Spreadsheet: 1b2e4488-2bc0-4290-a9b5-5575b81e8c84
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | 3D FOREX, LLC | N | NFA | 2008-03-31 00:00:00 | 11661304 | 500000 | 11161304 | 0 | 0
2 | ABBEY NATIONAL SECURITIES INC | Y | NFA | 2008-03-31 00:00:00 | 152250546 | 500000 | 151750546 | 0 | 0
3 | ADM INVESTOR SERVICES INC | N | CBOT | 2008-03-31 00:00:00 | 162990372 | 94731222 | 68259150 | 1947686701 | 53096905
4 | ADVANCED MARKETS INC | N | NFA | 2008-03-31 00:00:00 | 5177952 | 5000000 | 177952 | 0 | 0
5 | ADVANTAGE FUTURES LLC | N | CME | 2008-03-31 00:00:00 | 17341282 | 3803898 | 13537384 | 158732680 | 29424377
6 | AIG CLEARING CORPORATION | N | NYME | 2008-03-31 00:00:00 | 302332545 | 58058002 | 244274543 | 22047858 | 0
7 | ALARON TRADING CORPORATION | N | CME | 2008-03-31 00:00:00 | 7528009 | 4013390 | 3514619 | 222627757 | 8810419
8 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC | Y | NFA | 2008-03-31 00:00:00 | 31146461 | 5271331 | 25875130 | 0 | 0
9 | [NAME] (US) LLC | N | NFA | 2008-03-31 00:00:00 | 8883476 | 5000000 | 3883476 | 0 | 0
10 | BACERA CORPORATION | N | NFA | 2008-03-31 00:00:00 | 5525751 | 5000000 | 525751 | 0 | 0
11 | BANC OF AMERICA SECURITIES LLC | Y | CME | 2008-03-31 00:00:00 | 3228887116 | 540699337 | 2688187779 | 1793425931 | 26249365
12 | BARCLAYS CAPITAL INC | Y | NYME | 2008-03-31 00:00:00 | 1592468427 | 463589131 | 1128879296 | 5085907808 | 2957497941
13 | BEAR STEARNS & CO INC | Y | NFA | 2008-03-31 00:00:00 | (g) | 602545964 | (g) | 0 | 0
14 | BEAR STEARNS SECURITIES CORP | Y | CME | 2008-03-31 00:00:00 | 4390003515 | 1002159594 | 3387843921 | 2104923600 | 429896176
15 | BGC SECURITIES | Y | NFA | 2008-03-31 00:00:00 | 4132157 | 500000 | 3632157 | 0 | 0
16 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2008-03-31 00:00:00 | 165754695 | 115711959 | 50042736 | 1667572131 | 278490347
17 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2008-03-31 00:00:00 | 576726772 | 48406302 | 528320470 | 307987743 | 0
18 | CADENT FINANCIAL SERVICES LLC | N | CME | 2008-03-31 00:00:00 | 8187224 | 6901016 | 1286208 | 263524628 | 2067902
19 | CANTOR FITZGERALD & CO | Y | CBOT | 2008-03-31 00:00:00 | 173581126 | 47809754 | 125771372 | 8294974 | 88675
20 | CAPITAL MARKET SERVICES LLC | N | NFA | 2008-03-31 00:00:00 | 13984728 | 5000000 | 8984728 | 0 | 0
21 | CIBC WORLD MARKETS CORP | Y | CME | 2008-03-31 00:00:00 | 902542921 | 20679284 | 881863637 | 0 | 0
22 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2008-03-31 00:00:00 | (g) | 875638863 | (g) | 13290334852 | 424434021
23 | CLIFF LARSON COMPANY THE | N | NFA | 2008-03-30 00:00:00 | 3524311 | 981025 | 2543286 | 24957125 | 0
24 | CMC MARKETS (US) LLC | N | NFA | 2008-03-31 00:00:00 | 8397559 | 5000000 | 3397559 | 0 | 0
25 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2008-03-31 00:00:00 | 1409227 | 500000 | 909227 | 0 | 0
