Spreadsheet: 01c9ac02-c187-453b-82b0-1bd3cfb4506c
Sheet: FCM Data February 2011

 |  | [NAME] As | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer | Total Amount
 | Futures Commission Merchant / Retail Foreign Exchange Dealer |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount | of Retail Forex
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required | Obligation
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f) | (g)
1 | ABN AMRO CLEARING CHICAGO LLC | FCM BD | CBOT | 2011-02-28 00:00:00 | 210493802 | 94734179 | 115759623 | 1670631941 | 230987909 | 0
2 | ADM INVESTOR SERVICES INC | FCM | CBOT | 2011-02-28 00:00:00 | 289038753 | 170738345 | 118300408 | 2871255184 | 58703525 | 0
3 | ADVANCED MARKETS LLC | RFED | NFA | 2011-02-28 00:00:00 | 20177732 | 20000000 | 177732 | 0 | 0 | 3427233
4 | ADVANTAGE FUTURES LLC | FCM | CME | 2011-02-28 00:00:00 | 21488656 | 13455178 | 8033478 | 408296486 | 41667538 | 0
5 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC * | FCM BD | NFA | 2010-12-31 00:00:00 | 74553831 | 11501943 | 63051888 | 0 | 0 | 0
6 | [NAME] (US) LLC | RFED | NFA | 2011-02-28 00:00:00 | 21069733 | 20000000 | 1069733 | 0 | 0 | 4923096
7 | AMERIPRISE FINANCIAL SERVICES INC | FCM BD | NFA | 2011-02-28 00:00:00 | 86309196 | 1000000 | 85309196 | 0 | 0 | 0
8 | AMP GLOBAL CLEARING LLC | FCM | NFA | 2011-02-28 00:00:00 | 1416651 | 1000000 | 416651 | 24946441 | 53615 | 0
9 | BARCLAYS CAPITAL INC | FCM BD | NYME | 2011-02-28 00:00:00 | 6047988199 | 776368563 | 5271619636 | 5647557495 | 2141095814 | 0
10 | BGC FINANCIAL LP | FCM BD | NFA | 2011-02-28 00:00:00 | 52477622 | 1000000 | 51477622 | 0 | 0 | 0
11 | BNP PARIBAS COMMODITY FUTURES INC | FCM | NYME | 2011-02-28 00:00:00 | 344800109 | 232434258 | 112365851 | 1592791152 | 478627560 | 0
12 | BNP PARIBAS SECURITIES CORP | FCM BD | CBOT | 2011-02-28 00:00:00 | 1596601810 | 81659739 | 1514942071 | 490854614 | 0 | 0
13 | BNY MELLON CLEARING LLC | FCM | CME | 2011-02-28 00:00:00 | 78918235 | 4761597 | 74156638 | 860607 | 8 | 0
14 | CANTOR FITZGERALD & CO | FCM BD | CBOT | 2011-02-28 00:00:00 | 165159323 | 14944376 | 150214947 | 3137724 | 0 | 0
15 | CAPITAL MARKET SERVICES LLC | RFED | NFA | 2011-02-28 00:00:00 | 2398703 | 1000000 | 1398703 | 0 | 0 | 0
16 | CIBC WORLD MARKETS CORP | FCM BD | CME | 2011-02-28 00:00:00 | 468416612 | 1500000 | 466916612 | 0 | 0 | 0
17 | CITADEL SECURITIES LLC | FCM BD | CME | 2011-02-28 00:00:00 | 375636680 | 1000000 | 374636680 | 0 | 0 | 0
18 | CITIGROUP GLOBAL MARKETS INC | FCM BD | CBOT | 2011-02-28 00:00:00 | 9009283250 | 697273070 | 8312010180 | 10296884426 | 1627154169 | 0
19 | COMMONWEALTH FOREIGN EXCHANGE INC | FCM | NFA | 2011-02-28 00:00:00 | 1536513 | 1000000 | 536513 | 0 | 0 | 0
20 | COMPASS PROFESSIONAL SERVICES LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 3556972 | 1000000 | 2556972 | 0 | 0 | 0
