Spreadsheet: 0a76c52d-d82b-4c8b-bb5e-6b916576160b
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | 3DFOREX LLC | N | NFA | 2009-02-28 00:00:00 | 20881095 | 500000 | 20381095 | 0 | 0
2 | ACM USA LLC | N | NFA | 2009-02-28 00:00:00 | 505814 | 500000 | 5814 | 0 | 0
3 | ADM INVESTOR SERVICES INC | N | CBOT | 2009-02-28 00:00:00 | 158774010 | 71328717 | 87445293 | 1985548932 | 122621432
4 | ADVANCED MARKETS LLC | N | NFA | 2009-02-28 00:00:00 | 19779530 | 15000000 | 4779530 | 0 | 0
5 | ADVANTAGE FUTURES LLC | N | CME | 2009-02-27 00:00:00 | 20121981 | 5868564 | 14253417 | 212728146 | 29818303
6 | AIG CLEARING CORPORATION | N | NYME | 2009-02-28 00:00:00 | 219655660 | 12354735 | 207300925 | 0 | 0
7 | ALARON TRADING CORPORATION | N | NFA | 2009-02-28 00:00:00 | 2541700 | 500000 | 2041700 | 0 | 0
8 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC * | Y | NFA | 2008-12-31 00:00:00 | 27457078 | 6847647 | 20609431 | 0 | 0
9 | [NAME] (US) LLC | N | NFA | 2009-02-28 00:00:00 | 19563428 | 15000000 | 4563428 | 0 | 0
10 | AMERIPRISE ADVISOR SERVICES INC | Y | NFA | 2009-02-27 00:00:00 | 82821447 | 5352419 | 77469028 | 0 | 0
11 | BANC OF AMERICA SECURITIES LLC | Y | CME | 2009-02-27 00:00:00 | 4503564417 | 153514221 | 4350050196 | 925995002 | 5153232
12 | BARCLAYS CAPITAL INC | Y | NYME | 2009-02-27 00:00:00 | 5115887276 | 500000000 | 4615887276 | 5821583879 | 3167130076
13 | BGC FINANCIAL LP | Y | NFA | 2009-02-28 00:00:00 | 49911759 | 500000 | 49411759 | 0 | 0
14 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2009-02-27 00:00:00 | 320584157 | 227994603 | 92589554 | 2995041751 | 520617012
15 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2009-02-28 00:00:00 | 1409078265 | 87170802 | 1321907463 | 243712601 | 0
16 | CADENT FINANCIAL SERVICES LLC | N | CME | 2009-02-28 00:00:00 | 9234987 | 2578829 | 6656158 | 156011491 | 1473101
17 | CANTOR FITZGERALD & CO | Y | CBOT | 2009-02-28 00:00:00 | 299909109 | 11985646 | 287923463 | 20877798 | 0
18 | CAPITAL MARKET SERVICES LLC | N | NFA | 2009-02-28 00:00:00 | 29132552 | 15000000 | 14132552 | 0 | 0
19 | CIBC WORLD MARKETS CORP | Y | CME | 2009-02-27 00:00:00 | 1093080271 | 4244822 | 1088835449 | 0 | 0
20 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2009-02-28 00:00:00 | 7990494424 | 834759087 | 7155735337 | 13734097769 | 1194852362
21 | CLIFF LARSON COMPANY THE | N | NFA | 2009-02-28 00:00:00 | 1913232 | 750325 | 1162907 | 14104628 | 0
22 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2009-02-28 00:00:00 | 1052301 | 500000 | 552301 | 0 | 0
23 | COUNTRY HEDGING INC | N | NFA | 2009-02-28 00:00:00 | 14226430 | 7540470 | 6685960 | 101207176 | 132437
24 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2009-02-27 00:00:00 | 11490595873 | 564933231 | 10925662642 | 3684798496 | 1532820932
25 | CROSSLAND LLC | N | CBOT | 2009-02-28 00:00:00 | 3187770 | 500000 | 2687770 | 24879839 | 623249
26 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2009-02-28 00:00:00 | 3065797 | 500000 | 2565797 | 15627879 | 114391
