Spreadsheet: 084309d7-f8b7-46fe-b93e-0b1ff6a16666
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | 3D FOREX, LLC | N | NFA | 2008-06-30 00:00:00 | 11756151 | 500000 | 11256151 | 0 | 0
2 | ACM USA LLC | N | NFA | 2008-06-30 00:00:00 | 7342077 | 500000 | 6842077 | 0 | 0
3 | ADM INVESTOR SERVICES INC | N | CBOT | 2008-06-30 00:00:00 | 166987082 | 93204051 | 73783031 | 1974707137 | 47629190
4 | ADVANCED MARKETS INC | N | NFA | 2008-06-30 00:00:00 | 5054714 | 5000000 | 54714 | 0 | 0
5 | ADVANTAGE FUTURES LLC | N | CME | 2008-06-30 00:00:00 | 20295980 | 6338503 | 13957477 | 202487494 | 21989141
6 | AIG CLEARING CORPORATION | N | NYME | 2008-06-30 00:00:00 | 315873439 | 63732788 | 252140651 | 10028135 | 0
7 | ALARON TRADING CORPORATION | N | CME | 2008-06-30 00:00:00 | 7818818 | 3605102 | 4213716 | 217639787 | 13524900
8 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC | Y | NFA | 2008-06-30 00:00:00 | 24034882 | 5968353 | 18066529 | 0 | 0
9 | [NAME] (US) LLC | N | NFA | 2008-06-30 00:00:00 | 13084868 | 5000000 | 8084868 | 0 | 0
10 | BACERA CORPORATION | N | NFA | 2008-06-30 00:00:00 | 5361929 | 5000000 | 361929 | 0 | 0
11 | BANC OF AMERICA SECURITIES LLC | Y | CME | 2008-06-30 00:00:00 | 4050670179 | 509362200 | 3541307979 | 1480747583 | 38170771
12 | BARCLAYS CAPITAL INC | Y | NYME | 2008-06-30 00:00:00 | 1983202244 | 450839616 | 1532362628 | 4595779902 | 4486195682
13 | BEAR STEARNS & CO INC | Y | NFA | 2008-06-30 00:00:00 | 5694775134 | 571637050 | 5123138084 | 0 | 0
14 | BEAR STEARNS SECURITIES CORP | Y | CME | 2008-06-30 00:00:00 | 4716348365 | 1102440274 | 3613908091 | 2207406659 | 445203220
15 | BGC SECURITIES | Y | NFA | 2008-06-30 00:00:00 | 5423774 | 500000 | 4923774 | 0 | 0
16 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2008-06-30 00:00:00 | 198120257 | 170581756 | 27538501 | 2011492477 | 509574921
17 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2008-06-30 00:00:00 | 794202117 | 32268622 | 761933495 | 304821045 | 0
18 | CADENT FINANCIAL SERVICES LLC | N | CME | 2008-06-30 00:00:00 | 7947993 | 4963013 | 2984980 | 231416772 | 3890907
19 | CANTOR FITZGERALD & CO | Y | CBOT | 2008-06-30 00:00:00 | 245577974 | 12846191 | 232731783 | 13857028 | 194964
20 | CAPITAL MARKET SERVICES LLC | N | NFA | 2008-06-30 00:00:00 | 17931517 | 5000000 | 12931517 | 0 | 0
21 | CIBC WORLD MARKETS CORP | Y | CME | 2008-06-30 00:00:00 | 954524284 | 14527099 | 939997185 | 0 | 0
22 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2008-06-30 00:00:00 | 7276781995 | 778229513 | 6498552482 | 15192076904 | 780054297
23 | CLIFF LARSON COMPANY THE | N | NFA | 2008-06-30 00:00:00 | 3492737 | 743305 | 2749432 | 19120038 | 0
24 | CMC MARKETS (US) LLC | N | NFA | 2008-06-30 00:00:00 | 8729810 | 5000000 | 3729810 | 0 | 0
25 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2008-06-30 00:00:00 | 1314816 | 500000 | 814816 | 0 | 0
