Spreadsheet: louise_kitchen__22626__Power Mid Market 9-01 sent B
Sheet: Quarterly Report

E N R O N   N O R T H   A M E R I C A |  |  |  |  |  | East Power - Completed Deals |  | 1/1/01-9/30/01
DEAL |  | QUARTER |  | MARKETER |  | [NAME] |  | VALUE
First Energy |  | Q1 |  | [NAME] |  | Sell 100 MW, off-peak, Feb '01 |  | 0
CMCC |  | Q1 |  | Bernstein |  | Buy 25 MW, off-peak, Cal '02 |  | 50000
Alliant Energy |  | Q1 |  | Clynes |  | Sell 100 MW into ComED |  | 0
Tractebel Energy Marketing |  | Q1 |  | Scheuer |  | Financial Swap, 75 MW-- Fix fo float, PJM Eastern Hub |  | 85000
PECO Energy Company |  | Q1 |  | Kelly |  | Buy 21 MW 5x16, Feb - May '01 |  | 30240
PECO Energy Company |  | Q1 |  | Kelly |  | Buy 21 MW, off-peak, Feb - May '01 |  | 0
MEAN |  | Q1 |  | Clynes/ Compean |  | Buy energy call option, 20 MW, Summer '01 |  | 234224
Ontario Power Generator |  | Q1 |  | Scheuer |  | Sell 50 MW, Jan 11-31 |  | 20000
Wabash Valley |  | Q1 |  | [NAME] |  | Sell 50 MW, 5x16, Sept. '01 |  | 0
Wabash Valley |  | Q1 |  | [NAME] |  | Sell 50 MW, 7x24 into [NAME]01-'02 |  | 392500
Wabash Valley |  | Q1 |  | [NAME] |  | Right to call power 30 days out of the year |  | 0
Enron Wind Corp. |  | Q1 |  | Curry |  | Renewable energy purchase, 135 MW, 5/02 - 4/22 |  | 0
Ontario Power Generator |  | Q1 |  | Scheuer |  | Sell 50 MW, 7x24 Jan-Feb '01 |  | 0
SIGECO |  | Q1 |  | Kelly |  | Sell 50 MW, 5x16, Mar '01 |  | 0
Coned Energy |  | Q1 |  | Wood |  | [NAME], May - June (May=3 MW, June=1 MW) |  | 0
Coned Energy |  | Q1 |  | Wood |  | [NAME], Oct. - Dec. (Oct.=6 MW, Nov.=3 MW, Dec.=2 MW) |  | 0
MidAmerican |  | Q1 |  | Sewell |  | Sell 50 MW, 5x16, Mar '01 |  | 4000
Wabash Valley |  | Q1 |  | [NAME] |  | Sell 50 MW into [NAME] |  | 0
[NAME] |  | Q1 |  | Sewell |  | Sell 50 MW, 5x16, Feb '01 |  | 8000
New England Power Co. |  | Q1 |  | [NAME] |  | Sell Icap Feb - Mar '01, 175 MW |  | 20000
Intergen |  | Q1 |  | Mitro/ Booth/ Walker |  | Sell 2 GE LM 6000 turbines and one ABB transformer |  | 2508588
Minnesota Power |  | Q1 |  | Sewell |  | Sell 50 MW, off-peak, Feb '01 |  | 8000
East Kentucky Power Co. |  | Q1 |  | [NAME] |  | Buy 50 MW, 5x16, Feb '01 |  | 0
CVPS |  | Q1 |  | Wood |  | [NAME], 50 MW, Feb '01 |  | 0
Calpine |  | Q1 |  | [NAME] |  | Buy 100 MW off-peak |  | 0
East Kentucky Power Co. |  | Q1 |  | [NAME] |  | Sell 50 MW, 5x16, Feb '01 |  | 0
Wabash Valley |  | Q1 |  | [NAME] |  | Sell 50 MW, 5x16, Apr. '01 |  | 0
Ottertail Power |  | Q1 |  | [NAME]* |  | Sell 50 MW, 5x16, Feb '01 |  | 0
Western Resources |  | Q1 |  | Schultz |  | Buy 9 MW system firm with a reserve account in place |  | 50000
Rochester Gas & Electric |  | Q1 |  | Scheuer |  | Sell swap in NY |  | 0
Rochester Gas & Electric |  | Q1 |  | Scheuer |  | Sell swap in NY |  | 0
Alamac Coal Facilities |  | Q1 |  | Kroll |  | Purchase 2 35 MW coal-fired generators in North Carolina for $3.5 million.  Looking to sell the plants to a third party within 1-3 months |  | 0
Constellation |  | Q1 |  | Hammond |  | Sell 100 MW, off-peak, [NAME] '03 - '04 |  | 70000