26 | COMTRUST INC | N | NFA | 2008-03-31 00:00:00 | 1146253 | 500000 | 646253 | 6215997 | 0
27 | COUNTRY HEDGING INC | N | NFA | 2008-03-31 00:00:00 | 25843062 | 22802740 | 3040322 | 355577937 | 106157
28 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2008-03-31 00:00:00 | 6681315484 | 393080035 | 6288235449 | 2438074817 | 1713860722
29 | CROSSLAND LLC | N | CBOT | 2008-03-31 00:00:00 | 4307754 | 790592 | 3517162 | 23426434 | 0
30 | CSC FUTURES INC | N | CME | 2008-03-31 00:00:00 | 6990497 | 500000 | 6490497 | 0 | 0
31 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2008-03-31 00:00:00 | 4178447 | 931034 | 3247413 | 29956904 | 234410
32 | DAIWA SECURITIES AMERICA INC | Y | CME | 2008-03-31 00:00:00 | 172941429 | 25179090 | 147762339 | 17708874 | 508504
33 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2008-03-31 00:00:00 | 4050765134 | 373609870 | 3677155264 | 8468280227 | 1013502074
34 | DIRECT FOREX LLC | N | NFA | 2008-03-31 00:00:00 | 648976 | 500000 | 148976 | 0 | 0
35 | DORMAN TRADING LLC | N | CME | 2008-03-31 00:00:00 | 9673162 | 634796 | 9038366 | 63437671 | 62548
36 | DUNAVANT COMMODITY CORP | N | NFA | 2008-03-31 00:00:00 | 34667039 | 1194131 | 33472908 | 0 | 0
37 | EAGLE MARKET MAKERS INC | N | CBOT | 2008-03-31 00:00:00 | 6506900 | 500000 | 6006900 | 9578474 | 0
38 | EASY FOREX US LTD | N | NFA | 2008-03-31 00:00:00 | 7232841 | 5000000 | 2232841 | 0 | 0
39 | ED &F MAN COMMODITY ADVISORS INC | N | NFA | 2008-03-31 00:00:00 | 1415297 | 500000 | 915297 | 0 | 0
40 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2008-03-31 00:00:00 | 12265615 | 500000 | 11765615 | 0 | 0
41 | ENSKILDA FUTURES LTD | N | CME | 2008-03-31 00:00:00 | 20846254 | 11642406 | 9203848 | 240954394 | 0
42 | FARR FINANCIAL INC | N | NFA | 2008-03-31 00:00:00 | 1535109 | 1028598 | 506511 | 45342776 | 40101
43 | FC STONE LLC | N | CME | 2008-03-31 00:00:00 | 108726041 | 84834767 | 23891274 | 1668878498 | 25487512
44 | FIRST CAPITOL GROUP LLC | N | NFA | 2008-03-31 00:00:00 | 6078405 | 2553735 | 3524670 | 99670979 | 50115
45 | FOREX CAPITAL MARKETS LLC | N | NFA | 2008-03-31 00:00:00 | 87754195 | 13296204 | 74457991 | 0 | 0
46 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2008-03-31 00:00:00 | 7930399 | 5000000 | 2930399 | 0 | 0
47 | FOREX LLC | N | NFA | 2008-03-31 00:00:00 | 745540 | 500000 | 245540 | 0 | 0
48 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2008-03-31 00:00:00 | 166941095 | 52978825 | 113962270 | 1219073602 | 30591083
49 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2008-03-31 00:00:00 | 8057553 | 5000000 | 3057553 | 4597910 | 68421
50 | FRONTIER FUTURES INC | N | NFA | 2008-03-31 00:00:00 | 2132741 | 1464587 | 668154 | 46074731 | 0
51 | FUTURES TECH LLC | N | NFA | 2008-03-31 00:00:00 | 793887 | 500000 | 293887 | 0 | 0
52 | FX SOLUTIONS LLC | N | NFA | 2008-03-31 00:00:00 | 17763951 | 5000000 | 12763951 | 0 | 0
