Spreadsheet: 0befd3dc-c215-4ea8-8da7-64f4f68a297e
Sheet: FCM Data August 2010

 |  | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | ABN AMRO CLEARING CHICAGO LLC | Y | CBOT | 2010-08-31 00:00:00 | 226014838 | 66576535 | 159438303 | 1370085945 | 168140188
2 | ADM INVESTOR SERVICES INC | N | CBOT | 2010-08-31 00:00:00 | 188364836 | 114910770 | 73454066 | 2110032154 | 61609678
3 | ADVANCED MARKETS LLC | N | NFA | 2010-08-31 00:00:00 | 20770340 | 20000000 | 770340 | 0 | 0
4 | ADVANTAGE FUTURES LLC | N | CME | 2010-08-31 00:00:00 | 22550280 | 8849097 | 13701183 | 300750758 | 51850313
5 | ADVANTAGE SECURITIES LLC | Y | NFA | 2010-08-31 00:00:00 | 4196416 | 1000000 | 3196416 | 0 | 0
6 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC* | Y | NFA | 2010-06-30 00:00:00 | 53644953 | 9189114 | 44455839 | 0 | 0
7 | [NAME] (US) LLC | N | NFA | 2010-08-31 00:00:00 | 20487317 | 20000000 | 487317 | 0 | 0
8 | AMERIPRISE FINANCIAL SERVICES INC | Y | NFA | 2010-08-31 00:00:00 | 147789610 | 1000000 | 146789610 | 0 | 0
9 | AMP GLOBAL CLEARING LLC | N | NFA | 2010-08-31 00:00:00 | 1311655 | 1000000 | 311655 | 0 | 0
10 | BARCLAYS CAPITAL INC | Y | NYME | 2010-08-31 00:00:00 | 6192039500 | 689343390 | 5502696110 | 4714558886 | 1891946249
11 | BGC FINANCIAL LP | Y | NFA | 2010-08-31 00:00:00 | 31424318 | 1000000 | 30424318 | 0 | 0
12 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2010-08-31 00:00:00 | 348220517 | 183232499 | 164988018 | 1334430877 | 377661510
13 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2010-08-31 00:00:00 | 1718651508 | 72263759 | 1646387749 | 357452751 | 0
14 | BNY MELLON CLEARING LLC | N | CME | 2010-08-31 00:00:00 | 28759396 | 4150790 | 24608606 | 0 | 0
15 | CANTOR FITZGERALD & CO | Y | CBOT | 2010-08-31 00:00:00 | 144209669 | 2411718 | 141797951 | 13014307 | 0
16 | CAPITAL MARKET SERVICES LLC | N | NFA | 2010-08-31 00:00:00 | 27036027 | 20255052 | 6780975 | 0 | 0
17 | CIBC WORLD MARKETS CORP | Y | CME | 2010-08-31 00:00:00 | 670526986 | 2159640 | 668367346 | 0 | 0
18 | CITADEL SECURITIES LLC | Y | CME | 2010-08-31 00:00:00 | 384025513 | 6093730 | 377931783 | 0 | 0
19 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2010-08-31 00:00:00 | 9433048663 | 597385627 | 8835663036 | 10939422780 | 1415292225
20 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2010-08-31 00:00:00 | 1527083 | 1000000 | 527083 | 0 | 0
21 | COMPASS PROFESSIONAL SERVICES LLC | Y | NFA | 2010-08-31 00:00:00 | 3248185 | 1000000 | 2248185 | 0 | 0
22 | COUNTRY HEDGING INC | N | NFA | 2010-08-31 00:00:00 | 19146975 | 14825395 | 4321580 | 177054409 | 9963
23 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2010-08-31 00:00:00 | 11093331028 | 836531862 | 10256799166 | 4728240693 | 1859257374
24 | CROSSLAND LLC | N | CBOT | 2010-08-31 00:00:00 | 7932993 | 3862362 | 4070631 | 52916583 | 29644615
25 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2010-08-31 00:00:00 | 3356696 | 1000000 | 2356696 | 41645094 | 44782
