Spreadsheet: 0d561ca1-e801-4793-8015-6db9f827b429
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer | Unnamed: 10 | Unnamed: 11 | Unnamed: 12 | Unnamed: 13 | Unnamed: 14 | Unnamed: 15
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | ADM INVESTOR SERVICES INC | N | CBOT | 2010-06-30 00:00:00 | 179066427 | 85558264 | 93508163 | 1874994897 | 71851446
2 | ADVANCED MARKETS LLC | N | NFA | 2010-06-30 00:00:00 | 20114221 | 20000000 | 114221 | 0 | 0
3 | ADVANTAGE FUTURES LLC | N | CME | 2010-06-30 00:00:00 | 21255073 | 12033746 | 9221327 | 336357419 | 41415950
4 | ADVANTAGE SECURITIES LLC | Y | NFA | 2010-06-30 00:00:00 | 3976279 | 1000000 | 2976279 | 4362297 | 0
5 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC* | Y | NFA | 2010-06-30 00:00:00 | 53644953 | 9189114 | 44455839 | 0 | 0
6 | [NAME] (US) LLC | N | NFA | 2010-06-30 00:00:00 | 20858712 | 20000000 | 858712 | 0 | 0
7 | AMERIPRISE FINANCIAL SERVICES INC | Y | NFA | 2010-06-30 00:00:00 | 153475588 | 1000000 | 152475588 | 0 | 0
8 | AMP GLOBAL CLEARING LLC | N | NFA | 2010-06-30 00:00:00 | 1101647 | 1000000 | 101647 | 0 | 0
9 | BARCLAYS CAPITAL INC | Y | NYME | 2010-06-30 00:00:00 | 7347620307 | 663947354 | 6683672953 | 4362284066 | 1770894995
10 | BGC FINANCIAL LP | Y | NFA | 2010-06-30 00:00:00 | 20324029 | 1000000 | 19324029 | 0 | 0
11 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2010-06-30 00:00:00 | 367140392 | 175112117 | 192028275 | 1190343921 | 424902041
12 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2010-06-30 00:00:00 | 1710557023 | 78706153 | 1631850870 | 261616970 | 0
13 | BNY MELLON CLEARING LLC | N | CME | 2010-06-30 00:00:00 | 29956934 | 5000000 | 24956934 | 0 | 0
14 | CANTOR FITZGERALD & CO | Y | CBOT | 2010-06-30 00:00:00 | 193209172 | 4569213 | 188639959 | 11056403 | 0
15 | CAPITAL MARKET SERVICES LLC | N | NFA | 2010-06-30 00:00:00 | 27034456 | 20252141 | 6782315 | 0 | 0
16 | CIBC WORLD MARKETS CORP | Y | CME | 2010-06-30 00:00:00 | 1423436928 | 1500000 | 1421936928 | 0 | 0
17 | CITADEL SECURITIES LLC | Y | CME | 2010-06-30 00:00:00 | 299233722 | 11440443 | 287793279 | 0 | 0
18 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2010-06-30 00:00:00 | 8310554338 | 747314253 | 7563240085 | 10787368317 | 1746859635
19 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2010-06-30 00:00:00 | 1428845 | 1000000 | 428845 | 0 | 0
20 | COMPASS PROFESSIONAL SERVICES LLC | Y | NFA | 2010-06-30 00:00:00 | 3439956 | 1000000 | 2439956 | 0 | 0
21 | COUNTRY HEDGING INC | N | NFA | 2010-06-30 00:00:00 | 16408805 | 6625590 | 9783215 | 61783787 | 0
22 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2010-06-30 00:00:00 | 10942042455 | 785394255 | 10156648200 | 4450438644 | 1560880441
23 | CROSSLAND LLC | N | CBOT | 2010-06-30 00:00:00 | 7787604 | 3529113 | 4258491 | 49635176 | 30330919
24 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2010-06-30 00:00:00 | 3587899 | 1000000 | 2587899 | 37122502 | 84414
25 | CX CAPITAL MARKETS LLC | N | NFA | 2010-06-30 00:00:00 | 2453071 | 1000000 | 1453071 | 16563897 | 0