53 | GAIN CAPITAL GROUP LLC | N | NFA | 2008-03-31 00:00:00 | 73774527 | 6546160 | 67228367 | 0 | 0
54 | GATEWAY CAPITAL L.L.C. | N | NFA | 2008-03-31 00:00:00 | 962246 | 500000 | 462246 | 0 | 0
55 | GELBER GROUP LLC | N | CBOT | 2008-03-31 00:00:00 | 71783170 | 1050349 | 70732821 | 54916957 | 2189
56 | GFS FOREX & FUTURES INC | N | NFA | 2008-03-31 00:00:00 | 11038060 | 5000000 | 6038060 | 0 | 0
57 | GILDER GAGNON HOWE AND CO LLC | Y | NFA | 2008-03-31 00:00:00 | 17446921 | 500000 | 16946921 | 0 | 0
58 | GLOBAL FUTURES &  FOREX LTD | N | NFA | 2008-03-31 00:00:00 | 76429041 | 5929367 | 70499674 | 575261 | 0
59 | GOLDMAN SACHS & CO | Y | CBOT | 2008-03-28 00:00:00 | (g) | 2505301602 | (g) | 17870485017 | 10096261065
60 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2008-03-28 00:00:00 | 1385161763 | 87622237 | 1297539526 | 1027612172 | 7455172
61 | H & R BLOCK FINANCIAL ADVISORS INC | Y | NFA | 2008-03-31 00:00:00 | 80067675 | 8522835 | 71544840 | 0 | 0
62 | HAGERTY GRAIN CO INC | N | CBOT | 2008-03-31 00:00:00 | 3319221 | 500000 | 2819221 | 0 | 0
63 | HOTSPOT FXR LLC | N | NFA | 2008-03-31 00:00:00 | 7716276 | 5000000 | 2716276 | 0 | 0
64 | HSBC SECURITIES USA INC | Y | CME | 2008-03-31 00:00:00 | 790151618 | 129072808 | 661078810 | 1135742855 | 66353146
65 | I TRADE FX LLC | N | NFA | 2008-03-31 00:00:00 | 27585893 | 5000000 | 22585893 | 0 | 0
66 | ICAP FUTURES LLC | N | CBOT | 2008-03-31 00:00:00 | 5931516 | 500000 | 5431516 | 0 | 0
67 | IFX MARKETS INC | N | NFA | 2008-03-31 00:00:00 | 10690903 | 5000000 | 5690903 | 0 | 0
68 | IG MARKETS INC. | N | NFA | 2008-03-31 00:00:00 | 11853613 | 5000000 | 6853613 | 0 | 0
69 | IKON GLOBAL MARKETS INC. | N | NFA | 2008-03-31 00:00:00 | 8834360 | 5000000 | 3834360 | 1649311 | 156389
70 | INSTINET LLC | Y | NFA | 2008-03-31 00:00:00 | 92585529 | 5983379 | 86602150 | 0 | 0
71 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2008-03-31 00:00:00 | 2139444 | 500000 | 1639444 | 377465 | 0
72 | INTERACTIVE BROKERS LLC | Y | EUXUS | 2008-03-31 00:00:00 | 445667392 | 49938053 | 395729339 | 370369419 | 83839630
73 | INTERBANK FX LLC | N | NFA | 2008-03-31 00:00:00 | 28386214 | 5000000 | 23386214 | 0 | 0
74 | IOWA GRAIN CO | N | CBOT | 2008-03-31 00:00:00 | 25626086 | 11538122 | 14087964 | 382255294 | 432429
75 | ITAU SECURITIES INC | Y | NFA | 2008-03-31 00:00:00 | 17139414 | 500000 | 16639414 | 0 | 0
76 | ITG DERIVATIVES, LLC | Y | NFA | 2008-03-31 00:00:00 | 2355576 | 587202 | 1768374 | 0 | 0
77 | JP MORGAN FUTURES INC | N | NYME | 2008-03-31 00:00:00 | 1237315677 | 868110707 | 369204970 | 11241029176 | 1937820243
78 | KOTTKE ASSOCIATES LLC | N | CBOT | 2008-03-31 00:00:00 | 30287196 | 508197 | 29778999 | 46242954 | 38982
79 | LADENBURG THALMANN & CO INC | Y | NFA | 2008-03-31 00:00:00 | 26225344 | 500000 | 25725344 | 0 | 0
