Spreadsheet: sally_beck__33882__consolidated for 12 19
Sheet: A 01

Quantitative Standards
Daily Exception Reports
Reports Supporting Quantitative Standards A
 |  | Report A 01:
 |  | Purpose: | To capture transactions either not input or input but not valued in the Risk Management System.
 |  | Deal #/name | Date deal was done | Description of the deal | Quantity | Reason why deal was not input/ not valued | Key contact (book admin)
ENRON NORTH AMERICA
 | Gas & power - CA | NONE | NA | NA | NA | NA | NA
 | Gas - US | Not received
 | Power - east | Not received
 | Power - west | 389124 | 2000-08-08 00:00:00 | Asian Put Option  -Q301 | 75MW | Enpower does not have the capacity to value Asian Options, currently in development | [NAME]
 |  | 444339 | 2000-10-26 00:00:00 | Asian Put Option  -Dec.00 | 75MW | Enpower does not have the capacity to value Asian Options, currently in development | [NAME]
 |  | 388142 | 2000-08-07 00:00:00 | Basis Put Option - Q301 | 50 MW | Problem with Port Calc release that values Basis Options.  IT is looking into the problem. | [NAME]
 |  | 385132 | 2000-08-01 00:00:00 | Basis Put Option - Q301 | 50 MW | Problem with Port Calc release that values Basis Options.  IT is looking into the problem. | [NAME]
 |  | 385131 | 2000-08-01 00:00:00 | Basis Put Option - Q301 | 50MW | Problem with Port Calc release that values Basis Options.  IT is looking into the problem. | [NAME]
 |  | 384516 | 2000-08-01 00:00:00 | Basis Put Option - Q301 | 25 MW | Problem with Port Calc release that values Basis Options.  IT is looking into the problem. | [NAME]
 |  |  |  | Services Deals (see tab)
 | Merchant assets | American Coal Hedge | 1998-12-01 00:00:00 | Futures hedge w/ ECT Investments | $3.7 M | Deal done by ENA Treasury - Merchant Commercial Unaware | [NAME]
 | South America | NONE | NA | NA | NA | NA | NA
ENRON GLOBAL MARKETS (coal, liquids and emmissions only) |  | NONE | NA | NA | NA | NA | NA
 | Coal and emmissions | Not Received |  |  |  |  | [NAME]
 |  |  |  |  |  |  | [NAME]
 | Equity Trading | NONE | NA | NA | NA | NA
 | FX and Interest Rates | NONE | NA | NA | NA | NA
ENRON INDUSTRIAL MARKETS |  | All physical lumber deals | 8/00 - 12/00 |  |  | Physical lumber risk books are being developed and are planned to be operational in 2/01 | Moscoso
 |  | Skeena QG4375.1 | 2000-12-08 00:00:00 | Bought phys pulp-3yrs | 3000 | Verify curve and recording of freight | Beardmore
ENRON BROADBAND |  | Not received
ENRON WEATHER |  | NONE | NA | NA | NA | NA | NA
EES |  | NONE | NA | NA | NA | NA | NA
ENRON EUROPE
 | Australia | NONE | NA | NA | NA | NA
 | Japan | Not received
 | Enron Metals London | 94 London |  | Financial Trading Deals |  | Input errors, mainly due to incorrect dates, LME type and incorrect price | [NAME]
 |  |  |  |  |  | Entered on next day. Temporary Risk Manager
 |  |  |  |  |  | currently in Hamburg, developing reporting procedures
 | Enron Softs | Not received
 | Enron Metals NY | NONE | NA | NA | NA | NA | NA
 | Enron Metals - Merchanting | EMC ally limit appears breeched because New York did not enter 14 pricing deals yesterday. These were entered by London this morning
 | Metals Positions |  |  |  |  | There were problems in loading one file from New York's 3
 |  |  |  |  |  | Because of this we rolled the positon from the prevoius day for the failed file
 |  |  |  |  |  | Some of these files have netting positions and this has led to an indicated breech for EMCC copper
 |  |  |  |  |  | This will be investigated once New York start this afternoon
 | Continental Gas | NONE | NA | NA | NA | NA
 | Credit Trading | NONE | NA | NA | NA | NA | NA
 | Continental Power | QF8010.1 (TAGG deal id) | 2000-12-11 00:00:00 | Continental Power Hedge with Coal Book | (45,000) mt | Currently these trades cannot be booked in Enpower; inverse MTM value taken from TAGG into DPR via Provisions & Accruals: current MTM value in Continental Power DPR = €(286k) | [NAME]
 |  | QF2625.1 (TAGG deal id) | 2000-12-14 00:00:00 | Continental Power Hedge with Coal Book | (60,000) mt | Currently these trades cannot be booked in Enpower; inverse MTM value taken from TAGG into DPR via Provisions & Accruals: current MTM value in Continental Power DPR = €(460k) | [NAME]
 | Structured Commodities | NA (per [NAME]) | NA | NA | NA | NA | [NAME]
 | UK Power | NONE | NA | NA | NA | NA | NA
 | Nordic Power | Not received
 | UK Gas | Not received