Spreadsheet: elizabeth_sager__9495__Counterparty Tracking Report
Sheet: Mission Critical Counterparties

 |  |  |  |  | RESPONSES |  |  |  |  |  |  |  |  |  | TRACKING REPORT
 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | Assessment  Rating
Parent Company/Subsidiaries | Company_Name | Contact_Name | Product Group | Date of Letter | Date Response Received | Signed Disclosure Agreement Received | Completed Questionnaire Received | Other Information Received (Describe) | Completed Review of Web site and/or other info. (Yes/No) | Date Site Visit Completed | Rating       Good/ Satisfactory/ Unsatisfactory | EDI Testing Successfully Completed (Yes/No) | Follow-up Required (Yes/No) |  | Written Contact Made to Counterparty | Correspondence Received from Counterparty | [NAME] Received | Personal Contact  completed with Counterparty | Initial Assessment Complete | Good | Satisfactory | Unsatisfactory | EDI Testing Completed Successfully (Pipelines only) | Follow-up Required | Follow-up Completed
Bankers Trust Company | Bankers Trust Company | [NAME] | Financial - US | 1999-05-06 00:00:00 |  |  |  |  | Yes |  | Good |  |  |  | 1 |  |  | 1 | 1 | 1
Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | [NAME] | Financial - US | 1999-05-06 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Chase Bank/Mahonia Ltd. | Chase Manhattan Bank, The | [NAME] | Financial - US | 1999-05-06 00:00:00 | 6/7/1999. 6/28/99 | No | No | Letter and overview of Y2K program; Overview | Yes |  | Good |  |  |  | 1 |  |  | 1 | 1 | 1
Georgia Pacific | Georgia-Pacific Corporation | [NAME] | Financial - US | 1999-05-12 00:00:00 | 6/1/1999, 6/24/99 | No | No | Letter (same letter received on both dates) | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
J. Aron & Company | J. Aron & Company | [NAME] | Financial - US | 1999-05-06 00:00:00 |  |  |  |  | Yes |  | Good |  |  |  | 1 |  |  | 1 | 1 | 1
Merrill Lynch Capital Services, Inc. | Merrill Lynch & Co., Inc. | [NAME] | Financial - US | 1999-05-06 00:00:00 | 1999-06-08 00:00:00 | No | No | Letter and self assessment | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Morgan Guaranty Trust Company Of New York | Morgan Guaranty Trust Company of New York | [NAME] | Financial - US | 1999-05-06 00:00:00 | 1999-05-19 00:00:00 | No | No | Letter, brochure and self assessment | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Morgan Stanley Capital Group Inc. | Morgan Stanley Group Inc. | [NAME] | Financial - US | 1999-05-06 00:00:00 | 1999-06-01 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
NationsBank NA | NationsBank Corporation | [NAME] | Financial - US | 1999-05-06 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
New York Mercantile Exchange | New York Mercantile Exchange | [NAME] | Financial - US | 1999-05-14 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Banque Paribas | Paribas | [NAME] | Financial - US | 1999-05-06 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Salomon Smith Barney Holdings Inc./Phibro Inc. | Phibro Inc. | [NAME] | Financial - US | 1999-05-06 00:00:00 | 1999-06-29 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Repap | Repap New Brunswick Inc. | [NAME] | Financial - US | 1999-05-12 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Salomon Smith Barney Holdings Inc./Phibro Inc. | Salomon Smith Barney Holdings Inc. | [NAME] | Financial - US | 1999-05-06 00:00:00 | 1999-06-01 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
American International Group, Inc./Sempra Energy Trading Corp | Sempra Energy | [NAME] | Financial - US | 1999-05-06 00:00:00 | 1999-06-01 00:00:00 | No | No | Letter and survey | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Societe Generale | Societe Generale | [NAME] | Financial - US | 1999-05-06 00:00:00 | 5/26/1999, 6/28/99 | No | No | Letter and disclosure on both dates | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
UBS AG | UBS AG | [NAME] | Financial - US | 1999-05-06 00:00:00 |  |  |  |  | Yes |  |  |  |  |  | 1 |  |  | 1 | 1
 |  |  | Financial - US Total
AEC Marketing, AEC Oil & Gas, AEC Storage & Hub Services | AEC Energy Company Ltd. | Cliff Lawrick | Gas - Canada | 1999-05-21 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