26 | CX CAPITAL MARKETS LLC | N | NFA | 2010-08-31 00:00:00 | 2425649 | 1000000 | 1425649 | 24541550 | 0
27 | DAIWA CAPITAL MARKETS AMERICA INC | Y | CME | 2010-08-31 00:00:00 | 192802765 | 1052627 | 191750138 | 8411535 | 40979
28 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2010-08-31 00:00:00 | 6971988639 | 529182343 | 6442806296 | 11136926859 | 1129877112
29 | DORMAN TRADING LLC | N | CME | 2010-08-31 00:00:00 | 6664321 | 1000000 | 5664321 | 97155435 | 390170
30 | EAGLE MARKET MAKERS INC | N | CBOT | 2010-08-31 00:00:00 | 5770838 | 1000000 | 4770838 | 3681107 | 0
31 | EASY FOREX US LTD | N | NFA | 2010-08-31 00:00:00 | 2985657 | 1000000 | 1985657 | 0 | 0
32 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2010-08-31 00:00:00 | 8272427 | 1000000 | 7272427 | 0 | 0
33 | ENSKILDA FUTURES LTD | N | CME | 2010-08-31 00:00:00 | 26538014 | 17313710 | 9224304 | 259086981 | 0
34 | FARR FINANCIAL INC | N | NFA | 2010-08-31 00:00:00 | 1736121 | 1000000 | 736121 | 36487717 | 34920
35 | FCSTONE LLC | N | CME | 2010-08-31 00:00:00 | 68453963 | 47632486 | 20821477 | 1111854851 | 12517712
36 | FOREX CAPITAL MARKETS LLC | N | NFA | 2010-08-31 00:00:00 | 70608910 | 23669568 | 46939342 | 0 | 0
37 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2010-08-31 00:00:00 | 21778192 | 20000000 | 1778192 | 0 | 0
38 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2010-08-31 00:00:00 | 3383880 | 1000000 | 2383880 | 6038620 | 0
39 | FRONTIER FUTURES INC | N | NFA | 2010-08-31 00:00:00 | 1758207 | 1111802 | 646405 | 30750526 | 1112
40 | FUTURES TECH LLC | N | NFA | 2010-08-31 00:00:00 | 1605514 | 1000000 | 605514 | 0 | 0
41 | FX SOLUTIONS LLC | N | NFA | 2010-08-31 00:00:00 | 36411636 | 20316403 | 16095233 | 0 | 0
42 | FXDIRECTDEALER LLC | N | NFA | 2010-08-31 00:00:00 | 36691871 | 21821579 | 14870292 | 0 | 0
43 | GAIN CAPITAL GROUP LLC | N | NFA | 2010-08-31 00:00:00 | 74378256 | 25971612 | 48406644 | 0 | 0
44 | GENESIS FUTURES LLC | N | NFA | 2010-08-31 00:00:00 | 1519109 | 1000000 | 519109 | 0 | 0
45 | GILDER GAGNON HOWE & CO LLC | Y | NFA | 2010-08-31 00:00:00 | 15768201 | 1000000 | 14768201 | 0 | 0
46 | GLOBAL FUTURES & FOREX LTD | N | NFA | 2010-08-31 00:00:00 | 79666373 | 26357388 | 53308985 | 212116 | 190557
47 | GOLDMAN SACHS & CO | Y | CBOT | 2010-08-31 00:00:00 | 10812220908 | 1887227215 | 8924993693 | 18980918530 | 6517538551
48 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2010-08-31 00:00:00 | 1887835814 | 104956784 | 1782879030 | 1326344344 | 27387760
49 | HSBC SECURITIES USA INC | Y | CME | 2010-08-31 00:00:00 | 1073318736 | 103749892 | 969568844 | 881942909 | 69802137
50 | ICAP FUTURES LLC | N | NFA | 2010-08-31 00:00:00 | 8407341 | 1000000 | 7407341 | 0 | 0
51 | IG MARKETS INC | N | NFA | 2010-08-31 00:00:00 | 30322079 | 20000000 | 10322079 | 49959 | 0
52 | IKON GLOBAL MARKETS INC | N | NFA | 2010-08-31 00:00:00 | 21831871 | 20243477 | 1588394 | 14886440 | 108434
