Spreadsheet: 04f6eccc-87ff-4c1e-927d-6d5481ae1022
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | 3D FOREX, LLC | N | NFA | 2008-02-29 00:00:00 | 9403030 | 500000 | 8903030 | 0 | 0
2 | ABBEY NATIONAL SECURITIES INC | Y | NFA | 2008-02-29 00:00:00 | 150537131 | 26877600 | 123659531 | 422450900 | 0
3 | ADM INVESTOR SERVICES INC | N | CBOT | 2008-02-29 00:00:00 | 154277762 | 80579409 | 73698353 | 1445703173 | 88506530
4 | ADVANCED MARKETS INC | N | NFA | 2008-02-29 00:00:00 | 5239792 | 5000000 | 239792 | 0 | 0
5 | ADVANTAGE FUTURES LLC | N | CME | 2008-02-29 00:00:00 | 18193688 | 4711198 | 13482490 | 174397861 | 26486759
6 | AIG CLEARING CORPORATION | N | NYME | 2008-02-29 00:00:00 | 307836434 | 50206971 | 257629463 | 14378041 | 0
7 | ALARON TRADING CORPORATION | N | CME | 2008-02-29 00:00:00 | 7702721 | 3937686 | 3765035 | 219483577 | 9832970
8 | [NAME] (US) LLC | N | NFA | 2008-02-29 00:00:00 | 9001039 | 5000000 | 4001039 | 0 | 0
9 | BACERA CORPORATION | N | NFA | 2008-02-29 00:00:00 | 5554498 | 5000000 | 554498 | 0 | 0
10 | BANC OF AMERICA SECURITIES LLC | Y | CME | 2008-02-29 00:00:00 | 3488747256 | 387742839 | 3101004417 | 1952263275 | 26728485
11 | BARCLAYS CAPITAL INC | Y | NYME | 2008-02-29 00:00:00 | 1246130380 | 493904749 | 752225631 | 5728936021 | 2454930394
12 | BEAR STEARNS & CO INC | Y | NFA | 2008-02-29 00:00:00 | (g) | 554870709 | (g) | 0 | 0
13 | BEAR STEARNS SECURITIES CORP | Y | CME | 2008-02-29 00:00:00 | 4232205408 | 1340851664 | 2891353744 | 4771053907 | 976910438
14 | BGC SECURITIES | Y | NFA | 2008-02-29 00:00:00 | 4207694 | 500000 | 3707694 | 0 | 0
15 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2008-02-29 00:00:00 | 141044568 | 103044606 | 37999962 | 1278759865 | 310305996
16 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2008-02-29 00:00:00 | 706167573 | 50490101 | 655677472 | 256153790 | 0
17 | CADENT FINANCIAL SERVICES LLC | N | CME | 2008-02-29 00:00:00 | 7720695 | 6289125 | 1431570 | 242036700 | 1609984
18 | CANTOR FITZGERALD & CO | Y | CBOT | 2008-02-29 00:00:00 | 211899493 | 29241766 | 182657727 | 10938772 | 85297
19 | CAPITAL MARKET SERVICES LLC | N | NFA | 2008-02-29 00:00:00 | 13726169 | 5000000 | 8726169 | 0 | 0
20 | CIBC WORLD MARKETS CORP | Y | CME | 2008-02-29 00:00:00 | 911930806 | 20850218 | 891080588 | 0 | 0
21 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2008-02-29 00:00:00 | (g) | 950240836 | (g) | 12400589641 | 565694033
22 | CLIFF LARSON COMPANY THE | N | NFA | 2008-02-29 00:00:00 | 3494155 | 1330692 | 2163463 | 36958034 | 18412
23 | CMC MARKETS (US) LLC | N | NFA | 2008-02-29 00:00:00 | 8773706 | 5000000 | 3773706 | 0 | 0
24 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2008-02-29 00:00:00 | 1422284 | 500000 | 922284 | 0 | 0
25 | COMTRUST INC | N | NFA | 2008-02-29 00:00:00 | 1248218 | 500000 | 748218 | 7906899 | 0
26 | COUNTRY HEDGING INC | N | NFA | 2008-02-29 00:00:00 | 26792402 | 20548605 | 6243797 | 292837211 | 67548