27 | CX CAPITAL MARKETS LLC | N | NFA | 2009-02-28 00:00:00 | 792082 | 500000 | 292082 | 0 | 0
28 | DAIWA SECURITIES AMERICA INC | Y | CME | 2009-02-28 00:00:00 | 259749580 | 1755623 | 257993957 | 15189497 | 1811920
29 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2009-02-27 00:00:00 | 5954627642 | 412822869 | 5541804773 | 6237702053 | 1162132946
30 | DORMAN TRADING LLC | N | CME | 2009-02-28 00:00:00 | 7865911 | 500000 | 7365911 | 68054316 | 0
31 | EAGLE MARKET MAKERS INC | N | CBOT | 2009-02-28 00:00:00 | 5716808 | 500000 | 5216808 | 8463260 | 0
32 | EASY FOREX US LTD | N | NFA | 2009-02-28 00:00:00 | 15267707 | 15000000 | 267707 | 0 | 0
33 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2009-02-28 00:00:00 | 9569086 | 500000 | 9069086 | 0 | 0
34 | ENSKILDA FUTURES LTD | N | CME | 2009-02-28 00:00:00 | 22270316 | 13109081 | 9161235 | 170283203 | 0
35 | FARR FINANCIAL INC | N | NFA | 2009-02-28 00:00:00 | 1072501 | 500000 | 572501 | 32749894 | 0
36 | FCSTONE LLC | N | CME | 2009-02-28 00:00:00 | 66728403 | 37093355 | 29635048 | 1077623451 | 8479120
37 | FOREX CAPITAL MARKETS LLC | N | NFA | 2009-02-28 00:00:00 | 101546963 | 15000000 | 86546963 | 0 | 0
38 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2009-02-28 00:00:00 | 21536154 | 15000000 | 6536154 | 0 | 0
39 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2009-02-28 00:00:00 | 193334408 | 56740577 | 136593831 | 873524923 | 139019811
40 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2009-02-28 00:00:00 | 3358383 | 500000 | 2858383 | 4124759 | 0
41 | FRONTIER FUTURES INC | N | NFA | 2009-02-28 00:00:00 | 1209146 | 680925 | 528221 | 32373704 | 0
42 | FUTURES TECH LLC | N | NFA | 2009-02-28 00:00:00 | 814340 | 500000 | 314340 | 0 | 0
43 | FX SOLUTIONS LLC | N | NFA | 2009-02-28 00:00:00 | 49298390 | 15000000 | 34298390 | 0 | 0
44 | GAIN CAPITAL GROUP LLC | N | NFA | 2009-02-28 00:00:00 | 105049005 | 15000000 | 90049005 | 0 | 0
45 | GELBER GROUP LLC | N | CBOT | 2009-02-28 00:00:00 | 40393159 | 500000 | 39893159 | 13357802 | 19304
46 | GFS FOREX & FUTURES INC | N | NFA | 2009-02-28 00:00:00 | 16008891 | 15000000 | 1008891 | 0 | 0
47 | GILDER GAGNON HOWE & CO LLC | Y | NFA | 2009-02-28 00:00:00 | 14053865 | 500000 | 13553865 | 0 | 0
48 | GLOBAL FUTURES & FOREX LTD | N | NFA | 2009-02-28 00:00:00 | 84505231 | 15000000 | 69505231 | 812187 | 354403
49 | GOLDMAN SACHS & CO | Y | CBOT | 2009-02-27 00:00:00 | 14996166804 | 1848312216 | 13147854588 | 20943446038 | 7661270934
50 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2009-02-27 00:00:00 | 1818905009 | 58749930 | 1760155079 | 1465495561 | 16902600
51 | HOTSPOT FXR LLC | N | NFA | 2009-02-28 00:00:00 | 15275407 | 15000000 | 275407 | 0 | 0
52 | HSBC SECURITIES USA INC | Y | CME | 2009-02-27 00:00:00 | 1252510216 | 78691213 | 1173819003 | 1399190775 | 76604895
53 | I TRADE FX LLC | N | NFA | 2009-02-28 00:00:00 | 16811042 | 15000000 | 1811042 | 0 | 0
54 | ICAP FUTURES LLC | N | NFA | 2009-02-28 00:00:00 | 6719983 | 500000 | 6219983 | 0 | 0
55 | IG MARKETS INC | N | NFA | 2009-02-28 00:00:00 | 24005775 | 15000000 | 9005775 | 0 | 0
