Spreadsheet: richard_shapiro__32624__RCRs for 2001
Sheet: A

Type | Date Created | RCR # | Dept Head | RCR Title | Comments | Amount Requested | Amount Approved | Spent to Date
[NAME] | 02/01/2001 | ADAN-4TJUA8 | [NAME] | HQ Transmission Tariff Intervention | Hydro Quebec Transmission Rate Case.  Concerns relate to the manner in which HQ posts data on OASIS and with respect to the level of the tariff. | 50000 | 2000 | 0
[NAME] | 02/15/2001 | ADAN-4TYT3A | [NAME] | Ontario IMO Information Disclosure - Phase 2 | The purpose of this RCR is to fund the completion of a follow-up paper by Frontier Economics on information disclosure.  In particular, the objective is to secure a decision by the IMO Board to have the IMO disclose station level output/outage data with a time delay. | 5000 | 5000 | 0
[NAME] | 03/30/2001 | RHEK-4VC343 | [NAME] | Alberta - Atco Gas Production Asset Hearing | Alberta - Atco Gas Disposition of Production Assets.  [NAME] owns natural gas wells in Alberta and presently calculates its system supply gas costs by factoring in only its actual gas production costs.  This leaves [NAME] with system supply gas rates lower than wholesale market gas prices. | 12000 | 12000 | 17716
[NAME] | 03/30/2001 | RHEK-4VC3BX | [NAME] | Atco Gas - Gas Cost Recovery Hearing | In the wake of natural gas price spikes in lates 2000 consumers in Alberta criticized [NAME] on the current cost flow throught methodology used to determine core customers gas commodity rates. | 25000 | 25000 | 24199
[NAME] | 04/30/2001 | RHEK-4WAKXY | [NAME] | Alberta - Generic Gas Rate Unbundling Proceeding | The AEUB has scheduled a gas rate unbundling hearing for the end of May 2001 to establish a set of principals for all Alberta gas utilities that would permit a functioning retail market for gas supply to develop. | 30000 | 30000 | 46654
[NAME] | 08/25/2001 | RHEK-4ZXNBR | [NAME] | Alberta - Atco Generic Affiliate Code of Conduct | See Project Description.  The terms of the ATCO generic code of conduct governing the relationship between ATCO's regulated and unregulated businesses is of specific interest to Enron Canada given Enron Direct's recent entry into the retail gas and electricity markets in Alberta. | 30000 | 30000 | 0
[NAME] | 05/31/2001 | ELIL-4X9JFT | [NAME] | Stateside Retainer | Annual cost for legislative and regulatory monitoring is $2,000/state.  For the period of June-December of 2000, the amount for covering 19 states has been pro-rated to $15,800 plus expenses.  A copy of the complete proposal is attached to the project. | 16500 | 16500 | 7916.5
[NAME] | 01/18/2001 | EBEN-4T4RPY | [NAME] | [NAME], TXU ECOM and Reliant BSP proceedings | retain Goodfriend Consulting to monitor and analyze [NAME], TXU ECOM and Reliant BSP proceedings | 9928.04 | 9928.04 | 9928.04
[NAME] | 05/02/2001 | NHEK-4WCL6X | [NAME] | Continuation of UBP (CUBR) Effort | The goal is that the UBP group can continue to build upon the work that has already been done and that it can be maintained in a fair and stable manner.  I have been selected by the UBP to represent Enron/Suppliers on the Governance Team for the independent Energy Standards Board. | 2500 | 2500 | 0
[NAME] | 09/04/2001 | EBEN-529KQB | [NAME] | Nevada Proceeding | Southwest Gas proposal to require transportation customers who return to sales service to stay on sales services for 5 year minimum term | 1600 | 1600 | 0
[NAME] | 01/19/2001 | [NAME] | [NAME] | Retain [NAME] of [NAME] to file intervention/protest of CalPX Compliance Filing.  Given the importance of the filing, [NAME] will also consult if needed. | File intervention/Protest against Cal PX compliance filing to remove the inclusion by reference of the CTS Information Guide in the CalPX Tariff.  (This was discussed on 1/18/01 conference call.)  The filing assumes that no provision of the CTS Information Guide are materials, rate terms, or conditions and therefore don't need to be included on the Tariff. | 10000 | 10000 | 425
[NAME] | 01/22/2001 | [NAME] | [NAME] | 2001 Budget Request | CAEM would like Enron to spend $50,000 to support 2001 activities.  We would get a Board seat and ability to update the RED Index (Retail deregulation scorecard). | 50000 | 12500 | 12500
[NAME] | 02/01/2001 | EBEN-4TJLNE | [NAME] | NRTA Part A Assessment Dues | NRTA Part A Assessment Dues | 3048.08 | 3048.08 | 0
[NAME] | 02/02/2001 | [NAME] | [NAME] | Retain [NAME] to draft FERC filings to terminate Enron's CalPX Participation Agreement | This filing was made by Bracewell on Enron's behalf on 2/1/01. | 10000 | 10000 | 75
[NAME] | 02/05/2001 | JBRN-4TNKK9 | [NAME] | Response to Alliance RTO filing | On January 16th, the Alliance RTO submitted another filing to the FERC.  We prepared a summary of the issues and discussed our concerns with [NAME].  [NAME]'s estimate to prepare a response is $8,000 | 8000 | 8000 | 3656.25
[NAME] | 02/12/2001 | JDSS-4TVJ7D | [NAME] | TCA and B&P Support for Electricity Journal article | Title:  Support for writing Electricity Journal (or other publication) article   Objective: Assist in writing and editing Electricity Journal article describing the evolution of the Enron position with regard to the development of the US RTOs. | 55000 | 10000 | 0
[NAME] | 02/12/2001 | [NAME] | [NAME] | Internal Details on Key Issues | Work with B&P and TCA to develop simple, one-page descriptions of the key attributes of Enron's vision. | 25000 | 5000 | 0
[NAME] | 02/23/2001 | LAKN-4U8T6W | [NAME] | Retainer for Bracewell to draft intervention and comments in support of Mirant Complaint in Docket No. EL-01-35 | Support of Mirant's complaint against ISO charging that the CaISO is violating the FPA and prior FERC orders. | 4000 | 4000 | 0
[NAME] | [NAME] | JDSS-4UBKKW | [NAME] | Bring [NAME] to Austin - Discuss Protocols | ENA wants [NAME] to come to the PUC and blast the current ERCOT [NAME] as anti-competitive. | 5000 | 5000 | 0
[NAME] | 02/28/2001 | JBRN-4UDV4S | [NAME] | Alliance RTO Request for Rehearing | We are not pleased with the recent FERC order regarding the Alliance RTO's scope and configuration.   [NAME] wants to use every conceivable forum to improve the ARTO. This was verbally requested and approved by [NAME] and [NAME] last week. | 5000 | 5000 | 0
[NAME] | 02/28/2001 | [NAME] | [NAME] | Review Alliance RTO Proposed Rates | We have asked [NAME] to look at the Alliance thru & out rate.  ARTO has proposed a very high ($2.10) rate for thru and out service.  We believe they are shifting costs or over-earning.  The analysis has to be prepared in time for our March 12th response. | 15000 | 15000 | 0
[NAME] | 03/26/2001 | JBRN-4V7KET | [NAME] | Comments on MISO/Alliance Settlement | A settlement between MISO and Alliance was reached and filed last week with the FERC.  Comments are due to the FERC by Friday March 30th.  Since our major issues were not resolved by the settlement, we need to continue to raise these to the FERC. | 2500 | 2500 | 0
[NAME] | 03/26/2001 | TCHN-4V7MB7 | [NAME] | GridSouth Rehearing | FERC put out an Order giving "provisional" approval to the GridSouth RTO which consists of the Transmission assets of Duke Power, CP&L, and SCE&G. | 6000 | 6000 | 0
[NAME] | 04/23/2001 | EBEN-4W3JUM | [NAME] | Acquisition of PowerWorld | PowerWorld is a power flow software program used to evaluate transmission systems.  The cost is to be shared three ways with [NAME] and [NAME] groups. | 6000 | 6000 | 0
[NAME] | 05/21/2001 | ELIL-4WXJB8 | [NAME] | WRTA Membership | Partial membership dues, 2nd invoice to follow. | 2774 | 2774 | 0
[NAME] | 05/29/2001 | SWAN-4X7KNS | [NAME] | NRTA Dues 2001 Part B | Part B is allocated among members based on annual electric revenue | 1582.22 | 1582.22 | 0
[NAME] | [NAME] | SWAN-4YQJ6S | [NAME] | WRTA Membership | Part 2 Invoice -- Final Dues Component | 5607 | 5607 | 0
[NAME] | 07/24/2001 | JDSS-4YXMB5 | [NAME] | TCA Natural Market for Southeast US RTO | TCA would perform an analysis that could be interjected into discussions on Southeast RTO issues to outline the natural market - support FERC proposal. | 40000 | 40000 | 0
[NAME] | 08/01/2001 | [NAME] | [NAME] | Buy Report | INSIDE ENRON REVIEW | 995 | 995 | 0
[NAME] | 08/10/2001 | ACOS-4ZGSVZ | [NAME] | Comments on Westwide price mitigation post Summer 01 | Retain [NAME] to assist on comments due at FERC on August 20, 2001 | 4500 | 4500 | 0
[NAME] | 08/17/2001 | LJNE-4ZPTXA | [NAME] | Southeast RTO | Bracewell & Patterson to prepare and file at FERC in all the Southeast RTO proceedings the Tabors study on the trading patterns and the scope of the RTO. | 1000 | 1000 | 0
[NAME] | [NAME] | EBEN-4VEJKN | [NAME] | Energy Crisis Campaign - New York | New York energy supplier financial contribution to 6 month PR effort.  Overall goal is to develop message points, hire PR firm, and develop strategy to educate policy makers and public on avoiding a California type energy crisis. | 50000 | 50000 | 51237.82
[NAME] | [NAME] | EBEN-4VEJQL | [NAME] | Energy Crisis Campaign - California | California focused PR/Lobbying effort.  Overall goal is to educate and develop message throughout the summer crisis.  Proposed expenditure covers costs for the development of two websites and two PR firms. | 211500 | 44000 | 8183
[NAME] | [NAME] | EBEN-4YQS9S | [NAME] | Analysis of Price Impact Demand | analysis of impact of demand reduction on wholesale electric prices in New York's spot market | 8361.61 | 8361.61 | 8361.61
[NAME] | [NAME] | EBEN-4YQSAY | [NAME] | Meeting Cost for New York Crisis Planning | energy crisis compaign PR/lobbying strategy efforts | 1237.82 | 1237.82 | 0
[NAME] | 01/26/2001 | LKNT-4TCLQV | [NAME] | Complaint against First Energy-MSG | EES wants EGA to file a complaint against FirstEnergy regarding the allocation of Market Support Generation.  The gist is that FirstEnergy improperly allocated over 100 MW to the Industrial Energy Users which should be made available to the marketers. | 50000 | 30000 | 0
[NAME] | 02/23/2001 | RBON-4U8LFJ | [NAME] | Support MPSC Rulemaking Authority | The Michigan Dept. of Consumer and Industry Services is consolidating the ALJs including those for the PSC.  The draft uniform hearing rules contain provisions that would permit the CIS to override or supersede PSC rules, including the grant of intervention in PSC proceedings. | 6000 | 6000 | 3721.39
[NAME] | 02/23/2001 | RBON-4U8LUD | [NAME] | U-12134 Michigan: Electric Code of Conduct | This docket was initiated to establish a code of conduct that would apply to Both Consumers Energy and Detroit Edison.  The record was marked "heard and taken" this summer.  Subsequently, Public Act 141 required the MPSC to establish a code of conduct applicable to all IOUs, therefore the commission reopened the case to seek additional testimony from parties that had not previously submitted evidence. | 16000 | 4000 | 4844.26