CXY Energy Marketing | CXY Energy Marketing | Cliff Lawrick | Gas - Canada | 1999-05-21 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Engage Energy Canada | Engage Energy Canada, L.P. | Cliff Lawrick | Gas - Canada | 1999-05-21 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Foothills Pipe Lines, Ltd. | Foothills Pipe Lines, Ltd. | Cliff Lawrick | Gas - Canada | 1999-05-21 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Nova Gas Transmission | Nova Gas Transmission | Cliff Lawrick | Gas - Canada | 1999-05-21 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Poco Petroleums Ltd/Poco Marketing, Ltd. | Poco Petroleums Ltd. | Cliff Lawrick | Gas - Canada | 1999-05-21 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
TransCanada Gas Services & TransCanada Pipeline | TransCanada Pipelines Limited | Cliff Lawrick | Gas - Canada | 1999-05-21 00:00:00 | 1999-06-23 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
Natural Gas Exchange/Westcoast Energy Inc. | Westcoast Energy Inc. | Cliff Lawrick | Gas - Canada | 1999-05-21 00:00:00 | 1999-07-01 00:00:00 | No | No | Letter and project status sheet |  |  |  |  |  |  | 1
 |  |  | Gas - Canada Total
Algonquin Gas Transmission | Algonquin Gas Transmission Company | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Altra Energy Technologies, LLC/Altra Streamline, L.L.C. & Quicktrade Canada | Altra Energy Technologies, LLC | [NAME] | Gas - US | 1999-05-21 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
[NAME] | ANR Pipeline Company | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-06-17 00:00:00 | No | Yes | Letter | Yes |  | Unsatisfactory | Yes | Yes |  | 1 |  |  | 1 | 1 |  |  | 1 | 1 | 1
Eastern Enterprises (Vol Assoc)/Boston Gas Company | Boston Gas Company | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-05-19 00:00:00 | No | No | Letter and brochure |  |  |  |  |  |  | 1
Amoco Corp./Amoco Energy Trading Corporation & Amoco Canada Petroleum | BP Amoco Corporation | [NAME] | Gas - US | 1999-05-05 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Burlington Resources Inc./Burlington Resources Trading, Inc. | Burlington Resources Inc. | [NAME] | Gas - US | 1999-05-05 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Calpine Corp./Calpine Fuels Texas, Corporation | Calpine Corporation | [NAME] | Gas - US | 1999-05-06 00:00:00 | 1999-06-01 00:00:00 | No | No | Letter and disclosure |  |  |  |  |  |  | 1
Chevron USA Inc./Chevron Products Company, Chevron Chemical Co., L.L.C., Chevron Canada Resources Ltd | Chevron Chemical Company | [NAME] | Gas - US | 1 | 1999-05-11 00:00:00 | Yes | No |  | Yes | 1999-05-11 00:00:00 | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Consolidated Natural Gas | CNG Transmission Corporation | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-17 00:00:00 | No | Yes | Web site information | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Colorado Interstate Gas | Colorado Interstate Gas Company | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-06-17 00:00:00 | No | Yes | Letter | Yes |  | Unsatisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  |  | 1 |  | 1
Columbia Energy Group/Columbia Energy Services Corp. & Columbia Energy Power Marketing | Columbia Energy Power Marketing Corporation | [NAME] | Gas - US | 1999-05-12 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Columbia Gas Transmission | Columbia Gas Transmission Corporation | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-06-07 00:00:00 | No | No | Letter and Fact Sheet | Yes |  | Satisfactory | Yes |  |  | 1 |  |  | 1 | 1 |  | 1 |  | 1
Columbia Gulf Transmission | Columbia Gulf Transmission Corporation | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  | Yes |  | Satisfactory | Yes |  |  | 1 |  |  | 1 | 1 |  | 1 |  | 1
Conoco Inc. | Conoco, Inc. | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-05-14 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
Coral Energy Resources, L.P., Coral Energy Canada | Coral Energy, L.P. | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-06-22 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
Delta Energy Corp. | Delta Energy Corp. | [NAME] | Gas - US | 1999-05-14 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
E.I. DuPont de Nemours and Company/Brandywine Industrial Gas, Inc. | E.I. DuPont de Nemours and Company | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-06-07 00:00:00 | No | No | Letter | Yes |  |  |  |  |  | 1 |  |  | 1 | 1
El Paso Natural Gas Company/El Paso Energy Marketing Corp., El Paso Energy Marketing Canada/El Paso Gas Pipeline | El Paso Energy Corporation | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-26 00:00:00 | Yes | No | Letter and [NAME] contingency plan | Yes |  | Satisfactory | Yes | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  | 1 | 1
