Spreadsheet: 0e5fb358-707f-45f5-a96c-4278739b2534
Sheet: FCM Data September 2010

 |  | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | ABN AMRO CLEARING CHICAGO LLC | Y | CBOT | 2010-09-30 00:00:00 | 211915478 | 70398848 | 141516630 | 1376140467 | 185624909
2 | ADM INVESTOR SERVICES INC | N | CBOT | 2010-09-30 00:00:00 | 193120374 | 123709114 | 69411260 | 2244333429 | 48771195
3 | ADVANCED MARKETS LLC | N | NFA | 2010-09-30 00:00:00 | 20722088 | 20000000 | 722088 | 0 | 0
4 | ADVANTAGE FUTURES LLC | N | CME | 2010-09-30 00:00:00 | 19391818 | 7810993 | 11580825 | 281890599 | 44491087
5 | ADVANTAGE SECURITIES LLC | Y | NFA | 2010-09-30 00:00:00 | 4116782 | 1000000 | 3116782 | 0 | 0
6 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC | Y | NFA | 2010-09-30 00:00:00 | 62728255 | 10405027 | 52323228 | 0 | 0
7 | [NAME] (US) LLC | N | NFA | 2010-09-30 00:00:00 | 20715725 | 20000000 | 715725 | 0 | 0
8 | AMERIPRISE FINANCIAL SERVICES INC | Y | NFA | 2010-09-30 00:00:00 | 169796156 | 1000000 | 168796156 | 0 | 0
9 | AMP GLOBAL CLEARING LLC | N | NFA | 2010-09-30 00:00:00 | 1357082 | 1000000 | 357082 | 0 | 0
10 | BARCLAYS CAPITAL INC | Y | NYME | 2010-09-30 00:00:00 | 6490880293 | 663182494 | 5827697799 | 4497618711 | 1865772880
11 | BGC FINANCIAL LP | Y | NFA | 2010-09-30 00:00:00 | 43587298 | 1000000 | 42587298 | 0 | 0
12 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2010-09-30 00:00:00 | 368560155 | 187098758 | 181461397 | 1147756006 | 377342378
13 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2010-09-30 00:00:00 | 1909927129 | 77621805 | 1832305324 | 522472500 | 0
14 | BNY MELLON CLEARING LLC | N | CME | 2010-09-30 00:00:00 | 28503019 | 3684720 | 24818299 | 0 | 0
15 | CANTOR FITZGERALD & CO | Y | CBOT | 2010-09-30 00:00:00 | 232918204 | 7590280 | 225327924 | 11545669 | 0
16 | CAPITAL MARKET SERVICES LLC | N | NFA | 2010-09-30 00:00:00 | 27040752 | 20269430 | 6771322 | 0 | 0
17 | CIBC WORLD MARKETS CORP | Y | CME | 2010-09-30 00:00:00 | 682622276 | 1500000 | 681122276 | 0 | 0
18 | CITADEL SECURITIES LLC | Y | CME | 2010-09-30 00:00:00 | 392451723 | 1000000 | 391451723 | 0 | 0
19 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2010-09-30 00:00:00 | 8994873955 | 765864038 | 8229009917 | 10222461596 | 1326180310
20 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2010-09-30 00:00:00 | 1648675 | 1000000 | 648675 | 0 | 0
21 | COMPASS PROFESSIONAL SERVICES LLC | Y | NFA | 2010-09-30 00:00:00 | 3323171 | 1000000 | 2323171 | 0 | 0
22 | COUNTRY HEDGING INC | N | NFA | 2010-09-30 00:00:00 | 20506053 | 16371038 | 4135015 | 187138126 | 7003
23 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2010-09-30 00:00:00 | 10025622053 | 923451607 | 9102170446 | 4962302712 | 1657556041
24 | CROSSLAND LLC | N | CBOT | 2010-09-30 00:00:00 | 8181528 | 3515218 | 4666310 | 47950359 | 20622606
25 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2010-09-30 00:00:00 | 3343026 | 1000000 | 2343026 | 38532126 | 19698
