Spreadsheet: 09e3a1eb-b141-4b32-bb2d-c9c1c7288e23
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer | Unnamed: 10 | Unnamed: 11 | Unnamed: 12 | Unnamed: 13 | Unnamed: 14 | Unnamed: 15 | Unnamed: 16 | Unnamed: 17
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | ACM USA LLC | N | NFA | 2010-03-31 00:00:00 | 1101044 | 1000000 | 101044 | 0 | 0
2 | ADM INVESTOR SERVICES INC | N | CBOT | 2010-03-31 00:00:00 | 183938362 | 99852310 | 84086052 | 2102776521 | 63054980
3 | ADVANCED MARKETS LLC | N | NFA | 2010-03-31 00:00:00 | 20279924 | 20000000 | 279924 | 0 | 0
4 | ADVANTAGE FUTURES LLC | N | CME | 2010-03-31 00:00:00 | 17513152 | 7758747 | 9754405 | 312471551 | 40565905
5 | ADVANTAGE SECURITIES LLC | Y | NFA | 2010-03-31 00:00:00 | 4533596 | 1000000 | 3533596 | 3667281 | 0
6 | AIG CLEARING CORPORATION | N | NYME | 2010-03-31 00:00:00 | 224945740 | 1000000 | 223945740 | 0 | 0
7 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC | Y | NFA | 2010-03-31 00:00:00 | 31950881 | 8179981 | 23770900 | 0 | 0
8 | [NAME] (US) LLC | N | NFA | 2010-03-31 00:00:00 | 21176747 | 20000000 | 1176747 | 0 | 0
9 | AMERIPRISE FINANCIAL SERVICES INC | Y | NFA | 2010-03-31 00:00:00 | 133026978 | 1000000 | 132026978 | 0 | 0
10 | BANC OF AMERICA SECURITIES LLC | Y | CME | 2010-03-31 00:00:00 | 3486759118 | 158888381 | 3327870737 | 0 | 0
11 | BARCLAYS CAPITAL INC | Y | NYME | 2010-03-31 00:00:00 | 5162888409 | 700368710 | 4462519699 | 4288557999 | 2034540353
12 | BGC FINANCIAL LP | Y | NFA | 2010-03-31 00:00:00 | 33304719 | 1000000 | 32304719 | 0 | 0
13 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2010-03-31 00:00:00 | 365695200 | 199902403 | 165792797 | 1380129215 | 496494277
14 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2010-03-31 00:00:00 | 1844446646 | 78194209 | 1766252437 | 357871022 | 0
15 | BNY MELLON CLEARING LLC | N | NFA | 2010-03-31 00:00:00 | 2733574 | 1000000 | 1733574 | 0 | 0
16 | CANTOR FITZGERALD & CO | Y | CBOT | 2010-03-31 00:00:00 | 183503671 | 9485714 | 174017957 | 12185889 | 0
17 | CAPITAL MARKET SERVICES LLC | N | NFA | 2010-03-31 00:00:00 | 26302399 | 21029895 | 5272504 | 0 | 0
18 | CIBC WORLD MARKETS CORP | Y | CME | 2010-03-31 00:00:00 | 1388391754 | 1500000 | 1386891754 | 0 | 0
19 | CITADEL SECURITIES LLC | Y | CME | 2010-03-31 00:00:00 | 302268587 | 13471925 | 288796662 | 0 | 0
20 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2010-03-31 00:00:00 | 8366053466 | 666668275 | 7699385191 | 9887372326 | 2444690593
21 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2010-03-31 00:00:00 | 1177296 | 1000000 | 177296 | 0 | 0
22 | COMPASS PROFESSIONAL SERVICES LLC | Y | NFA | 2010-03-31 00:00:00 | 3440139 | 1000000 | 2440139 | 0 | 0
23 | COUNTRY HEDGING INC | N | NFA | 2010-03-31 00:00:00 | 13629340 | 7642033 | 5987307 | 118997872 | 37526
24 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2010-03-31 00:00:00 | 10683672903 | 833428081 | 9850244822 | 4333246998 | 2303213798
25 | CROSSLAND LLC | N | CBOT | 2010-03-31 00:00:00 | 8656450 | 4996536 | 3659914 | 62452063 | 40330650
26 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2010-03-31 00:00:00 | 3808455 | 1465174 | 2343281 | 45286031 | 22330
