Title: Suriname Rechtsinstituut

URL: https://www.sris.sr/wp-content/uploads/2018/05/Basel-Convention-on-the-Control-of-Transboundary-Movements-of-Hazardous-Wastes-and-their-Disposal-eng.pdf

Content:
Verdrag

van

Bazel

inzake

de

beheersing

van

de

grensoverschrijdende overbrenging van gevaarlijke afvalstoffen en
de verwijdering ervan, Bazel, 22-03-1989
Basel Convention on the Control of Transboundary Movements of Hazardous
Wastes and their Disposal
Preamble
The Parties to this Convention,
Aware of the risk of damage to human health and the environment caused by hazardous wastes and
other wastes and the transboundary movement thereof,
Mindful of the growing threat to human health and the environment posed by the increased generation
and complexity, and transboundary movement of hazardous wastes and other wastes,
Mindful also that the most effective way of protecting human health and the environment from the
dangers posed by such wastes is the reduction of their generation to a minimum in terms of quantity
and/or hazard potential,
Convinced that States should take necessary measures to ensure that the management of hazardous
wastes and other wastes including their transboundary movement and disposal is consistent with the
protection of human health and the environment whatever the place of their disposal,
Noting that States should ensure that the generator should carry out duties with regard to the
transport and disposal of hazardous wastes and other wastes in a manner that is consistent with the
protection of the environment, whatever the place of disposal,
Fully recognizing that any State has the sovereign right to ban the entry or disposal of foreign
hazardous wastes and other wastes in its territory,
Recognizing also the increasing desire for the prohibition of transboundary movements of hazardous
wastes and their disposal in other States, especially developing countries,
Convinced that hazardous wastes and other wastes should, as far as is compatible with
environmentally sound and efficient management, be disposed of in the State where they were
generated,
Aware also that transboundary movements of such wastes from the State of their generation to any
other State should be permitted only when conducted under conditions which do not endanger human

health and the environment, and under conditions in conformity with the provisions of this Convention,
Considering that enhanced control of transboundary movement of hazardous wastes and other
wastes will act as an incentive for their environmentally sound management and for the reduction of
the volume of such transboundary movement,
Convinced that States should take measures for the proper exchange of information on and control of
the transboundary movement of hazardous wastes and other wastes from and to those States,
Noting that a number of international and regional agreements have addressed the issue of protection
and preservation of the environment with regard to the transit of dangerous goods.
Taking into account the Declaration of the United Nations Conference on the Human Environment
(Stockholm, 1972), the Cairo Guidelines and Principles for the Environmentally Sound Management
of Hazardous Wastes adopted by the Governing Council of the United Nations Environment
Programme (UNEP) by decision 14/30 of 17 June 1987, the Recommendations of the United Nations
Committee of Experts on the Transport of Dangerous Goods (formulated in 1957 and updated
biennially), relevant recommendations, declarations, instruments and regulations adopted within the
United Nations system and the work and studies done within other international and regional
organizations,
Mindful of the spirit, principles, aims and functions of the World Charter for Nature adopted by the
General Assembly of the United Nations at its thirty-seventh session (1982) as the rule of ethics in
respect of the protection of the human environment and the conservation of natural resources,
Affirming that States are responsible for the fulfilment of their international obligations concerning the
protection of human health and protection and preservation of the environment, and are liable in
accordance with international law,
Recognizing that in the case of a material breach of the provisions of this Convention or any protocol
thereto the relevant international law of treaties shall apply,
Aware of the need to continue the development and implementation of environmentally sound
low-waste technologies, recycling options, good house-keeping and management systems with a
view to reducing to a minimum the generation of hazardous wastes and other wastes,
Aware also of the growing international concern about the need for stringent control of transboundary
movement of hazardous wastes and other wastes, and of the need as far as possible to reduce such
movement to a minimum,
Concerned about the problem of illegal transboundary traffic in hazardous wastes and other wastes,
Taking into account also the limited capabilities of the developing countries to manage hazardous
wastes and other wastes,

Recognizing the need to promote the transfer of technology for the sound management of hazardous
wastes and other wastes produced locally, particularly to the developing countries in accordance with
the spirit of the Cairo Guidelines and decision 14/16 of the Governing Council of UNEP on Promotion
of the transfer of environmental protection technology,
Recognizing also that hazardous wastes and other wastes should be transported in accordance with
relevant international conventions and recommendations,
Convinced also that the transboundary movement of hazardous wastes and other wastes should be
permitted only when the transport and the ultimate disposal of such wastes is environmentally sound,
and
Determined to protect, by strict control, human health and the environment against the adverse
effects which may result from the generation and management of hazardous wastes and other
wastes,
Have agreed as follows:
Article 1. Scope of the Convention
1. The following wastes that are subject to transboundary movement shall be "hazardous wastes" for
the purposes of this Convention:
a) Wastes that belong to any category contained in Annex I, unless they do not possess any of
the characteristics contained in Annex III; and
b) Wastes that are not covered under paragraph (a) but are defined as, or are considered to be,
hazardous wastes by the domestic legislation of the Party of export, import or transit.

2. Wastes that belong to any category contained in Annex II that are subject to transboundary
movement shall be "other wastes" for the purposes of this Convention.
3. Wastes which, as a result of being radioactive, are subject to other international control systems,
including international instruments, applying specifically to radioactive materials, are excluded
from the scope of this Convention.
4. Wastes which derive from the normal operations of a ship, the discharge of which is covered by
another international instrument, are excluded from the scope of this Convention.
Article 2. Definitions
For the purposes of this Convention:
1. "Wastes" are substances or objects which are disposed of or are intended to be disposed of or
are required to be disposed of by the provisions of national law;

2. "Management" means the collection, transport and disposal of hazardous wastes or other
wastes, including after-care of disposal sites;
3. "Transboundary movement" means any movement of hazardous wastes or other wastes from
an area under the national jurisdiction of one State to or through an area under the national
jurisdiction of another State or to or through an area not under the national jurisdiction of any
State, provided at least two States are involved in the movement;
4. "Disposal" means any operation specified in Annex IV to this Convention;
5. "Approved site or facility" means a site or facility for the disposal of hazardous wastes or other
wastes which is authorized or permitted to operate for this purpose by a relevant authority of
the State where the site or facility is located;
6. "Competent authority" means one governmental authority designated by a Party to be
responsible, within such geographical areas as the Party may think fit, for receiving the
notification of a transboundary movement of hazardous wastes or other wastes, and any
information related to it, and for responding to such a notification, as provided in Article 6;
7. "Focal point" means the entity of a Party referred to in Article 5 responsible for receiving and
submitting information as provided for in Articles 13 and 16;
8. "Environmentally sound management of hazardous wastes or other wastes" means taking all
practicable steps to ensure that hazardous wastes or other wastes are managed in a manner
which will protect human health and the environment against the adverse effects which may
result from such wastes;
9. "Area under the national jurisdiction of a State" means any land, marine area or airspace
within which a State exercises administrative and regulatory responsibility in accordance with
international law in regard to the protection of human health or the environment;
10. "State of export" means a Party from which a transboundary movement of hazardous wastes
or other wastes is planned to be initiated or is initiated;
11. "State of import" means a Party to which a transboundary movement of hazardous wastes or
other wastes is planned or takes place for the purpose of disposal therein or for the purpose of
loading prior to disposal in an area not under the national jurisdiction of any State;
12. "State of transit" means any State, other than the State of export or import, through which a
movement of hazardous wastes or other wastes is planned or takes place;
13. "States concerned" means Parties which are States of export or import, or transit States,
whether or not Parties;
14. "Person" means any natural or legal person;
15. "Exporter" means any person under the jurisdiction of the State of export who arranges for
hazardous wastes or other wastes to be exported;
16. "Importer" means any person under the jurisdiction of the State of import who arranges for
hazardous wastes or other wastes to be imported;
17. "Carrier" means any person who carries out the transport of hazardous wastes or other
wastes;
18. "Generator" means any person whose activity produces hazardous wastes or other wastes or,

if that person is not known, the person who is in possession and/or control of those wastes;
19. "Disposer" means any person to whom hazardous wastes or other wastes are shipped and
who carries out the disposal of such wastes;
20. "Political and/or economic integration organization" means an organization constituted by
sovereign States to which its member States have transferred competence in respect of
matters governed by this Convention and which has been duly authorized, in accordance with
its internal procedures, to sign, ratify, accept, approve, formally confirm or accede to it;
21. "Illegal traffic" means any transboundary movement of hazardous wastes or other wastes as
specified in Article 9.

Article 3. National Definitions of Hazardous Wastes
1. Each Party shall, within six months of becoming a Party to this Convention, inform the Secretariat
of the Convention of the wastes, other than those listed in Annexes I and II, considered or defined
as hazardous under its national legislation and of any requirements concerning transboundary
movement procedures applicable to such wastes.
2. Each Party shall subsequently inform the Secretariat of any significant changes to the information
it has provided pursuant to paragraph 1.
3. The Secretariat shall forthwith inform all Parties of the information it has received pursuant to
paragraphs 1 and 2.
4. Parties shall be responsible for making the information transmitted to them by the Secretariat
under paragraph 3 available to their exporters.
Article 4. General Obligations
1.
a) Parties exercising their right to prohibit the import of hazardous wastes or other wastes for
disposal shall inform the other Parties of their decision pursuant to Article 13.
b) Parties shall prohibit or shall not permit the export of hazardous wastes and other wastes to
the Parties which have prohibited the import of such wastes, when notified pursuant to
subparagraph a) above.
c) Parties shall prohibit or shall not permit the export of hazardous wastes and other wastes if the
State of import does not consent in writing to the specific import, in the case where that State
of import has not prohibited the import of such wastes.

