Spreadsheet: sara_shackleton__36531__BAS 052301
Sheet: Sheet1

PENDING
Date | Type | Company | Broker | Requested by | Priority | Comments | R | N | E
2001-04-21 00:00:00 | Executing Broker Agreement | ECT Investments | [NAME] | Greene |  | Sent for Execution | X | X | X
2001-04-21 00:00:00 | Executing Broker Agreement | ENA | [NAME] | Greene |  | Sent for Execution | X | X | X
2000-07-01 00:00:00 | Electronic Trading Agreement | Enron Credit Inc. | Trading Edge | [NAME] | HIGH | Sent for Execution | X | X | X
2000-06-09 00:00:00 | Services/Platform | ECT Investments | ITG Europe | Greene |  | Sent for Execution | X | X | X
2001-04-01 00:00:00 | Market Data Access | ECT Investments | Instinet - NYSE | Greene |  | Preparing for Execution | X |  | X
2001-04-01 00:00:00 | Market Data Access | ECT Investments | Instinet - AMEX | Greene |  | Preparing for Execution | X |  | X
2001-04-01 00:00:00 | Market Data Access | ECT Investments | Instinet - NASDAQ | Greene |  | Preparing for Execution | X |  | X
2000-12-06 00:00:00 | Electronic Trading Agreement | ENA | Merrill Lynch | Vitrella |  | Preparing for Execution | X | X | X
2000-12-06 00:00:00 | Electronic Trading Agreement | ECT Investments | Merrill Lynch | Vitrella |  | Preparing for Execution | X | X | X
1997-03-13 00:00:00 | Executing Broker Agreement | ENA | RBC Dominion Securities Corp | Hickerson |  | Comments Sent | X | X | X
1997-03-13 00:00:00 | Executing Broker Agreement | ECT Investments | RBC Dominion Securities Corp | Hickerson |  | Comments Sent | X | X | X
2001-04-26 00:00:00 | Overseas Securities Lender's Agmt | ECT Investments | Morgan Stanley Securities Ltd | Greene | HIGH | Under Legal Review | X | X | X
EXECUTED
2000-06-01 00:00:00 | Executing Broker Agreement | ENA | ING Barrings - Furman Selz | Hickerson |  | EXECUTED |  |  | X
2000-06-01 00:00:00 | Executing Broker Agreement | ECT Investments | ING Barrings - Furman Selz | Hickerson |  | EXECUTED |  |  | X
2000-07-10 00:00:00 | Executing Broker Agreement | ENA | Lehman Brothers | Hickerson |  | EXECUTED |  |  | X
2000-07-10 00:00:00 | Executing Broker Agreement | ECT Investments | Lehman Brothers | Hickerson |  | EXECUTED |  |  | X
2000-07-13 00:00:00 | Executing Broker Agreement | ENA | Jefferies & Co | Hickerson |  | EXECUTED |  |  | X
2000-07-13 00:00:00 | Executing Broker Agreement | ECT Investments | Jefferies & Co | Hickerson |  | EXECUTED |  |  | X
2000-08-08 00:00:00 | Executing Broker Agreement | ENA | Simmons & Co | Hickerson |  | EXECUTED |  |  | X
2000-08-08 00:00:00 | Executing Broker Agreement | ECT Investments | Simmons & Co | Hickerson |  | EXECUTED |  |  | X
 | Executing Broker Agreement | ENA | Salomon Smith Barney Inc | Hickerson |  | EXECUTED | X | X | X
 | Executing Broker Agreement | ECT Investments | Salomon Smith Barney Inc | Hickerson |  | EXECUTED | X | X | X
 | Electronic Trading Agreement | ECT Investments | JP Morgan | Vitrella |  | EXECUTED | X | X | X
2000-08-31 00:00:00 | Executing Broker Agreement | ENA | [NAME] | Hickerson | HIGH | EXECUTED  * | X | X | X
2000-08-31 00:00:00 | Executing Broker Agreement | ECT Investments | [NAME] | Hickerson | HIGH | EXECUTED  * | X | X | X
2000-09-22 00:00:00 | Executing Broker Agreement | ENA | Deutsche Bank Securities/Frost | Hickerson |  | EXECUTED  * | X | X | X
2000-09-22 00:00:00 | Executing Broker Agreement | ENA | Deutsche Bank Securities/Frost | Hickerson |  | EXECUTED  * | X | X | X
 | Executing Broker Agreement | ENA | [NAME] | Hickerson |  | EXECUTED  * | X | X | X
 | Executing Broker Agreement | ECT Investments | [NAME] | Hickerson |  | EXECUTED  * | X | X | X
2001-01-10 00:00:00 | Executing Broker Agreement | ECT Investments | ITG Quantex | Hickerson |  | EXECUTED  * | X | X | X
2001-02-15 00:00:00 | ITG Quantex Installation | ECT Investments | NASDAQ | Hickerson |  | EXECUTED | X |  | X