27 | CX CAPITAL MARKETS LLC | N | NFA | 2010-03-31 00:00:00 | 1590062 | 1000000 | 590062 | 17871935 | 0
28 | DAIWA SECURITIES AMERICA INC | Y | CME | 2010-03-31 00:00:00 | 267017459 | 1207164 | 265810295 | 5115626 | 40979
29 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2010-03-31 00:00:00 | 7168127879 | 519728202 | 6648399677 | 13022205803 | 1334632797
30 | DORMAN TRADING LLC | N | CME | 2010-03-31 00:00:00 | 7783383 | 1000000 | 6783383 | 91971873 | 76632
31 | EAGLE MARKET MAKERS INC | N | CBOT | 2010-03-31 00:00:00 | 5879961 | 1000000 | 4879961 | 6036753 | 0
32 | EASY FOREX US LTD | N | NFA | 2010-03-31 00:00:00 | 20339749 | 20000000 | 339749 | 0 | 0
33 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2010-03-31 00:00:00 | 8265510 | 1000000 | 7265510 | 0 | 0
34 | ENSKILDA FUTURES LTD | N | CME | 2010-03-31 00:00:00 | 24954339 | 17197833 | 7756506 | 308452598 | 0
35 | FARR FINANCIAL INC | N | NFA | 2010-03-31 00:00:00 | 1882141 | 1000000 | 882141 | 38620008 | 23345
36 | FCSTONE LLC | N | CME | 2010-03-31 00:00:00 | 76371345 | 39360646 | 37010699 | 1034532571 | 10257231
37 | FOREX CAPITAL MARKETS LLC | N | NFA | 2010-03-31 00:00:00 | 74753229 | 24835899 | 49917330 | 0 | 0
38 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2010-03-31 00:00:00 | 20454085 | 20000000 | 454085 | 0 | 0
39 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2010-03-31 00:00:00 | 212529793 | 56653573 | 155876220 | 1112201533 | 81591733
40 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2010-03-31 00:00:00 | 3366999 | 1000000 | 2366999 | 4366606 | 206669
41 | FRONTIER FUTURES INC | N | NFA | 2010-03-31 00:00:00 | 1305545 | 1000000 | 305545 | 28977528 | 0
42 | FUTURES TECH LLC | N | NFA | 2010-03-31 00:00:00 | 1613559 | 1000000 | 613559 | 0 | 0
43 | FX SOLUTIONS LLC | N | NFA | 2010-03-31 00:00:00 | 36093560 | 20459424 | 15634136 | 0 | 0
44 | FXDIRECTDEALER LLC | N | NFA | 2010-03-31 00:00:00 | 37401219 | 21838166 | 15563053 | 0 | 0
45 | GAIN CAPITAL GROUP LLC | N | NFA | 2010-03-31 00:00:00 | 64214924 | 26141538 | 38073386 | 0 | 0
46 | GENESIS FUTURES LLC | N | NFA | 2010-03-31 00:00:00 | 1496007 | 1000000 | 496007 | 0 | 0
47 | GILDER GAGNON HOWE & CO LLC | Y | NFA | 2010-03-31 00:00:00 | 15102097 | 1000000 | 14102097 | 0 | 0
48 | GLOBAL FUTURES & FOREX LTD | N | NFA | 2010-03-31 00:00:00 | 73656111 | 25670019 | 47986092 | 264526 | 209034
49 | GOLDMAN SACHS & CO | Y | CBOT | 2010-03-31 00:00:00 | 11599880600 | 2012187254 | 9587693346 | 17848704724 | 6531191377
50 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2010-03-31 00:00:00 | 1924466316 | 123544950 | 1800921366 | 1280314220 | 15694171
51 | HG CLEARING SERVICES LLC | N | NFA | 2010-03-31 00:00:00 | 1002762 | 1000000 | 2762 | 0 | 0
52 | HSBC SECURITIES USA INC | Y | CME | 2010-03-31 00:00:00 | 1032888754 | 90101218 | 942787536 | 685871518 | 104640037
53 | ICAP FUTURES LLC | N | NFA | 2010-03-31 00:00:00 | 12371942 | 1000000 | 11371942 | 0 | 0
54 | IG MARKETS INC | N | NFA | 2010-03-31 00:00:00 | 30426565 | 20000000 | 10426565 | 0 | 0
55 | IKON GLOBAL MARKETS INC | N | NFA | 2010-03-31 00:00:00 | 21522630 | 20559572 | 963058 | 3087557 | 1008434