[NAME] |  | Q1 |  | Sewell |  | Buy 50 MW, 5x16 |  | 8800
TNMP |  | Q1 |  | Curry |  | UB Undelivered Power Sale |  | 8195
TNMP |  | Q1 |  | Curry |  | UB Undelivered Power Sale |  | 8195
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16 |  | 211000
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Consolidated Edison of NY Co., Inc. |  | Q1 |  | Scheuer |  | Sell Financial Swap, 5x16
Rainbow |  | Q1 |  | [NAME]* |  | Buy 50 MW, 5x16 |  | 0
Central Maine Power |  | Q1 |  | Llodra/ Wood |  | 1 yr. All reqs |  | 5000000
Wabash Valley |  | Q1 |  | [NAME] |  | Sell 50 Mw, 5x16 |  | 0
[NAME] |  | Q1 |  | Curry |  | UD Purchase |  | 2500
[NAME] |  | Q1 |  | Curry |  | UG Delivered TC Sale |  | 8712
TVA |  | Q1 |  | Wagner |  | Sell Call option into TVA |  | 156800
TVA |  | Q1 |  | Wagner |  | Sell Call option into TVA |  | 156800
Wabash Valley |  | Q1 |  | [NAME] |  | Sell 50 MW, 5x16 |  | 0
Wabash Valley |  | Q1 |  | [NAME] |  | Sell 10 MW, 5x16 |  | 0
SIGECO |  | Q1 |  | [NAME] |  | Buy 50 MW into [NAME] |  | 0
MidAmerican |  | Q1 |  | [NAME]* |  | Buy 50 MW |  | 0
WPPI |  | Q1 |  | [NAME]* |  | Sell 25 MW, 5x16 into NSP |  | 0
Great Rivers Energy |  | Q1 |  | [NAME] |  | Monetize shared savings on construction cost of NNG pipeline lateral to new power plant |  | 102573
TXU |  | Q1 |  | Curry |  | Sell UB Power |  | 0
SCANA |  | Q1 |  | [NAME] |  | Buy 50 MW into TVA |  | 0
[NAME] |  | Q1 |  | Sewell |  | Buy 100 MW put option, 5x16 into ComED |  | 8660
The Energy Authority |  | Q1 |  | Valdes* |  | Buy 50 MW call option |  | 0
South Carolina Electric & Gas |  | Q1 |  | [NAME] |  | Buy 50 MW firm LD 5x16 into TVA
Indiana Power & Light |  | Q1 |  | [NAME] |  | Sell 50 MW 5x16, into [NAME] |  | 17600
PSEG |  | Q1 |  | Mitro/ [NAME] |  | Enron signs exclusivity agreement w/PSEG on Plano, IL site |  | 300000
Alliant Energy |  | Q1 |  | Sewell |  | Buy 100 MW daily put, 5x16 into ComED |  | 5500
Alliant Energy |  | Q1 |  | Sewell |  | Buy 50 MW daily call, 5x16 into ComED
Alliant Energy |  | Q1 |  | Sewell |  | Sell 50 MW daily call, 5x16 into ComED
Alliant Energy |  | Q1 |  | Sewell |  | Buy 100 MW daily put, 5x16 into ComED
Alliant Energy |  | Q1 |  | Sewell |  | Buy 50 MW daily call, 5x16 into ComED
Alliant Energy |  | Q1 |  | Sewell |  | Sell 50 MW daily call, 5x16 into ComED
San Antonio |  | Q1 |  | Curry |  | 50 MW UG purchase |  | 175000
Cinergy |  | Q1 |  | [NAME] |  | Sell 40 MW 5x16 into [NAME] |  | 4200
[NAME] |  | Q1 |  | Sewell |  | Sell 50 MW 5x16 |  | 8000
SIPCO |  | Q1 |  | [NAME] |  | Sell 50 MW daily call, 5x16 into [NAME] |  | 17600
EXPC |  | Q1 |  | [NAME] |  | Sell 50 MW daily call, 5x16 into TVA |  | 12600
PSEG |  | Q1 |  | [NAME] |  | Buy 500 MW daily put, 5x16 |  | 50000
Engage |  | Q1 |  | Wood |  | Buy 30 MW green
EES |  | Q1 |  | Wood |  | Sell 30 MW green (credit sleeve) |  | 75000
NYPA |  | Q1 |  | Scheuer |  | Sell financial swap |  | 2500
NYPA |  | Q1 |  | Scheuer |  | Sell financial swap