[NAME] | 02/23/2001 | [NAME] | [NAME] | U-12359 Michigan: Detroit Edison netting | This case will net [NAME]'s above and below book valued assets against each other to derive a net stranded cost number.  This is a "companion case" to U-12350 that does the same for Consumers Energy.  If the PSC does not appropriately net these two assets categories together, then utility rates will be higher than they should be. | 5000 | 5000 | 772
[NAME] | 04/05/2001 | RBON-4VHP3A | [NAME] | Consumers Energy Open Access Rate Proceeding | This docket, along with its counterpart U-12489 for Detroit Edison, will establish open access rates and terms for electricity in Michigan for the foreseeable future.  The Commission's order in this docket will establish the utility-provided services available to retail marketers and raise potential barriers to retail competition in consumer's service territory. | 10000 | 10000 | 0
[NAME] | 04/05/2001 | RBON-4VHQ7L | [NAME] | Detroit Edison open access rates -- RAST | This docket establishes the  Retail Open Access rates for Detroit Edison company.This docket, along with its counterpart U-12488 for Consumers Energy, will establish the unbundled rates [NAME]'s Retail Access Service Tariffs and other terms for electricity in Michigan for the foreseable future. | 15000 | 15000 | 2314.7
[NAME] | 04/06/2001 | JMIN-4VJNVG | [NAME] | 2000 MW Transmission Capacity Expansion in Michigan | Under the dereg statute, Consumers, Detroit Edison and AEP are required to submit a joint plan to increase transmission capability by at least 2000 MW by 6/5/2002. | 10000 | 10000 | 0
[NAME] | 05/14/2001 | SMLR-4WQJY6 | [NAME] | Minnesota power plant development bill | This  short term lobby contract would be awarded to Winthrop and [NAME] ([NAME]) to ensure that certain provisions of the House version of the bill survive the conference committee.  These provisions are an exemption from certificate of need for IPP plants under 500 MW, streamlining of citing for transmission lines, and exemption of personal property taxes for non utility owned power plants. | 3500 | 3500 | 3010.5
[NAME] | 05/18/2001 | GWAR-4WUSBP | [NAME] | The Energy Council,s 2001 State Trends in Energy and the Environmental breakfast. | to host a breakfast during the Energy Council's 2001 State Trends in Energy and the Environment Conference behing held in New Orleans, June 28 through July 1, 2001 | 2000 | 2000 | 2000
[NAME] | 05/18/2001 | GWAR-4WUSXR | [NAME] | NBCSL Annual Gala | [NAME] and [NAME] are Corporate Round Table members, and this is a great opportunity for them to advocate Enron's regulatory and legislative postion to a large group that historically has been open to Enron's position. | 2000 | 2000 | 2000
[NAME] | 05/28/2001 | SMLR-4X753M | [NAME] | Republican Governors Association (RGA) | We currently have budgeted $40,000 for the RGA annual membership dues.  This request is for an additional $60,000, bringing us up to the $100,000 "Cabinet" level membership for 2001. | 60000 | 60000 | 0
[NAME] | 08/06/2001 | JMIN-4ZCJZ8 | [NAME] | FE Resale Issue | FirstEnergy is appealing the decision we won at the PUCO level which allows for landlords to resell electricity. | 5000 | 5000 | 0
[NAME] | 01/04/2001 | EBEN-4SNREB | [NAME] | Sponsorship of Women in Government Seminar and Meeting | Representatives Thompson (on Calendars) and Delisi (on Appropriations and Public Health) are the co-chairs for this event and it is important for Enron to work with them as well as all legislators and elected officials  who will be attending this seminar. | 5000 | 5000 | 0
[NAME] | 01/08/2001 | EBEN-4SSSWP | [NAME] | Alliance for Retail Market (ARM) Reception | reception for all house and senate members and all state wide elected officials (approximately 250 people); proposed expenditure request for Enron share of costs; total cost for reception to be split with ARM | 3000 | 3000 | 0
[NAME] | 01/09/2001 | GWAR-4STKAY | [NAME] | [NAME] Event | Proposed expenditure request is to be used to leverage money that Enron has given to benefit our business units.  The performance is part of Enron's extensive collaboration with the Alley Theatre to highlight [NAME]. | 2000 | 2000 | 4000
[NAME] | 01/29/2001 | EBEN-4TFNBM | [NAME] | Colorado River Foundation Awards Dinner | Colorado River Foundation Awards Dinner  honoring Governor [NAME], House Speaker [NAME], Senator [NAME], Mayor [NAME] and others for their efforts to improve the environmental conditions of the Colorado River | 5000 | 5000 | 5000
[NAME] | 02/10/2001 | GWAR-4TTSD4 | [NAME] | Tejano Night at the Houston Rodeo | Hosting our annual Tejano night reception during the Houston Livestock Show and Rodeo for members of the legislature, city council, county, HISD School Board and Hispanic Chamber of Commerce. | 1700 | 1700 | 1700
[NAME] | 02/12/2001 | GWAR-4TVKGH | [NAME] | African American Night at the Rodeo | Hosting annual reception for African American Night at the rodeo.  Invited legislators, staff members, city councilmembers, county commissioners, and Enron executives.  Excellent networking opportunity. | 1800 | 1800 | 1857.46
[NAME] | [NAME] | GWAR-4UBKKV | [NAME] | Downtown Houston Association Annual Meeting and Luncheon | Luncheon will be held on March 5, 2001 in Houston.  Sponsor a table of 10 and invite Enron employees and various elected officials. | 650 | 650 | 1300
[NAME] | 03/08/2001 | GWAR-4UMMYB | [NAME] | NCSL Lanyards | 7000 woven badge lanyards for NCSL annual meeting being held in San Antonio in July. | 10000 | 10000 | 9540.07
[NAME] | 03/30/2001 | GWAR-4VBQS3 | [NAME] | Brazos Electric Co-Op Filing | In December, 2000, someone within Enron sent [NAME] a page from HFL relating to an old Brazos Electric Co-Op filing.  [NAME] needed a copy of the complete filing, and after she exhausted all  her research efforts, she hired Competitive Assets to  locate the filing. | 1300 | 1300 | 1300
[NAME] | 05/03/2001 | GWAR-4WDKY8 | [NAME] | GHP "[NAME] Legislative Event | Corporate Sponsorship of the annual GHP  legislative event to which all Texas legislators are invited.  This is a great networking event that allows Houston business leaders to interact with legislators and their staff. | 1500 | 1500 | 1500
[NAME] | 05/25/2001 | GWAR-4X3QXD | [NAME] | 2001 NCSL Texas Host Committee Sponsorship | This is a national event that attracts over 7,000 conference participants from all over the U.S.  It is a great opportunity to personally interact one on one with key legislative people. | 2500 | 2500 | 2500
[NAME] | 07/26/2001 | GWAR-4YZL4H | [NAME] | City of Houston's Birthday Party - Celebrating 165 years honoring the Texas Medical Center | Underwrite this year's event hosted by Mayor [NAME].  This year's event is honoring the Texas Medical Center. | 5000 | 5000 | 0
[NAME] | 07/27/2001 | GWAR-4Z2R3A | [NAME] | The Texas Legislative Black Caucus State's night event | Enron will be recognized as a host for this event along with Entergy, Reliant, EXXON and SWB at upcoming NCSL Conference in San Antonio. | 1000 | 1000 | 0
[NAME] | 01/19/2001 | LJNE-4T5UP9 | [NAME] | OASIS Phase II Filing | Obtain services of OATI to develop a Specification for Electronic Scheduling to present to trade organizations to propose for a filing on February 15, 2001 in response to the FERC OASIS Phase II ANOPR. | 50000 | 25000 | 0
[NAME] | 01/26/2001 | SNOL-4TCUND | [NAME] | GridFlorida RTO Supplemental Comments | GridFlorida filed a supplemental RTO proposal on December 15.  We are protesting certain aspects of that filing, and we asked [NAME] to prepare a protest on our behalf.  [NAME] estimates that the protest will cost $7,000. | 7000 | 7000 | 0
[NAME] | 01/26/2001 | SNOL-4TCUU6 | [NAME] | Northwest RTO Supplemental Filing | Northwest RTO submitted a supplemental RTO filing.  We filed brief comments reiterating our position on FTR allocation and transmission versus distribution issues. | 3000 | 3000 | 0
[NAME] | 02/05/2001 | SNOL-4TNL6H | [NAME] | Meeting with Tabors and Watkiss to Discuss the Enron Model | We have asked Tabors and Watkiss to meet with us to discuss the Enron Model, including the parameters of a real time energy market and a workable transmission program (FTRs versus flowgates). | 4750 | 4750 | 1312.5
[NAME] | 01/10/2001 | LSUN-4SUMLF | [NAME] | Secondary Rail Market | We currently have an hourly agreement with [NAME] at Akin Gump to perform regulatory work on Enron's proposal to create a secondary market in the rail industry. | 30000 | 30000 | 0
[NAME] | 03/07/2001 | CLOG-4UM22B | [NAME] | Clean Air Act Federal Lobbying Support | [NAME] will keep current the efforts to amend or re-authorize the Clean Air Act | 50000 | 50000 | 0
[NAME] | 03/07/2001 | CLOG-4UM26W | [NAME] | Environmental Advocacy | Bracewell Patterson General Environmental Advocacy. | 15000 | 15000 | 0
[NAME] | 03/07/2001 | CLOG-4UM2AC | [NAME] | Pipeline Safety Legislation Lobby Support | On 2/8/2001, a pipeline safety bill passed through the U.S. Senate after and amendment was accepted that mandates company inspections every five years.  H.R. 1444 is meant to impose toughter federal regulations through mandatory OPS-conducted inspections. | 15000 | 15000 | 0
[NAME] | 03/16/2001 | BHAS-4UVTC6 | [NAME] | Legislative Language | Revise and update Enron's preferred simplified legislative language for creation of an independent reliability organization.  This language would clearly grant jurisdiction to the Federal Energy Regulatory Commission over the reliability of the bulk power system and permit FERC to delegate authority under appropriate circumstances to a private entity. | 8000 | 8000 | 0
[NAME] | 03/16/2001 | BHAS-4UVTJ6 | [NAME] | White Paper on Open-Access | Draft a paper that is similar to the previous three white papers on California to address the topic of transmission open-access and its importance to the creation of robust competition in the electricity markets. | 5000 | 5000 | 0
[NAME] | 03/16/2001 | BHAS-4UVU6T | [NAME] | Supreme Court Review of Order No. 888 | The Supreme Court granted cert. of FERC's Order No. 888 at the request of Enron and the State of New York and others.  Enron requests the Supreme Court to find that the FERC has jurisdiction over all transmission without regard to the ultimate use of the energy transmitted or the location of the generator or load. | 450000 | 450000 | 4936.25
[NAME] | 03/16/2001 | [NAME] | [NAME] | FERC Action Agenda | Update the FERC action [NAME] from this past summer to reflect current events, including the Supreme Court review of Order No. 888 in response to Enron's request for review, the ongoing RTO initiates and the change in Administration. | 5000 | 5000 | 0
[NAME] | 03/22/2001 | CCOY-4V3PN9 | [NAME] | Wyden Amendment | Input and contacts with Western State Senators will facilitate work on transmission information transparency.  [NAME] has unique access to Western State Senators. | 12000 | 12000 | 28666.77
[NAME] | 03/22/2001 | CCOY-4V3Q79 | [NAME] | Advocacy for Enron's South American Assets | Necessary to repair equity value of under performing assets.  [NAME] has unique access to US and South American governments; success is in millions of dollars.  $20,000 for 6 months. | 120000 |  | 0
