Spreadsheet: 015945b6-e65e-4d11-8ac7-a0699b488d1e
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | [NAME] As | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer | Total Amount
 | Futures Commission Merchant / Retail Foreign Exchange Dealer |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount | of Retail Forex
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required | Obligation
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f) | (g)
1 | ABN AMRO CLEARING CHICAGO LLC | FCM BD | CBOT | 2010-11-30 00:00:00 | 226098272 | 91354374 | 134743898 | 1697740034 | 214506357 | 0
2 | ADM INVESTOR SERVICES INC | FCM | CBOT | 2010-11-30 00:00:00 | 297990436 | 151271398 | 146719038 | 2548420426 | 48310953 | 3362019
3 | ADVANCED MARKETS LLC | RFED | NFA | 2010-11-30 00:00:00 | 20401823 | 20000000 | 401823 | 0 | 0 | 1490618
4 | ADVANTAGE FUTURES LLC | FCM | CME | 2010-11-30 00:00:00 | 19976129 | 11597860 | 8378269 | 342244573 | 43626549 | 0
5 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC* | FCM | NFA | 2010-09-30 00:00:00 | 62728255 | 10405027 | 52323228 | 0 | 0 | 0
6 | [NAME] (US) LLC | RFED | NFA | 2010-11-30 00:00:00 | 22606782 | 20000000 | 2606782 | 0 | 0 | 5339189
7 | AMERIPRISE FINANCIAL SERVICES INC | FCM BD | NFA | 2010-11-30 00:00:00 | 85473900 | 1000000 | 84473900 | 0 | 0 | 0
8 | AMP GLOBAL CLEARING LLC | FCM | NFA | 2010-11-30 00:00:00 | 1461652 | 1000000 | 461652 | 21457240 | 73749 | 0
9 | BARCLAYS CAPITAL INC | FCM BD | NYME | 2010-11-30 00:00:00 | 5903819872 | 643064056 | 5260755816 | 4557617534 | 1785588876 | 0
10 | BGC FINANCIAL LP | FCM BD | NFA | 2010-11-30 00:00:00 | 40657453 | 1000000 | 39657453 | 0 | 0 | 0
11 | BNP PARIBAS COMMODITY FUTURES INC | FCM | NYME | 2010-11-30 00:00:00 | 341010834 | 209097403 | 131913431 | 1631411577 | 437530324 | 0
12 | BNP PARIBAS SECURITIES CORP | FCM BD | CBOT | 2010-11-30 00:00:00 | 1593738802 | 69663907 | 1524074895 | 478216091 | 0 | 0
13 | BNY MELLON CLEARING LLC | FCM | CME | 2010-11-30 00:00:00 | 78556018 | 4247454 | 74308564 | 633454 | 0 | 0
14 | CANTOR FITZGERALD & CO | FCM BD | CBOT | 2010-11-30 00:00:00 | 182051870 | 5545259 | 176506611 | 10765037 | 0 | 0
15 | CAPITAL MARKET SERVICES LLC | RFED | NFA | 2010-11-30 00:00:00 | 16048102 | 1000000 | 15048102 | 0 | 0 | 0
16 | CIBC WORLD MARKETS CORP | FCM BD | CME | 2010-11-30 00:00:00 | 488018488 | 4680360 | 483338128 | 0 | 0 | 0
17 | CITADEL SECURITIES LLC | FCM BD | CME | 2010-11-30 00:00:00 | 355727000 | 1000000 | 354727000 | 0 | 0 | 0
18 | CITIGROUP GLOBAL MARKETS INC | FCM BD | CBOT | 2010-11-30 00:00:00 | 8506229353 | 757749102 | 7748480251 | 10503201402 | 1259398099 | 0
19 | COMMONWEALTH FOREIGN EXCHANGE INC | FCM | NFA | 2010-11-30 00:00:00 | 1822545 | 1000000 | 822545 | 0 | 0 | 0
20 | COMPASS PROFESSIONAL SERVICES LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 3370950 | 1000000 | 2370950 | 0 | 0 | 0