26 | CX CAPITAL MARKETS LLC | N | NFA | 2010-09-30 00:00:00 | 2454254 | 1000000 | 1454254 | 25440783 | 0
27 | DAIWA CAPITAL MARKETS AMERICA INC | Y | CME | 2010-09-30 00:00:00 | 203545523 | 1000000 | 202545523 | 3699113 | 40979
28 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2010-09-30 00:00:00 | 6838495097 | 552562823 | 6285932274 | 11344529491 | 1261137586
29 | DORMAN TRADING LLC | N | CME | 2010-09-30 00:00:00 | 6441337 | 1000000 | 5441337 | 91314341 | 502273
30 | EAGLE MARKET MAKERS INC | N | CBOT | 2010-09-30 00:00:00 | 5842462 | 1000000 | 4842462 | 4032188 | 0
31 | EASY FOREX US LTD | N | NFA | 2010-09-30 00:00:00 | 2884838 | 1000000 | 1884838 | 0 | 0
32 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2010-09-30 00:00:00 | 8100024 | 1000000 | 7100024 | 0 | 0
33 | ENSKILDA FUTURES LTD | N | CME | 2010-09-30 00:00:00 | 29605362 | 16939695 | 12665667 | 275982946 | 0
34 | FARR FINANCIAL INC | N | NFA | 2010-09-30 00:00:00 | 1898699 | 1000000 | 898699 | 37844015 | 40884
35 | FCSTONE LLC | N | CME | 2010-09-30 00:00:00 | 78329237 | 52816248 | 25512989 | 1162415979 | 12265469
36 | FOREX CAPITAL MARKETS LLC | N | NFA | 2010-09-30 00:00:00 | 46453147 | 23515421 | 22937726 | 0 | 0
37 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2010-09-30 00:00:00 | 20884038 | 20000000 | 884038 | 0 | 0
38 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2010-09-30 00:00:00 | 3377674 | 1000000 | 2377674 | 7071294 | 741665
39 | FRONTIER FUTURES INC | N | NFA | 2010-09-30 00:00:00 | 1761325 | 1290372 | 470953 | 33173247 | 0
40 | FUTURES TECH LLC | N | NFA | 2010-09-30 00:00:00 | 1593625 | 1000000 | 593625 | 0 | 0
41 | FX SOLUTIONS LLC | N | NFA | 2010-09-30 00:00:00 | 35233844 | 20294728 | 14939116 | 0 | 0
42 | FXDIRECTDEALER LLC | N | NFA | 2010-09-30 00:00:00 | 29925840 | 21631718 | 8294122 | 0 | 0
43 | GAIN CAPITAL GROUP LLC | N | NFA | 2010-09-30 00:00:00 | 63122954 | 25838610 | 37284344 | 0 | 0
44 | GENESIS FUTURES LLC | N | NFA | 2010-09-30 00:00:00 | 1518859 | 1000000 | 518859 | 0 | 0
45 | GLOBAL FUTURES & FOREX LTD | N | NFA | 2010-09-30 00:00:00 | 83532776 | 25815252 | 57717524 | 249585 | 190557
46 | GOLDMAN SACHS & CO | Y | CBOT | 2010-09-30 00:00:00 | 10539780563 | 1926914060 | 8612866503 | 19461599120 | 6748256680
47 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2010-09-30 00:00:00 | 1951682557 | 120815962 | 1830866595 | 1238196838 | 15102460
48 | HSBC SECURITIES USA INC | Y | CME | 2010-09-30 00:00:00 | 1103650925 | 101380599 | 1002270326 | 787162887 | 72213860
49 | ICAP FUTURES LLC | N | NFA | 2010-09-30 00:00:00 | 8569380 | 1000000 | 7569380 | 0 | 0
50 | IG MARKETS INC | N | NFA | 2010-09-30 00:00:00 | 30152445 | 20000000 | 10152445 | 48254 | 0
51 | IKON GLOBAL MARKETS INC | N | NFA | 2010-09-30 00:00:00 | 21570827 | 20254434 | 1316393 | 14988285 | 108434
52 | INSTINET LLC | Y | NFA | 2010-09-30 00:00:00 | 121155493 | 1602989 | 119552504 | 0 | 0
53 | INSTITUTIONAL LIQUIDITY LLC | N | NFA | 2010-09-30 00:00:00 | 1129367 | 1000000 | 129367 | 0 | 0
