]> Securities Restrictions Ontology This ontology defines the concepts related to restrictions on finanicial instruments, securities and listings. http://opensource.org/licenses/MIT The https://spec.edmcouncil.org/fibo/ontology/SEC/20180801/Securities/SecuritiesRestrictions.rdf version of the ontology was modified to simplify the hierarchy with respect to regulatory requirements and eliminate deprecated elements. The https://spec.edmcouncil.org/fibo/ontology/SEC/20180901/Securities/SecuritiesRestrictions.rdf version of the ontology was modified to reflect the change in representation of a listing. The https://spec.edmcouncil.org/fibo/ontology/SEC/20191201/Securities/SecuritiesRestrictions.rdf version of the ontology was modified to eliminate duplication of concepts in LCC. The https://spec.edmcouncil.org/fibo/ontology/SEC/20200201/Securities/SecuritiesRestrictions.rdf version of the ontology was modified to eliminate an unused ontology import and to augment the information associated with references needed to define depositary receipts. The https://spec.edmcouncil.org/fibo/ontology/SEC/20210401/Securities/SecuritiesRestrictions.rdf version of the ontology was modified to fix spelling errors. The https://spec.edmcouncil.org/fibo/ontology/SEC/20211201/Securities/SecuritiesRestrictions.rdf version of the ontology was modified to use the Commons Ontology Library (Commons) Annotation Vocabulary rather than the OMG's Specification Metadata vocabulary. The https://spec.edmcouncil.org/fibo/ontology/SEC/20230201/Securities/SecuritiesRestrictions.rdf version of this ontology was modified to move the property, 'is conferred on' to the Legal Capacity ontology and to use the Commons Ontology Library (Commons) rather than the OMG's Languages, Countries and Codes (LCC), eliminating redundancies in FIBO as appropriate. The https://spec.edmcouncil.org/fibo/ontology/SEC/20230301/Securities/SecuritiesRestrictions.rdf version of this ontology was revised to reuse the representation of institutions based on their definitions in the law. Copyright (c) 2016-2023 EDM Council, Inc. Copyright (c) 2018-2023 Object Management Group, Inc. 0 0 Blue-Sky law securities regulation passed by various states, designed to protect investors against securities fraud by requiring sellers of new issues to register their offerings and provide financial details This allows investors to base their judgments on trustworthy data. contractual restriction contract terms setting out restrictions on either the holder or the issuer of the security, as specified in the terms of the instrument itself individual investor investor that is a person, rather than an organization, who may or may not be considered a qualified investor from a legal perspective true investors' domicile restriction legal holding restriction that specifies where holders of a security may be domiciled legal holding restriction security restriction applicable to holding the security qualified investor restriction legal holding restriction that defines the concept of a qualified investor for a given purpose and specifies that only such qualified investors may hold the security If a holding period is not defined, then the period for which the restriction applies is indefinite. Regulation S securities regulation defining an exemption through which corporations can issue unregistered securities to qualified foreign investors and foreign institutions Regulation S covers rules governing offers and sales made outside the United States without registration under the Securities Act of 1933. Created in 1990, this regulation was intended to encourage foreign investors to purchase American stocks in order to increase the liquidity of American markets. Restriction 144-A Securities & Exchange Commission rule that establishes specific criteria for determining whether a person is not engaged in a distribution and creates a safe harbor from the Section 2(a)(11) definition of 'underwriter'; section A modifies holding period requirements on privately placed securities to permit qualified institutional buyers to trade these positions among themselves securities regulation regulation codified in law specific to securities and investments securities restriction legal obligation that is applicable to a financial instrument or listing as mandated in a law or by contract trading restriction restriction that limits trading in some manner, typically summarized on term sheets or in other documentation, including but not limited to restrictions on day trading has holding period identifies a holding period applicable to some financial asset has restriction identifies a restriction applicable to a given financial instrument or listing is not cleared in identifies a country subdivision, such as a US state or territory, where an issue is NOT cleared under Blue Sky Restrictions This requires review -- shouldn't this be a ternary relation between the regulation, the security and the location?