26 | DAIWA CAPITAL MARKETS AMERICA INC | Y | CME | 2010-06-30 00:00:00 | 207418004 | 1952496 | 205465508 | 6654294 | 40979
27 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2010-06-30 00:00:00 | 7539715695 | 654027649 | 6885688046 | 12324809981 | 1144861049
28 | DORMAN TRADING LLC | N | CME | 2010-06-30 00:00:00 | 6734427 | 1000000 | 5734427 | 97675962 | 81128
29 | EAGLE MARKET MAKERS INC | N | CBOT | 2010-06-30 00:00:00 | 5748395 | 1000000 | 4748395 | 7374608 | 0
30 | EASY FOREX US LTD | N | NFA | 2010-06-30 00:00:00 | 20006180 | 20000000 | 6180 | 0 | 0
31 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2010-06-30 00:00:00 | 9030122 | 1000000 | 8030122 | 0 | 0
32 | ENSKILDA FUTURES LTD | N | CME | 2010-06-30 00:00:00 | 26872721 | 14951887 | 11920834 | 259683194 | 0
33 | FARR FINANCIAL INC | N | NFA | 2010-06-30 00:00:00 | 1882488 | 1000000 | 882488 | 38883173 | 26523
34 | FCSTONE LLC | N | CME | 2010-06-30 00:00:00 | 70783522 | 32715607 | 38067915 | 822548499 | 8861568
35 | FOREX CAPITAL MARKETS LLC | N | NFA | 2010-06-30 00:00:00 | 62023996 | 24460040 | 37563956 | 0 | 0
36 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2010-06-30 00:00:00 | 20590972 | 20000000 | 590972 | 0 | 0
37 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2010-06-30 00:00:00 | 224953484 | 57111767 | 167841717 | 1023238297 | 143952826
38 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2010-06-30 00:00:00 | 3368782 | 1000000 | 2368782 | 6158283 | 490510
39 | FRONTIER FUTURES INC | N | NFA | 2010-06-30 00:00:00 | 1648351 | 1000000 | 648351 | 25632309 | 0
40 | FUTURES TECH LLC | N | NFA | 2010-06-30 00:00:00 | 1578599 | 1000000 | 578599 | 0 | 0
41 | FX SOLUTIONS LLC | N | NFA | 2010-06-30 00:00:00 | 36081933 | 20377561 | 15704372 | 0 | 0
42 | FXDIRECTDEALER LLC | N | NFA | 2010-06-30 00:00:00 | 32795396 | 21859347 | 10936049 | 0 | 0
43 | GAIN CAPITAL GROUP LLC | N | NFA | 2010-06-30 00:00:00 | 79973072 | 26388890 | 53584182 | 0 | 0
44 | GENESIS FUTURES LLC | N | NFA | 2010-06-30 00:00:00 | 1519022 | 1000000 | 519022 | 0 | 0
45 | GILDER GAGNON HOWE & CO LLC | Y | NFA | 2010-06-30 00:00:00 | 14746449 | 1000000 | 13746449 | 0 | 0
46 | GLOBAL FUTURES & FOREX LTD | N | NFA | 2010-06-30 00:00:00 | 82552239 | 25733983 | 56818256 | 259973 | 190557
47 | GOLDMAN SACHS & CO | Y | CBOT | 2010-06-30 00:00:00 | 10369982787 | 1864613271 | 8505369516 | 18636948633 | 6166797574
48 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2010-06-30 00:00:00 | 1911737098 | 95674712 | 1816062386 | 1331191187 | 18562245
49 | HG CLEARING SERVICES LLC | N | NFA | 2010-06-30 00:00:00 | 1000153 | 1000000 | 153 | 0 | 0
50 | HSBC SECURITIES USA INC | Y | CME | 2010-06-30 00:00:00 | 1145092859 | 105529362 | 1039563497 | 1013291087 | 80715418
51 | ICAP FUTURES LLC | N | NFA | 2010-06-30 00:00:00 | 10476206 | 1000000 | 9476206 | 0 | 0
52 | IG MARKETS INC | N | NFA | 2010-06-30 00:00:00 | 30431056 | 7500000 | 22931056 | 52077 | 0
53 | IKON GLOBAL MARKETS INC | N | NFA | 2010-06-30 00:00:00 | 22416321 | 20507232 | 1909089 | 5443481 | 108434
