陕西省西安市未央区人民法院刑事判决书                             （2020）陕0112刑初514号 公诉机关西安市未央区人民检察院。被告人连某某，女，1983年5月14日出生，汉族，初中文化，公民身份号码XXXXXXXXXXXXXXXXXX，户籍所在地陕西省商洛市镇安县，住陕西省商洛市镇安县，2016年6月8日因涉嫌非法吸收公众存款罪被西安市公安局经济技术开发区分局刑事拘留并上网追逃，2019年8月2日向西安市公安局经济技术开发区分局投案自首，次日因怀孕被西安市公安局经济技术开发区分局取保候审。辩护人郑朝东，陕西锐迈律师事务所律师。西安市未央区人民检察院以西未检刑诉[2020]203号起诉书指控被告人连某某犯非法吸收公众存款罪，于2020年7月8日向本院提起公诉。本院依法组成合议庭，公开开庭审理了本案。西安市未央区人民检察院指派检察员黄彩英依法出庭支持公诉，被告人连某某及其辩护人郑朝东到庭参加诉讼。现已审理终结。公诉机关指控，西安中菲投资发展集团有限公司（已判决）在未经金融部门许可的情况下，自2010年起在西安市凤城一路利君V时代A座1601-1602设立融资办公室，以下属企业陕西广升实业发展有限公司开发的未央路10号秦岭国际楼盘、陕西大都市房地产开发有限公司开发的自强西路香槟城商城为由，雇佣以郑某某为首的融资团队，通过口口相传、业务人员发传单等方式在秦岭国际楼盘未取得合法有效的相关证照时，采取以投资秦岭国际商务酒店、商铺预定、抵押借款、广升副食品商城投资合同的方式，以承诺支付高额利息为诱饵，面向社会不特定人群募集资金。后因无法兑付利息，集资群众向公安机关报案。被告人连某某作为西安中菲投资发展集团有限公司副总经理、财务总监，实际负责凤城一路融资办公室，管理并代表西安中菲投资发展集团有限公司和郑某某融资团队接洽，向郑某某融资团队提供融资商铺资料，利用手续不全的秦岭国际楼盘、广升农副产品商城大肆面向社会募集资金。2016年6月8日，被告人连某某被公安机关刑事拘留并上网追逃，2019年8月2日其主动投案自首。经司法审计：广升实业非法吸收公众存款302255780.70元，未归还本金260707091.3元；陕西大都市房地产开发有限公司非法吸收公众存款23910620.00元，未归还本金14862912.00元。为证实指控的犯罪事实，公诉机关向法庭出示了受案登记表、抓获经过、证人证言、相关书证、司法鉴定意见书、被告人连某某供述及其户籍证明等证据，据此认为被告人连某某的行为已触犯《中华人民共和国刑法》第一百七十六条规定的非法吸收公众存款罪，应依法追究其刑事责任。被告人连某某对起诉书指控的犯罪事实和罪名均无异议，表示自愿认罪。被告人连某某的辩护人提出以下辩护意见：1、被告人连某某自愿认罪认罚，已签署认罪认罚具结书，应对其从宽处理；2、被告人有自首情节，可从轻处罚；3，被告人连某某在本案中属于从犯，在公司经营中无决定权，只是辅助性、协助性工作，并未从公司非法吸收公众存款的业务中获取任何提成，应从轻处罚。经审理查明，西安中菲投资发展有限公司成立于2005年3月，未经金融部门许可的情况下，自2010年起在西安市凤城一路利君V时代A座1601-1602设立融资办公室，以下属企业陕西广升实业发展有限公司开发的未央路10号秦岭国际楼盘、陕西大都市房地产开发有限公司开发的自强西路香槟城商城为由，雇佣以郑某某为首的融资团队，通过口口相传、业务人员发传单等方式在秦岭国际楼盘未取得合法有效的相关证照时，采取以投资秦岭国际商务酒店、商铺预定、抵押借款、广升副食品商城投资合同的方式，以承诺支付高额利息为诱饵，面向社会不特定人群募集资金。后因无法兑付利息，集资群众向公安机关报案。被告人连某某作为西安中菲投资发展集团有限公司审计部经理，实际负责凤城一路融资办公室，管理并代表西安中菲投资发展集团有限公司和郑某某融资团队接洽，向郑某某融资团队提供融资商铺资料，利用手续不全的秦岭国际楼盘、广升农副产品商城大肆面向社会募集资金。经司法审计：广升实业非法吸收公众存款302255780.70元，往息抵本后未归还本金260707091.3元；陕西大都市房地产开发有限公司非法吸收公众存款23910620.00元，往息抵本后未归还本金14862912.00元。2016年6月8日，被告人连某某被公安机关刑事拘留并上网追逃，2019年8月2日其主动投案自首。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    上述事实，被告人连某某在开庭过程中亦无异议，且有公安机关出具的受案登记表、到案经过、陕西广升实业发展有限公司工商登记资料、陕西大都市房地产开发有限公司工商资料、营业执照、宣传资料、司法鉴定报告书、证人证言、被告人连某某供述及其户籍证明等证据证实，足以认定。本院认为，西安中菲投资发展集团有限公司违反国家金融管理法规，未经有关部门批准，以高额返利为诱饵向社会公开宣传，非法吸收公众存款，数额巨大，被告人连某某系该公司审计部经理、融资负责人，其行为已构成《中华人民共和国刑法》第一百七十六条规定的非法吸收公众存款罪，西安市未央区人民检察院指控其犯非法吸收公众存款罪的事实成立，依法应予以惩处。关于辩护人提出的被告人连某某有自首情节，依法可从轻处罚的意见，与庭审查明事实相符，本院予以采纳。关于辩护人提出的被告人系从犯可从轻处罚的辩护意见，经查，被告人连某某作为公司财务人员，没有融资方案的决定权，亦没有资金的支配权，在整个犯罪活动中起辅助性作用，故该辩护意见予以采纳。被告人连某某在庭审中，表示自愿认罪认罚，可从宽处理，辩护人的相关意见予以采纳。经被告人连某某住所地陕西省商洛市镇安县司法局调查评估,同意对其适用非监禁刑,进行社区矫正。依据《中华人民共和国刑法》第一百七十六条、第六十七条第一款、第四十五条、第五十二条、第五十三条、第二十七条、第七十二条、第七十三条二、三款，第六十四条、最高人民法院《关于审理非法集资刑事案件具体应用法律若干问题的解释》第一条、第三条之规定，判决如下：一、被告人连某某犯非法吸收公众存款罪，判处有期徒刑三年，宣告缓刑五年，并处罚金3万元。（缓刑考验期从判决确定之日起计算）二、被告人连某某违法所得依法继续予以追缴。如不服本判决，可在接到判决书的第二日起十日内，通过本院或者直接向陕西省西安市中级人民法院提出上诉。书面上诉的，应当提交上诉状正本一份，副本三份。 审  判  长   梁雪玲                             人民陪审员     郭邦平                              人民陪审员    王玉林              二0二〇年十二月六日                                    书  记  员   王小玉 1