Spreadsheet: 04532985-106a-4150-9c27-69276cea1672
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | 3D FOREX, LLC | N | NFA | 2008-01-31 00:00:00 | 8220750 | 500000 | 7720750 | 0 | 0
2 | ABBEY NATIONAL SECURITIES INC | Y | NFA | 2008-01-31 00:00:00 | 147515342 | 26877600 | 120637742 | 343864377 | 0
3 | ADM INVESTOR SERVICES INC | N | CBOT | 2008-01-31 00:00:00 | 152748312 | 66241232 | 86507080 | 1180485760 | 61077611
4 | ADVANCED MARKETS INC | N | NFA | 2008-01-31 00:00:00 | 5184134 | 5000000 | 184134 | 0 | 0
5 | ADVANTAGE FUTURES LLC | N | CME | 2008-01-31 00:00:00 | 17911385 | 4008312 | 13903073 | 101568630 | 19691303
6 | AG EDWARDS & SONS INC | Y | CBOT | 2008-01-31 00:00:00 | 0 | 0 | 0 | 0 | 0
7 | AIG CLEARING CORPORATION | N | NYME | 2008-01-31 00:00:00 | 299510655 | 41060387 | 258450268 | 19483827 | 0
8 | ALARON TRADING CORPORATION | N | CME | 2008-01-31 00:00:00 | 7412527 | 3864718 | 3547809 | 208713117 | 5781663
9 | [NAME] (US) LLC | N | NFA | 2008-01-31 00:00:00 | 8032728 | 5000000 | 3032728 | 0 | 0
10 | BACERA CORPORATION | N | NFA | 2008-01-31 00:00:00 | 5291464 | 5000000 | 291464 | 0 | 0
11 | BANC OF AMERICA SECURITIES LLC | Y | CME | 2008-01-31 00:00:00 | 3671373287 | 408918874 | 3262454413 | 2018598271 | 40607222
12 | BARCLAYS CAPITAL INC | Y | NYME | 2008-01-31 00:00:00 | 1554066312 | 450300191 | 1103766121 | 4597289790 | 2677811273
13 | BEAR STEARNS & CO INC | Y | NFA | 2008-01-31 00:00:00 | (g) | 557234334 | (g) | 0 | 0
14 | BEAR STEARNS SECURITIES CORP | Y | CME | 2008-01-31 00:00:00 | 4219248769 | 1297381546 | 2921867223 | 3574885869 | 903854615
15 | BGC SECURITIES | Y | NFA | 2008-01-31 00:00:00 | 4162566 | 500000 | 3662566 | 0 | 0
16 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2008-01-31 00:00:00 | 156305367 | 100840922 | 55464445 | 1146669982 | 253619056
17 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2008-01-31 00:00:00 | 714597198 | 56872006 | 657725192 | 352120060 | 0
18 | CADENT FINANCIAL SERVICES LLC | N | CME | 2008-01-31 00:00:00 | 8258352 | 5331353 | 2926999 | 208885460 | 1373186
19 | CANTOR FITZGERALD & CO | Y | CBOT | 2008-01-31 00:00:00 | 183937818 | 22249023 | 161688795 | 12592573 | 0
20 | CAPITAL MARKET SERVICES LLC | N | NFA | 2008-01-31 00:00:00 | 13381079 | 5000000 | 8381079 | 0 | 0
21 | CIBC WORLD MARKETS CORP | Y | CME | 2008-01-31 00:00:00 | 970649299 | 23359083 | 947290216 | 0 | 0
22 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2008-01-31 00:00:00 | (g) | 834627981 | (g) | 11976273243 | 384259310
23 | CLIFF LARSON COMPANY THE | N | NFA | 2008-01-31 00:00:00 | 1363530 | 658205 | 705325 | 13308835 | 0
24 | CMC MARKETS (US) LLC | N | NFA | 2008-01-31 00:00:00 | 8673008 | 5000000 | 3673008 | 0 | 0
25 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2008-01-31 00:00:00 | 1360083 | 500000 | 860083 | 0 | 0
26 | COMTRUST INC | N | NFA | 2008-01-31 00:00:00 | 1179684 | 500000 | 679684 | 5795829 | 0