2. Each Party shall take the appropriate measures to:
a) Ensure that the generation of hazardous wastes and other wastes within it is reduced to a
minimum, taking into account social, technological and economic aspects;

b) Ensure the availability of adequate disposal facilities, for the environmentally sound
management of hazardous wastes and other wastes, that shall be located, to the extent
possible, within it, whatever the place of their disposal;
c) Ensure that persons involved in the management of hazardous wastes or other wastes within it
take such steps as are necessary to prevent pollution due to hazardous wastes and other
wastes arising from such management and, if such pollution occurs, to minimize the
consequences thereof for human health and the environment;
d) Ensure that the transboundary movement of hazardous wastes and other wastes is reduced to
the minimum consistent with the environmentally sound and efficient management of such
wastes, and is conducted in a manner which will protect human health and the environment
against the adverse effects which may result from such movement;
e) Not allow the export of hazardous wastes or other wastes to a State or group of States
belonging to an economic and/or political integration organization that are Parties, particularly
developing countries, which have prohibited by their legislation all imports, or if it has reason to
believe that the wastes in question will not be managed in an environmentally sound manner,
according to criteria to be decided on by the Parties at their first meeting.
f) Require that information about a proposed transboundary movement of hazardous wastes and
other wastes be provided to the States concerned, according to Annex V A, to state clearly the
effects of the proposed movement on human health and the environment;
g) Prevent the import of hazardous wastes and other wastes if it has reason to believe that the
wastes in question will not be managed in an environmentally sound manner;
h) co-operate in activities with other Parties and interested organizations, directly and through the
Secretariat, including the dissemination of information on the transboundary movement of
hazardous wastes and other wastes, in order to improve the environmentally sound
management of such wastes and to achieve the prevention of illegal traffic;

3. The Parties consider that illegal traffic in hazardous wastes or other wastes is criminal.
4. Each Party shall take appropriate legal, administrative and other measures to implement and
enforce the provisions of this Convention, including measures to prevent and punish conduct in
contravention of the Convention.
5. A Party shall not permit hazardous wastes or other wastes to be exported to a non-Party or to be
imported from a non-Party.
6. The Parties agree not to allow the export of hazardous wastes or other wastes for disposal within
the area south of 60° South latitude, whether or not such wastes are subject to transboundary
movement.
7. Furthermore, each Party shall:
a) Prohibit all persons under its national jurisdiction from transporting or disposing of hazardous

wastes or other wastes unless such persons are authorized or allowed to perform such types
of operations;
b) Require that hazardous wastes and other wastes that are to be the subject of a transboundary
movement be packaged, labelled, and transported in conformity with generally accepted and
recognized international rules and standards in the field of packaging, labelling, and transport,
and that due account is taken of relevant internationally recognized practices;
c) Require that hazardous wastes and other wastes be accompanied by a movement document
from the point at which a transboundary movement commences to the point of disposal.

8. Each Party shall require that hazardous wastes or other wastes, to be exported, are managed in
an environmentally sound manner in the State of import or elsewhere. Technical guidelines for the
environmentally sound management of wastes subject to this Convention shall be decided by the
Parties at their first meeting.
9. Parties shall take the appropriate measures to ensure that the transboundary movement of
hazardous wastes and other wastes only be allowed if:
a) The State of export does not have the technical capacity and the necessary facilities, capacity
or suitable disposal sites in order to dispose of the wastes in question in an environmentally
sound and efficient manner; or
b) The wastes in question are required as a raw material for recycling or recovery industries in
the State of import; or
c) The transboundary movement in question is in accordance with other criteria to be decided by
the Parties, provided those criteria do not differ from the objectives of this Convention.

10. The obligation under this Convention of States in which hazardous wastes and other wastes are
generated to require that those wastes are managed in an environmentally sound manner may not
under any circumstances be transferred to the States of import or transit.
11. Nothing in this Convention shall prevent a Party from imposing additional requirements that are
consistent with the provisions of this Convention, and are in accordance with the rules of
international law, in order better to protect human health and the environment.
12. Nothing in this Convention shall affect in any way the sovereignty of States over their territorial sea
established in accordance with international law, and the sovereign rights and the jurisdiction
which States have in their exclusive economic zones and their continental shelves in accordance
with international law, and the exercise by ships and aircraft of all States of navigational rights and
freedoms as provided for in international law and as reflected in relevant international instruments.
13. Parties shall undertake to review periodically the possibilities for the reduction of the amount
and/or the pollution potential of hazardous wastes and other wastes which are exported to other
States, in particular to developing countries.

Article 5. Designation of Competent Authorities and Focal Point
To facilitate the implementation of this Convention, the Parties shall:
1. Designate or establish one or more competent authorities and one focal point. One competent
authority shall be designated to receive the notification in case of a State of transit.
2. Inform the Secretariat, within three months of the date of the entry into force of this Convention
for them, which agencies they have designated as their focal point and their competent
authorities.
3. Inform the Secretariat, within one month of the date of decision, of any changes regarding the
designation made by them under paragraph 2 above.

Article 6. Transboundary Movement between Parties
1. The State of export shall notify, or shall require the generator or exporter to notify, in writing,
through the Channel of the competent authority of the State of export, the competent authority of
the States concerned of any proposed transboundary movement of hazardous wastes or other
wastes. Such notification shall contain the declarations and information specified in
Annex V A, written in a language acceptable to the State of import. Only one notification needs to be
sent to each State concerned.
2. The State of import shall respond to the notifier in writing, consenting to the movement with or
without conditions, denying permission for the movement, or requesting additional information. A
copy of the final response of the State of import shall be sent to the competent authorities of the
States concerned which are Parties.
3. The State of export shall not allow the generator or exporter to commence the transboundary
movement until it has received written confirmation that:
a) The notifier has received the written consent of the State of import; and
b) The notifier has received from the State of import confirmation of the existence of a contract
between the exporter and the disposer specifying environmentally sound management of the
wastes in question.

4. Each State of transit which is a Party shall promptly acknowledge to the notifier receipt of the
notification. It may subsequently respond to the notifier in writing, within 60 days, consenting to the
movement with or without conditions, denying permission for the movement, or requesting
additional information. The State of export shall not allow the transboundary movement to
commence until it has received the written consent of the State of transit. However, if at any time a
Party decides not to require prior written consent, either generally or under specific conditions, for
transit transboundary movements of hazardous wastes or other wastes, or modifies its

requirements in this respect, it shall forthwith inform the other Parties of its decision pursuant to
Article 13. In this latter case, if no response is received by the State of export within 60 days of the
receipt of a given notification by the State of transit, the State of export may allow the export to
proceed through the State of transit.
5. In the case of a transboundary movement of wastes where the wastes are legally defined as or
considered to be hazardous wastes only:
a) By the State of export, the requirements of paragraph 9 of this Article that apply to the importer
or disposer and the State of import shall applymutatis mutandis to the exporter and State of
export, respectively;
b) By the State of import, or by the States of import and transit which are Parties, the
requirements of paragraphs 1, 3, 4 and 6 of this Article that apply to the exporter and State of
export shall applymutatis mutandis to the importer or disposer and State of import,
respectively; or
c) By any State of transit which is a Party, the provisions of paragraph 4 shall apply to such
State.

6. The State of export may, subject to the written consent of the States concerned, allow the
generator or the exporter to use a general notification where hazardous wastes or other wastes
having the same physical and chemical characteristics are shipped regularly to the same disposer
via the same customs office of exit of the State of export via the same customs office of entry of
the State of import, and, in the case of transit, via the same customs office of entry and exit of the
State or States of transit.
7. The States concerned may make their written consent to the use of the general notification
referred to in paragraph 6 subject to the supply of certain information, such as the exact quantities
or periodical lists of hazardous wastes or other wastes to be shipped.
8. The general notification and written consent reffered to in paragraphs 6 and 7 may cover multiple
shipments of hazardous wastes or other wastes during a maximum period of 12 months.
9. The Parties shall require that each person who takes charge of a transboundary movement of
hazardous wastes or other wastes sign the movement document either upon delivery or receipt of
the wastes in question. They shall also require that the disposer inform both the exporter and the
competent authority of the State of export of receipt by the disposer of the wastes in question and,
in due course, of the completion of disposal as specified in the notification. If no such information
is received within the State of export, the competent authority of the State of export or the exporter
shall so notify the State of import.
10. The notification and response required by this Article shall be transmitted to the competent
authority of the Parties concerned or to such governmental authority as may be appropriate in the

case of non-Parties.
11. Any transboundary movement of hazardous wastes or other wastes shall be covered by
insurance, bond or other guarantee as may be required by the State of import or any State of
transit which is a Party.
Article 7. Transboundary Movement from a Party through States which are not Parties
Paragraph 1 of Article 6 of the Convention shall applymutatis mutandis to transboundary movement of
hazardous wastes or other wastes from a Party through a State or States which are not Parties.
Article 8. Duty to Re-import
When a transboundary movement of hazardous wastes or other wastes to which the consent of the
States concerned has been given, subject to the provisions of this Convention, cannot be completed
in accordance with the terms of the contract, the State of export shall ensure that the wastes in
question are taken back into the State of export, by the exporter, if alternative arrangements cannot
be made for their disposal in an environmentally sound manner, within 90 days from the time that the
importing State informed the State of export and the Secretariat, or such other period of time as the
States concerned agree. To this end, the State of export and any Party of transit shall not oppose,
hinder or prevent the return of those wastes to the State of export.
Article 9. Illegal Traffic
1. For the purpose of this Convention, any transboundary movement of hazardous wastes or other
wastes:
a) without notification pursuant to the provisions of this Convention to all States concerned; or
b) without the consent pursuant to the provisions of this Convention of a State concerned; or
c) with consent obtained from States concerned through falsification, misrepresentation or fraud;
or
d) that does not conform in a material way with the documents; or
e) that results in deliberate disposal (e.g. dumping) of hazardous wastes or other wastes in
contravention of this Convention and of general principles of international law,

shall be deemed to be illegal traffic.
2. In case of a transboundary movement of hazardous wastes or other wastes deemed to be illegal
traffic as the result of conduct on the part of the exporter or generator, the State of export shall
ensure that the wastes in question are:
a) taken back by the exporter or the generator or, if necessary, by itself into the State of export,
or, if impracticable,

b) are otherwise disposed of in accordance with the provisions of this Convention,

within 30 days from the time the State of export has been informed about the illegal traffic or such
other period of time as States concerned may agree. To this end the Parties concerned shall not
oppose, hinder or prevent the return of those wastes to the State of export.
3. In the case of a transboundary movement of hazardous wastes or other wastes deemed to be
illegal traffic as the result of conduct on the part of the importer or disposer, the State of import
shall ensure that the wastes in question are disposed of in an environmentally sound manner by
the importer or disposer or, if necessary, by itself within 30 days from the time the illegal traffic has
come to the attention of the State of import or such other period of time as the States concerned
may agree. To this end, the Parties concerned shall co-operate, as necessary, in the disposal of
the wastes in an environmentally sound manner.
4. In cases where the responsibility for the illegal traffic cannot be assigned either to the exporter or
generator or to the importer or disposer, the Parties concerned or other Parties, as appropriate,
shall ensure, through co-operation, that the wastes in question are disposed of as soon as
possible in an environmentally sound manner either in the State of export or the State of import or
elsewhere as appropriate.
5. Each party shall introduce appropriate national/domestic legislation to prevent and punish illegal
traffic. The Parties shall co-operate with a view to achieving the objects of this Article.
Article 10. International Co-operation
1. The Parties shall co-operate with each other in order to improve and achieve environmentally
sound management of hazardous wastes and other wastes.
2. To this end, the Parties shall:
a) Upon request, make available information, whether on a bilateral or multilateral basis, with a
view to promoting the environmentally sound management of hazardous wastes and other
wastes, including harmonization of technical standards and practices for the adequate
management of hazardous wastes and other wastes;
b) Co-operate in monitoring the effects of the management of hazardous wastes on human
health and the environment;
c) Co-operate, subject to their national laws, regulations and policies, in the development and
implementation of new environmentally sound low-waste technologies and the improvement of
existing technologies with a view to eliminating, as far as practicable, the generation of
hazardous wastes and other wastes and achieving more effective and efficient methods of
ensuring their management in an environmentally sound manner, including the study of the
economic, social and environmental effects of the adoption of such new or improved

technologies;
d) Co-operate actively, subject to their national laws, regulations and policies, in the transfer of
technology and management systems related to the environmentally sound management of
hazardous wastes and other wastes. They shall also co-operate in developing the technical
capacity among Parties, especially those which may need and request technical assistance in
this field;
e) Co-operate in developing appropriate technical guidelines and/or codes of practice.