21 | COUNTRY HEDGING INC | FCM | NFA | 2010-11-30 00:00:00 | 28827047 | 18418152 | 10408895 | 236372929 | 110605 | 0
22 | CREDIT SUISSE SECURITIES (USA) LLC | FCM BD | CBOT | 2010-11-30 00:00:00 | 9720479301 | 948673854 | 8771805447 | 4831955116 | 1301481453 | 0
23 | CROSSLAND LLC | FCM | CBOT | 2010-11-30 00:00:00 | 11145751 | 5978517 | 5167234 | 84358553 | 34605105 | 0
24 | CUNNINGHAM COMMODITIES LLC | FCM | CBOT | 2010-11-30 00:00:00 | 3406685 | 1000000 | 2406685 | 40664852 | 90464 | 0
25 | CX CAPITAL MARKETS LLC | FCM | NFA | 2010-11-30 00:00:00 | 2337692 | 1000000 | 1337692 | 23699453 | 0 | 0
26 | DAIWA CAPITAL MARKETS AMERICA INC | FCM BD | CME | 2010-11-30 00:00:00 | 317701472 | 1591243 | 316110229 | 8658726 | 40979 | 0
27 | DEUTSCHE BANK SECURITIES INC | FCM BD | CBOT | 2010-11-30 00:00:00 | 5849451098 | 583555861 | 5265895237 | 12453558562 | 950773475 | 0
28 | DORMAN TRADING LLC | FCM | CME | 2010-11-30 00:00:00 | 7482221 | 1000000 | 6482221 | 97748845 | 1323935 | 0
29 | EAGLE MARKET MAKERS INC | FCM | CBOT | 2010-11-30 00:00:00 | 6337883 | 1000000 | 5337883 | 4094019 | 0 | 0
30 | EASY FOREX US LTD | FCM | NFA | 2010-11-30 00:00:00 | 2827538 | 1000000 | 1827538 | 0 | 0 | 0
31 | ELECTRONIC BROKERAGE SYSTEMS LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 7686086 | 1000000 | 6686086 | 0 | 0 | 0
32 | ENSKILDA FUTURES LTD | FCM | CME | 2010-11-30 00:00:00 | 28997573 | 18150639 | 10846934 | 261189570 | 0 | 0
33 | FARR FINANCIAL INC | FCM | NFA | 2010-11-30 00:00:00 | 1875500 | 1000000 | 875500 | 42332721 | 230875 | 0
34 | FCSTONE LLC | FCM | CME | 2010-11-30 00:00:00 | 84921640 | 69918758 | 15002882 | 1448981066 | 11171504 | 24911342
35 | FOREX CAPITAL MARKETS LLC | RFED | NFA | 2010-11-30 00:00:00 | 43161405 | 26381765 | 16779640 | 0 | 0 | 137635309
36 | FOREX CLUB FINANCIAL COMPANY INC | RFED | NFA | 2010-11-30 00:00:00 | 20419739 | 20000000 | 419739 | 0 | 0 | 2514871
37 | FRIEDBERG MERCANTILE GROUP INC | FCM | NFA | 2010-11-30 00:00:00 | 3396555 | 1000000 | 2396555 | 7666780 | 460938 | 0
38 | FRONTIER FUTURES INC | FCM | NFA | 2010-11-30 00:00:00 | 1773053 | 1362040 | 411013 | 35145003 | 0 | 0
39 | FUTURES TECH LLC | FCM | NFA | 2010-11-30 00:00:00 | 1612360 | 1000000 | 612360 | 0 | 0 | 0
40 | FX SOLUTIONS LLC | RFED | NFA | 2010-11-30 00:00:00 | 40515513 | 20616421 | 19899092 | 0 | 0 | 22328415
41 | FXDIRECTDEALER LLC | RFED | NFA | 2010-11-30 00:00:00 | 26237585 | 21596406 | 4641179 | 0 | 0 | 41928127
42 | GAIN CAPITAL GROUP LLC | RFED | NFA | 2010-11-30 00:00:00 | 65206853 | 26559366 | 38647487 | 0 | 0 | 141187328
43 | GLOBAL FUTURES & FOREX LTD | RFED | NFA | 2010-11-30 00:00:00 | 77435995 | 24003971 | 53432024 | 377933 | 190557 | 90079423
44 | GOLDMAN SACHS & CO | FCM BD | CBOT | 2010-11-30 00:00:00 | 10110875947 | 2023068240 | 8087807707 | 19606329238 | 6537938829 | 0
45 | GOLDMAN SACHS EXECUTION & CLEARING LP | FCM BD | CME | 2010-11-30 00:00:00 | 1906772682 | 149918856 | 1756853826 | 1320147026 | 22861213 | 0