27 | COUNTRY HEDGING INC | N | NFA | 2008-01-31 00:00:00 | 19063623 | 12973781 | 6089842 | 152549574 | 26661
28 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2008-01-31 00:00:00 | 6107178261 | 294803062 | 5812375199 | 2366153010 | 1674485738
29 | CROSSLAND LLC | N | CBOT | 2008-01-31 00:00:00 | 3838507 | 716396 | 3122111 | 22614240 | 0
30 | CSC FUTURES INC | N | NFA | 2008-01-31 00:00:00 | 7952683 | 500000 | 7452683 | 0 | 0
31 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2008-01-31 00:00:00 | 3869194 | 1181416 | 2687778 | 26064863 | 150502
32 | DAIWA SECURITIES AMERICA INC | Y | CME | 2008-01-31 00:00:00 | 196464506 | 1000000 | 195464506 | 9858744 | 460075
33 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2008-01-31 00:00:00 | 6171927660 | 375860246 | 5796067414 | 7246532901 | 1157105829
34 | DIRECT FOREX LLC | N | NFA | 2008-01-31 00:00:00 | 558102 | 500000 | 58102 | 0 | 0
35 | DORMAN TRADING LLC | N | CME | 2008-01-31 00:00:00 | 9944928 | 574272 | 9370656 | 52177457 | 42805
36 | DUNAVANT COMMODITY CORP | N | NFA | 2008-01-31 00:00:00 | 37816985 | 1805895 | 36011090 | 0 | 0
37 | EAGLE MARKET MAKERS INC | N | CBOT | 2008-01-31 00:00:00 | 6723620 | 500000 | 6223620 | 11059544 | 0
38 | EASY FOREX US LTD | N | NFA | 2008-01-31 00:00:00 | 7776374 | 5000000 | 2776374 | 0 | 0
39 | ED &F MAN COMMODITY ADVISORS INC | N | NFA | 2008-01-31 00:00:00 | 1370954 | 500000 | 870954 | 0 | 0
40 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2008-01-31 00:00:00 | 12098111 | 500000 | 11598111 | 0 | 0
41 | ENSKILDA FUTURES LTD | N | CME | 2008-01-31 00:00:00 | 19687129 | 9947068 | 9740061 | 273585762 | 0
42 | FARR FINANCIAL INC | N | NFA | 2008-01-31 00:00:00 | 1141725 | 579594 | 562131 | 41087214 | 0
43 | FC STONE LLC | N | CME | 2008-01-31 00:00:00 | 86858145 | 56766195 | 30091950 | 1092450130 | 15078127
44 | FIRST CAPITOL GROUP LLC | N | NFA | 2008-01-31 00:00:00 | 4091401 | 2161180 | 1930221 | 82666776 | 48358
45 | FOREX CAPITAL MARKETS LLC | N | NFA | 2008-01-31 00:00:00 | 82488279 | 12587840 | 69900439 | 0 | 0
46 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2008-01-31 00:00:00 | 7440572 | 5000000 | 2440572 | 0 | 0
47 | FOREX LLC | N | NFA | 2008-01-31 00:00:00 | 764639 | 500000 | 264639 | 0 | 0
48 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2008-01-31 00:00:00 | 167968647 | 45109924 | 122858723 | 824136871 | 93935251
49 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2008-01-31 00:00:00 | 7960203 | 5000000 | 2960203 | 6476367 | 30028
50 | FRONTIER FUTURES INC | N | NFA | 2008-01-31 00:00:00 | 1720831 | 867601 | 853230 | 27832010 | 0
51 | FUTURES TECH LLC | N | NFA | 2008-01-31 00:00:00 | 847407 | 500000 | 347407 | 0 | 0
52 | FX SOLUTIONS LLC | N | NFA | 2008-01-31 00:00:00 | 17392837 | 5000000 | 12392837 | 0 | 0
53 | GAIN CAPITAL GROUP LLC | N | NFA | 2008-01-31 00:00:00 | 50417986 | 5455613 | 44962373 | 0 | 0
54 | GATEWAY CAPITAL L.L.C. | N | NFA | 2008-01-31 00:00:00 | 792181 | 500000 | 292181 | 0 | 0