Engage Energy US, L.P. | Engage Energy US, L.P. | [NAME] | Gas - US | 1999-05-14 00:00:00 | 1999-06-10 00:00:00 | No | No | Disclosure | Yes |  | Unsatisfactory |  |  |  | 1 |  |  | 1 | 1 |  |  | 1
Enserch Energy Services, Inc. | Enserch Energy Services, Inc. | [NAME] | Gas - US | 1999-05-05 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Equistar Chemicals, L.P. | Equistar Chemicals, LP | [NAME] | Gas - US | 1999-05-17 00:00:00 | 1999-06-07 00:00:00 | Yes | Yes | Letter and questionnaire | Yes |  | Good |  |  |  | 1 |  |  | 1 | 1 | 1
Electrabel SA/Fina Natural Gas Company | Fina Natural Gas Company | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-07-14 00:00:00 | No | No | Letter and self-assessment | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Florida Gas Transmission | Florida Gas Transmission Company | [NAME] | Gas - US | 1999-04-29 00:00:00 |  |  |  |  |  |  |  | Yes |  |  | 1 |  |  |  |  |  |  |  | 1
Florida Power & Light | Florida Power & Light | [NAME] | Gas - US | 1 | 1999-04-27 00:00:00 | Yes | No |  | Yes | 1999-04-27 00:00:00 | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Great Lakes Gas Transmission | Great Lakes Gas Transmission Ltd. Part | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-14 00:00:00 | No | No | Letter | Yes |  | Unsatisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  |  | 1 |  | 1
[NAME] | [NAME] | [NAME] | Gas - US | 1999-05-06 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
[NAME] | [NAME] | [NAME] | Gas - US | 1999-05-06 00:00:00 |  |  |  |  | Yes |  | Good |  |  |  | 1 |  |  | 1 | 1 | 1
[NAME] | Iroquois Gas Transmission System, [NAME] | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-14 00:00:00 | No | No | Letter | Yes |  | Unsatisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  |  | 1 |  | 1
Keyspan Energy Corp./Brooklyn Union Gas Company | Keyspan Energy Corporation | [NAME] | Gas - US | 1999-05-11 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
[NAME] | [NAME] | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
S.A. Louis Dreyfus & Cie./Louis Dreyfus Natural Gas Corp. | Louis Dreyfus Corporation | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-05-17 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
S.A. Louis Dreyfus & Cie./Louis Dreyfus Natural Gas Corp. | Louis Dreyfus Natural Gas | [NAME] | Gas - US | 1999-05-05 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Mobil Oil Corporation (Corp for liquids and Beaumont refinery for gas) | Mobil Oil Corporation | [NAME] | Gas - US | 1 | 1999-04-20 00:00:00 | Yes |  |  | Yes | 1999-04-20 00:00:00 | Good |  |  |  | 1 |  |  | 1 | 1 | 1
Natural Gas Pipeline Co. of America | Natural Gas Pipeline Co. of America | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-10 00:00:00 | Yes |  |  | Yes |  | Satisfactory | Yes | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  | 1 | 1
Northern Border Pipeline Co. | Northern Border Pipeline Company | [NAME] | Gas - US | 1999-04-29 00:00:00 | 1999-05-13 00:00:00 | Yes |  |  |  |  |  | Yes |  |  | 1 |  |  |  |  |  |  |  | 1
Northern Natural Gas/Transwestern Pipeline | Northern Natural Gas Company | [NAME] | Gas - US | 1999-04-29 00:00:00 |  |  |  |  |  |  |  | Yes |  |  | 1 |  |  |  |  |  |  |  | 1
Oklahoma Natural Gas Co | ONG (Oklahoma Natural Gas) | [NAME] | Gas - US | 1999-04-29 00:00:00 | 1999-05-13 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Panhandle Eastern Pipeline | Panhandle Eastern Pipeline Company | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  | Yes |  | Satisfactory | Yes | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  | 1 | 1
Peoples Gas (Chicago) | Peoples Energy Corporation | [NAME] | Gas - US | 1999-05-11 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
 | PG&E Gas Transmission - Northwest | [NAME] | Gas - US | 1999-04-29 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Houston Industries Incorporated/Entex, a division of NorAm Energy | Reliant Energy Entex | [NAME] | Gas - US | 1 | 1999-04-13 00:00:00 | Yes |  |  | Yes | 1999-04-13 00:00:00 | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Reliant Energy Gas Transmission | Reliant Energy Gas Transmission Company | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  | Yes |  | Unsatisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  |  | 1 |  | 1
