up until now been difficult to analyse. For example, do markets form different expectations when facing a {\textquotedblleft}cacophony of policy voices{\textquotedblright}? Our initial findings for the US point towards the fact that more dispersed or incongruent monetary policy stance communication in the build up to Federal Open Market Committee (FOMC) meetings might be associated with stronger subsequent market surprises at FOMC policy announcement time.
BERT Goes Shopping: Comparing Distributional Models for Product Representations (2021)

Word embeddings (e.g., word2vec) have been applied successfully to eCommerce products through prod2vec. Inspired by the recent performance improvements on several NLP tasks brought by contextualized embeddings, we propose to transfer BERT-like architectures to eCommerce: our model - Prod2BERT - is trained to generate representations of products through masked session modeling. Through extensive experiments over multiple shops, different tasks, and a range of design choices, we systematically compare the accuracy of Prod2BERT and prod2vec embeddings: while Prod2BERT is found to be superior in several scenarios, we highlight the importance of resources and hyperparameters in the best performing models. Finally, we provide guidelines to practitioners for training embeddings under a variety of computational and data constraints.
Attribute Value Generation from Product Title using Language Models (2021)

Identifying the value of product attribute is essential for many e-commerce functions such as product search and product recommendations. Therefore, identifying attribute values from unstructured product descriptions is a critical undertaking for any e-commerce retailer. What makes this problem challenging is the diversity of product types and their attributes and values. Existing methods have typically employed multiple types of machine learning models, each of which handles specific product types or attribute classes. This has limited their scalability and generalization for large scale real world e-commerce applications. Previous approaches for this task have formulated the attribute value extraction as a Named Entity Recognition (NER) task or a Question Answering (QA) task. In this paper we have presented a generative approach to the attribute value extraction problem using language models. We leverage the large-scale pretraining of the GPT-2 and the T5 text-to-text transformer to create fine-tuned models that can effectively perform this task. We show that a single general model is very effective for this task over a broad set of product attribute values with the open world assumption. Our approach achieves state-of-the-art performance for different attribute classes, which has previously required a diverse set of models.
ASR Adaptation for E-commerce Chatbots using Cross-Utterance Context and Multi-Task Language Modeling (2021)

Automatic Speech Recognition (ASR) robustness toward slot entities are critical in e-commerce voice assistants that involve monetary transactions and purchases. Along with effective domain adaptation, it is intuitive that cross utterance contextual cues play an important role in disambiguating domain specific content words from speech. In this paper, we investigate various techniques to improve contextualization, content word robustness and domain adaptation of a Transformer-XL neural language model (NLM) to rescore ASR N-best hypotheses. To improve contextualization, we utilize turn level dialogue acts along with cross utterance context carry over. Additionally, to adapt our domain-general NLM towards e-commerce on-the-fly, we use embeddings derived from a finetuned masked LM on in-domain data. Finally, to improve robustness towards in-domain content words, we propose a multi-task model that can jointly perform content word detection and language modeling tasks. Compared to a non-contextual LSTM LM baseline, our best performing NLM rescorer results in a content WER reduction of 19.2{\%} on e-commerce audio test set and a slot labeling F1 improvement of 6.4{\%}.
Turn-Level User Satisfaction Estimation in E-commerce Customer Service (2021)

User satisfaction estimation in the dialogue-based customer service is critical not only for helping developers find the system defects, but also making it possible to get timely human intervention for dissatisfied customers. In this paper, we investigate the problem of user satisfaction estimation in E-commerce customer service. In order to apply the estimator to online services for timely human intervention, we need to estimate the satisfaction score at each turn. However, in actual scenario we can only collect the satisfaction labels for the whole dialogue sessions via user feedback. To this end, we formalize the turn-level satisfaction estimation as a reinforcement learning problem, in which the model can be optimized with only session-level satisfaction labels. We conduct experiments on the dataset collected from a commercial customer service system, and compare our model with the supervised learning models. Extensive experiments show that the proposed method outperforms all the baseline models.
Keyword Augmentation via Generative Methods (2021)

Keyword augmentation is a fundamental problem for sponsored search modeling and business. Machine generated keywords can be recommended to advertisers for better campaign discoverability as well as used as features for sourcing and ranking models. Generating high-quality keywords is difficult, especially for cold campaigns with limited or even no historical logs; and the industry trend of including multiple products in a single ad campaign is making the problem more challenging. In this paper, we propose a keyword augmentation method based on generative seq2seq model and trie-based search mechanism, which is able to generate high-quality keywords for any products or product lists. We conduct human annotations, offline analysis, and online experiments to evaluate the performance of our method against benchmarks in terms of augmented keyword quality as well as lifted ad exposure. The experiment results demonstrate that our method is able to generate more valid keywords which can serve as an efficient addition to advertiser selected keywords.