3. The Parties shall employ appropriate means to co-operate in order to assist developing countries
in the implementation of subparagraphs a, b, c and d of paragraph 2 of Article 4.
4. Taking into account the needs of developing countries, co-operation between Parties and the
competent international organizations is encouraged to promote,inter alia, public awareness, the
development of sound management of hazardous wastes and other wastes and the adoption of
new low-waste technologies.
Article 11. Bilateral Multilateral and Regional Agreements
1. Notwithstanding the provisions of Article 4 paragraph 5, Parties may enter into bilateral,
multilateral, or regional agreements or arrangements regarding transboundary movement of
hazardous wastes or other wastes with Parties or non-Parties provided that such agreements or
arrangements do not derogate from the environmentally sound management of hazardous wastes
and other wastes as required by this Convention. These agreements or arrangements shall
stipulate provisions which are not less environmentally sound than those provided for by this
Convention in particular taking into account the interests of developing countries.
2. Parties shall notify the Secretariat of any bilateral, multilateral or regional agreements or
arrangements referred to in paragraph 1 and those which they have entered into prior to the entry
into force of this Convention for them, for the purpose of controlling transboundary movements of
hazardous wastes and other wastes which take place entirely among the Parties to such
agreements. The provisions of this Convention shall not affect transboundary movements which
take place pursuant to such agreements provided that such agreements are compatible with the
environmentally sound management of hazardous wastes and other wastes as required by this
Convention.
Article 12. Consultations on Liability
The Parties shall co-operate with a view to adopting, as soon as practicable, a protocol setting out
appropriate rules and procedures in the field of liability and compensation for damage resulting from
the transboundary movement and disposal of hazardous wastes and other wastes.
Article 13. Transmission of Information

1. The Parties shall, whenever it comes to their knowledge, ensure that, in the case of an accident
occurring during the transboundary movement of hazardous wastes or other wastes or their
disposal, which are likely to present risks to human health and the environment in other States,
those states are immediately informed.
2. The Parties shall inform each other, through the Secretariat, of:
a) Changes regarding the designation of competent authorities and/or focal points, pursuant to
article 5;
b) Changes in their national definition of hazardous wastes, pursuant to Article 3;
and, as soon as possible,
c) Decisions made by them not to consent totally or partially to the import of hazardous wastes or
other wastes for disposal within the area under their national jurisdiction;
d) Decisions taken by them to limit or ban the export of hazardous wastes or other wastes;
e) Any other information required pursuant to paragraph 4 of this Article.

3. The Parties, consistent with national laws and regulations, shall transmit, through the Secretariat,
to the Conference of the Parties established under Article 15, before the end of each calendar
year, a report on the previous calendar year, containing the following information:
a) Competent authorities and focal points that have been designated by them pursuant to Article
5;
b) Information regarding transboundary movements of hazardous wastes or other wastes in
which they have been involved, including:
(i) The amount of hazardous wastes and other wastes exported, their category,
characteristics, destination, any transit country and disposal method as stated on the
response to notification;
(ii) The amount of hazardous wastes and other wastes imported, their category,
characteristics, origin, and disposal methods;
(iii) Disposals which did not proceed as intended;
(iv) Efforts to achieve a reduction of the amount of hazardous wastes or other wastes subject
to transboundary movement;
c) Information on the measures adopted by them in implementation of this Convention;
d) Information on available qualified statistics which have been compiled by them on the effects
on human health and the environment of the generation, transportation and disposal of
hazardous wastes or other wastes;
e) Information concerning bilateral, multilateral and regional agreements and arrangements
entered into pursuant to Article 11 of this Convention;
f) Information on accidents occurring during the transboundary movement and disposal of
hazardous wastes and other wastes and on the measures undertaken to deal with them;
g) Information on disposal options operated within the area of their national jurisdiction;

h) Information on measures undertaken for development of technologies for the reduction and/or
elimination of production of hazardous wastes and other wastes; and
i)

Such other matters as the Conference of the Parties shall deem relevant.

4. The Parties, consistent with national laws and regulations, shall ensure that copies of each
notification concerning any given transboundary movement of hazardous wastes or other wastes,
and the response to it, are sent to the Secretariat when a Party considers that its environment may
be affected by that transboundary movement has requested that this should be done.
Article 14. Financial Aspects
1. The Parties agree that, according to the specific needs of different regions and subregions,
regional or sub-regional centres for training and technology transfers regarding the management
of hazardous wastes and other wastes and the minimization of their generation should be
established. The Parties shall decide on the establishment of appropriate funding mechanisms of
a voluntary nature.
2. The Parties shall consider the establishment of a revolving fund to assist on an interim basis in
case of emergency situations to minimize damage from accidents arising from transboundary
movements of hazardous wastes and other wastes or during the disposal of those wastes.
Article 15. Conference of the Parties
1. A Conference of the Parties is hereby established. The first meeting of the Conference of the
Parties shall be convened by the Executive Director of UNEP not later than one year after the
entry into force of this Convention. Thereafter, ordinary meetings of the Conference of the Parties
shall be held at regular intervals to be determined by the Conference at its first meeting.
2. Extraordinary meetings of the Conference of the Parties shall be held at such other times as may
be deemed necessary by the Conference, or at the written request of any Party, provided that,
within six months of the request being communicated to them by the Secretariat, it is supported by
at least one third of the Parties.
3. The Conference of the Parties shall by consensus agree upon and adopt rules of procedure for
itself and for any subsidiary body it may establish, as well as financial rules to determine in
particular the financial participation of the Parties under this Convention.
4. The Parties at their first meeting shall consider any additional measures needed to assist them in
fulfilling their responsibilities with respect to the protection and the preservation of the marine
environment in the context of this Convention.
5. The Conference of the Parties shall keep under continuous review and evaluation the effective
implementation of this Convention, and, in addition, shall:

a) Promote the harmonization of appropriate policies, strategies and measures for minimizing
harm to human health and the environment by hazardous wastes and other wastes;
b) Consider and adopt, as required, amendments to this Convention and its annexes, taking into
consideration,inter

alia,

available

scientific,

technical,

economic

and

environmental

information;
c) Consider and undertake any additional action that may be required for the achievement of the
purposes of this Convention in the light of experience gained in its operation and in the
operation of the agreements and arrangements envisaged in Article 11;
d) Consider and adopt protocols as required; and
e) Establish such subsidiary bodies as are deemed necessary for the implementation of this
Convention.

6. The United Nations, its specialized agencies, as well as any State not party to this Convention,
may be represented as observers at meetings of the Conference of the Parties. Any other body or
agency, whether national or international, governmental or non governmental, qualified in fields
relating to hazardous wastes or other wastes which has informed the Secretariat of its wish to be
represented as an observer at a meeting of the Conference of the Parties, may be admitted unless
at least one third of the Parties present object. The admission and participation of observers shall
be subject to the rules of procedure adopted by the Conference of the Parties.
7. The Conference of the Parties shall undertake three years after the entry into force of this
Convention, and at least every six years thereafter, an evaluation of its effectiveness and, if
deemed necessary, to consider the adoption of a complete or partial ban of transboundary
movements of hazardous wastes and other wastes in light of the latest scientific, environmental,
technical and economic information.
Article 16. Secretariat
1. The functions of the Secretariat shall be:
a) To arrange for and service meetings provided for in Article 15 and 17;
b) To prepare and transmit reports based upon information received in accordance with Articles
3, 4, 6, 11 and 13 as well as upon information derived from meetings of subsidiary bodies
established under Article 15 as well as upon, as appropriate, information provided by relevant
intergovernmental and non-governmental entities;
c) To prepare reports on its activities carried out in implementation of its functions under this
Convention and present them to the Conference of the Parties;
d) To ensure the necessary coordination with relevant international bodies, and in particular to
enter into such administrative and contractual arrangements as may be required for the
effective discharge of its functions;
e) To communicate with focal points and competent authorities established by the Parties in
accordance with Article 5 of this Convention;

f) To compile information concerning authorized national sites and facilities of Parties available
for the disposal of their hazardous wastes and other wastes and to circulate this information
among Parties;
g) To receive and convey information from and to Parties on:
-

sources of technical assistance and training;

-

available technical and scientific know-how;

-

sources of advice and expertise; and

-

availability of resources
with a view to assisting them, upon request, in such areas as:

-

the handling of the notification system of this Convention;

-

the management of hazardous wastes and other wastes;

-

environmentally sound technologies relating to hazardous wastes and other wastes, such
as low- and non-waste technology;

-

the assessment of disposal capabilities and sites;

-

the monitoring of hazardous wastes and other wastes; and

-

emergency responses;

h) To provide Parties, upon request, with information on consultants or consulting firms having
the necessary technical competence in the field, which can assist them to examine a
notification for a transboundary movement, the concurrence of a shipment of hazardous
wastes or other wastes with the relevant notification, and/or the fact that the proposed disposal
facilities for hazardous wastes or other wastes are environmentally sound, when they have
reason to believe at the wastes in question will not be managed in an environmentally sound
manner. Any such examination would not be at the expense of e Secretariat;
i)

To assist Parties upon request in their identification of cases of illegal traffic and to circulate
immediately to the Parties concerned any information it has received regarding illegal traffic;

j)

To co-operate with Parties and with relevant and competent international organizations and
agencies in the provision of experts and equipment for the purpose of rapid assistance to
States in the event of an emergency situation; and

k) To perform such other functions relevant to the purposes of this Convention as may be
determined by the Conference of the Parties.