[NAME] | [NAME] | CCOY-4VEMD6 | [NAME] | Ethics and Soft Dollar Contributions | Bracewell & Patterson routinely provides expertise and counseling in the areas of federal and state election law as it relates to corporate contributions, including in-kind contributions to federal and state candidates for political office. | 40000 | 40000 | 0
[NAME] | 04/03/2001 | EBEN-4VFL9X | [NAME] | Rail Policy Matter | Rail Merger Policy | 398.78 | 398.78 | 398.78
[NAME] | 04/17/2001 | EBEN-4VVQFP | [NAME] | Quinn Gillespie Retainer | Quinn Gillespie Retainer | 760000 | 760000 | 0
[NAME] | 04/17/2001 | EBEN-4VVQK5 | [NAME] | [NAME] | [NAME] retainer | 525000 | 525000 | 0
[NAME] | 06/06/2001 | LSUN-4XFMPU | [NAME] | Federal Government Affairs Outreach to Democratic Members of the US Senate | Federal Government Affairs outreach to Democratic Members of the US Senate regarding upcoming investigation by Senator [NAME] of US energy companies.  We propose to retain the services of [NAME], President of Michael Lewan Company to assist Enron with this outreach program. | 56000 | 56000 | 0
[NAME] | 06/08/2001 | LSUN-4XHMVT | [NAME] | Drafting energy legislation for US Department of Energy | Retain Ms. [NAME], Esq. of Vinson & Elkins to draft legislative text to provide to DOE energy legislation drafting team. Text to be provided: (1) Subject non-jurisdictional transmission entities to FERC jurisdiction; (2) PUCHA repeal; (3) Assist with review of interconnection language. | 13735 | 13735 | 0
[NAME] | 06/11/2001 | SNOL-4XLK4C | [NAME] | Notice of Proposed Rulemaking to Implement President's Energy Policy Plan | We would like to have [NAME] draft a Notice of Proposed Rulemaking to be submitted to FERC which implements the various policy initiatives that Enron has advocated over the past several years.  We will use the President's recently issued Energy Policy as justification for FERC to take action. | 35000 | 35000 | 0
[NAME] | 06/11/2001 | SNOL-4XLKU4 | [NAME] | Supreme Court Case Regarding Open Access | This RCR concerns our ongoing Supreme Court case with FERC and several state PUCs regarding the scope of FERC's jurisdiction over transmission that is used to make retail sales. | 190000 | 190000 | 0
[NAME] | 06/11/2001 | CCOY-4XLHKZ | [NAME] | Alliance for Energy & Economic Growth Coalition | Organization to enact comprehensive national energy legislation in the 107th Congress. | 5000 | 5000 | 0
[NAME] | 06/11/2001 | CCOY-4XLQ3D | [NAME] | Alliance for Energy & Economic Growth Membership | Membership in the Alliance for Energy & Economic Growth.  The Alliance provides strategic direction and advocacy support for the adoption and implementation of market-based national energy policy that uses all forms of energy to meet consumer demand for reliable energy at reasonable prices. | 5000 | 5000 | 0
[NAME] | 06/11/2001 | CCOY-4XLQCC | [NAME] | Congressional Black Caucus Energy Summit | Congresswoman [NAME] [NAME] will be hosting an Energy Summit for a delegation of 20 to 25 Members of Congress with the Congressional Black Caucus on June 29 - July 1, 2001 in Houston, Texas.   Congresswoman [NAME] has requested Enron's full support for the Energy Summit. | 20000 | 20000 | 0
[NAME] | 06/18/2001 | SNOL-4XTK2A | [NAME] | Reliability Legislation | We have been working with [NAME] on consensus reliability legislation with a coalition developed by NERC. | 4000 | 4000 | 0
[NAME] | 07/02/2001 | SNOL-4Y9K67 | [NAME] | Mediation of Entergy Source & Sink Appeals Case | We have been put into mandatory mediation of the Entergy Source & Sink appeal.  We do not expect to get anywhere in mediation, but we are required to participate.  [NAME] estimates that it will cost $7,000 to go through the mediation sessions. | 7000 | 7000 | 0
[NAME] | 07/10/2001 | SNOL-4YHKDL | [NAME] | Request for Rehearing of FERC's California June 19 Order | We would like to hire [NAME] at Bracewell to prepare a Request for Rehearing of some of the issues in FERC's June 19 order.  We intend to seek clarification or rehearing of several components of the FERC's order (e.g., clarify who is a "marketer," clarify what price cap is in effect, etc.) | 7500 | 32500 | 0
[NAME] | 07/23/2001 | SNOL-4YWHR2 | [NAME] | Answer to Motions for Refunds by California Parties | In the refund proceeding, several California parties urged the judge and concurrently filed motions with the Commission to return to cost based rates and/or a draconian version of the Commission's mitigation measures.   The refund proceeding is on FERC's agenda. | 17000 | 17000 | 0
[NAME] | 07/23/2001 | SNOL-4YWHWE | [NAME] | Intervention in Turlock Irrigation v FERC ([NAME].) and CPUC v FERC (9th [NAME].) | These are simple interventions relating to the appeal of FERC's  mitigation orders.  We contemplate not taking an active role on these, but intervening so as to receive and review the pleadings. | 1500 | 1500 | 0
[NAME] | 08/20/2001 | SNOL-4ZSH2F | [NAME] | Northeast RTO Study | [NAME] has commissioned a study by an outside vendor to determine whether a single northeast energy market can be run successfully.  New York ISO made a presentation last week during the mediation proceedings stating that no software exists today that can run a single energy market. | 4000 | 4000 | 0
[NAME] | 08/20/2001 | SNOL-4ZSH4H | [NAME] | Northeast RTO Answer to Motion for Stay | We have asked [NAME] at Bracewell to prepare an answer to a Motion to Stay submitted by the Maryland, DC and Virginia state commissions asking FERC to stay implementation of its July 12 order directing all parties to enter into mediation to create a single RTO in the Northeast. | 1500 | 1500 | 0
[NAME] | 01/27/2001 | PKAN-4TDNLW | [NAME] | Retain local counsel to remove Enron from appeal of PUC decisions. | Nevada appellate rules require an appellant to name all intervenors in an appeal of a PUCN decision.  We have been named in an appeal of the PUCN's decision setting unbundled rates.  [NAME] has reviewed the case and determined we have no interest in the litigation. | 1000 | 1000 | 256.9
[NAME] | 01/29/2001 | SJMA-4TFAHA | [NAME] | Lobbyist for Alliance for Retail Energy Markets (AReM) | See Project Description.  The proposed expenditure is Enron's share which is shared pro-rata with other [NAME] members.  The lobbyist's terms of service would be from February through August, 2001. | 5000 | 5000 | 4221.95
[NAME] | 02/05/2001 | SJMA-4TNUDA | [NAME] | Support SDG&E's Advice Letter on Assisting Small Customers in Managing Energy Use | [NAME] decided to support SDG&E's advice letter to conduct a pilot study to assist residetial and small commercial customers to manage their electricity use. | 160 | 160 | 156.98
[NAME] | 02/08/2001 | PKAN-4TS2P8 | [NAME] | Fund Energy Roundtable for WGA meetings. | The WGA has developed into a key forum for discussing regional price caps and other regional approaches to the energy crisis in the western states.  We have initiated an active campaign to get support from Western Governors and isolate California's approach to the crisis. | 5000 | 5000 | 5000
[NAME] | 02/23/2001 | JALO-4U92AF | [NAME] | Calif. Electricity Crisis | Retain MRW & Associates to assist in developing a rate structure for California that solves the utilities' financial solvency issues without applying "rate shock" to the state's economy, businesses or consumers.  Use the rate plan to develop an alternative to Gov. [NAME]' proposal to nationalize the state's electric industry. | 7500 | 7500 | 7762.5
[NAME] | 03/06/2001 | SJMA-4UKU3T | [NAME] | CPUC Interruptible OIR | CPUC investigation on interruptible contracts.  WPTF elected to intervene and monitor. | 200 | 200 | 38
[NAME] | 03/21/2001 | SJMA-4V2V4A | [NAME] | Intervention in Support of Strategic Energy | Enron supported Strategic's complaint against the CA ISO, regarding its request to require the ISO release out of market data publicly. | 1000 | 1000 | 350
[NAME] | 04/06/2001 | SJMA-4VJSUW | [NAME] | ARM Comments to FTC | Proportional share of filing | 1100 | 1100 | 891.98
[NAME] | 04/09/2001 | SJMA-4VMN2K | [NAME] | WPTF Small Projects - 4/01 | Small amounts invoiced by WPTF, totalling $35. | 35 | 35 | 35
[NAME] | 04/12/2001 | SJMA-4VQT2P | [NAME] | The Banner That Never Flew | McNally Temple arranged for the [NAME] to be readied over a short time frame. This request covers its expenses. | 1115.83 |  | 0
[NAME] | 05/13/2001 | SMLR-4WQ494 | [NAME] | Governor Kempthorne Scholarship Fund | This request is for a contribution to the "Idaho Governor's Challenge" which is a two day event held in September by [NAME] to raise funds for college scholarships. | 2500 | 2500 | 0
[NAME] | 05/13/2001 | SMLR-4WQ4ME | [NAME] | Western Governors Association annual meeting | Contribution to WGA for 2001 annual meeting. Total contribution is $10,000.  We've negotiated with [NAME] that [NAME] will pick up $7500, Enron Corp will contribute $2500, anticipating that there may be other energy related assessments sometime later in 2001 that GA will need to consider. | 2500 | 2500 | 0
[NAME] | 06/23/2001 | SJMA-4XY9R8 | [NAME] | WPTF Protest of CA ISO RTO Filing | Enron and others urged WPTF to file a protest of the CA ISO's filing on an RTO, in which the CA ISO claimed that it did not plan to develop a more regional RTO. | 750 | 750 | 0
[NAME] | 08/15/2001 | SJMA-4ZM98P | [NAME] | Legal Advice on Reporting Requirements | legal research and recommendation on Enron's compliance with the Fair Political Practices Commission | 200 | 200 | 142.5
[NAME] | 08/22/2001 | LAKN-4ZUMTW | [NAME] | Political Contribution to Republican Gubernatorial Candidates | Attend Gov. [NAME]" with Governors from NV, ND, WY, [NAME].  Also attending [NAME] (candidate for OK governor), Congressman [NAME], [NAME] (EPA Administrator) | 10000 | 10000 | 0
[NAME] | 08/22/2001 | LAKN-4ZURJB | [NAME] | Briefing by outside counsel on status of Oregon deregulation. | "Oregon will open its electric markets in March, 2002.  We are seeking a status report from outside counsel to ensure that we have full knowledge of how the process is going.  Counsel will provide copies of all final and currently proposed rules implementing the Oregon statute." | 1000 | 1000 | 0
[NAME] | 08/27/2001 | LAKN-4ZZKSE | [NAME] | Retain Local Counsel to participate in pre-hearing conference at PUCN for rulemakings associated with AB661 | participate in rulemakings to implement Nevada AB661 | 500 | 500 | 0
[NAME] | 04/06/2001 | JMIN-4VJPJB | [NAME] | WPS ARES Decertification | See attached.  The cost estimate is 15,000 - 18,000 for briefs which will be split by Enron, Blackhawk and maybe New Energy. | 7500 |  | 0
[NAME] | 02/08/2001 | SMOO-4TRPQD | [NAME] | NY ISO Support - TCA | Additional support needed to meed the demans of the NYISO's meeting schedule and technical support in evaluating complicated issues and market design fixes that are in Enron's financial interest. | 15000 | 30000 | 0
[NAME] | 02/08/2001 | SMOO-4TRQ3M | [NAME] | NEPOOL Support - TCA | Request to retain TCA (Englander/Miller) to support Allegretti at NEPOOL covering Markets Committee meetings as well as various technical support. | 16000 | 32000 | 7749.4