26 | COMTRUST INC | N | NFA | 2008-06-30 00:00:00 | 981398 | 500000 | 481398 | 5933665 | 0
27 | COUNTRY HEDGING INC | N | NFA | 2008-06-30 00:00:00 | 16481181 | 13657927 | 2823254 | 253827791 | 21413
28 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2008-06-30 00:00:00 | 6253773839 | 418577632 | 5835196207 | 2278267106 | 1572881259
29 | CROSSLAND LLC | N | CBOT | 2008-06-30 00:00:00 | 4406317 | 743332 | 3662985 | 16559668 | 0
30 | CSC FUTURES INC | N | CME | 2008-06-30 00:00:00 | 3607677 | 500000 | 3107677 | 0 | 0
31 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2008-06-30 00:00:00 | 3773397 | 1035649 | 2737748 | 37552921 | 205799
32 | DAIWA SECURITIES AMERICA INC | Y | CME | 2008-06-30 00:00:00 | 234855415 | 11011981 | 223843434 | 13586090 | 596874
33 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2008-06-30 00:00:00 | 4633304151 | 401882654 | 4231421497 | 10968344279 | 1383367810
34 | DORMAN TRADING LLC | N | CME | 2008-06-30 00:00:00 | 8753419 | 500000 | 8253419 | 69629840 | 61392
35 | DUNAVANT COMMODITY CORP | N | NFA | 2008-06-30 00:00:00 | 48264204 | 918487 | 47345717 | 0 | 0
36 | EAGLE MARKET MAKERS INC | N | CBOT | 2008-06-30 00:00:00 | 6848518 | 500000 | 6348518 | 9621905 | 0
37 | EASY FOREX US LTD | N | NFA | 2008-06-30 00:00:00 | 9478534 | 5000000 | 4478534 | 0 | 0
38 | ED &F MAN COMMODITY ADVISORS INC | N | NFA | 2008-06-30 00:00:00 | 996882 | 500000 | 496882 | 0 | 0
39 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2008-06-30 00:00:00 | 12617748 | 500000 | 12117748 | 0 | 0
40 | ENSKILDA FUTURES LTD | N | CME | 2008-06-30 00:00:00 | 16602285 | 10064586 | 6537699 | 232641753 | 0
41 | FARR FINANCIAL INC | N | NFA | 2008-06-30 00:00:00 | 1630409 | 850668 | 779741 | 57935558 | 0
42 | FC STONE LLC | N | CME | 2008-06-30 00:00:00 | 99381460 | 75096053 | 24285407 | 1779611261 | 8437773
43 | FIRST CAPITOL GROUP LLC | N | NFA | 2008-06-30 00:00:00 | 1149982 | 500000 | 649982 | 0 | 0
44 | FOREX CAPITAL MARKETS LLC | N | NFA | 2008-06-30 00:00:00 | 70792958 | 15291934 | 55501024 | 0 | 0
45 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2008-06-30 00:00:00 | 8454826 | 5000000 | 3454826 | 0 | 0
46 | FOREX LLC | N | NFA | 2008-06-30 00:00:00 | 677935 | 500000 | 177935 | 0 | 0
47 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2008-06-30 00:00:00 | 159173454 | 59758564 | 99414890 | 1362903951 | 22597402
48 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2008-06-30 00:00:00 | 8189111 | 5000000 | 3189111 | 6798916 | 0
49 | FRONTIER FUTURES INC | N | NFA | 2008-06-30 00:00:00 | 2407065 | 1088207 | 1318858 | 43924956 | 0
50 | FUTURES TECH LLC | N | NFA | 2008-06-30 00:00:00 | 884320 | 500000 | 384320 | 0 | 0
51 | FX SOLUTIONS LLC | N | NFA | 2008-06-30 00:00:00 | 17974500 | 5000000 | 12974500 | 0 | 0
52 | GAIN CAPITAL GROUP LLC | N | NFA | 2008-06-30 00:00:00 | 61918950 | 8562761 | 53356189 | 0 | 0