56 | INSTINET LLC | Y | NFA | 2010-03-31 00:00:00 | 113139849 | 1500000 | 111639849 | 0 | 0
57 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2010-03-31 00:00:00 | 1548094 | 1000000 | 548094 | 0 | 0
58 | INTERACTIVE BROKERS LLC | Y | NFA | 2010-03-31 00:00:00 | 890338308 | 113227815 | 777110493 | 497322114 | 165868713
59 | INTERBANK FX LLC | N | NFA | 2010-03-31 00:00:00 | 30659157 | 21481833 | 9177324 | 0 | 0
60 | ITG DERIVATIVES LLC | Y | NFA | 2010-03-31 00:00:00 | 3194927 | 1000000 | 2194927 | 0 | 0
61 | JP MORGAN CLEARING CORP | Y | CME | 2010-03-31 00:00:00 | 5496418621 | 1510901231 | 3985517390 | 432387505 | 206803378
62 | JP MORGAN FUTURES INC | N | NYME | 2010-03-31 00:00:00 | 2255161683 | 1119001130 | 1136160553 | 13865198686 | 1676897222
63 | JP MORGAN SECURITIES INC | Y | NFA | 2010-03-31 00:00:00 | 9570021897 | 536354056 | 9033667841 | 0 | 0
64 | LADENBURG THALMANN & CO INC | Y | NFA | 2010-03-31 00:00:00 | 3268005 | 1000000 | 2268005 | 0 | 0
65 | LEK SECURITIES CORPORATION | Y | NFA | 2010-03-31 00:00:00 | 11692135 | 1500000 | 10192135 | 529037 | 0
66 | LIMESTONE TRADING LLC | N | NFA | 2010-03-31 00:00:00 | 4270007 | 1000000 | 3270007 | 0 | 0
67 | LINN GROUP THE | N | NFA | 2010-03-31 00:00:00 | 2143636 | 1000000 | 1143636 | 33443607 | 21379
68 | LPL FINANCIAL CORPORATION | Y | NFA | 2010-03-31 00:00:00 | 102639393 | 5894409 | 96744984 | 0 | 0
69 | MACQUARIE FUTURES USA INC | N | CBOT | 2010-03-31 00:00:00 | 86455859 | 42034383 | 44421476 | 661910995 | 996839
70 | MAREX USA LIMITED | N | NFA | 2010-03-31 00:00:00 | 3887925 | 1000000 | 2887925 | 0 | 0
71 | MB TRADING FUTURES INC | N | NFA | 2010-03-31 00:00:00 | 24664975 | 20000000 | 4664975 | 0 | 0
72 | MBF CLEARING CORP | N | NYME | 2010-03-31 00:00:00 | 11489466 | 1608250 | 9881216 | 79832678 | 6768594
73 | MCVEAN TRADING & INVESTMENTS LLC | N | NFA | 2010-03-31 00:00:00 | 9632528 | 2470465 | 7162063 | 577944506 | 0
74 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2010-03-31 00:00:00 | 6528215531 | 672961467 | 5855254064 | 8747382785 | 2116648897
75 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2010-03-31 00:00:00 | 1706611359 | 208695181 | 1497916178 | 1097279946 | 39953636
76 | MF GLOBAL INC | Y | CME | 2010-03-31 00:00:00 | 596731236 | 387922475 | 208808761 | 7381701924 | 473883863
77 | MG FINANCIAL LLC | N | NFA | 2010-03-31 00:00:00 | 5011454 | 1000000 | 4011454 | 0 | 0
78 | MID CO COMMODITIES INC | N | NFA | 2010-03-31 00:00:00 | 11304556 | 3120815 | 8183741 | 33793717 | 0
79 | MITSUBISHI UFJ SECURITIES USA INC | Y | NFA | 2010-03-31 00:00:00 | 110993280 | 1788844 | 109204436 | 0 | 0
80 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2010-03-31 00:00:00 | 8236779 | 6015564 | 2221215 | 0 | 0
81 | MIZUHO SECURITIES USA INC | Y | CME | 2010-03-31 00:00:00 | 506935585 | 56210013 | 450725572 | 687951590 | 224981595
82 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2010-03-31 00:00:00 | 393953883 | 9962538 | 383991345 | 0 | 0
83 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2010-03-31 00:00:00 | 7657787039 | 1147533830 | 6510253209 | 5197288134 | 3684443062