56 | IKON GLOBAL MARKETS INC | N | NFA | 2009-02-28 00:00:00 | 16310492 | 15000000 | 1310492 | 3514713 | 294051
57 | INSTINET LLC | Y | NFA | 2009-02-28 00:00:00 | 99708729 | 1500000 | 98208729 | 0 | 0
58 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2009-02-28 00:00:00 | 2200983 | 500000 | 1700983 | 143156 | 0
59 | INTERACTIVE BROKERS LLC | Y | NFA | 2009-02-28 00:00:00 | 617622985 | 39854812 | 577768173 | 242390562 | 78387893
60 | INTERBANK FX LLC | N | NFA | 2009-02-28 00:00:00 | 37816773 | 15000000 | 22816773 | 0 | 0
61 | ITG DERIVATIVES LLC | Y | NFA | 2009-02-28 00:00:00 | 1674747 | 500000 | 1174747 | 0 | 0
62 | JP MORGAN CLEARING CORP | Y | CME | 2009-02-28 00:00:00 | 4660400416 | 1244811390 | 3415589026 | 1125450820 | 222680705
63 | JP MORGAN FUTURES INC | N | NYME | 2009-02-28 00:00:00 | 2197911921 | 1482409796 | 715502125 | 19704808677 | 2122259821
64 | JP MORGAN SECURITIES INC | Y | NFA | 2009-02-28 00:00:00 | 8762506848 | 575504876 | 8187001972 | 0 | 0
65 | LADENBURG THALMANN & CO INC | Y | NFA | 2009-02-28 00:00:00 | 2662020 | 500000 | 2162020 | 0 | 0
66 | LEK SECURITIES CORPORATION | Y | NFA | 2009-02-28 00:00:00 | 12413846 | 1500000 | 10913846 | 142970 | 0
67 | LIMESTONE TRADING LLC | N | NFA | 2009-02-28 00:00:00 | 9772579 | 500000 | 9272579 | 0 | 0
68 | LINN GROUP THE | N | NFA | 2009-02-28 00:00:00 | 3034587 | 500000 | 2534587 | 14563818 | 1196
69 | LPL FINANCIAL CORPORATION | Y | NFA | 2009-02-28 00:00:00 | 112563809 | 5759356 | 106804453 | 0 | 0
70 | MACQUARIE FUTURES USA INC | N | CBOT | 2009-02-28 00:00:00 | 48669252 | 38082244 | 10587008 | 686942348 | 335309
71 | MAREX CARLTON LIMITED | N | NFA | 2009-02-28 00:00:00 | 903453 | 500000 | 403453 | 0 | 0
72 | MB TRADING FUTURES INC | N | NFA | 2009-02-28 00:00:00 | 15449683 | 15000000 | 449683 | 0 | 0
73 | MBF CLEARING CORP | N | NYME | 2009-02-28 00:00:00 | 27153553 | 2010956 | 25142597 | 86946015 | 7692360
74 | MCVEAN TRADING & INVESTMENTS LLC | N | NFA | 2009-02-28 00:00:00 | 8023065 | 1467350 | 6555715 | 616198050 | 0
75 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2009-02-28 00:00:00 | 5515830117 | 616791854 | 4899038263 | 9125246425 | 1300770258
76 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2009-02-28 00:00:00 | 1972898954 | 76675302 | 1896223652 | 1057594878 | 31269941
77 | MF GLOBAL INC | Y | CME | 2009-02-27 00:00:00 | 628768648 | 363163421 | 265605227 | 7733078271 | 536696234
78 | MG FINANCIAL LLC | N | NFA | 2009-02-27 00:00:00 | 5262459 | 500000 | 4762459 | 0 | 0
79 | MID CO COMMODITIES INC | N | NFA | 2009-02-28 00:00:00 | 14002887 | 2281131 | 11721756 | 26312449 | 0
80 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2009-02-28 00:00:00 | 7333734 | 1220800 | 6112934 | 0 | 0
81 | MIZUHO SECURITIES USA INC | Y | CME | 2009-02-27 00:00:00 | 276240894 | 85011256 | 191229638 | 787587062 | 343128941
82 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2009-02-28 00:00:00 | 337255010 | 10045601 | 327209409 | 0 | 0
83 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2009-02-27 00:00:00 | 12505485822 | 829359030 | 11676126792 | 4420600039 | 3721897121