53 | GATEWAY CAPITAL L.L.C. | N | NFA | 2008-06-30 00:00:00 | 910612 | 500000 | 410612 | 0 | 0
54 | GELBER GROUP LLC | N | CBOT | 2008-06-30 00:00:00 | 58467132 | 500000 | 57967132 | 65582894 | 2500
55 | GENESIS FUTURES LLC | N | NFA | 2008-06-30 00:00:00 | 540753 | 500000 | 40753 | 0 | 0
56 | GFS FOREX & FUTURES INC | N | NFA | 2008-06-30 00:00:00 | 10909755 | 5000000 | 5909755 | 0 | 0
57 | GILDER GAGNON HOWE AND CO LLC | Y | NFA | 2008-06-30 00:00:00 | 16969384 | 500000 | 16469384 | 0 | 0
58 | GLOBAL FUTURES &  FOREX LTD | N | NFA | 2008-06-30 00:00:00 | 67298300 | 6317369 | 60980931 | 673570 | 0
59 | GOLDMAN SACHS & CO | Y | CBOT | 2008-06-27 00:00:00 | 9728126012 | 2829831796 | 6898294216 | 19670063963 | 9998538610
60 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2008-06-27 00:00:00 | 1220970524 | 82903990 | 1138066534 | 961610678 | 22085893
61 | H & R BLOCK FINANCIAL ADVISORS INC | Y | NFA | 2008-06-30 00:00:00 | 63173723 | 8910494 | 54263229 | 0 | 0
62 | HOTSPOT FXR LLC | N | NFA | 2008-06-30 00:00:00 | 7711925 | 5000000 | 2711925 | 0 | 0
63 | HSBC SECURITIES USA INC | Y | CME | 2008-06-30 00:00:00 | 829423490 | 70118863 | 759304627 | 913600650 | 39693972
64 | I TRADE FX LLC | N | NFA | 2008-06-30 00:00:00 | 16097655 | 5000000 | 11097655 | 0 | 0
65 | ICAP FUTURES LLC | N | CBOT | 2008-06-30 00:00:00 | 5597693 | 500000 | 5097693 | 0 | 0
66 | IFX MARKETS INC | N | NFA | 2008-06-30 00:00:00 | 13010728 | 5000000 | 8010728 | 0 | 0
67 | IG MARKETS INC. | N | NFA | 2008-06-30 00:00:00 | 10640141 | 5000000 | 5640141 | 0 | 0
68 | IKON GLOBAL MARKETS INC. | N | NFA | 2008-06-30 00:00:00 | 8301339 | 5000000 | 3301339 | 1418423 | 120961
69 | INSTINET LLC | Y | NFA | 2008-06-30 00:00:00 | 98496016 | 5400489 | 93095527 | 0 | 0
70 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2008-06-30 00:00:00 | 2159446 | 500000 | 1659446 | 409873 | 0
71 | INTERACTIVE BROKERS LLC | Y | EUXUS | 2008-06-30 00:00:00 | 483305949 | 61998036 | 421307913 | 407362059 | 94303385
72 | INTERBANK FX LLC | N | NFA | 2008-06-30 00:00:00 | 30364540 | 5000000 | 25364540 | 0 | 0
73 | IOWA GRAIN CO | N | CBOT | 2008-06-30 00:00:00 | 20907444 | 10306913 | 10600531 | 378084223 | 2205116
74 | ITAU SECURITIES INC | Y | NFA | 2008-06-30 00:00:00 | 24532918 | 500000 | 24032918 | 0 | 0
75 | ITG DERIVATIVES, LLC | Y | NFA | 2008-06-30 00:00:00 | 2010751 | 632495 | 1378256 | 0 | 0
76 | JP MORGAN FUTURES INC | N | NYME | 2008-06-30 00:00:00 | 1696834248 | 938288942 | 758545306 | 12438666465 | 1561010889
77 | KOTTKE ASSOCIATES LLC | N | CBOT | 2008-06-30 00:00:00 | 22112353 | 1573921 | 20538432 | 37834589 | 23201
78 | LADENBURG THALMANN & CO INC | Y | NFA | 2008-06-30 00:00:00 | 21211371 | 500000 | 20711371 | 0 | 0
79 | LBS LIMITED PARTNERSHIP | N | CBOT | 2008-06-30 00:00:00 | 832207 | 500000 | 332207 | 0 | 0