[NAME] | Sabine Pipe Line Company Inc. | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-27 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Sea [NAME] | Sea Robin Pipeline Company | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-13 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Sithe/ Independence Power Partners | Sithe/Independence Power Partners | [NAME] | Gas - US | 1999-05-03 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Sonat Inc./Sonat Marketing Company L.P. | Sonat Inc. | [NAME] | Gas - US | 1999-05-05 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Southern Company Energy Marketing | Southern Company Energy Marketing, L.P. | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-06-01 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Southern Natural Gas | Southern Natural Gas Company | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-13 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Stingray Pipeline Co. | Stingray Pipeline Company | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-10 00:00:00 | Yes |  |  | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Tennessee Gas Pipeline | Tennessee Gas Pipeline Company | [NAME] | Gas - US | 1999-04-26 00:00:00 | 1999-05-26 00:00:00 | No | No | Letter | Yes |  | Satisfactory | Yes | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  | 1 | 1
Texaco Inc./Texaco Refining and Marketing Inc., Texaco Natural Gas, Inc., Texaco International Trader, Inc., Texaco Processing Plant | Texaco Inc. | [NAME] | Gas - US | 1999-05-05 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Texas Eastern Gas Pipeline | Texas Eastern Transmission Corporation | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  |  |  |  | Yes |  |  | 1 |  |  |  |  |  |  |  | 1
Texas Gas Tranmission | Texas Gas Transmission Corporation | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  | Yes |  | Unsatisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  |  | 1 |  | 1
Texas Utilities Company/Texas Utilities Fuel Company | Texas Utilities Company | [NAME] | Gas - US | 1999-05-05 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
ThermoCogen | Thermo Cogeneration Partnership L.P. | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-06-23 00:00:00 | Yes | Yes |  | Yes |  | Unsatisfactory |  |  |  | 1 |  |  | 1 | 1 |  |  | 1
Transcontinental Gas Pipe Line | Transcontinental Gas Pipeline Corp. | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  | Yes |  | Unsatisfactory | Yes | Yes |  | 1 |  |  | 1 | 1 |  |  | 1 | 1 | 1
 | [NAME] | [NAME] | Gas - US | 1999-04-29 00:00:00 |  |  |  |  |  |  |  | Yes |  |  | 1 |  |  |  |  |  |  |  | 1
[NAME] | Trunkline Gas Company | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  | Yes |  | Satisfactory | Yes | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  | 1 | 1
Union Pacific Resources Group Inc./Union Pacific Fuels Inc., Norcen Explorer | Union Pacific Resources Group Inc. | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-05-27 00:00:00 | No | No | Letter and disclosure | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Utilicorp United Inc./Aquila Energy Marketing Corporation, [NAME], LP, & Aquila Power Corp, Aquila Canada Corp | Utilicorp United Inc. | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-05-17 00:00:00 | No | No | Letter and disclosure |  |  |  |  |  |  | 1
PG&E/Valero Marketing and Supply | Valero Energy Corporation | [NAME] | Gas - US | 1999-05-06 00:00:00 | 1999-06-01 00:00:00 | No | No | Letter and web site information | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
Venice Gathering System/VGS Pipeline | Venice Gathering System | [NAME] | Gas - US | 1999-04-29 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Western Gas Resources, Inc., WGR Canada Inc. | Western Gas Resources, Inc. | [NAME] | Gas - US | 1999-05-21 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Williams Energy Services Company (inactive counterparty; name changed to Williams Energy Marketing and Trading Company 11/12/98) | Williams Companies, Inc., The | [NAME] | Gas - US | 1999-05-05 00:00:00 | 1999-06-01 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
 | Williams Field Services | [NAME] | Gas - US | 1999-04-26 00:00:00 |  |  |  |  | Yes |  | Unsatisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  |  | 1 |  | 1
 |  |  | Gas - US Total
Maersk Tankers | [NAME] ([NAME]) | [NAME] | Global Products | 1999-05-18 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Accrogas Intl. Ltd. (Venezuela) | Accrogas International Ltd. | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Blystad Shipping | Blystad Shipping (USA) Inc. | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  | Yes |  | Good |  |  |  | 1 |  |  | 1 | 1 | 1
Dow Chemical Company, The/Dow-Hydrocarbons and Resources, Inc. | Dow Chemical Company, The | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  | Yes |  | Good |  |  |  | 1 |  |  | 1 | 1 | 1