[NAME] | 03/01/2001 | GWAR-4UF3N8 | [NAME] | Florida political fundraisers and events | The distribution of Enron merchandise for various political fundraisers and events, specifically the Florida Black Legislative Caucus.  The merchandise is distributed as prizes to participants at golfing events.  The merchandise contributed will be reported as an in-kind contribution on behalf of Enron. | 1000 | 1000 | 1000
[NAME] | 03/19/2001 | EBEN-4UYKQM | [NAME] | Florida/[NAME] | Attend FRCC Executive Board and Committee meetings.  Assist in evaluating the new Grid Florida FLOW GATES. | 50000 | 50000 | 17301.27
[NAME] | 03/19/2001 | EBEN-4UYKUC | [NAME] | GPU/First Energy Merger - PA | Intervene and parties in the First Energy/GPU merger.  Merger of these entities is important because of the possible effects on the PGM Market.  GPU's POLR obligation could also be effected. | 25000 | 25000 | 38366.07
[NAME] | 03/26/2001 | EBEN-4V7U2F | [NAME] | New Hampshire Legislative Coverage | EES/MECC transactions booked $21m in Maine this year.  EES and the MECC principals are working together under a signed affinity agreement to replicate the same model in New Hampshire.  PSNH (who serves 70% of NH) is going to open its market April 1, 2001. | 12000 | 12000 | 8000
[NAME] | 06/25/2001 | SMOO-4Y2HRP | [NAME] | [NAME] | This is a request to retain TCA for the period July-September at a rate of $10,000 per month, to accomplish goals set out in project description.  It  a significant reduction from the original 15,000 per month. | 30000 | 30000 | 0
[NAME] | 06/25/2001 | SMOO-4Y2HUU | [NAME] | NY ISO Support - TCA - Phase II | Retain TCA for the period July-September to accomplish the goals discussed in project description.  As with Nepool coverage, a test was run eliminating the use of TCA in the 2nd qtr 2001, and a significant loss of coverage was experienced. | 45000 | 45000 | 0
[NAME] | 07/02/2001 | EBEN-4Y9QPK | [NAME] | Florida PSC RTO/Base Rate Case | To retain [NAME] (KK) to represent Enron's interest in the Florida PSC RTO proceeding. | 10000 | 10000 | 0
[NAME] | 01/25/2001 | MREA-4TBLFV | [NAME] | FCC Firm Retainer (EBS) | The purpose of this RCR is to request funding to retain the Kelley Drye & Warren law firm.  This firm will advise and represent Enron with respect to telecommunications at the federal level, specifically regarding the FCC. | 90000 | 90000 | 20000
[NAME] | 01/26/2001 | MREA-4TCLRS | [NAME] | EBS CLEC Issue | This RCR is for legal fees for [NAME], Block, [NAME] and Solis-Cohen law firm to provide assistance to EBS in determining whether to become a CLEC.  We asked the firm for assistance in determining legal, tax, and regulatory implications of EBS becoming a licernsed CLEC vs creating a separate entity to become the licensed CLEC. | 18772.27 | 18722.27 | 18722.27
[NAME] | 02/14/2001 | TCOR-4TXU9F | [NAME] | Retain outside counsel to prepare letter to FCC regarding Pan Am Submarine Cable Compliance | Retain outside counsel to prepare letter to FCC regarding Pan Am Submarine Cable Compliance | 800 | 800 | 0
[NAME] | 02/16/2001 | KHUG-4TZVP8 | [NAME] | Colorado CLEC License | For Colorado CLEC License | 6000 | 6000 | 6357.92
[NAME] | 02/20/2001 | [NAME] | [NAME] | EBS/ETI Transfer of Authority in Louisiana | Retain local counsel in Louisiana to handle transfer of CAP authority from EBS to ETI. | 2000 | 2000 | 2249
[NAME] | 03/02/2001 | CPEZ-4UFS2J | [NAME] | Cable open access opportunities | [NAME], Drye & Warren for matrix of cable open access opportunities. | 6000 | 6000 | 0
[NAME] | 03/02/2001 | CPEZ-4UFSCD | [NAME] | Mexico Regulatory Due Diligence | Retainer for [NAME] regulatory due diligence - Mexico only - for bandwidth trading, content delivery and creation of a Pooling Point Network in Mexico. | 42000 | 42000 | 0
[NAME] | 03/06/2001 | MLPO-4UL3GH | [NAME] | CLEC Licensing in CO, UT and NV | Request funding to obtain CLEC Licenses in three states that were not part of the original request.  Colorado, NV and UT.  We don't expect any cost for CO, with the exception of research cost from counsel.  The total cost from Holland & Hart for CO and UT. | 10000 | 10000 | 10820.23
[NAME] | 03/14/2001 | [NAME] | [NAME] | OR CLEC license for ETI | Need to obtain legal counsel to file a new OR CLEC license for ETI | 1000 | 1000 | 1076.36
[NAME] | 03/15/2001 | EBEN-4UUVJ9 | [NAME] | Telecommunications Regulatory Advice | retain Osler, Hoskin & Harcourt to provide regulatory advice re licensing and contribution issues; proposed expenditure is for work previously performed | 3690.39 | 3690.39 | 3690.39
[NAME] | 03/16/2001 | LLEN-4UVM6Q | [NAME] | Canadian "BITS" telecommunications license for 2nd entity | In order to avoid a double tax situation in Canada, EBS needs to create a new subsidiary under EBS, LP that will be the entity engaging in bandwidth and storage trades to/from and within Canada; we seek to obtain an additional telecom license on behalf of this new entity. | 6000 | 6000 | 7113.27
[NAME] | 03/16/2001 | MLPO-4UW4LZ | [NAME] | IXC License Clean-up | Carry-over work from last year to finalize licenses in Tennessee, Georgia, North Carolina, Alabama, Maryland and Missouri.  Expect bulk of work/expense to be completed by 3/31/01. | 50000 | 50000 | 49999.87
[NAME] | 04/08/2001 | EBEN-4VLLDH | [NAME] | Wireless Preparation for Meeting at FCC | Retain Wilkinson Barker & Knauer for wireless assistance in preparation for meetings at FCC on April 10, 2001. | 1000 | 1000 | 747.5
[NAME] | 04/24/2001 | [NAME] | [NAME] | PanAm Submarine Cable Issue | FCC issues have arisen and therefore will need additional work done on this project. | 2000 | 2000 | 0
[NAME] | 06/01/2001 | KHUG-4XAUMH | [NAME] | Cable Competitive Leased Access | Research and Strategy | 12000 | 12000 | 0
[NAME] | 06/01/2001 | KHUG-4XAURD | [NAME] | Reply Comment to FCC NOI on ITV | Development and filing of comments. | 65000 | 65000 | 89924
[NAME] | 06/01/2001 | KHUG-4XAV7R | [NAME] | UNE Petition | [NAME] to review draft of comments on UNE Petition. | 3000 | 3000 | 1508
[NAME] | 06/26/2001 | MREA-4Y3QXL | [NAME] | Texas Access Line Count Reporting | We need advice from outside counsel regarding quarterly access line count reporting and its implications on city franchise fees that EBS is currently paying.  As a result of the passage of HB 1777, the PUC will oversee franchise disbursements to cities. | 2500 | 2500 | 0
[NAME] | 06/27/2001 | [NAME] | [NAME] | Reporting Requirements for Canadian Licenses | monitoring activity involving the accumulation and submission of revenue and general company information pursuant to the existing regulatory reporting requirements for licensed telecommunications entities in Canada | 3500 | 3500 | 3345.36
[NAME] | 06/29/2001 | MREA-4Y6S7Z | [NAME] | Regulatory Compliance Fees | Need funds to pay for regulatory compliance fees associated with EBS's IXC licenses and [NAME]'s CLEC licenses.  These fees vary widely in amounts but are usually small.  Examples include:  OR $100, WA $1.00, FL $50. | 2000 | 2000 | 2000
[NAME] | 07/13/2001 | KHUG-4YLTGQ | [NAME] | Payment of final HWG bills | This is for final payment of outstanding bill and to close the account | 12200 | 12200 | 0
[NAME] | 07/27/2001 | EBEN-4Z2QNX | [NAME] | Interconnection Negotiation Supplement | Requesting additional funds for [NAME] and [NAME] to complete negotiation process for NY, NJ, DC, CA, PA, MA and VA.  Funds are necessary since previous estimates accounted for due diligence phase until Fallon gave "green light" to complete negotiations. | 22000 | 22000 | 0
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Advocacy / Deal Support | 02/23/2001 | RBON-4U8LZY | [NAME] | U-12350 Michigan: Consumers netting case | This case will establish a netting of Consumers Energy's asset values against each other to result in adjustments to stranded costs.  If those assets that are valued above their book value are not appropriately netted against the value of assets which are valued below book, Consumer's rates will be inflated. | 5000 | 5000 | 1609.85
Advocacy / Deal Support | 01/09/2001 | SNOL-4STLA6 | [NAME] | HQ Complaint Against NYISO | HQ filed a complaint against the NYISO alleging that the ISO improperly changed the energy price on May 8.  We would like to intervene in support of the complaint.   The ISO is increasingly interfering in and manipulating the market, resulting in less confindence and less liquidity in the energy market. | 3000 | 3000 | 0
Advocacy / Deal Support | 03/21/2001 | ANAN-4V2LCL | [NAME] | Cable Competitive Access/Economic White Paper | The economic white paper will provide the intellectual underpinnings for the cable campaign.  The paper will be used for internal strategic purposes, as well as to inform legislation, FCC filings, possible litigation, and public relations efforts. | 40000 | 40000 | 0
Advocacy / Deal Support | 01/03/2001 | PKAN-4SN26Q | [NAME] | Retain [NAME], lobbyist, to investigate potential legislation re:  siting. | [NAME] has been asked to research the potential for legislative changes necessary to increase Washington EFSC siting authority.  The 2000 legislature created an EFSC task force.  Legislation is expected in 2001. | 500 | 500 | 0
Advocacy / Deal Support | 01/30/2001 | SJMA-4TH3WM | [NAME] | Natural Gas Strategy | The CPUC undertood a re-vamping of natural gas regulation.  Represented EES, ENA and ETS in the proceeding. | 1340 | 1333.71 | 1745.05
Advocacy / Deal Support | 01/31/2001 | SJMA-4THVYQ | [NAME] | WPTF Rehearing Request on California | Enron got agreement for WPTF to file a request for reharing of the FERC's 12/15/2000 order on California.  Enron asked WPTF to file a rehearing on governance and the $150 price cap. | 500 | 500 | 652
Advocacy / Deal Support | 02/05/2001 | SJMA-4TNUNB | [NAME] | Memorandum on ALJ's Ruling Seeking Additional Comments | [NAME] asked its attorney to draft a memo discussing the ALJ's ruling in the SDG&E case to modify the PTR decision.  The ruling sought additional comments from parties in light of a SCE protests that had been filed. | 50 | 50 | 86.68
Advocacy / Deal Support | 03/19/2001 | SJMA-4UYV96 | [NAME] | SDG&E Demand Responsiveness Programs | ARM elected to file in response to a San Diego advice letter to ensure that the DA customers would have the option to participate, but not be required to.  And that any program costs not be charged to DA customers if they do not benefit from the program. | 427.13 | 427.13 | 427.13
Advocacy / Deal Support | 04/16/2001 | SJMA-4VU9M2 | [NAME] | Oppose CA ISO Market Stabilization Plan | See Project Description.   The requested amount includes $8,000 for an affidavit from [NAME], $8,000 for Bracewell, and $2,500 for WPTF to file shared comments. | 18500 | 18500 | 3641
Advocacy / Deal Support | 05/16/2001 | JALO-4WSRXU | [NAME] | Legal Support for Direct Access Legislation | Legislature is beginning Extraordinary session number 2; Direct Access has been a key in Enron's legislative package | 23000 | 23000 | 9837.36