54 | INSTINET LLC | Y | NFA | 2010-06-30 00:00:00 | 116017982 | 2093527 | 113924455 | 0 | 0
55 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2010-06-30 00:00:00 | 1814552 | 1000000 | 814552 | 0 | 0
56 | INTERACTIVE BROKERS LLC | Y | NFA | 2010-06-30 00:00:00 | 1008352411 | 113872096 | 894480315 | 518837442 | 153457447
57 | INTERBANK FX LLC | N | NFA | 2010-06-30 00:00:00 | 28502920 | 21512801 | 6990119 | 0 | 0
58 | ITG DERIVATIVES LLC | Y | NFA | 2010-06-30 00:00:00 | 4567472 | 1000000 | 3567472 | 0 | 0
59 | JP MORGAN CLEARING CORP | Y | CME | 2010-06-30 00:00:00 | 5462419248 | 1553074400 | 3909344848 | 621626528 | 350189133
60 | JP MORGAN FUTURES INC | N | NYME | 2010-06-30 00:00:00 | 2023342008 | 1142664307 | 880677701 | 14610123074 | 1847590632
61 | JP MORGAN SECURITIES INC | Y | NFA | 2010-06-30 00:00:00 | 7547532690 | 548257701 | 6999274989 | 0 | 0
62 | LEK SECURITIES CORPORATION | Y | NFA | 2010-06-30 00:00:00 | 10705866 | 1500000 | 9205866 | 656983 | 0
63 | LIMESTONE TRADING LLC | N | NFA | 2010-06-30 00:00:00 | 8643987 | 1000000 | 7643987 | 0 | 0
64 | LINN GROUP THE | N | NFA | 2010-06-30 00:00:00 | 2127165 | 1000000 | 1127165 | 32812773 | 133661
65 | LPL FINANCIAL CORPORATION | Y | NFA | 2010-06-30 00:00:00 | 78064830 | 5071322 | 72993508 | 0 | 0
66 | MACQUARIE FUTURES USA INC | N | CBOT | 2010-06-30 00:00:00 | 83351701 | 39550695 | 43801006 | 672270489 | 6222177
67 | MAREX USA LIMITED | N | NFA | 2010-06-30 00:00:00 | 3718631 | 1000000 | 2718631 | 0 | 0
68 | MB TRADING FUTURES INC | N | NFA | 2010-06-30 00:00:00 | 26346458 | 20000000 | 6346458 | 0 | 0
69 | MBF CLEARING CORP | N | NYME | 2010-06-30 00:00:00 | 11512621 | 1145497 | 10367124 | 67853535 | 5355850
70 | MCVEAN TRADING & INVESTMENTS LLC | N | NFA | 2010-06-30 00:00:00 | 10693943 | 1684149 | 9009794 | 577873516 | 0
71 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2010-06-30 00:00:00 | 5330457125 | 641695425 | 4688761700 | 8186746771 | 2062217255
72 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2010-06-30 00:00:00 | 2586509961 | 168491160 | 2418018801 | 787832071 | 29404233
73 | MF GLOBAL INC | Y | CME | 2010-06-30 00:00:00 | 537581189 | 344507874 | 193073315 | 6904478636 | 397887161
74 | MG FINANCIAL LLC | N | NFA | 2010-06-30 00:00:00 | 4236275 | 1000000 | 3236275 | 0 | 0
75 | MID CO COMMODITIES INC | N | NFA | 2010-06-30 00:00:00 | 5439391 | 2793462 | 2645929 | 11888516 | 0
76 | MITSUBISHI UFJ SECURITIES USA INC | Y | NFA | 2010-06-30 00:00:00 | 86705617 | 1707632 | 84997985 | 0 | 0
77 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2010-06-30 00:00:00 | 9083846 | 6967634 | 2116212 | 0 | 0
78 | MIZUHO SECURITIES USA INC | Y | CME | 2010-06-30 00:00:00 | 447137999 | 50704914 | 396433085 | 653739278 | 251763115
79 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2010-06-30 00:00:00 | 412740338 | 10907672 | 401832666 | 0 | 0
80 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2010-06-30 00:00:00 | 7122464809 | 1053949063 | 6068515746 | 4317170484 | 1532548819
