Spreadsheet: sally_beck__33871__consolidated for 12 12
Sheet: A 01

Quantitative Standards
Daily Exception Reports
Reports Supporting Quantitative Standards A
 |  | Report A 01:
 |  | Purpose: | To capture transactions either not input or input but not valued in the Risk Management System.
 |  | Deal #/name | Date deal was done | Description of the deal | Quantity | Reason why deal was not input/ not valued | Key contact (book admin)
ENRON NORTH AMERICA
 | Gas & power - CA | NONE | NA | NA | NA | NA | NA
 | Gas - US | Not received
 | Power - east | Not received
 | Power - west | 389124 | 2000-08-08 00:00:00 | Asian Put Option  -Q301 | 75MW | Enpower does not have the capacity to value Asian Options, currently in development | [NAME]
 |  | 444339 | 2000-10-26 00:00:00 | Asian Put Option  -Dec.00 | 75MW | Enpower does not have the capacity to value Asian Options, currently in development | [NAME]
 |  |  |  | Services Deals (see tab)
 | Merchant assets | NONE | NA | NA | NA | NA
 | South America | NONE | NA | NA | NA | NA
ENRON GLOBAL MARKETS (coal, liquids and emmissions only) |  | NONE | NA | NA | NA | NA | NA
 | Equity Trading | NONE | NA | NA | NA | NA
 | FX and Interest Rates | NONE | NA | NA | NA | NA
ENRON INDUSTRIAL MARKETS |  | All physical lumber deals | 8/00 - 12/00 |  |  | Physical lumber risk books are being developed and are planned to be operational in 2/01 | Moscoso
 |  | Marcal QE2713.1 | 2000-11-30 00:00:00 | Bought Put Swaption SOP | 500/mo for 3 yrs | Swaption expires 12/14 | Beardmore
 |  |  |  |  |  | Will not execute deal if cannot find hedge
 |  | Marcal QE2714.1 | 2000-11-30 00:00:00 | Bought Put Swaption-Coated | 500/mo for 3 yrs | Swaption expires 12/14 | Beardmore
 |  |  |  |  |  | Will not execute deal if cannot find hedge
ENRON BROADBAND |  | Not received
EES |  | NONE | NA | NA | NA | NA | NA
ENRON EUROPE
 | Australia | NONE | NA | NA | NA | NA
 | Japan | Not received
 | Enron Metals London | 90 London |  | Financial Trading Deals |  | Input errors, mainly due to incorrect dates, LME type and incorrect price | [NAME]
 |  |  |  |  |  | Entered on next day. Temporary Risk Manager currently in Hamburg,
 |  |  |  |  |  | developing reporting procedures
 | Enron Metals NY | 4500959P | 2000-12-07 00:00:00 | buy - 1chchp | 8,000lb | on vacation | [NAME]
 |  | 4500958P | 2000-12-07 00:00:00 | buy - 2cu | 88,000 lb | on vaction | [NAME]
 |  | 4500957S | 2000-12-07 00:00:00 | sale - bbcu | 80,000 lb | on vacation | [NAME]
 |  | 4500769P | 2000-12-07 00:00:00 | buy - pricing | 50,000 lb | on vacation | [NAME]
 |  | 4500915S | 2000-12-07 00:00:00 | sale - amend tons | 172,000 lb | on vacation | [NAME]
 |  | 3106011P | 2000-12-06 00:00:00 | buy - c1 | 100 mt | on vacation | [NAME]
 |  | 3106012P | 2000-12-06 00:00:00 | buy -c3 | 20 mt | on vacation | [NAME]
 |  | 3106008P | 2000-12-06 00:00:00 | buy -c1 | 140 mt | on vacation | [NAME]
 |  | 3106009P | 2000-12-06 00:00:00 | buy -c2 | 60 mt | on vacation | [NAME]
 |  | 3106010P | 2000-12-06 00:00:00 | buy -c3 | 20 mt | on vacation | [NAME]
 |  | 3106013P | 2000-12-07 00:00:00 | buy -rsiubc | 18 mt | on vacation | [NAME]
 | Enron Metals - Merchanting | 9240 | 2000-12-11 00:00:00 | Sold Trinity | 240mt | New York have not sent details of the contract | [NAME]
 |  | QF8710.1 (TAGG deal id) | 2000-12-11 00:00:00 | Continental Power Hedge with Coal Book | 45,000 mt | Currently these trades cannot be booked in Enpower; inverse MTM value taken from TAGG into DPR via Provisions & Accruals: current MTM value in Continental Power DPR = €(286,944) | [NAME]
 | Continental Gas | NONE | NA | NA | NA | NA
 | Credit Trading | NONE | NA | NA | NA | NA | NA
 | Continental Power | 1 | NA | NA | NA | NA | NA
 | Structured Commodities | NA (per [NAME]) | NA | NA | NA | NA | NA
 | UK Power | NONE | NA | NA | NA | NA | NA
 | Nordic Power | NONE | NA | NA | NA | NA | NA
 | UK Gas | NONE | NA | NA | NA | NA | NA