27 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2008-02-29 00:00:00 | 6815243980 | 320610393 | 6494633587 | 2841163340 | 2603674262
28 | CROSSLAND LLC | N | CBOT | 2008-02-29 00:00:00 | 3856031 | 601529 | 3254502 | 29985132 | 0
29 | CSC FUTURES INC | N | CME | 2008-02-29 00:00:00 | 7694499 | 500000 | 7194499 | 0 | 0
30 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2008-02-29 00:00:00 | 4113504 | 848832 | 3264672 | 28847321 | 83819
31 | DAIWA SECURITIES AMERICA INC | Y | CME | 2008-02-29 00:00:00 | 227585618 | 10703025 | 216882593 | 15787874 | 671503
32 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2008-02-29 00:00:00 | 4260436622 | 351098528 | 3909338094 | 8603686260 | 1187920163
33 | DIRECT FOREX LLC | N | NFA | 2008-02-29 00:00:00 | 659178 | 500000 | 159178 | 0 | 0
34 | DORMAN TRADING LLC | N | CME | 2008-02-29 00:00:00 | 9698118 | 637868 | 9060250 | 55060974 | 72995
35 | DUNAVANT COMMODITY CORP | N | NFA | 2008-02-29 00:00:00 | 42245671 | 1463656 | 40782015 | 0 | 0
36 | EAGLE MARKET MAKERS INC | N | CBOT | 2008-02-29 00:00:00 | 6975971 | 500000 | 6475971 | 9700766 | 0
37 | EASY FOREX US LTD | N | NFA | 2008-02-29 00:00:00 | 7799807 | 5000000 | 2799807 | 0 | 0
38 | ED &F MAN COMMODITY ADVISORS INC | N | NFA | 2008-02-29 00:00:00 | 1405393 | 500000 | 905393 | 0 | 0
39 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2008-02-29 00:00:00 | 12396093 | 500000 | 11896093 | 0 | 0
40 | ENSKILDA FUTURES LTD | N | CME | 2008-02-29 00:00:00 | 20782839 | 11662467 | 9120372 | 237279895 | 0
41 | FARR FINANCIAL INC | N | NFA | 2008-02-29 00:00:00 | 1325959 | 899007 | 426952 | 49781622 | 72621
42 | FC STONE LLC | N | CME | 2008-02-29 00:00:00 | 90717280 | 69196740 | 21520540 | 1332818680 | 32266556
43 | FIRST CAPITOL GROUP LLC | N | NFA | 2008-02-29 00:00:00 | 6694335 | 2295279 | 4399056 | 94736646 | 65081
44 | FOREX CAPITAL MARKETS LLC | N | NFA | 2008-02-29 00:00:00 | 81150191 | 12681963 | 68468228 | 0 | 0
45 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2008-02-29 00:00:00 | 7639479 | 5000000 | 2639479 | 0 | 0
46 | FOREX LLC | N | NFA | 2008-02-29 00:00:00 | 745990 | 500000 | 245990 | 0 | 0
47 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2008-02-29 00:00:00 | 149235353 | 51436759 | 97798594 | 1009951536 | 123796421
48 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2008-02-28 00:00:00 | 7985613 | 5000000 | 2985613 | 5366479 | 73581
49 | FRONTIER FUTURES INC | N | NFA | 2008-02-29 00:00:00 | 2052212 | 1232796 | 819416 | 46633096 | 0
50 | FUTURES TECH LLC | N | NFA | 2008-02-29 00:00:00 | 820991 | 500000 | 320991 | 0 | 0
51 | FX SOLUTIONS LLC | N | NFA | 2008-02-29 00:00:00 | 16140253 | 5000000 | 11140253 | 0 | 0
52 | GAIN CAPITAL GROUP LLC | N | NFA | 2008-02-29 00:00:00 | 66579458 | 6041917 | 60537541 | 0 | 0
53 | GATEWAY CAPITAL L.L.C. | N | NFA | 2008-02-29 00:00:00 | 837419 | 500000 | 337419 | 0 | 0
54 | GELBER GROUP LLC | N | CBOT | 2008-02-29 00:00:00 | 70246284 | 500000 | 69746284 | 56498609 | 2500