80 | LBS LIMITED PARTNERSHIP | N | CBOT | 2008-03-31 00:00:00 | 845433 | 500000 | 345433 | 0 | 0
81 | LEHMAN BROTHERS INC | Y | CBOT | 2008-03-31 00:00:00 | (g) | 744860000 | (g) | 7202863000 | 1737378000
82 | LEK SECURITIES CORPORATION | Y | NFA | 2008-03-31 00:00:00 | 11151455 | 1500000 | 9651455 | 0 | 0
83 | LIMESTONE TRADING LLC | N | NFA | 2008-03-31 00:00:00 | 28369351 | 500000 | 27869351 | 0 | 0
84 | LINN GROUP  ( THE ) | N | NFA | 2008-03-31 00:00:00 | 2996475 | 500000 | 2496475 | 13039670 | 104281
85 | LOEB PARTNERS CORPORATION | Y | NFA | 2008-03-31 00:00:00 | 14774332 | 500000 | 14274332 | 0 | 0
86 | LPL FINANCIAL CORPORATION | Y | NFA | 2008-03-31 00:00:00 | 62279118 | 8303044 | 53976074 | 0 | 0
87 | MACQUARIE FUTURES USA INC | N | NFA | 2008-03-31 00:00:00 | 23356450 | 9014201 | 14342249 | 60214020 | 0
88 | MB TRADING FUTURES INC. | N | NFA | 2008-03-31 00:00:00 | 7735826 | 5000000 | 2735826 | 0 | 0
89 | MBF CLEARING CORP | N | NYME | 2008-03-31 00:00:00 | 28711785 | 1756602 | 26955183 | 164995157 | 4960034
90 | MCVEAN TRADING AND INVESTMENTS LLC | N | NFA | 2008-03-31 00:00:00 | 9962539 | 5831464 | 4131075 | 683543319 | 1785919
91 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2008-03-28 00:00:00 | (g) | 704871106 | (g) | 9461662317 | 1585568472
92 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2008-03-28 00:00:00 | 1482857311 | 151760828 | 1331096483 | 1962787398 | 38875898
93 | MF GLOBAL INC. | Y | CME | 2008-03-31 00:00:00 | 771268907 | 417502089 | 353766818 | 9684866771 | 664114541
94 | MG FINANCIAL LLC | N | NFA | 2008-03-31 00:00:00 | 6628687 | 5000000 | 1628687 | 0 | 0
95 | MID-CO COMMODITIES INC | N | NFA | 2008-03-31 00:00:00 | 10096045 | 8105857 | 1990188 | 108042233 | 0
96 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2008-03-31 00:00:00 | 7020818 | 1362651 | 5658167 | 0 | 0
97 | MIZUHO SECURITIES USA INC | Y | CME | 2008-03-31 00:00:00 | 166647944 | 55146333 | 111501611 | 719025299 | 252833244
98 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2008-03-31 00:00:00 | 348432239 | 11778655 | 336653584 | 0 | 0
99 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2008-03-31 00:00:00 | (g) | 2708480870 | (g) | 5404684306 | 4949637097
100 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2008-03-31 00:00:00 | 173083392 | 500000 | 172583392 | 0 | 0
101 | NEUBERGER BERMAN LLC | Y | NFA | 2008-03-31 00:00:00 | 226640411 | 5000000 | 221640411 | 0 | 0
102 | NEWEDGE  FINANCIAL INC. | Y | CME | 2008-03-31 00:00:00 | 820176567 | 583738465 | 236438102 | 9084678859 | 1746482047
103 | NEWEDGE USA LLC. | Y | NYME | 2008-03-31 00:00:00 | 851179263 | 585973368 | 265205895 | 9310369143 | 2592652212
104 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2008-03-31 00:00:00 | 742071338 | 1123136 | 740948202 | 0 | 0
105 | OANDA CORPORATION | N | NFA | 2008-03-31 00:00:00 | 163361376 | 7626785 | 155734591 | 0 | 0