55 | GELBER GROUP LLC | N | CBOT | 2008-01-31 00:00:00 | 75548549 | 500000 | 75048549 | 57272839 | 3328
56 | GFS FOREX & FUTURES INC | N | NFA | 2008-01-31 00:00:00 | 10463117 | 5000000 | 5463117 | 0 | 0
57 | GILDER GAGNON HOWE AND CO LLC | Y | NFA | 2008-01-31 00:00:00 | 19868253 | 500000 | 19368253 | 0 | 0
58 | GLOBAL FUTURES &  FOREX | N | NFA | 2008-01-31 00:00:00 | 76109725 | 6836050 | 69273675 | 558941 | 0
59 | GOLDMAN SACHS & CO | Y | CBOT | 2008-01-25 00:00:00 | (g) | 2117927547 | (g) | 15889365180 | 8888960936
60 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2008-01-25 00:00:00 | 983537139 | 57475425 | 926061714 | 1043805835 | 16499795
61 | H & R BLOCK FINANCIAL ADVISORS INC | Y | NFA | 2008-01-31 00:00:00 | 80100512 | 8818821 | 71281691 | 0 | 0
62 | HAGERTY GRAIN CO INC | N | CBOT | 2008-01-31 00:00:00 | 4357127 | 500000 | 3857127 | 6195706 | 0
63 | HOTSPOT FXR LLC | N | NFA | 2008-01-31 00:00:00 | 7697789 | 5000000 | 2697789 | 0 | 0
64 | HSBC SECURITIES USA INC | Y | CME | 2008-01-31 00:00:00 | 1105686783 | 79762865 | 1025923918 | 796667151 | 52630775
65 | I TRADE FX LLC | N | NFA | 2008-01-31 00:00:00 | 33179815 | 5000000 | 28179815 | 0 | 0
66 | ICAP FUTURES LLC | N | CBOT | 2008-01-31 00:00:00 | 5957966 | 500000 | 5457966 | 0 | 0
67 | IFSCL USA INC | N | NFA | 2008-01-31 00:00:00 | 8904894 | 5000000 | 3904894 | 1471284 | 156909
68 | IFX MARKETS INC | N | NFA | 2008-01-31 00:00:00 | 9350099 | 5000000 | 4350099 | 0 | 0
69 | IG MARKETS INC. | N | NFA | 2008-01-31 00:00:00 | 7968021 | 500000 | 7468021 | 0 | 0
70 | INSTINET LLC | Y | NFA | 2008-01-31 00:00:00 | 92734308 | 7307291 | 85427017 | 0 | 0
71 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2008-01-31 00:00:00 | 1888550 | 500000 | 1388550 | 366982 | 0
72 | INTERACTIVE BROKERS LLC | Y | EUXUS | 2008-01-31 00:00:00 | 372113766 | 55266019 | 316847747 | 259386369 | 77747067
73 | INTERBANK FX LLC | N | NFA | 2008-01-31 00:00:00 | 22968454 | 5000000 | 17968454 | 0 | 0
74 | IOWA GRAIN CO | N | CBOT | 2008-01-31 00:00:00 | 19253800 | 14567536 | 4686264 | 397585000 | 541296
75 | ITAU SECURITIES INC | Y | NFA | 2008-01-31 00:00:00 | 16201593 | 500000 | 15701593 | 0 | 0
76 | ITG DERIVATIVES, LLC | Y | NFA | 2008-01-31 00:00:00 | 1410393 | 500000 | 910393 | 0 | 0
77 | JP MORGAN FUTURES INC | N | NYME | 2008-01-31 00:00:00 | 1214689643 | 784845925 | 429843718 | 11928749993 | 1283896411
78 | KOTTKE ASSOCIATES LLC | N | CBOT | 2008-01-31 00:00:00 | 21323047 | 500000 | 20823047 | 25396723 | 40082
79 | LADENBURG THALMANN & CO INC | Y | NFA | 2008-01-31 00:00:00 | 27147110 | 500000 | 26647110 | 0 | 0
80 | LBS LIMITED PARTNERSHIP | N | CBOT | 2008-01-31 00:00:00 | 828337 | 500000 | 328337 | 0 | 0
81 | LEHMAN BROTHERS INC | Y | CBOT | 2008-01-31 00:00:00 | (g) | 574814000 | (g) | 7333236000 | 778399000
82 | LIMESTONE TRADING LLC | N | NFA | 2008-01-31 00:00:00 | 19380053 | 500000 | 18880053 | 0 | 0