46 | HSBC SECURITIES USA INC | FCM BD | CME | 2010-11-30 00:00:00 | 1066091460 | 102866122 | 963225338 | 917370334 | 83811674 | 0
47 | ICAP FUTURES LLC | FCM | NFA | 2010-11-30 00:00:00 | 8268893 | 1000000 | 7268893 | 0 | 0 | 0
48 | IG MARKETS INC | FCM | NFA | 2010-11-30 00:00:00 | 29337152 | 20000000 | 9337152 | 100579 | 0 | 1349525
49 | IKON GLOBAL MARKETS INC | FCM | NFA | 2010-11-30 00:00:00 | 22218079 | 1000000 | 21218079 | 13766840 | 108434 | 0
50 | INSTINET LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 120694497 | 1632075 | 119062422 | 0 | 0 | 0
51 | INSTITUTIONAL LIQUIDITY LLC | FCM | NFA | 2010-11-30 00:00:00 | 21106091 | 20000000 | 1106091 | 0 | 0 | 0
52 | INTEGRATED BROKERAGE SERVICES LLC | FCM | NFA | 2010-11-30 00:00:00 | 1808153 | 1000000 | 808153 | 0 | 0 | 0
53 | INTERACTIVE BROKERS LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 1136603024 | 143141000 | 993462024 | 621414009 | 202108845 | 0
54 | INTERBANK FX LLC | RFED | NFA | 2010-11-30 00:00:00 | 26846244 | 21178451 | 5667793 | 0 | 0 | 33569023
55 | IRONBEAM INC | FCM | NFA | 2010-11-30 00:00:00 | 1490171 | 1000000 | 490171 | 0 | 0 | 0
56 | ITG DERIVATIVES LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 5290027 | 1000000 | 4290027 | 0 | 0 | 0
57 | JP MORGAN CLEARING CORP | FCM BD | CME | 2010-11-30 00:00:00 | 5569934628 | 1768750646 | 3801183982 | 521462133 | 238136455 | 0
58 | JP MORGAN FUTURES INC | FCM | NYME | 2010-11-30 00:00:00 | 2404988236 | 1251019613 | 1153968623 | 15651216010 | 1849360902 | 0
59 | JP MORGAN SECURITIES LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 7032897910 | 568196799 | 6464701111 | 0 | 0 | 0
60 | LEK SECURITIES CORPORATION | FCM BD | NFA | 2010-11-30 00:00:00 | 10539278 | 1500000 | 9039278 | 212619 | 0 | 0
61 | LIMESTONE TRADING LLC | FCM | NFA | 2010-11-30 00:00:00 | 7766197 | 1000000 | 6766197 | 0 | 0 | 0
62 | LINN GROUP THE | FCM | NFA | 2010-11-30 00:00:00 | 2512478 | 1020021 | 1492457 | 35760851 | 163691 | 0
63 | LPL FINANCIAL CORPORATION | FCM BD | NFA | 2010-11-30 00:00:00 | 102553363 | 5477044 | 97076319 | 0 | 0 | 0
64 | MACQUARIE FUTURES USA INC | FCM | CBOT | 2010-11-30 00:00:00 | 125979977 | 57222420 | 68757557 | 867489322 | 24967431 | 0
65 | MAREX NORTH AMERICA LLC | FCM | NFA | 2010-11-30 00:00:00 | 13461819 | 1000000 | 12461819 | 0 | 0 | 0
66 | MAREX USA LIMITED | FCM | NFA | 2010-11-30 00:00:00 | 2987963 | 1000000 | 1987963 | 0 | 0 | 0
67 | MB TRADING FUTURES INC | RFED | NFA | 2010-11-30 00:00:00 | 25196840 | 21157995 | 4038845 | 0 | 0 | 33159900
68 | MBF CLEARING CORP | FCM | NYME | 2010-11-30 00:00:00 | 11069726 | 1087284 | 9982442 | 78378956 | 6183323 | 0
69 | MCVEAN TRADING & INVESTMENTS LLC | FCM | NFA | 2010-11-30 00:00:00 | 10339230 | 3929131 | 6410099 | 701376693 | 0 | 0
