Spreadsheet: 096fa039-11ea-4c74-8435-32a70f588089
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | 3D FOREX, LLC | N | NFA | 2008-08-31 00:00:00 | 13178356 | 500000 | 12678356 | 0 | 0
2 | ACM USA LLC | N | NFA | 2008-08-31 00:00:00 | 8372738 | 5000000 | 3372738 | 0 | 0
3 | ADM INVESTOR SERVICES INC | N | CBOT | 2008-08-31 00:00:00 | 152635206 | 90711738 | 61923468 | 2076245756 | 97359112
4 | ADVANCED MARKETS INC | N | NFA | 2008-08-31 00:00:00 | 6786042 | 5000000 | 1786042 | 0 | 0
5 | ADVANTAGE FUTURES LLC | N | CME | 2008-08-31 00:00:00 | 18540094 | 6804893 | 11735201 | 208542635 | 28307854
6 | AIG CLEARING CORPORATION | N | NYME | 2008-08-31 00:00:00 | 309513871 | 65056008 | 244457863 | 15371952 | 0
7 | ALARON TRADING CORPORATION | N | CME | 2008-08-31 00:00:00 | 7702220 | 3007425 | 4694795 | 195326776 | 7320818
8 | [NAME] (US) LLC | N | NFA | 2008-08-31 00:00:00 | 15786390 | 5000000 | 10786390 | 0 | 0
9 | BACERA CORPORATION | N | NFA | 2008-08-31 00:00:00 | 5412516 | 5000000 | 412516 | 0 | 0
10 | BANC OF AMERICA SECURITIES LLC | Y | CME | 2008-08-29 00:00:00 | 4016964635 | 527197603 | 3489767032 | 1743162390 | 20899520
11 | BARCLAYS CAPITAL INC | Y | NYME | 2008-08-29 00:00:00 | 1784983176 | 452825466 | 1332157710 | 4319248195 | 3378701569
12 | BEAR STEARNS & CO INC | Y | NFA | 2008-08-31 00:00:00 | 5719867742 | 557904553 | 5161963189 | 0 | 0
13 | BEAR STEARNS SECURITIES CORP | Y | CME | 2008-08-31 00:00:00 | 4745186767 | 1178836273 | 3566350494 | 959976593 | 248731652
14 | BGC SECURITIES | Y | NFA | 2008-08-30 00:00:00 | 7217795 | 500000 | 6717795 | 0 | 0
15 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2008-08-29 00:00:00 | 241585070 | 182546898 | 59038172 | 2211745664 | 513499003
16 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2008-08-31 00:00:00 | 658087564 | 56590513 | 601497051 | 342369710 | 0
17 | CADENT FINANCIAL SERVICES LLC | N | CME | 2008-08-31 00:00:00 | 7433265 | 5335396 | 2097869 | 268474016 | 3067182
18 | CANTOR FITZGERALD & CO | Y | CBOT | 2008-08-31 00:00:00 | 266455273 | 24019594 | 242435679 | 13823865 | 67129
19 | CAPITAL MARKET SERVICES LLC | N | NFA | 2008-08-31 00:00:00 | 20199028 | 5000000 | 15199028 | 0 | 0
20 | CIBC WORLD MARKETS CORP | Y | CME | 2008-08-29 00:00:00 | 1110437449 | 15987176 | 1094450273 | 0 | 0
21 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2008-08-29 00:00:00 | 5581883554 | 799920829 | 4781962725 | 13245903531 | 611402547
22 | CLIFF LARSON COMPANY THE | N | NFA | 2008-08-31 00:00:00 | 3334978 | 847172 | 2487806 | 15139989 | 0
23 | CMC MARKETS (US) LLC | N | NFA | 2008-08-31 00:00:00 | 8543520 | 5000000 | 3543520 | 0 | 0
24 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2008-08-31 00:00:00 | 1460669 | 500000 | 960669 | 0 | 0
25 | COMTRUST INC | N | NFA | 2008-08-31 00:00:00 | 858090 | 500000 | 358090 | 1767747 | 0
26 | COUNTRY HEDGING INC | N | NFA | 2008-08-31 00:00:00 | 19218512 | 11146627 | 8071885 | 166485240 | 11852
27 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2008-08-31 00:00:00 | 8778844846 | 389298723 | 8389546123 | 2131146692 | 1581323014
28 | CROSSLAND LLC | N | CBOT | 2008-08-31 00:00:00 | 3552520 | 500000 | 3052520 | 25474982 | 0
29 | CSC FUTURES INC | N | CME | 2008-08-29 00:00:00 | 13501709 | 500000 | 13001709 | 0 | 0
