Spreadsheet: rick_buy__32953__raptor1j
Sheet: Daily Position

Security/ | Trade | Settlement | [NAME] |  | Posi- | Strike | Notional |  | Terminations |  |  |  | Market |  | Unrealized | Realized | Total | Prior Day |  | Prior Day |  |  |  |  | Prior YTD |  | Current QTR
Ticker | Date | Date | ment | Cost | tion | Price | Units | Value | Date | Price | Units | Value | Price/Value | Report Date | Gain/(Loss) | Gain/(Loss) | Gain/(Loss) | Realized | Total | Price/Value | Column | Check |  |  | Realized | Total | Realized | Total
PUBLICS
3TEC Warrants | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 1.17868389193476 | 78000 |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 119827.52
Active Power | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  | 1276383 |  | 2001-01-16 00:00:00 |  | 255276 | 6449767.11 |  |  |  |  |  |  |  |  |  |  |  |  | 0 | -39647647.19
Avici Systems | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 162.5 | 1093426 |  | 2001-01-11 00:00:00 |  | 1000 | 30438.98 |  |  |  |  |  |  |  |  |  |  |  |  | 0 | -150756109.75
Carrizo Warrants | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 4.19540251455472 | 156250 |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 289157.77
Catalytica After 12/14 | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  | 1339286 |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  | 2000-12-14 00:00:00 | public shares exchanged | 0 | -93012316.5
Paradigm | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 5.875 | 59891 |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | -82350.13
Place Resources | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 1.68395 | 735000 |  | 2000-11-09 00:00:00 | 1.93798449612403 |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 186715.354651162 | 186715.3546511622
DevX Energy Common | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 2000-10-25 00:00:00 | exchange | 0 | -62477.43
DevX Energy Pref | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  | 2000-12-14 00:00:00 |  | 127500 | 892470 |  |  |  |  |  |  |  |  |  |  | 2000-10-25 00:00:00 | exchange | 374070 | 374070
Quicksilver | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 7.625 | 804243 |  | 2000-12-08 00:00:00 |  |  | 5404512.6 |  |  |  |  |  |  |  |  |  |  |  |  | -727840.2750000004 | -727840.28
PRIVATES
Amerada Hess Exposure | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 1250000 |  |  |  |  |  |  |  | 0 |  | 0 |  |  | 2 |  |  |  | 0 | 0
Ameritex | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 4563600 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | -188421.31
Basic Energy Preferred | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 2136334 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | -713159.63
Black Bay | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 429975 | 2000-12-28 00:00:00 | settled |  |  |  |  |  |  |  |  |  |  |  |  |  |  | -57827.87 | -57827.87
[NAME] | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  | 2000-11-01 00:00:00 | settled |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 65511 | 65511
Catalytica Before 12/14 | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  | 2000-12-14 00:00:00 | public shares exchanged | 0 | 0
City Forest IPC | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 1663000 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Ecogas Loan & Equity | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | -12878050
Geo. Pursuit (EBGB) | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 1012500 | 2000-12-29 00:00:00 | settled |  |  |  |  |  |  |  |  |  |  |  |  |  |  | -887500 | -887500
Heartland Common | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 136.649295766461 | 172031 |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 2.123415470123291e-07
Heartland Common (Condor) | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 10372212 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Heartland Loan | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 1302980 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Heartland Warrants | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 3486752 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Hughes Rawls Loan | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 429210 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Hughes Rawls Note | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 470790 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
HV Marine Warrants | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 27082500 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | -3569065.5
Industrial Holdings | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 7121810 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Invasion Energy | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 5644007 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Juniper | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 20916875 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 82684.8599999994
Juniper Committed Exposurer | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 2560525 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
[NAME] | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 4774950 | 2000-12-28 00:00:00 | settled |  |  |  |  |  |  |  |  |  |  |  |  |  |  | -2359351.12 | -2359351.12
LSI Preferred | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 1822363 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 191228.6599838899
LSI Warrants | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 1374750 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Oconto Falls Common | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 1803840 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Oconto Falls IPC | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 2300803 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Texland | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 7483750 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 1068238.34
Texland Committed Exposurer | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 2343750 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Vastar | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 16316247 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Vastar Exposure | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  | 1050000 |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
Venoco Convertible | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 217.28 | 375000 |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | -1277513.52
WB Oil & Gas | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long | 1360 | 1000 |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
[NAME] Derivative | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Put | 36066314 | Short |  |  | 93746590 | 2001-01-19 00:00:00 | partial |  | 63109023.64 |  |  |  |  |  |  |  |  |  |  |  |  | 0 | -1.323522001504898
Chewco SLP Exposurer
3TEC Warrants | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 72136.17
Place Resources | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 112402.6434999995 | 112402.6434999995
 | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 0 | -37611.42
 | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 225190.14 | 225190.14
Quicksilver | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | -438159.8455500003 | -438159.8455500003
Ameritex | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | -113429.63
Hughes Rawls Note | 2000-08-03 00:00:00 | 2003-08-03 00:00:00 | Swap | 0 | Long |  |  |  |  |  |  |  |  |  |  | 0 |  | 0 |  |  |  |  |  |  | 0 | 0
 | Totals
 |  |  |  |  |  | Terminations |  |  |  |  |  |  |  |  |  |  | Realized Losses |  |  |  |  |  |  |  |  |  |  |  | check
 |  |  |  |  |  | Public |  |  |  |  |  |  |  |  |  |  | Realized Gains
 |  |  |  |  |  | Private |  |  |  |  |  |  |  |  |  |  | check
 |  |  |  |  |  | Net Notional