Spreadsheet: andy_zipper__639__Broker & Exchange Detail 11-21-01 EM
Sheet: FAILED DEALS SUMMARY

EnronOnline Broker Detail for 11/21/2001
Failed Transactions:
LIFE TO DATE
FAILED TRANSACTION COUNT |  | Commodity
Broker | Failed Reason | Natural Gas | Power | Coal | Grand Total
APB Energy, Inc. | FAILURE: counterparty exceeded credit limit | 3 | 5 |  | 8
 | [NAME]: counterparty has no bid access to product | 9 | 50 |  | 59
 | [NAME]: counterparty has no offer access to product | 4 | 25 |  | 29
 | FAILURE: Limit price violated | 17 | 94 |  | 111
 | [NAME]: product violates counterparty term limit | 5 | 8 |  | 13
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered | 22 | 27 |  | 49
 | FAILURE: Volume not available for base product of hedge | 2 |  |  | 2
 | FAILURE: Base product not active for hedge |  | 1 |  | 1
 | FAILURE: Order pended due to limit price violation | 71 | 9 |  | 80
 | [NAME]: counterparty has no access to product |  | 3 |  | 3
 | FAILURE: Order pended due to limit price violation. | 60 | 35 |  | 95
 | [NAME]: broker cannot broker for given counterparty |  | 12 |  | 12
 | FAILURE: Counterparty attempted trade on price where existing non-financial orders for same Counterparty |  | 4 |  | 4
 | FAILURE: volume not available to fulfill request |  | 1 |  | 1
APB Energy, Inc. Total |  | 193 | 274 |  | 467
Natsource LLC | FAILURE: counterparty exceeded credit limit | 2 | 16 |  | 18
 | [NAME]: counterparty has no bid access to product | 1 | 9 | 1 | 11
 | [NAME]: counterparty has no offer access to product |  | 16 |  | 16
 | FAILURE: Limit price violated | 5 | 54 | 1 | 60
 | [NAME]: product violates counterparty term limit | 5 | 9 |  | 14
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered | 2 | 24 |  | 26
 | FAILURE: Base product not active for hedge | 4 |  |  | 4
 | FAILURE: Order pended due to limit price violation |  | 1 |  | 1
 | FAILURE: Order pended due to limit price violation. |  | 38 |  | 38
 | FAILURE: Counterparty attempted trade on price where existing non-financial orders for same Counterparty |  | 2 |  | 2
Natsource LLC Total |  | 19 | 169 | 2 | 190
Power Merchants Group, LLC | FAILURE: counterparty exceeded credit limit | 1 |  |  | 1
 | [NAME]: counterparty has no offer access to product | 3 |  |  | 3
 | FAILURE: Limit price violated | 20 | 1 |  | 21
 | [NAME]: product violates counterparty term limit | 4 |  |  | 4
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered | 11 |  |  | 11
 | FAILURE: Order pended due to limit price violation | 9 |  |  | 9
 | FAILURE: Order pended due to limit price violation. | 7 |  |  | 7
Power Merchants Group, LLC Total |  | 55 | 1 |  | 56
Amerex Natural Gas I, Ltd. | FAILURE: counterparty exceeded credit limit | 2 |  |  | 2
 | [NAME]: counterparty has no bid access to product | 4 |  |  | 4
 | [NAME]: counterparty has no offer access to product | 5 |  |  | 5
 | FAILURE: Limit price violated | 14 |  |  | 14
 | [NAME]: product violates counterparty term limit | 2 |  |  | 2
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered | 8 |  |  | 8
 | FAILURE: Base product not active for hedge | 1 |  |  | 1
Amerex Natural Gas I, Ltd. Total |  | 36 |  |  | 36
Amerex Power, Ltd. | FAILURE: counterparty exceeded credit limit |  | 8 |  | 8
 | [NAME]: counterparty has no bid access to product |  | 15 |  | 15
 | [NAME]: counterparty has no offer access to product |  | 13 |  | 13
 | FAILURE: Limit price violated |  | 91 |  | 91
 | [NAME]: product violates counterparty term limit |  | 17 |  | 17
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered |  | 10 |  | 10
 | [NAME]: counterparty has no access to product |  | 3 |  | 3
 | [NAME]: broker exceeded credit limit |  | 2 |  | 2
 | FAILURE: Order pended due to limit price violation. |  | 11 |  | 11
 | ORA-01400: cannot insert NULL into ("[NAME]."TRADING_TRANSACTIONS".[NAME]") |  | 4 |  | 4
Amerex Power, Ltd. Total |  |  | 174 |  | 174
Prebon Energy, Inc. | [NAME]: counterparty has no bid access to product |  | 1 |  | 1
 | FAILURE: Order pended due to limit price violation | 1 |  |  | 1
Prebon Energy, Inc. Total |  | 1 | 1 |  | 2
Prebon [NAME] (UK) Ltd | FAILURE: counterparty exceeded credit limit |  | 1 |  | 1
 | [NAME]: counterparty has no bid access to product |  | 7 |  | 7
 | [NAME]: counterparty has no offer access to product |  | 9 |  | 9
 | FAILURE: Limit price violated |  | 15 |  | 15
 | [NAME]: product violates counterparty term limit |  | 1 |  | 1
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered |  | 28 |  | 28
Prebon [NAME] (UK) Ltd Total |  |  | 61 |  | 61
Natsource Tullett Europe Limited | FAILURE: counterparty exceeded credit limit | 2 | 1 |  | 3
 | [NAME]: counterparty has no bid access to product | 1 | 4 |  | 5
 | [NAME]: counterparty has no offer access to product |  | 7 |  | 7
 | FAILURE: Limit price violated | 1 | 5 |  | 6
 | [NAME]: product violates counterparty term limit |  | 2 | 1 | 3
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered | 7 | 12 | 3 | 22
 | FAILURE: Order pended due to limit price violation. |  |  | 3 | 3
Natsource Tullett Europe Limited Total |  | 11 | 31 | 7 | 49
GFI EnergyNet LLC | FAILURE: counterparty exceeded credit limit |  | 2 |  | 2
 | [NAME]: counterparty has no bid access to product |  | 9 |  | 9
 | [NAME]: counterparty has no offer access to product |  | 10 |  | 10
 | FAILURE: Limit price violated |  | 28 |  | 28
 | [NAME]: product violates counterparty term limit |  | 1 |  | 1
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered |  | 3 |  | 3
 | FAILURE: Order pended due to limit price violation. |  | 1 |  | 1
 | FAILURE: Counterparty attempted trade on price where existing non-financial orders for same Counterparty |  | 6 |  | 6
GFI EnergyNet LLC Total |  |  | 60 |  | 60
TFS Energy, LLC | [NAME]: broker exceeded credit limit | 4 |  |  | 4
TFS Energy, LLC Total |  | 4 |  |  | 4
Norwegian Energy Broker AS | FAILURE: Limit price violated |  | 1 |  | 1
 | [NAME]: traded-for counterparty has a collateralized GTC and brokered |  | 1 |  | 1
 | [NAME]: counterparty has no access to product |  | 2 |  | 2
 | FAILURE: Order pended due to limit price violation. |  | 1 |  | 1
Norwegian Energy Broker AS Total |  |  | 5 |  | 5
First Energy Brokers AS | [NAME]: traded-for counterparty has a collateralized GTC and brokered |  | 5 |  | 5
First Energy Brokers AS Total |  |  | 5 |  | 5
[NAME] | [NAME]: traded-for counterparty has a collateralized GTC and brokered |  | 1 |  | 1
[NAME] |  |  | 1 |  | 1
Grand Total |  | 319 | 782 | 9 | 1110