30 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2008-08-31 00:00:00 | 3542600 | 1071929 | 2470671 | 38050847 | 123382
31 | DAIWA SECURITIES AMERICA INC | Y | CME | 2008-08-31 00:00:00 | 227931981 | 9013193 | 218918788 | 5911180 | 2227611
32 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2008-08-29 00:00:00 | 4062024321 | 392619599 | 3669404722 | 8553480117 | 1120136517
33 | DORMAN TRADING LLC | N | CME | 2008-08-31 00:00:00 | 8616566 | 500000 | 8116566 | 75977393 | 24893
34 | DUNAVANT COMMODITY CORP | N | NFA | 2008-08-31 00:00:00 | 46452462 | 759754 | 45692708 | 0 | 0
35 | EAGLE MARKET MAKERS INC | N | CBOT | 2008-08-31 00:00:00 | 7160221 | 500000 | 6660221 | 11890968 | 0
36 | EASY FOREX US LTD | N | NFA | 2008-08-31 00:00:00 | 9824509 | 5000000 | 4824509 | 0 | 0
37 | ED &F MAN COMMODITY ADVISORS INC | N | NFA | 2008-08-31 00:00:00 | 1002231 | 500000 | 502231 | 0 | 0
38 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2008-08-31 00:00:00 | 10103568 | 500000 | 9603568 | 0 | 0
39 | ENSKILDA FUTURES LTD | N | CME | 2008-08-31 00:00:00 | 19848068 | 12213442 | 7634626 | 183815190 | 0
40 | FARR FINANCIAL INC | N | NFA | 2008-08-31 00:00:00 | 2051386 | 637697 | 1413689 | 37324744 | 0
41 | FC STONE LLC | N | CME | 2008-08-31 00:00:00 | 103852959 | 67714163 | 36138796 | 1455647426 | 13458219
42 | FIRST CAPITOL GROUP LLC | N | NFA | 2008-08-31 00:00:00 | 992101 | 500000 | 492101 | 0 | 0
43 | FOREX CAPITAL MARKETS LLC | N | NFA | 2008-08-31 00:00:00 | 91840037 | 13720699 | 78119338 | 0 | 0
44 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2008-08-31 00:00:00 | 7558421 | 5000000 | 2558421 | 0 | 0
45 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2008-08-31 00:00:00 | 175716585 | 52853748 | 122862837 | 1308238532 | 54591026
46 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2008-08-31 00:00:00 | 8147408 | 5000000 | 3147408 | 4787658 | 0
47 | FRONTIER FUTURES INC | N | NFA | 2008-08-31 00:00:00 | 2384566 | 851405 | 1533161 | 38525332 | 0
48 | FUTURES TECH LLC | N | NFA | 2008-08-31 00:00:00 | 841242 | 500000 | 341242 | 0 | 0
49 | FX SOLUTIONS LLC | N | NFA | 2008-08-31 00:00:00 | 19574103 | 5000000 | 14574103 | 0 | 0
50 | GAIN CAPITAL GROUP LLC | N | NFA | 2008-08-31 00:00:00 | 67906278 | 8294588 | 59611690 | 0 | 0
51 | GATEWAY CAPITAL L.L.C. | N | NFA | 2008-08-31 00:00:00 | 893775 | 500000 | 393775 | 0 | 0
52 | GELBER GROUP LLC | N | CBOT | 2008-08-31 00:00:00 | 112684733 | 500000 | 112184733 | 67465156 | 2496
53 | GENESIS FUTURES LLC | N | NFA | 2008-08-31 00:00:00 | 540419 | 500000 | 40419 | 0 | 0
54 | GFS FOREX & FUTURES INC | N | NFA | 2008-08-31 00:00:00 | 11451981 | 5000000 | 6451981 | 0 | 0
55 | GILDER GAGNON HOWE AND CO LLC | Y | NFA | 2008-08-31 00:00:00 | 15818580 | 500000 | 15318580 | 0 | 0
56 | GLOBAL FUTURES &  FOREX LTD | N | NFA | 2008-08-31 00:00:00 | 73219116 | 5802558 | 67416558 | 645426 | 0
57 | GOLDMAN SACHS & CO | Y | CBOT | 2008-08-29 00:00:00 | 11373898176 | 2846760443 | 8527137733 | 17372111129 | 9826577580
58 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2008-08-29 00:00:00 | 1267299906 | 78060228 | 1189239678 | 970709821 | 7903232
59 | H & R BLOCK FINANCIAL ADVISORS INC | Y | NFA | 2008-08-29 00:00:00 | 64406082 | 8576320 | 55829762 | 0 | 0
60 | HOTSPOT FXR LLC | N | NFA | 2008-08-31 00:00:00 | 9942771 | 5000000 | 4942771 | 0 | 0
