Assertion: fund's investment adviser | /r/CapableOf | act as an investment adviser
Facets:
value: to a bdc
type: TRANSITIVE-OBJECT
value: to a registered fund
type: TRANSITIVE-OBJECT
Source sentences:
text: For example, the staff believes that the exemption in Section 203(b)(6)(B) is not available to a CFTC-registered investment adviser who advises a private fund and whose business is not predominately the provision of securities-related advice, if such investment adviser acts as an investment adviser to a Registered Fund or a BDC.