陕西省西安市未央区人民法院陕西省西安市未央区人民法院刑事判决书  （2020）陕0112刑初484号 公诉机关西安市未央区人民检察院。被告人来某，女，1962年10月11日出生，汉族，初中文化，原系陕西恒祥泰投资有限公司负责人，公民身份号码××××××××××××，户籍所在地陕西省西安市周至县，住西安市周至县。2019年7月22日因涉嫌非法吸收公众存款罪被西安市公安局经济技术开发区刑事拘留， 2019年8月13日被执行逮捕。现羁押于西安市未央区看守所。辩护人黄井峰，陕西联强律师事务所律师。辩护人董永强，陕西联强律师事务所律师。西安市未央区人民检察院以西未检公诉刑诉[2019]1361号起诉书指控被告人来某犯非法吸收公众存款罪，于2020年6月23日向本院提起公诉。本院依法组成合议庭，公开开庭审理了本案。西安市未央区人民检察院指派检察员杨清波依法出庭支持公诉，被告人来某及其辩护人董永强到庭参加诉讼。现已审理终结。公诉机关指控，2012年12月11日被告人来某成立陕西恒祥泰投资管理有限公司，其女儿魏某担任法人，未参与该公司经营，实际控制人为来某。自2014年3月起，该公司雇佣业务员对外进行宣传，面对社会公开募集资金，并以高息为诱饵，引诱不明真相群众向陕西恒祥泰投资管理有限公司借款，并在签订《借款担保合同》后出具收款收据，先按月支付利息，待合同到期后再归还本金。2016年2月底，该公司以各种理由拒绝退还投资群众的本金。截止2019年12月9日，陕西恒祥泰投资管理有限公司向409人非法吸收资金40661000元，返还金额2203027元，返还本金1749560元，损失金额36103483元。为证实指控的犯罪事实，公诉机关向法庭出示了受案登记表、抓获经过、证人证言、相关书证、司法鉴定报告、被告人来某供述及其户籍证明等证据，据此认为被告人来某的行为已触犯《中华人民共和国刑法》第一百七十六条规定的非法吸收公众存款罪，应依法追究其刑事责任。被告人来某对起诉书指控的犯罪事实和罪名均无异议，表示自愿认罪。被告人来某的辩护人提出以下辩护意见：1、本案属于单位犯罪；2、被告人来某将公开募集的资金向谢某某及其团队支付了37%以上的提成，因此应从犯罪数额中扣除这部分数额；3、被告人来某主动到案，有自首情节，系初犯，且自愿认罪认罚，可依法从轻处罚。经审理查明，2012年12月11日被告人来某成立陕西恒祥泰投资管理有限公司，其女儿魏某担任法人，未参与该公司经营，实际控制人为来某。公司注册地址和经营地址位于西安市未央区赛高街区×栋×单元，注册资金是2000万。自2014年3月起，该公司雇佣业务员对外进行宣传，面对社会公开募集资金，并以高息为诱饵，引诱不明真相群众向陕西恒祥泰投资管理有限公司借款，并在签订《借款担保合同》后出具收款收据，先按月支付利息，待合同到期后再归还本金。2016年2月底，该公司以各种理由拒绝退还投资群众的本金。截止2019年12月9日，陕西恒祥泰投资管理有限公司向438人非法吸收资金43552000元，退还本金1923760元，支付报案群众利息2253915元，损失金额38769395元。2019年7月22日，被告人来某经公安机关传唤到案。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        上述事实，被告人来某在开庭过程中亦无异议，且有公安机关出具的受案登记表、报案材料、抓获经过、受害群众报案材料、陕西天政司法会计司法鉴定意见书、证人证言、被告人来某供述及其户籍证明等证据证实，足以认定。本院认为，被告人来某违反国家金融管理法规，未经有关部门批准，以高额返利为诱饵，非法吸收公众存款，其行为已构成《中华人民共和国刑法》第一百七十六条规定的非法吸收公众存款罪，公诉机关指控其犯非法吸收公众存款罪的事实成立，依法应予以惩处。关于辩护人提出的本案是单位犯罪的意见,经查，陕西恒祥泰投资管理有限公司成立后，以非法吸收公众存款的犯罪活动为主要业务，不应以单位犯罪论处，故该意见不予采纳。关于辩护人提出的被告人来某将公开募集的资金向谢海涛及其团队支付了37%以上的提成，因此应从犯罪数额中扣除这部分数额的意见，经查，根据相关规定，负责或从事吸收资金行为的被告人非法吸收公众存款金额，根据其实际参与吸收的全部金额认定，故该意见于法无据，本院不予采纳。关于辩护人提出的被告人来某有自首情节，且自愿认罪认罚，可依法从轻处罚的辩护意见与查明事实相符，本院予以采纳。依据《中华人民共和国刑法》第一百七十六条、第六十七条第一款、第四十五条、第四十七条、第五十二条、第五十三条、第六十四条，最高人民法院《关于审理非法集资刑事案件具体应用法律若干问题的解释》第一条、第三条，最高人民法院、最高人民检察院、公安部《关于办理非法集资刑事案件适用法律若干问题的意见》第五条之规定，判决如下：一、被告人来某犯非法吸收公众存款罪，判处有期徒刑四年，并处罚金10万元。（刑期从判决执行之日起计算。判决执行以前先行羁押的，羁押一日折抵刑期一日，即自2019年7月22日至2023年7月21日止,罚金限判决生效后一个月内缴纳）。二、被告人来某的违法所得依法继续予以追缴，并按比例发还各集资参与人。如不服本判决，可在接到判决书的第二日起十日内，通过本院或者直接向陕西省西安市中级人民法院提出上诉。书面上诉的，应当提交上诉状正本一份，副本三份。 审  判  长    梁雪玲                             人民陪审员    王芳                       人民陪审员    史苑良              二0二一年一月十三日                                    书  记  员   王小玉 1