70 | MERRILL LYNCH PIERCE FENNER & SMITH | FCM BD | CBOT | 2010-11-30 00:00:00 | 8126688272 | 773615457 | 7353072815 | 9065259218 | 1961596704 | 0
71 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | FCM BD | NFA | 2010-11-30 00:00:00 | 2198643082 | 177650212 | 2020992870 | 1262744897 | 47411671 | 0
72 | MF GLOBAL INC | FCM BD | CME | 2010-11-30 00:00:00 | 597669851 | 378472481 | 219197370 | 8078314037 | 535214954 | 0
73 | MG FINANCIAL LLC | FCM | NFA | 2010-11-30 00:00:00 | 4523002 | 1000000 | 3523002 | 0 | 0 | 0
74 | MID CO COMMODITIES INC | FCM | NFA | 2010-11-30 00:00:00 | 14671904 | 9023686 | 5648218 | 86936589 | 0 | 0
75 | MITSUBISHI UFJ SECURITIES USA INC | FCM BD | NFA | 2010-11-30 00:00:00 | 89118233 | 1515619 | 87602614 | 0 | 0 | 0
76 | MITSUI BUSSAN COMMODITIES USA INC | FCM | NFA | 2010-11-30 00:00:00 | 9336423 | 1000000 | 8336423 | 0 | 0 | 0
77 | MIZUHO SECURITIES USA INC | FCM BD | CME | 2010-11-30 00:00:00 | 391463156 | 70549891 | 320913265 | 873818620 | 351214655 | 0
78 | MORGAN KEEGAN & COMPANY INC | FCM BD | NFA | 2010-11-30 00:00:00 | 410843718 | 9249551 | 401594167 | 0 | 0 | 0
79 | MORGAN STANLEY & CO INCORPORATED | FCM BD | CME | 2010-11-30 00:00:00 | 8476866179 | 1157617541 | 7319248638 | 4550514429 | 1554591832 | 0
80 | MORGAN STANLEY SMITH BARNEY LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 971909612 | 40433874 | 931475738 | 622446476 | 1416529976 | 0
81 | NATIXIS SECURITIES NORTH AMERICA INC | FCM BD | NFA | 2010-11-30 00:00:00 | 220266140 | 1000000 | 219266140 | 0 | 0 | 0
82 | NEUBERGER BERMAN LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 102381214 | 1500000 | 100881214 | 0 | 0 | 0
83 | NEWEDGE USA LLC | FCM BD | NYME | 2010-11-30 00:00:00 | 2248730419 | 1393498825 | 855231594 | 20731547798 | 6551292361 | 0
84 | NOMURA SECURITIES INTERNATIONAL INC | FCM BD | CBOT | 2010-11-30 00:00:00 | 1071505822 | 23546785 | 1047959037 | 92070664 | 24286961 | 0
85 | OANDA CORPORATION | RFED | NFA | 2010-11-30 00:00:00 | 168923482 | 30130140 | 138793342 | 0 | 0 | 0
86 | OPEN E CRY LLC | FCM | NFA | 2010-11-30 00:00:00 | 3168097 | 1000000 | 2168097 | 84460097 | 861899 | 0
87 | OPPENHEIMER & CO INC | FCM BD | NFA | 2010-11-30 00:00:00 | 153521392 | 24406018 | 129115374 | 21798752 | 0 | 0
88 | OPTIONSXPRESS INC | FCM BD | NFA | 2010-11-30 00:00:00 | 79508609 | 10463995 | 69044614 | 0 | 942291 | 0
89 | PENSON FUTURES | FCM | CBOT | 2010-11-30 00:00:00 | 28403078 | 24645282 | 3757796 | 694306874 | 30967933 | 0
90 | PEREGRINE FINANCIAL GROUP INC | FCM | NFA | 2010-11-30 00:00:00 | 36121665 | 21851691 | 14269974 | 451703932 | 28586336 | 47033812
91 | PIONEER FUTURES INC | FCM | NFA | 2010-11-30 00:00:00 | 2283292 | 1000000 | 1283292 | 0 | 0 | 0
92 | PRUDENTIAL BACHE COMMODITIES LLC | FCM | CBOT | 2010-11-30 00:00:00 | 230979000 | 184980560 | 45998440 | 2824558000 | 217417000 | 917000
93 | RAND FINANCIAL SERVICES INC | FCM | CME | 2010-11-30 00:00:00 | 71423478 | 15254990 | 56168488 | 204068600 | 18599400 | 0