81 | MORGAN STANLEY SMITH BARNEY LLC | Y | NFA | 2010-06-30 00:00:00 | 1244800434 | 39906626 | 1204893808 | 617810657 | 1449889121
82 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2010-06-30 00:00:00 | 215767936 | 1000000 | 214767936 | 0 | 0
83 | NEUBERGER BERMAN LLC | Y | NFA | 2010-06-30 00:00:00 | 46587203 | 1500000 | 45087203 | 0 | 0
84 | NEWEDGE USA LLC | Y | NYME | 2010-06-30 00:00:00 | 2451516556 | 1251865711 | 1199650845 | 18458347911 | 5638249913
85 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2010-06-30 00:00:00 | 1142851486 | 10919039 | 1131932447 | 125534815 | 231854
86 | OANDA CORPORATION | N | NFA | 2010-06-30 00:00:00 | 169013803 | 29106390 | 139907413 | 0 | 0
87 | OPEN E CRY LLC | N | NFA | 2010-06-30 00:00:00 | 3783152 | 1000000 | 2783152 | 78596215 | 603842
88 | OPPENHEIMER & CO INC | Y | NFA | 2010-06-30 00:00:00 | 160406076 | 23906411 | 136499665 | 15906324 | 0
89 | OPTIONSXPRESS INC | Y | NFA | 2010-06-30 00:00:00 | 103993088 | 14391593 | 89601495 | 69058325 | 424761
90 | [NAME] | N | CBOT | 2010-06-30 00:00:00 | 25991748 | 16273707 | 9718041 | 502284095 | 23954832
91 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2010-06-30 00:00:00 | 34884481 | 20000000 | 14884481 | 402292757 | 25187311
92 | PIONEER FUTURES INC | N | NYME | 2010-06-30 00:00:00 | 1883851 | 1000000 | 883851 | 0 | 0
93 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2010-06-30 00:00:00 | 223999000 | 157652080 | 66346920 | 2318782000 | 173364000
94 | RAND FINANCIAL SERVICES INC | N | CME | 2010-06-30 00:00:00 | 69781678 | 10830960 | 58950718 | 129184500 | 24933700
95 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2010-06-30 00:00:00 | 337892023 | 26446418 | 311445605 | 0 | 0
96 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2010-06-30 00:00:00 | 950238373 | 77014654 | 873223719 | 433317768 | 59758826
97 | RBS SECURITIES INC | Y | CBOT | 2010-06-30 00:00:00 | 1987795000 | 203599000 | 1784196000 | 1396406000 | 121510000
98 | RJ OBRIEN ASSOCIATES LLC | N | CME | 2010-06-30 00:00:00 | 115573576 | 61674156 | 53899420 | 1675028332 | 32733939
99 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2010-06-30 00:00:00 | 58931058 | 33268888 | 25662170 | 1109649462 | 6207213
100 | ROSENTHAL GLOBAL SECURITIES LLC | Y | NFA | 2010-06-30 00:00:00 | 34447893 | 1000000 | 33447893 | 0 | 0
101 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2010-06-30 00:00:00 | 180060455 | 13663394 | 166397061 | 0 | 0
102 | SANTANDER INVESTMENT SECURITIES INC | Y | NFA | 2010-06-30 00:00:00 | 102291206 | 1000000 | 101291206 | 0 | 0
103 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2010-06-30 00:00:00 | 2555384 | 1000000 | 1555384 | 14762065 | 0
104 | SMW TRADING COMPANY INC | N | CME | 2010-06-30 00:00:00 | 24606996 | 1000000 | 23606996 | 4000225 | 0
105 | STATE STREET GLOBAL MARKETS LLC | Y | CME | 2010-06-30 00:00:00 | 356716892 | 1133094 | 355583798 | 6574997 | 5872283
106 | STEPHENS | Y | NFA | 2010-06-30 00:00:00 | 72825290 | 13294340 | 59530950 | 0 | 0
107 | STERLING COMMODITIES CORP | N | NYME | 2010-06-30 00:00:00 | 7783992 | 2019315 | 5764677 | 52675699 | 263761
