Spreadsheet: 0dd902df-5414-48cf-9079-35a55259bcde
Sheet: Sheet1

Diversified Arbitrage Fund | Unnamed: 1 | Unnamed: 2 | Unnamed: 3 | Unnamed: 4
2013-12-31 00:00:00
[NAME]
NAV: $2,718,282,921
Asset Class | Security Description | Identifier | Exposure | Quantity
Equity | A M Castle Ord Shs | 2179652 | -1195646.27 | -80951
Equity | Aberdeen Global Income Closed Fund | 2350060 | 194812.8 | 18732
Equity | Access Pharmaceuticals Ord Shs | B16FNY0 | 57006 | 228024
Equity | [NAME] | B1R2HW6 | -5016289.33 | -575923
Equity | Adcare Health Systems Ord Shs | B0YBZH0 | 97687.4 | 22718
Equity | Advent Claymore Conv Secs and Income Fund II | B1Z7KR9 | 1217390.72 | 167224
Equity | Advent Claymore Convertible Securities and Income Closed Fund | 2627485 | 416498.81 | 22477
Equity | Advent/Claymore Enhanced Growth & Income Closed Fund | B05QZ18 | 609197.9400000001 | 60138
Equity | Aegean Marine Petroleum Network Ord Shs | B0TBF08 | -567653.46 | -50593
Equity | Affymetrix Ord Shs | 2034988 | -3385012.88 | -394984
Equity | AGCO [NAME] | 2010278 | -4683467.939999999 | -79126
Equity | Ainsworth Lumber Ord Shs | B9TDZ29 | 7424640.270982311 | 1892304
Equity | Albany Molecular Research Ord Shs | 2385471 | -629485.92 | -62449
Equity | [NAME] | B1VRDX0 | 2882841.706739692 | 48705
Equity | Allegion Ord Shs | BFRT3W7 | 12450930.21 | 281759
Equity | Alliance California Municipal Income Closed Fund | 2842772 | 171069.39 | 14103
Equity | Alliance Data Systems Ord Shs | 2762030 | -58041008.71 | -220747
Equity | Alliance One International Ord Shs | 2269865 | -129329.15 | -42403
Equity | AllianceBernstein National Municipal Income Fund | 2842783 | 109487.14 | 8738
Equity | Allied Defense Group Inc Escrow |  | 11400.66 | 190011
Equity | Allison Transmission Holdings Ord Shs | B4PZ892 | 4621278.97 | 167377
Equity | Ally Financial 7% Perpetual Pref Shs 144A Series G | B7JWW10 | 1776431.25 | 2175
Equity | Alpha Natural Resources Ord Shs | B066NX5 | -1179742.2 | -165230
Equity | [NAME] Properties Closed Fund | B1W9D91 | 81865.34000000001 | 11386
Equity | American Equity Investment Life Holding Ord Shs | 2191300 | -43759935.4 | -1658830
Equity | American Medical Alert Corp Contingent Payment Rights |  | 2835.23 | 283523
Equity | American Realty Capital Properties REIT | B4KS9Q0 | -3456305.04 | -268764
Equity | Amkor Technology Ord Shs | 2242929 | -12059352.84 | -1967268
Equity | [NAME] | 2032108 | 1740278.25 | 62175
Equity | Annaly Capital Management REIT | 2113456 | -33160.22 | -3326
Equity | APA Group Units | 6247306 | -44523.59669999999 | -8313
Equity | Applied Material Ord Shs | 2046552 | -13142237.11 | -742919
Equity | APPY Warrants WTS $1.36  5/30/2018 | BBBVHJ6 | 4800 | 24000
Equity | Aquasition Corp WTS $11.50 01/22/18 | [NAME] | 207315 | 850000
Equity | Aquasition Ord Shs | B9FJNL6 | 8670000 | 850000
Equity | ArcelorMittal ADR | B295F26 | -43404.72 | -2433
Equity | Ares Capital Ord Shs | B032FN0 | -1567971.49 | -88237
Equity | Ark Restaurants Ord Shs | 2048934 | 1354959.8 | 61172
Equity | Ashford Hospitality Prime REIT | BG6N9J6 | 5275142.6 | 289843
Equity | Ashford Hospitality Trust REIT | 2310116 | 13785512.76 | 1664917
Equity | Associated Banc WTS $19.77 11/21/18 | B5581N3 | 50162.5 | 20065
Equity | Associated Bancorp Ord Shs | 2055718 | -175496.4 | -10086
Equity | AuRico Gold Ord Shs | 2354277 | -180082.98 | -49203
Equity | Authentidate Holding Ord Shs | B7LLDN4 | 472002.94 | 352241
Equity | AV Homes REIT | B7M6703 | -4834419.220000001 | -266066
Equity | Avenue Income Credit Strategies Closed Fund | [NAME] | 67032.54 | 3813
Equity | Avis Budget Group Ord Shs | B1CL8J2 | -18222589.02 | -450831
Equity | AZ Electronic Materials Ord Shs | B63H009 | 2501449.76532 | 382276
Equity | B2Gold [NAME] | B29VFC4 | -164833.2706059466 | -80360
Equity | Babson Capital Global Short Duration Hi Yield | B850ZL6 | 19952.56 | 863
Equity | [NAME] | B8KHZT0 | -1304785.02 | -53431
Equity | BioMed Realty Trust REIT | B02GMQ5 | -5734581.36 | -316478
Equity | Black Elk Energy Class E Preferred Units |  | 17117549 | 17117549
Equity | Blackrock Build America Bond Closed Fund | B680JB7 | 1358635.05 | 70947
Equity | BlackRock California Municipal Income Closed Fund | 2784205 | 47674.8 | 3485
Equity | BlackRock Core Bond Closed Fund | 2823380 | 2218786.08 | 172266
Equity | Blackrock Corporate High Yield VI Closed Fund | 2692201 | 328663.02 | 27006
Equity | BlackRock Credit Allocation Income Trust | B1LBMH9 | 8050693.34 | 616439
Equity | BlackRock Eco Solutions Investment Closed Fund | B2820M3 | 44230.452 | 5628
Equity | BlackRock Energy and Resources Closed Fund | B059238 | 1229409.9 | 50593
Equity | BlackRock Enhanced Capital and Income Closed Fund | B00ZQG2 | 1938775.09 | 141827
Equity | BlackRock Enhanced Equity Dividend Trust | B0J2MX3 | 5847206.560000001 | 736424
Equity | BlackRock Global Opportunities Equity Trust | B09DC69 | 5834863.760000001 | 390031
Equity | BlackRock Income Opportunity Trust | 2100373 | 2229108.5 | 229805
Equity | BlackRock International Growth and Income Closed Fund | B1Z5L03 | 3676044.540000001 | 452158
Equity | BlackRock Long-Term Municipal Advantage Trust | B0ZKLK1 | 84109.2 | 8246
Equity | BlackRock Muni Intermediate Duration Closed Fund | 2931487 | 270132.6 | 19434
Equity | BlackRock MuniAssets Closed Fund | 2610377 | 309424.5 | 26790
Equity | BlackRock Municipal Bond Closed Fund | 2888873 | 25171.56 | 1836
Equity | BlackRock Municipal Income Investment Quality Closed Fund | 2046767 | 179665.2 | 13960
Equity | BlackRock Municipal Income Quality Closed Fund | 2047179 | 120193.72 | 9479
Equity | Blackrock Municipal Target Term Closed Fund | B848K05 | 897926.88 | 52449
Equity | BlackRock MuniEnhanced Closed Fund | 2610474 | 59217.6 | 5694
Equity | BlackRock MuniHoldings CA Quality Closed Fund | 2531854 | 382071.22 | 28901
Equity | BlackRock MuniHoldings Investment Quality Closed Fund | 2609784 | 319573 | 25525
Equity | BlackRock MuniHoldings New Jersey Quality Closed Fund | 2610742 | 200447.36 | 15278
Equity | BlackRock MuniHoldings NY Quality Closed Fund | 2609988 | 53682.02 | 4298
Equity | BlackRock MuniHoldings Quality Closed Fund | 2610753 | 252025 | 21250
Equity | BlackRock MuniHoldings Quality Closed Fund II | 2610548 | 101640.63 | 8407
Equity | BlackRock MuniYield California Fund | 2610849 | 63787.62 | 4629
Equity | BlackRock MuniYield California Quality Closed Fund | 2609353 | 272868.2 | 20005
Equity | BlackRock MuniYield Investment Quality Closed Fund | 2548199 | 144534.14 | 11818
Equity | BlackRock MuniYield MI Quality Closed Fund | 2610032 | 370211.52 | 29712
Equity | BlackRock MuniYield Michigan Quality Closed Fund II | 2488240 | 254032.41 | 22109
Equity | BlackRock MuniYield New Jersey Closed Fund | 2609308 | 116110 | 8500
Equity | BlackRock MuniYield New York Quality Closed Fund | 2591687 | 42594.08 | 3526
Equity | BlackRock MuniYield NJ Quality Closed Fund | 2610043 | 69687.81 | 5373
Equity | BlackRock MuniYield Pennsylvania Quality Closed Fund | 2610270 | 174292.86 | 13606
Equity | BlackRock MuniYield Quality Closed Fund III | 2495659 | 294724.8 | 23280
Equity | BlackRock MuniYield Quality Fund II | 2610281 | 97212.64 | 8323
Equity | Blackrock Real Asset Equity Closed Fund | B1FNDD4 | 915046.4700000001 | 105057
Equity | BlackRock Resources & Commodities Strategy Trust | B58DNB7 | 2235711 | 192900
Equity | [NAME] | B8L2DV2 | -1962030.6 | -67285
Equity | Boston Private Financial Holdings Ord Shs | 2081133 | -1133793.42 | -89841
Equity | Boston Private Finl Warrant | B3LGPF7 | 580183.56 | 97674
Equity | Bristow Group Ord Shs | 2656229 | -943128.9 | -12565
Equity | Brookfield Asset Management Ord Shs Class A | 2092555 | 6847709.33 | 176351
Equity | Bunge Ord Shs | 2788713 | -386409.66 | -4706
Equity | Cal Dive International Ord Shs | B1L5W93 | -1630214.52 | -811052
Equity | [NAME] and High Income Closed Fund | 2689009 | 799190.37 | 61809
Equity | Cambridge Capital Acquisition Units | BH8B6M7 | 14843136 | 1478400
Equity | Camco Financial Ord Shs | 2164517 | 2816354.8 | 421610
Equity | [NAME] | 2173397 | 1420883.214151298 | 441554
Equity | [NAME] | 2930246 | 3445121.28 | 239744
Equity | Capitol Acquisition II Ord Shs | B95VTB4 | 13852800 | 1440000
Equity | Capitol Acquisition II WTS 11.50 05/15/16 | B95VYD1 | 432000 | 720000
Equity | [NAME] | 2730781 | -1524617.76 | -167173
Equity | CBRE Clarion Global Real Estate Income Fund | B41PR22 | 1153072.8 | 145590
Equity | [NAME] | 5105182 | 424724.1732 | 13393
Equity | Cemex ADR Representing 10 Par Shs | 2488671 | -17291674.4 | -1461680
Equity | Central Securities Closed Fund | 2184203 | 1325984.28 | 61049
Equity | [NAME] | 2567279 | -1188898.4 | -345610
Equity | [NAME] | B0NVP60 | 1316.5956 | 258156