83 | LINN GROUP  ( THE ) | N | NFA | 2008-01-31 00:00:00 | 3675491 | 500000 | 3175491 | 3588149 | 50000
84 | LOEB PARTNERS CORPORATION | Y | NFA | 2008-01-31 00:00:00 | 13564869 | 500000 | 13064869 | 0 | 0
85 | LPL FINANCIAL CORPORATION | Y | NFA | 2008-01-31 00:00:00 | 55607365 | 8159566 | 47447799 | 0 | 0
86 | MACQUARIE FUTURES USA INC | N | NFA | 2008-01-31 00:00:00 | 8763292 | 6504826 | 2258466 | 33957450 | 0
87 | MB TRADING FUTURES INC. | N | NFA | 2008-01-31 00:00:00 | 7628163 | 5000000 | 2628163 | 0 | 0
88 | MBF CLEARING CORP | N | NYME | 2008-01-31 00:00:00 | 27856475 | 1461147 | 26395328 | 150240576 | 4006923
89 | MCVEAN TRADING AND INVESTMENTS LLC | N | NFA | 2008-01-31 00:00:00 | 7749512 | 4077757 | 3671755 | 671136213 | 1545536
90 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2008-02-01 00:00:00 | (g) | 665406046 | (g) | 8727216391 | 1340426974
91 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2008-02-01 00:00:00 | 1120742300 | 102528185 | 1018214115 | 1224117819 | 58106746
92 | MF GLOBAL INC | Y | CME | 2008-01-31 00:00:00 | 616007487 | 437407867 | 178599620 | 10380986704 | 877383079
93 | MG FINANCIAL LLC | N | NFA | 2008-01-31 00:00:00 | 6333241 | 5000000 | 1333241 | 0 | 0
94 | MID-CO COMMODITIES INC | N | NFA | 2008-01-31 00:00:00 | 6871844 | 5138686 | 1733158 | 47707298 | 0
95 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2008-01-31 00:00:00 | 7071926 | 1668836 | 5403090 | 0 | 0
96 | MIZUHO SECURITIES USA INC | Y | CME | 2008-01-31 00:00:00 | 140549119 | 54630265 | 85918854 | 624935417 | 176227621
97 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2008-01-31 00:00:00 | 354115355 | 13492257 | 340623098 | 0 | 0
98 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2008-01-31 00:00:00 | (g) | 1822021690 | (g) | 6175895274 | 4926062436
99 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2008-01-31 00:00:00 | 178795380 | 500000 | 178295380 | 0 | 0
100 | NEUBERGER BERMAN LLC | Y | NFA | 2008-01-31 00:00:00 | 196766623 | 5000000 | 191766623 | 0 | 0
101 | NEWEDGE  FINANCIAL INC. | Y | CME | 2008-01-31 00:00:00 | 812327348 | 518419861 | 293907487 | 7641215431 | 1562769480
102 | NEWEDGE USA LLC. | Y | NYME | 2008-01-31 00:00:00 | 887032604 | 457159123 | 429873481 | 7226953066 | 1983667997
103 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2008-01-31 00:00:00 | 762010239 | 6975524 | 755034715 | 701 | 0
104 | OANDA CORPORATION | N | NFA | 2008-01-31 00:00:00 | 157853035 | 8218521 | 149634514 | 0 | 0
105 | ODL SECURITIES INC | N | NFA | 2008-01-31 00:00:00 | 11940852 | 5000000 | 6940852 | 0 | 0
106 | OPEN E CRY LLC | N | NFA | 2008-01-31 00:00:00 | 1385339 | 575286 | 810053 | 40362555 | 656707
107 | OPPENHEIMER & CO  INC | Y | NFA | 2008-01-31 00:00:00 | 243092259 | 21705332 | 221386927 | 28562943 | 0
108 | OPTIONSXPRESS INC | Y | NFA | 2008-01-31 00:00:00 | 88808571 | 9530257 | 79278314 | 46933702 | 2629413