Advocacy / Deal Support | 05/16/2001 | [NAME] | [NAME] | Legal Support for Air Emissions Legislation | legal support from [NAME] for Air Emissions Legislation during Extraordinary session number 2 | 15000 | 15000 | 533.19
Advocacy / Deal Support | 05/16/2001 | JALO-4WSS9A | [NAME] | Legal Support on Punitive Legislation | legal support on Punitive Legislation during Extraordinary session number 2 | 15000 | 15000 | 8254.87
Advocacy / Deal Support | 05/16/2001 | JALO-4WSSE9 | [NAME] | Legal Support on Global Settlement Legislation | legal support on Global Settlement Legislation during Extraordinary session number 2 | 15000 | 15000 | 15530.47
Advocacy / Deal Support | 07/02/2001 | SMOO-4Y9JLY | [NAME] | Florida Counsel/Lobbyist | Retain [NAME] as described in Project basis, on a month to month basis until the end of the year. | 108000 | 36000 | 0
Advocacy / Deal Support | 03/21/2001 | ANAN-4V2LRP | [NAME] | Cable Competitive Access/Strategic Consultant | Simon Strategies/Mindbeam will be the lead outside strategic counsel for implementing a cable competitive access strategy.  [NAME] led the OpenNet Coalition, which represented AOL and several hundred ISPs over the past 3 years in attempts to force open access to cable platform. | 100000 | 100000 | 0
Advocacy / Deal Support | [NAME] | LLEN-4VPST7 | [NAME] | Interconnection Negotiation - Consulting Assistance | Urgent request -- necessary to move forward in negotiation process as we require detailed explanation of pricing as it relates to collocation needs and basic tariff review of the unbundled network elements and associated charges.  Commercial has requested this information. | 12500 | 12500 | 6250
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Advocacy / Deal Support / Origination / Risk Management | [NAME] | JMIN-4UBR4M | [NAME] | Ohio Deregulation Implementation | Ohio is one of the top priority states for EES and as they begin to rollout products and market, there are a myriad of issues that have arisent that will require legal attention throughout 2001. | 45000 | 37000 | 0
Advocacy / Deal Support / Origination / Risk Management | 01/26/2001 | SNOL-4TCRVX | [NAME] | Northeast RTO Responses | We are preparing responses to the Northeast RTO filings made in January -- New York RTO and New England RTO.  We would like to hire Tabors to analyze the parallel flows in the Northeast region which will (hopefully) buttress our position that the three Northeast ISOs should be consolidated into one RTO. | 50000 | 50000 | 34631.25
Advocacy / Deal Support / Origination / Risk Management | [NAME] | CLNY-4TAL93 | [NAME] | Entergy/FPL protest | B&P to handle--due 1/30 [NAME]. | 4000 | 4000 | 1031.25
Advocacy / Deal Support / Origination / Risk Management | [NAME] | [NAME] | [NAME] | Entergy--Protest Transco filing | B&P to prepare -- due Mon. 1/29 | 5000 | 5000 | 4848.75
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Advocacy / Deal Support / Risk Management | 02/01/2001 | ADAN-4TJTS2 | [NAME] | Ontario Market Opening -  Communication/Lobbying Strategy | Enron Canada has 150,000,000 of bookable income if the Ontario market opens by 11/30/2001.  The objective of this project is to work to bolster government commitment to and public support for proceeding with market opening in advance of that date. | 100000 | 100000 | 0
Advocacy / Deal Support / Risk Management | 03/22/2001 | ADAN-4V3RQX | [NAME] | Ontario Electricity Pricing | One of the hurdles to opening the Ontario market this year is a lingering concern about what the impact on prices will be. | 12000 | 12000 | 0
Advocacy / Deal Support / Risk Management | 07/06/2001 | [NAME] | [NAME] | Alberta - Electricity Industry Structure Review | review of the wholesale electric industry structure in Alberta | 30000 | 30000 | 0
Advocacy / Deal Support / Risk Management | [NAME] | [NAME] | [NAME] | [NAME] Delivery Services | [NAME] is seeking to increase rates by 37%.  We will work in a coalition with New Energy, BlackHawke and possibly others (WPS, Green Mountain, Nicor, New Power). | 70000 | 70000 | 26970
Advocacy / Deal Support / Risk Management | 03/08/2001 | PKAN-4UM8YZ | [NAME] | Additional retainer for Governmental Advocates | Additional retainer amount is $6,000/month for duration of extraordinary session | 36000 | 36000 | 15000
Advocacy / Deal Support / Risk Management | 03/08/2001 | PKAN-4UM97H | [NAME] | Retain [NAME] for legal representation before California legislature during special session. | We have been using Day extensively during the extraordinary session on a variety of issues of importance to EES and ENA.  His billings in January alone were $32,000.  Day has agreed to a retainer that should reduce our costs during the special session. | 360000 | 98000 | 111717.08
Advocacy / Deal Support / Risk Management | 06/23/2001 | SJMA-4XY9XA | [NAME] | Protests of Draft CPUC Decisions Affecting the PX Credit and Suspending Direct Access | protests of draft CPUC decisions affecting the PX Credit and Suspending Direct Access | 900 | 900 | 1184.92
Advocacy / Deal Support / Risk Management | 08/31/2001 | SJMA-525UAS | [NAME] | Protest of CPUC Draft Decision Suspending Direct Access Retroactively | Protest of CPUC Draft Decision Suspending Direct Access Retroactively | 3000 | 3000 | 0
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Advocacy / Risk Management | 04/27/2001 | ACOS-4W7TKE | [NAME] | EPMI Comments to FERC's [NAME] re: WSCC-wide price mitigation | Bracewell & Patterson ([NAME]) to prepare and file pleading using draft materials prepared internally. | 5000 | 5000 | 0
Advocacy / Risk Management | 02/08/2001 | BAHR-4TRTGF | [NAME] | OH: HB9 Marketer Certification and Municipal Aggregation | Legislation would require all retail gas marketers to become certified by the PUCO.  Legislation would also permit municipalities to aggregate to purchase natural gas.  Enron is working with key leaders on amendments to remove c&i marketers from certification requirements and other amendments to prevent regulation of our business and to further open the Ohio retail gas market. | 3000 | 3000 | 0
Advocacy / Risk Management | 01/03/2001 | RFRK-4SMLVN | [NAME] | EIM - Analyze International Trade Issues and [NAME] | Funds needed to retain law firm that will assess significant international trade issues and developments affecting EIM business development (steel, pulp/paper, and lumber). | 15000 | 15000 | 0
Advocacy / Risk Management | 01/11/2001 | ANAN-4SVRPM | [NAME] | Consultant on California Electricity Situation | To retain [NAME] of [NAME], [NAME] and Tremain as a consultant.  Project to track California energy crisis from Northwest perspective with special focus on BPA and educating Northwest Congressional delegation of market solutions. | 4000 | 4000 | 0
Advocacy / Risk Management | 03/07/2001 | CLOG-4UM2CT | [NAME] | Global Climate Change Advocacy/Risk Management | Retain [NAME] to follow the global climate change debate. | 20000 |  | 0
Advocacy / Risk Management | 04/20/2001 | CLOG-4VYRJ4 | [NAME] | Section 201 Lobby Expense - Steel | Expense derived from annual membership in the Consuming Industries Act Coalition (CITAC) which will lead the campaign against a Section 201 initiation by the Bush Administration. | 10000 | 10000 | 0
Advocacy / Risk Management | 07/27/2001 | SNOL-4Z2UB5 | [NAME] | Comments on CAISO's July 10 Tariff Compliance Filing | On July 16, FERC issued its notice on the CAISO's July 10 tariff compliance filing in the "San Diego" proceeding (EL00-95).   CAISO clearly over reaches the authority given to it by the Commission,s orders and is discriminating against marketers by requiring them to be price takers even if the market clearing price is below the Commission's maximum market mitigation price. | 5000 | 5000 | 0
Advocacy / Risk Management | 01/30/2001 | SJMA-4TH44V | [NAME] | OII on [NAME] and DG | The CPUC evaluated the role of the utility and steps taken to encourage distributed generation (DG).  Represented EES and ENA in proceeding. | 5000 | 136.4 | 2810.75
Advocacy / Risk Management | 03/26/2001 | SJMA-4V79B3 | [NAME] | [NAME] of CA ISO Governing Board at FERC | See project description.  Would use [NAME]'s complaint and ISO's filing of Market Mitigation Plan as vehicles to raise issue of validity of Board.  Also, would seek to kill ISO's mitigation plan and ensure it will not be implemented unilaterally. | 7500 | 7500 | 1947
Advocacy / Risk Management | 04/23/2001 | PKAN-4W3SSE | [NAME] | Retail CPUC Matters | Case included testimony by [NAME].  [NAME] are running $30,000/month. | 100000 | 100000 | 85427.35
Advocacy / Risk Management | 04/25/2001 | SJMA-4W6259 | [NAME] | ARM Matters:  Affiliate proceeding and Advice Letter | AReM members agreed to support Chevron Energy Services and submit a filing to the CPUC to keep the existing Affiliate Rules in place. | 300 | 300 | 251.82
Advocacy / Risk Management | [NAME] | SJMA-4WTQDA | [NAME] | Old [NAME] | End of Rate Freeze and Negative CTC, SDG&E PetMod to [NAME]; 1999 RAP; and SCE rate stabilization plan | 1168.35 | 1168.35 | 1172.68
Advocacy / Risk Management | 07/05/2001 | SJMA-4YCT2V | [NAME] | Small ARM Matters | advice letters and proceedings at the CPUC:  utility retained generation, real-time metering, and implementation of the rate surcharge | 395.31 | 395.31 | 395.31
Advocacy / Risk Management | 07/16/2001 | [NAME] | [NAME] | Contribute to WPTF's Funding of Pacific Research Institute Study of the Politics and Economics of the Energy Crisis | study would describe role politics has played in the CA energy crisis | 6500 | 6500 | 5030
Advocacy / Risk Management | 07/31/2001 | SJMA-4Z72VB | [NAME] | Continued Support for [NAME]'s PR Firm | The RCR for [NAME]'s PR firm has run out.  Edelman has done an excellent job getting stories in the press on direct access.  They have also organized the Direct Access Coalition which has been instrumental in promoting workable legislation. | 3300 | 3300 | 2354.48
Advocacy / Risk Management | 08/31/2001 | SJMA-525TX8 | [NAME] | Continued Support for [NAME]'s Lobbying and PR Firms | [NAME]'s had previously agreed to continue with its lobbyist and PR Firm through the end of August 2001.  Given the crucial stages of CPUC and Legislative activity at present, [NAME] has decided to continue to fund the firms through the end of November. | 9300 | 9300 | 0
Advocacy / Risk Management | 09/04/2001 | SJMA-529TEM | [NAME] | CA ISO Governance -- WPTF Filings | WPTF protest the CA ISO bylaw filing which attempted to implement Gov. [NAME]' takeover of the Board.  WPTF also responded to FERC's June 19 order and pushed for a resolution on governance. | 1506 |  | 1506
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Deal Support | 01/22/2001 | RHEK-4T8JR8 | [NAME] | Alberta - Unsold PPA Dispatch Strategy | review any consumers' positions supporting the present offer strategy, prepare PPA Budyer/IPP position, present the PPA Buyer/IPP position at meeting with senior Alberta Government officials | 20000 | 20000 | 13782.5
