Spreadsheet: sara_shackleton__36838__enron_appendix
Sheet: CAISO Deals

Transact | key | TradeDate | Merrill's B/S | Beg Time | End Time | Volume Rate | Block | Location | Price | Enron's Deal #
113113 | 1 | Dec  5 2000 12:00AM | BUY | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 230 | 474410
113234 | 1 | Dec  6 2000 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 175 | 474998
115046 | 1 | Jan 22 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 195 | 502198
115047 | 1 | Jan 22 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 200 | 502330
115110 | 1 | Jan 23 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 200 | 503124
115111 | 1 | Jan 23 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 200 | 503125
115439 | 1 | Jan 29 2001 12:00AM | SELL | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 272 | 507672
115441 | 1 | Jan 29 2001 12:00AM | SELL | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 274 | 507720
115641 | 1 | Jan 31 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 275 | 510369
115672 | 1 | Jan 31 2001 12:00AM | SELL | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 280 | 510380
115673 | 1 | Jan 31 2001 12:00AM | SELL | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 280 | 510566
115878 | 1 | Feb  2 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 190 | 512908
115879 | 1 | Feb  2 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 260 | 512827
115910 | 1 | Feb  2 2001  4:00PM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 250 | 512927
116163 | 1 | Feb  6 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 260 | 514785
116164 | 1 | Feb  6 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 50 | 6x16 | CISO/NP15 | 260 | 514796
116469 | 1 | Feb  9 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 272 | 518957
116573 | 1 | Feb 12 2001 12:00AM | SELL | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 285 | 520282
116633 | 1 | Feb 13 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 175 | 521620
116640 | 1 | Feb 13 2001 12:00AM | SELL | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 230 | 521710
116875 | 1 | Feb 16 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 291 | 525289
117429 | 1 | Feb 27 2001  4:34PM | SELL | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x8/1x24H | CISO/NP15 | 166 | 533137
117449 | 1 | Feb 27 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 281 | 533057
117454 | 1 | Feb 27 2001 12:00AM | SELL | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 281 | 533059
117845 | 1 | Mar  7 2001 12:13PM | SELL | 2001-03-09 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 230 | 539923
117872 | 1 | Mar  7 2001 12:00AM | SELL | 2001-04-01 00:00:00 | 2001-05-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 238 | 540286
117875 | 1 | Mar  7 2001  5:21PM | SELL | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 270 | 540128
118117 | 1 | Mar 13 2001  5:01PM | SELL | 2001-04-01 00:00:00 | 2001-05-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 210 | 549048
118189 | 1 | Mar 14 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/NP15 | 312 | 550425
102884 | 1 | May  3 2000  4:50PM | SELL | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 25.2 | 333869
103054 | 1 | May 10 2000  4:39PM | SELL | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 73.7 | 337722
104577 | 1 | Jun 27 2000 12:00AM | SELL | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 50 | 6x8/1x24H | CISO/SP15 | 32.5 | 360180
105279 | 1 | Jul 18 2000 12:00AM | SELL | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 34 | 375065
106283 | 1 | Aug  7 2000  2:17PM | SELL | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 120.5 | 388086
106285 | 1 | Aug  7 2000  2:18PM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 120.4 | 388151
107230 | 1 | Aug 24 2000  1:57PM | SELL | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 67 | 399925
107231 | 1 | Aug 24 2000  2:04PM | BUY | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 67 | 399926
107383 | 1 | Aug 25 2000 12:00AM | SELL | 2002-12-01 00:00:00 | 2003-01-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 68.6 | 400006
107784 | 1 | Sep  6 2000 12:00AM | SELL | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 67.5 | 406817
108263 | 1 | Sep 15 2000  3:12PM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 50 | 413147
108271 | 1 | Sep 15 2000 12:00AM | SELL | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 50 | 413150
108438 | 1 | Sep 19 2000 12:00AM | BUY | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 69.25 | 416115
109158 | 1 | Oct  2 2000  1:51PM | BUY | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 72.5 | 425241
109391 | 1 | Oct  5 2000 12:00AM | SELL | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 120 | 428845
111644 | 1 | Nov  7 2000 12:00AM | SELL | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 66.75 | 453146
113126 | 1 | Dec  5 2000 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 210 | 474593