NYPA |  | Q1 |  | Scheuer |  | Sell financial swap
NYPA |  | Q1 |  | Scheuer |  | Sell financial swap
NYPA |  | Q1 |  | Scheuer |  | Sell financial swap
WPS Energy |  | Q1 |  | Wood |  | Sell ICAP
WPS Energy |  | Q1 |  | Wood |  | Sell ICAP
WPS Energy |  | Q1 |  | Wood |  | Sell ICAP
WPS Energy |  | Q1 |  | Wood |  | Sell ICAP
AMP-OH |  | Q1 |  | [NAME] |  | Buy 5 MW, 5x16 into FE
CMS Marketing Services |  | Q1 |  | [NAME] |  | Sell 5 MW, 5x16 into FE |  | 420
[NAME] |  | Q1 |  | Sewell |  | Buy 100 MW |  | 8800
Wabash Valley |  | Q1 |  | [NAME] |  | Sell 50 MW, 5x16
Wabash Valley |  | Q1 |  | Valdes* |  | Sell 50 MW, 5x16 into [NAME]
SIGECO |  | Q1 |  | [NAME] |  | Buy 50 MW, 5x16 into [NAME]
SIGECO |  | Q1 |  | [NAME] |  | Buy 50 MW, 5x16 into [NAME] |  | 8000
IPL |  | Q1 |  | [NAME] |  | Sell 50 MW, 5x16 into [NAME] |  | 17000
Strategic Energy |  | Q1 |  | [NAME] |  | Buy 8 MW, 7x24, into Duquesne
EES |  | Q1 |  | [NAME] |  | Sell 8 MW, 7x24 into Duquesne |  | 15702
Utilicorp |  | Q1 |  | Rorschach |  | Sell unit outage option |  | 95000
CP&L |  | Q1 |  | Wagner |  | Sell fixed price unit contigent call option off Alamac units |  | TBD
Entergy |  | Q1 |  | [NAME] |  | Sell off-peak into Entergy |  | 0
DTE |  | Q1 |  | [NAME] |  | Sell 50 MW, 5x16 into [NAME]
TEA |  | Q1 |  | [NAME] |  | Buy 50 MW put
TEA |  | Q1 |  | [NAME] |  | Sell 50 MW put
SIGECO |  | Q1 |  | [NAME] |  | Sell 50 MW, 5x16 into [NAME] |  | 8000
MEGA |  | Q1 |  | Wang |  | Sell 250 MW index option dlivery into TVA or [NAME] |  | 50000
Intergen |  | Q1 |  | Mitro/Booth/Walker |  | Intergen Reserve Account Release |  | 1000000
Doyle |  | Q1 |  | Tapscott |  | Enron receives settlement payment from [NAME] |  | 1300000
Doyle |  | Q1 |  |  |  | Reversal of 2000 Doyle loss |  | 384000
Northwestern |  | Q1 |  | Mitro/Booth |  | Enron signs exclusivity agreement w/ Northwestern on 7 EA turbines |  | 500000
[NAME] |  | Q1 |  | Ahn |  | UD Delivered TC Sale |  | 3482
[NAME] |  | Q1 |  | Ahn |  | UD Delivered TC Sale |  | 8669
CRRA-Cl&P |  | Q1 |  | Bernstein |  | Back-to-back commodity w/ 225 MM prepay |  | 0
Exelon |  | Q1 |  | Hammond |  | Load Shape/ Following to West Hub Apr. '01 - Mar '02 |  | 500000
NSTAR |  | Q1 |  | [NAME] |  | Serve 25% of their default needs for res class |  | 3000000
EES |  | Q1 |  | [NAME] |  | Buy 3 MW, 7x24 into Duquesne |  | 1080
Strategic Energy |  | Q1 |  | [NAME] |  | Sell 3 MW, 7x24 into Duquesne
EES |  | Q1 |  | [NAME] |  | Sell 5 MW, 7x24 into Duquesne |  | 4650
Strategic Energy |  | Q1 |  | [NAME] |  | Buy 5 MW, 7x24 into Duquesne
Alcoa Power Generating |  | Q1 |  | [NAME] |  | Sell 2x16 into SIGECO (First multi-year deal with industrial in the Midwest) |  | 55183
Xcel |  | Q1 |  | Sewell |  | Sell 100 MW capacity |  | 0
Xcel |  | Q1 |  | Clynes |  | Sell 100 MW, 5x16 |  | 600000
Intra-month Origination granted |  | Q1 |  | [NAME] |  |  |  | 1760
1Q01 TOTAL |  | 125
[NAME] |  | Q2 |  | Clynes |  | Buy 200 MW hourly call option, 2x24 |  | 134421
[NAME] |  | Q2 |  | Clynes |  | Sell 150 MW hourly call option, 5x16 |  | 134421