Deal Support | 02/16/2001 | RHEK-4U235H | [NAME] | Alberta - PPA Transmission Tariff Issues | See Project Description.  The total budget for this project is $35,000 U.S. but Enron Canada proposes to join a Coalition with four other PPA Buyers such that it will be responsible for 20% of this budget ($7,000 U.S.). | 7000 | 7000 | 6029.13
Deal Support | 04/16/2001 | RHEK-4VUNDJ | [NAME] | Alberta - PPA Transmission Tariff Issues | AEUB has directed a hearing be held and it is now expected to be longer than the original two day hearing proposed by the 5 member PPA Buyer Coalition which Enron is leading. | 23000 | 23000 | 7786
Deal Support | 07/09/2001 | [NAME] | [NAME] | Ontario - Retail Gas - Enron Direct | Enron Direct Canada has made the decision it wishes to pursue retail gas customers in Ontario | 15000 | 15000 | 0
Deal Support | 03/30/2001 | RFRK-4VBP4P | [NAME] | TX-MEX ERCOT Issues | The TX PUC is considering changes to ERCOT's rules that potentially impact the transmission rates applicable to power exports.  I need to have [NAME] follow up and complete [NAME] initial research and take appropriate action as necessary. | 5000 | 5000 | 0
Deal Support | 05/15/2001 | LLAR-4WRKUL | [NAME] | Southwest Gas Advice Letter | SW proposes to require transportation customers who return to sales to stay on sales for a minimum of 5 years.  Will use [NAME] of Snell and Wilmer to protest advice letter.  He is working with us on Southwest Gas issues in Arizona. | 3500 | 3500 | 0
Deal Support | 07/06/2001 | LLAR-4YDK72 | [NAME] | Southwest Rate Case/Gas Transportation | Testimony filed.  Need additional funding to commence settlement negotiations, participate in hearing | 5000 | 5000 | 0
Deal Support | 08/14/2001 | LLAR-4ZLKCL | [NAME] | Southwest Gas Rate Case continued | Attempting to obtain refunds of imbalance charges (over $8 million paid by EES) and modifications to SW Gas' transportation program. | 12000 | 12000 | 0
Deal Support | 03/16/2001 | LAKN-4UVTLX | [NAME] | Retain [NAME] of [NAME] to draft FERC Filing in regard to PGE RFP | [NAME] response to [NAME]'s inquiry about drafting the filing is as follows: "[NAME],  I looked into your idea regarding using an index price approach along the lines of the tariff that was approved for EPMI's market based sales to PGE in Docket No. ER99-364-000. | 5000 | 5000 | 0
Deal Support | 03/26/2001 | RFRK-4V7JH5 | [NAME] | Project Inga - QF acquisition by ENA | ENA is negotiating the acquisition of ownership interests in several QFs, including a facility located in SCE's territory.  We have been asked to assess the regulatory impact and potential collateral effect of a recent state court decision relieving several other CA QFs from selling to local UDCs. | 5000 | 5000 | 0
Deal Support | 05/04/2001 | ACOS-4WEMTM | [NAME] | EPMI Market Based Rate Application Document Retrieval | B&P to pull original application and subsequent amendments. | 500 | 500 | 0
Deal Support | 05/10/2001 | [NAME] | [NAME] | CPUC complaint against El Paso Merchant | Hearing to commence on market manipulation claims against El Paso Merchant on gas prices into CA.  Could result in reimposition of price caps on capacity or commodity.  [NAME] or Bracewell associate to monitor hearing commencing at FERC on May 14. | 7500 | 7500 | 0
Deal Support | 05/16/2001 | RWCL-4WSVEH | [NAME] | FERC Data Requests for Non-Public California Gas Investigation | Initial estimate for support from Bracewell & Patterson in dealing with FERC staff requesting the information and in assisting with preparation of the response.  FERC staff originally contacted [NAME], and the request was faxed to him at 2:00 pm yeste | 2000 | 2000 | 1700
Deal Support | 05/25/2001 | RWCL-4X3M3K | [NAME] | CPUC complaint against El Paso Merchant | A Bracewell associate has been monitoring the hearing on market manipulation claims against El Paso Merchant on gas prices into CA as approved in RCR # [NAME]. | 7500 | 7500 | 0
Deal Support | 05/31/2001 | CLNY-4X9TWR | [NAME] | B&P Research | This bill will be less than $500.  We would normally do this research; however, [NAME] is out and I was preparing for another aspect of the meeting. | 500 | 500 | 0
Deal Support | 06/08/2001 | RWCL-4XHUTS | [NAME] | Hearing Coverage for CPUC Complaint against El Paso Merchant | A Bracewell associate has been monitoring and providing reports on the hearing on market manipulation claims against El Paso Merchant on gas prices into CA as approved in RCR # [NAME] and RWCL-4X3M3K. | 16500 | 16500 | 9730
Deal Support | 08/01/2001 | EBEN-4Z7M4E | [NAME] | [NAME] of El Paso Capacity | West Origination Desk request to turn back capacity on El Paso Natural Gas Pipeline | 3000 | 3000 | 0
Deal Support | 08/09/2001 | LJNE-4ZFKZ9 | [NAME] | North Carolina Retail Open Access | Research of North Carolina law for [NAME] at EPMI. | 1000 | 1000 | 0
Deal Support | 05/10/2001 | RBON-4WLKWV | [NAME] | City of Chicago -- Deal Support | EESI is actively engaged in negotiations with the City of Chicago to provide commodity to several agencies for an 8-year period. | 35000 | 35000 | 35000
Deal Support | 05/29/2001 | GWAR-4X7JDT | [NAME] | Sponsorship for the Texas Public Power Association annual meeting breakfast. | co-sponsorship with EPMI for a breakfast during the Texas Public Power Association annual meeting being held later this summer. | 2000 | 2000 | 0
Deal Support | 03/30/2001 | BHAS-4VBKUK | [NAME] | FERC data request - transaction information for period 10/2-2/31/2000, in connection with EL00-95-000 et al. | prepare letter seeking extension of time; participate in development of the response. | 3000 | 3000 | 0
Deal Support | 06/18/2001 | SNOL-4XTK5F | [NAME] | ISO New England ICAP Proposal | ISO NE filed a revision to its ICAP program to establish a sliding scale for the deficiency charge, from $4.20 down to $3.00.  Although this is a price amount that the traders have said they could accept, there are additional changes to the ICAP program that ISO proposes that were not discussed or supported by NEPOL. | 5000 | 5000 | 0
Deal Support | 06/18/2001 | SNOL-4XTKH3 | [NAME] | Storage Monetization | This email is being submitted by [NAME].  ENA is meeting with pipelines, LDCs and storage owners to propose monetization of base storage gas.  Many storage owners are very interested in ENA's proposal but have indicated they have regulatory concerns | 7000 | 7000 | 0
Deal Support | 07/02/2001 | SNOL-4Y9K87 | [NAME] | Amendment of EPMI Rate Schedule to Allow PGE to use EnronOnline | PGE wants to use EnronOnline.  Since EPMI will be the counterparty to all EnronOnline transactions, EPMI needs to propose amendments to its rate schedule if FERC allows PGE to use EnronOnline.  We asked [NAME] ([NAME]) to do the work for us. | 5000 | 5000 | 4829.19
Deal Support | 07/10/2001 | EBEN-4YHJTZ | [NAME] | Steel 201 Seminar | legal fees and travel expenses for Powell Goldstein to conduct an international trade (section 201, etc.) seminar for Enron's Steel Group (legal, G/A, and certain members of the commercial group) to address trade issues relating to specific deals | 5000 | 5000 | 0
Deal Support | 01/11/2001 | LAKN-4SVMQZ | [NAME] | Retain [NAME] to lobby on EFSC reformation in Washington | ENA is developing a project at the Port of Longview.  Current EFSC statute allows project to be developed at less than 250 MW, without requiring certificate.  Equipment to be installed can be modified to operated at 270 MW.  Significant changes to WA EFSC are expected this session. | 45000 | 45000 | 19112.11
Deal Support | 02/12/2001 | PKAN-4TVTGC | [NAME] | Join Association of Washington Businesses | AWB is the forum for EFSC reform in Washington state. | 500 | 500 | 0
Deal Support | 03/21/2001 | SJMA-4V2VV7 | [NAME] | Opposition to ISO Compliance Filing On Creditworthiness Standards | ISO made a filing that expands its creditworthiness exemptions, beyond whtat FERC ordered in its 2/14/2001 order.  ISO's tariff language can be read to allow the utilities to count the credit status of thir parties as their own, without the thir parties' approval. | 1500 | 1500 | 0
Deal Support | 04/16/2001 | SJMA-4VUN62 | [NAME] | Continued Retainer for Tariff Advice Letters | EES continues to see the value of using outside counsel to screen utility advice filings.  These filings are used to implement rate changes and, at times, make dramatic switches in policy. | 27000 | 18000 | 18013.48
Deal Support | 05/22/2001 | JALO-4WYPMA | [NAME] | Miscellaneous Gas Support Services | to support miscellaneous commercial transactions and/or market analysis | 5000 | 5000 | 2531.83
Deal Support | 07/13/2001 | ACOS-4YLPAD | [NAME] | Regulatory and Project Intelligence re QFs | RCR would allow access to experts (e.g., MRW principals, [NAME] of Ellison & Schneider) in field to provide insight relevant to West Origination deal proposals. | 5000 | 5000 | 1127.5
Deal Support | 02/08/2001 | SMOO-4TRPAX | [NAME] | COOP City Proposal - Con ED | [NAME] (Watkiss) to research whether certain Distribution property on [NAME] system servicing this COOP can be reclassified as Transmission.  Details of project are in project basics.  [NAME] approved $8,000 verbally on Jan. 30th. | 8000 | 8000 | 2418.75
Deal Support | 03/05/2001 | GWAR-4UJK7D | [NAME] | MS State Board of Contractors | [NAME] asked [NAME] to help resolve problems in MS concerning the renewal of expired certificate of responsibility with the State Board of Contractors. | 1108.25 | 1108.25 | 1108.25
Deal Support | 06/25/2001 | SMOO-4Y2HNC | [NAME] | [NAME] | Finalize proceeding regarding project [NAME] in Conn.  Proceeding lasted longer than originally budgeted for. Additional hearings and time spent on discovery. | 35000 | 35000 | 31359.4
Deal Support | 01/09/2001 | SMLR-4STUF9 | [NAME] | EBS PUC certification for Missouri | We believed that this RCR had been submitted in the fall of 2000, but it apparently was missed.  This is a standard $6000 RCR for the initial IXC certification for the state of Missouri. | 6000 | 6000 | 8312.45
Deal Support | 01/17/2001 | TCOR-4T3P9L | [NAME] | Brazil legal/regulatory issues | legal fees for Brazil; review of activities that Enron intends to perform in USA in prospecting clients for Brazilian telecom companies; requirements to be incorporated in Brazil in order to apply for network service license at Anatel; discuss regulations and restrictions regarding the use of IP technology. | 2000 | 2000 | 0
Deal Support | 02/15/2001 | MLPO-4TZ362 | [NAME] | Interconnection Agreement Conference | [NAME] had received advanced approval for this RCR.  We retained [NAME], outside counsel with [NAME] and [NAME], to provide a half-day conference on interconnection agreements for EBS GA, Legal and the trading desk. | 6100 | 6100 | 6100.39
Deal Support | 02/23/2001 | EBEN-4U8UST | [NAME] | Brazilian Regulatory Questions | Retain Pinheiro Neto Advogados to provide assistance  in developing a trading platform and to provide support for BMC deal. | 5000 | 5000 | 5000