Equity | Chart Acquisition Ord Shs | B8RYK00 | 12369093.75 | 1268625
Equity | Chart Acquisition WTS $11.50 12/19/17 | B986693 | 951468.75 | 1268625
Equity | Chart Industries Ord Shs | B19HNF4 | -8251245.36 | -86274
Equity | Chatham Lodging Trust REIT | [NAME] | 4358876.6 | 213148
Equity | [NAME] | 2182779 | -937795.56 | -34554
Equity | [NAME] | [NAME] | 1156217.2 | 76520
Equity | China Century Dragon Media [NAME] | [NAME] | 15.0272 | 150272
Equity | China GengSheng Minerals Ord Shs | B1L5130 | 6893.9736 | 33531
Equity | China Hydroelectric WTS $15.00 01/25/14 | B3MX2B2 | 242.55 | 24500
Equity | China Medical Technologies ADS Representing 10 Ord Shs | B0G6Q70 | -403.33 | -40333
Equity | China Networks International Holdings Ord Shs | B61D9D5 | 11436.39 | 2287278
Equity | China Vantagepoint Acquisition Ord Shs | B6410K0 | 0.199 | 1990
Equity | Chiquita Brands Ord Shs | 2855468 | -410658.3 | -35099
Equity | [NAME] | B1FLZ21 | -27360963.75 | -1143375
Equity | CIS Acquisition Ord Shs Class A | B9L8K38 | 8593500 | 850000
Equity | CIS Acquisition Wts $10.00 12/18/17 |  | 221000 | 850000
Equity | Cleveland Unlimited Inc Physical Shs |  | 566976.4469354 | 1.22
Equity | CLINICAL DATA RIGHTS |  | 33.5833 | 335833
Equity | Clough Global Equity Closed Fund | B07SFD4 | 136551.32 | 8692
Equity | Coastal Energy Ord Shs | B0L57F7 | 6897368.893488898 | 388681
Equity | [NAME] WTS $30.00 04/16/17 | B943386 | 25390.2 | 19235
Equity | Coeur Mining Ord Shs | 2208136 | -72543.09999999999 | -6686
Equity | Cohen & Steers Closed End Opportunity Closed Fund | B1HMMJ8 | 371833.17 | 29581
Equity | Cohen & Steers Limited Duration Preferred and Income Closed Fund | B7W1GS9 | 446496.18 | 19739
Equity | Cohen & Steers Quality Income Realty Fund Inc | 2851529 | 702477.48 | 74101
Equity | Cohen & Steers REIT & Preferred Income Fund Inc | 2814384 | 1214442.1 | 77353
Equity | [NAME] and Steers Dividend Majors Closed Fund | B05Q1C1 | 279192.42 | 19149
Equity | [NAME] and Steers Select Preferred and Income Closed Fund | B3WYSK6 | 497503.5 | 20150
Equity | Collabrium Japan Acquisition [NAME] | B95HV49 | 6122549.999999999 | 595000
Equity | Collabrium Japan Acquisition WTS $11.50 12/10/17 | B95DTW1 | 65450 | 595000
Equity | Columbia Seligman Premium Technology Growth Closed Fund | B4Q95Y7 | 4748.7 | 330
Equity | COMCAST | 2044545 | -93121.28 | -1792
Equity | Comcast Special Ord Shs Class A | 2089687 | 89384.96 | 1792
Equity | [NAME] | 2212870 | -1537823.92 | -32348
Equity | Comerica WTS $29.40 11/14/18 | B42SQ78 | 681990 | 35800
Equity | Comerica WTS $30.36 12/12/18 | B6YX9M1 | 42715.2 | 9708
Equity | CommonWealth REIT | 2417749 | 13174742.07 | 565197
Equity | Community Health Systems Ord Shs | 2600248 | -6520233.720000001 | -166036
Equity | Compuware [NAME] | 2220884 | 5031642.130000001 | 448853
Equity | Concur Technologies Ord Shs | 2325091 | -384345.5 | -3725
Equity | [NAME] | 2284761 | -12939792.85 | -614717
Equity | Cooper Tire And  [NAME] | 2222608 | 17025176.08 | 708202
Equity | Cormedix WTS $3.44 04/24/15 | B3W2907 | 11310 | 75400
Equity | Cornerstone Therapeutics Ord Shs | B00PWL9 | 615938.96 | 64904
Equity | [NAME] | [NAME] | 16118657.1 | 236691
Equity | CST Brands Ord Shs | B9GD0X8 | 24338236.32 | 662806
Equity | Cushing Renaissance Closed Fund | B8MLMT9 | 12520 | 500
Equity | Cutwater Select Income Fund | B78JYS3 | 421752.54 | 23034
Equity | D R Horton Ord Shs | 2250687 | -12038582.16 | -539363
Equity | Darling International Ord Shs | 2250289 | 2234306.16 | 107007
Equity | DDR REIT | B6S2DF5 | -4816143.39 | -313347
Equity | Del Frisco's Restaurant Group Ord Shs | [NAME] | 281378.66 | 11938
Equity | Delaware Inv Minnesota Muni Income Fund II Closed Fund | 2617301 | 82538.55 | 6705
Equity | DEMC Ltd. Class A |  | 53884.3 | 5388.43
Equity | DEMC Ltd. Class B |  | 0.10488 | 10488
Equity | DFC Global Ord Shs | B6SM9H9 | -223378.05 | -19509
Equity | Digital Realty Trust REIT | B03GQS4 | -6994884.48 | -142404
Equity | Discovery Communications Ord Shs Series A | B3D7K31 | -14364392.46 | -158863
Equity | Discovery Communications Ord Shs Series C | B3D7KG4 | 13312607.28 | 158748
Equity | DOMINION RESOURCES | 2542049 | -15698775.13 | -242677
Equity | Dreyfus Municipal Income Closed Fund | 2280899 | 8392.320000000002 | 992
Equity | DTF Tax Free Income Closed Fund | 2279693 | 116814.64 | 8332
Equity | Duff & Phelps Utility and Corporate Bond Closed Fund | 2288020 | 328953.91 | 32797
Equity | DWS High Income Closed Fund | 2487742 | 8938.92 | 978
Equity | DWS High Income Opportunities Closed Fund | B1HNTV2 | 559339.2000000001 | 38843
Equity | Dynamics Research Ord Shs | 2290586 | 5154.52 | 449
Equity | E TRADE Financial Ord Shs | 2299011 | -3236613.08 | -164797
Equity | Eastern Insurance Holdings Ord Shs | B0MSV86 | 853868.34 | 34866
Equity | Eaton Vance California Municipal Bond Closed Fund | 2979090 | 394512.44 | 38602
Equity | Eaton Vance Enhanced Equity Income Closed Fund | B038CF9 | 753870 | 57990
Equity | Eaton Vance Enhanced Equity Income II Closed Fund | B05Q1G5 | 974522.79 | 75021
Equity | Eaton Vance Limited Duration Income Closed Fund | 2689247 | 101867.4 | 6658
Equity | [NAME] | 2979119 | 392211.7 | 34709
Equity | [NAME] | 2118901 | 124036 | 11276
Equity | Eaton Vance National Municipal Opportunities Closed Fund | B4ZWTR8 | 644050.9400000001 | 34889
Equity | Eaton Vance New York Municipal Bond Closed Fund | 2979120 | 256182.92 | 22631
Equity | [NAME] Diversified Equity Income Closed Fund | B23K5C7 | 3616238.71 | 320873
Equity | [NAME] Income Closed Fund | B06C1K6 | 234852.6 | 15380
Equity | Eaton Vance Tax Advantaged Bond And Option Strategies Closed Fund | B44WDS8 | 162291.8 | 11429
Equity | Eaton Vance Tax Advantaged Dividend Income Closed Fund | 2885454 | 653907.6 | 34380
Equity | Eaton Vance Tax Advantaged Global Dividend Opportunities Closed Fund | B00ZQH3 | 175714 | 7172
Equity | [NAME] Managed Buy Write Income Closed Fund | [NAME] | 140338.25 | 9425
Equity | [NAME] Managed Diversified Equity Income Closed Fund | B1JGNK6 | 2216585.28 | 202984
Equity | [NAME] Global Buy Write Opportunities Closed Fund | B0LLFD9 | 1736132.2 | 143482
Equity | [NAME] Income Closed Fund | B1SG5X4 | 2523230 | 252323
Equity | Edgewater Exploration Ord Shs | B2NDSF0 | 31452.76627775687 | 417850
Equity | Edwards Group ADS Representing 1 Ord Shs | B7T2395 | 724602.22 | 71179
Equity | Electronic Arts Ord Shs | 2310194 | -610204 | -26600
Equity | Ellsworth Closed Fund | 2312242 | 228509.19 | 27901
Equity | Encore Capital Group Ord Shs | 2443078 | -1243281.62 | -24737
Equity | Endo Health Solutions Ord Shs | 2612287 | -5331093.96 | -79026
Equity | Energy [NAME] | BFV4XV7 | 82514.11366202484 | 14400
Equity | Energy XXI ([NAME]) Ord Shs | B1YBPT9 | -1349455.14 | -49869
Equity | Ensign Group Ord Shs | B1YWPP8 | 2331656.63 | 52669
Equity | [NAME] | 6037079 | 46786.14309599999 | 45976
Equity | Equal Energy Ord Shs | B4PDQZ8 | 1288253.64 | 241246
Equity | [NAME] | 2204758 | -26691319.2 | -150416
Equity | European CleanTech SE Warrant | B59Q9F1 | 8562.348 | 621000
Equity | Evertec [NAME] | B7KY3Z6 | 5676978.6 | 230210
Equity | Everyware Global WTS $6.00 02/28/17 | B9ZKD75 | 831600.0000000001 | 756000
Equity | exceet Group SE WTS $12.00 07/27/16 | B63BWW7 | 3970.944 | 72000
Equity | Exelixis Ord Shs | 2576941 | -3343663.67 | -545459
Equity | Exterran Holdings Ord Shs | B241SX1 | -5266116 | -153980
Equity | Extra Space Storage REIT | B02HWR9 | -677913.83 | -16091
Equity | Facebook Class A  Ord Shs | B7TL820 | 6395220 | 117000
Equity | Fidelity National Financial Ord Shs Class A | B0LL8N0 | -15808861.2 | -487176
Equity | [NAME] | 2517832 | -833564.16 | -34848
Equity | First Opportunity Closed Fund | 2341213 | 238689.06 | 26699
Equity | First Trust Enhanced Equity Income Closed Fund | B02MXB5 | 553352.76 | 41543
Equity | First Trust High Income Long Short Closed Fund | B4KHT67 | 642581.5199999999 | 37316
Equity | First Trust Strategic High Income II Closed Fund | B6XF821 | 125511 | 7820
Equity | First Trust/Aberdeen Emerging Opportunity Closed Fund | [NAME] | 29128.84 | 1612
Equity | First Trust/Aberdeen Global Opportunity Income Closed Fund | B04G843 | 504830.55 | 35931
Equity | [NAME] | 2828073 | 676281.12 | 34968
Equity | Flagstar Bancorp Inc - FBC 5% Series C |  | 1434253.66743 | 1423
Equity | Flaherty & Crumrine Preferred Securities Income Fd | B03NQ41 | 11882.5 | 679
Equity | Flaherty & Crumrine Total Return Fund Inc | 2375977 | 17065.83 | 919
Equity | Flatworld Acquisition Ord Shs | B64HCQ8 | 5047.35 | 219450
Equity | Flow International Ord Shs | 2343639 | 5871699.64 | 1453391
Equity | Fort Dearborn Income Securities Closed Fund | 2346702 | 282720.6 | 20487