54 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2010-09-30 00:00:00 | 1842657 | 1000000 | 842657 | 0 | 0
55 | INTERACTIVE BROKERS LLC | Y | NFA | 2010-09-30 00:00:00 | 1077688730 | 133180032 | 944508698 | 604879197 | 190988055
56 | INTERBANK FX LLC | N | NFA | 2010-09-30 00:00:00 | 27694953 | 21423908 | 6271045 | 0 | 0
57 | IRONBEAM INC | N | NFA | 2010-09-30 00:00:00 | 1460670 | 1000000 | 460670 | 0 | 0
58 | ITG DERIVATIVES LLC | Y | NFA | 2010-09-30 00:00:00 | 5005410 | 1000000 | 4005410 | 0 | 0
59 | JP MORGAN CLEARING CORP | Y | CME | 2010-09-30 00:00:00 | 5280418816 | 1631593681 | 3648825135 | 454722397 | 278043232
60 | JP MORGAN FUTURES INC | N | NYME | 2010-09-30 00:00:00 | 2447637464 | 1195995289 | 1251642175 | 15542226756 | 1713138553
61 | JP MORGAN SECURITIES LLC | Y | NFA | 2010-09-30 00:00:00 | 7063749094 | 562461959 | 6501287135 | 0 | 0
62 | LEK SECURITIES CORPORATION | Y | NFA | 2010-09-30 00:00:00 | 10422238 | 1500000 | 8922238 | 300594 | 0
63 | LIMESTONE TRADING LLC | N | NFA | 2010-09-30 00:00:00 | 5463004 | 1000000 | 4463004 | 0 | 0
64 | LINN GROUP THE | N | NFA | 2010-09-30 00:00:00 | 2086320 | 1243706 | 842614 | 31259806 | 116720
65 | LPL FINANCIAL CORPORATION | Y | NFA | 2010-09-30 00:00:00 | 109903877 | 6359632 | 103544245 | 0 | 0
66 | MACQUARIE FUTURES USA INC | N | CBOT | 2010-09-30 00:00:00 | 74228603 | 46293517 | 27935086 | 787230664 | 15559947
67 | MAREX USA LIMITED | N | NFA | 2010-09-30 00:00:00 | 2816836 | 1000000 | 1816836 | 0 | 0
68 | MB TRADING FUTURES INC | N | NFA | 2010-09-30 00:00:00 | 25217376 | 20000000 | 5217376 | 0 | 0
69 | MBF CLEARING CORP | N | NYME | 2010-09-30 00:00:00 | 11098268 | 1170015 | 9928253 | 74763900 | 6450568
70 | MCVEAN TRADING & INVESTMENTS LLC | N | NFA | 2010-09-30 00:00:00 | 11339490 | 3790592 | 7548898 | 641628808 | 0
71 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2010-09-30 00:00:00 | 5337799572 | 685852820 | 4651946752 | 9045888235 | 1861565663
72 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2010-09-30 00:00:00 | 2246977853 | 183915638 | 2063062215 | 1061034091 | 31055052
73 | MF GLOBAL INC | Y | CME | 2010-09-30 00:00:00 | 631494532 | 431626813 | 199867719 | 8622334333 | 551777871
74 | MG FINANCIAL LLC | N | NFA | 2010-09-30 00:00:00 | 5100104 | 1000000 | 4100104 | 0 | 0
75 | MID CO COMMODITIES INC | N | NFA | 2010-09-30 00:00:00 | 9429896 | 5950232 | 3479664 | 60275099 | 0
76 | MITSUBISHI UFJ SECURITIES USA INC | Y | NFA | 2010-09-30 00:00:00 | 84202325 | 2681329 | 81520996 | 0 | 0
77 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2010-09-30 00:00:00 | 9326028 | 1000000 | 8326028 | 0 | 0
78 | MIZUHO SECURITIES USA INC | Y | CME | 2010-09-30 00:00:00 | 456391491 | 65924504 | 390466987 | 736688012 | 333771160
79 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2010-09-30 00:00:00 | 396216188 | 9268414 | 386947774 | 0 | 0
80 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2010-09-30 00:00:00 | 8067214535 | 1154981492 | 6912233043 | 4704599301 | 2009962005