[NAME] |  | Q2 |  | Clynes |  | Buy 100 MW, 5x16 |  | 134421
Rainbow |  | Q2 |  | [NAME]* |  | Buy 50 MW, 5x16 into NSP |  | 0
Minnesota Power |  | Q2 |  | Clynes |  | Sell 50 MW capacity |  | 32500
Minnesota Power |  | Q2 |  | Sewell |  | Sell 50 MW, 5x16
TECO Frontera |  | Q2 |  | Curry |  | Asset Management |  | 0
[NAME] |  | Q2 |  | Sewell |  | Buy 50 MW, 5x16 |  | 4400
SEMPRA |  | Q2 |  | [NAME] |  | Buy 7 MW, 7x24 into Duquesne
EES |  | Q2 |  | [NAME] |  | Sell 7 MW, 7x24 into Duquesne |  | 12600
Axia |  | Q2 |  | [NAME] |  | Buy/ Sell 100 MW, 5x16 into [NAME] |  | 18400
GEN-SYS |  | Q2 |  | [NAME]* |  | Sell 50 MW, 5x16 into COMED
Dynegy |  | Q2 |  | Braddock |  | Buy 60 MW, 5x16 into GTC |  | 40000
Morgan Stanley |  | Q2 |  | Braddock |  | Buy 25 MW at Fla./ GA border and sell 50 into SOCO |  | 100000
Morgan Stanley |  | Q2 |  | Braddock |  | Buy 25 MW at Fla./ GA border |  | 20000
Wabash Valley |  | Q2 |  | Dalton/ [NAME] |  | Sell 100 MW, 50 MW 7x24 |  | 43556
Montana Power |  | Q2 |  | Mitro/ Booth |  | Enron signs exclusivity agreement with Montana Power on 501D5A turbine |  | 100000
Development |  | Q2 |  | [NAME] |  | Enron sells Las Vegas turbines |  | 2100000
SIGECO |  | Q2 |  | [NAME] |  | Buy 50 MW, 5x16 into [NAME] |  | 3280
Constellation |  | Q2 |  | [NAME] |  | Buy 5 MW, 7x24 into Duquesne |  | 13248
EES |  | Q2 |  | [NAME] |  | Sell 5 MW, 7x24 into Duquesne |  | 0
Entergy |  | Q2 |  | Rorschach |  | Sell 200 MW call option |  | 16800
Entergy |  | Q2 |  | Rorschach |  | Sell 200 MW call option |  | 35200
Metropolitan Edison |  | Q2 |  | [NAME] |  | Sell 100 MW, 5x16
NYSEG/ EES |  | Q2 |  | [NAME] |  | Buy/ Sell green credits |  | 10000
IMPA |  | Q2 |  | [NAME] |  | Buy 1 MW, 5x8 into Cinergy |  | 0
EES |  | Q2 |  | [NAME] |  | Sell 1 MW, 5x8 into Cinergy |  | 0
Cinergy |  | Q2 |  | [NAME] |  | Sell 40 MW, 5x16 into [NAME] |  | 3500
CILCO |  | Q2 |  | Sewell |  | Sell 50 MW into ComED |  | 82200
[NAME] |  | Q2 |  | Sewell |  | Sell 50 MW, 5x16 into MP [NAME] |  | 0
The Energy Authority |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into [NAME] |  | 0
The Energy Authority |  | Q2 |  | [NAME] |  | Buy 100 MW daily put into Entergy |  | 3700
Intra-month Origination granted (El Paso) |  |  |  | [NAME] |  |  |  | 100
Intra-month Origination granted (SIGECO) |  |  |  | [NAME] |  |  |  | 11424
CILCO |  | Q2 |  | Sewell/ Justice |  | Buy 10,000 mmBtu daily put on gas |  | 0
CILCO |  | Q2 |  | Sewell/ Justice |  | Sell 20 MW into Illinois Power |  | 114830
Transalta |  | Q2 |  | [NAME] |  | Sell 100 MW, 5x16 into [NAME] |  | 4200
Old Dominion Electric Coop |  | Q2 |  | Dalton/ [NAME] |  | Sell 50 MW, 7x24 PJM-W |  | 199597
BP Energy (Green Mountain Power) |  | Q2 |  | Curry |  | QSE/ All-Req Power Supply/ Master EEI |  | 2000000
AES |  | Q2 |  | [NAME] |  | Enron flips Haywood development site to AES with milestone payment for interconnect agreement with TVA |  | 2734000
Rainbow |  | Q2 |  | Sewell |  | Buy 50 MW, 5x16 into NSP |  | 0