61 | HSBC SECURITIES USA INC | Y | CME | 2008-08-29 00:00:00 | 848392788 | 87481030 | 760911758 | 1184733197 | 55490254
62 | I TRADE FX LLC | N | NFA | 2008-08-31 00:00:00 | 14952004 | 5000000 | 9952004 | 0 | 0
63 | ICAP FUTURES LLC | N | NFA | 2008-08-31 00:00:00 | 5525109 | 500000 | 5025109 | 0 | 0
64 | IFX MARKETS INC | N | NFA | 2008-08-31 00:00:00 | 18623981 | 5000000 | 13623981 | 0 | 0
65 | IG MARKETS INC. | N | NFA | 2008-08-31 00:00:00 | 10111559 | 5000000 | 5111559 | 0 | 0
66 | IKON GLOBAL MARKETS INC. | N | NFA | 2008-08-31 00:00:00 | 9544902 | 5000000 | 4544902 | 1884988 | 109503
67 | INSTINET LLC | Y | NFA | 2008-08-29 00:00:00 | 46593246 | 4224066 | 42369180 | 0 | 0
68 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2008-08-31 00:00:00 | 2203246 | 500000 | 1703246 | 280382 | 0
69 | INTERACTIVE BROKERS LLC | Y | EUXUS | 2008-08-31 00:00:00 | 538143197 | 58235467 | 479907730 | 347593381 | 90615452
70 | INTERBANK FX LLC | N | NFA | 2008-08-31 00:00:00 | 36504426 | 5000000 | 31504426 | 0 | 0
71 | ITG DERIVATIVES, LLC | Y | NFA | 2008-08-31 00:00:00 | 2576391 | 500000 | 2076391 | 0 | 0
72 | JP MORGAN FUTURES INC | N | NYME | 2008-08-31 00:00:00 | 1572091281 | 941961223 | 630130058 | 11987822955 | 1792963987
73 | KOTTKE ASSOCIATES LLC | N | CBOT | 2008-08-31 00:00:00 | 31049699 | 500000 | 30549699 | 40230563 | 18180
74 | LADENBURG THALMANN & CO INC | Y | NFA | 2008-08-31 00:00:00 | 12482257 | 500000 | 11982257 | 0 | 0
75 | LBS LIMITED PARTNERSHIP | N | NFA | 2008-08-31 00:00:00 | 790164 | 500000 | 290164 | 0 | 0
76 | LEK SECURITIES CORPORATION | Y | NFA | 2008-08-31 00:00:00 | 9406069 | 1500000 | 7906069 | 144638 | 0
77 | LIMESTONE TRADING LLC | N | NFA | 2008-08-31 00:00:00 | 16291462 | 500000 | 15791462 | 0 | 0
78 | LINN GROUP  ( THE ) | N | NFA | 2008-08-31 00:00:00 | 3007532 | 500000 | 2507532 | 12650739 | 52488
79 | LOEB PARTNERS CORPORATION | Y | NFA | 2008-08-31 00:00:00 | 13939693 | 500000 | 13439693 | 0 | 0
80 | LPL FINANCIAL CORPORATION | Y | NFA | 2008-08-31 00:00:00 | 95609541 | 9179693 | 86429848 | 0 | 0
81 | MACQUARIE FUTURES USA INC | N | CBOT | 2008-08-31 00:00:00 | 28317571 | 1684451 | 26633120 | 38809032 | 2665618
82 | MB TRADING FUTURES INC. | N | NFA | 2008-08-31 00:00:00 | 12767499 | 5000000 | 7767499 | 0 | 0
83 | MBF CLEARING CORP | N | NYME | 2008-08-31 00:00:00 | 29597673 | 1366443 | 28231230 | 76795307 | 4036251
84 | MCVEAN TRADING AND INVESTMENTS LLC | N | NFA | 2008-08-29 00:00:00 | 12911828 | 3916777 | 8995051 | 808119583 | 0
85 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2008-08-29 00:00:00 | 4764590813 | 713476035 | 4051114778 | 8259337678 | 1403723416
86 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2008-08-29 00:00:00 | 1606066401 | 100987061 | 1505079340 | 1455476508 | 97438407
87 | MF GLOBAL INC. | Y | CME | 2008-08-29 00:00:00 | 578263985 | 401266503 | 176997482 | 9182752421 | 817657233
88 | MG FINANCIAL LLC | N | NFA | 2008-08-29 00:00:00 | 5393739 | 5000000 | 393739 | 0 | 0
89 | MID-CO COMMODITIES INC | N | NFA | 2008-08-31 00:00:00 | 13253265 | 5109428 | 8143837 | 64892133 | 0
90 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2008-08-31 00:00:00 | 7805183 | 1371095 | 6434088 | 0 | 0
91 | MIZUHO SECURITIES USA INC | Y | CME | 2008-08-31 00:00:00 | 163376199 | 69073367 | 94302832 | 517544615 | 363928514