55 | GFS FOREX & FUTURES INC | N | NFA | 2008-02-29 00:00:00 | 10441005 | 5000000 | 5441005 | 0 | 0
56 | GILDER GAGNON HOWE AND CO LLC | Y | NFA | 2008-02-29 00:00:00 | 20084454 | 500000 | 19584454 | 0 | 0
57 | GLOBAL FUTURES &  FOREX LTD | N | NFA | 2008-02-29 00:00:00 | 68407128 | 9458242 | 58948886 | 587397 | 0
58 | GOLDMAN SACHS & CO | Y | CBOT | 2008-02-29 00:00:00 | (g) | 2336905906 | (g) | 16512970504 | 9816196196
59 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2008-02-29 00:00:00 | 1222686383 | 74819248 | 1147867135 | 1145528852 | 15808825
60 | H & R BLOCK FINANCIAL ADVISORS INC | Y | NFA | 2008-02-29 00:00:00 | 78462799 | 9043376 | 69419423 | 0 | 0
61 | HAGERTY GRAIN CO INC | N | CBOT | 2008-02-29 00:00:00 | 3743337 | 500000 | 3243337 | 5731800 | 0
62 | HOTSPOT FXR LLC | N | NFA | 2008-02-29 00:00:00 | 7675145 | 5000000 | 2675145 | 0 | 0
63 | HSBC SECURITIES USA INC | Y | CME | 2008-02-29 00:00:00 | 1029102197 | 106630991 | 922471206 | 1095655445 | 82455108
64 | I TRADE FX LLC | N | NFA | 2008-02-29 00:00:00 | 35037710 | 5000000 | 30037710 | 0 | 0
65 | ICAP FUTURES LLC | N | CBOT | 2008-02-29 00:00:00 | 5977214 | 500000 | 5477214 | 0 | 0
66 | IFSCL USA INC  (IKON GLOBAL MARKETS INC.) | N | NFA | 2008-02-29 00:00:00 | 8271674 | 5000000 | 3271674 | 1341452 | 156909
67 | IFX MARKETS INC | N | NFA | 2008-02-29 00:00:00 | 12343198 | 5000000 | 7343198 | 0 | 0
68 | IG MARKETS INC. | N | NFA | 2008-02-29 00:00:00 | 7934131 | 500000 | 7434131 | 0 | 0
69 | INSTINET LLC | Y | NFA | 2008-02-29 00:00:00 | 91483360 | 3421374 | 88061986 | 0 | 0
70 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2008-02-29 00:00:00 | 2126450 | 500000 | 1626450 | 484393 | 0
71 | INTERACTIVE BROKERS LLC | Y | EUXUS | 2008-02-29 00:00:00 | 443342310 | 56732745 | 386609565 | 331823559 | 102775879
72 | INTERBANK FX LLC | N | NFA | 2008-02-29 00:00:00 | 25733263 | 5000000 | 20733263 | 0 | 0
73 | IOWA GRAIN CO | N | CBOT | 2008-02-29 00:00:00 | 24013094 | 16172661 | 7840433 | 475378712 | 1020229
74 | ITAU SECURITIES INC | Y | NFA | 2008-02-29 00:00:00 | 12072132 | 500000 | 11572132 | 0 | 0
75 | ITG DERIVATIVES, LLC | Y | NFA | 2008-02-29 00:00:00 | 1032505 | 500000 | 532505 | 0 | 0
76 | JP MORGAN FUTURES INC | N | NYME | 2008-02-29 00:00:00 | 1226367911 | 843536574 | 382831337 | 10776614936 | 1456402959
77 | KOTTKE ASSOCIATES LLC | N | CBOT | 2008-02-29 00:00:00 | 18748942 | 500000 | 18248942 | 28754807 | 38214
78 | LADENBURG THALMANN & CO INC | Y | NFA | 2008-02-29 00:00:00 | 25625525 | 500000 | 25125525 | 0 | 0
79 | LBS LIMITED PARTNERSHIP | N | CBOT | 2008-02-29 00:00:00 | 866096 | 500000 | 366096 | 0 | 0
80 | LEHMAN BROTHERS INC | Y | CBOT | 2008-02-29 00:00:00 | (g) | 753010000 | (g) | 7295015000 | 1885831000
81 | LEK SECURITIES CORPORATION | Y | NFA | 2008-02-29 00:00:00 | 11024349 | 1500000 | 9524349 | 0 | 0
82 | LIMESTONE TRADING LLC | N | NFA | 2008-02-29 00:00:00 | 23151357 | 500000 | 22651357 | 0 | 0
83 | LINN GROUP  ( THE ) | N | NFA | 2008-02-29 00:00:00 | 4059385 | 500000 | 3559385 | 8564626 | 185010
