Assertion: fund | /r/HasProperty | investment company act
Facets:
Source sentences:
text: The staff has been asked whether an investment company registered under the Investment Company Act of 1940 ("Investment Company Act") or a company that has elected to be treated as a business development company under the Investment Company Act (each, a "Fund") may include ratings information from a nationally recognized statistical rating organization ("NRSRO") about securities issued by the Fund in an advertisement that complies with Rule 482 under the Securities Act of 1933 ("Securities Act") without including a written consent of the NRSRO that assigned the rating in the registration statement for the Fund's securities.