94 | RAYMOND JAMES & ASSOCIATES INC | FCM BD | NFA | 2010-11-30 00:00:00 | 367802823 | 29676260 | 338126563 | 0 | 0 | 0
95 | RBC CAPITAL MARKETS LLC | FCM BD | CME | 2010-11-30 00:00:00 | 947265996 | 81581109 | 865684887 | 274127292 | 91118680 | 0
96 | RBS SECURITIES INC | FCM BD | CBOT | 2010-11-30 00:00:00 | 1478729000 | 193793000 | 1284936000 | 1729412000 | 80850000 | 0
97 | RJ OBRIEN ASSOCIATES LLC | FCM | CME | 2010-11-30 00:00:00 | 155708731 | 107076985 | 48631746 | 2339846230 | 46005199 | 241477
98 | ROSENTHAL COLLINS GROUP LLC | FCM | CME | 2010-11-30 00:00:00 | 66782357 | 49207541 | 17574816 | 1460037799 | 15447388 | 0
99 | ROSENTHAL GLOBAL SECURITIES LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 11212798 | 1000000 | 10212798 | 0 | 0 | 0
100 | SANFORD C BERNSTEIN & CO LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 176450953 | 14803441 | 161647512 | 0 | 0 | 0
101 | SANTANDER INVESTMENT SECURITIES INC | FCM BD | NFA | 2010-11-30 00:00:00 | 77845498 | 9685209 | 68160289 | 319584792 | 0 | 0
102 | SMW TRADING COMPANY INC | FCM | CME | 2010-11-30 00:00:00 | 28057446 | 1000000 | 27057446 | 48028 | 0 | 0
103 | STATE STREET GLOBAL MARKETS LLC | FCM BD | CME | 2010-11-30 00:00:00 | 378616278 | 1836551 | 376779727 | 15715489 | 23420 | 0
104 | STEPHENS | FCM BD | NFA | 2010-11-30 00:00:00 | 72433479 | 11743315 | 60690164 | 0 | 0 | 0
105 | STERLING COMMODITIES CORP | FCM | NYME | 2010-11-30 00:00:00 | 8093060 | 2383816 | 5709244 | 59594808 | 205236 | 0
106 | TCA FUTURES LLC | FCM | NFA | 2010-11-30 00:00:00 | 1619990 | 1000000 | 619990 | 0 | 0 | 0
107 | TD AMERITRADE INC | FCM BD | NFA | 2010-11-30 00:00:00 | 208186286 | 1000000 | 207186286 | 0 | 0 | 0
108 | TENCO INC | FCM | CBOT | 2010-11-30 00:00:00 | 54842134 | 14010619 | 40831515 | 335380559 | 0 | 0
109 | TIMBER HILL LLC | FCM BD | CME | 2010-11-30 00:00:00 | 959849232 | 41712514 | 918136718 | 457780071 | 0 | 0
110 | TOWER RESEARCH CAPITAL EUROPE LLC | FCM | NFA | 2010-11-30 00:00:00 | 5243674 | 1000000 | 4243674 | 0 | 0 | 0
111 | TRADELINK LLC | FCM BD | CBOT | 2010-11-30 00:00:00 | 20616486 | 1000000 | 19616486 | 0 | 0 | 0
112 | TRADESTATION SECURITIES INC | FCM BD | NFA | 2010-11-30 00:00:00 | 70119027 | 3114393 | 67004634 | 401083194 | 2563277 | 0
113 | TRADITION SECURITIES AND FUTURES INC | FCM | NFA | 2010-11-30 00:00:00 | 1560510 | 1000000 | 560510 | 0 | 0 | 0
114 | TRILAND USA INC | FCM | NYME | 2010-11-30 00:00:00 | 25772203 | 16534746 | 9237457 | 209438148 | 15758127 | 0
115 | UBS FINANCIAL SERVICES INC | FCM BD | NFA | 2010-11-30 00:00:00 | 1216546412 | 94582747 | 1121963665 | 191273000 | 1544067 | 0
116 | UBS SECURITIES LLC | FCM BD | CBOT | 2010-11-30 00:00:00 | 10865508549 | 887977830 | 9977530719 | 9254236196 | 4475166803 | 0
117 | VELOCITY FUTURES LLC | FCM | NFA | 2010-11-30 00:00:00 | 1677601 | 1000000 | 677601 | 59555555 | 10654781 | 0