81 | MORGAN STANLEY SMITH BARNEY LLC | Y | NFA | 2010-09-30 00:00:00 | 1386751745 | 44506588 | 1342245157 | 611979346 | 1365594186
82 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2010-09-30 00:00:00 | 223247593 | 1000000 | 222247593 | 0 | 0
83 | NEUBERGER BERMAN LLC | Y | NFA | 2010-09-30 00:00:00 | 78966444 | 1500000 | 77466444 | 0 | 0
84 | NEWEDGE USA LLC | Y | NYME | 2010-09-30 00:00:00 | 2449690089 | 1411130737 | 1038559352 | 20117843262 | 6235290548
85 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2010-09-30 00:00:00 | 1163845174 | 20248850 | 1143596324 | 92671531 | 3447631
86 | OANDA CORPORATION | N | NFA | 2010-09-30 00:00:00 | 166879414 | 30252351 | 136627063 | 0 | 0
87 | OPEN E CRY LLC | N | NFA | 2010-09-30 00:00:00 | 3127311 | 1000000 | 2127311 | 85047963 | 661179
88 | OPPENHEIMER & CO INC | Y | NFA | 2010-09-30 00:00:00 | 175607591 | 23621913 | 151985678 | 19979007 | 0
89 | OPTIONSXPRESS INC | Y | NFA | 2010-09-30 00:00:00 | 119335480 | 8985087 | 110350393 | 76481562 | 986014
90 | [NAME] | N | CBOT | 2010-09-30 00:00:00 | 25503174 | 22096406 | 3406768 | 615879523 | 25191940
91 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2010-09-30 00:00:00 | 34771445 | 20000000 | 14771445 | 444022472 | 26762661
92 | PIONEER FUTURES INC | N | NFA | 2010-09-30 00:00:00 | 2418199 | 1000000 | 1418199 | 0 | 0
93 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2010-09-30 00:00:00 | 213166000 | 171540560 | 41625440 | 2550239000 | 261242000
94 | RAND FINANCIAL SERVICES INC | N | CME | 2010-09-30 00:00:00 | 70100107 | 15869907 | 54230200 | 211405100 | 38879500
95 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2010-09-30 00:00:00 | 253341595 | 29169466 | 224172129 | 0 | 0
96 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2010-09-30 00:00:00 | 999353959 | 74364171 | 924989788 | 384066638 | 83296142
97 | RBS SECURITIES INC | Y | CBOT | 2010-09-30 00:00:00 | 1785012000 | 179723000 | 1605289000 | 1516313000 | 51173000
98 | RJ OBRIEN ASSOCIATES LLC | N | CME | 2010-09-30 00:00:00 | 120254158 | 82219948 | 38034210 | 1806474787 | 55144007
99 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2010-09-30 00:00:00 | 66533907 | 42681082 | 23852825 | 1335293183 | 28547308
100 | ROSENTHAL GLOBAL SECURITIES LLC | Y | NFA | 2010-09-30 00:00:00 | 25852472 | 1000000 | 24852472 | 0 | 0
101 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2010-09-30 00:00:00 | 158901242 | 14357043 | 144544199 | 0 | 0
102 | SANTANDER INVESTMENT SECURITIES INC | Y | NFA | 2010-09-30 00:00:00 | 107738038 | 1100740 | 106637298 | 0 | 0
103 | SMW TRADING COMPANY INC | N | CME | 2010-09-30 00:00:00 | 24837196 | 1000000 | 23837196 | 2352161 | 0
104 | STATE STREET GLOBAL MARKETS LLC | Y | CME | 2010-09-30 00:00:00 | 371962956 | 12278701 | 359684255 | 12349511 | 21865
105 | STEPHENS | Y | NFA | 2010-09-30 00:00:00 | 69998743 | 12950980 | 57047763 | 0 | 0
106 | STERLING COMMODITIES CORP | N | NYME | 2010-09-30 00:00:00 | 7893582 | 1934001 | 5959581 | 52144752 | 289497