Equity | Franklin Templeton Limited Duration Income Closed Fund | 2353995 | 112389.48 | 8652
Equity | [NAME] | BFLR7Y7 | 5495757.3 | 168685
Equity | Fuelcell Energy Ord Shs | 2315111 | -1466855.43 | -1040323
Equity | GAIN Capital Holdings Ord Shs | B3YK244 | -371354.48 | -49448
Equity | GAMCO Global Gold Natural Resources and Income Gabelli Closed Fund | B755DH6 | 7216 | 800
Equity | GAMCO Natural Resources Gold and Income Gabelli Closed Fund | B6SY3Q2 | 14739.42 | 1471
Equity | Gaming and Leisure Properties REIT | BFPK4S5 | 25215275.46 | 496266
Equity | [NAME] | 2366959 | -7156751.12 | -397156
Equity | General [NAME] | 2369851 | -6699656.82 | -227802
Equity | General Motors Ord Shs | B665KZ5 | -22313274.2 | -494660
Equity | General Motors WTS $42.31 12/31/15 | BCZP1X3 | 7235316 | 1315512
Equity | Genesee & Wyoming Ord Shs Class A | 2374060 | -869732.75 | -9055
Equity | Genie Energy Pref Shs Series 2012-A | B6X6SY6 | 1784646.25 | 218975
Equity | Gerova Financial Group WTS $35.00 01/16/14 | B4KT0R1 | 1387.92 | 138792
Equity | Gilead Sciences Ord Shs | 2369174 | -82163674.35000001 | -1093329
Equity | Given Imaging Ord Shs | 2797140 | 128952.96 | 4287
Equity | Global Defense and National Security Systems Ord Shs | BFNYFH5 | 8399790 | 835800
Equity | Global Eagle Acquisition WTS $11.50 05/13/16 | B3TR2J5 | 1796103 | 399134
Equity | Global Eagle Entertainment Ord Shs | [NAME] | -980349.36 | -65928
Equity | [NAME] | 2200961 | -78581.34 | -4617
Equity | Goodyear Tire & Rubber Ord Shs | 2378200 | -7800905.7 | -327082
Equity | [NAME] | 6102331 | 2651574.424125 | 349465
Equity | GREEN FIELD ENERGY WARRANT |  | 20.25 | 2025
Equity | Green Plains Renewable Energy Ord Shs | B11FJD6 | -2446921.05 | -126195
Equity | Group 1 Automotive Ord Shs | 2121352 | -4250618.02 | -59851
Equity | Groupe FNAC Ord Shs | B7VQL46 | 4476054.253824 | 136172
Equity | GSME Acquisition Partners WTS $11.50 11/18/14 | B65DX28 | 2968.212 | 56004
Equity | GT Advanced Technologies Ord Shs | B6TB704 | -3121681.52 | -357991
Equity | Guggenheim Build America Bonds Managed Duration Closed Fund | B57PZZ2 | 200776.6 | 10130
Equity | Gulf United Energy Ord Shs | B0HCRH4 | 1763.8182 | 1959798
Equity | Harris Interactive Ord Shs | 2527455 | 736198 | 368099
Equity | Harris Teeter Supermarkets Ord Shs | B7GH6J4 | 6012655.95 | 121837
Equity | Hawaiian Holdings Ord Shs | 2408044 | -309065.22 | -32094
Equity | Health Care REIT | 2440961 | -1446550.71 | -27003
Equity | Health Management Associates Ord Shs Class A | 2417987 | 31164061.6 | 2378936
Equity | [NAME] | 2026059 | -1135639.05 | -73983
Equity | Hemisphere Media Group WTS $12.50 04/06/18 | B8DLMN2 | 929258.75 | 743407
Equity | Heritage Financial Ord Shs | 2619880 | -284385.31 | -16621
Equity | HF2 Financial Management Class A Ord Shs | B9N6SJ2 | 13329895.6 | 1309420
Equity | Hi [NAME] Pharmacal [NAME] | 2400437 | 8361600.12 | 192708
Equity | Highclere Holdings Limited |  | 0.05758000000000001 | 5758
Equity | HNR Warrants WTS $10.00 10/11/2015 |  | 32261.14346 | 51454
Equity | Host Hotels & Resorts REIT | 2567503 | -23925916.08 | -1230757
Equity | Hudson City Bancorp Ord Shs | 2437952 | 56401565.54 | 5981078
Equity | [NAME] [NAME] | 2445966 | -2439298.05 | -252777
Equity | Hyde Park Acquisition Ord Shs | [NAME] | 12666458.4 | 1195400
Equity | Infinity Cross Border Acquisition Ord Shs | B8KQDJ3 | 2282445 | 287100
Equity | Infinity Cross Border Acquisition WTS $7.00 7/25/16 | B8FBN59 | 172260 | 287100
Equity | ING Global Advantage and Premium Opportunity Closed Fund | B0MSBQ4 | 102429.6 | 8710
Equity | ING Global Equity Dividend and Premium Opportunity Closed Fund | B06WPW6 | 817152.8999999999 | 91302
Equity | ING Infrastructure Industrials And Materials Closed Fund | B3M3M56 | 139442.4 | 8145
Equity | ING Risk Managed Natural Resources Closed Fund | B1GBRD5 | 410136.48 | 41808
Equity | [NAME] | B633030 | 6922300 | 112375
Equity | [NAME] | 2243847 | 5452.999999999999 | 665
Equity | InspireMD Physical Shs | B8G1RD4 | 839.9599999999999 | 332
Equity | Integrated Drilling Equipment Holdings Ord Shs | B9W6HV8 | 316038.5 | 74362
Equity | Integrated Drilling Equipment WTS $11.50 12/15/17 | B9W6HZ2 | 34000 | 680000
Equity | International Minerals Ord Shs | 2296454 | 1225559.352653368 | 460256
Equity | [NAME] | B979H67 | 16959886.129197 | 2013327
Equity | Invesco Advantage Municipal Inc Tr II | 2616591 | 493072.4 | 46870
Equity | Invesco California Value Muni Inc Tr | 2956394 | 368265.6 | 32304
Equity | Invesco Dynamic Credit Opportunities Fund | B1Z7FL8 | 403782.9 | 31301
Equity | Invesco Municipal Income Opportunities Closed Fund Class Common | 2020932 | 303428 | 48940
Equity | Invesco Municipal Opportunity Trust | 2611659 | 1003874.88 | 85728
Equity | Invesco Municipal Trust | 2612384 | 790704.57 | 68223
Equity | Invesco Pennsylvania Value Municipal Income Trust | 2611886 | 125758.26 | 10359
Equity | Invesco Quality Municipal Income Closed Fund | 2439000 | 501289.6 | 45080
Equity | Invesco Trust For Inv Grade Munis | 2612328 | 739423.44 | 60708
Equity | Invesco Value Municipal Income Closed Fund | 2610957 | 405391.5 | 30029
Equity | [NAME] | 2026792 | 1116026.72 | 63088
Equity | iStar Financial REIT | 2259190 | -5369957.97 | -376311
Equity | Italy1 Investment SA WTS 9.30 1/27/16 | B3W5VK0 | 243358.1986212 | 590301
Equity | [NAME] | B7L96D9 | 168625 | 1775
Equity | [NAME] | B8Q9G97 | 42560 | 448
Equity | JAKKS Pacific Ord Shs | 2478854 | -3556246.41 | -528417
Equity | JetBlue Airways Ord Shs | 2852760 | -10553410.35 | -1234317
Equity | [NAME] Hedged Equity & Income Fund | B4JTRH1 | 695807.34 | 40762
Equity | [NAME] | 2407535 | 169083.2 | 11824
Equity | [NAME] Premium Dividend Fund | 2670166 | 1244668.4 | 107299
Equity | [NAME] Tax Advantaged Dividend Income Closed Fund | 2417802 | 1263393.02 | 69341
Equity | Jones Group Ord Shs | 2477152 | 2421650 | 161875
Equity | [NAME] | 2483223 | -3353172.27 | -84399
Equity | KCAP Financial Ord Shs | B8J9661 | -2039894.25 | -252775
Equity | [NAME] REIT | 2495529 | -9804419.3 | -195385
Equity | Kratos Defense and Security Solutions Ord Shs | 2512149 | 516341.76 | 67232
Equity | L-3 Communications Holdings Ord Shs | 2247366 | -6815637.66 | -63781
Equity | [NAME] | 2508018 | -797687.24 | -46703
Equity | Lazard Global Total Return & Income Closed Fund | B00ZQ73 | 132590.5 | 7525
Equity | Leidos Holdings Ord Shs | BDV82B8 | 10934540.98 | 235202
Equity | Lender Processing Services Ord Shs | B39TRZ2 | 27214695.9 | 728055
Equity | [NAME] | 2511920 | -54449711.48 | -1376383
Equity | [NAME] | 2513012 | -64983.62 | -2293
Equity | Level 3 Communications Ord Shs | B5LL299 | -1242282.840000001 | -37452
Equity | Levy Acquisition Units | BGHC806 | 18918900 | 1890000
Equity | Lexington Realty Trust REIT | 2139151 | -9356648.200000001 | -916420
Equity | Life Technologies Ord Shs | 2397186 | 23482082 | 309790
Equity | Linclon National Corp- CW19 Warrants | B3QQ5N0 | 2102815.34 | 49759
Equity | Lincoln National Ord Shs | 2516378 | -2568559.58 | -49759
Equity | Lion One Metals Ord Shs | B609Z03 | 188074.0026345503 | 740315
Equity | LMP Corporate Loan Closed Fund | 2609654 | 93645.11 | 7657
Equity | LMP Real Estate Income Closed Fund | 2971308 | 114040.16 | 11336
Equity | Loblaw Companies Ord Shs | 2521800 | -4585756.849830636 | -115001
Equity | Lone Oak Acquisition WTS $5.00 03/24/16 | B5634M7 | 223597.6 | 328820
Equity | Louisiana Pacific Ord Shs | 2535243 | -3940964.100000001 | -212910
Equity | [NAME] | 2498993 | 5523598.68 | 501234
Equity | M I Homes Ord Shs | 2549385 | -2841721.55 | -111659
Equity | M&T Bank [NAME] | 2340168 | -58519444.36 | -502658
Equity | [NAME] | 2116950 | 364158.19 | 17153
Equity | Macquarie Global Infrastructure Total Return Fund | B0J3203 | 198701.1 | 8991
Equity | Madison Covered Call and Equity Strategy Closed Fund | B963H37 | 581834.72 | 71216
Equity | MainStay Defined Term Municipal Opportunities Closed Fund | B7MK0V7 | 172618.42 | 10946
Equity | [NAME] | [NAME] | 16718966.94 | 319919
Equity | [NAME] | 2155306 | -9434550.239999998 | -288342
Equity | MB Financial Ord Shs | 2817651 | -1091.06 | -34
Equity | Meadowbrook Insurance Group Ord Shs | 2574945 | -1375616.16 | -197646
Equity | [NAME] | 2616773 | -958239.44 | -24812
Equity | [NAME] | 2576327 | 11282442.46 | 225853
Equity | Mercantile Bank Ord Shs | 2620257 | -756681.12 | -35064
Equity | MergeWorthRx [NAME] | BH3PVR4 | 5381450.250000001 | 661925
Equity | [NAME] | 2601326 | -1266504.09 | -26391
Equity | Meritor [NAME] | 2608349 | -382812.29 | -36703
Equity | MFS Investment Grade Municipal Trust | 2211491 | 38867.67819999999 | 4511
Equity | MFS Municipal Income Trust | 2548434 | 81893.75 | 13103
Equity | MGIC Investment Ord Shs | 2548616 | -13691621.2 | -1622230