53 | INSTINET LLC | Y | NFA | 2010-08-31 00:00:00 | 122379772 | 1000000 | 121379772 | 0 | 0
54 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2010-08-31 00:00:00 | 1845018 | 1000000 | 845018 | 0 | 0
55 | INTERACTIVE BROKERS LLC | Y | NFA | 2010-08-31 00:00:00 | 1060578108 | 114821069 | 945757039 | 546300514 | 165296503
56 | INTERBANK FX LLC | N | NFA | 2010-08-31 00:00:00 | 28923806 | 21461949 | 7461857 | 0 | 0
57 | ITG DERIVATIVES LLC | Y | NFA | 2010-08-31 00:00:00 | 4390609 | 1000000 | 3390609 | 0 | 0
58 | JP MORGAN CLEARING CORP | Y | CME | 2010-08-31 00:00:00 | 5194975201 | 1597405767 | 3597569434 | 553170897 | 352961353
59 | JP MORGAN FUTURES INC | N | NYME | 2010-08-31 00:00:00 | 2436830770 | 1259095797 | 1177734973 | 16276732883 | 1848765129
60 | JP MORGAN SECURITIES INC | Y | NFA | 2010-08-31 00:00:00 | 6878433385 | 549852691 | 6328580694 | 0 | 0
61 | LEK SECURITIES CORPORATION | Y | NFA | 2010-08-31 00:00:00 | 10372267 | 1500000 | 8872267 | 319771 | 0
62 | LIMESTONE TRADING LLC | N | NFA | 2010-08-31 00:00:00 | 10038420 | 1000000 | 9038420 | 0 | 0
63 | LINN GROUP THE | N | NFA | 2010-08-31 00:00:00 | 1994961 | 1000000 | 994961 | 30225488 | 51287
64 | LPL FINANCIAL CORPORATION | Y | NFA | 2010-08-31 00:00:00 | 123343698 | 5286660 | 118057038 | 0 | 0
65 | MACQUARIE FUTURES USA INC | N | CBOT | 2010-08-31 00:00:00 | 82736405 | 46093725 | 36642680 | 778443797 | 11247208
66 | MAREX USA LIMITED | N | NFA | 2010-08-31 00:00:00 | 3155775 | 1000000 | 2155775 | 0 | 0
67 | MB TRADING FUTURES INC | N | NFA | 2010-08-31 00:00:00 | 24510457 | 20000000 | 4510457 | 0 | 0
68 | MBF CLEARING CORP | N | NYME | 2010-08-31 00:00:00 | 11357783 | 1191186 | 10166597 | 71337169 | 5566655
69 | MCVEAN TRADING & INVESTMENTS LLC | N | NFA | 2010-08-31 00:00:00 | 11266463 | 3707291 | 7559172 | 616196489 | 0
70 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2010-08-31 00:00:00 | 5480563052 | 681558150 | 4799004902 | 9079897424 | 1897494876
71 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2010-08-31 00:00:00 | 2289128807 | 163092904 | 2126035903 | 740196889 | 42431571
72 | MF GLOBAL INC | Y | CME | 2010-08-31 00:00:00 | 564098014 | 411498120 | 152599894 | 8430629003 | 550606597
73 | MG FINANCIAL LLC | N | NFA | 2010-08-31 00:00:00 | 4497764 | 1000000 | 3497764 | 0 | 0
74 | MID CO COMMODITIES INC | N | NFA | 2010-08-31 00:00:00 | 9361927 | 4481894 | 4880033 | 45471867 | 0
75 | MITSUBISHI UFJ SECURITIES USA INC | Y | NFA | 2010-08-31 00:00:00 | 69891506 | 1749548 | 68141958 | 0 | 0
76 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2010-08-31 00:00:00 | 9070207 | 5083155 | 3987052 | 0 | 0
77 | MIZUHO SECURITIES USA INC | Y | CME | 2010-08-31 00:00:00 | 439450720 | 57853742 | 381596978 | 716578606 | 310533898
78 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2010-08-31 00:00:00 | 414583858 | 9566239 | 405017619 | 0 | 0
79 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2010-08-31 00:00:00 | 7804359491 | 1074753415 | 6729606076 | 4947562874 | 1905116528