Cinergy |  | Q2 |  | Valdes* |  | Sell 40 MW, 5x16 into [NAME] |  | 0
DTE |  | Q2 |  | [NAME] |  | Sell 50 MW, 2x16 PJM-W |  | 0
DTE |  | Q2 |  | [NAME] |  | Sell 150 MW, 2x16 PJM-W |  | 64800
Sempra |  | Q2 |  | [NAME] |  | Buy 50 MW, 2x16 PJM-W |  | 0
DTE |  | Q2 |  | [NAME] |  | Sell 50 MW, 2x16 PJM-W |  | 5200
Cargill |  | Q2 |  | Braddock |  | Sell buyback.  Sell 60 MW into GTC and buy back 58 MW at Fla/ [NAME] border |  | 10000
[NAME] |  | Q2 |  | Booth/ Virgo |  | Sell 161 kv transformer |  | 195000
New Power Company |  | Q2 |  | [NAME] |  | QSE, '02 - '06 |  | TBD
New Albany |  | Q2 |  | Kelly |  | Summer unit outage protection |  | 20000
Cinergy |  | Q2 |  | [NAME] |  | Buy 25 MW, 2x16 into SIGECO |  | 5400
TEA |  | Q2 |  | [NAME] |  | Buy 50 MW monthly put, 5x16 into [NAME] |  | 500
CILCO |  | Q2 |  | Sewell |  | Sell 100 MW, 5x16 into Comed |  | 48407
Morgan Stanley |  | Q2 |  | Rorschach |  | Sell 40 MW, 7x24 into Associated |  | 87600
West Desk (selling to Edwards Air Force Base in CA) |  | Q2 |  | Curry |  | Sale of REC's |  | 176866
Old Dominion Electric Coop |  | Q2 |  | Wheeler/ Politis |  | Sell 50 MW |  | 8000
Old Dominion Electric Coop |  | Q2 |  | Wheeler/ Politis |  | Sell 50 MW |  | 6000
Old Dominion Electric Coop |  | Q2 |  | Wheeler/ Politis |  | Sell 50 MW daily call |  | 5000
Old Dominion Electric Coop |  | Q2 |  | Wheeler/ Politis |  | Sell 100 MW daily call |  | 5000
CILCO |  | Q2 |  | Sewell |  | Sell 50 MW, 5x16 into Comed |  | 24384
CILCO |  | Q2 |  | Sewell |  | Sell 100 MW, 5x8, 2x24 into Comed |  | 46800
TEA |  | Q2 |  | [NAME] |  | Buy 50 MW, 5x16 daily call into [NAME] |  | 0
Minnesota Power |  | Q2 |  | Clynes |  | Sell 50 MW, 5x16 into MP |  | 0
[NAME] |  | Q2 |  | Valdes* |  | Sell 100 MW, 5x8, 2x24 |  | 0
GE Treasury |  | Q2 |  | Wheeler |  | Sell 11 MW financial swap, 7x24 Zone F |  | 6000
Green Mountain Power |  | Q2 |  | Wood |  | [NAME], 35 MW |  | 10000
Axia |  | Q2 |  | [NAME] |  | Sell 50 MW 5x8, 2x24 |  | 0
Alamac Coal Facilities |  | Q2 |  | Kroll |  | Sale of Alamac Coal Facilities |  | 7260000
CL & P |  | Q2 |  | Bernstein |  | Payout from earlier deal |  | 125000
Intra- Month Origination (ONEOAK) |  | Q2 |  | Acevedo |  |  |  | 3000
Intra-Month Origination ([NAME]) |  | Q2 |  | [NAME] |  |  |  | 5176
CILCO |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into COMED |  | 36868
CILCO |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into COMED |  | 1528
CILCO |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into COMED |  | 4850
CILCO |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into COMED
CILCO |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into COMED |  | 4790
CILCO |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into COMED |  | 5010
CILCO |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into COMED |  | 1497
TEA |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x16 into [NAME] |  | 8800
Northwestern |  | Q2 |  | Mitro/ Booth |  | Sell 2 7EA turbines |  | 3500000