Equity | MGM Resorts International Ord Shs | 2547419 | -11075826.72 | -470911
Equity | Microchip Technology Ord Shs | 2592174 | -17549339 | -392164
Equity | Micron Technology Ord Shs | 2588184 | -50555160.32 | -2323307
Equity | Mines Management Ord Shs | 2270306 | 9672 | 16120
Equity | Mission Newenergy Ord Shs | B1FR7Q7 | 221.452 | 20132
Equity | [NAME] | 2212706 | -1478508.25 | -42547
Equity | Montgomery Street Income Securities Closed Fund | 2600668 | 217622.16 | 14004
Equity | Morgan Stanley Emerging Markets Closed Fund | 2602266 | 229538.091 | 14829
Equity | Morgan Stanley Income Securities Closed Fund | 2463496 | 763594.25 | 45425
Equity | Morgans Hotel Group Ord Shs | B0YRYS2 | 590977.8300000001 | 72691
Equity | MTR Gaming Group Ord Shs | 2972679 | 683988.96 | 132556
Equity | Murphy USA Ord Shs | BCZWJ63 | 13136160.12 | 316077
Equity | Navistar International Ord Shs | 2624464 | -216040.83 | -5657
Equity | [NAME] | BCBJ6C3 | 220968 | 32400
Equity | NeoStem WTS $1.45 7/22/16 |  | 21036.51 | 243000
Equity | Net Element International WTS $7.50 10/07/15 | B553HW9 | 51146.88 | 319668
Equity | [NAME] High Yield Strategies Fund Inc | 2928360 | 51236.64 | 3864
Equity | NeuroBioPharm Inc |  | 0.3057019194580354 | 3249
Equity | New America High Income Closed Fund | 2628831 | 70406.40000000001 | 7296
Equity | New Residential Investment REIT | B8319F3 | 6357502.96 | 951722
Equity | Newcastle Investment REIT | 2971814 | 6493880.12 | 1131338
Equity | News Ord Shs Class A | BBGVT40 | 4295048.98 | 238349
Equity | NextEra Energy Ord Shs | 2328915 | -23421094.14 | -273547
Equity | [NAME] | 2415992 | 3933520.44 | 249906
Equity | [NAME] A | BBMT993 | 2609156.96 | 72638
Equity | NorthStar Realty Finance REIT | B03DSG7 | -3972336.45 | -295341
Equity | Norwegian Cruise Line Holdings Ord Shs | B9CGTC3 | 1517087.37 | 42771
Equity | Novus Energy Ord Shs | B0WHX54 | 1562300.075272864 | 1419156
Equity | [NAME] | B7M32S7 | 1489323.94 | 756002
Equity | Nuance Communications Ord Shs | 2402121 | -91762.4 | -6037
Equity | Nuveen AMT-Free Municipal Income Fund | 2109046 | 1214679.48 | 100887
Equity | Nuveen AMT-Free Municipal Value Fund | B3X5N69 | 6779.2 | 446
Equity | Nuveen Arizona Premium Income Municipal Closed Fund | 2609319 | 219523.566 | 18114
Equity | Nuveen Build America Bond Closed Fund | B3NFMG2 | 892754.16 | 48414
Equity | Nuveen Build America Bond Opportunity Closed Fund | B4591J5 | 310530.26 | 15982
Equity | Nuveen California AMT-Free Municipal Income Fund | 2108786 | 705336.69 | 57957
Equity | Nuveen California Dividend Advantage Muni 2 Closed Fund | 2873460 | 158383.962 | 12540
Equity | Nuveen California Dividend Advantage Muni 3 Closed Fund | 2801610 | 269283.6 | 23580
Equity | Nuveen California Dividend Advantage Muni Fund | 2427146 | 192557.25 | 14985
Equity | Nuveen California Investment Quality Muni Fund Inc | 2652506 | 39315.94 | 2983
Equity | Nuveen California Muni Market Opportunity Fund Inc | 2652034 | 623.76 | 46
Equity | Nuveen California Performance Plus Muni Fund Inc | 2577096 | 8784.7561 | 661
Equity | Nuveen Connecticut Premium Income Municipal Fund | 2652539 | 267403.2 | 23052
Equity | Nuveen Credit Strategies Income Closed Fund | 2842266 | 524826.47 | 53939
Equity | Nuveen Diversified Dividend & Income Closed Fund | 2852652 | 319786.25 | 28375
Equity | [NAME] Advantage Municipal 2 Closed Fund | 2157131 | 684346.32 | 53928
Equity | [NAME] Municipal 3 Closed Fund | 2801621 | 1163283.55 | 94193
Equity | Nuveen Dividend Advantage Municipal Fund | 2532233 | 852217.1 | 67690
Equity | Nuveen Dividend Advantage Municipal Income Fund | 2865768 | 865257.2 | 69110
Equity | Nuveen Enhanced Municipal Value Closed Fund | B4NB621 | 37882.08 | 2923
Equity | Nuveen Equity Premium & Growth Fund | B0R3TZ9 | 29411.96 | 2083
Equity | Nuveen Equity Premium Advantage Closed Fund | B09JBX7 | 535683.2000000001 | 42380
Equity | Nuveen Equity Premium Income Closed Fund | B038CH1 | 248741 | 19820
Equity | Nuveen Floating Rate Income Opportunity Closed Fund | B020V60 | 84273.42 | 6919
Equity | [NAME] Dividend Advantage Municipal 2 Closed Fund | 2004635 | 155353.633 | 13243
Equity | Nuveen Global Value Opportunities Closed Fund | B19GR93 | 593427.03 | 45059
Equity | Nuveen Intermediate Duration Municipal Term Fund | B88DF23 | 922353.85 | 80135
Equity | Nuveen Investment Quality Municipal Fund Inc | 2652120 | 304709.13 | 22521
Equity | Nuveen Maryland Premium Income Municipal Fund | 2612306 | 505980.16 | 42448
Equity | Nuveen Municipal Advantage Fund Inc | 2652023 | 1103507.84 | 90749
Equity | Nuveen Municipal Market Opportunity Fund Inc | 2428837 | 948684 | 79057
Equity | Nuveen Municipal Opportunity Fund Inc | 2428785 | 1321563.74 | 99967
Equity | Nuveen New Jersey Investment Quality Muni Fund Inc | 2652056 | 252038.17 | 19553
Equity | Nuveen New Jersey Premium Income Muni Fund Inc | 2609911 | 97910.82 | 7497
Equity | [NAME] AMT-Free Municipal Fund | 2110059 | 978580.92 | 79689
Equity | Nuveen New York Dividend Advantage Municipal Closed Fund | 2427157 | 146989.8 | 11574
Equity | Nuveen New York Municipal Value Fund Inc | 2651729 | 47374.08 | 5408
Equity | Nuveen New York Performance Plus Muni Fund Inc | 2652625 | 132820.49 | 9979
Equity | Nuveen North Carolina Premium Income Muni Fund | 2651699 | 327345.2 | 27370
Equity | Nuveen Ohio Quality Income Municipal Closed Fund | 2518006 | 103954.56 | 7468
Equity | Nuveen Pennsylvania Investment Quality Muni Fund | 2652131 | 232732.4 | 18860
Equity | Nuveen Pennsylvania Premium Income Muni Fund 2 | 2652476 | 212735.88 | 17892
Equity | [NAME] | 2428826 | 673699.2899999999 | 49793
Equity | Nuveen Preferred and Income Term Closed Fund | B8CQ681 | 176052.39 | 7977
Equity | Nuveen Preferred Income Opportunities Closed Fund | 2518266 | 1241666.95 | 139985
Equity | Nuveen Premier Municipal Income Fund Inc | 2610117 | 293762.76 | 23748
Equity | Nuveen Premium Income Municipal Fund 2 Inc | 2526612 | 1568812.75 | 125005
Equity | Nuveen Premium Income Municipal Fund 4 Inc | 2610151 | 358732.62 | 29574
Equity | Nuveen Premium Income Municipal Fund Inc | 2428815 | 974735.82 | 79054
Equity | Nuveen Quality Income Municipal Fund Inc | 2633471 | 1399991.25 | 114285
Equity | Nuveen Quality Municipal Fund Inc | 2651763 | 729571.6 | 60395
Equity | Nuveen Quality Preferred Income 2 Closed Fund | 2987316 | 3120745.76 | 383384
Equity | Nuveen Quality Preferred Income 3 Closed Fund | 2176017 | 461038.35 | 58731
Equity | Nuveen Quality Preferred Income Closed Fund | 2963004 | 1265228.01 | 164529
Equity | Nuveen Select Quality Municipal Fund Inc | 2532299 | 700004.8 | 56452
Equity | Nuveen Select Tax-Free Income Portfolio | 2611712 | 28396.67 | 2203
Equity | Nuveen Select Tax-Free Income Portfolio 2 | 2612340 | 27958.32 | 2262
Equity | Nuveen Senior Income Fund | 2610968 | 15415.06 | 2162
Equity | Nuveen Tax-Advantaged Dividend Growth Closed Fund | B1Z7422 | 83499.12 | 5332
Equity | Nuveen Texas Quality Income Municipal Fund | 2518039 | 45617.145 | 3550
Equity | Nuveen Virginia Premium Income Municipal Fund | 2612317 | 164357.1 | 13905
Equity | NVIDIA Ord Shs | 2379504 | -1719747 | -107350
Equity | Old National Bancorp Ord Shs | 2658441 | -1494010.11 | -97203
Equity | [NAME] | 2659778 | -684301.32 | -11337
Equity | Omnicom Group Ord Shs | 2279303 | 17812209.96 | 239508
Equity | Orckit Communications Ord Shs | 2121073 | 1669.14 | 15174
Equity | Outerwall Ord Shs | BC1QQP7 | -3481760.66 | -51758
Equity | PacWest Bancorp Ord Shs | 2619772 | -2864162.58 | -67839
Equity | [NAME] | 2706243 | 5399926.806548739 | 48443
Equity | Parkway Properties REIT | 2667168 | 33969.69 | 1761
Equity | [NAME] | 2731579 | 2910573.833270606 | 315327
Equity | Patient Safety Technologies Ord Shs | 2350394 | 657945.2000000001 | 299066
Equity | Patriot National Bancorp UNITS $1.55 |  | 1097200 | 2000000
Equity | PDL [NAME] | 2706704 | -2049696.2 | -242855
Equity | Penn National Gaming Ord Shs | 2682105 | 7111491.78 | 496266
Equity | Penson Worldwide Inc. Escrow |  | -21.7523 | -217523
Equity | Performance Technologies Ord Shs | 2677833 | 282560.22 | 75652
Equity | Petroleum & Resources Closed Fund | 2684509 | 1965884 | 71800
Equity | [NAME] | B05JV20 | -14698073.95 | -603617
Equity | Photronics Ord Shs | 2687315 | -3770973.15 | -417605
Equity | Pingtan Marine Enterprise [NAME] | [NAME] | 2621137.84 | 829474
Equity | Pingtan Marine Enterprise WTS $12.00 02/26/18 | B8B0BQ7 | 55300.00000000001 | 395000
Equity | Pinnacle Foods Ord Shs | B94DGV0 | 2564736.54 | 93399
Equity | [NAME] | B8H8NB4 | 15830.73014678209 | 32990
Equity | Pluristem Therapeutics WTS $5.00 9/19/17 | [NAME] | 18487.5 | 63750
Equity | [NAME] | B3BJC77 | -119983.2575863804 | -155079