106 | ODL SECURITIES INC | N | NFA | 2008-03-31 00:00:00 | 14779948 | 5000000 | 9779948 | 0 | 0
107 | OPEN E CRY LLC | N | NFA | 2008-03-31 00:00:00 | 1420581 | 711818 | 708763 | 45111461 | 585265
108 | OPPENHEIMER & CO  INC | Y | NFA | 2008-03-31 00:00:00 | 219097772 | 21660372 | 197437400 | 26278773 | 0
109 | OPTIONSXPRESS INC | Y | NFA | 2008-03-31 00:00:00 | 84877798 | 6710542 | 78167256 | 46784826 | 2820757
110 | [NAME] | N | CBOT | 2008-03-31 00:00:00 | 15346045 | 11860955 | 3485090 | 289990385 | 7983557
111 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2008-03-31 00:00:00 | 19473140 | 5000000 | 14473140 | 235150559 | 27652736
112 | PIONEER FUTURES INC | N | NYME | 2008-03-31 00:00:00 | 1419591 | 500000 | 919591 | 0 | 0
113 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2008-03-31 00:00:00 | 244495000 | 195818680 | 48676320 | 3166820000 | 394828000
114 | PUMA FINANCIAL LLC | N | NFA | 2008-03-31 00:00:00 | 1155089 | 500000 | 655089 | 13832057 | 0
115 | RAND FINANCIAL SERVICES INC | N | CME | 2008-03-31 00:00:00 | 57370860 | 18569826 | 38801034 | 259594300 | 24317700
116 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2008-03-31 00:00:00 | 350331067 | 29373451 | 320957616 | 0 | 0
117 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2008-03-31 00:00:00 | 666238918 | 104639084 | 561599834 | 832522950 | 697583660
118 | RBS GREENWICH CAPITAL INC | Y | CBOT | 2008-03-31 00:00:00 | 1200851000 | 159841000 | 1041010000 | 1378119000 | 27706000
119 | RJ OBRIEN  &  ASSOCIATES LLC | N | CME | 2008-03-31 00:00:00 | 116050740 | 97614776 | 18435964 | 2766367409 | 26216298
120 | ROBBINS FUTURES INC | N | NFA | 2008-03-31 00:00:00 | 545821 | 500000 | 45821 | 4324817 | 0
121 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2008-03-31 00:00:00 | 70325832 | 39830485 | 30495347 | 1183158989 | 12385939
122 | ROSENTHAL GLOBAL SECURITIES LLC | Y | CBOT | 2008-03-31 00:00:00 | 11372215 | 696912 | 10675303 | 0 | 0
123 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2008-03-31 00:00:00 | 167388066 | 8655359 | 158732707 | 0 | 0
124 | SHATKIN ARBOR INC | N | CBOT | 2008-03-31 00:00:00 | 5090090 | 1363029 | 3727061 | 67548444 | 68024
125 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2008-03-31 00:00:00 | 2799558 | 1095292 | 1704266 | 28355841 | 0
126 | SMW TRADING COMPANY INC | N | CME | 2008-03-31 00:00:00 | 16641083 | 500000 | 16141083 | 7383453 | 1373
127 | SNC INVESTMENTS INC | N | NFA | 2008-03-31 00:00:00 | 509066 | 500000 | 9066 | 0 | 0
128 | STEPHENS INC | Y | NFA | 2008-03-28 00:00:00 | 106168753 | 8770365 | 97398388 | 0 | 0
129 | STERLING COMMODITIES CORP | N | NYME | 2008-03-31 00:00:00 | 9174852 | 846010 | 8328842 | 32117919 | 741092
130 | TCA FUTURES LLC | N | NFA | 2008-03-31 00:00:00 | 838225 | 500000 | 338225 | 0 | 0
131 | TENCO INC | N | CBOT | 2008-03-31 00:00:00 | 37077548 | 14582522 | 22495026 | 272791034 | 0