84 | LOEB PARTNERS CORPORATION | Y | NFA | 2008-02-28 00:00:00 | 12354632 | 500000 | 11854632 | 0 | 0
85 | LPL FINANCIAL CORPORATION | Y | NFA | 2008-02-29 00:00:00 | 70550800 | 8584586 | 61966214 | 0 | 0
86 | MACQUARIE FUTURES USA INC | N | NFA | 2008-02-29 00:00:00 | 13457415 | 7565773 | 5891642 | 59311508 | 0
87 | MB TRADING FUTURES INC. | N | NFA | 2008-02-29 00:00:00 | 8015568 | 5000000 | 3015568 | 0 | 0
88 | MBF CLEARING CORP | N | NYME | 2008-02-29 00:00:00 | 28266448 | 2065730 | 26200718 | 160725970 | 5525572
89 | MCVEAN TRADING AND INVESTMENTS LLC | N | NFA | 2008-02-29 00:00:00 | 9988924 | 7147300 | 2841624 | 693615003 | 2046972
90 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2008-02-29 00:00:00 | (g) | 694083612 | (g) | 9183687360 | 1703054172
91 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2008-02-29 00:00:00 | 1332451485 | 98035297 | 1234416188 | 1682030363 | 47857606
92 | MF GLOBAL INC. | Y | CME | 2008-02-29 00:00:00 | 640913963 | 509842535 | 131071428 | 13007347859 | 1104141735
93 | MG FINANCIAL LLC | N | NFA | 2008-02-29 00:00:00 | 6367331 | 5000000 | 1367331 | 0 | 0
94 | MID-CO COMMODITIES INC | N | NFA | 2008-02-29 00:00:00 | 6778321 | 5818324 | 959997 | 57462942 | 0
95 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2008-02-29 00:00:00 | 6888460 | 1645606 | 5242854 | 0 | 0
96 | MIZUHO SECURITIES USA INC | Y | CME | 2008-02-29 00:00:00 | 159039483 | 59968879 | 99070604 | 653247297 | 216693777
97 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2008-02-29 00:00:00 | 359461102 | 10730564 | 348730538 | 0 | 0
98 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2008-02-28 00:00:00 | (g) | 2207882526 | (g) | 5204009763 | 5014202334
99 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2008-02-29 00:00:00 | 175053015 | 500000 | 174553015 | 0 | 0
100 | NEUBERGER BERMAN LLC | Y | NFA | 2008-02-29 00:00:00 | 203865633 | 5000000 | 198865633 | 0 | 0
101 | NEWEDGE  FINANCIAL INC. | Y | CME | 2008-02-29 00:00:00 | 771421455 | 632744459 | 138676996 | 8538813388 | 1659389906
102 | NEWEDGE USA LLC. | Y | NYME | 2008-02-29 00:00:00 | 850476746 | 557523976 | 292952770 | 8624007935 | 2303286749
103 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2008-02-29 00:00:00 | 743935722 | 2647730 | 741287992 | 701 | 0
104 | OANDA CORPORATION | N | NFA | 2008-02-29 00:00:00 | 159786916 | 8046169 | 151740747 | 0 | 0
105 | ODL SECURITIES INC | N | NFA | 2008-02-29 00:00:00 | 12639482 | 5000000 | 7639482 | 0 | 0
106 | OPEN E CRY LLC | N | NFA | 2008-02-29 00:00:00 | 1387346 | 752197 | 635149 | 45631140 | 537542
107 | OPPENHEIMER & CO  INC | Y | NFA | 2008-02-29 00:00:00 | 226637499 | 21939379 | 204698120 | 32903046 | 0
108 | OPTIONSXPRESS INC | Y | NFA | 2008-02-29 00:00:00 | 84256307 | 6861040 | 77395267 | 58303476 | 3293155
109 | PENSON FINANCIAL FUTURES INC | N | NFA | 2008-02-29 00:00:00 | 773687 | 500000 | 273687 | 0 | 0
110 | [NAME] | N | CBOT | 2008-02-29 00:00:00 | 12770133 | 9931049 | 2839084 | 289987026 | 8545260