Equity | PPL Ord Shs | 2680905 | -946180.05 | -31445
Equity | Premier Alliance Group Ord Shs | B1PRVL0 | 53224.85999999999 | 91767
Equity | ProLogis REIT | B44WZD7 | -55314.15 | -1497
Equity | Provectus Pharmaceuticals Ord Shs | 2874225 | 3095312.42 | 1284362
Equity | Prudential Global Short Duration Hi Yield Fd, Inc | B84Y1H7 | 144282.6 | 8316
Equity | [NAME] | 4380429 | -17858618.031096 | -194742
Equity | Putnam High Income Securities Closed Fund | 2709402 | 297459.12 | 36012
Equity | Putnam Managed Municipal Income Closed Fund | 2709651 | 312823.68 | 47112
Equity | Putnam Municipal Opportunities Trust | 2609148 | 719902.2 | 67030
Equity | [NAME] | 2441696 | -901639.2 | -751366
Equity | Quartet Merger Units | BFPC0S3 | 9081072 | 907200
Equity | Quinpario Acquisition Wts $12.00 09/27/18 |  | 695905.2 | 1933070
Equity | Quinpario [NAME] | BF7QW32 | 19524007 | 1933070
Equity | Radian Group Ord Shs | 2173911 | -28353920.16 | -2008068
Equity | [NAME] | 2721967 | -2987103.16 | -315428
Equity | Regeneron Pharmaceuticals Ord Shs | 2730190 | -38284232.56 | -139094
Equity | Regenerx Biopharma WTS $0.56 5/21/15 | B4MJ2J5 | 2400 | 240000
Equity | [NAME] | 2730327 | -4521446.59 | -311609
Equity | Resource Capital REIT | B0WR859 | -366616.32 | -61824
Equity | [NAME] | BC9S183 | 2119491.01 | 73619
Equity | RG [NAME] | 2081809 | 3819277 | 197890
Equity | Rite Aid Ord Shs | 2740809 | -557171.7799999999 | -110113
Equity | RMG Networks WTS $11.50 04/08/18 | BCDB553 | 220923.5 | 631210
Equity | RNN Warrants WTS $0.472 12/4/2017 |  | 293108.475 | 1402500
Equity | [NAME] $5.75 09/17/18 |  | 441000 | 882000
Equity | ROI Acquisition Ord Shs | BGD0291 | 8621550 | 882000
Equity | Royce Micro Cap Closed Fund | 2754844 | 69506.31999999999 | 5512
Equity | Royce Value Closed Fund | 2756107 | 227662.2 | 14220
Equity | RTI International Metals Ord Shs | 2296993 | -14847.14000000013 | -434
Equity | RXI Pharmaceuticals Ord Shs | BCGCRB3 | 9166.9 | 3161
Equity | Ryland Group Ord Shs | 2761101 | -6389387.67 | -147187
Equity | Ryman Hospitality Properties REIT | B8QV5C9 | -25797562.36 | -617462
Equity | SAExploration Holdings Inc WTS $12.00 06/19/16 | BBR6C89 | 387600 | 456000
Equity | SALESFORCE.COM | 2310525 | -52605783.44 | -953176
Equity | Sanchez Energy Ord Shs | B73D510 | -21560564.64 | -879664
Equity | [NAME] | 2765802 | -14101157.62 | -199903
Equity | Santarus Ord Shs | 2303105 | 12887806.08 | 403248
Equity | [NAME] | 4834108 | -4578408.810000001 | -52375
Equity | School Specialty Ord Shs |  | 999094 | 9166
Equity | Science Applications International Ord Shs | BDTZZG7 | 4444641.07 | 134401
Equity | SeaWorld Entertainment Ord Shs | B84KWJ4 | 146237.91 | 5083
Equity | Selway Capital WTS $7.50 11/07/16 | BF8HXP3 | 12443.76 | 414792
Equity | [NAME] | B16CJ10 | -2110967.82 | -902123
Equity | Sesa Sterlite ADR Representing 4 Ord Shs | BD674K3 | -18108.16 | -1376
Equity | Shoppers Drug Mart Ord Shs | 2821191 | 12020932.68724125 | 219554
Equity | Signature Bank Ord Shs | B00JQL9 | -11553665.52 | -107556
Equity | Signature Bank WTS $30.21 12/12/18 |  | 8398960.5 | 107610
Equity | Silver Eagle Acquisition Ord Shs | BDW0D65 | 19081700 | 1971250
Equity | Silver Eagle Acquisition Wts $11.50 07/26/18 |  | 1182750 | 1971250
Equity | Silver Standard Resources Ord Shs | 2592260 | -139631.52 | -20062
Equity | SinoHub Ord Shs | [NAME] | 1900.38 | 190038
Equity | Sirius XM Holdings Ord Shs | [NAME] | -36212850.75 | -10376175
Equity | SL Green Realty REIT | 2096847 | -11966997.58 | -129541
Equity | Southern Arc Minerals Physical Shs | B0CLZL6 | 11689.92284531427 | 248481
Equity | SouthPeak Interactive [NAME] | B197ZW5 | 6000 | 1500000
Equity | SPDR S&P 500 ETF | 2840215 | -11231737.66 | -60814
Equity | [NAME] | BC4FF21 | 6819108.25 | 554398
Equity | STANDARD PACIFIC | 2853042 | -9534853.75 | -1053575
Equity | Stanley Black & Decker Ord Shs | B3Q2FJ4 | -1241334.96 | -15384
Equity | Starwood Property Trust REIT | B3PQ520 | 7351829.3 | 265409
Equity | Sterling Financial Ord Shs | 2845674 | 3899638.08 | 114426
Equity | [NAME] Services Ord Shs | 2848736 | -15345804.88 | -475544
Equity | Stillwater Mining Ord Shs | 2810531 | -3828941.58 | -310287
Equity | [NAME] | 5667165 | 354663.263952 | 57674
Equity | [NAME] | BBC3995 | -1217917.35 | -93327
Equity | SunPower Ord Shs | B59DK93 | -2917653.75 | -97875
Equity | Swift Transportation Ord Shs | B4PZRV7 | -6551.95 | -295
Equity | Syntroleum Corp WTS $23.60 07/05/16 |  | 1972.15535 | 253165
Equity | [NAME] | B9HK016 | 41289.03 | 2043
Equity | Taylor Capital Group Ord Shs | 2958561 | 1408.74 | 53
Equity | TCP Capital Ord Shs | B40RQ77 | 722278.32 | 43044
Equity | Tecnoglass Inc WTS $8.00 03/16/16 |  | 471181.43 | 371009
Equity | Telephone and Data Systems Ord Shs | B6YR5K3 | 1106993.2 | 42940
Equity | Telestone Technologies Ord Shs | B02NKN9 | 11581.8 | 115818
Equity | [NAME] | 2884224 | -28824875.3 | -686470
Equity | Tesla Motors Ord Shs | B616C79 | -9366719.06 | -62287
Equity | TEXAS CAPITAL BANCSHARES | 2977209 | -995386.6000000001 | -16003
Equity | Texas Capital Bancshares WTS $14.84 01/16/19 | B3LYRD3 | 759638.25 | 16077
Equity | [NAME] | B032G04 | 11644573.4 | 326636
Equity | Thompson Creek Metals Ord Shs | B3CNQF4 | -2444850.38 | -1121491
Equity | TICC Capital Ord Shs | 2182478 | -1184922.64 | -114596
Equity | Titan International Ord Shs | 2890265 | -13680011.08 | -760846
Equity | Titan [NAME] | B29H3T5 | -425327.76 | -23868
Equity | Tokyo Electron Ord Shs | 6895675 | 12508171.18700423 | 228589
Equity | Tower Financial Ord Shs | 2983853 | 2049296.2 | 82235
Equity | Transamerica Income Shares Closed Fund | 2900540 | 390309.84 | 18693
Equity | Transcept Pharmaceuticals Ord Shs | B13JP05 | 412735.68 | 122838
Equity | Tri Continental Closed Fund | 2903806 | 121378.5 | 6075
Equity | TRW Automotive Holdings Ord Shs | 2340801 | -15735642.31 | -211529
Equity | TTM Technologies Ord Shs | 2635659 | 653289.78 | 76141
Equity | Tufco Technologies Ord Shs | 2906753 | 15808.65 | 2613
Equity | TUI Travel [NAME] | B1Z7RQ7 | -13407898.4643186 | -1959241
Equity | Twenty First Century [NAME] Class A | BBM4S68 | 11120538.72 | 316104
Equity | TXCC Warrants WTS $0.58  4/3/2019 |  | 12.8 | 640000
Equity | Umpqua Holdings Ord Shs | 2484389 | -3666822.06 | -191579
Equity | UNIT4 N.V. Ord Shs | 7131947 | 7357151.667005999 | 139119
Equity | United Comm Bank - UCBI 5% Series B |  | 1410273.06994 | 1421
Equity | United Online Ord Shs | BF4B2M9 | 1657928.64 | 120489
Equity | UNITED RENTALS | 2134781 | -56643147 | -726660
Equity | United States Cellular Ord Shs | 2918996 | -1179407.64 | -28202
Equity | [NAME] | 2923804 | -6014626.8 | -110158
Equity | UNS Energy Ord Shs | B76S028 | 2258798.85 | 37741
Equity | US Ecology [NAME] | 2772396 | 302131.56 | 8124
Equity | US Silica Holdings Ord Shs | B7GGNT0 | 6019562.25 | 176475
Equity | US Steel Corp Ord Shs | 2824770 | -2518208.5 | -85363
Equity | Vale ADR Representing One Ord Shs | 2857334 | -2981070 | -195480
Equity | Vale ADR representing one Pref Shs Class A | 2933900 | 2739445.35 | 195535
Equity | Valley National Bancorp WTS $17.77 11/14/18 | B4R6ZR0 | 27279.459 | 49509
Equity | Valley National Ord Shs | 2935326 | -55963.6 | -5530
Equity | Vantage Drilling Ord Shs | [NAME] | -2793819.2 | -1518380
Equity | Vector Group Ord Shs | 2515803 | -8762435.38 | -535274
Equity | [NAME] | 2142922 | -43894899.72 | -734274
Equity | Verizon Communications Ord Shs | 2090571 | -6235522.02 | -126893
Equity | VIROPHARMA | 2945660 | 16762411.45 | 336257
Equity | Vishay Intertechnology [NAME] | 2930149 | -6442066.02 | -485827
Equity | [NAME] | 2010245 | 297963.36 | 45982
Equity | Vodafone Group ADR Reptg 10 Ord Shs | [NAME] | 26721208.36 | 679756
Equity | Volkswagen Non-Voting Pref Shs | 5497168 | -18914184.3339 | -67195
Equity | Volta Resources Ord Shs | B2QR1X8 | 166249.1437711705 | 535423
Equity | Washington Banking [NAME] | 2537993 | 315221.67 | 17779
Equity | Web.com Group Ord Shs | B0FNCD0 | -7045331.59 | -221621
Equity | WebMD Health Ord Shs | B0LMJC9 | -3425005.5 | -86709
Equity | Wells Fargo Advantage Global Dividend Opportunity Closed Fund | B1VRQ53 | 500438.5 | 69026
Equity | Wells Fargo Advantage Multi-Sector Income Closed Fund | 2831361 | 1355299.64 | 96394
Equity | Western Asset Global Corporate Defined Opportunity Closed Fund | B4K34Y8 | 1669902.91 | 92413
Equity | Western Asset Global High Income Closed Fund | 2030997 | 41554.8 | 3395
Equity | Western Asset High Income Opportunity Closed Fund | 2795984 | 17060.61 | 2877
Equity | Western Asset Income Fund | 2666024 | 324237.654 | 24597
Equity | Western Asset Intermediate Muni Closed Fund | 2559276 | 23430.45 | 2589