132 | TERRA NOVA FINANCIAL, LLC | Y | NFA | 2008-03-31 00:00:00 | 14743996 | 1500000 | 13243996 | 0 | 0
133 | TIMBER HILL LLC | Y | CME | 2008-03-31 00:00:00 | 891789339 | 23091266 | 868698073 | 312482275 | 0
134 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2008-03-31 00:00:00 | 1892316 | 500000 | 1392316 | 0 | 0
135 | TRADELINK LLC | Y | CBOT | 2008-03-31 00:00:00 | 24622203 | 500000 | 24122203 | 0 | 0
136 | TRADEMAVEN CLEARING LLC | N | NFA | 2008-03-31 00:00:00 | 831283 | 500000 | 331283 | 4451844 | 37587
137 | TRADESTATION SECURITIES INC | Y | NFA | 2008-03-31 00:00:00 | 83041014 | 2250985 | 80790029 | 0 | 0
138 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2008-03-31 00:00:00 | 796551 | 500000 | 296551 | 0 | 0
139 | TRANSMARKET GROUP LLC | Y | CBOT | 2008-03-31 00:00:00 | 8159258 | 500000 | 7659258 | 0 | 0
140 | TRILAND USA INC | N | NYME | 2008-03-31 00:00:00 | 46944225 | 13950583 | 32993642 | 284677269 | 6059
141 | UBS FINANCIAL SERVICES INC | Y | CBOT | 2008-03-31 00:00:00 | 997169756 | 130786900 | 866382856 | 386424441 | 2614369
142 | UBS SECURITIES LLC | Y | CBOT | 2008-03-31 00:00:00 | 8665569979 | 1186235928 | 7479334051 | 16718698950 | 6545799790
143 | VELOCITY FUTURES LP | N | NFA | 2008-03-31 00:00:00 | 1057526 | 500000 | 557526 | 30906946 | 1273723
144 | VISION FINANCIAL MARKETS LLC | Y | NFA | 2008-03-31 00:00:00 | 25177317 | 7926191 | 17251126 | 379422231 | 28210
145 | WACHOVIA CAPITAL MARKETS LLC | Y | CME | 2008-03-31 00:00:00 | 1477510206 | 2306947 | 1475203259 | 0 | 0
146 | WACHOVIA SECURITIES FINANCIAL NETWORK, LLC | Y | NFA | 2008-03-31 00:00:00 | 19354394 | 1758351 | 17596043 | 0 | 0
147 | WACHOVIA SECURITIES LLC | Y | CBOT | 2008-03-31 00:00:00 | 549320021 | 32395794 | 516924227 | 546482229 | 847374
148 | WHITE COMMERCIAL CORPORATION | N | NFA | 2008-03-31 00:00:00 | 2410891 | 500000 | 1910891 | 0 | 0
149 | WSD FINANCIAL USA, INC | N | NFA | 2008-03-31 00:00:00 | 1323548 | 500000 | 823548 | 0 | 0
150 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2008-03-31 00:00:00 | 1078487 | 500000 | 578487 | 32946711 | 700394
 | Total |  |  |  |  |  |  | 156979646499 | 40535516672
 | February Web Page Update | 151
 | Additions | 1
 | ALLIANZ GLOBAL INVESTOR DISTRIBUTORS LLC
 | Deletions | 2
 | PENSON FINANCIAL FUTURES INC
 | [NAME] INC
 | Name Change
 | FROM IFSCL USA INC TO IKON GLOBAL MARKETS INC
 | March Web Page Update | 150
 | (a):  B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i)
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity.  The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1.  As of this reporting date, the firm had net capital in excess of its minimum capital requirements.  In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1.  The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion.  As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL], [EMAIL]  or [EMAIL]