2. The secretariat functions will be carried out on an interim basis by UNEP until the completion of
the first meeting of the Conference of the Parties held pursuant to Article 15.
3. At its first meeting, the Conference of the Parties shall designate the Secretariat from among
those existing competent intergovernmental organizations which have signified their willingness to
carry out the secretariat functions under this Convention. At this meeting, the Conference of the
Parties shall also evaluate the implementation by the interim Secretariat of the functions assigned
to it, in particular under paragraph 1 above, and decide upon the structures appropriate for those
functions.

Article 17. Amendment of the Convention
1. Any Party may propose amendments to this Convention and any Party to a protocol may propose
amendments to that protocol. Such amendments shall take due account,inter alia, of relevant
scientific and technical considerations.
2. Amendments to this Convention shall be adopted at a meeting of the Conference of the Parties.
Amendments to any protocol shall be adopted at a meeting of the Parties to the protocol in
question. The text of any proposed amendment to this Convention or to any protocol, except as
may otherwise be provided in such protocol, shall be communicated to the Parties by the
Secretariat at least six months before the meeting at which it is proposed for adoption. The
Secretariat shall also communicate proposed amendments to the Signatories to this Convention
for information.
3. The Parties shall make every effort to reach agreement on any proposed amendment to this
Convention by consensus. If all efforts at consensus have been exhausted, and no agreement
reached, the amendment shall as a last resort be adopted by a three-fourths majority vote of the
Parties present and voting at the meeting, and shall be submitted by the Depositary to all Parties
for ratification, approval, formal confirmation or acceptance.
4. The procedure mentioned in paragraph 3 above shall apply to amendments to any protocol,
except that a two-thirds majority of the Parties to that protocol present and voting at the meeting
shall suffice for their adoption.
5. Instruments of ratification, approval, formal confirmation or acceptance of amendments shall be
deposited with the Depositary. Amendments adopted in accordance with paragraphs 3 or 4 above
shall enter into force between Parties having accepted them on the ninetieth day after the receipt
by the Depositary of their instrument of ratification, approval, formal confirmation or acceptance by
at least three-fourths of the Parties who accepted the amendments to the protocol concerned,
except as may otherwise be provided in such protocol. The amendments shall enter into force for
any other Party on the ninetieth day after that Party deposits its instrument of ratification, approval,
formal confirmation or acceptance of the amendments.
6. For the purpose of this Article, "Parties present and voting" means Parties present and casting an
affirmative or negative vote.
Article 18. Adoption and Amendment of Annexes
1. The annexes to this Convention or to any protocol shall form an integral part of this Convention or
of such protocol, as the case may be and, unless expressly provided otherwise, a reference to this
Convention or its protocols constitutes at the same time a reference to any annexes thereto. Such
annexes shall be restricted to scientific, technical and administrative matters.

2. Except as may be otherwise provided in any protocol with respect to its annexes, the following
procedure shall apply to the proposal, adoption and entry into force of additional annexes to this
Convention or of annexes to a protocol:
a) Annexes to this Convention and its protocols shall be proposed and adopted according to the
procedure laid down in Article 17, paragraphs 2, 3 and 4;
b) Any Party that is unable to accept an additional annex to this Convention or an annex to any
protocol to which it is party shall so notify the Depositary, in writing, within six months from the
date of the communication of the adoption by the Depositary. The Depositary shall without
delay notify all Parties of any such notification received. A Party may at any time substitute an
acceptance for a previous declaration of objection and the annexes shall thereupon enter into
force for that Party;
c) On the expiry of six months from the date of the circulation of the communication by the
Depositary, the annex shall become effective for all Parties to this Convention or to any
protocol concerned, which have not submitted a notification in accordance with the provision of
subparagraph b) above.

3. The proposal, adoption and entry into force of amendments to annexes to this Convention or to
any protocol shall be subject to the same procedure as for the proposal, adoption and entry into
force of annexes to the Convention or annexes to a protocol. Annexes and amendments thereto
shall take due account,inter alia, of relevant scientific and technical considerations.
4. If an additional annex or an amendment to an annex involves an amendment to this Convention or
to any protocol, the additional annex or amended annex shall not enter into force until such time
as the amendment to this Convention or to the protocol enters into force.
Article 19. Verification
Any Party which has reason to believe that another Party is acting or has acted in breach of its
obligations under this Convention may inform the Secretariat thereof, and in such an event, shall
simultaneously and immediately inform, directly or through the Secretariat, the Party against whom
the allegations are made. All relevant information should be submitted by the Secretariat to the
Parties.
Article 20. Settlement of Disputes
1. In case of a dispute between Parties as to the interpretation or application of, or compliance with,
this Convention or any protocol thereto, they shall seek a settlement of the dispute through
negotiation or any other peaceful means of their own choice.
2. If the Parties concerned cannot settle their dispute through the means mentioned in the preceding
paragraph, the dispute, if the parties to the dispute agree, shall be submitted to the International

Court of Justice or to arbitration under the conditions set out in Annex VI on Arbitration. However,
failure to reach common agreement on submission of the dispute to the International Court of
Justice or to arbitration shall not absolve the Parties from the responsibility of continuing to seek to
resolve it by the means referred to in paragraph 1.
3. When ratifying, accepting, approving, formally confirming or acceding to this Convention, or at any
time thereafter, a State or political and/or economic integration organization may declare that it
recognizes as compulsoryipso facto and without special agreement, in relation to any Party
accepting the same obligation:
a) submission of the dispute to the International Court of Justice; and/or
b) arbitration in accordance with the procedures set out in Annex VI.

Such declaration shall be notified in writing to the Secretariat which shall communicate it to the
Parties.
Article 21. Signature
This Convention shall be open for signature by States, by Namibia, represented by the United Nations
Council for Namibia, and by political and/or economic integration organizations, in Basel on 22 March
1989, at the Federal Department of Foreign Affairs of Switzerland in Berne from 23 March 1989 to 30
June 1989, and at United Nations Headquarters in New York from 1 July 1989 to 22 March 1990.
Article 22. Ratification, Acceptance, Formal Confirmation or Approval
1. This Convention shall be subject to ratification, acceptance or approval by States and by Namibia,
represented by the United Nations Council for Namibia, and to formal confirmation or approval by
political and/or economic integration organizations. Instruments of ratification, acceptance, formal
confirmation, or approval shall be deposited with the Depositary.
2. Any organization referred to in paragraph 1 above which becomes a Party to this Convention
without any of its member States being a Party shall be bound by all the obligations under the
Convention. In the case of such organizations, one or more of whose member States is a Party to
the Convention, the organization and its member States shall decide on their respective
responsibilities for the performance of their obligations under the Convention. In such cases, the
organization and the member States shall not be entitled to exercise rights under the Convention
concurrently.
3. In their instruments of formal confirmation or approval, the organizations referred to in paragraph 1
above shall declare the extent of their competence with respect to the matters governed by the
Convention. These organizations shall also inform the Depositary, who will inform the Parties of
any substantial modification in the extent of their competence.

Article 23. Accession
1. This Convention shall be open for accession by States, by Namibia, represented by the United
Nations Council for Namibia, and by political and/or economic integration organizations from the
day after the date on which the Convention is closed for signature. The instruments of accession
shall be deposited with the Depositary.
2. In their instruments of accession, the organizations referred to in paragraph 1 above shall declare
the extent of their competence with respect to the matters governed by the Convention. These
organizations shall also inform the Depositary of any substantial modification in the extent of their
competence.
3. The provisions of Article 22 paragraph 2, shall apply to political and/or economic integration
organizations which accede to this Convention.
Article 24. Right to Vote
1. Except as provided for in paragraph 2 below, each Contracting Party to this Convention shall have
one vote.
2. Political and/or economic integration organizations, in matters within their competence, in
accordance with Article 22, paragraph 3, and Article 23, paragraph 2, shall exercise their right to
vote with a number of votes equal to the number of their member States which are Parties to the
Convention or the relevant protocol. Such organizations shall not exercise their right to vote if their
member States exercise theirs, and vice versa.
Article 25. Entry into Force
1. This Convention shall enter into force on the ninetieth day after the date of deposit of the twentieth
instrument of ratification, acceptance, formal confirmation, approval or accession.
2. For each State or political and/or economic integration organization which ratifies, accepts,
approves or formally confirms this Convention or accedes thereto after the date of the deposit of
the twentieth instrument of ratification, acceptance, approval, formal confirmation or accession, it
shall enter into force on the ninetieth day after the date of deposit by such State or political and/or
economic integration organization of its instrument of ratification, acceptance, approval, formal
confirmation or accession.
3. For the purposes of paragraphs 1 and 2 above, any instrument deposited by a political and/or
economic integration organization shall not be counted as additional to those deposited by
member States of such organization.
Article 26. Reservations and Declarations

1. No reservation or exception may be made to this Convention.
2. Paragraph 1 of this Article does not preclude a State or political and/or economic integration
organization, when signing, ratifying, accepting, approving, formally confirming or acceding to this
Convention, from making declarations or statements, however phrased or named, with a view,inter
alia, to the harmonization of its laws and regulations with the provisions of this Convention,
provided that such declarations or statements do not purport to exclude or to modify the legal
effects of the provisions of the Convention in their application to that State.
Article 27. Withdrawal
1. At any time after three years from the date on which this Convention has entered into force for a
Party, that Party may withdraw from the Convention by giving written notification to the Depositary.
2. Withdrawal shall be effective one year from receipt of notification by the Depositary, or on such
later date as may be specified in the notification.
Article 28. Depository
The Secretary-General of the United Nations shall be the Depository of this Convention and of any
protocol thereto.
Article 29. Authentic texts
The original Arabic, Chinese, English, French, Russian and Spanish texts of this Convention are
equally authentic.
IN WITNESS WHEREOF, the undersigned, being duly authorized to that effect, have signed this
Convention.
DONE at Basel on the 22nd day of March 1989
ANNEX I. Categories of Wastes to be Controlled
Waste Streams
Yl

Clinical wastes from medical care in hospitals, medical centers
and clinics

Y2

Wastes from the production and preparation of pharmaceutical
products

Y3

Waste pharmaceuticals, drugs and medicines

Y4

Wastes from the production, formulation and use of biocides
and phytopharmaceuticals