Deal Support | 03/16/2001 | MLPO-4UW4TZ | [NAME] | Interconnection Agreement Negotiations | Interconnection agreements provide ETI with access to unbundled network elements (UNEs) at wholesale pricing, allowing them to be more competitive on pricing its services and greater connectivity to more customers. | 80000 | 80000 | 85282.38
Deal Support | 04/06/2001 | EBEN-4VJSJE | [NAME] | Argentinian Telecommunications Market | memo from outside counsel (Marval, O'Farrell & Mairal) on regulatory/commercial strategy for entering the Argentinian telecommunications market | 10000 | 10000 | 6866.12
Deal Support | 04/16/2001 | EBEN-4VUHVD | [NAME] | Brazilian Regulatory Questions - Additional Legal Research | Retain Pinheiro Neto Advogados to provide additional assistance in developing a trading platform and to provide support for BMC deal. | 15000 | 15000 | 14234.26
Deal Support | 04/20/2001 | EBEN-4VYQJQ | [NAME] | Regulatory Analysis of Ownership of Maya I Cable | retain [NAME], Berlin to do regulatory analysis of ownership of Maya I Cable in Mexico, Honduras, Cayman Islands, Costa Rico, Panama and Columbia | 5000 | 5000 | 5974.48
Deal Support | 05/02/2001 | MLPO-4WCQPV | [NAME] | Interconnection Agreement Supplement | Interconnection agreements provide ETI with access to unbundled network elements (UNEs) at wholesale pricing, allowing them to be more competitive on pricing its services and greater connectivity to more customers. | 25000 | 25000 | 25000
Deal Support | 06/27/2001 | EBEN-4Y4RLG | [NAME] | [NAME] | legal research pertaining to licensing requirements related to IP Transport/Transit service in Canada | 1000 | 1000 | 1070
Deal Support | 07/20/2001 | MLPO-4YTTQH | [NAME] | Continue Interconnection Agreement Process with SBC, BellSouth and Sprint | We have performed discovery on agreements that are available for EBS to opt-in to.  We have also engaged in preliminary negotiations with the ILECs on issues we would like to modify in those existing agreements. | 55000 | 55000 | 17836.13
Deal Support | 07/23/2001 | KHUG-4YWKFR | [NAME] | Qwest Interconnection Agreements for OR, WA, CO, and UT | We have performed discovery on agreements that are available for EBS to opt-in to.  We have also engaged in preliminary negotiations with the ILECs on issues we would like to modify in those existing agreements. | 20000 | 20000 | 0
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Deal Support / Origination / Risk Management | 03/16/2001 | RFRK-4UVR9Z | [NAME] | EIM and EGM support - International Trade issues - outside legal counsel | Proposed expenditure will be used to retain D.C. counsel ([NAME]) to assist GA's support of EIM and EGM.  Proposed fee arrangement is to pay $10,000/month beginning 4/1/01 through 12/1/01.  See project description for more details. | 90000 | 90000 | 0
Deal Support / Origination / Risk Management | 08/07/2001 | EBEN-4ZDKSD | [NAME] | EIM and EGM Support - International Trade Issues - Outside Legal Counsel | Proposed one-time expenditure to cover an amount over the first three months of retainer for D.C. counsel ([NAME]) to assist GA's support of EIM and EGM.  Monitor international trade developments affecting EIM and EGM products. | 33000 | 33000 | 0
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Deal Support / Risk Management | 02/16/2001 | LLAR-4TZW3Y | [NAME] | Local counsel for representation before ACC to complain about SW Gas imbalance charges | EES customers are receiving bills for imbalance gas charges due to our inability to schedule gas into SW citygate from November 2000 to present.  Total bills are approx. $4 million to date.  Imbalance charge is $20/MMbtu.  We want to complain to ACC about level of charge and causation. | 5000 | 5000 | 5495
Deal Support / Risk Management | 02/16/2001 | RWCL-4TZVEP | [NAME] | Bracewell & Patterson Bill for December 2000 | Bracewell & Patterson has billed us $15,224.91 for services during December 2000.  Most of the expense was associated with the filing we made in the San Diego Gas complaint ($9,850) and with several technical conferences in Order 637 proceedings that Bracewell represented us at and reported on. | 15224.91 | 15224.91 | 15224.91
Deal Support / Risk Management | 03/07/2001 | CLNY-4ULMQG | [NAME] | Call to North Carolina PUC | call to NC PUC to determine proper method for CP&L to account for a "termination payment" it received for interconnection facilities | 500 | 500 | 0
Deal Support / Risk Management | 03/13/2001 | [NAME] | [NAME] | Assignment of Contract to DTE | Memo is already finished and provided to commercial team. | 500 | 500 | 0
Deal Support / Risk Management | 04/12/2001 | RWCL-4VQVUN | [NAME] | Bracewell & Patterson Bill for January 2001 | Attend Texas Gas and [NAME] 637 settlement conferences in mid-January. | 3342.42 | 3342.42 | 3342.42
Deal Support / Risk Management | 04/12/2001 | RWCL-4VQW29 | [NAME] | Bracewell & Patterson February Billing | Part of Bracewell & Patterson's February billing included $722.50 of charges associated with covering a settlement conference in Texas Gas' rate case, where cash-out is a major area of concern. | 722.5 | 722.5 | 722.5
Deal Support / Risk Management | 04/23/2001 | [NAME] | [NAME] | Subpoenas in CPUC Complaint, RP00-241 | Bracewell & Patterson support (specifically, [NAME]) in negotiations and response to subpoenas/data requests served on ENA, EESI, and EEMC in the hearing on the market power issue in the CPUC complaint proceeding.  Also, to represent us at the hearing | 5000 | 5000 | 4440.68
Deal Support / Risk Management | 03/05/2001 | EBEN-4UJKBF | [NAME] | Illinois Regulatory Retainer | EES current book of business (with about 6-7 million at risk) and significant new product offering is currently being rolled out.  PMRW engagement will represent a monthly retainer to be utilized for efforts ranging from commercial support to deal support. | 30000 | 30000 | 19946.08
Deal Support / Risk Management | 03/08/2001 | RBON-4UMNYH | [NAME] | Michigan Regulatory Research -- Motown | Perform regulatory research and analysis of past Consumers Energy rate proceedings and testimony by its witnesses in order to protect and enhance the value of ENA's position with respect to MPLP and ADA QF facilities and contracts with Consumers. | 6000 | 6000 | 5421.19
Deal Support / Risk Management | 08/15/2001 | RBON-4ZMPTA | [NAME] | Illinois Regulatory Retainer | EESI's book of business in Illinois has significant exposure to regulatory changes and this request is for a monthly $ 5,000 retainer for PMRW in Chicago to monitor and report events at the Commission, review various filings and to provide responses to requests from EES oringations and others regarding business opportunities and associated risks in IL. | 30000 | 20000 | 0
Deal Support / Risk Management | 03/08/2001 | PKAN-4UM94L | [NAME] | Retain local counsel in Nevada to monitor PUC proceedings related sale of PGE and proposed asset sale by ENA | Nevada PUC has opened two related dockets to examine resource sales by Nevada Power and Sierra Pacific as well as their proposal to acquire resources pursuant to an RFP. | 2500 | 2500 | 365.7
Deal Support / Risk Management | 05/09/2001 | SJMA-4WKPHF | [NAME] | FERC Complaint Against CA ISO on ATC | The CA ISO has been non-responsive to requests from Enron to explain its seemingly arbitrary reduction of ATC at the CA-OR border. The ISO is, in effect, curtailing exports surreptitiously. | 7500 | 7500 | 0
Deal Support / Risk Management | 02/14/2001 | GDEL-4TXR9Y | [NAME] | Video on Demand in Canada | Additional analysis of the regulatory framework where the VOD license is delivered by broadcasting distribution undertakings and where delivery occurs via the Internet.  Examination of how media exemption order will impact  EBS's current VOD service with the Canadian distribution partner, Telus. | 2000 | 2000 | 149.59
Deal Support / Risk Management | 06/21/2001 | KHUG-4XWLZA | [NAME] | Phase I: Term Sheet | Ater, [NAME] to provide an analysis on Federal and State pricing flexibility , special contracts, and assist on pricing terms for the next draft term sheet. | 6000 | 6000 | 0
Deal Support / Risk Management | 08/24/2001 | [NAME] | [NAME] | Phase I: Adjustment for Qwest Take-or-Pay | Qwest negotiations to buy EBS' long haul dark fiber network.  EBS has a minimum revenue requirement for 20 years.  Working to draft preferred customer language into the contract with Qwest. | 1000 | 1000 | 0
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Origination | 03/13/2001 | ACOS-4USV7S | [NAME] | External Expert Support | Seek, for INGA QF purchase, outside market and regulatory intelligence by MRW & Associates, Inc. | 1500 | 1500 | 0
Origination | 04/16/2001 | JDSS-4VUKZ4 | [NAME] | Demand BuyDown Legislation | Ask TCA to support our development of [NAME] legislation. | 23000 | 23000 | 21962.5
Origination | 05/23/2001 | RNER-4WZQ7S | [NAME] | Monetization of Storage Cushion Gas | Initial consultation with Skadden Arps to evaluate ENA Storage proposal to monetize storage cushion gas | 3000 | 3000 | 0
Origination | 01/03/2001 | GDEL-4SMT2J | [NAME] | Video on Demand in Canada | Analysis of the regulatory framework where the VOD license is delivered by broadcasting distribution undertakings and where delivery occurs via the Internet.  The memo also covers the guidelines of the media exemption order and the CRTC's view of the nature of a licensable VOD service. | 1737.68 | 1737.68 | 38.53
Origination | 01/12/2001 | MLPO-4SX28S | [NAME] | CLEC Licensing | CLEC status allows EBS to have access to wholesale rates for unbundled network elements and to negotiate interconnection agreements for collection of equipment at ILEC facilities.  $5 K/ state where we are seeking CLEC status (7 states-MA, IL, PA, DC, VA, WA, NJ). | 55000 | 55000 | 56998.24
Origination | 03/06/2001 | CPEZ-4UKUAJ | [NAME] | EBS PSC Filing | Outside Counsel Fees for application and tariff filings | 4000 | 4000 | 3378.18
TOTAL | TOTAL | TOTAL | TOTAL | TOTAL | TOTAL
Risk Management | 01/31/2001 | LLAR-4TJ2FW | [NAME] | Enron Intervention in ORA/TURN Complaint | ORA/TURN has filed to amend PG&E gas diversion penalties and payback provisions | 2500 | 2500 | 0
Risk Management | 03/01/2001 | RNER-4UEU2Q | [NAME] | California Utility Price Projection | Employment of MRW consulting group to develop utility price forecast to evaluate EES mark-to-market position. | 25000 | 10000 | 0
Risk Management | 03/26/2001 | RNER-4V7LMK | [NAME] | Update MRW Analysis | Update of MRW analysis of potential California utility/ CDWR rate increase incorporating updated assumptions.  Will be used to evaluate regulatory risk associated with potential ENA electric sales to CDWR. | 7000 | 7000 | 0
Risk Management | 02/02/2001 | RWCL-4TKSG4 | [NAME] | 2/6/01 Technical Conference in ANR Order 637 Proceeding | Have Bracewell & Patterson ([NAME]) represent ENA at the February 6 technical conference, particularly on capacity allocation of secondary points issue, and report. | 1000 | 1000 | 900