Dubai Natural Gas Company | Dubai Natural Gas Company | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Ecopetrol - Empresa Colombiana de Petroleos (Colombia) | Ecopetrol - Empresa Colombiana de Petroleos | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  | Yes |  | Good |  | Yes |  | 1 |  |  | 1 | 1 | 1 |  |  |  | 1
EOTT | EOTT | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Genesis Crude Oil, L.P. | Genesis Crude Oil, L.P. | [NAME] | Global Products | 1999-04-30 00:00:00 | 1999-05-24 00:00:00 | No | No | Letter and disclosure | Yes |  | Good |  | Yes |  | 1 |  |  | 1 | 1 | 1 |  |  |  | 1
Glencore International AG/Glencore Ltd. | Glencore Ltd. | [NAME] | Global Products | 1999-04-30 00:00:00 | 1999-06-02 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  | Yes |  | 1 |  |  | 1 | 1 |  | 1 |  |  | 1
[NAME] | Heidenreich Marine Inc. | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  | ` |  |  |  |  |  |  | 1
Maersk Tankers | Maersk Tankers New York, c/o Maersk Inc. | [NAME] | Global Products | 1999-05-18 00:00:00 |  |  |  |  | Yes |  | Good |  | Yes |  | 1 |  |  | 1 | 1 | 1 |  |  |  | 1
[NAME] | [NAME] | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
[NAME] (Brazil/Houston) | [NAME]: | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Petroleos de Venezuela, S.A./PDVSA Petroleo y Gas, S.A. (Venezuela) | Petroleos de Venezuela S.A. | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Petroleum Company of Trinidad & Tobago Ltd. (Trinidad & Tobago) | Petroleum Company of Trinidad & Tobago Ltd. | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Petroleos Mexicanos/PMI Trading, Ltd. (Mexico) | PMI Trading, Ltd. | [NAME] | Global Products | 1999-04-30 00:00:00 | 1999-06-04 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
Premuda | [NAME] | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Royal Dutch Petroleum Company/Shell International Trading & Shipping Company Limited (STASCO) & Shell Oil Company | Shell Group (Shell-Royal Dutch Group) | [NAME] | Global Products | 1999-04-30 00:00:00 | 1999-05-13 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
Lexa International Corporation/Sprague Energy Corp. | Sprague Energy Corp. | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Tosco Refining Co. | Tosco Corporation | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Ultramar Diamond Shamrock Corporation/Diamond Shamrock Refining and Marketing Company | [NAME] | [NAME] | Global Products | 1999-05-14 00:00:00 | 1999-06-11 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
Veba Aktiengesellschaft/Veba Oil Supply & Trading, Inc. | Veba Oil Supply & Trading, Inc. | [NAME] | Global Products | 1999-04-30 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Westlake Chemical Corporation/Westlake Petrochemical Corporation | Westlake Chemical Corporation | [NAME] | Global Products | 1999-04-30 00:00:00 | 1999-05-25 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
 |  |  | Global Products Total
American Electric Power Service Corporation | American Electric Power Corporation | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Arizona Public Service | Arizona Public Service Company | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-17 00:00:00 | No | No | Letter and excerpt from Annual Report | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Avista Energy, Inc/Avista Corp & Howard/Avista Energy LLC (name changed to Howard Energy Marketing, LLC) | Avista Corporation - Washington Water Power | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-18 00:00:00 | No | No | Letter and brochure |  |  |  |  |  |  | 1
Bonneville Power Administration | Bonneville Power Administration | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-17 00:00:00 | No | No | Letter and brochure | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Cinergy Corp./Cinergy Services, Inc. | Cinergy Corp. | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-25 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
P&L Cole Holdings Corporation/Citizens Power Sales | Citizens Power Sales | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-19 00:00:00 | No | No | Letter | Yes |  | Unsatisfactory |  |  |  | 1 |  |  | 1 | 1 |  |  | 1