92 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2008-08-29 00:00:00 | 374667192 | 10317505 | 364349687 | 0 | 0
93 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2008-08-29 00:00:00 | 10387112572 | 3338482493 | 7048630079 | 4840435068 | 4747691032
94 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2008-08-31 00:00:00 | 177280811 | 500000 | 176780811 | 0 | 0
95 | NEUBERGER BERMAN LLC | Y | NFA | 2008-08-31 00:00:00 | 294718698 | 5000000 | 289718698 | 0 | 0
96 | NEWEDGE  FINANCIAL INC. | Y | CME | 2008-08-31 00:00:00 | 940645873 | 654936424 | 285709449 | 8809381656 | 5428157361
97 | NEWEDGE USA LLC. | Y | NYME | 2008-08-31 00:00:00 | 1070335597 | 703351342 | 366984255 | 11246917849 | 2979312923
98 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2008-08-29 00:00:00 | 763812683 | 1000000 | 762812683 | 0 | 0
99 | OANDA CORPORATION | N | NFA | 2008-08-31 00:00:00 | 165458966 | 9188347 | 156270619 | 0 | 0
100 | ODL SECURITIES INC | N | NFA | 2008-08-31 00:00:00 | 14870166 | 5000000 | 9870166 | 0 | 0
101 | OPEN E CRY LLC | N | NFA | 2008-08-31 00:00:00 | 1830041 | 608028 | 1222013 | 50707973 | 690768
102 | OPPENHEIMER & CO  INC | Y | NFA | 2008-08-29 00:00:00 | 186849144 | 23911384 | 162937760 | 27747539 | 0
103 | OPTIONSXPRESS INC | Y | NFA | 2008-08-31 00:00:00 | 73880862 | 7686653 | 66194209 | 52288696 | 1295198
104 | [NAME] | N | CBOT | 2008-08-31 00:00:00 | 17105992 | 10095941 | 7010051 | 369808295 | 10398034
105 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2008-08-31 00:00:00 | 21345435 | 5788924 | 15556511 | 264987718 | 17365575
106 | PIONEER FUTURES INC | N | NYME | 2008-08-31 00:00:00 | 1343129 | 500000 | 843129 | 0 | 0
107 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2008-08-31 00:00:00 | 253290000 | 207732280 | 45557720 | 3419981000 | 316132000
108 | PUMA FINANCIAL LLC | N | NFA | 2008-08-29 00:00:00 | 1602274 | 500000 | 1102274 | 10914406 | 0
109 | RAND FINANCIAL SERVICES INC | N | CME | 2008-08-31 00:00:00 | 65972485 | 12768241 | 53204244 | 161013200 | 26591900
110 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2008-08-29 00:00:00 | 328245848 | 32492664 | 295753184 | 0 | 0
111 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2008-08-29 00:00:00 | 531021536 | 107803954 | 423217582 | 805526382 | 477535246
112 | RBS GREENWICH CAPITAL INC | Y | CBOT | 2008-08-31 00:00:00 | 2013358000 | 145839000 | 1867519000 | 1308286000 | 11306000
113 | RJ OBRIEN  &  ASSOCIATES LLC | N | CME | 2008-08-31 00:00:00 | 99911357 | 71366198 | 28545159 | 2343234712 | 27171799
114 | ROBBINS FUTURES INC | N | NFA | 2008-08-31 00:00:00 | 577482 | 500000 | 77482 | 5714839 | 0
115 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2008-08-31 00:00:00 | 79638871 | 39535774 | 40103097 | 1197470553 | 11536625
116 | ROSENTHAL GLOBAL SECURITIES LLC | Y | NFA | 2008-08-31 00:00:00 | 18779755 | 1487724 | 17292031 | 0 | 0
117 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2008-08-29 00:00:00 | 140167602 | 9140421 | 131027181 | 0 | 0
118 | SANTANDER INVESTMENT SECURITIES INC. | Y | NFA | 2008-08-29 00:00:00 | 79383592 | 500000 | 78883592 | 0 | 0
119 | SHATKIN ARBOR INC | N | CBOT | 2008-08-31 00:00:00 | 10715309 | 925531 | 9789778 | 57946142 | 32142
120 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2008-08-31 00:00:00 | 2799558 | 941676 | 1857882 | 14599831 | 0