21 | COUNTRY HEDGING INC | FCM | NFA | 2011-02-28 00:00:00 | 27394463 | 20277408 | 7117055 | 210670296 | 264362 | 0
22 | CREDIT SUISSE SECURITIES (USA) LLC | FCM BD | CBOT | 2011-02-28 00:00:00 | 7552267018 | 1046827620 | 6505439398 | 5293123491 | 1917515435 | 0
23 | CROSSLAND LLC | FCM | CBOT | 2011-02-28 00:00:00 | 10899550 | 4613842 | 6285708 | 87709438 | 28092011 | 0
24 | CUNNINGHAM COMMODITIES LLC | FCM | CBOT | 2011-02-28 00:00:00 | 3488189 | 1000000 | 2488189 | 48486330 | 44013 | 0
25 | CX CAPITAL MARKETS LLC | FCM | NFA | 2011-02-28 00:00:00 | 2312594 | 1000000 | 1312594 | 24925162 | 0 | 0
26 | DAIWA CAPITAL MARKETS AMERICA INC | FCM BD | CME | 2011-02-28 00:00:00 | 269863999 | 1562654 | 268301345 | 5793719 | 40979 | 0
27 | DEUTSCHE BANK SECURITIES INC | FCM BD | CBOT | 2011-02-28 00:00:00 | 4939912403 | 645062421 | 4294849982 | 15946904559 | 1434777676 | 0
28 | DORMAN TRADING LLC | FCM | CME | 2011-02-28 00:00:00 | 7700013 | 1000000 | 6700013 | 103691066 | 1221530 | 0
29 | EAGLE MARKET MAKERS INC | FCM | CBOT | 2011-02-28 00:00:00 | 6166265 | 1000000 | 5166265 | 9205576 | 0 | 0
30 | EASY FOREX US LTD | FCM | NFA | 2011-02-28 00:00:00 | 1958487 | 1000000 | 958487 | 0 | 0 | 0
31 | ELECTRONIC BROKERAGE SYSTEMS LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 4891387 | 1000000 | 3891387 | 0 | 0 | 0
32 | ENSKILDA FUTURES LTD | FCM | CME | 2011-02-28 00:00:00 | 29903596 | 21338755 | 8564841 | 309026661 | 0 | 0
33 | FARR FINANCIAL INC | FCM | NFA | 2011-02-28 00:00:00 | 1242295 | 1000000 | 242295 | 0 | 0 | 0
34 | FCSTONE LLC | FCM | CME | 2011-02-28 00:00:00 | 121012540 | 74136896 | 46875644 | 1395992481 | 14653778 | 12100473
35 | FOREX CAPITAL MARKETS LLC | RFED | NFA | 2011-02-28 00:00:00 | 82725462 | 26500031 | 56225431 | 0 | 0 | 140000627
36 | FOREX CLUB LLC | RFED | NFA | 2011-02-28 00:00:00 | 20847578 | 20000000 | 847578 | 0 | 0 | 2781774
37 | FRIEDBERG MERCANTILE GROUP INC | FCM | NFA | 2011-02-28 00:00:00 | 3421351 | 1000000 | 2421351 | 9427644 | 1017679 | 0
38 | FRONTIER FUTURES INC | FCM | NFA | 2011-02-28 00:00:00 | 1847501 | 1330248 | 517253 | 31732777 | 0 | 0
39 | FUTURES TECH LLC | FCM | NFA | 2011-02-28 00:00:00 | 1571030 | 1000000 | 571030 | 0 | 0 | 0
40 | FX SOLUTIONS LLC | RFED | NFA | 2011-02-28 00:00:00 | 34001538 | 20596277 | 13405261 | 0 | 0 | 21925530
41 | FXDIRECTDEALER LLC | RFED | NFA | 2011-02-28 00:00:00 | 26176690 | 21474391 | 4702299 | 0 | 0 | 39487825
42 | GAIN CAPITAL GROUP LLC | RFED | NFA | 2011-02-28 00:00:00 | 49718169 | 26684390 | 23033779 | 0 | 0 | 143687795
43 | GLOBAL FUTURES & FOREX LTD | RFED | NFA | 2011-02-28 00:00:00 | 78589527 | 23945585 | 54643942 | 568127 | 190557 | 88911700
44 | GOLDMAN SACHS & CO | FCM BD | CBOT | 2011-02-28 00:00:00 | 12128277439 | 1974174100 | 10154103339 | 21290945765 | 7228856165 | 0
