Assertion: affiliate's consumer | /r/HasAspect | investment advisory contract
Facets:
value: with a registered investment adviser
type: OTHER
Source sentences:
text: A consumer has an investment advisory contract with a registered investment adviser that is affiliated with a broker-dealer.
text: The same facts as in the example in paragraph (b)(6)(i) of this section, except that eligibility information about consumers who have an investment advisory contract with a registered investment adviser is placed into a common database that all members of the affiliated group of companies may independently access and use.