80 | MORGAN STANLEY SMITH BARNEY LLC | Y | NFA | 2010-08-31 00:00:00 | 1306194569 | 38036988 | 1268157581 | 625950864 | 1384715476
81 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2010-08-31 00:00:00 | 223737352 | 1000000 | 222737352 | 0 | 0
82 | NEUBERGER BERMAN LLC | Y | NFA | 2010-08-31 00:00:00 | 67484891 | 1500000 | 65984891 | 0 | 0
83 | NEWEDGE USA LLC | Y | NYME | 2010-08-31 00:00:00 | 2434976084 | 1261608975 | 1173367109 | 19290439969 | 6143953272
84 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2010-08-31 00:00:00 | 1032349525 | 8000985 | 1024348540 | 111930349 | 231230
85 | OANDA CORPORATION | N | NFA | 2010-08-31 00:00:00 | 166482821 | 29634993 | 136847828 | 0 | 0
86 | OPEN E CRY LLC | N | NFA | 2010-08-31 00:00:00 | 3406123 | 1011111 | 2395012 | 82760420 | 786321
87 | OPPENHEIMER & CO INC | Y | NFA | 2010-08-31 00:00:00 | 153326199 | 24606091 | 128720108 | 18414788 | 0
88 | OPTIONSXPRESS INC | Y | NFA | 2010-08-31 00:00:00 | 117386453 | 13254260 | 104132193 | 77772691 | 771909
89 | [NAME] | N | CBOT | 2010-08-31 00:00:00 | 25517166 | 19312689 | 6204477 | 551263487 | 26475966
90 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2010-08-31 00:00:00 | 34712180 | 20000000 | 14712180 | 411426428 | 22798986
91 | PIONEER FUTURES INC | N | NFA | 2010-08-31 00:00:00 | 2226886 | 1000000 | 1226886 | 0 | 0
92 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2010-08-31 00:00:00 | 211917000 | 176688320 | 35228680 | 2530424000 | 235918000
93 | RAND FINANCIAL SERVICES INC | N | CME | 2010-08-31 00:00:00 | 70325486 | 17088853 | 53236633 | 171835500 | 37264800
94 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2010-08-31 00:00:00 | 379016743 | 27195983 | 351820760 | 0 | 0
95 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2010-08-31 00:00:00 | 930351544 | 83539306 | 846812238 | 425042254 | 81985636
96 | RBS SECURITIES INC | Y | CBOT | 2010-08-31 00:00:00 | 1858762000 | 177825000 | 1680937000 | 1517179000 | 42942000
97 | RJ OBRIEN ASSOCIATES LLC | N | CME | 2010-08-31 00:00:00 | 114431302 | 74236997 | 40194305 | 1857562736 | 56628227
98 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2010-08-31 00:00:00 | 60564822 | 37899047 | 22665775 | 1291947602 | 14102263
99 | ROSENTHAL GLOBAL SECURITIES LLC | Y | NFA | 2010-08-31 00:00:00 | 46976629 | 1000000 | 45976629 | 0 | 0
100 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2010-08-31 00:00:00 | 157079226 | 13993275 | 143085951 | 0 | 0
101 | SANTANDER INVESTMENT SECURITIES INC | Y | NFA | 2010-08-31 00:00:00 | 106266543 | 1000000 | 105266543 | 0 | 0
102 | SMW TRADING COMPANY INC | N | CME | 2010-08-31 00:00:00 | 22992128 | 1000000 | 21992128 | 3537712 | 0
103 | STATE STREET GLOBAL MARKETS LLC | Y | CME | 2010-08-31 00:00:00 | 370402732 | 1000000 | 369402732 | 2072756 | 27595
104 | STEPHENS | Y | NFA | 2010-08-31 00:00:00 | 81025561 | 13228671 | 67796890 | 0 | 0