45 | GOLDMAN SACHS EXECUTION & CLEARING LP | FCM BD | CME | 2011-02-28 00:00:00 | 1899615340 | 128501666 | 1771113674 | 1225553024 | 28041156 | 0
46 | HSBC SECURITIES USA INC | FCM BD | CME | 2011-02-28 00:00:00 | 1131280503 | 90083227 | 1041197276 | 1202069166 | 113348354 | 0
47 | ICAP FUTURES LLC | FCM | NFA | 2011-02-28 00:00:00 | 7263408 | 1000000 | 6263408 | 0 | 0 | 0
48 | IG MARKETS INC | FCM | NFA | 2011-02-28 00:00:00 | 28859019 | 20000000 | 8859019 | 149859 | 0 | 1365641
49 | IKON GLOBAL MARKETS INC | FCM | NFA | 2011-02-28 00:00:00 | 16782598 | 1000000 | 15782598 | 19235629 | 108434 | 0
50 | INSTINET LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 112901417 | 3079361 | 109822056 | 0 | 0 | 0
51 | INSTITUTIONAL LIQUIDITY LLC | FCM | NFA | 2011-02-28 00:00:00 | 20932375 | 20000000 | 932375 | 0 | 0 | 0
52 | INTEGRATED BROKERAGE SERVICES LLC | FCM | NFA | 2011-02-28 00:00:00 | 1685270 | 1000000 | 685270 | 0 | 0 | 0
53 | INTERACTIVE BROKERS LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 1207588284 | 186859566 | 1020728718 | 710317128 | 241743442 | 0
54 | INTERBANK FX LLC | RFED | NFA | 2011-02-28 00:00:00 | 23681871 | 21243145 | 2438726 | 0 | 0 | 34862895
55 | IRONBEAM INC | FCM | NFA | 2011-02-28 00:00:00 | 2033941 | 1021550 | 1012391 | 47700030 | 171466 | 0
56 | ITG DERIVATIVES LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 4877500 | 1000000 | 3877500 | 0 | 0 | 0
57 | JEFFERIES & COMPANY INC | FCM BD | NFA | 2011-02-28 00:00:00 | 514816751 | 88637217 | 426179534 | 0 | 0 | 0
58 | JP MORGAN CLEARING CORP | FCM BD | CME | 2011-02-28 00:00:00 | 5994047510 | 1915104739 | 4078942771 | 556374627 | 312140761 | 0
59 | JP MORGAN FUTURES INC | FCM | NYME | 2011-02-28 00:00:00 | 2505552725 | 1378854133 | 1126698592 | 16549351062 | 1860532682 | 0
60 | JP MORGAN SECURITIES LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 7564973170 | 589081682 | 6975891488 | 0 | 0 | 0
61 | LEK SECURITIES CORPORATION | FCM BD | NFA | 2011-02-28 00:00:00 | 9581728 | 1500000 | 8081728 | 268435 | 0 | 0
62 | LIMESTONE TRADING LLC | FCM | NFA | 2011-02-28 00:00:00 | 6507198 | 1000000 | 5507198 | 0 | 0 | 0
63 | LINN GROUP THE | FCM | NFA | 2011-02-28 00:00:00 | 2402025 | 1116191 | 1285834 | 37173768 | 50574 | 0
64 | LPL FINANCIAL LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 165383127 | 5718908 | 159664219 | 0 | 0 | 0
65 | MACQUARIE FUTURES USA INC | FCM | CBOT | 2011-02-28 00:00:00 | 130819430 | 60893557 | 69925873 | 705080293 | 29049282 | 0
66 | MAREX NORTH AMERICA LLC | FCM | CME | 2011-02-28 00:00:00 | 11286214 | 3278242 | 8007972 | 46828801 | 0 | 0
67 | MAREX USA LIMITED | FCM | NFA | 2011-02-28 00:00:00 | 2746413 | 1000000 | 1746413 | 0 | 0 | 0
68 | MB TRADING FUTURES INC | RFED | NFA | 2011-02-28 00:00:00 | 23795246 | 21356774 | 2438472 | 0 | 0 | 37135480