84 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2009-02-27 00:00:00 | 202103819 | 500000 | 201603819 | 0 | 0
85 | NEUBERGER BERMAN LLC | Y | NFA | 2009-02-27 00:00:00 | 111581934 | 1500000 | 110081934 | 0 | 0
86 | NEWEDGE USA LLC | Y | NYME | 2009-02-28 00:00:00 | 2411388616 | 1659130409 | 752258207 | 21241022864 | 8362697471
87 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2009-02-27 00:00:00 | 729771357 | 1979884 | 727791473 | 0 | 0
88 | OANDA CORPORATION | N | NFA | 2009-02-28 00:00:00 | 169205862 | 15000000 | 154205862 | 0 | 0
89 | ODL SECURITIES INC | N | NFA | 2009-02-28 00:00:00 | 19035590 | 15000000 | 4035590 | 0 | 0
90 | OPEN E CRY LLC | N | NFA | 2009-02-28 00:00:00 | 2567572 | 733302 | 1834270 | 59776396 | 676913
91 | OPPENHEIMER & CO INC | Y | NFA | 2009-02-27 00:00:00 | 176920383 | 15758325 | 161162058 | 14932043 | 0
92 | OPTIONSXPRESS INC | Y | NFA | 2009-02-28 00:00:00 | 75664633 | 5313251 | 70351382 | 60044368 | 243358
93 | [NAME] | N | CBOT | 2009-02-28 00:00:00 | 18419051 | 14342750 | 4076301 | 465721644 | 34717432
94 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2009-02-28 00:00:00 | 26053988 | 15000000 | 11053988 | 229706080 | 15284229
95 | PIONEER FUTURES INC | N | NYME | 2009-02-28 00:00:00 | 1801775 | 500000 | 1301775 | 0 | 0
96 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2009-02-28 00:00:00 | 252300000 | 190136680 | 62163320 | 3022039000 | 359517000
97 | PUMA FINANCIAL LLC | N | NFA | 2009-02-27 00:00:00 | 1607758 | 500000 | 1107758 | 5330158 | 0
98 | RAND FINANCIAL SERVICES INC | N | CME | 2009-02-28 00:00:00 | 69665214 | 8096079 | 61569135 | 102967300 | 24223700
99 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2009-02-28 00:00:00 | 290883783 | 23945758 | 266938025 | 0 | 0
100 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2009-02-27 00:00:00 | 991081622 | 141882915 | 849198707 | 872715601 | 953446983
101 | RBS GREENWICH CAPITAL INC | Y | CBOT | 2009-02-28 00:00:00 | 2046511000 | 209291000 | 1837220000 | 1641645000 | 74102000
102 | RJ OBRIEN  &  ASSOCIATES LLC | N | CME | 2009-02-28 00:00:00 | 108007143 | 56363947 | 51643196 | 1963520108 | 30209147
103 | ROBBINS FUTURES INC | N | NFA | 2009-02-28 00:00:00 | 554280 | 500000 | 54280 | 5042049 | 0
104 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2009-02-28 00:00:00 | 71435206 | 30765645 | 40669561 | 1044665884 | 21279970
105 | ROSENTHAL GLOBAL SECURITIES LLC | Y | NFA | 2009-02-28 00:00:00 | 37639708 | 1052195 | 36587513 | 0 | 0
106 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2009-02-27 00:00:00 | 164471366 | 7593590 | 156877776 | 0 | 0
107 | SANTANDER INVESTMENT SECURITIES INC | Y | NFA | 2009-02-28 00:00:00 | 64805492 | 500000 | 64305492 | 0 | 0
108 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2009-02-28 00:00:00 | 2569255 | 523134 | 2046121 | 14537649 | 0
109 | SMW TRADING COMPANY INC | N | CME | 2009-02-28 00:00:00 | 18679147 | 500000 | 18179147 | 2496158 | 0
110 | STEPHENS INC | Y | NFA | 2009-02-27 00:00:00 | 69538044 | 8675225 | 60862819 | 0 | 0