84 | MORGAN STANLEY SMITH BARNEY LLC | Y | NFA | 2010-03-31 00:00:00 | 824348300 | 1000000 | 823348300 | 0 | 0
85 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2010-03-31 00:00:00 | 179330995 | 1000000 | 178330995 | 0 | 0
86 | NEUBERGER BERMAN LLC | Y | NFA | 2010-03-31 00:00:00 | 79798064 | 1500000 | 78298064 | 0 | 0
87 | NEWEDGE USA LLC | Y | NYME | 2010-03-31 00:00:00 | 2445638424 | 1329455788 | 1116182636 | 18532190605 | 6931970527
88 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2010-03-31 00:00:00 | 1422562148 | 13944010 | 1408618138 | 61345521 | 93350
89 | OANDA CORPORATION | N | NFA | 2010-03-31 00:00:00 | 168087844 | 28863309 | 139224535 | 0 | 0
90 | OPEN E CRY LLC | N | NFA | 2010-03-31 00:00:00 | 3833774 | 1000000 | 2833774 | 85533660 | 783244
91 | OPPENHEIMER & CO INC | Y | NFA | 2010-03-31 00:00:00 | 171920520 | 22744292 | 149176228 | 20421977 | 0
92 | OPTIONSXPRESS INC | Y | NFA | 2010-03-31 00:00:00 | 105232051 | 13758463 | 91473588 | 87285713 | 817103
93 | [NAME] | N | CBOT | 2010-03-31 00:00:00 | 23545691 | 19043718 | 4501973 | 491358725 | 18434079
94 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2010-03-31 00:00:00 | 32327335 | 20000000 | 12327335 | 373383659 | 31099571
95 | PIONEER FUTURES INC | N | NYME | 2010-03-31 00:00:00 | 1342145 | 1000000 | 342145 | 0 | 0
96 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2010-03-31 00:00:00 | 212184000 | 164061520 | 48122480 | 2611285000 | 283104000
97 | RAND FINANCIAL SERVICES INC | N | CME | 2010-03-31 00:00:00 | 68279681 | 10873704 | 57405977 | 101436000 | 30936800
98 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2010-03-31 00:00:00 | 374986013 | 28173227 | 346812786 | 0 | 0
99 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2010-03-31 00:00:00 | 1213527340 | 94468141 | 1119059199 | 733744977 | 227396076
100 | RBS SECURITIES INC | Y | CBOT | 2010-03-31 00:00:00 | 1225920000 | 184331000 | 1041589000 | 1333069000 | 59555000
101 | RJ OBRIEN ASSOCIATES LLC | N | CME | 2010-03-31 00:00:00 | 115361882 | 68534990 | 46826892 | 1759369720 | 34784641
102 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2010-03-31 00:00:00 | 60848323 | 36120099 | 24728224 | 1204398992 | 11691242
103 | ROSENTHAL GLOBAL SECURITIES LLC | Y | NFA | 2010-03-31 00:00:00 | 43064615 | 1000000 | 42064615 | 0 | 0
104 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2010-03-31 00:00:00 | 167594008 | 11056017 | 156537991 | 0 | 0
105 | SANTANDER INVESTMENT SECURITIES INC | Y | NFA | 2010-03-31 00:00:00 | 174943177 | 1000000 | 173943177 | 0 | 0
106 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2010-03-31 00:00:00 | 2579055 | 1000000 | 1579055 | 15008877 | 0
107 | SMW TRADING COMPANY INC | N | CME | 2010-03-31 00:00:00 | 25709700 | 1000000 | 24709700 | 4166697 | 0
108 | STATE STREET GLOBAL MARKETS LLC | Y | CME | 2010-03-31 00:00:00 | 294896455 | 1000000 | 293896455 | 4177274 | 0
109 | STEPHENS | Y | NFA | 2010-03-31 00:00:00 | 62722743 | 11309376 | 51413367 | 0 | 0
110 | STERLING COMMODITIES CORP | N | NYME | 2010-03-31 00:00:00 | 7717217 | 1684416 | 6032801 | 46386398 | 423879