80 | LEHMAN BROTHERS INC | Y | CBOT | 2008-06-30 00:00:00 | 3891841000 | 706083000 | 3185758000 | 7616337000 | 1480310000
81 | LEK SECURITIES CORPORATION | Y | NFA | 2008-06-30 00:00:00 | 7885493 | 1500000 | 6385493 | 0 | 0
82 | LIMESTONE TRADING LLC | N | NFA | 2008-06-30 00:00:00 | 16343141 | 500000 | 15843141 | 0 | 0
83 | LINN GROUP  ( THE ) | N | NFA | 2008-06-30 00:00:00 | 3610813 | 500000 | 3110813 | 14639998 | 8009
84 | LOEB PARTNERS CORPORATION | Y | NFA | 2008-06-30 00:00:00 | 14283362 | 500000 | 13783362 | 0 | 0
85 | LPL FINANCIAL CORPORATION | Y | NFA | 2008-06-30 00:00:00 | 45878818 | 9707771 | 36171047 | 0 | 0
86 | MACQUARIE FUTURES USA INC | N | NFA | 2008-06-30 00:00:00 | 22950654 | 3755428 | 19195226 | 44103214 | 1403423
87 | MB TRADING FUTURES INC. | N | NFA | 2008-06-30 00:00:00 | 11165545 | 5000000 | 6165545 | 0 | 0
88 | MBF CLEARING CORP | N | NYME | 2008-06-30 00:00:00 | 29276987 | 1830492 | 27446495 | 79133724 | 6063058
89 | MCVEAN TRADING AND INVESTMENTS LLC | N | NFA | 2008-06-30 00:00:00 | 12214068 | 4115899 | 8098169 | 794743256 | 0
90 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2008-06-27 00:00:00 | 4905964652 | 690771937 | 4215192715 | 9008837968 | 1569584946
91 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2008-06-27 00:00:00 | 1346119367 | 152093777 | 1194025590 | 1806591208 | 88858833
92 | MF GLOBAL INC. | Y | CME | 2008-06-30 00:00:00 | 608963888 | 456329713 | 152634175 | 10566911049 | 1032351094
93 | MG FINANCIAL LLC | N | NFA | 2008-06-30 00:00:00 | 6086710 | 5000000 | 1086710 | 0 | 0
94 | MID-CO COMMODITIES INC | N | NFA | 2008-06-30 00:00:00 | 12612743 | 6396245 | 6216498 | 112820340 | 0
95 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2008-06-30 00:00:00 | 7542172 | 2138672 | 5403500 | 0 | 0
96 | MIZUHO SECURITIES USA INC | Y | CME | 2008-06-30 00:00:00 | 160829909 | 72513978 | 88315931 | 636068427 | 326351155
97 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2008-06-30 00:00:00 | 361847475 | 10767452 | 351080023 | 0 | 0
98 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2008-06-30 00:00:00 | 10544235763 | 3143294666 | 7400941097 | 5212759135 | 4769030946
99 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2008-06-30 00:00:00 | 157532966 | 500000 | 157032966 | 0 | 0
100 | NEUBERGER BERMAN LLC | Y | NFA | 2008-06-30 00:00:00 | 280959499 | 5000000 | 275959499 | 0 | 0
101 | NEWEDGE  FINANCIAL INC. | Y | CME | 2008-06-30 00:00:00 | 860571431 | 693212238 | 167359193 | 9437584642 | 2387004058
102 | NEWEDGE USA LLC. | Y | NYME | 2008-06-30 00:00:00 | 1002110940 | 745176021 | 256934919 | 11222105310 | 3612766395
103 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2008-06-30 00:00:00 | 730345087 | 1000000 | 729345087 | 0 | 0
104 | OANDA CORPORATION | N | NFA | 2008-06-30 00:00:00 | 165526307 | 11552927 | 153973380 | 0 | 0
105 | ODL SECURITIES INC | N | NFA | 2008-06-30 00:00:00 | 13053463 | 5000000 | 8053463 | 0 | 0