69 | MBF CLEARING CORP | FCM | NYME | 2011-02-28 00:00:00 | 9401588 | 1316902 | 8084686 | 99852851 | 1369793 | 0
70 | MCVEAN TRADING & INVESTMENTS LLC | FCM | NFA | 2011-02-28 00:00:00 | 10433136 | 5290760 | 5142376 | 823362807 | 0 | 0
71 | MERRILL LYNCH PIERCE FENNER & SMITH | FCM BD | CBOT | 2011-02-28 00:00:00 | 9729633615 | 793475027 | 8936158588 | 9380909760 | 2525186917 | 0
72 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | FCM BD | NFA | 2011-02-28 00:00:00 | 2352385862 | 167287997 | 2185097865 | 936167754 | 36010351 | 0
73 | MF GLOBAL INC | FCM BD | CME | 2011-02-28 00:00:00 | 586979985 | 425540471 | 161439514 | 8700810648 | 751476798 | 0
74 | MID CO COMMODITIES INC | FCM | NFA | 2011-02-28 00:00:00 | 14916402 | 9181433 | 5734969 | 62410115 | 0 | 0
75 | MITSUBISHI UFJ SECURITIES USA INC | FCM BD | NFA | 2011-02-28 00:00:00 | 97296309 | 1788294 | 95508015 | 0 | 0 | 0
76 | MITSUI BUSSAN COMMODITIES USA INC | FCM | NFA | 2011-02-28 00:00:00 | 2564804 | 1000000 | 1564804 | 0 | 0 | 0
77 | MIZUHO SECURITIES USA INC | FCM BD | CME | 2011-02-28 00:00:00 | 434547757 | 74841930 | 359705827 | 799754905 | 475350698 | 0
78 | MORGAN KEEGAN & COMPANY INC | FCM BD | NFA | 2011-02-28 00:00:00 | 456704961 | 10661883 | 446043078 | 0 | 0 | 0
79 | MORGAN STANLEY & CO INCORPORATED | FCM BD | CME | 2011-02-28 00:00:00 | 7853044139 | 1304449956 | 6548594183 | 5197817358 | 1897967392 | 0
80 | MORGAN STANLEY SMITH BARNEY LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 1172868093 | 41675237 | 1131192856 | 637104800 | 1493389985 | 0
81 | NATIXIS SECURITIES NORTH AMERICA INC | FCM BD | NFA | 2011-02-28 00:00:00 | 223900816 | 1000000 | 222900816 | 0 | 0 | 0
82 | NEUBERGER BERMAN LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 50789599 | 1500000 | 49289599 | 0 | 0 | 0
83 | NEWEDGE USA LLC | FCM BD | NYME | 2011-02-28 00:00:00 | 2213569152 | 1531336402 | 682232750 | 23696353347 | 7700489947 | 0
84 | NOMURA SECURITIES INTERNATIONAL INC | FCM BD | CBOT | 2011-02-28 00:00:00 | 1813006159 | 23074950 | 1789931209 | 75784863 | 22010681 | 0
85 | OANDA CORPORATION | RFED | NFA | 2011-02-28 00:00:00 | 150231824 | 27932794 | 122299030 | 0 | 0 | 168655879
86 | OPEN E CRY LLC | FCM | NFA | 2011-02-28 00:00:00 | 3120814 | 1476045 | 1644769 | 96377893 | 1312069 | 0
87 | OPPENHEIMER & CO INC | FCM BD | NFA | 2011-02-28 00:00:00 | 168342185 | 25383678 | 142958507 | 25046947 | 0 | 0
88 | OPTIONSXPRESS INC | FCM BD | NFA | 2011-02-28 00:00:00 | 87148828 | 9927744 | 77221084 | 112034480 | 2280923 | 0
89 | PENSON FUTURES | FCM | CBOT | 2011-02-28 00:00:00 | 38879021 | 31801995 | 7077026 | 819346411 | 47228472 | 0
90 | PEREGRINE FINANCIAL GROUP INC | FCM | NFA | 2011-02-28 00:00:00 | 36018094 | 21438778 | 14579316 | 512620865 | 30146392 | 38775558
91 | PHILLIP FUTURES INC | FCM | NFA | 2011-02-28 00:00:00 | 6535684 | 1000000 | 5535684 | 0 | 0 | 0