Y5

Wastes from the manufacture, formulation and use of wood
preserving chemicals

Y6

Wastes from the production, formulation and use of organic
solvents

Y7

Wastes from

heat treatment and tempering operations

containing cyanides

Y8

Waste mineral oils unfit for their originally intended use

Y9

Waste oils/water, hydrocarbons/water mixtures, emulsions

Y10

Waste substances and articles containing or contaminated with
polychlorinated

biphenyls

(PCBs)

and/or

polychlorinated

terphenyls (PCTs) and/or polybrominated biphenyls (PBBs)

Y11

Waste tarry residues arising from refining, distillation and any
pyrolytic treatment

Y12

Wastes from production, formulation and use of links, dyes,
pigments, paints, lacquers, varnish

Y13

Wastes from production, formulation and use of resins, latex,
plasticizers, glues/adhesives

Y14

Waste chemical substances arising from

research and

development or teaching activities which are not identified
and/or are new and whose effects on man and/or the
environment are not known

Y15

Wastes of an explosive nature not subject to other legislation

Y16

Wastes from production, formulation and use of photographic
chemicals and processing materials

Y17

Wastes resulting from surface treatment of metals and plastics

Y18

Residues arising from industrial waste disposal operations

Wastes having as constituents: Y19

Metal carbonyls

Y20

Beryllium; beryllium compounds

Y21

Hexavalent chromium compounds

Y22

Copper compounds

Y23

Zinc compounds

Y24

Arsenic; arsenic compounds

Y25

Selenium; selenium compounds

Y26

Cadmium; cadmium compounds

Y27

Antimony; antimony compounds

Y28

Tellurium; tellurium compounds

Y29

Mercury; mercury compounds

Y30

Thallium; thallium compounds

Y31

Lead; lead compounds

Y32

Inorganic fluorine compounds excluding calcium fluoride

Y33

Inorganic cyanides

Y34

Acidic solutions or acids in solid form

Y35

Basic solutions or bases in solid form

Y36

Asbestos (dust and fibres)

Y37

Organic phosphorous compounds

Y38

Organic cyanides

Y39

Phenols; phenol compounds including chlorophenols

Y40

Ethers

Y41

Halogenated organic solvents

Y42

Organic solvents excluding halogenated solvents

Y43

Any congenor of polychlorinated dibenzo-furan

Y44

Any congenor of polychlorinated dibenzodio-p-xin

Y45

Organohalogen compounds other than substances referred to in this
Annex (eg. Y39, Y41, Y42, Y43, Y44).

a. To facilitate the application of this Convention, and subject to paragraphs b), c) en d), wastes
listed in Annex VIII are characterized as hazardous pursuant to Article 1, paragraph 1 (a), of
this Convention, and wastes listed in Annex IX are not covered by Article 1, paragraph 1 (a), of
this Convention.
b. Designation of a waste on Annex VIII does not preclude, in a particular case, the use of Annex
III to demonstrate that a waste is not hazardous pursuant to Article 1, paragraph 1 (a), of this
Convention.
c. Designation of a waste on Annex IX does not preclude, in a particular case, characterization of
such a waste as hazardous pursuant to Article 1, paragraph 1 (a), of this Convention if it
contains Annex I material to an extent causing it to exhibit an Annex III characteristic.
d. Annexes VIII and IX do not effect the application of Article 1, paragraph 1 (a), of this
Convention for the purpose of characterization of wastes.

ANNEX II. Categories of wastes requiring Special Consideration
Y46

Wastes collected from households

Y47

Residues arising from the incineration of household wastes

ANNEX III. List of Hazardous Characteristics

UW Class 1 )

Code

Characteristics

1

H1

Explosive
An explosive substance or waste is a
solid or liquid substance or waste (or
mixture of substances or wastes) which is
in itself capable by chemical reaction of
producing gas at such a temperature and
pressure and at such a speed as to
cause damage to the surroundings.

3

H3

Flammable liquids
The word "flammable" has the same
meaning as "inflammable". 2 ) Flammable
liquids are liquids, or mixtures of liquids,
or liquids containing solids in solution or
suspension

(for

varnishes,

lacquers,

example,
etc.,

paints,
but

not

including substances or wastes otherwise
classified on account of their dangerous
characteristics)

which

give

off

a

flammable vapour at temperatures of not
more than 60.5°C, closed-cup test, or not
more than 65.6° C, open-cup test. (Since
the results of open-cup tests and of
closed-cup

tests

are

not

strictly

comparable and even individual results
by the same test are often variable,
regulations

varying

from

the

above

figures to make allowance for such
differences would be within the spirit of
this definition.)

4.1

H4.1

Flammable solids
Solids, or waste solids, other than those
classed

as

explosives,

which under

conditions encountered in transport are
readily combustible, or may cause or
contribute to fire through friction.

4.2

H4.2

Substances

or

wastes

liable

to

spontaneous combustion
Substances or wastes which are liable to
spontaneous

heating

under

normal

conditions encountered in transport, or to

1) Corresponds to the hazard classification system included in the United Nations Recommendations on the Transport of
Dangerous Goods (ST/SG/ AC.10/l/Rev.5, United Nations, New York, 1988).
2) Redactie: Deze zin komt alleen in de Engelse tekst voor.

heating up on contact with air, and being
then liable to catch fire.

4.3

H4.3

Substances or wastes which, in contact
with water emit flammable gases
Substances

or

wastes

which,by

interaction with water, are liable to
become spontaneously flammable or to
give off flammable gases in dangerous
quantities.

5.1

H5.1

Oxidizing
Substances or wastes which, while in
themselves not necessarily combustible,
may, generally by yielding oxygen cause,
or contribute to, the combustion of other
materials.

5.2

H5.2

Organic Peroxides
Organic substances or wastes which
contain the bivalent -0-0-structure are
thermally unstable substances which may
undergo

exothermic

self-accelerating

decomposition.

6.1

H6.1

Poisonous (Acute)
Substances or wastes liable either to
cause death or serious injury or to harm
human health if swallowed or inhaled or
by skin contact.

6.2

H6.2

Infectious substances
Substances or wastes containing viable
micro organisms or their toxins which are
known or suspected to cause disease in
animals or humans.

8

H8

Corrosives
Substances or wastes which, by chemical
action, will cause severe damage when in
contact with living tissue, or, in the case
of leakage, will materially damage, or
even destroy, other goods or the means
of transport; they may also cause other
hazards.

9

H10

Liberation of toxic gases in contact with
air or water
Substances

or

wastes

which,

by

interaction with air or water, are liable to
give

off

toxic

gases

in

dangerous

quantities.

9

H11

Toxic (Delayed or chronic)

Substances or wastes which, if they are
inhaled or ingested or if they penetrate
the skin, may involve delayed or chronic
effects, including carcinogenicity.

9

H12

Ecotoxic
Substances or wastes which if released
present or may present immediate or
delayed

adverse

environment

by

impacts

to

means

the
of

bioaccumulation and/or toxic effects upon
biotic systems.

9

H13

Capable, by any means, after disposal, of
yielding another material, e.g., leachate,
which

possesses

any

of

characteristics listed above.

Tests
The potential hazards posed by certain types of wastes are not yet fully documented; tests to define
quantitatively these hazards do not exist. Further research is necessary in order to develop means to
characterise potential hazards posed to man and/or the environment by these wastes. Standardized
tests have been derived with respect to pure substances and materials. Many countries have
developed national tests which can be applied to materials listed in Annex I, in order to decide if these
materials exhibit any of the characteristics listed in this Annex.
ANNEX IV. Disposal operations
A. OPERATIONS WHICH DO NOT LEAD TO THE POSSIBILITY OF RESOURCE RECOVERY,
RECYCLING, RECLAMATION, DIRECT RE-USE OR ALTERNATIVE USES
Section A encompasses all such disposal operations which occur in practice.

the

Dl

Deposit into or onto land, (e.g., landfill, etc.)

D2

Land treatment, (e.g., biodegradation of liquid or sludgy
discards in soils, etc.)

D3

Deep injection, (e.g., injection of pumpable discards into wells,
salt domes or naturally occurring repositories, etc.)

D4

Surface impoundment, (e.g., placement of liquid or sludge
discards into pits, ponds or lagoons, etc.)

D5

Specially engineered landfill, (e.g., placement into lined discrete
cells which are capped and isolated from one another and the
environment, etc.)

D6

Release into a water body except seas/oceans

D7

Release into seas/oceans including sea-bed insertion

D8

Biological treatment not specified elsewhere in this Annex
which results in final compounds or mixtures which are
discarded by means of any of the operations in Section A

D9

Physico chemical treatment not specified elsewhere in this
Annex which results in final compounds or mixtures which are
discarded by means of any of the operations in Section A, (e.g.,
evaporation, drying, calcination, neutralisation, precipitation,
etc.)

D10

Incineration on land

D11

Incineration at sea

D12

Permanent storage (e.g., emplacement of containers in a mine,
etc.)

D13

Blending or mixing prior to submission to any of the operations
in Section A

D14

Repackaging prior to submission to any of the operations in
Section A

D15

Storage pending any of the operations in Section A

B. OPERATIONS WHICH MAY LEAD TO RESOURCE RECOVERY, RECYCLING, RECLAMATION,
DIRECT RE-USE OR ALTERNATIVE USES
Section B encompasses all such operations with Use as a fuel (other than in direct incineration) or other means
respect

to

materials

legally

defined

as

or

to generate energy

considered to be hazardous wastes and which
otherwise would have been destined for operations
included in Section AR1

R2

Solvent reclamation/regeneration

R3

Recycling/reclamation of organic substances which are not
used as solvents

R4

Recycling/reclamation of metals and metal compounds

R5

Recycling/reclamation of other inorganic materials

R6

Regeneration of acids or bases

R7

Recovery of components used for pollution abatement

R8

Recovery of components from catalysts

R9

Used oil re-refining or other reuses of previously used oil

R10

Land treatment resulting in benefit to agriculture or ecological
improvement

R11

Uses of residual materials obtained from any of the operations
numbered R1-R10

R12

Exchange of wastes for submission to any of the operations
numbered R1-R11

R13

Accumulation of material intended for any operation in Section
B

ANNEX V A. Information to be provided on Notification

1. Reason for waste export
2. Exporter of the waste

3 )

3. Generator(s) of the waste and site of generation

4 )

4. Disposer of the waste and actual site of disposal

5 )

5. Intended carrier(s) of the waste or their agents, if known

6 )

6. Country of export of the waste
Competent authority

7 )

7. Expected countries of transit
Competent authority

8 )

8. Country of import of the waste
Competent authority

9 )

9. General or single notification
10. Projected date(s) of shipment(s) and period of time over which waste is to be exported and
proposed itinerary (including point of entry and exit)