106 | OPEN E CRY LLC | N | NFA | 2008-06-30 00:00:00 | 1588757 | 695248 | 893509 | 50858673 | 621270
107 | OPPENHEIMER & CO  INC | Y | NFA | 2008-06-30 00:00:00 | 187085766 | 25732777 | 161352989 | 33985499 | 0
108 | OPTIONSXPRESS INC | Y | NFA | 2008-06-30 00:00:00 | 65532008 | 8800762 | 56731246 | 73937538 | 1454093
109 | [NAME] | N | CBOT | 2008-06-30 00:00:00 | 17810136 | 14687567 | 3122569 | 413135988 | 7818140
110 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2008-06-30 00:00:00 | 19862700 | 6190880 | 13671820 | 272874690 | 18831768
111 | PIONEER FUTURES INC | N | NYME | 2008-06-30 00:00:00 | 1538497 | 500000 | 1038497 | 0 | 0
112 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2008-06-30 00:00:00 | 275168000 | 229912600 | 45255400 | 3645671000 | 605970000
113 | PUMA FINANCIAL LLC | N | NFA | 2008-06-30 00:00:00 | 1514924 | 500000 | 1014924 | 27267194 | 0
114 | RAND FINANCIAL SERVICES INC | N | CME | 2008-06-30 00:00:00 | 60013423 | 11511147 | 48502276 | 240051400 | 26644300
115 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2008-06-30 00:00:00 | 320567015 | 33268240 | 287298775 | 0 | 0
116 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2008-06-30 00:00:00 | 631491193 | 103077053 | 528414140 | 1621574293 | 573293095
117 | RBS GREENWICH CAPITAL INC | Y | CBOT | 2008-06-30 00:00:00 | 1710572000 | 113140000 | 1597432000 | 1393457139 | 50703515
118 | RJ OBRIEN  &  ASSOCIATES LLC | N | CME | 2008-06-30 00:00:00 | 106579849 | 87143467 | 19436382 | 2746565117 | 31681506
119 | ROBBINS FUTURES INC | N | NFA | 2008-06-30 00:00:00 | 520805 | 500000 | 20805 | 4997151 | 0
120 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2008-06-30 00:00:00 | 87346972 | 55988619 | 31358353 | 1650105853 | 15967938
121 | ROSENTHAL GLOBAL SECURITIES LLC | Y | CBOT | 2008-06-30 00:00:00 | 18913987 | 1215997 | 17697990 | 0 | 0
122 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2008-06-30 00:00:00 | 127465095 | 11622532 | 115842563 | 0 | 0
123 | SANTANDER INVESTMENT SECURITIES INC. | Y | NFA | 2008-06-30 00:00:00 | 76336428 | 641619 | 75694809 | 0 | 0
124 | SHATKIN ARBOR INC | N | CBOT | 2008-06-30 00:00:00 | 6870346 | 1346002 | 5524344 | 68381593 | 49184
125 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2008-06-30 00:00:00 | 2799558 | 747969 | 2051589 | 20368229 | 0
126 | SMW TRADING COMPANY INC | N | CME | 2008-06-30 00:00:00 | 15723044 | 593109 | 15129935 | 6626112 | 1115
127 | SNC INVESTMENTS INC | N | NFA | 2008-06-30 00:00:00 | 581777 | 500000 | 81777 | 0 | 0
128 | STEPHENS INC | Y | NFA | 2008-06-27 00:00:00 | 80772956 | 10008638 | 70764318 | 0 | 0
129 | STERLING COMMODITIES CORP | N | NYME | 2008-06-30 00:00:00 | 9075231 | 1282631 | 7792600 | 33513373 | 391407
130 | TCA FUTURES LLC | N | NFA | 2008-06-30 00:00:00 | 834497 | 500000 | 334497 | 0 | 0