92 | PIONEER FUTURES INC | FCM | NFA | 2011-02-28 00:00:00 | 2501427 | 1000000 | 1501427 | 0 | 0 | 0
93 | PRUDENTIAL BACHE COMMODITIES LLC | FCM | CBOT | 2011-02-28 00:00:00 | 254504000 | 201728880 | 52775120 | 3033632000 | 303056000 | 5222000
94 | RAND FINANCIAL SERVICES INC | FCM | CME | 2011-02-28 00:00:00 | 71099808 | 14863725 | 56236083 | 230132800 | 32298300 | 0
95 | RAYMOND JAMES & ASSOCIATES INC | FCM BD | NFA | 2011-02-28 00:00:00 | 359590030 | 30150214 | 329439816 | 0 | 0 | 0
96 | RBC CAPITAL MARKETS LLC | FCM BD | CME | 2011-02-28 00:00:00 | 1270255297 | 107177699 | 1163077598 | 385368534 | 19904222 | 0
97 | RBS SECURITIES INC | FCM BD | CBOT | 2011-02-28 00:00:00 | 1356343000 | 282725000 | 1073618000 | 2009067000 | 59688000 | 0
98 | RJ OBRIEN ASSOCIATES LLC | FCM | CME | 2011-02-28 00:00:00 | 154554642 | 114555672 | 39998970 | 2568575739 | 68942968 | 4067899
99 | ROSENTHAL COLLINS GROUP LLC | FCM | CME | 2011-02-28 00:00:00 | 70212984 | 54467422 | 15745562 | 1700766184 | 48876745 | 0
100 | ROSENTHAL GLOBAL SECURITIES LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 34942540 | 1000000 | 33942540 | 0 | 0 | 0
101 | SANFORD C BERNSTEIN & CO LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 156690997 | 15131457 | 141559540 | 0 | 0 | 0
102 | SANTANDER INVESTMENT SECURITIES INC | FCM BD | NYME | 2011-02-28 00:00:00 | 199179641 | 9809538 | 189370103 | 486254953 | 0 | 0
103 | STATE STREET GLOBAL MARKETS LLC | FCM BD | CME | 2011-02-28 00:00:00 | 399872889 | 2469956 | 397402933 | 3055243 | 219250 | 0
104 | STEPHENS | FCM BD | NFA | 2011-02-28 00:00:00 | 72008529 | 11934242 | 60074287 | 0 | 0 | 0
105 | STERLING COMMODITIES CORP | FCM | NYME | 2011-02-28 00:00:00 | 8538286 | 1000000 | 7538286 | 31088747 | 252788 | 0
106 | TCA FUTURES LLC | FCM | NFA | 2011-02-28 00:00:00 | 1638041 | 1000000 | 638041 | 0 | 0 | 0
107 | TD AMERITRADE INC | FCM BD | NFA | 2011-02-28 00:00:00 | 279412966 | 1000000 | 278412966 | 0 | 0 | 0
108 | TENCO INC | FCM | CBOT | 2011-02-28 00:00:00 | 56295741 | 13308235 | 42987506 | 323458289 | 0 | 0
109 | TIMBER HILL LLC | FCM BD | CME | 2011-02-28 00:00:00 | 1084035367 | 47072050 | 1036963317 | 523771958 | 0 | 0
110 | TOWER RESEARCH CAPITAL EUROPE LLC | FCM | NFA | 2011-02-28 00:00:00 | 4022095 | 1000000 | 3022095 | 0 | 0 | 0
111 | TRADELINK LLC | FCM BD | CBOT | 2011-02-28 00:00:00 | 20082592 | 1000000 | 19082592 | 0 | 0 | 0
112 | TRADESTATION FOREX INC | RFED | NFA | 2011-02-28 00:00:00 | 22653315 | 20000000 | 2653315 | 0 | 0 | 0
113 | TRADESTATION SECURITIES INC | FCM BD | NFA | 2011-02-28 00:00:00 | 62326533 | 3156859 | 59169674 | 399472166 | 5170779 | 0
114 | TRADITION SECURITIES AND FUTURES INC | FCM | NFA | 2011-02-28 00:00:00 | 1541322 | 1000000 | 541322 | 0 | 0 | 0
115 | TRILAND USA INC | FCM | NYME | 2011-02-28 00:00:00 | 23249273 | 16315049 | 6934224 | 191229232 | 15452844 | 0