107 | TCA FUTURES LLC | N | NFA | 2010-09-30 00:00:00 | 1582649 | 1000000 | 582649 | 0 | 0
108 | TD AMERITRADE INC | Y | NFA | 2010-09-30 00:00:00 | 166642951 | 1000000 | 165642951 | 0 | 0
109 | TENCO INC | N | CBOT | 2010-09-30 00:00:00 | 53551648 | 8144998 | 45406650 | 270920061 | 0
110 | TERRA NOVA FINANCIAL LLC | Y | NFA | 2010-09-30 00:00:00 | 9776674 | 1500000 | 8276674 | 0 | 0
111 | TIMBER HILL LLC | Y | CME | 2010-09-30 00:00:00 | 901341641 | 42823404 | 858518237 | 493558910 | 0
112 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2010-09-30 00:00:00 | 5484084 | 1000000 | 4484084 | 0 | 0
113 | TRADELINK LLC | Y | CBOT | 2010-09-30 00:00:00 | 23245647 | 1000000 | 22245647 | 0 | 0
114 | TRADESTATION SECURITIES INC | Y | NFA | 2010-09-30 00:00:00 | 71916006 | 2963831 | 68952175 | 387286821 | 1431052
115 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2010-09-30 00:00:00 | 1559827 | 1000000 | 559827 | 0 | 0
116 | TRILAND USA INC | N | NYME | 2010-09-30 00:00:00 | 23016594 | 16995902 | 6020692 | 229071271 | 19250316
117 | UBS FINANCIAL SERVICES INC | Y | NFA | 2010-09-30 00:00:00 | 1106194587 | 92658988 | 1013535599 | 221787183 | 1966550
118 | UBS SECURITIES LLC | Y | CBOT | 2010-09-30 00:00:00 | 10728178253 | 938982264 | 9789195989 | 9689823467 | 4468145437
119 | VELOCITY FUTURES LLC | N | NFA | 2010-09-30 00:00:00 | 1815267 | 1000000 | 815267 | 57620873 | 6986475
120 | VISION FINANCIAL MARKETS LLC | Y | CME | 2010-09-30 00:00:00 | 22173920 | 9808803 | 12365117 | 361387453 | 7246489
121 | WELLS FARGO ADVISORS FINANCIAL NETWORK LLC | Y | NFA | 2010-09-30 00:00:00 | 26555237 | 3193549 | 23361688 | 0 | 0
122 | WELLS FARGO ADVISORS LLC | Y | NFA | 2010-09-30 00:00:00 | 559610225 | 1500000 | 558110225 | 0 | 0
123 | WELLS FARGO SECURITIES LLC | Y | CME | 2010-09-30 00:00:00 | 1193120732 | 4563591 | 1188557141 | 0 | 0
124 | WHITE COMMERCIAL CORPORATION | N | NFA | 2010-09-30 00:00:00 | 2780057 | 1000000 | 1780057 | 0 | 0
125 | WSD FINANCIAL USA INC | N | NFA | 2010-09-30 00:00:00 | 1484559 | 1000000 | 484559 | 0 | 0
126 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2010-09-30 00:00:00 | 2039918 | 1000000 | 1039918 | 63152303 | 1592140
 | Totals |  |  |  |  |  |  | 144104872999 | 33312563717
 | August Web Page Update | 125
 | Additions | 2
 | INSTITUTIONAL LIQUIDITY LLC
 | IRONBEAM INC
 | Deletions | 1
 | GILDER GAGNON HOWE & CO LLC
 | Name Change
 | JP MORGAN SECURITIES INC to JP MORGAN SECURITIES LLC
 | September Web Page Update | 126
 | *Allianz Global Investors Distributors LLC files financial statements quarterly.
 | (a):  B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement  is the greater of
 | (1) $1,000,000; or
 | (2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total noncustomer risk maintenance margin; or
 | (3) The amount of capital required by a registered futures association (currently NFA is the only such association); or
 | (4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL], [EMAIL] or [EMAIL].