ODEC |  | Q2 |  | [NAME] |  | Sell 50 MW daily call option |  | 21120
SEMPRA |  | Q2 |  | [NAME] |  | Buy 20 MW, 5x16 into IP |  | 3800
SEMPRA |  | Q2 |  | [NAME] |  | Buy 10 MW, 5x16 into [NAME] |  | 1667
OPPD |  | Q2 |  | Sewell |  | Buyout of '02 energy contract |  | 0
OPPD |  | Q2 |  | Clynes |  | Buyout of '02 capacity contract |  | 1499639
WRI |  | Q2 |  | [NAME] |  | Sell 10 MW, 5x16 |  | 3680
Owensboro |  | Q2 |  | [NAME] |  | Summer unit outage protection |  | 20000
[NAME] |  | Q2 |  | Sewell |  | Sell 50 MW, 5x16 into COMED |  | 0
[NAME] |  | Q2 |  | Sewell |  | Sell 50 MW, 5x16 into COMED |  | 0
Alliant Energy |  | Q2 |  | Sewell |  | Sell 50 MW call option, 5x16 into COMED |  | 0
Alliant Energy |  | Q2 |  | Sewell |  | Buy 50 MW call option, 5x16 into COMED |  | 0
Alliant Energy |  | Q2 |  | Sewell |  | Buy 100 MW put option, 5x16 into COMED |  | 5000
ANP |  | Q2 |  | Wood |  | ICAP |  | 0
ANP |  | Q2 |  | Wood |  | ICAP |  | 15000
Green Mountain Power |  | Q2 |  | Wood |  | Summer unit outage protection |  | 40000
Morgan Stanley |  | Q2 |  | Braddock |  | Buy 75 MW, 5x16 |  | 13200
Allegheny |  | Q2 |  | Braddock |  | Buy 50 MW daily call option, 5x16 into TVA |  | 5000
Allegheny |  | Q2 |  | Kelly |  | Hedging Structure A |  | 166667
Allegheny |  | Q2 |  | Kelly |  | Hedging Structure B |  | 333333
Dow Pipeline Co. |  | Q2 |  | Acevedo |  | Buy 25 MW, 5x16 |  | 2200
IMC Phosphate |  | Q2 |  | Braddock |  | Buy 13 MW, 5x16 into TECO |  | 15288
WPS Energy |  | Q2 |  | Wood |  | Sell 15 MW, 5x16 |  | 200000
WPS Energy |  | Q2 |  | Wood |  | Sell 10 MW, 5x8, 2x24 |  | 0
DTE |  | Q2 |  | [NAME] |  | Sell 50 MW, off-peak wrap |  | 2080
DTE |  | Q2 |  | [NAME] |  | Sell 50 MW, off-peak wrap |  | 5920
Transalta |  | Q2 |  | [NAME] |  | Buy 100 MW, 5x16 into [NAME] |  | 3600
DTE |  | Q2 |  | [NAME] |  | Sell 50 MW, 5x8, 2x24 into [NAME] |  | 17400
 |  | Q2 |  | Booth/ Virgo |  | Sell 161 KV transformer |  | 225000
Intra-month (CILCO) |  | Q2 |  | [NAME] |  |  |  | 600
Intra month (Exelon) |  | Q3 |  | Scheuer |  |  |  | 50000
2Q01 TOTAL |  | 104
WPS |  | Q3 |  | Llodra/Wood |  | Sell 15 MW, 7x24 |  | 80000
Dynegy |  | Q3 |  | Braddock |  | Buy 100 MW, 5x16 into SOCO |  | 23632
[NAME] |  | Q3 |  | Sewell |  | Sell 50 MW, 5x16 into COMED |  | 0
DTE |  | Q3 |  | [NAME] |  | Sell 150 MW call option, 5x16 into [NAME] |  | 0
DTE |  | Q3 |  | [NAME] |  | Buy 50 MW, 5x16 into [NAME] |  | 0
SIGECO |  | Q3 |  | [NAME] |  | Buy 50 MW, 5x16 into [NAME] |  | 8200
DTE |  | Q3 |  | [NAME] |  | Sell 50 MW, 7x8, I nto AEP |  | 3100
Intra-month (OneOK) |  | Q3 |  | Acevedo/Rorschach |  | ENE buys 50MW into Entergy 5x16 |  | 4500
Allegheny |  | Q3 |  | Braddock |  | ENE buys 50 MW straddle with $30 strike on put and call Into TVA 5x16 |  | 3500
WPS |  | Q3 |  | Wood |  | Sell 2 MW, 5x16 |  | 5000
WPS |  | Q3 |  | Wood |  | Sell 5 MW, 5x8, 2x24 |  | 0
[NAME] |  | Q3 |  | Sewell |  | Sell 50 MW, 5x16 into COMED |  | 51000
CILCO |  | Q3 |  | Sewell |  | Sell 50 MW 5x8, 2x24 into COMED