116 | UBS FINANCIAL SERVICES INC | FCM BD | NFA | 2011-02-28 00:00:00 | 1335559391 | 102080185 | 1233479206 | 221080141 | 1406091 | 0
117 | UBS SECURITIES LLC | FCM BD | CBOT | 2011-02-28 00:00:00 | 11332342183 | 975072266 | 10357269917 | 10212338864 | 4609695661 | 0
118 | VELOCITY FUTURES LLC | FCM | NFA | 2011-02-28 00:00:00 | 1575457 | 1000000 | 575457 | 68090173 | 11891721 | 0
119 | VISION FINANCIAL MARKETS LLC | FCM BD | CME | 2011-02-28 00:00:00 | 20700686 | 7358904 | 13341782 | 405161203 | 10478588 | 0
120 | WALL STREET DERIVATIVES INC | FCM | NFA | 2011-02-28 00:00:00 | 1500820 | 1000000 | 500820 | 0 | 0 | 0
121 | WELLS FARGO ADVISORS FINANCIAL NETWORK LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 46726885 | 3569973 | 43156912 | 0 | 0 | 0
122 | WELLS FARGO ADVISORS LLC | FCM BD | NFA | 2011-02-28 00:00:00 | 1323066677 | 1500000 | 1321566677 | 0 | 0 | 0
123 | WELLS FARGO SECURITIES LLC | FCM BD | CME | 2011-02-28 00:00:00 | 1192130039 | 13213851 | 1178916188 | 0 | 0 | 0
124 | WHITE COMMERCIAL CORPORATION | FCM | NFA | 2011-02-28 00:00:00 | 2653634 | 1000000 | 1653634 | 0 | 0 | 0
125 | YORK BUSINESS ASSOCIATES LLC | FCM | NFA | 2011-02-28 00:00:00 | 2689698 | 1000000 | 1689698 | 67822448 | 1615721 | 0
 | Totals
 | January Web Page Update | 123
 | Additions | 2
 | JEFFERIES & COMPANY INC
 | PHILLIP FUTURES INC
 | Deletions | 0
 | None
 | Name Change
 | None
 | February Web Page Update | 125
 | *Allianz Global Investors Distributors LLC files financial statements quarterly.
 | (a):  FCM:    Futures Commission Merchant that is registered with the Commodity Futures Trading Commission;
 | BD:      The FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer;
 | RFED:  Retail Foreign Exchange Dealer that is registered with the Commodity Futures Trading Commission.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement is the greater of :
 | •  FCM minimum dollar amount ($1,000,000); or
 | •  risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total non-customer risk maintenance margin; or
 | •  the amount of capital required by a registered futures association (currently NFA is the only such association); or
 | •  for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission; or
 | •  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000); or
 | •  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000) plus five percent of the FCM’s or RFED’s total retail forex obligation in excess of $10,000,000.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | (g):  This represents the total amount of funds at an FCM or RFED that would be obtained by combining all money, securities and property deposited by a retail forex customer into a retail forex account or accounts, adjusted for the realized and unrealized net profit or loss.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: [EMAIL]