114584 | 1 | Jan 10 2001 12:00AM | BUY | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 160 | 494315
114969 | 1 | Jan 19 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 135 | 501387
115044 | 1 | Jan 22 2001  5:05PM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 105 | 502121
115051 | 1 | Jan 22 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 128 | 502372
115052 | 1 | Jan 22 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 105 | 502373
115053 | 1 | Jan 22 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 105 | 502393
115054 | 1 | Jan 22 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 135 | 502394
115106 | 1 | Jan 23 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 130 | 502932
115115 | 1 | Jan 23 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 138 | 503250
115117 | 1 | Jan 23 2001 12:00AM | SELL | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 100 | 6x16 | CISO/SP15 | 220 | 503299
115131 | 1 | Jan 23 2001  4:10PM | SELL | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 220 | 503225
115142 | 1 | Jan 23 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 50 | 6x8/1x24H | CISO/SP15 | 135 | 503417
115293 | 1 | Jan 25 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 166 | 505446
115425 | 1 | Jan 29 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 285 | 507200
115430 | 1 | Jan 29 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 280 | 507670
115440 | 1 | Jan 29 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 280 | 507719
115529 | 1 | Jan 30 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 160 | 508774
115640 | 1 | Jan 31 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 305 | 510368
115648 | 1 | Jan 31 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 50 | 6x16 | CISO/SP15 | 285 | 510382
115720 | 1 | Feb  1 2001 12:00AM | BUY | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 216 | 510987
115880 | 1 | Feb  2 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 265 | 512909
115971 | 1 | Feb  5 2001 12:00AM | SELL | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 223 | 513654
115999 | 1 | Feb  5 2001  3:09PM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 160 | 514108
116015 | 1 | Feb  5 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 50 | 6x16 | CISO/SP15 | 170 | 513949
116166 | 1 | Feb  6 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 50 | 6x16 | CISO/SP15 | 255 | 514826
116311 | 1 | Feb  7 2001 12:00AM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 155 | 515769
116317 | 1 | Feb  7 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 160 | 516584
116331 | 1 | Feb  7 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 167 | 516539
116402 | 1 | Feb  8 2001 12:00AM | BUY | 2001-12-01 00:00:00 | 2002-01-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 159 | 517881
116404 | 1 | Feb  8 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 125 | 517807
116542 | 1 | Feb  7 2001 12:00AM | BUY | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 200 | 516591
116697 | 1 | Feb 14 2001 12:00AM | BUY | 2001-05-01 00:00:00 | 2001-06-01 00:00:00 | 50 | 6x16 | CISO/SP15 | 225 | 523213
116778 | 1 | Feb 15 2001 12:00AM | BUY | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 162.5 | 524474
116808 | 1 | Feb 15 2001  3:32PM | BUY | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 315 | 523713
117163 | 1 | Feb 22 2001  2:46PM | SELL | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 310 | 529247
117276 | 1 | Feb 26 2001  3:27PM | SELL | 2001-03-01 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 195 | 531418
117368 | 1 | Feb 27 2001 12:00AM | SELL | 2001-09-01 00:00:00 | 2001-10-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 89.1 | 346903
117585 | 1 | Mar  1 2001  3:06PM | BUY | 2001-03-05 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 237 | 535490
117774 | 1 | Mar  6 2001 12:00AM | BUY | 2001-03-08 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 181 | 538905
117775 | 1 | Mar  6 2001 12:00AM | SELL | 2001-03-08 00:00:00 | 2001-04-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 245 | 538948
117847 | 1 | Mar  7 2001 12:00AM | BUY | 2001-04-01 00:00:00 | 2001-05-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 225 | 540333
117866 | 1 | Mar  7 2001  [NAME] | BUY | 2001-04-01 00:00:00 | 2001-05-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 232 | 540274
117939 | 1 | Mar  8 2001 12:00AM | SELL | 2001-06-01 00:00:00 | 2001-07-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 281 | 540939
118038 | 1 | Mar 12 2001 12:00AM | BUY | 2001-04-01 00:00:00 | 2001-05-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 205 | 547641
118040 | 1 | Mar 12 2001 12:00AM | BUY | 2001-04-01 00:00:00 | 2001-05-01 00:00:00 | 25 | 6x8/1x24H | CISO/SP15 | 115 | 547687
118053 | 1 | Mar 12 2001 12:00AM | SELL | 2001-04-01 00:00:00 | 2001-05-01 00:00:00 | 25 | 6x16 | CISO/SP15 | 209 | 547716