CILCO |  | Q3 |  | Sewell |  | Sell 50 MW 5x8, 2x24 into COMED |  | 5920
MHEB |  | Q3 |  | Clynes |  | Revenue sharing marketing agreement |  | TBD
DTE |  | Q3 |  | Valderrama/Dalton |  | Buy 27 MW, 7x24 into AEP Consumers |  | 141912
Transalta Energy Marketing |  | Q3 |  | [NAME] |  | Buy 100 MW, 5x16 into [NAME] |  | 4600
DTE |  | Q3 |  | [NAME] |  | Sell 50 MW, 5x8, 2x24 into [NAME] |  | 23400
ODEC |  | Q3 |  | Wheeler/Politis |  | Sell 50 MW daily call into PJM |  | 8800
AIG |  | Q3 |  | Kroll |  | Sell 70 MW 5x16 put into TVA |  | 1689520
Exelon |  | Q3 |  | Sewell |  | Buy 50 MW, 5x16 into COMED BUS |  | 5000
SIGECO |  | Q3 |  | [NAME] |  | Sell 50 MW, 5x8, 2x24 into [NAME] |  | 0
SEMPRA |  | Q3 |  | [NAME] |  | Buy 100 MW, 5x8, 2x24 into [NAME] |  | 9400
SEMPRA |  | Q3 |  | [NAME] |  | Sell 50 MW, 5x8, 2x24 into [NAME] |  | 5300
SEMPRA |  | Q3 |  | [NAME] |  | Buy 50 MW, 2x16 into [NAME] |  | 2200
Wabash Valley |  | Q3 |  | [NAME] |  | Buy 50 MW, 5x16 into [NAME] |  | 0
SIGECO |  | Q3 |  | [NAME] |  | Sell 50 MW, 5x8, 2x24 into [NAME] |  | 0
RTA Engineering |  | Q3 |  | Booth/Virgo |  | Enron sells 1 steam turbine ($400,000 split 3 ways with turbine book)
intramonth (Dow) |  | Q3 |  | Curry |  | Bought day ahead $55 call option |  | 10000
Reliant |  | Q3 |  | Curry |  | Sold 10K Heat Rate Option |  | 40000
GE Treasury |  | Q3 |  | Wheeler |  | ENE sell asian call option |  | 2000
GE Treasury |  | Q3 |  | Wheeler |  | ENE sell asian call option |  | 2000
GE Treasury |  | Q3 |  | Wheeler |  | ENE sell asian call option |  | 2000
GE Treasury |  | Q3 |  | Wheeler |  | ENE sell asian call option |  | 2000
GE Treasury |  | Q3 |  | Wheeler |  | ENE sell asian call option |  | 2000
Wabash Valley |  | Q3 |  | Valdes* |  | Buy 50 MW, 7x16 into [NAME] |  | 0
intramonth (Allegheny) |  | Q3 |  | [NAME] |  | Buy East Hub |  | 10000
intramonth (Allegheny) |  | Q3 |  | [NAME] |  | Sell West Hub |  | 10000
intramonth (Dow) |  | Q3 |  | Curry |  | Bought day ahead power |  | 10000
intramonth (Dow) |  | Q3 |  | Jester |  | Bought day ahead power |  | 10000
AES |  | Q3 |  | Booth |  | Enron flips Haywood development site to AES -- amendment signed giving Enron an additional $2 MM. |  | 2000000
Northwestern |  | Q3 |  | Booth |  | Enron sells 2 7EA turbines (Additional $1.1 MM to be received when deal closes 9/14/01). SPLIT 50/50 WITH WEST |  | 550000
SEMPRA |  | Q3 |  | [NAME] |  | Buy 50 MW, 5x16 into [NAME] |  | 0
SEMPRA |  | Q3 |  | [NAME] |  | Sell 50 MW, 5x16 into NSP System Border |  | 0
Wabash Valley |  | Q3 |  | [NAME] |  | Buy 50 MW, 5x16 into [NAME] |  | 5120
Old Dominion Elec Coop |  | Q3 |  | [NAME] |  | Sell 50 MW, 5x16 into PJM-West |  | 800
WPS Energy |  | Q3 |  | Wood |  | Sell 3 MW, 5x16 into Nepool |  | 25000
WPS Energy |  | Q3 |  | Wood |  | Sell 3 MW, 5x8, 2x24 into Nepool |  | 25000
Mobile Energy |  | Q3 |  | Johnston/Piazze |  | Enron markets all excess power off of their unit |  | 10000
Constellation |  | Q3 |  | [NAME] |  | Buy 50 MW, 7x8 into [NAME] |  | 3000