121 | SMW TRADING COMPANY INC | N | CME | 2008-08-31 00:00:00 | 22917595 | 500000 | 22417595 | 8254173 | 0
122 | SNC INVESTMENTS INC | N | NFA | 2008-08-31 00:00:00 | 697461 | 500000 | 197461 | 0 | 0
123 | STEPHENS INC | Y | NFA | 2008-08-29 00:00:00 | 71198300 | 9902395 | 61295905 | 0 | 0
124 | STERLING COMMODITIES CORP | N | NYME | 2008-08-31 00:00:00 | 9697737 | 1399575 | 8298162 | 43265025 | 491165
125 | TCA FUTURES LLC | N | NFA | 2008-08-31 00:00:00 | 873022 | 500000 | 373022 | 0 | 0
126 | TENCO INC | N | CBOT | 2008-08-31 00:00:00 | 40928427 | 8938401 | 31990026 | 161897900 | 0
127 | TERRA NOVA FINANCIAL, LLC | Y | NFA | 2008-08-30 00:00:00 | 14033045 | 1500000 | 12533045 | 0 | 0
128 | TIMBER HILL LLC | Y | CME | 2008-08-31 00:00:00 | 1074073573 | 19084081 | 1054989492 | 258207002 | 0
129 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2008-08-31 00:00:00 | 2723790 | 500000 | 2223790 | 0 | 0
130 | TRADELINK LLC | Y | CBOT | 2008-08-31 00:00:00 | 28250245 | 500000 | 27750245 | 0 | 0
131 | TRADEMAVEN CLEARING LLC | N | NFA | 2008-08-31 00:00:00 | 729242 | 500000 | 229242 | 3912028 | 9690
132 | TRADESTATION SECURITIES INC | Y | NFA | 2008-08-31 00:00:00 | 88369268 | 2447064 | 85922204 | 0 | 0
133 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2008-08-31 00:00:00 | 806703 | 500000 | 306703 | 0 | 0
134 | TRANSMARKET GROUP LLC | Y | CBOT | 2008-08-31 00:00:00 | 6225200 | 500000 | 5725200 | 0 | 0
135 | TRILAND USA INC | N | NYME | 2008-08-31 00:00:00 | 40920590 | 16916110 | 24004480 | 199861587 | 0
136 | UBS FINANCIAL SERVICES INC | Y | NFA | 2008-08-31 00:00:00 | 1353750720 | 129092736 | 1224657984 | 350747108 | 1663491
137 | UBS SECURITIES LLC | Y | CBOT | 2008-08-29 00:00:00 | 11135214003 | 1230429098 | 9904784905 | 14421314248 | 7903734543
138 | VELOCITY FUTURES LP | N | NFA | 2008-08-31 00:00:00 | 1042158 | 500000 | 542158 | 32296085 | 2133310
139 | VISION FINANCIAL MARKETS LLC | Y | NFA | 2008-08-31 00:00:00 | 27400993 | 10924531 | 16476462 | 452167771 | 1836173
140 | WACHOVIA CAPITAL MARKETS LLC | Y | CME | 2008-08-31 00:00:00 | 1357629254 | 1209345 | 1356419909 | 0 | 0
141 | WACHOVIA SECURITIES FINANCIAL NETWORK, LLC | Y | NFA | 2008-08-31 00:00:00 | 28674074 | 2258841 | 26415233 | 0 | 0
142 | WACHOVIA SECURITIES LLC | Y | NFA | 2008-08-31 00:00:00 | 525010471 | 31464299 | 493546172 | 0 | 0
143 | WHITE COMMERCIAL CORPORATION | N | NFA | 2008-08-31 00:00:00 | 2611456 | 500000 | 2111456 | 0 | 0
144 | WSD FINANCIAL USA, INC | N | NFA | 2008-08-31 00:00:00 | 1272821 | 500000 | 772821 | 0 | 0
145 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2008-08-31 00:00:00 | 1163800 | 500000 | 663800 | 36693098 | 1354789
 | Total |  |  |  |  |  |  | 142999432656 | 44110875275
 | July Web Page Update | 147
 | Additions | 0
 | Deletions | 2
 | Iowa Grain Co.
 | Lehman Brothers Inc.
 | Name Change
 | August Web Page Update | 145
 | (a):  B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement  is the greater of
 | (1) $250,000; or
 | (2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or
 | (3) The amount of capital required by a registered futures association (currently NFA is the only such association);
 | (4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of vthe United States.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL], [EMAIL] and [EMAIL]