111 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2008-02-29 00:00:00 | 17986053 | 5442317 | 12543736 | 251595539 | 15572121
112 | PIONEER FUTURES INC | N | NYME | 2008-02-29 00:00:00 | 1463480 | 500000 | 963480 | 0 | 0
113 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2008-02-29 00:00:00 | 206617000 | 180263640 | 26353360 | 3034995000 | 442294000
114 | PUMA FINANCIAL LLC | N | NFA | 2008-02-29 00:00:00 | 986811 | 500000 | 486811 | 15032323 | 0
115 | RAND FINANCIAL SERVICES INC | N | CME | 2008-02-29 00:00:00 | 55105824 | 16405476 | 38700348 | 248475500 | 39289500
116 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2008-02-29 00:00:00 | 339739551 | 31769498 | 307970053 | 0 | 0
117 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2008-02-29 00:00:00 | 35396844 | 112835394 | -77438550 | 463546196 | 503340673
118 | [NAME] INC | Y | NFA | 2008-02-29 00:00:00 | 255900436 | 31804969 | 224095467 | 0 | 0
119 | RBS GREENWICH CAPITAL INC | Y | CBOT | 2008-02-29 00:00:00 | 1202044000 | 130158000 | 1071886000 | 1192453000 | 72701000
120 | RJ OBRIEN  &  ASSOCIATES LLC | N | CME | 2008-02-29 00:00:00 | 101983527 | 86035418 | 15948109 | 2517383874 | 35975030
121 | ROBBINS FUTURES INC | N | NFA | 2008-02-29 00:00:00 | 541589 | 500000 | 41589 | 4126386 | 0
122 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2008-02-29 00:00:00 | 63377369 | 42169979 | 21207390 | 1257829877 | 10306009
123 | ROSENTHAL GLOBAL SECURITIES LLC | Y | CBOT | 2008-02-29 00:00:00 | 6557794 | 543586 | 6014208 | 0 | 0
124 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2008-02-29 00:00:00 | 145327781 | 7435257 | 137892524 | 0 | 0
125 | SHATKIN ARBOR INC | N | CBOT | 2008-02-29 00:00:00 | 5109496 | 1293595 | 3815901 | 65034229 | 54797
126 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2008-02-29 00:00:00 | 2799558 | 1316544 | 1483014 | 35133202 | 0
127 | SMW TRADING COMPANY INC | N | CME | 2008-02-29 00:00:00 | 17749095 | 500000 | 17249095 | 6338659 | 1376
128 | SNC INVESTMENTS INC | N | NFA | 2008-02-29 00:00:00 | 727374 | 500000 | 227374 | 0 | 0
129 | STEPHENS INC | Y | NFA | 2008-02-29 00:00:00 | 92081077 | 8684826 | 83396251 | 0 | 0
130 | STERLING COMMODITIES CORP | N | NYME | 2008-02-29 00:00:00 | 9050474 | 777312 | 8273162 | 30246403 | 679438
131 | TCA FUTURES LLC | N | NFA | 2008-02-29 00:00:00 | 871666 | 500000 | 371666 | 0 | 0
132 | TENCO INC | N | CBOT | 2008-02-29 00:00:00 | 42772824 | 10921597 | 31851227 | 163249504 | 0
133 | TERRA NOVA FINANCIAL, LLC | Y | NFA | 2008-02-29 00:00:00 | 16578360 | 1500000 | 15078360 | 0 | 0
134 | TIMBER HILL LLC | Y | CME | 2008-02-29 00:00:00 | 1021794095 | 19277333 | 1002516762 | 268484108 | 0
135 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2008-02-29 00:00:00 | 2396727 | 500000 | 1896727 | 0 | 0
136 | TRADELINK LLC | Y | CBOT | 2008-02-29 00:00:00 | 16722450 | 707015 | 16015435 | 0 | 0
137 | TRADEMAVEN CLEARING LLC | N | NFA | 2008-02-29 00:00:00 | 864464 | 500000 | 364464 | 4329133 | 25351