10 )

11. Means of transport envisaged (road, rail, sea, air, inland waters)
12. Information relating to insurance

11 )

13. Designation and physical description of the waste including Y number and UN number and its
composition

12 )

and information on any special handling requirements including emergency

provisions in case of accidents
14. Type of packaging envisaged (eg. bulk, drummed, tanker)
15. Estimated quantity in weight/volume

13 )

16. Process by which the waste is generated

14 )

17. For wastes listed in Annex I, classifications from Annex III: hazardous characteristic, H
number, and UN class.
18. Method of disposal as per Annex IV
19. Declaration by the generator and exporter that the information is correct
20. Information transmitted (including technical description of the plant) to the exporter or
generator from the disposer of the waste upon which the latter has based his assessment that
there was no reason to believe that the wastes will not be managed in an environmentally

3) Full name and address, telephone, telex or telefax number and the name, address, telephone, telex or telefax number of the
person to be contacted.
4) Full name and address, telephone, telex or telefax number and the name, address, telephone, telex or telefax number of the
person to be contacted.
5) Full name and address, telephone, telex or telefax number and the name, address, telephone, telex or telefax number of the
person to be contacted.
6) Full name and address, telephone, telex or telefax number and the name, address, telephone, telex or telefax number of the
person to be contacted.
7) Full name and address, telephone, telex or telefax number.
8) Full name and address, telephone, telex or telefax number.
9) Full name and address, telephone, telex or telefax number.
10) In the case of a general notification covering several shipments, either the expected dates of each shipment or, if this is not
known, the expected frequency of the shipments will be required.
11) Information to be provided on relevant insurance requirements and how they are met by exporter, carrier and disposer.
12) The nature and the concentration of the most hazardous components, in terms of toxicity and other dangers presented by
the waste both in handling and in relation to the proposed disposal method.
13) In the case of a general notification covering several shipments, both the estimated total quantity and the estimated
quantities for each individual shipment will be required.
14) 7) Insofar as this is necessary to assess the hazard and determine the appropriateness of the proposed disposal operation.

sound manner in accordance with the laws and regulations of the country of import.
21. Information concerning the contract between the exporter and disposer.

ANNEX V B. Information to be provided on the Movement Document
1. Exporter of the waste

15 )

2. Generator(s) of the waste and site of generation

16 )

3. Disposer of the waste and actual site of disposal
4. Carrier(s) of the waste

18 )

17 )

or his agent(s)

5. Subject of general or single notification
6. The date the transboundary movement started and date(s) and signature on receipt by each
person who takes charge of the waste
7. Means of transport (road, rail, inland waterway, sea, air) including countries of export, transit
and import, also point of entry and exit where these have been designated
8. General description of the waste (physical state, proper UN shipping name and class, UN
number, Y number and H number as applicable)
9. Informatrion on special handling requirements including emergency provision in case of
accidents
10. Type and number of packages
11. Quantity on weight/volume
12. Declaration by the generator or exporter that the information is correct
13. Declaration by the generator or exporter indicating no objection from the competent authorities
of all States concerned which are Parties.
14. Certification by disposer of receipt at designated disposal facility and indication of method of
disposal and of the approximate date of disposal.

The information required on the movement document shall where possible be integrated in one
document with that required under transport rules. Where this is not possible the information should
complement rather than duplicate that required under the transport rules. The movement document
shall carry instructions as to who is to provide information and fill-out any form.
ANNEX VI. Arbitration
Article 1
Unless the agreement referred to in Article 20 of the Convention provides otherwise, the arbitration

15) Full name and address, telephone, telex or telefax number and the name, address, telephone, telex or telefax number of
the person to be contacted in case of emergency.
16) Full name and address, telephone, telex or telefax number and the name, address, telephone, telex or telefax number of
the person to be contacted in case of emergency.
17) Full name and address, telephone, telex or telefax number and the name, address, telephone, telex or telefax number of
the person to be contacted in case of emergency.
18) Full name and address, telephone, telex or telefax number and the name, address, telephone, telex or telefax number of
the person to be contacted in case of emergency.

procedure shall be conducted in accordance with Articles 2 to 10 below.
Article 2
The claimant party shall notify the Secretariat that the parties have agreed to submit the dispute to
arbitration pursuant to paragraph 2 or paragraph 3 of Article 20 and include, in particular, the Articles
of the Convention the interpretation or application of which are at issue. The Secretariat shall forward
the information thus received to all Parties to the Convention.
Article 3
The arbitral tribunal shall consist of three members. Eacht of the Parties to the dispute shjall appoint
an arbitrator, and the two arbitrators so appointed shall designa te by common agreement the third
arbitrator, who shall be the chariman of the tribunal. The latter shall not be a national of one of the
parties to the dispute, nor have his usual place of residence in the territory of one of these parties, nor
be employed by any of them, nor have dealt with the case in any other capacity.
Article 4
1. If the chairman of the arbitral tribunal has not been designated within two months of the
appointment of the second arbitrator, the Secretary-General of the United Nations shall, at the
request of either party, designate him within a further two months period.
2. If one of the parties to the dispute does not appoint an arbitrator within two months of the receipt
of the request, the other party may inform the Secretary-General of the United Nations who shall
designate the chairman of the arbitral tribunal within a further two months' period. Upon
designation, the chairman of the arbitral tribunal shall request the party which has not appointed
an arbitrator to do so within two months. After such period, he shall inform the Secretary-General
of the United Nations, who shall make this appointment whitin a further two months' period.
Article 5
1. The arbitral tribunal shall render its decision in accordance with international law and in
accordance with the provisions of this Convention.
2. Any arbitral tribunal constituted under the provisions of this Annex shall draw up its own rules of
procedure.
Article 6
1. The decisions of the arbitral tribunal both on procedure and on substance, shall be taken by
majority vote of its members.
2. The tribunal may take all appropriate measures in order to establish the facts. It may, at the

request of one of the parties, recommend essential interim measures of protection.
3. The parties to the dispute shall provide all facilities necessary for the effective conduct of the
proceedings.
4. The absence or default of a party in the dispute shall not constitute an impediment to the
proceedings.
Article 7
The tribunal may hear and determine counter-claims arising directly out of the subject-matter of the
dispute.
Article 8
Unless the arbitral tribunal determines otherwise because of the particular circumstances of the case,
the expenses of the tribunal, including the remuneration of its members, shall be borne by the parties
to the dispute in equal shares. The tribunal shall keep a record of all its expenses, and shall furnish a
final statement thereof to the parties.
Article 9
Any Party that has an interest of a legal nature in the subject-matter of the dispute which may be
affected by the decision in the case, may intervene in the proceedings with the consent of the tribunal.
Article 10
1. The tribunal shall render its award within five months of the date on which it is established unless
it finds it necessary to extend the time-limit for a period which should not exceed five months.
2. The award of the arbitral tribunal shall be accompanied by a statement of reasons. It shall be final
and binding upon the parties to the dispute.
3. Any dispute which may arise between the parties concerning the interpretation or execution of the
award may be submitted by either party to the arbitral tribunal which made the award or, if the
latter cannot be seized thereof, to another tribunal constituted for this purpose in the same manner
as the first.
ANNEX VIII. List A
Wastes contained in this Annex are characterized as hazardous under Article 1, paragraph 1 (a), of
this Convention, and their designation on this Annex does not preclude the use of Annex III to
demonstrate that a waste is not hazardous.
A1 Metal and metal-bearing wastes

A1010.

Metal wastes and waste consisting of alloys of any of the following:

•. Antimony
•. Arsenic
•. Beryllium
•. Cadmium
•. Lead
•. Mercury
•. Selenium
•. Tellurium
•. Thallium
but excluding such wastes specifically listed on list B.
A1020.

Waste having as constituents or contaminants, excluding metal waste in massive

form, any of the following:
•. Antimony; antimony compounds
•. Beryllium; beryllium compounds
•. Cadmium; cadmium compounds
•. Lead; lead compounds
•. Selenium; selenium compounds
•. Tellurium; tellurium compounds
A1030.

Wastes having as constituents or contaminants any of the following:

•. Arsenic; arsenic compounds
•. Mercury; mercury compounds
•. Thallium; thallium compounds
A1040.

Wastes having as constituents any of the following:

•. Metal carbonyls
•. Hexavalent chromium compounds
A1050.

Galvanic sludges

A1060.

Waste liquors from the pickling of metals

A1070.

Leaching residues from zinc processing, dust and sludges such as jarosite, hematite,

etc.
A1080.

Waste zinc residues not included on list B, containing lead and cadmium in

concentrations sufficient to exhibit Annex III characteristics
A1090.

Ashes from the incineration of insulated copper wire

A1100.

Dusts and residues from gas cleaning systems of copper smelters

A1110.

Spent electrolytic solutions from copper electrorefining and electrowinning operations

A1120.

Waste sludges, excluding anode slimes, from electrolyte purification systems in

copper electrorefining and electrowinning operations
A1130.

Spent etching solutions containing dissolved copper

A1140.

Waste cupric chloride and copper cyanide catalysts

19 )

A1150.

Precious metal ash from incineration of printed circuit boards not included on list B

A1160.

Waste lead-acid batteries, whole or crushed

A1170.

Unsorted waste batteries excluding mixtures of only list B batteries. Waste batteries

not specified on list B containing Annex I constituents to an extent to render them hazardous.
A1180.

Waste electrical and electronic assemblies or scrap

20 )

containing components such

as accumulators and other batteries included on list A, mercury-switches, glass from
cathode-ray tubes and other activated glass and PCB-capacitors, or contaminated with Annex
I constituents (e.g., cadmium, mercury, lead, polychlorinated biphenyl) to an extent that they
possess any of the characteristics contained in Annex III (note the related entry on list B
B1110)

21 )

A 1190.

Waste metal cables coated or insulated with plastics containing or contaminated with

coal tar, PCB

22 )

lead, cadmium, other organohalogen compounds or other Annex I constituents

to an extent that they exhibit Annex III characteristics;

A2 Wastes containing principally inorganic constituents, which may contain metals and organic
materials
A2010.

Glass waste from cathode-ray tubes and other activated glasses

A2020.

Waste inorganic fluorine compounds in the form of liquids or sludges but excluding

such wastes specified on list B
A2030.

Waste catalysts but excluding such wastes specified on list B

A2040.

Waste gypsum arising from chemical industry processes, when containing Annex I

constituents to the extent that it exhibits an Annex III hazardous characteristic (note the related
entry on list B B2080)
A2050.

Waste asbestos (dusts and fibres)

A2060.