Equity | Western Asset Investment Grade Defined Opportunity Closed Fund | B61G9H8 | 302636.4 | 14982
Equity | Western Asset Managed High Income Fund | 2561118 | 102146.02 | 18047
Equity | Western Asset Municipal High Income Closed Fund | 2609966 | 236202.81 | 35097
Equity | Western Asset Municipal Partners Fund | 2610612 | 145860 | 10608
Equity | Western Asset Worldwide Income Closed Fund | 2772794 | 364985.88 | 29966
Equity | Western [NAME] | B0WHXR6 | -82205677.96 | -1938356
Equity | Wintrust Financial Ord Shs | 2425258 | -18924557.96 | -410333
Equity | Wintrust WTS $22.82 12/19/18 | B3RYYH0 | 10145080.8 | 415782
Equity | [NAME] | 2985677 | -16192677.76 | -352628
Equity | [NAME] | B70D2L2 | 1099830.06 | 163422
Equity | [NAME] | 2986539 | -5755137.72 | -142313
Equity | ZAIS Financial Ord Shs | B95CMS5 | -593238.24 | -37008
Equity | [NAME] | B6TF632 | -157346.2292 | -164657
Equity | [NAME] | 2748030 | 250735.4158825744 | 258720
Equity | Zoltek Companies Ord Shs | 2989914 | 25778.25 | 1539
Equity | Zweig Closed Fund | B8BRKF0 | 393626.54 | 26489
Fixed Income | ADSX   4.750 05/15/14 CVT |  | 57933750 | 10500
Fixed Income | CBZX   4.875 10/01/15 CVT |  | 1862875 | 1400
Fixed Income | CVCO   3.250 05/15/24 '13 CVT |  | 3220 | 70
Fixed Income | ECPG   3.000 07/01/20 CVT |  | 1640437.5 | 1300
Fixed Income | GPRE   5.750 11/01/15 CVT |  | 6029562.5 | 4100
Fixed Income | NGX    3.500 10/01/16 CVT |  | 1732500 | 1800
Fixed Income | NLY    5.000 05/15/15 CVT |  | 3191343.75 | 3150
Fixed Income | PDLI   2.875 02/15/15 '14 CVT |  | 2157750 | 1400
Fixed Income | [NAME]  7.000 12/15/17 CVT |  | 1496187.5 | 925
Fixed Income | ACCURAY INC ARAY   3.500 02/01/18 CVT |  | 5146281.25 | 3025
Fixed Income | ACCURAY INC ARAY   3.750 08/01/16 CVT |  | 788375 | 700
Fixed Income | Adcare Health Systems CONV 12% 08/29/14 |  | 1696694.3 | 1450
Fixed Income | AEGEAN MARINE PETROLEUM NETWORK INC ANW    4.000 11/01/18 CVT |  | 1055000 | 1000
Fixed Income | AFFYMETRIX INC AFFX   4.000 07/01/19 CVT |  | 4107859.375 | 2525
Fixed Income | AGCO CORP AGCO   1.250 12/15/36 '14 CVT |  | 4678000 | 3200
Fixed Income | ALBANY MOLECULAR RESEARCH INC AMRIX  2.250 11/15/18 CVT |  | 1416343.75 | 1525
Fixed Income | ALCATEL LUCENT - ALUFP 4 5/8 07/01/17 |  | 402500 | 400
Fixed Income | ALLIANCE ONE INTERNATIONAL INC AOI    5.500 07/15/14 CVT |  | 2175972.5 | 2132
Fixed Income | ALPHA NATURAL RESOURCES INC ANR    3.750 12/15/17 CVT |  | 2500500 | 2400
Fixed Income | ALPHA NATURAL RESOURCES INC ANR    4.875 12/15/20 CVT |  | 865000 | 800
Fixed Income | Amer Axle & Mfg - AXL 6 1/4 03/15/21 |  | 1627937.5 | 1525
Fixed Income | Amer Piping Prod - AMPIPG 12 7/8 11/15/17 |  | 1945375 | 1975
Fixed Income | AMERICAN AIRLINES - AMR 7 1/2 03/15/16 |  | 10581375 | 10150
Fixed Income | AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL    5.250 12/06/29 '14 CVT |  | 15575000 | 5600
Fixed Income | AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL    5.250 12/06/29 '14 CVT |  | 28577343.75 | 10275
Fixed Income | AMERICAN REALTY CAPITAL PROPERTIES INC ARCP   3.000 08/01/18 CVT |  | 10706687.5 | 10700
Fixed Income | AMKOR TECHNOLOGY INC AMKR   6.000 04/15/14 CVT |  | 12119406.25 | 5950
Fixed Income | Arcelormittal - MTNA 3 3/4 02/25/15 |  | 1004250 | 975
Fixed Income | Arcelormittal - MTNA 3 3/4 08/05/15 |  | 2674781.25 | 2575
Fixed Income | Arcelormittal - MTNA 9 02/15/15 |  | 844750 | 775
Fixed Income | ARCELORMITTAL ISPA   5.000 05/15/14 CVT |  | 6973828.125 | 6875
Fixed Income | ARCH COAL INC - ACI 8 01/15/19 |  | 2875000 | 2875
Fixed Income | ARES CAPITAL CORP ARCC   5.125 06/01/16 CVT |  | 3242421.875 | 3025
Fixed Income | ARES CAPITAL CORP ARCC   5.750 02/01/16 CVT |  | 4781765.625 | 4425
Fixed Income | ATLANTIC OFFSHORE - ATLNOF Float 06/27/15 |  | 2108267.278141161 | 24
Fixed Income | ATP OIL & GAS - ATPG 11 7/8 05/01/15 |  | 22640.625 | 4025
Fixed Income | AV HOMES INC AVHI   7.500 02/15/16 CVT |  | 6947250 | 5900
Fixed Income | AV HOMES INC AVHI   7.500 02/15/16 CVT |  | 3450075 | 2930
Fixed Income | AV HOMES INC AVHI   7.500 02/15/16 CVT PUT |  | 212500 | 200
Fixed Income | AV HOMES INC AVHI   7.500 02/15/16 CVT PUT |  | 6845687.5 | 6443
Fixed Income | AVIS BUDGET GROUP INC CARXX  3.500 10/01/14 CVT |  | 18643375 | 7400
Fixed Income | BAKER & TAYLOR - BTACMG 15 4/1/17 |  | 2633490 | 3027
Fixed Income | Beazer Homes USA 7.50% Tangible Equity Units | B8BJ8Q3 | 1499764.5 | 40300
Fixed Income | [NAME]    3.750 01/15/30 '15 CVT |  | 10136140.625 | 8975
Fixed Income | BLACK ELK ENERGY - BLELK 13 3/4 12/01/15 |  | 4901000 | 5800
Fixed Income | BLUCORA INC - BCOR 4 1/4 04/01/19 |  | 2477953.125 | 1675
Fixed Income | [NAME] 07/17/2014 |  | 4231500 | 42
Fixed Income | BOA DEEP - TAUBAT FLOAT 04/27/16 | B5NMQJ8 | 2740480.680402847 | 38
Fixed Income | BPA LABORATORIES - BPALAB 12 1/4 04/01/17 |  | 5992500 | 5875
Fixed Income | BRISTOW GROUP INC BRS    3.000 06/15/38 '15 CVT |  | 1231250 | 1000
Fixed Income | BROOKSTONE CO - BRSTNE 13 10/15/14 |  | 397320 | 516
Fixed Income | BUNGE LTD 4 7/8% PFD | B1HMD51 | 956750 | 8900
Fixed Income | CAL DIVE INTERNATIONAL INC DVR    5.000 07/15/17 CVT |  | 2415765.625 | 2275
Fixed Income | CEMEX SAB DE CV CMXCP  3.250 03/15/16 CVT |  | 20295000 | 15375
Fixed Income | CEMEX SAB DE CV CMXCP  3.750 03/15/18 CVT |  | 2207968.75 | 1625
Fixed Income | CEMEX SAB DE CV CMXCP  4.875 03/15/15 CVT |  | 2909375 | 2450
Fixed Income | CENVEO CORP CVO    7.000 05/15/17 CVT |  | 2013750 | 1800
Fixed Income | CEREPLAST INC CERP   7.000 06/01/16 CVT PUT |  | 232314.054 | 3514
Fixed Income | CFG LTD/CFG LLC - CARFIN 11 1/2 11/15/19 |  | 6828780 | 6412
Fixed Income | CHART INDUSTRIES INC GTLS   2.000 08/01/18 CVT |  | 10729421.875 | 6925
Fixed Income | Chesapeake Energy 5.75% Conv Pref 144 A | [NAME] | 1724828.125 | 1475
Fixed Income | China Linen CONV 7.5% 12/31/14 |  | 0.185 | 1850
Fixed Income | CHINA MEDICAL TECHNOLOGIES INC CMELT  4.000 08/15/13 CVT DFTd |  | 2500 | 250
Fixed Income | CHINA MEDICAL TECHNOLOGIES INC CMELT  6.250 12/15/16 CVT |  | 26250 | 2625
Fixed Income | China Wood CONV PFD 8% 09/30/13 |  | 814.04 | 188000
Fixed Income | CIENA CORP CIEN   3.750 10/15/18 CVT |  | 17383640.625 | 12025
Fixed Income | CIENA CORP CIEN   3.750 10/15/18 CVT |  | 3867046.875 | 2675
Fixed Income | CIENA CORP CIEN   4.000 03/15/15 CVT |  | 3777250 | 2900
Fixed Income | CIENA CORP CIEN   4.000 12/15/20 CVT |  | 19449593.75 | 13175
Fixed Income | Clear Channel - CCMO 4.9 05/15/15 |  | 3956500 | 4100
Fixed Income | CONCUR TECHNOLOGIES INC CNQR   2.500 04/15/15 CVT |  | 399375 | 200
Fixed Income | CONTL AIRLINES - UAL 6.86 04/22/14 |  | 268994.5 | 268.9945
Fixed Income | CONVERGYS CORP CVG    5.750 09/15/29 CVT |  | 15415250 | 7825
Fixed Income | Copano Energy - CPNO 7 1/8 04/01/21 |  | 430054.826 | 373
Fixed Income | CREDITCORP - CRECOR 12 07/15/18 |  | 8358000 | 8400
Fixed Income | Cricket Communications - LEAP 7 3/4 10/15/20 |  | 11351718.75 | 9925
Fixed Income | D.R. HORTON INC DHI    2.000 05/15/14 CVT |  | 12323259.375 | 7131
Fixed Income | DARLING ESC CORP - DAR 5 3/8 01/15/22 |  | 403500 | 400
Fixed Income | DDR CORP DDR    1.750 11/15/40 '15 CVT |  | 9436000 | 8425
Fixed Income | Dex Media West L + 5% Bank Loan |  | 1349760.6648 | 1551449.04
Fixed Income | DEXO L+6% Bank Loan |  | 2289390.6130425 | 3731.2319
Fixed Income | DFC GLOBAL CORP DLLR   3.250 04/15/17 CVT |  | 718000 | 800
Fixed Income | DIGITAL REALTY TRUST LP DLR    5.500 04/15/29 '14 CVT |  | 7794062.5 | 6125
Fixed Income | Dominion Resources Corporate Units Series A | BBDY0R2 | 10262505 | 189625
Fixed Income | Dominion Resources Corporate Units Series B | BBDY0S3 | 12366656.25 | 228125
Fixed Income | E*TRADE FINANCIAL CORP ETFC         08/31/19 CVT |  | 3374718.75 | 1775
Fixed Income | Edgen [NAME] 8 3/4 11/01/20 |  | 7963750 | 6925
Fixed Income | Education Mgmt - EDMC 15 07/01/18 |  | 10083045 | 9250500
Fixed Income | ELECTRONIC ARTS INC EAX    0.750 07/15/16 CVT |  | 2057343.75 | 1925
Fixed Income | Emigrant Bancorp - EMIBNC 6 1/4 06/15/14 |  | 3530823.15 | 3450
Fixed Income | EMPIRE TODAY - EMPTOD 11 3/8 02/1/17 |  | 3266250 | 3250
Fixed Income | Energy Future - TXU 10 12/01/20 |  | 13419000 | 12600
Fixed Income | ENERGY XXI 5.625 SERIES - EXXI 5.625 12/31/49 |  | 2820273.742 | 9535
Fixed Income | EOAL CYPRUS HOLD - EQUINO 0 02/26/15 | B96SDM3 | 1516196.24 | 1626820
Fixed Income | EOAL CYPRUS HOLD - EQUINO 15 07/15/14 | B731H85 | 225.5 | 41
Fixed Income | EOAL CYPRUS HOLD - EQUINO 20 06/22/13 |  | 4865.7 | 350000
Fixed Income | EOAL CYPRUS HOLD - EQUINO 20 06/22/13 | [NAME] | 3130.10379 | 230175
Fixed Income | EOAL CYPRUS HOLD - EQUINO 20 06/22/13 | B96JWC9 | 4769.4210912 | 375912