118 | VISION FINANCIAL MARKETS LLC | FCM BD | CME | 2010-11-30 00:00:00 | 21914757 | 10526858 | 11387899 | 343700074 | 10182114 | 0
119 | WELLS FARGO ADVISORS FINANCIAL NETWORK LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 32586825 | 4331091 | 28255734 | 0 | 0 | 0
120 | WELLS FARGO ADVISORS LLC | FCM BD | NFA | 2010-11-30 00:00:00 | 684883259 | 1500000 | 683383259 | 0 | 0 | 0
121 | WELLS FARGO SECURITIES LLC | FCM BD | CME | 2010-11-30 00:00:00 | 1142919197 | 12267481 | 1130651716 | 0 | 0 | 0
122 | WHITE COMMERCIAL CORPORATION | FCM | NFA | 2010-11-30 00:00:00 | 2797609 | 1000000 | 1797609 | 0 | 0 | 0
123 | WSD FINANCIAL USA INC | FCM | NFA | 2010-11-30 00:00:00 | 1501427 | 1000000 | 501427 | 0 | 0 | 0
124 | YORK BUSINESS ASSOCIATES LLC | FCM | NFA | 2010-11-30 00:00:00 | 2619939 | 1000000 | 1619939 | 67059919 | 1379021 | 0
 | Totals |  |  |  |  |  |  | 148865958243 | 32545567680 | 587047378
 | October Web Page Update | 126
 | Additions | 1
 | MAREX NORTH AMERICA LLC
 | Deletions | 3
 | ADVANTAGE SECURITIES LLC
 | GENESIS FUTURES LLC
 | TERRA NOVA FINANCIAL LLC
 | Name Change
 | [NAME] to PENSON FUTURES
 | RBC CAPITAL MARKETS CORPORATION to RBC CAPITAL MARKETS LLC
 | November Web Page Update | 124
 | *Allianz Global Investors Distributors LLC files financial statements quarterly.
 | (a):  FCM:    Futures Commission Merchant that is registered with the Commodity Futures Trading Commission;
 | BD:      The FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer;
 | RFED:  Retail Foreign Exchange Dealer that is registered with the Commodity Futures Trading Commission.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c):  A firm's net capital requirement is the greater of :
 | •  FCM minimum dollar amount ($1,000,000); or
 | •  risk based capital requirement, the sum of 8% of total customer risk maintenance margin and 8% of total non-customer risk maintenance margin; or
 | •  the amount of capital required by a registered futures association (currently NFA is the only such association); or
 | •  for securities brokers and dealers, the amount of net capital required by Rule 15c3-1(a) of the Securities and Exchange Commission; or
 | •  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000); or
 | •  minimum dollar amount for FCM’s offering or engaged in retail forex transactions and RFEDs ($20,000,000) plus five percent of the FCM’s or RFED’s total retail forex obligation in excess of $10,000,000.
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | (g):  This represents the total amount of funds at an FCM or RFED that would be obtained by combining all money, securities and property deposited by a retail forex customer into a retail forex account or accounts, adjusted for the realized and unrealized net profit or loss.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and Intermediary Oversight via e-mail: [EMAIL], [EMAIL], or [EMAIL].