Regulator: RBI

11. Declaration regarding past criminal cases, cases initiated/ pending against the --- Part I: Annex XIX Statement A Name of the Authorised Dealer Category-I: Full address: Name of the Exchange House: Particulars of operations in the account in the month of 1. Opening balance in the account (Cr/Dr) at the start of : _________________ 2. Total credits during the month : _________________ 3. Total debits during the month : _________________ 4. Closing balance (Cr/Dr) as on : _________________ 5. Estimated value of pipeline debits : _________________ (average 15 days drawings determined by progressive annual debit summations or by item No.3 above, whichever estimate is higher) 5 a. The amount of actual payments made by the principal: _____________ encashing branches/offices during the last one week (for adding to estimated pipeline) 6. Funds held abroad as collateral by the bank or under : _________________ DDA procedure. 7. Surplus /deficit in balances/collaterals in the account to: _________________ cover item No.5 8. State amount of counter-value foreign currency : Date Amount of recovered from the Exchange House against each specific foreign foreign credit afforded to the account during the month currency corresponding to the sale of Rupees made by the bank to recovered the Exchange House A) All payment advices received during the month from our paying branches have been taken into account for raising debits in the Rupee accounts of the Exchange House. B) We have received confirmation from our nostro account maintaining banks abroad for having credited counter value (foreign currency) funds to our nostro account before crediting Rupee funds to the account of the Exchange House. C) We confirm that the Rupee accounts of the Exchange Houses are conducted strictly in accordance with the guidelines issued by RBI and in terms of the relative agreements with the Exchange Houses concerned. D) Copy of the statement has been sent to the General Manager-in-charge, Foreign correspondent relationship and department / Officer in Charge, nostro account of our bank. E) We confirm that we have not received any adverse report / warning signals from the General Manager of our International Department whose accounts are maintained by us at the time of submitting the statement. Statement countersigned by certifying that it has been internally reviewed in the bank and the conduct of the account is considered satisfactory. _______________________ _________________________ Chief Manager of the Signature of the General Manager–in- Account Maintaining Branch C h a r ge of International Division /International Operations in the bank. Part I: Annex XX Statement B Consolidated statement of position of Exchange Houses’ accounts to be closed/ under closure (to be submitted by the Account maintaining office through the International Division) (a) Notice has been issued to all Exchange Houses regarding closure of the account. (b) There are no pipeline debits or items of recovery in respect of the above accounts save for what is stated in the Column No. 9. (c) The transactions in the accounts which are still operated are explained separately in the annexure under title name of each Exchange House (An explanatory remark sheet may be attached for the purpose). (d) The following accounts reflected above were closed during the month under review. ___________________ Chief Manager of Account Maintaining Branch Statement countersigned certifying that all the accounts reported above are under the concerned Exchange Houses have been duly suspended and closure of the accounts is being followed up ________________________________ General Manager-in-Charge of International Division/ International Operations in the AD Category-I

Question: In the Master Direction – Reporting under Foreign Exchange Management Act, 1999, what does section 11 state about Declaration regarding past criminal cases, cases initiated/ pending against?
Answer: Part I: Annex XIX Statement A Name of the Authorised Dealer Category-I: Full address: Name of the Exchange House: Particulars of operations in the account in the month of 1.