Fixed Income | EQUINIX INC EQIX   4.750 06/15/16 CVT |  | 28585218.75 | 13075
Fixed Income | EXELIXIS INC EXEL   4.250 08/15/19 CVT |  | 4118406.25 | 3350
Fixed Income | [NAME] 8 5/8 02/01/18 |  | 8946000 | 12425
Fixed Income | Exide Technologies 9% Bank Loan |  | 3592019.225 | 3504.409
Fixed Income | EXIDE TECHNOLOGIES XIDE         09/18/13 FRN DFTd |  | 97500 | 650
Fixed Income | EXTERRAN HOLDINGS INC EXH    4.250 06/15/14 CVT |  | 5491828.125 | 3675
Fixed Income | EXTRA SPACE STORAGE LP EXRX   2.375 07/01/33 '18 CVT |  | 2686703.125 | 2675
Fixed Income | Finisar Corp - FNSR 1/2 12/15/33 |  | 2669953.125 | 2575
Fixed Income | FINISAR CORP FNSR   5.000 10/15/29 CVT PUT |  | 913000 | 400
Fixed Income | Forest Oil Corp - FST 7 1/4 06/15/19 |  | 2158143.75 | 2205
Fixed Income | FriendFinder Networks PIK - FFN 11 1/2 04/30/14 |  | 629648.275 | 3071.455
Fixed Income | FUELCELL ENERGY INC FCEL   8.000 06/15/18 CVT |  | 2175000 | 1875
Fixed Income | GAIN CAPITAL HLDG GACAL  4.125 12/01/18 CVT |  | 1099359.375 | 1175
Fixed Income | GBL INVST GR FI - GLINGP 11 09/24/17 | B87CPW1 | 2095500 | 11
Fixed Income | GENCORP INC GY     4.063 12/31/39 CVT PUT |  | 7208093.75 | 3575
Fixed Income | GENERAL CABLE CORP BGC    4.500 11/15/29 CVT |  | 10323462.5 | 9620
Fixed Income | [NAME] and Wyoming 5.00% Tangible Equity Units | B8B7XS4 | 1715593.75 | 13325
Fixed Income | GILEAD SCIENCES INC GILD   1.625 05/01/16 CVT |  | 82747625.375 | 25075
Fixed Income | GLOBAL RIG CO - GRICNO 13 06/15/15 | B4K78Z9 | 2964309.575 | 27.8666
Fixed Income | GMX RESOURCES INC GMXRQ  4.500 05/01/15 CVT |  | 11400 | 1140
Fixed Income | GOLDEN CL MARIT - GOLDCL 11 12/15 | B3V7066 | 2253528.675 | 21.3858
Fixed Income | GOODRICH PETROLEUM CORP GDP    5.000 10/01/29 '14 CVT |  | 1021250 | 1000
Fixed Income | GOODYEAR TIRE - GT 5 7/8 |  | 8585318.56 | 128800
Fixed Income | GREEN FLD ENRGY - GFIELD 13 11/15/16 |  | 364500 | 2025
Fixed Income | GREEN FLD ENRGY - GFIELD 13 11/15/16 |  | 8640 | 48
Fixed Income | GROUP 1 AUTOMOTIVE INC GPI    3.000 03/15/20 CVT |  | 4727906.25 | 2350
Fixed Income | GT ADVANCED TECHNOLOGIES INC GTAT   3.000 10/01/17 CVT |  | 4573953.125 | 3325
Fixed Income | Harland Clarke - MFW 9 1/2 05/15/15 |  | 1868451.25 | 1858
Fixed Income | HARVEST NATURAL RESOURCES INC- HNR 11 10/11/14 |  | 5975000 | 5975
Fixed Income | HAWAIIAN HOLDINGS INC HA     5.000 03/15/16 CVT |  | 407625 | 300
Fixed Income | HEALTH CARE REIT INC HCN    3.000 12/01/29 '14 CVT |  | 2680500 | 2400
Fixed Income | HEALTHWAYS INC HWAY   1.500 07/01/18 CVT |  | 1992500 | 2000
Fixed Income | HOST HOTELS & RESORTS LP HST    2.500 10/15/29 '15 CVT |  | 27762375 | 18325
Fixed Income | Icahn Enter/Fin - IEP 7 3/4 01/15/16 |  | 17233593.75 | 16875
Fixed Income | ICAHN ENTER/FIN - IEP 8 01/15/18 |  | 4722525 | 4530
Fixed Income | IDQ HOLDINGS INC - CASHAR 11 1/2 04/01/17 |  | 4519625 | 4325
Fixed Income | ING CAP FNDG III - INTNED VAR 12/31/49 |  | 3879843.75 | 3875
Fixed Income | INTRACT/FRNDFIND - FFN 14 09/30/13 |  | 844899.439 | 775.1371
Fixed Income | IRONGATE ENERGY - IRONGT 11 07/01/18 |  | 6045000 | 6200
Fixed Income | ISTAR FINANCIAL INC SFI    3.000 11/15/16 CVT |  | 3829000 | 2800
Fixed Income | iStar Financial Perp Conv Pref Series J |  | 3151406.25 | 50625
Fixed Income | Jaguar Land Rovr - TTMTIN 4 1/8 12/15/18 |  | 404500 | 400
Fixed Income | JAGUAR MINING INC JAGX   5.500 03/31/16 CVT |  | 52500 | 500
Fixed Income | JAKKS PACIFIC INC JAKK   4.250 08/01/18 CVT |  | 5569265.625 | 5775
Fixed Income | JAKKS PACIFIC INC JAKK   4.500 11/01/14 CVT |  | 1519000 | 1550
Fixed Income | [NAME]  10.000 06/01/18 CVT |  | 99975 | 310
Fixed Income | JASPER EXPLORER - JASPSP 13 1/2 05/27/16 | [NAME] | 5640000 | 60
Fixed Income | JC Penney Corp - JCP 6 7/8 10/15/15 |  | 4289625 | 4650
Fixed Income | JETBLUE AIRWAYS CORP JBLU   6.750 10/15/39 '14 CVT |  | 7202500 | 4000
Fixed Income | [NAME] L+7.5% Bank Loan |  | 1909006.94325 | 1876.1739
Fixed Income | KAMAN CORP KAMN   3.250 11/15/17 CVT |  | 4909125 | 3800
Fixed Income | KCAP FINANCIAL INC KCAP   8.750 03/15/16 CVT |  | 4485000 | 4000
Fixed Income | [NAME] 8 3/8 12/15/18 |  | 423000 | 400
Fixed Income | KILROY REALTY LP KRC    4.250 11/15/14 CVT |  | 10424518.75 | 7390
Fixed Income | KISTEFOS AS - KISTEF Float 7/3/15 |  | 12677647.91276591 | 145
Fixed Income | [NAME] 3 08/01/35 |  | 5684062.5 | 4700
Fixed Income | [NAME] 3 08/01/35 |  | 3356015.625 | 2775
Fixed Income | LANDRYS INC - LNY 9 3/8 05/01/20 |  | 8054820 | 7356
Fixed Income | LAYNE CHRISTENSEN CO LAYN   4.250 11/15/18 CVT |  | 1705312.5 | 1700
Fixed Income | Lehman Bros Hldg - LEH 5 5/8 01/24/13 |  | 7234750 | 33650
Fixed Income | LENNAR CORP LEN    2.750 12/15/20 '15 CVT |  | 31148812.5 | 16900
Fixed Income | LENNAR CORP LEN    3.250 11/15/21 '16 CVT |  | 32760000 | 18200
Fixed Income | LEUCADIA NATIONAL CORP LUK    3.750 04/15/14 CVT |  | 66562.5 | 50
Fixed Income | LEVEL 3 COMMUNICATIONS INC LVLT   7.000 03/15/15 CVT |  | 1750400 | 1280
Fixed Income | LEXINGTON REALTY TRUST LXP    6.000 01/15/30 '17 CVT |  | 11457125 | 7550
Fixed Income | Liquidnet L+8% Bank Loan |  | 3830750 | 3850
Fixed Income | LUFTHANSA MALTA BLUES LP LUFMA  0.750 04/05/17 CVT | B7VY8X8 | 5219585.279999999 | 2800
Fixed Income | M/I HOMES INC MHO    3.000 03/01/18 CVT |  | 2002500 | 1800
Fixed Income | M/I HOMES INC MHO    3.250 09/15/17 CVT |  | 3002937.5 | 2300
Fixed Income | MANNKIND CORP MNKD   5.750 08/15/15 CVT |  | 1630475 | 1540
Fixed Income | MASTEC INC MTZ    4.000 06/15/14 CVT |  | 4423984.375 | 2125
Fixed Income | MASTEC INC MTZ    4.250 12/15/14 CVT |  | 5146500 | 2400
Fixed Income | MEADOWBROOK INSURANCE GROUP INC MIG    5.000 03/15/20 CVT |  | 2661906.25 | 2575
Fixed Income | MEDICINES CO MDCO   1.375 06/01/17 CVT |  | 1244718.75 | 825
Fixed Income | MEMC ELEC MATER - SUNE 7 3/4 04/01/19 |  | 4455875 | 4145
Fixed Income | MERITAGE HOMES CORP MTH    1.875 09/15/32 '17 CVT |  | 2785921.875 | 2475
Fixed Income | MERITOR INC MTOR   4.625 03/01/26 '16 CVT |  | 2053750 | 2000
Fixed Income | MF GLOBAL HOLDINGS LTD MFBLH  3.375 08/01/18 CVT DFTd |  | 1320000 | 2750
Fixed Income | MGIC INVESTMENT CORP MTG    2.000 04/01/20 CVT |  | 7236625 | 5225
Fixed Income | MGIC INVESTMENT CORP MTG    2.000 04/01/20 CVT |  | 1904375 | 1375
Fixed Income | MGIC INVESTMENT CORP MTG    5.000 05/01/17 CVT |  | 11029500 | 9675
Fixed Income | MGIC INVESTMENT CORP MTG    5.000 05/01/17 CVT |  | 12369000 | 10850
Fixed Income | MGM RESORTS - MGM 5.25 03/31/20 |  | 6442625 | 6475
Fixed Income | MGM RESORTS INTERNATIONAL MGM    4.250 04/15/15 CVT |  | 7231875 | 5250
Fixed Income | MGM RESORTS INTERNATIONAL MGM    4.250 04/15/15 CVT |  | 7645125 | 5550
Fixed Income | MICHAELS STORES - MIK 5 7/8  12/15/20 |  | 403000 | 400
Fixed Income | MICROCHIP TECHNOLOGY INC MCHP   2.125 12/15/37 CVT |  | 18537656.25 | 10650
Fixed Income | MICRON TECHNOLOGY INC MU     1.500 08/01/31 CVT PUT | B8F97V7 | 955750 | 400
Fixed Income | MICRON TECHNOLOGY INC MU     1.875 06/01/14 CVT |  | 11609000 | 7600
Fixed Income | MICRON TECHNOLOGY INC MU     2.125 02/15/33 '20 CVT |  | 2841953.125 | 1375
Fixed Income | MICRON TECHNOLOGY INC MU     2.375 05/01/32 '19 CVT |  | 3187421.875 | 1375
Fixed Income | MICRON TECHNOLOGY INC MU     2.375 05/01/32 '19 CVT |  | 11242906.25 | 4850
Fixed Income | MICRON TECHNOLOGY INC MU     3.125 05/01/32 '21 CVT |  | 16438627.5 | 7204
Fixed Income | MICRON TECHNOLOGY INC MU     3.125 05/01/32 '21 CVT |  | 9184546.875 | 4025
Fixed Income | MOLINA HEALTHCARE INC MOH    3.750 10/01/14 CVT |  | 2238281.25 | 1875
Fixed Income | National Money B - DLLR 10 3/8 12/15/16 |  | 12845937.5 | 12625
Fixed Income | NAVISTAR INTERNATIONAL CORP NAV    3.000 10/15/14 CVT |  | 899062.5 | 875
Fixed Income | NextEra Energy Units | BF2H3D7 | 13581019 | 270700
Fixed Income | NextEra Energy Units Exp 01 Jun 2015 | B87FC63 | 2534692.125 | 43925
Fixed Income | NextEra Energy Units Exp 01 Jun 2015 | B87FC63 | 16978253.625 | 294225
Fixed Income | NORTH ATL TRADING - NATRC 11 1/2 07/15/16 |  | 14769500 | 13550
Fixed Income | NORTH ATL TRADING PIK - NATRC 19 01/15/17 |  | 2487680 | 2163.2
Fixed Income | Northland Resour - NAUCN 13 03/06/17 | B79VV76 | 89517.4 | 895174
Fixed Income | NORTHSTAR REALTY FINANCE LP NRF    5.375 06/15/33 '23 CVT |  | 413250 | 300
Fixed Income | NORTHSTAR REALTY FINANCE LP NRF    7.500 03/15/31 '16 CVT |  | 3845187.5 | 1700
Fixed Income | NUANCE COMMUNICATIONS INC (NEW) NUAN   2.750 11/01/31 '17 CVT |  | 589125 | 600
Fixed Income | NVIDIA CORP NVDA   1.000 12/01/18 CVT |  | 3806375 | 3700
Fixed Income | Oil States Intl - OIS 5 1/8 01/15/23 |  | 29275125 | 25850
Fixed Income | OMNICARE INC OCR    3.500 02/15/44 '19 CVT |  | 1005020 | 992
