西  安  市  未  央  区  人  民  法  院刑 事 判 决 书                            （2018）陕0112刑初832号 公诉机关西安市未央区人民检察院。被告人夏某某，男，1958年11月29日生于陕西省西安市，汉族，初中文化，系陕西某工程履约担保有限公司法定代表人，公民身份号码XXXXXXXXXXXXXXXXXX，户籍所在地：西安市碑林区，现住西安市雁塔区，2017年8月31日因涉嫌非法吸收公众存款罪被西安市公安局经济技术开发区分局刑事拘留，同年9月29日被依法逮捕，现羁押于西安市阎良区看守所。指定辩护人刘丽英，陕西志辰律师事务所律师。指定辩护人辛聪莉，陕西志辰律师事务所律师。西安市未央区人民检察院以西未检刑诉[2018]190号起诉书指控被告人夏某某犯非法吸收公众存款罪，于2018年6月7日向本院提起公诉。本院依法组成合议庭，公开开庭审理了本案。西安市未央区人民检察院指派检察员杨清波依法出庭支持公诉，被告人夏某某及其辩护人刘丽英、辛聪莉到庭参加诉讼。现已审理终结。公诉机关指控，2013年10月，陕西某工程履约担保有限公司法人夏某某在本市未央区凤城八路风景御园19号楼10105室设立分公司（未登记注册），未经政府有关部门批准，以月息1.5%-2%不等的高额投资回报为诱饵，向社会不特定对象宣传，以西安某房地产开发有限公司为借款人，陕西某工程履约担保有限公司为担保人，与不特定群众签订《借款担保合同》，非法吸收公众存款。根据陕西恒誉司法会计鉴定所司法会计鉴定意见书鉴定，陕西某工程履约担保有限公司非法吸收公众存款共计42310933元，涉及211人，尚未兑付金额17794293.00元。2017年8月25日，被告人夏某某被公安机关抓获，到案后自愿如实供述自己的罪行。为证实指控的犯罪事实，公诉机关向法庭出示了受案登记表及立案决定书、抓获经过、辨认笔录及照片、扣押物品清单、股份合作经营协议等书证、会计鉴定意见书、证人证言、被告人供述及其户籍信息等证据，据此认为被告人夏某某的行为已触犯《中华人民共和国刑法》第一百七十六条规定的非法吸收公众存款罪，应依法追究其刑事责任。被告人夏某某对起诉书指控的犯罪事实和罪名均无异议，自愿认罪。辩护人提出以下辩护意见：一、某公司与其工作人员，以及工作人员的亲戚朋友之间的借款属于民间借贷，应排除在外；二、向集资参与人已支付的利息部分应从起诉书认定的非法吸收公众存款的数额中予以扣除；三、集资参与人频繁续投部分的本金不应重复计算；四、被告人夏某某归案后认罪态度好，社会危害性小，且其系初犯、偶犯，具有从轻情节。经审理查明，被告人夏某某于2011年8月11日设立陕西某工程履约担保有限公司（以下简称“某公司”），并担任法定代表人。2013年10月，被告人夏某某又在本市未央区凤城八路风景御园19号楼10105室设立办事处，对外称系“某公司北郊分公司”（未登记注册）。在未经有关部门依法批准的情况下，被告人夏某某开始以某公司名义对外公开宣传，以年化利率18%-25%为诱饵，以西安某房地产开发有限公司为借款人，某公司为担保人，与集资群众签订《借款担保合同》，吸引投资。经陕西恒誉司法会计鉴定所鉴定：2013年7月至2017年6月，某公司收取出借人211人433笔共计42310933元，尚未兑付金额17794293元。2017年8月25日，被告人夏某某被公安机关抓获。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               上述事实，被告人夏某某在开庭审理过程中亦无异议，且有公安机关出具的受案登记表、报案材料、归案经过、辨认笔录及照片、扣押物品文件清单、工商行政管理登记资料、财务凭证、借据、欠条、收条及借款担保合同等书证、司法鉴定意见书、证人证言、被告人供述及其户籍证明等证据，足以认定。本院认为，被告人夏某某违反国家金融管理法律规定，以高息为诱饵对外公开宣传以吸收资金，数额巨大，其行为已构成《中华人民共和国刑法》第一百七十六条规定的非法吸收公众存款罪，西安市未央区人民检察院指控被告人夏某某犯非法吸收公众存款罪的事实成立，依法应予以惩处。关于犯罪数额的认定，依照最高人民法院、最高人民检察院、公安部《关于办理非法集资刑事案件若干问题的意见》第五条规定，“具有以下情形之一的，向亲友或者单位内部人员吸收的资金应当与向不特定对象吸收的资金一并计入犯罪数额：……（三）向社会公开宣传，同时向不特定对象、亲友或者单位内部人员吸收资金的。非法吸收公众存款的数额，以行为人所吸收的资金全额计算。集资参与人收回本金或者获得回报后又重复投资的数额不予扣除，但可作为量刑情节酌情考虑。”故辩护人提出的关于犯罪数额认定的相关意见均不予采纳。关于辩护人提出被告人到案后认罪态度好，系初犯、偶犯，可从轻处罚的意见，与查明相符，予以采纳。依照《中华人民共和国刑法》第一百七十六条、第六十七条第三款、第四十五条、第四十七条、第五十二条、第五十三条、第六十四条，最高人民法院《关于审理非法集资刑事案件具体应用法律若干问题的解释》第一条、第三条，最高人民法院、最高人民检察院、公安部《关于办理非法集资刑事案件若干问题的意见》第五条，最高人民法院 、最高人民检察院、公安部《关于办理非法集资刑事案件适用法律若干问题的意见》第五条之规定，判决如下：一、被告人夏某某犯非法吸收公众存款罪，判处有期徒刑三年又八个月，并处罚金5万元。（刑期从判决执行之日起计算。判决执行以前先行羁押的，羁押一日折抵刑期一日，即自2017年8月25日至2021年4月24日止）（罚金限判决生效后一个月内缴纳）。二、被告人夏某某违法所得依法继续予以追缴，并按比例发还集资参与人。如不服本判决，可在接到判决书的第二日起十日内，通过本院或者直接向陕西省西安市中级人民法院提出上诉。书面上诉的，应当提交上诉状正本一份，副本三份。 审  判  长    魏  琼                              人民陪审员    樊魁元                              人民陪审员    刘春莲              二0一九年四月十一日                                    书  记  员    张文颖1