138 | TRADESTATION SECURITIES INC | Y | NFA | 2008-02-29 00:00:00 | 81710360 | 2366855 | 79343505 | 0 | 0
139 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2008-02-29 00:00:00 | 754837 | 500000 | 254837 | 0 | 0
140 | TRANSMARKET GROUP LLC | Y | CBOT | 2008-02-29 00:00:00 | 7485532 | 500000 | 6985532 | 0 | 0
141 | TRILAND USA INC | N | NYME | 2008-02-29 00:00:00 | 43458895 | 17451191 | 26007704 | 302822143 | 5813
142 | UBS FINANCIAL SERVICES INC | Y | CBOT | 2008-02-29 00:00:00 | 992572670 | 134139642 | 858433028 | 353944825 | 2234419
143 | UBS SECURITIES LLC | Y | CBOT | 2008-02-29 00:00:00 | 6800812639 | 1203348968 | 5597463671 | 17070615522 | 9979830276
144 | VELOCITY FUTURES LP | N | NFA | 2008-02-29 00:00:00 | 993500 | 500000 | 493500 | 31947576 | 1180050
145 | VISION FINANCIAL MARKETS LLC | Y | NFA | 2008-02-29 00:00:00 | 23728299 | 9184902 | 14543397 | 386126792 | 344676
146 | WACHOVIA CAPITAL MARKETS LLC | Y | CME | 2008-02-29 00:00:00 | 801664855 | 1459779 | 800205076 | 0 | 0
147 | WACHOVIA SECURITIES FINANCIAL NETWORK, LLC | Y | NFA | 2008-02-29 00:00:00 | 20287948 | 2428213 | 17859735 | 0 | 0
148 | WACHOVIA SECURITIES LLC | Y | CBOT | 2008-02-29 00:00:00 | 626428604 | 32061761 | 594366843 | 325582232 | 177240
149 | WHITE COMMERCIAL CORPORATION | N | NFA | 2008-02-29 00:00:00 | 2435203 | 500000 | 1935203 | 0 | 0
150 | WSD FINANCIAL USA, INC | N | NFA | 2008-02-29 00:00:00 | 1331478 | 500000 | 831478 | 0 | 0
151 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2008-02-29 00:00:00 | 942607 | 500000 | 442607 | 30128888 | 639188
 | Total |  |  |  |  |  |  | 157701103068 | 44943972414
 | January Web Page Update | 151
 | Additions
 | LEK SECURITIES CORPORATION | 1
 | Deletions | 1
 | A.G. EDWARDS & SONS INC.
 | Name Change
 | FROM IFSCL USA INC TO IFSCL USA INC  (IKON GLOBAL MARKETS INC.)
 | February Web Page Update | 151
 | (a):  B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i)
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | (g): This FCM/BD’s ultimate parent company is regulated by the SEC as a consolidated supervised entity.  The firm has elected to compute its minimum capital requirement in accordance with the “Alternative Net Capital Requirement” as permitted by Appendix E to SEC Rule 15c3-1.  As of this reporting date, the firm had net capital in excess of its minimum capital requirements.  In addition to the alternative minimum net capital requirements, the firm is required to hold tentative net capital in excess of $1 billion and net capital in excess of $500 million in accordance with the market and credit risk standards of Appendix E of Rule 15c3-1.  The firm also is required to notify the Commission and SEC in the event its tentative net capital is less than $5 billion.  As of this reporting date, the firm had tentative net capital and net capital in excess of both the minimum and notification requirements.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL], [EMAIL]  or [EMAIL]