Coal-fired power plant fly-ash containing Annex I substances in concentrations

sufficient to exhibit Annex III characteristics (note the related entry on list B B2050)

A3 Wastes containing principally organic constituents, which may contain metals and inorganic
materials
A3010.

Waste from the production or processing of petroleum coke and bitumen

A3020.

Waste mineral oils unfit for their originally intended use

A3030.

Wastes that contain, consist of or are contaminated with leaded anti-knock compound

sludges
A3040.

Waste thermal (heat transfer) fluids

A3050.

Wastes from production, formulation and use of resins, latex, plasticizers,

glues/adhesives excluding such wastes specified on list B (note the related entry on list B
19) Note that mirror entry on list B (B1160) does not specify exceptions.
20) This entry does not include scrap assemblies from electric power generation.
21) PCBs are at a concentration level of 50 mg/kg or more.
22) PCBs are at a concentration level of 50 mg/kg or more

B4020)
A3060.

Waste nitrocellulose

A3070.

Waste phenols, phenol compounds including chlorophenol in the form of liquids or

sludges
A3080.

Waste ethers not including those specified on list B

A3090.

Waste leather dust, ash, sludges and flours when containing hexavalent chromium

compounds or biocides (note the related entry on list B B3100)
A3100.

Waste paring and other waste of leather or of composition leather not suitable for the

manufacture of leather articles containing hexavalent chromium compounds or biocides (note
the related entry on list B B3090)
A3110.

Fellmongery wastes containing hexavalent chromium compounds or biocides or

infectious substances (note the related entry on list B B3110)
A3120.

Fluff – light fraction from shredding

A3130.

Waste organic phosphorous compounds

A3140.

Waste non-halogenated organic solvents but excluding such wastes specified on list

B
A3150.

Waste halogenated organic solvents

A3160.

Waste halogenated or unhalogenated non-aqueous distillation residues arising from

organic solvent recovery operations
A3170.

Wastes arising from the production of aliphatic halogenated hydrocarbons (such as

chloromethane, dichloro-ethane, vinyl chloride, vinylidene chloride, allyl chloride and
epichlorhydrin)
A3180.

Wastes, substances and articles containing, consisting of or contaminated with

polychlorinated biphenyl (PCB), polychlorinated terphenyl (PCT), polychlorinated naphthalene
(PCN) or polybrominated biphenyl (PBB), or any other polybrominated analogues of these
compounds, at a concentration level of 50 mg/kg or more
A3190.

23 )

Waste tarry residues (excluding asphalt cements) arising from refining, distillation and

any pyrolitic treatment of organic materials

A4 Wastes which may contain either inorganic or organic constituents
A4010.

Wastes from the production, preparation and use of pharmaceutical products but

excluding such wastes specified on list B
A4020.

Clinical and related wastes; that is wastes arising from medical, nursing, dental,

veterinary, or similar practices, and wastes generated in hospitals or other facilities during the
investigation or treatment of patients, or research projects
A4030.

Wastes

from

the

production,

formulation

and

use

of

biocides

and

phytopharmaceuticals, including waste pesticides and herbicides which are off-specification,

23) The 50 mg/kg level is considered to be an internationally practical level for all wastes. However, many individual countries
have established lower regulatory levels (e.g., 20 mg/kg) for specific wastes.

outdated,

24 )

or unfit for their originally intended use

A4040.

Wastes from the manufacture, formulation and use of woodpreserving chemicals

A4050.

Wastes that contain, consist of or are contaminated with any of the following:

25 )

•. Inorganic cyanides, excepting precious-metal-bearing residues in solid form containing
traces of inorganic cyanides
•. Organic cyanides
A4060.

Waste oils/water, hydrocarbons/water mixtures, emulsions

A4070.

Wastes from the production, formulation and use of inks, dyes, pigments, paints,

lacquers, varnish excluding any such waste specified on list B (note the related entry on list B
B4010)
A4080.

Wastes of an explosive nature (but exclusing such wastes specified on list B)

A4090.

Waste acidic or basic solutions, other than those specified in the corresponding entry

on list B (note the related entry on list B B2120)
A4100.

Wastes from industrial pollution control devices for cleaning of industrial off-gases but

excluding such wastes specified on list B
A4110.

Wastes that contain, consist of or are contaminated with any of the following:

•. Any congenor of polychlorinated dibenzo-furan
•. Any congenor of polychlorinated dibenzo-p-dioxin
A4120.

Wastes that contain, consist of or are contaminated with peroxides

A4130.

Waste packages and containers containing Annex I substances in concentrations

sufficient to exhibit Annex III hazard characteristics
A4140.

Waste consisting of or containing off specification or outdated

26 )

chemicals

corresponding to Annex I categories and exhibiting Annex III hazard characteristics
A4150.

Waste chemical substances arising from research and development or teaching

activities which are not identified and/or are new and whose effects on human health and/or
the environment are not known
A4160.

Spent activated carbon not included on list B (note the related entry on list B B2060)

ANNEX IX. List B
Wastes contained in the Annex will not be wastes covered by Article 1, paragraph 1 (a), of this
Convention unless they contain Annex I material to an extent causing them to exhibit an Annex III
characteristic.
B1 Metal and metal-bearing wastes
B1010.

Metal and metal-alloy wastes in metallic, non-dispersible form:

•. Precious metals (gold, silver, the platinum group, but not mercury)
•. Iron and steel scrap

24) "Outdated" means unused within the period recommended by the manufacturer.
25) This entry does not include wood treated with wood preserving chemicals.

•. Copper scrap
•. Nickel scrap
•. Aluminium scrap
•. Zinc scrap
•. Tin scrap
•. Tungsten scrap
•. Molybdenum scrap
•. Tantalum scrap
•. Magnesium scrap
•. Cobalt scrap
•. Bismuth scrap
•. Titanium scrap
•. Zirconium scrap
•. Manganese scrap
•. Germanium scrap
•. Vanadium scrap
•. Scrap of hafnium, indium, niobium, rhenium and gallium
•. Thorium scrap
•. Rare earth scrap
•. chromium scrap
B1020.

Clean, uncontaminated metal scrap, including alloys, in bulk finished form (sheet,

plate, beams, rods, etc), of:
•. Antimony scrap
•. Beryllium scrap
•. Cadmium scrap
•. Lead scrap (but excluding lead-acid batteries)
•. Selenium scrap
•. Tellurium scrap
B1030.

Refractory metals containing residues

B1031.

Molybdenum, tungsten, titanium, tantalum, niobium and rhenium metal and metal

alloy wastes in metallic dispersible form (metal powder), excluding such wastes as specified in
list A under entry A1050, Galvanic sludges
B1040.

Scrap assemblies from electrical power generation not contaminated with lubricating

oil, PCB or PCT to an extent to render them hazardous
B1050.

Mixed non-ferrous metal, heavy fraction scrap, not containing Annex I materials in

concentrations sufficient to exhibit Annex III characteristics
B1060.

27 )

Waste selenium and tellurium in metallic elemental form including powder

26) "Outdated’" means unused within the period recommended by the manufacturer.
27) Note that even where low level contamination with Annex I materials initially exists, subsequent processes, including
recycling processes, may result in separated fractions containing significantly enhanced concentrations of those Annex I
materials.

B1070.

Waste of copper and copper alloys in dispersible form, unless they contain Annex I

constituents to an extent that they exhibit Annex III characteristics
B1080.

Zinc ash and residues including zinc alloys residues in dispersible form unless

containing Annex I constituents in concentration such as to exhibit Annex III characteristics
B1090.

28 )

Waste batteries conforming to a specification, excluding those made with lead,

cadmium or mercury
B1100.

Metal-bearing wastes arising from melting, smelting and refining of metals:

•. Hard zinc spelter
•. Zinc-containing drosses:
–

Galvanizing slab zinc top dross (>90% Zn)

–

Galvanizing slab zinc bottom dross (>92% Zn)

–

Zinc die casting dross (>85% Zn)

–

Hot dip galvanizers slab zinc dross (batch) (>92% Zn)

–

Zinc skimmings

•. Aluminium skimmings (or skims) excluding salt slag
•. Slags from copper processing for further processing or refining not containing arsenic, lead
or cadmium to an extend that they exhibit Annex III hazard characteristics
•. Wastes of refractory linings, including crucibles, originating from copper smelting
•. Slags from precious metals processing for further refining
•. Tantalum-bearing tin slags with less than 0.5% tin
B1110.

Electrical and electronic assemblies:

•. Electronic assemblies consisting only of metals or alloys
•. Waste electrical and electronic assemblies or scrap

29 )

(including printed circuit boards) not

containing components such as accumulators and other batteries included on list A,
mercury-switches, glass from cathode-ray tubes and other activated glass and
PCB-capacitors, or not contaminated with Annex I constituents (e.g., cadmium, mercury,
lead, polychlorinated biphenyl) or from which these have been removed, to an extent that
they do not possess any of the characteristics contained in Annex III (note the related entry
on list A A1180)
•. Electrical and electronic assemblies (including printed circuit boards, electronic
components and wires) destined for direct reuse,
B1115.

30 )

and not for recycling or final disposal

31 )

Waste metal cables coated or insulated with plastics, not included in list A A1190,

excluding those destined for Annex IVA operations or any other disposal operations involving,
at any stage, uncontrolled thermal processes, such as open-burning.
B1120.

Spent catalysts excluding liquids used as catalysts, containing any of:

28) The status of zinc ash is currently under review and there is a recommendation with the United Nations Conference on
Trade and Development (UNCTAD) that zinc ashes should not be dangerous goods.
29) This entry does not include scrap from electrical power generation.
30) Reuse can include repair, refurbishment or upgrading, but not major reassembly.
31) In some countries these materials destined for direct re-use are not considered wastes.

Transition

metals,

excluding

waste Scancium Vanadium Manganese Cobalt Titanium Chromium Iron Nickel Zinc

catalysts (spent catalysts, liquid used Copper

Yttrium

Niobium

catalysts or other catalysts) on list A:

Tungsten

Lanthanides (rare earth metals):

Lanthanum

Praseodymium

Gadolinium

Dysprosium

Hafnium Zirconium

Molybdenum

Tantalum

Rhenium
Samarium Cerium Neodymium Europium Terbium
Erbium Holmium Thulium Lutetium

Ytterbium

B1130.

Cleaned spent precious-metal-bearing catalysts

B1140.

Precious-metal-bearing residues in solid form which contain traces of inorganic

cyanides
B1150.

Precious metals and alloy wastes (gold, silver, the platinum group, but not mercury) in

a dispersible, non-liquid form with appropriate packaging and labelling
B1160.