Risk Management | 03/18/2001 | ACOS-4UXKUK | [NAME] | Comments on Cal PX Motion Seeking Guidance on Implementing $150/MWh Breakpoint | Retain Bracewell & Patterson to prepare comments.  Comments were filed on 3/9/01 and supplemental comments on 3/14/01. | 2000 | 2000 | 3775
Risk Management | 03/29/2001 | ACOS-4VAW45 | [NAME] | Affidavit in Response to CAISO March 22 Claims of Market Power and Strategic Bidding ("Gouging") | To be prepared by Frontier economics.  Comments are due April 9.  This affidavit will accompany the pleading requesting rejection of the CAISO filing and rebuttal on substantive grounds.  See RCR submitted by Mara and approved on 3/25. | 10000 | 10000 | 0
Risk Management | 06/26/2001 | RWCL-4Y3LJ7 | [NAME] | Data Request from El Paso Merchant in CPUC Complaint RP00-241 | This is to reflect additional Bracewell expenses related to data requests from El Paso Merchant Energy and the City of Los Angeles for the same information we provided to [NAME] in response to their subpoena in the CPUC complaint case (which was cov | 3400 | 3400 | 0
Risk Management | 08/09/2001 | RFRK-4ZFV29 | [NAME] | FERC litigation - Pacific NW refund case | Proposed expenditure will cover outside counsel (Bracewell & Patterson) and expert witness ([NAME]).  I will need to update this RCR to reflect costs for acquiring data needed by [NAME]. | 100000 | 100000 | 0
Risk Management | 03/21/2001 | JMIN-4V2QPA | [NAME] | PUCO Regulation of Gas Marketers | PUCO is considering whether to regulate gas marketers as public utilities.  Given our gas business in Ohio, this could have an adverse impact.  Also from a policy standpoint, this create a very bad precedent. | 2000 | 2000 | 0
Risk Management | 05/21/2001 | SMLR-4WXF95 | [NAME] | Mid American rate reduction case | The Office of Consumer Advocate (OCA) has filed a petition with the Iowa Utilities Board (IUB) to reduce Mid Am's rates by $77 million.   Based on EES current positions behind Mid American, it is estimated that EES margin could increase by $1.2 million if the OCA is successful. | 30000 | 1000 | 0
Risk Management | 01/22/2001 | HKII-4T8K5R | [NAME] | Testimony for CA Utility Rate Stabilization plans | MRW will submit testimony to argue for Enron's right to access utility retained generation at cost-based rates.  This is necessary to mitigate exposure from PX credit going away or being reduced because of likelihood that utility retained generation will be priced at cost-based rates for unbundled service customers. | 10000 | 10000 | 9129.75
Risk Management | [NAME] | SNOL-4VEHA8 | [NAME] | New England ISO Rate Case | The New England ISO filed a rate case with FERC a couple of months ago to change the allocation of charges assessed to customers of the ISO.  We intervened and protested because the proposal would have assessed a charge on marketers every time power was b | 18500 | 18500 | 1100.01
Risk Management | 03/16/2001 | [NAME] | [NAME] | Review of FERC Refund Order and December 15, 2000 Order on California | At the request of [NAME], [NAME] reviewed the applicable FERC refund and supporting order to determine whether the soft cap and marginal cost price cap applies to sales to DWR, the purchasing agency for the State of California. | 500 | 500 | 1500
Risk Management | 03/16/2001 | BHAS-4UVU2P | [NAME] | Conditions for Approval of Transmission Asset Sale in California | List, explain and justify conditions that Enron would seek should the State of California purchase the transmission assets of the investor owned utilities in California.  Find and distinguish any case law that might justify avoiding FERC review of the asset transfer, including any 1946 Nebraska precedent. | 10000 | 10000 | 4100
Risk Management | 04/19/2001 | [NAME] | [NAME] | BLM/US Forest Service Right-of-Way: formalize [NAME] coalition | Last year, Enron formed and chaired an informal 35 member "Telecommunications Right-of-Way (TelROW) coalition to address the federal lands fiber optic right-of-way issue. | 10000 | 10000 | 0
Risk Management | 07/02/2001 | SNOL-4Y9JXA | [NAME] | California Settlement Conference on Refunds | FERC has established a settlement conference proceeding to address refund issues in California.  [NAME] has been attending the meeting, along with [NAME], [NAME] and [NAME].  The conference should last approximately 2 weeks (80 hours of | 34000 | 34000 | 0
Risk Management | 08/16/2001 | SNOL-4ZNT9Q | [NAME] | California Refund Hearing | legal services for discovery (including depostions), expert witness work and prep, etc. to attend California Refund Hearing | 95000 | 95000 | 0
Risk Management | 08/20/2001 | SNOL-4ZSH6P | [NAME] | Answer to Expedited Hearing Request of CA Electricity Oversight Board | In its request for expedited rehearing, the California Electricity Oversight Board asks that the Commission expand the scope of the hearing established in the July 25 Order to include bilateral sales to the California Department of Water Resources. | 5000 | 5000 | 0
Risk Management | 03/01/2001 | SJMA-4UEVD9 | [NAME] | CA ISO FERC Filing:  Underscheduling Penalty | since the FERC 12/15 order went into effect, EES has been subject to penalties for having insufficient resources to meet load, referred to as "underscheduling"; EES used the PX to help shape its load on an hourly basis; once the PX went under, EES was unable to find ready sources or sinks for its power; PG&E and SCE filed for waivers and the ISO agreed not to charge the penalty; comments on the IOU filings due March 2; intend to prepare an intervention in support of the IOUs but identify own reasons for needing the waiver | 5000 | 5000 | 0
Risk Management | 03/06/2001 | SJMA-4UKSSL | [NAME] | WPTF Intervention on CPUC Prudency Standards | All but one WPTF member shared in the expense of the filling.  We have just been billed for the work to the requested amount equals the amount of the bill.  No further work is required. | 698 | 698 | 847
Risk Management | 03/06/2001 | SJMA-4UKTEB | [NAME] | FERC Filing to [NAME] Request for Subpoena | WPTF agreed to make the filing and all but one member agreed to share the cost..  The amount of the RCR is amount we have been billed by WPTF.  No further work is required. | 618 | 618 | 618
Risk Management | 03/06/2001 | SJMA-4UL2PU | [NAME] | Emergency hearings on rate cap, PX credit and other matters. | This is an extension of an existing RCR for $20,000 for [NAME] to cover these matters at the CPUC.  [NAME] has led our extensive effort at the CPUC which has included, hearings, testimony, pleadings, and responding to many filings. | 75000 | 75000 | 130959.86
Risk Management | 03/15/2001 | SJMA-4UV2D8 | [NAME] | WPTF Comments on FERC Market Mitigation Plan for CA | WPTF has 11 funders for this project, Total project costs are estimated at about $25,000, including $15,000 for the report from the consultant. | 2300 | 2300 | 2027
Risk Management | 03/16/2001 | SJMA-4UVUF3 | [NAME] | FERC Filing to Support Charging Underscheduling Penalty to Utilities | The ISO filed on 3/2 to propose calculating the underscheduling charge, but not billing it, from Jan 1 through the end of May.  We intend to oppose the ISO's request and support billing the charge to those underscheduled -- primarily the utilities.   The | 5000 | 5000 | 0
Risk Management | 03/29/2001 | SJMA-4VASUU | [NAME] | Small ARM Matters at CPUC | Two items: one for $57.90 and one for $94.42 | 152.32 | 152.32 | 152.32
Risk Management | 04/06/2001 | SJMA-4VJUCC | [NAME] | Response to FERC Staff Market Mitigation Proposal for CA | Enron made a brief filing support the FERC staff proposal, WPTF and EPSA comments.  Enron also discussed the need to adjust the FERC's price cap formula to account for the temporal nature of hydro resources. | 1500 | 1500 | 3300
Risk Management | 04/25/2001 | SJMA-4W62AR | [NAME] | CPUC Natural Gas Matters | legal work on TURN's proposal regarding gas storage and on the SCGC Petition to Modify by SoCal Gas | 321 | 321 | 321
Risk Management | [NAME] | SJMA-4WTRY7 | [NAME] | Old [NAME] | PG&E's GRC; ATCP; Post-Freeze Ratemaking; RCS Case and 1999 ATCP | 2281.69 | 2281.69 | 0
Risk Management | 05/22/2001 | SJMA-4WYUGC | [NAME] | More Old [NAME] | SCE Post-Transition Case; Advice Letter supporting SDG&E's changes to consolidated ESP billing; Advice Letter support of SDG&E direct access cap; Response on TURN's Request for Rehearing on SDG&E bilateral contracts; Post-transition for SDG&E bilateral contracts; 1999 RAP -- respond to alternatives | 2080.14 | 2080.14 | 2080.14
Risk Management | 06/01/2001 | SJMA-4XAQTA | [NAME] | Protest Edison DA Rate | [NAME] protested an Edison filing, in which Edison structured its direct access rate schedule before the CPUC decision on rate surcharges.  [NAME] elected to charge DA customers for the new surcharge then added these same costs to a DA credit.  CPUC has subsequently ordered that the surcharge does not apply to DA customers. | 298.63 | 298.63 | 0
Risk Management | 06/01/2001 | SJMA-4XARBQ | [NAME] | Small AReM Matters | Bills for the month of April and May.  Small matters shared with other members of the Alliance for Retail Markets (AReM). | 60.03 | 60.03 | 60.03
Risk Management | 06/04/2001 | SJMA-4XD94N | [NAME] | Participate in IEP's FERC/ISO Committee | Independent Energy Producers (IEP) set up four committees by which members direct its efforts.  One is the ISO/FERC Committee.  The ISO/FERC Committee will decide on IEP's policies and activities relative to FERC and the ISO. | 7500 | 7500 | 7500
Risk Management | 06/05/2001 | SJMA-4XENRS | [NAME] | Small WPTF Charges | two filings by WPTF - one at the CPUC to comment and support issuance of clear purdency standards for IOU purchases in the wholesale market, and an intervention at FERC | 142 | 142 | 142
Risk Management | 06/06/2001 | SJMA-4XFUF4 | [NAME] | Small AReM Matters in June Bill | opposing SCE advice letters and affiliate rules changes | 180.55 | 180.55 | 180.55
Risk Management | 06/29/2001 | [NAME] | [NAME] | Join California Chamber of Commerce | Chamber has been very supportive of direct access | 10000 | 10000 | 0
Risk Management | 07/09/2001 | SJMA-4YGM5X | [NAME] | WPTF Protest of Westwide Price [NAME] | FERC filings submitted in May-June, 2001. | 400 | 400 | 218
Risk Management | 07/15/2001 | SJMA-4YP7JF | [NAME] | WPTF Rehearing Request of June 19 CA ISO Order | WPTF agreed to take on the issue of the CA ISO manipulating the price caps established in the June 19 FERC order; WPTF agreed to consolidate its comments in a joint EPSA/WPTF filing | 500 | 500 | 622
Risk Management | 01/04/2001 | SMOO-4SNLQU | [NAME] | FERC Technical Conference | Utilize [NAME] (TCA) to assist in prep and participation for FERC Technical Conference to discuss problems with NY ISO market. | 10000 | 10000 | 10000
Risk Management | 08/01/2001 | EBEN-4Z7KV5 | [NAME] | Voice Minutes Trading | regulatory analysis of whether voice minutes trading constitutes private carriage | 10000 | 10000 | 0
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