Fixed Income | Opal Acquisition - ONECAL 8 7/8 12/15/21 |  | 11086125 | 11100
Fixed Income | OREXIGEN THERAPEUTICS INC OREX   2.750 12/01/20 CVT |  | 1178250 | 1200
Fixed Income | OUTERWALL INC OUTR   4.000 09/01/14 CVT |  | 3621406.25 | 2150
Fixed Income | Overseas Shipholding L+2.00% Bank Loan | LN255535 | 3926723.625 | 3975
Fixed Income | PANORO ENERGY- PENNO 12 11/15/18 | B607JX8 | 1950400 | 18.4
Fixed Income | PEGASUS SOLUTION - PEGS 13 04/15/14 |  | 4033991.200000001 | 4291.48
Fixed Income | PENSON WORLDWIDE INC PNSNW  8.000 06/01/14 CVT |  | 1090984.375 | 8515
Fixed Income | PETROMINERALES LTD PMGC   2.625 08/25/16 CVT PUT | B50NST8 | 2487500 | 25
Fixed Income | PETROMINERALES LTD PMGC   3.250 06/12/17 CVT PUT | B7SJF24 | 3184000 | 32
Fixed Income | PHH CORP PHH    6.000 06/15/17 CVT |  | 16839062.5 | 8125
Fixed Income | PHOTRONICS INC PLAB   5.500 10/01/14 CVT |  | 4049375 | 2200
Fixed Income | Plains Explorati - PXP 6 7/8 02/15/23 |  | 8708000 | 7775
Fixed Income | POLARCUS LTD PLCS   2.875 04/27/16 CVT | B44VF56 | 386680 | 4
Fixed Income | Post Holdings Perpetual Preferred Convertible Pref Shs Series C 144A |  | 4590067 | 45872
Fixed Income | POWERWAVE TECHNOLOGIES INC PWAVQ  2.750 07/15/41 '15 DFTd |  | 97500 | 3900
Fixed Income | POWERWAVE TECHNOLOGIES INC PWAVQ  3.875 10/01/27 '14 DFTd |  | 41040 | 4104
Fixed Income | PPL CORPORATION - PPL 8.75 05/01/14 | B3WL6M5 | 2996382.25 | 56825
Fixed Income | QUANTUM CORP DSS    4.500 11/15/17 CVT |  | 1690218.75 | 1650
Fixed Income | RADIAN GROUP INC RDN    2.250 03/01/19 CVT |  | 11255062.5 | 7650
Fixed Income | RADIAN GROUP INC RDN    2.250 03/01/19 CVT |  | 6105687.5 | 4150
Fixed Income | RADIAN GROUP INC RDN    3.000 11/15/17 CVT |  | 22922375 | 16100
Fixed Income | RAMBUS INC RMBS   1.125 08/15/18 CVT |  | 5890500 | 5600
Fixed Income | REGENERON PHARMACEUTICALS INC REGN   1.875 10/01/16 CVT |  | 39136359.375 | 11925
Fixed Income | REGIS CORP RGS    5.000 07/15/14 CVT |  | 10781250 | 10000
Fixed Income | RESOURCE CAPITAL CORP RSO    6.000 12/01/18 CVT |  | 1354218.75 | 1350
Fixed Income | RHODES MERGER - RUE 9 10/15/21 |  | 15453375 | 21025
Fixed Income | RITE AID CORP RAD    8.500 05/15/15 CVT |  | 618000 | 300
Fixed Income | ROTECH HEALTHCARE INC - ROHI 10 1/2 03/15/18 |  | 167212.895 | 610
Fixed Income | Roust Trading Lt - ROUSTL 10 05/31/16 |  | 690053.8815 | 779.7219
Fixed Income | RYLAND GROUP INC RYL    1.625 05/15/18 CVT |  | 8793906.25 | 5750
Fixed Income | RYMAN HOSPITALITY PROPERTIES INC RHP    3.750 10/01/14 CVT |  | 25839000 | 13200
Fixed Income | SALESFORCE COM INC CRM    0.750 01/15/15 CVT |  | 51858000 | 20100
Fixed Income | SALESFORCE.COM - CRM 0 1/4 04/1/18 |  | 2584296.875 | 2375
Fixed Income | Sanchez Energy 4.875% Cumulative Perpetual Conv Pref Shs 144 Series A | [NAME] | 19581250 | 313300
Fixed Income | Sanchez Energy 4.875% Cumulative Perpetual Conv Pref Shs 144 Series A | [NAME] | 6121875 | 97950
Fixed Income | SANDISK CORP SNDK   1.500 08/15/17 CVT |  | 18299531.25 | 12375
Fixed Income | SEALY CORP- ZZ 8 |  | 23746153 | 299636
Fixed Income | SEQUENOM INC SQNM   5.000 10/01/17 CVT |  | 2459515.625 | 2825
Fixed Income | SEQUENOM INC SQNM   5.000 10/01/17 CVT |  | 3917812.5 | 4500
Fixed Income | SHENGDATECH INC SHEND  6.000 06/01/18 '14 CVT |  | 7500 | 300
Fixed Income | SHENGDATECH INC SHEND  6.500 12/15/15 CVT PUT |  | 30000 | 1200
Fixed Income | SHIP FINANCE INT - SFL Float 04/07/14 | B3WGGQ4 | 8497397.494164323 | 102
Fixed Income | SIDEWINDER DRILL - SIDDRI 9 3/4 11/15/19 |  | 3337500 | 3750
Fixed Income | SILVER STANDARD RESOURCES INC SSO    2.875 02/01/33 '20 CVT |  | 589687.5 | 750
Fixed Income | SIRIUS XM HOLDINGS INC SIRI   7.000 12/01/14 CVT |  | 38159315 | 19594
Fixed Income | SL GREEN OPERATING PARTNERSHIP LP SLG    3.000 10/15/17 CVT |  | 18928031.25 | 15150
Fixed Income | [NAME] | B8XBSR8 | 3922688.618161123 | 51
Fixed Income | [NAME] | B731707 | 2486864.571046793 | 30
Fixed Income | SouthPeak - SOPKK 29 12/31/14 |  | 104522.164 | 1091
Fixed Income | SouthPeak Interactive CONV 10% 07/19/49 |  | 239510 | 2500
Fixed Income | SPECTRUM PHARMA - SPPI 2 3/4 12/15/18 |  | 1532156.25 | 1475
Fixed Income | Sprint Corp - S 7 1/8 06/15/24 |  | 4705937.5 | 4625
Fixed Income | STANDARD PACIFIC CORP SPF    1.250 08/01/32 '17 CVT |  | 9301250 | 7000
Fixed Income | STANDARD PACIFIC CORP SPF    1.250 08/01/32 '17 CVT |  | 5680406.25 | 4275
Fixed Income | [NAME] and Decker Corp Units |  | 1822218.625 | 17725
Fixed Income | STERLITE INDUSTRIES (INDIA) LTD STRL   4.000 10/30/14 CVT |  | 5326593.75 | 5350
Fixed Income | STEWART ENTERPRISES INC STEIX  3.125 07/15/14 CVT |  | 31313.25 | 25
Fixed Income | STEWART INFORMATION SERVICES CORP STC    6.000 10/15/14 CVT |  | 15626406.25 | 6125
Fixed Income | STILLWATER MINING CO SWC    1.750 10/15/32 '19 CVT |  | 5434156.25 | 4825
Fixed Income | SUNEDISON INC - SUNE 2 10/01/18 |  | 4033046.875 | 3575
Fixed Income | SUNEDISON INC - SUNE 2 3/4 01/01/21 |  | 1827109.375 | 1625
Fixed Income | SUNPOWER CORP SPWR   4.500 03/15/15 CVT |  | 878515.625 | 625
Fixed Income | SUNPOWER CORP SPWR   4.750 04/15/14 CVT |  | 3312656.25 | 2775
Fixed Income | SUPERIOR WELL SE - SWSI 4 12/31/49 |  | 1075480 | 1169
Fixed Income | SYNOVUS FINL - SNV5 1/8 06/15/17 |  | 1426562.5 | 1375
Fixed Income | T    0.250 10/15/15 | B8GQ461 | -1369975.58081881 | -3077000
Fixed Income | T    0.750 12/31/17 |  | -4630876.957525476 | -4828500
Fixed Income | TEMPEL STEEL CO - TEMPEL 12 08/15/16 |  | 5456250 | 5625
Fixed Income | TEREX CORP TEX    4.000 06/01/15 CVT |  | 29713968.75 | 11325
Fixed Income | TESLA MOTORS INC TSLA   1.500 06/01/18 CVT |  | 12672343.75 | 9125
Fixed Income | THERAVANCE INC THRX   2.125 01/15/23 CVT |  | 2334000 | 1600
Fixed Income | Thompson Creek Metals Tangible Equity Tmeds Units | B8BVLM6 | 2917493.75 | 226250
Fixed Income | TICC CAPITAL CORP TICC   7.500 11/01/17 CVT |  | 3838437.5 | 3550
Fixed Income | TITAN INTERNATIONAL INC TWI    5.625 01/15/17 CVT |  | 14515593.75 | 7575
Fixed Income | TITAN MACHINERY INC TITNX  3.750 05/01/19 CVT |  | 2381175 | 2785
Fixed Income | TRW AUTOMOTIVE INC TRW    3.500 12/01/15 CVT |  | 16899312.5 | 6650
Fixed Income | TUI AG- TUIGR 5 1/2 11/17/14 | B575P41 | 14234505.711048 | 85575
Fixed Income | U.S. 10 Yr Treasury Note Future |  | -16857421.875 | -137
Fixed Income | U.S. 2 Yr Treasury Note Future |  | -329498937.5 | -1499
Fixed Income | U.S. 5 Yr Treasury Note Future |  | -16465125 | -138
Fixed Income | UNITED RENTALS INC URI    4.000 11/15/15 CVT |  | 59537187.5 | 8500
Fixed Income | UNITED STATES STEEL CORP X      4.000 05/15/14 CVT |  | 6632340 | 6184
Fixed Income | UNIVERSAL CORP - UVV 6 3/4 |  | 862050 | 700
Fixed Income | UNIVERSAL CORP - UVV 6 3/4 |  | 10283025 | 8350
Fixed Income | US FOODS INC - USFOOD 8 1/2 06/30/19 |  | 2913832.5 | 2658
Fixed Income | VANTAGE DRILLING CO VTG    5.500 07/15/43 '18 CVT |  | 1917000 | 1775
Fixed Income | VANTAGE DRILLING CO VTG    7.875 09/01/42 '17 CVT | B7PWK09 | 5457500 | 4625
Fixed Income | VECTOR GROUP LTD VGR    6.750 11/15/14 CVT |  | 8398290 | 6504
Fixed Income | VECTOR GROUP LTD VGR    7.500 01/15/19 CVT |  | 12952437.45 | 10950
Fixed Income | VERISIGN INC VRSN   3.250 08/15/37 CVT |  | 49080431.25 | 27135
Fixed Income | Virgin Media Fin - VMED 4 7/8 02/15/22 |  | 9975000 | 11400
Fixed Income | VIROPHARMA INC VPHM   2.000 03/15/17 CVT |  | 17880656.25 | 6675
Fixed Income | VISHAY INTERTECHNOLOGY INC VSH    2.250 11/15/40 CVT |  | 7677250 | 7175
Fixed Income | VOLKSWAGEN INTERNATIONAL FINANCE NV VOWG   5.500 11/09/15 CVT | B8KRT65 | 23150913.75 | 135
Fixed Income | Wash Mut Bank NV - WAMU 0 05/01/09 |  | 7874062.5 | 27750
Fixed Income | [NAME] 6.829 11/15/15 |  | 3520719.475 | 3325
Fixed Income | [NAME] 9.247 11/15/2015 |  | 3130632 | 3000
Fixed Income | WEB.COM GROUP INC WWWW   1.000 08/15/18 CVT |  | 12317937.5 | 10925
Fixed Income | WEBMD HEALTH CORP WBMD   1.500 12/01/20 CVT |  | 5938390.625 | 6025
Fixed Income | WESTERN EXPRESS - WSTEXP 12 1/2 04/15/15 |  | 1472000 | 2300
Fixed Income | WESTERN REFINING INC WNR    5.750 06/15/14 CVT |  | 82395047.5 | 18547
Fixed Income | XILINX INC XLNX   3.125 03/15/37 CVT |  | 16834125 | 10600
Fixed Income | YAHOO! INC YHOO         12/01/18 CVT |  | 14352078.125 | 13825
Fixed Income | ZAIS FINANCIAL CORP ZFC    8.000 11/15/16 CVT |  | 3414875 | 3400
Fixed Income | Zaza Energy Corp - ZAZA 9 08/01/17 |  | 2928750 | 3550
Equity | E-Mini S&P 500 Index Future - MAR 2014 |  | -310432062 | -3359
Equity | FTSE100 Index Future - MAR 2014 |  | -14311094.39232 | -128
Credit | CDX.NA.HY |  | -250028970.6715525 | 230375000
Credit | REF OB - Host Hotels & Resorts, L.P. - USD SNR NR |  | -1732540.317520253 | 3450000