陕西省西安市未央区人民法院刑事判决书  （2020）陕0112刑初183号 公诉机关西安市未央区人民检察院。被告人李某某，男，1967年2月3日出生，汉族，专科，系陕西某某某投资发展有限公司实际控制人，公民身份号码XXXXXXXXXXXXXXXXXX，户籍所在地陕西省西安市未央区，住陕西省西安市未央区，2019年4月10日因涉嫌非法吸收公众存款罪被西安市公安局未央分局刑事拘留，同年5月14日被取保候审，2019年7月30日被执行逮捕，现羁押于西安市安康医院。辩护人温颖安，陕西旭律师事务所律师。西安市未央区人民检察院以西未检公诉刑诉[2020]91号起诉书指控被告人李某某犯非法吸收公众存款罪，于2020年3月30日向本院提起公诉。本院依法组成合议庭，公开开庭审理了本案。西安市未央区人民检察院指派检察员杨清波依法出庭支持公诉，被告人李某某及其辩护人温颖安到庭参加诉讼。现已审理终结。公诉机关指控，2011年11月份，被告人李某某与达成协议，联营开发北三环某某建材市场，由李某某本人投资建设，当时李某某名下只有一个监理公司，而且自有资金严重不足，为了商业开发资质以及后期融资方便，被告人李某某发起并成立了陕西某某某投资发展有限公司并在社会上进行融资，该公司采取口口相传的形式，主要由被告人向其朋友进行宣传，通过朋友圈的人脉再向社会不特定人群辐射。期间被告人对前来投资的客户并无任何限制性条件，均已2分至5分的高息相允诺，并签订相关借款协议，向社会不特定群体吸收资金。经审计，陕西某某某投资发展有限公司累计吸收公众存款人数共计15人，报案吸收金额为54970000元，报案已退本金1495396元，报案领取利息为18025704元，实际损失为35448900元。为证实指控的犯罪事实，公诉机关向法庭出示了受案登记表、抓获经过、证人证言、相关书证、司法鉴定报告、被告人李某某供述及其户籍证明等证据，据此认为被告人李某某的行为已触犯《中华人民共和国刑法》第一百七十六条规定的非法吸收公众存款罪，应依法追究其刑事责任。被告人李某某对起诉书指控的犯罪事实和罪名均无异议，表示自愿认罪。被告人李某某的辩护人提出以下辩护意见：1、被告人李某某有自首情节，可依法从轻处罚；2、被告人李某某当庭表示自愿认罪认罚，依法可从轻处罚；3、被告人李某某积极退赔报案人钱款，并取得大部分报案人的谅解，可依法减轻处罚；4.（1）审计结果与事实不符，从银行流水上看，马某某共计向李某某转款400万元，李某某已向马某某偿还225万元，李某某已偿还部分未计算入审计报告中，审计报告仍以500万计算应予以纠正；（2）被告人李某某及某某某公司借款，应以银行转账凭证为准。高某系财务人员，其出具的利息及借条均为本金所产生的利息，在本案中，利息应予以扣除。（3）刘某某出示的五张收据均为2015年，而实际转账为2014年10月28日，且在2015年11月11日为葛某出具不同面额的收据两张，不符合交易习惯。5、李某某非吸所得的钱款全部用于某某商场建设，初衷是为了企业发展需要，对于民营企业家涉刑的应从轻减轻处罚。经审理查明，2011年11月份，被告人李某某与达成协议，联营开发北三环某某建材市场，由李某某本人投资建设，当时李某某自有资金严重不足，为了商业开发资质以及后期融资方便，被告人李某某发起并成立了陕西某某某投资发展有限公司并在社会上进行融资，该公司采取口口相传的形式，主要由被告人向其朋友进行宣传，通过朋友圈的人脉再向社会不特定人群辐射。期间被告人对前来投资的客户并无任何限制性条件，均已2分至5分的高息相允诺，并签订相关借款协议，向社会不特定群体吸收资金。经鉴定,陕西某某某投资发展有限公司累计吸收公众存款人数共计15人，报案吸收金额为53970000元，报案已退本金3745396元，报案领取利息为18025704元，实际损失为32198900元。2019年4月10日，被告人李某某经公安机关传唤到案。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        上述事实，被告人李某某在开庭过程中亦无异议，且有公安机关出具的受案登记表、报案材料、抓获经过、某某某公司集资客户确认登记公告、集资客户确认登记公告张贴照片、司法鉴定意见书、司法鉴定报告、证人证言、被告人李某某供述及其户籍证明等证据证实，足以认定。本院认为，被告人李某某违反国家金融管理法规，未经有关部门批准，以高额返利为诱饵，非法吸收公众存款，其行为已构成《中华人民共和国刑法》第一百七十六条规定的非法吸收公众存款罪，公诉机关指控其犯非法吸收公众存款罪的事实成立，依法应予以惩处。关于辩护人对鉴定意见书所提异议中，马某某共计向李某某转账400万元本金，已归还225万元，经查属实,故该笔应以400万元计算,其余辩护意见,本院不予采纳。关于辩护人提出的被告人李某某有自首情节，且自愿认罪认罚，可依法从轻处罚的辩护意见与查明事实相符，本院予以采纳。其余辩护意见，本院不予采纳。依据《中华人民共和国刑法》第一百七十六条、第六十七条第一款、第四十五条、第四十七条、第五十二条、第五十三条、第六十四条，最高人民法院《关于审理非法集资刑事案件具体应用法律若干问题的解释》第一条、第三条，最高人民法院、最高人民检察院、公安部《关于办理非法集资刑事案件适用法律若干问题的意见》第五条之规定，判决如下：一、被告人李某某犯非法吸收公众存款罪，判处有期徒刑三年又六个月，并处罚金8万元。（刑期从判决执行之日起计算。判决执行以前先行羁押的，羁押一日折抵刑期一日，即自2019年7月30日至2022年12月25日止,已扣除2019年4月10日至2019年5月14日羁押期间;罚金限判决生效后一个月内缴纳）。二、被告人的违法所得依法继续予以追缴，并按比例发还各集资参与人。如不服本判决，可在接到判决书的第二日起十日内，通过本院或者直接向陕西省西安市中级人民法院提出上诉。书面上诉的，应当提交上诉状正本一份，副本三份。 审  判  长    梁雪玲                              人民陪审员    王玉林                       人民陪审员    马兰              二0二0年十月二十七日                                    书  记  员   王小玉 1