City of Tacoma | City of Tacoma | [NAME] | Power - US | 1999-05-05 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Colorado Springs Utilities | Colorado Springs Utilities | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Dominion Resources Inc./Virginia Electric and Power Company | Dominion Resources Inc. | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Duke/Louis Dreyfus LLC (inactive - 10/1/98; assigned to Duke Energy Trading & Marketing LLC), Duke Energy Marketing Ltd | Duke Energy Corp | [NAME] | Power - US | 1999-05-03 00:00:00 | 1999-05-10 00:00:00 | No | No | Brochure | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Dynegy Inc./Electric Clearinghouse, Inc & Dynegy Liquids Marketing & Trading, Dynergy Marketing & Trading Canada | Dynegy | [NAME] | Power - US | 1999-05-03 00:00:00 | 1999-06-01 00:00:00 | No | No | Letter and questionnaire | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Entergy Corp./Entergy Power Marketing Corp. | Entergy Services | [NAME] | Power - US | 1999-06-08 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
British Columbia Power Exchange Corp | Government of the Province of British Columbia | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
[NAME]Hinson Power Company Inc. | Hinson Power Company Inc. | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Idaho Power | Idaho Power Company | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-06-18 00:00:00 | No | No | Letter | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Koch Industries, Inc./Koch Energy Trading, Inc., Koch Chemical Company & Koch Oil Company & Koch Hydrocarbons, Koch Gas Services Canada | Koch Industries, Inc. | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  | Yes |  | Unsatisfactory |  |  |  | 1 |  |  | 1 | 1 |  |  | 1
LG&E Corp./LG&E Energy Marketing Inc. | L G & E Energy Corp | [NAME] | Power - US | 1999-05-03 00:00:00 | 1999-05-04 00:00:00 | No | No | [NAME] referring to website | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Los Angeles Department of Water & Power | Los Angeles Dept. of Water & Power | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-25 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
[NAME] | [NAME] | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-12 00:00:00 | No | No | Letter |  |  |  |  |  |  | 1
Montana Power Company | Montana Power Company, The | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-18 00:00:00 | No | No | Letter and brochure | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Pacificorp/PacifiCorp Power Marketing, Inc. & TPC Corporation & Pacificorp | Pacificorp | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
PG&E Corp./PG&E Energy Trading - Power, L.P., PG&E Energy Trading - Gas Corporation & PG&E NGL Marketing, L.P., PG&E Energy Trading Canada, PG&E Gas Transmission, Northwest, PG&E Texas Industrial, Pacific Gas & Electric | PG&E Corporation | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
PJM Interconnection, LLC | PJM Interconnection, LLC | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Public Service Company of Colorado | Public Service Company of Colorado | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-19 00:00:00 | No | No | Letter and video | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Public Service Company of New Mexico | Public Service Company of New Mexico | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Public Service Electric and Gas Company | Public Service Enterprise Group | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Houston Industries Incorporated/Houston Lighting & Power Company | Reliant Energy HL&P | [NAME] | Power - US | 1999-05-14 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Houston Industries Inc./NorAm Energy Services, Inc. | Reliant Energy Services, Inc. | [NAME] | Power - US | 1999-05-14 00:00:00 | 1999-06-07 00:00:00 | No | No | Letter and disclosure |  |  |  |  |  |  | 1
Salt River Project | Salt River Project Agricultural Improvement and Power District | [NAME] | Power - US | 1999-05-05 00:00:00 |  |  |  |  |  |  |  |  |  |  | 1
Statoil Energy Inc./Statoil Energy Trading, Inc. | Statoil Energy Inc. | [NAME] | Power - US | 1999-04-28 00:00:00 |  |  |  |  |  |  |  | Yes |  |  | 1 |  |  |  |  |  |  |  | 1
Tennessee Valley Authority | Tennessee Valley Authority | [NAME] | Power - US | 1999-05-14 00:00:00 |  |  |  |  | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Tucson Electric Power | Tucson Electric Power Company | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-13 00:00:00 | No | No | Web site information | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
Western Area Power Administration | United States Department of Energy | [NAME] | Power - US | 1999-04-28 00:00:00 | 1999-05-12 00:00:00 | No | No | Letter and disclosure | Yes |  | Satisfactory |  |  |  | 1 |  |  | 1 | 1 |  | 1
 |  |  | Power - US Total
 |  |  | Grand Total