109 | PENSON FINANCIAL FUTURES INC | N | NFA | 2008-01-31 00:00:00 | 761822 | 500000 | 261822 | 0 | 0
110 | [NAME] | N | CBOT | 2008-01-31 00:00:00 | 12279124 | 7398721 | 4880403 | 233544672 | 6564521
111 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2008-01-31 00:00:00 | 18678953 | 5000000 | 13678953 | 212738253 | 13808830
112 | PIONEER FUTURES INC | N | NYME | 2008-01-31 00:00:00 | 905075 | 500000 | 405075 | 0 | 0
113 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2008-01-31 00:00:00 | 179464000 | 157664120 | 21799880 | 2579298000 | 305353000
114 | PUMA FINANCIAL LLC | N | NFA | 2008-01-31 00:00:00 | 897804 | 500000 | 397804 | 8988664 | 0
115 | RAND FINANCIAL SERVICES INC | N | CME | 2008-01-31 00:00:00 | 56158856 | 16478914 | 39679942 | 213209900 | 33351800
116 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2008-01-31 00:00:00 | 314755890 | 29935124 | 284820766 | 0 | 0
117 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2008-01-31 00:00:00 | 276665507 | 104621039 | 172044468 | 229235942 | 259020214
118 | [NAME] INC | Y | NFA | 2008-01-31 00:00:00 | 248633900 | 27330057 | 221303843 | 0 | 0
119 | RBS GREENWICH CAPITAL INC | Y | CBOT | 2008-01-31 00:00:00 | 1065213000 | 140729000 | 924484000 | 1144737000 | 33421000
120 | RJ OBRIEN  &  ASSOCIATES LLC | N | CME | 2008-01-31 00:00:00 | 91457990 | 73689454 | 17768536 | 2144586293 | 26066099
121 | ROBBINS FUTURES INC | N | NFA | 2008-01-31 00:00:00 | 528362 | 500000 | 28362 | 3403711 | 0
122 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2008-01-31 00:00:00 | 50931818 | 33856994 | 17074824 | 975638104 | 9386766
123 | ROSENTHAL GLOBAL SECURITIES LLC | Y | CBOT | 2008-01-31 00:00:00 | 9934335 | 500000 | 9434335 | 0 | 0
124 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2008-01-31 00:00:00 | 142853984 | 8210675 | 134643309 | 0 | 0
125 | SHATKIN ARBOR INC | N | CBOT | 2008-01-31 00:00:00 | 3735223 | 1289429 | 2445794 | 72593621 | 108066
126 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2008-01-31 00:00:00 | 1399558 | 956298 | 443260 | 18504343 | 0
127 | SMW TRADING COMPANY INC | N | CME | 2008-01-31 00:00:00 | 24621355 | 618294 | 24003061 | 11955985 | 1376
128 | SNC INVESTMENTS INC | N | NFA | 2008-01-31 00:00:00 | 699270 | 500000 | 199270 | 0 | 0
129 | STEPHENS INC | Y | NFA | 2008-01-25 00:00:00 | 106216151 | 8639250 | 97576901 | 0 | 0
130 | STERLING COMMODITIES CORP | N | NYME | 2008-01-31 00:00:00 | 9172679 | 699260 | 8473419 | 29399407 | 557733
131 | TCA FUTURES LLC | N | NFA | 2008-01-31 00:00:00 | 804456 | 500000 | 304456 | 0 | 0
132 | TENCO INC | N | CBOT | 2008-01-31 00:00:00 | 41719780 | 9283962 | 32435818 | 142495066 | 0
133 | TERRA NOVA FINANCIAL, LLC | Y | NFA | 2008-01-31 00:00:00 | 15963349 | 1500000 | 14463349 | 0 | 0
134 | TIMBER HILL LLC | Y | CME | 2008-01-31 00:00:00 | 922505960 | 14352356 | 908153604 | 196109759 | 0
135 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2008-01-31 00:00:00 | 4562457 | 500000 | 4062457 | 0 | 0