2001-02-15 00:00:00 | ITG Quantex Installation | ECT Investments | AMEX | Hickerson |  | EXECUTED | X |  | X
2001-02-15 00:00:00 | ITG Quantex Installation | ECT Investments | NYSE | Hickerson |  | EXECUTED | X |  | X
2001-02-01 00:00:00 | Consulting | ENA | Psytech Analytics | Hickerson | HIGH | EXECUTED | X | X | X
2001-03-14 00:00:00 | Letter of Guaranty | ECI | Bear Stearns | Kinnemann/SG |  | EXECUTED | X | X | X
2001-03-14 00:00:00 | Stock Loan Agreement | ECI | Bear Stearns | Kinnemann/SG |  | EXECUTED (SS) | X | X | X
2001-03-14 00:00:00 | Prime Broker Agreement | ECI | Bear Stearns | Kinneman | HIGH | EXECUTED | X | X | X
2001-04-05 00:00:00 | 30 Day Trial Use Agreement | ECT Investments | SNL Datasource | Hickerson/Brogan |  | REVIEWED/APPROVED * | X
 | Executing Broker Agreement | ENA | [NAME], LLC | Vitrella | HIGH | EXECUTED | X | X | X
2000-12-05 00:00:00 | Electronic Trading Agreement | ENA | [NAME], LLC | Vitrella | HIGH | EXECUTED  * | X | X | X
2000-12-05 00:00:00 | Electronic Trading Agreement | ECT Investments | [NAME], LLC | Vitrella | HIGH | EXECUTED  * | X | X | X
 | Electronic Trading Agreement | ENA | Salomon Smith Barney Inc | Vitrella | HIGH | EXECUTED  * | X | X | X
 | Electronic Trading Agreement | ECT Investments | Salomon Smith Barney Inc | Vitrella | HIGH | EXECUTED  * | X | X | X
2001-04-25 00:00:00 | Prime Broker Agreement | ECT Investments | Bear Stearns (Replacement) | Hickerson |  | EXECUTED  * | X | X | X
2001-04-25 00:00:00 | Prime Broker Agreement | ENA | Bear Stearns (Replacement) | Hickerson |  | EXECUTED  * | X | X | X
 | Electronic Trading Agreement | ENA | Bear Stearns | Vitrella | HIGH | EXECUTED  * | X | X | X
 | Electronic Trading Agreement | ECT Investments | Bear Stearns | Vitrella | HIGH | EXECUTED  * | X | X | X
2001-03-01 00:00:00 | Executing Broker Agreement | ENA | Goldman Sachs International | Greene |  | EXECUTED | X | X | X
 | Executing Broker Agreement | ENA | Merrill Lynch | Vitrella |  | EXECUTED | X | X | X
 | Executing Broker Agreement | ENA | JP Morgan | Vitrella |  | EXECUTED  * | X | X | X
 | Electronic Trading Agreement | ENA | JP Morgan | Vitrella |  | EXECUTED | X | X | X
2001-04-25 00:00:00 | Qualified Investment Buyer Cert. | ENA | CSFB | Hickerson | HIGH | EXECUTED | X |  | X
2001-04-30 00:00:00 | Qualified Investment Buyer Cert. | ENA | Goldman Sachs | Hickerson | HIGH | EXECUTED | X |  | X
2001-05-01 00:00:00 | Qualified Investment Buyer Cert. | ENA | Credit Suisse First Boston | Hickerson | HIGH | EXECUTED | X |  | X
2001-05-01 00:00:00 | Qualified Investment Buyer Cert. | ENA | [NAME] | Hickerson | HIGH | EXECUTED | X |  | X
2001-03-25 00:00:00 | Prime Broker Agreement | ECI | Morgan Stanley | Kinneman | HIGH | EXECUTED | X |  | X
2001-01-01 00:00:00 | Executing Broker Agreement | [NAME] | Morgan Stanley |  | HIGH | EXECUTED |  |  | X
2001-02-01 00:00:00 | Consulting - Weather Services | ENA | Weather Services International |  | HIGH | EXECUTED | X | X | X
2001-03-01 00:00:00 | Executing Broker Agreement | HEOF | Morgan Stanley |  | HIGH | EXECUTED |  |  | X
2001-04-01 00:00:00 | Executing Broker Agreement | ERAC | Morgan Stanley |  | HIGH | EXECUTED |  |  | X
2001-04-01 00:00:00 | Prime Broker Agreement | ENA | ISI (Bear Stearns) | Greene | HIGH | EXECUTED | X |  | X
2001-04-01 00:00:00 | Prime Broker Agreement | ECT Investments | ISI (Bear Stearns) | Greene | HIGH | EXECUTED | X |  | X
2001-04-12 00:00:00 | Forecast Services Agreement | ENA | Standard & Poors (DRI) | Hickerson | HIGH | EXECUTED | X | X | X
2001-04-26 00:00:00 | Mutual Non-Disclosure Agreement/Electronic Trading Research | ENA | [NAME] | Hickerson | HIGH | EXECUTED * | X | X | X
2001-03-25 00:00:00 | Prime Broker Agreement | Enron Credit Inc. | Goldman Sachs | Kinneman | HIGH | EXECUTED | X | X | X