131 | TENCO INC | N | CBOT | 2008-06-30 00:00:00 | 39171048 | 11950731 | 27220317 | 241787371 | 0
132 | TERRA NOVA FINANCIAL, LLC | Y | NFA | 2008-06-30 00:00:00 | 13314284 | 1500000 | 11814284 | 0 | 0
133 | TIMBER HILL LLC | Y | CME | 2008-06-30 00:00:00 | 1092853137 | 22325808 | 1070527329 | 295756148 | 0
134 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2008-06-30 00:00:00 | 2399322 | 500000 | 1899322 | 0 | 0
135 | TRADELINK LLC | Y | CBOT | 2008-06-30 00:00:00 | 25506332 | 500000 | 25006332 | 0 | 0
136 | TRADEMAVEN CLEARING LLC | N | NFA | 2008-06-30 00:00:00 | 803634 | 500000 | 303634 | 3714056 | 17134
137 | TRADESTATION SECURITIES INC | Y | NFA | 2008-06-30 00:00:00 | 84713162 | 2624519 | 82088643 | 0 | 0
138 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2008-06-30 00:00:00 | 711678 | 500000 | 211678 | 0 | 0
139 | TRANSMARKET GROUP LLC | Y | CBOT | 2008-06-30 00:00:00 | 8062362 | 500000 | 7562362 | 0 | 0
140 | TRILAND USA INC | N | NYME | 2008-06-30 00:00:00 | 42823364 | 19013749 | 23809615 | 289747477 | 0
141 | UBS FINANCIAL SERVICES INC | Y | CBOT | 2008-06-30 00:00:00 | 1004736367 | 135725882 | 869010485 | 327698116 | 1688342
142 | UBS SECURITIES LLC | Y | CBOT | 2008-06-30 00:00:00 | 13763908314 | 1314165841 | 12449742473 | 18320455816 | 8233619109
143 | VELOCITY FUTURES LP | N | NFA | 2008-06-30 00:00:00 | 1025294 | 500000 | 525294 | 30265403 | 2565898
144 | VISION FINANCIAL MARKETS LLC | Y | NFA | 2008-06-30 00:00:00 | 29612443 | 10591354 | 19021089 | 444160648 | 2503252
145 | WACHOVIA CAPITAL MARKETS LLC | Y | CME | 2008-06-30 00:00:00 | 1721738306 | 9832797 | 1711905509 | 0 | 0
146 | WACHOVIA SECURITIES FINANCIAL NETWORK, LLC | Y | NFA | 2008-06-30 00:00:00 | 23681257 | 1714030 | 21967227 | 0 | 0
147 | WACHOVIA SECURITIES LLC | Y | CBOT | 2008-06-30 00:00:00 | 754019214 | 40116575 | 713902639 | 0 | 0
148 | WHITE COMMERCIAL CORPORATION | N | NFA | 2008-06-30 00:00:00 | 2654087 | 500000 | 2154087 | 0 | 0
149 | WSD FINANCIAL USA, INC | N | NFA | 2008-06-30 00:00:00 | 1298267 | 500000 | 798267 | 0 | 0
150 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2008-06-30 00:00:00 | 1119034 | 500000 | 619034 | 36543025 | 589080
 | Total |  |  |  |  |  |  | 169320162181 | 45900724305
 | May Web Page Update | 149
 | Additions | 3
 | ACM USA LLC
 | Allianz Global Investors Distributors LLC
 | Genesis Futures LLC
 | Deletions | 2
 | Abbey National Securities Inc.
 | Direct Forex LLC
 | Name Change | 0
 | June Web Page Update | 150
 | (a):  B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement  is the greater of
 | (1) $250,000; or
 | (2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 4% of total noncustomer risk maintenance margin; or
 | (3) The amount of capital required by a registered futures association (currently NFA is the only such association);
 | (4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL]; [EMAIL] or [EMAIL].