Precious-metal ash from the incineration of printed circuit boards (note the related

entry on list A A1150)
B1170.

Precious-metal ash from the incineration of photographic film

B1180.

Waste photographic film containing silver halides and metallic silver

B1190.

Waste photographic paper containing silver halides and metallic silver

B1200.

Granulated slag arising from the manufacture of iron and steel

B1210.

Slag arising from the manufacture of iron and steel including slags as a source of

TiO2 and vanadium
B1220.

Slag from zinc production, chemically stabilized, having a high iron content (above

20%) and processed according to industrial specifications (e.g., DIN 4301) mainly for
construction
B1230.

Mill scaling arising from the manufacture of iron and steel

B1240.

Copper oxide mill-scale

B1250.

Waste end-of-life motor vehicles, containing neither liquids nor other hazardous

components

B2 Wastes containing principally inorganic constituents, which may contain metals and organic
materials
B2010.

Wastes from mining operations in non-dispersible form:

•. Natural graphite waste
•. Slate waste, whether or not roughly trimmed or merely cut, by sawing or otherwise • Mica
waste
•. Mica waste
•. Leucite, nepheline and nepheline syenite waste
•. Feldspar waste
•. Fluorspar waste
•. Silica wastes in solid form excluding those used in foundry operations

B2020.

Glass waste in non-dispersible form:

•. Cullet and other waste and scrap of glass except for glass from cathode-ray tubes and
other activated glasses
B2030.

Ceramic wastes in non-dispersible form:

•. Cermet wastes and scrap (metal ceramic composites)
•. Ceramic based fibres not elsewhere specified or included
B2040.

Other wastes containing principally inorganic constituents:

•. Partially refined calcium sulphate produced from flue-gas desulphurization (FGD)
•. Waste gypsum wallboard or plasterboard arising from the demolition of buildings
•. Slag from copper production, chemically stabilized, having a high iron content (above 20%)
and processed according to industrial specifications (e.g., DIN 4301 and DIN 8201) mainly
for construction and abrasive applications
•. Sulphur in solid form
•. Limestone from the production of calcium cyanamide (having a pH less than 9)
•. Sodium, potassium, calcium chlorides
•. Carborundum (silicon carbide)
•. Broken concrete
•. Lithium-tantalum and lithium-niobium containing glass scraps
B2050.

Coal-fired power plant fly-ash, not included on list A (note the related entry on list A

A2060)
B2060.

Spent activated carbon not containing any Annex I constituents to the extent that they

exhibit Annex III characteristics, for example, carbon resulting from the treatment of potable
water and processes of the food industry and vitamin production (note the related entry on list
AA4160)
B2070.

Calcium fluoride sludge

B2080.

Waste gypsum arising from chemical industry processes not included on list A (note

the related entry on list A A2040)
B2090.

Waste anode butts from steel or aluminium production made of petroleum coke or

bitumen and cleaned to normal industry specifications (excluding anode butts from chlor alkali
electrolyses and from metallurgical industry)
B2100.

Waste hydrates of aluminium and waste alumina and residues from alumina

production excluding such materials used for gas cleaning, flocculation or filtration processes
B2110.

Bauxite residue (“red mud”) (pH moderated to less than 11.5)

B2120.

Waste acidic or basic solutions with a pH greater than 2 and less than 11.5, which are

not corrosive or otherwise hazardous (note the related entry on list A A4090)
B2130.

Bituminous material (asphalt waste) from road construction and maintenance, not

containing tar

a 32 )

(note the related entry on list A-A3200)

B3 Wastes containing principally organic constituents, which may contain metals and inorganic
32) The concentration level of Benzol[a]pyrene should not be 50 mg/kg or more.

materials
B3010.

Solid plastic waste:

The following plastic or mixed plastic materials, provided they are not mixed with other wastes
and are prepared to a specification:
•. Scrap plastic of non-halogenated polymers and co-polymers, including but not limited to
the following

33 )

–

ethylene

–

styrene

–

polypropylene

–

polyethylene terephthalate

–

acrylonitrile

–

butadiene

–

polyacetals

–

polyamides

–

polybutylene terephthalate

–

polycarbonates

–

polyethers

–

polyphenylene sulphides

–

acrylic polymers

–

alkanes C10–C13 (plasticiser)

–

polyurethane (not containing CFCs)

–

polysiloxanes

–

polymethyl methacrylate

–

polyvinyl alcohol

–

polyvinyl butyral

–

polyvinyl acetate

•. Cured waste resins or condensation products including the following:
–

urea formaldehyde resins

–

phenol formaldehyde resins

–

melamine formaldehyde resins

–

epoxy resins

–

alkyd resins

–

polyamides

•. The following fluorinated polymer wastes
–

perfluoroethylene/propylene (FEP)

–

Perfluoro alkoxyl alkane

34 )

>. Tetrafluoroethylene/per fluoro vinyl ether (PFA)

33) It is understood that such scraps are completely polymerized.
34) – Post-consumer wastes are excluded from this entry
– Wastes shall not be mixed

>. Tetrafluoroethylene/per fluoro methylvinyl ether (MFA)
–

perfluoroalkoxy alkane (MFA)

–

polyvinylfluoride (PVF)

–

polyvinylidenefluoride (PVDF)

B3020.

Paper, paperboard and paper product wastes

The following materials, provided they are not mixed with hazardous wastes:
Waste and scrap of paper or paperboard of:
•. unbleached paper or paperboard or of corrugated paper or paperboard
•. other paper or paperboard, made mainly of bleached chemical pulp, not coloured in the
mass
•. paper or paperboard made mainly of mechanical pulp (for example, newspapers, journals
and similar printed matter)
•. other, including but not limited to 1) laminated paperboard 2) unsorted scrap.
B3025.

Composite packaging waste consisting of mainly paper and some plastic [and

aluminium], not containing residues and not containing Annex I materials in concentrations
sufficient to exhibit Annex III characteristics
B3026.

The following waste from the pre-treatment of composite packaging for liquids, not

containing Annex I materials in concentrations sufficient to exhibit Annex III characteristics:
–

Non-separable plastic fraction

–

Non-separable plastic-aluminium fraction

B3027.

Self-adhesive label laminate waste containing raw materials used in label material

production
B3030.

Textile wastes

The following materials, provided they are not mixed with other wastes and are prepared to a
specification:
•. Silk waste (including cocoons unsuitable for reeling, yarn waste and garnetted stock)
–

not carded or combed

–

other

•. Waste of wool or of fine or coarse animal hair, including yarn waste but excluding
garnetted stock
–

noils of wool or of fine animal hair

–

other waste of wool or of fine animal hair

–

waste of coarse animal hair

•. Cotton waste (including yarn waste and garnetted stock)
–

yarn waste (including thread waste)

–

garnetted stock

–

other

•. Flax tow and waste
•. Tow and waste (including yarn waste and garnetted stock) of true hemp(Cannabis sativa
– Problems arising from open-burning practices to be considered

L.)
•. Tow and waste (including yarn waste and garnetted stock) of jute and other textile bast
fibres (excluding flax, true hemp and ramie)
•. Tow and waste (including yarn waste and garnetted stock) of sisal and other textile fibres
of the genus Agave
•. Tow, noils and waste (including yarn waste and garnetted stock) of coconut
•. Tow, noils and waste (including yarn waste and garnetted stock) of abaca (Manila hemp
orMusa textilis Nee)
•. Tow, noils and waste (including yarn waste and garnetted stock) of ramie and other
vegetable textile fibres, not elsewhere specified or included
•. Waste (including noils, yarn waste and garnetted stock) of manmade fibres
–

of synthetic fibres

–

of artificial fibres

•. Worn clothing and other worn textile articles
•. Used rags, scrap twine, cordage, rope and cables and worn out articles of twine, cordage,
rope or cables of textile materials
–

sorted

–

other

B3035.

Waste textile floor coverings, carpets

B3040.

Rubber wastes

The following materials, provided they are not mixed with other wastes:
•. Waste and scrap of hard rubber (e.g., ebonite)
•. Other rubber wastes (excluding such wastes specified elsewhere)
B3050.

Untreated cork and wood waste:

•. Wood waste and scrap, whether or not agglomerated in logs, briquettes, pellets or similar
forms
•. Cork waste: crushed, granulated or ground cork
B3060.

Wastes arising from agro-food industrie provided it is not infectious:

•. Wine lees
•. Dried and sterilized vegetable waste, residues and byproducts, whether or not in the form
of pellets, of a kind used in animal feeding, not elsewhere specified or included
•. Degras; residues resulting from the treatment of fatty substances or animal or vegetable
waxes
•. Waste of bones and horn-cores, unworked, defatted, simply prepared (but not cut to
shape), treated with acid or degelatinised
•. Fish waste
•. Cocoa shells, husks, skins and other cocoa waste
•. Other wastes from the agro-food industry excluding by-products which meet national and
international requirements and standards for human or animal consumption
B3065.

Waste edible fats and oils of animal or vegetable origin (e.g, frying oils), provided they

do not exhibit an Annex III characteristic
B3070.

The following wastes:

•. Waste of human hair
•. Waste straw
•. Deactivated fungus mycelium from penicillin production to be used as animal feed
B3080.

Waste parings and scraps of rubber

B3090.

Paring and other wastes of leather or of composition leather not suitable for the

manufacture of leather articles, excluding leathersludges, not containing hexavalent chromium
compounds and biocides (note the related entry on list A A3100)
B3100.

Leather dust, ash, sludges or flours not containing hexavalent chromium compounds

or biocides (note the related entry on list A A3090)
B3110.

Fellmongery wastes not containing hexavalent chromium compounds or biocides or

infectious substances (note the related entry on list A A3110)
B3120.

Wastes consisting of food dyes

B3130.

Waste polymer ethers and waste non-hazardous monomer ethers incapable of

forming peroxides
B3140.

Waste pneumatic tyres, excluding those destined for Annex IVA operations

B4 Wastes which may contain either inorganic or organic constituents
B4010.

Wastes consisting mainly of water-based/latex paints, inks and hardened varnishes

not containing organic solvents, heavy metals or biocides to an extent to render them
hazardous (note the related entry on list A A4070)
B4020.

Wastes from production, formulation and use of resins, latex, plasticizers,

glues/adhesives, not listed on list A, free of solvents and other contaminants to an extent that
they do not exhibit Annex III characteristics, e.g., water-based, or glues based on casein,
starch, dextrin, cellulose ethers, polyvinyl alcohols (note the related entry on list A A3050)
B4030.

Used single-use cameras, with batteries not included on list A