Alliant |  | Q3 |  | Sewell |  | Sell 5x16 daily call into COMED |  | 0
Alliant |  | Q3 |  | Sewell |  | Buy 5x16 daily call into COMED |  | 0
Alliant |  | Q3 |  | Sewell |  | Buy 5x16 daily put into COMED |  | 3500
WESCO |  | Q3 |  | Valdes* |  | Buy 10 MW 5x16 into [NAME] |  | 0
SIGECO |  | Q3 |  | Sewell/Valderrama |  | Buy 50 MW 5x8, 2x24 into [NAME] |  | 0
WESCO |  | Q3 |  | Valdes* |  | Buy 40 MW 2X16 into SIGE |  | 0
Wabash Valley |  | Q3 |  | [NAME] |  | Buy 50 MW 5x16 into [NAME] |  | 5100
Wabash Valley |  | Q3 |  | [NAME] |  | Buy 50 MW 5x16 into [NAME] |  | 5100
Wabash Valley |  | Q3 |  | [NAME] |  | Buy 50 MW 5x16 into [NAME] |  | 0
intramonth (Citizens) |  | Q3 |  | Wood |  | Sell 10 MW 5x16 into Nepool |  | 0
SIGECO |  | Q3 |  | [NAME] |  | Buy 50 MW 5x16 into [NAME] |  | 2520
SIGECO |  | Q3 |  | [NAME] |  | Sell 50 MW 5x8, 2x24 into [NAME] |  | 3100
Constellation |  | Q3 |  | [NAME] |  | Sell 50 MW 5x8, 2x24 into [NAME] |  | 0
Transalta Energy Marketing |  | Q3 |  | [NAME] |  | Sell 100 MW 5x16 into [NAME] |  | 0
WPS Energy |  | Q3 |  | Wood |  | Sell 2MW, 5x16 into Nepool |  | 4000
TEA |  | Q3 |  | Acevedo |  | Buy Put Option |  | 2280
TEA |  | Q3 |  | Acevedo |  | Buy Call Option |  | 1520
SIGECO |  | Q3 |  | [NAME] |  | Sell 50 MW 5x16 into [NAME] |  | 3360
SIGECO |  | Q3 |  | [NAME] |  | Sell 50 MW 5x8, 2x24 into [NAME] |  | 2100
SIGECO |  | Q3 |  | [NAME] |  | Sell 50 MW 5x8, 2x24 into [NAME] |  | 3000
ERCOT long term book |  | Q3 |  | Curry |  | Gas & power positions |  | 18000000
FPL Energy Power Marketing |  | Q3 |  | [NAME] |  | Buy Firm LD Energy 5x8, 2x24 |  | 60000
Sempra |  | Q3 |  | [NAME] |  | Buy 50 MW 5x8, 2x24 into [NAME] |  | 0
intramonth (Alcoa Power Generating) |  | Q3 |  | [NAME] |  | Sell 50 MW, 7X24 into SIGE |  | 900
Citizens of VT |  | Q3 |  | Wood |  | Sell energy only on-peak |  | 500
CMP |  | Q3 |  | Wood |  | Sell energy only - on peak |  | 1000
Green Mt. Power |  | Q3 |  | Wood |  | Sell outage call option |  | 15000
SIGECO |  | Q3 |  | [NAME] |  | Buy 50 MW 5x16 into [NAME] |  | 0
SIGECO |  | Q3 |  | [NAME] |  | Sell 50 MW 5x16 into [NAME] |  | 0
Cinergy |  | Q3 |  | Valdes* |  | Buy 10 MW 7x16 into [NAME] |  | 0
SIGECO |  | Q3 |  | [NAME] |  | Buy 60 MW 2x16 into SIGE |  | 0
Citizens of VT |  | Q3 |  | Wood |  | Sell 10 MW 5x8, 7x24 into Nepool PTF |  | 6000
Oglethorpe |  | Q3 |  | Braddock |  | Sell 75 MW 5x16, into GTC |  | 12600
[NAME] |  | Q3 |  | Sewell |  | Sell daily put 5x16 into [NAME], (costless structure) |  | 0
[NAME] |  | Q3 |  | Sewell |  | Buy daily call 5x16 into [NAME], (costless structure) |  | 0
Ottertail Power |  | Q3 |  | Sewell |  | Sell 25 MW, 5x16 into NSP System Border |  | 0
[NAME] |  | Q3 |  | Simpson* |  | Sell 50 MW 5x8, 2x24 into [NAME] |  | 0
Southern Co. |  | Q3 |  | Braddock |  | Buy 100 MW monthly put into SOCO |  | 1000
SIPCO |  | Q3 |  | [NAME] |  | Sell 50 MW 5x16 into [NAME] |  | 8800
3Q01 TOTAL |  | 80
YTD Total |  | 308 |  |  |  | YTD Total
*Transactions by the cash desk
Bold- Not included in deal count