105 | STERLING COMMODITIES CORP | N | NYME | 2010-08-31 00:00:00 | 7952503 | 1594622 | 6357881 | 53144091 | 297959
106 | TCA FUTURES LLC | N | NFA | 2010-08-31 00:00:00 | 1599764 | 1000000 | 599764 | 0 | 0
107 | TD AMERITRADE INC | Y | NFA | 2010-08-31 00:00:00 | 166041144 | 1000000 | 165041144 | 0 | 0
108 | TENCO INC | N | CBOT | 2010-08-31 00:00:00 | 53084227 | 7413196 | 45671031 | 263330019 | 0
109 | TERRA NOVA FINANCIAL LLC | Y | NFA | 2010-08-31 00:00:00 | 9766767 | 1500000 | 8266767 | 0 | 0
110 | TIMBER HILL LLC | Y | CME | 2010-08-31 00:00:00 | 969218582 | 39525936 | 929692646 | 489943959 | 0
111 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2010-08-31 00:00:00 | 4121005 | 1000000 | 3121005 | 0 | 0
112 | TRADELINK LLC | Y | CBOT | 2010-08-31 00:00:00 | 27065922 | 1000000 | 26065922 | 0 | 0
113 | TRADESTATION SECURITIES INC | Y | NFA | 2010-08-31 00:00:00 | 75313178 | 3402607 | 71910571 | 394997861 | 850839
114 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2010-08-31 00:00:00 | 1565211 | 1000000 | 565211 | 0 | 0
115 | TRILAND USA INC | N | NYME | 2010-08-31 00:00:00 | 22511765 | 18759720 | 3752045 | 238084367 | 16997972
116 | UBS FINANCIAL SERVICES INC | Y | NFA | 2010-08-31 00:00:00 | 1197484103 | 96314163 | 1101169940 | 215190724 | 1806231
117 | UBS SECURITIES LLC | Y | CBOT | 2010-08-31 00:00:00 | 11259139243 | 973090046 | 10286049197 | 9842480539 | 4110741214
118 | VELOCITY FUTURES LLC | N | NFA | 2010-08-31 00:00:00 | 1733882 | 1000000 | 733882 | 53227371 | 5435121
119 | VISION FINANCIAL MARKETS LLC | Y | CME | 2010-08-31 00:00:00 | 23314543 | 7771770 | 15542773 | 355876441 | 4978980
120 | WELLS FARGO ADVISORS FINANCIAL NETWORK LLC | Y | NFA | 2010-08-31 00:00:00 | 24401913 | 3563974 | 20837939 | 0 | 0
121 | WELLS FARGO ADVISORS LLC | Y | NFA | 2010-08-31 00:00:00 | 457911580 | 1500000 | 456411580 | 0 | 0
122 | WELLS FARGO SECURITIES LLC | Y | CME | 2010-08-31 00:00:00 | 1249525782 | 10359771 | 1239166011 | 0 | 0
123 | WHITE COMMERCIAL CORPORATION | N | NFA | 2010-08-31 00:00:00 | 2692778 | 1000000 | 1692778 | 0 | 0
124 | WSD FINANCIAL USA INC | N | NFA | 2010-08-31 00:00:00 | 1196996 | 1000000 | 196996 | 0 | 0
125 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2010-08-31 00:00:00 | 2656161 | 1000000 | 1656161 | 59924392 | 1252023
 | Totals
 | July Web Page Update | 126
 | Additions | 0
 | Deletions | 1
 | SHAY GRAIN CLEARING COMPANY
 | Name Change
 | NONE
 | August Web Page Update | 125
 | *Allianz Global Investors Distributors LLC files financial statements quarterly.
 | (a):  B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement  is the greater of
 | (1) $1,000,000; or
 | (2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total noncustomer risk maintenance margin; or
 | (3) The amount of capital required by a registered futures association (currently NFA is the only such association); or
 | (4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL] or [EMAIL].