111 | STERLING COMMODITIES CORP | N | NYME | 2009-02-28 00:00:00 | 8583732 | 719301 | 7864431 | 38205340 | 647229
112 | TCA FUTURES LLC | N | NFA | 2009-02-28 00:00:00 | 867823 | 500000 | 367823 | 0 | 0
113 | TD AMERITRADE INC | Y | NFA | 2009-02-28 00:00:00 | 94162365 | 500000 | 93662365 | 0 | 0
114 | TENCO INC | N | CBOT | 2009-02-28 00:00:00 | 43642050 | 6377141 | 37264909 | 140867520 | 0
115 | TERRA NOVA FINANCIAL LLC | Y | NFA | 2009-02-27 00:00:00 | 11388812 | 1500000 | 9888812 | 0 | 0
116 | TIMBER HILL LLC | Y | CME | 2009-02-28 00:00:00 | 1379931199 | 11278208 | 1368652991 | 187991601 | 0
117 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2009-02-28 00:00:00 | 2558336 | 500000 | 2058336 | 0 | 0
118 | TRADELINK LLC | Y | CBOT | 2009-02-28 00:00:00 | 26855564 | 500000 | 26355564 | 0 | 0
119 | TRADESTATION SECURITIES INC | Y | NFA | 2009-02-28 00:00:00 | 94236263 | 970570 | 93265693 | 0 | 0
120 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2009-02-28 00:00:00 | 832540 | 500000 | 332540 | 0 | 0
121 | TRANSMARKET GROUP LLC | Y | CBOT | 2009-02-28 00:00:00 | 14468224 | 500000 | 13968224 | 0 | 0
122 | TRILAND USA INC | N | NYME | 2009-02-28 00:00:00 | 45944963 | 12149158 | 33795805 | 156358651 | 33590728
123 | UBS FINANCIAL SERVICES INC | Y | NFA | 2009-02-28 00:00:00 | 1015517144 | 94271799 | 921245345 | 228784403 | 91069
124 | UBS SECURITIES LLC | Y | CBOT | 2009-02-27 00:00:00 | 14351757931 | 1018113519 | 13333644412 | 14396830454 | 5129942278
125 | VELOCITY FUTURES LLC | N | NFA | 2009-02-28 00:00:00 | 1122963 | 500000 | 622963 | 35545947 | 768703
126 | VISION FINANCIAL MARKETS LLC | Y | CME | 2009-02-28 00:00:00 | 21377715 | 6451846 | 14925869 | 240113681 | 1214455
127 | WACHOVIA CAPITAL MARKETS LLC | Y | CME | 2009-02-28 00:00:00 | 1758699118 | 1000000 | 1757699118 | 0 | 0
128 | WACHOVIA SECURITIES FINANCIAL NETWORK LLC | Y | NFA | 2009-02-28 00:00:00 | 30308015 | 1693712 | 28614303 | 0 | 0
129 | WACHOVIA SECURITIES LLC | Y | NFA | 2009-02-28 00:00:00 | 471676840 | 6371178 | 465305662 | 0 | 0
130 | WHITE COMMERCIAL CORPORATION | N | NFA | 2009-02-28 00:00:00 | 2167269 | 500000 | 1667269 | 0 | 0
131 | WSD FINANCIAL USA INC | N | NFA | 2009-02-28 00:00:00 | 1277423 | 500000 | 777423 | 0 | 0
132 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2009-02-28 00:00:00 | 1056547 | 500000 | 556547 | 42676114 | 1600211
 | TOTALS |  |  |  |  |  |  | 154123663076 | 39051619166
 | January Web Page Update | 134
 | Additions | 0
 | Deletions | 2
 | BGC SECURITIES
 | LBS LIMITED PARTNERSHIP
 | Name Change | 0
 | February Web Page Update | 132
 | *Allianz Global Investors Distributors LLC files financial statements quarterly.
 | (a):  B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement  is the greater of
 | (1) $250,000; or
 | (2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or
 | (3) The amount of capital required by a registered futures association (currently NFA is the only such association);
 | (4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL], [EMAIL], [EMAIL].