136 | TRADELINK LLC | Y | CBOT | 2008-01-31 00:00:00 | 16839883 | 624763 | 16215120 | 0 | 0
137 | TRADEMAVEN CLEARING LLC | N | NFA | 2008-01-31 00:00:00 | 953413 | 500000 | 453413 | 4535902 | 39559
138 | TRADESTATION SECURITIES INC | Y | NFA | 2008-01-31 00:00:00 | 79225113 | 2293605 | 76931508 | 0 | 0
139 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2008-01-31 00:00:00 | 768208 | 500000 | 268208 | 0 | 0
140 | TRANSMARKET GROUP LLC | Y | CBOT | 2008-01-31 00:00:00 | 10417391 | 500000 | 9917391 | 0 | 0
141 | TRILAND USA INC | N | NYME | 2008-01-31 00:00:00 | 45355738 | 15404045 | 29951693 | 230426310 | 5682
142 | UBS FINANCIAL SERVICES INC | Y | CBOT | 2008-01-31 00:00:00 | 938849251 | 136979622 | 801869629 | 327043342 | 5374691
143 | UBS SECURITIES LLC | Y | CBOT | 2008-01-31 00:00:00 | 9983185248 | 1139665467 | 8843519781 | 16322600971 | 8959777630
144 | VELOCITY FUTURES LP | N | NFA | 2008-01-31 00:00:00 | 1284656 | 500000 | 784656 | 30618206 | 1232508
145 | VISION FINANCIAL MARKETS LLC | Y | NFA | 2008-01-31 00:00:00 | 24736412 | 9837181 | 14899231 | 347979060 | 117629
146 | WACHOVIA CAPITAL MARKETS LLC | Y | CME | 2008-01-31 00:00:00 | 1466574432 | 8622819 | 1457951613 | 0 | 0
147 | WACHOVIA SECURITIES FINANCIAL NETWORK, LLC | Y | NFA | 2008-01-31 00:00:00 | 37226112 | 2980985 | 34245127 | 0 | 0
148 | WACHOVIA SECURITIES LLC | Y | NFA | 2008-01-31 00:00:00 | 826761761 | 30846068 | 795915693 | 289560916 | 764744
149 | WHITE COMMERCIAL CORPORATION | N | NFA | 2008-01-31 00:00:00 | 2218956 | 500000 | 1718956 | 0 | 0
150 | WSD FINANCIAL USA, INC | N | NFA | 2008-01-31 00:00:00 | 1213011 | 500000 | 713011 | 119593 | 0
151 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2008-01-31 00:00:00 | 992683 | 500000 | 492683 | 29056437 | 554322
 | Total |  |  |  |  |  |  | 144558028235 | 38977353294
 | December Web Page Update | 154
 | Additions | 2
 | Commonwealth Foreign Exchange Inc
 | ITG Derivatives LLC
 | Deletions | 5
 | Alliance Global Investors Distributors LLC
 | E FX Options LLC
 | Global Futures LLC
 | Solid Gold Financial Services Inc
 | Xpresstrade LLC
 | Name Change
 | From Calyon Financial Inc to Newedge Financial Inc
 | From Fimat USA LLC to Newedge USA LLC
 | From IXIS Securities North America Inc to NATIXIS Securities North America Inc
 | From Linsco/Private Ledger Corp to LPL Financial Corporation
 | From MG Financial Group Inc to MG Financial LLC
 | January Web Page Update | 151
 | (a):  B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i)
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity.  The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1.  As of this reporting date, the firm had net capital in excess of its minimum capital requirements.  In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1.  The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion.  As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL], [EMAIL]  or [EMAIL]