108 | TCA FUTURES LLC | N | NFA | 2010-06-30 00:00:00 | 1639113 | 1000000 | 639113 | 0 | 0
109 | TD AMERITRADE INC | Y | NFA | 2010-06-30 00:00:00 | 269976373 | 1000000 | 268976373 | 0 | 0
110 | TENCO INC | N | CBOT | 2010-06-30 00:00:00 | 48909949 | 5808234 | 43101715 | 209550275 | 2
111 | TERRA NOVA FINANCIAL LLC | Y | NFA | 2010-06-30 00:00:00 | 9974251 | 1500000 | 8474251 | 0 | 0
112 | TIMBER HILL LLC | Y | CME | 2010-06-30 00:00:00 | 977166448 | 37222424 | 939944024 | 420457131 | 0
113 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2010-06-30 00:00:00 | 4036576 | 1000000 | 3036576 | 0 | 0
114 | TRADELINK LLC | Y | CBOT | 2010-06-30 00:00:00 | 34448607 | 1000000 | 33448607 | 0 | 0
115 | TRADESTATION SECURITIES INC | Y | NFA | 2010-06-30 00:00:00 | 81885742 | 3120494 | 78765248 | 372374372 | 339466
116 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2010-06-30 00:00:00 | 1572370 | 1000000 | 572370 | 0 | 0
117 | TRILAND USA INC | N | NYME | 2010-06-30 00:00:00 | 26599747 | 18216834 | 8382913 | 174254277 | 18334557
118 | UBS FINANCIAL SERVICES INC | Y | NFA | 2010-06-30 00:00:00 | 1295691348 | 88238685 | 1207452663 | 181668214 | 1490083
119 | UBS SECURITIES LLC | Y | CBOT | 2010-06-30 00:00:00 | 11050174463 | 927744752 | 10122429711 | 9190696362 | 4395916101
120 | VELOCITY FUTURES LLC | N | NFA | 2010-06-30 00:00:00 | 1528999 | 1000000 | 528999 | 63088861 | 6620698
121 | VISION FINANCIAL MARKETS LLC | Y | CME | 2010-06-30 00:00:00 | 22878472 | 7381751 | 15496721 | 346682746 | 3329805
122 | WELLS FARGO ADVISORS FINANCIAL NETWORK LLC | Y | NFA | 2010-06-30 00:00:00 | 21413243 | 2617632 | 18795611 | 0 | 0
123 | WELLS FARGO ADVISORS LLC | Y | NFA | 2010-06-30 00:00:00 | 481693370 | 1500000 | 480193370 | 0 | 0
124 | WELLS FARGO SECURITIES LLC | Y | CME | 2010-06-30 00:00:00 | 1106035208 | 3891500 | 1102143708 | 0 | 0
125 | WHITE COMMERCIAL CORPORATION | N | NFA | 2010-06-30 00:00:00 | 2406380 | 1000000 | 1406380 | 0 | 0
126 | WSD FINANCIAL USA INC | N | NFA | 2010-06-30 00:00:00 | 1202943 | 1000000 | 202943 | 0 | 0
127 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2010-06-30 00:00:00 | 2009875 | 1000000 | 1009875 | 57650890 | 1196613
 | Totals |  |  |  |  |  |  | 135434318705 | 31839090816
 | May Web Page Update | 128
 |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 0
 | Additions | 1
 | AMP GLOBAL CLEARING LLC
 | Deletions | 2
 | AIG CLEARING CORPORATION
 | BANC OF AMERICA SECURITIES LLC
 | Name Change | 0
 | May Web Page Update | 127
 | *Allianz Global Investors Distributors LLC files financial statements quarterly.
 | (a):  B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement  is the greater of
 | (1) $1,000,000; or
 | (2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total noncustomer risk maintenance margin; or
 | (3) The amount of capital required by a registered futures association (currently NFA is the only such association); or
 | (4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL] or [EMAIL].