111 | TCA FUTURES LLC | N | NFA | 2010-03-31 00:00:00 | 1615130 | 1000000 | 615130 | 0 | 0
112 | TD AMERITRADE INC | Y | NFA | 2010-03-31 00:00:00 | 286092688 | 1000000 | 285092688 | 0 | 0
113 | TENCO INC | N | CBOT | 2010-03-31 00:00:00 | 49742905 | 6365289 | 43377616 | 218610529 | 0
114 | TERRA NOVA FINANCIAL LLC | Y | NFA | 2010-03-31 00:00:00 | 9945063 | 1500000 | 8445063 | 0 | 0
115 | TIMBER HILL LLC | Y | CME | 2010-03-31 00:00:00 | 892155694 | 39534413 | 852621281 | 457828900 | 0
116 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2010-03-31 00:00:00 | 5195389 | 1000000 | 4195389 | 0 | 0
117 | TRADELINK LLC | Y | CBOT | 2010-03-31 00:00:00 | 24818851 | 1000000 | 23818851 | 0 | 0
118 | TRADESTATION SECURITIES INC | Y | NFA | 2010-03-31 00:00:00 | 80735753 | 2821859 | 77913894 | 355404010 | 442449
119 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2010-03-31 00:00:00 | 1578438 | 1000000 | 578438 | 0 | 0
120 | TRANSMARKET GROUP LLC | Y | CBOT | 2010-03-31 00:00:00 | 6360200 | 1000000 | 5360200 | 0 | 0
121 | TRILAND USA INC | N | NYME | 2010-03-31 00:00:00 | 25691133 | 19703437 | 5987696 | 163276598 | 21305903
122 | UBS FINANCIAL SERVICES INC | Y | NFA | 2010-03-31 00:00:00 | 1215891589 | 86519173 | 1129372416 | 191226286 | 1363241
123 | UBS SECURITIES LLC | Y | CBOT | 2010-03-31 00:00:00 | 10941928578 | 939146945 | 10002781633 | 9690365107 | 4756165889
124 | VELOCITY FUTURES LLC | N | NFA | 2010-03-31 00:00:00 | 1609208 | 1000000 | 609208 | 39199464 | 2784931
125 | VISION FINANCIAL MARKETS LLC | Y | CME | 2010-03-31 00:00:00 | 21080414 | 10098138 | 10982276 | 368848539 | 3811660
126 | WELLS FARGO ADVISORS FINANCIAL NETWORK LLC | Y | NFA | 2010-03-31 00:00:00 | 22402841 | 2387873 | 20014968 | 0 | 0
127 | WELLS FARGO ADVISORS LLC | Y | NFA | 2010-03-31 00:00:00 | 433761635 | 1500000 | 432261635 | 0 | 0
128 | WELLS FARGO SECURITIES LLC | Y | CME | 2010-03-31 00:00:00 | 1432635479 | 4022336 | 1428613143 | 0 | 0
129 | WHITE COMMERCIAL CORPORATION | N | NFA | 2010-03-31 00:00:00 | 2293340 | 1000000 | 1293340 | 0 | 0
130 | WSD FINANCIAL USA INC | N | NFA | 2010-03-31 00:00:00 | 1198388 | 1000000 | 198388 | 0 | 0
131 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2010-03-31 00:00:00 | 2102909 | 1000000 | 1102909 | 56693804 | 1064591
 | Totals |  |  |  |  |  |  | 136693593403 | 36517818205 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0
 | February Web Page Update | 134
 | Additions | 1
 | BNY MELLON CLEARING LLC
 | Deletions | 4
 | CADENT FINANCIAL SERVICES LLC
 | GFS FOREX & FUTURES INC
 | I TRADE FX LLC
 | ROBBINS FUTURES INC
 | Name Change
 | March Web Page Update | 131
 | *Allianz Global Investors Distributors LLC files financial statements quarterly.
 | (a):  B/D? : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement  is the greater of
 | (1) $1,000,000; or
 | (2) risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total noncustomer risk maintenance margin; or
 | (3) The amount of capital required by a registered futures association (currently NFA is the only such association); or
 | (4) for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL] or [EMAIL].