Spreadsheet: 0f8a576a-75aa-49fe-8257-5c54fd47522d
Sheet: Sheet1

Unnamed: 0 | Unnamed: 1 | B/D? | DSRO | A/O | Adjusted | Net Capital | Excess | Customers' | Customer
 | Futures Commission Merchant |  |  | Date | Net Capital | Requirement | Net Capital | Seg Required | Amount
 |  |  |  |  |  |  |  | 4d(a)(2) | Pt. 30 Required
 |  | (a) | (b) |  |  | (c) | (d) | (e) | (f)
1 | 3D FOREX, LLC | N | NFA | 2008-05-31 00:00:00 | 8790032 | 500000 | 8290032 | 0 | 0
2 | ABBEY NATIONAL SECURITIES INC | Y | NFA | 2008-05-31 00:00:00 | 60510234 | 500000 | 60010234 | 0 | 0
3 | ADM INVESTOR SERVICES INC | N | CBOT | 2008-05-31 00:00:00 | 162027880 | 90472270 | 71555610 | 1692704727 | 44840574
4 | ADVANCED MARKETS INC | N | NFA | 2008-05-31 00:00:00 | 5017038 | 5000000 | 17038 | 0 | 0
5 | ADVANTAGE FUTURES LLC | N | CME | 2008-05-31 00:00:00 | 20162119 | 4000078 | 16162041 | 170004408 | 19248532
6 | AIG CLEARING CORPORATION | N | NYME | 2008-05-31 00:00:00 | 298442050 | 63239983 | 235202067 | 24543002 | 0
7 | ALARON TRADING CORPORATION | N | CME | 2008-05-31 00:00:00 | 7346494 | 3939196 | 3407298 | 216069287 | 11055803
8 | [NAME] (US) LLC | N | NFA | 2008-05-31 00:00:00 | 11668715 | 5000000 | 6668715 | 0 | 0
9 | BACERA CORPORATION | N | NFA | 2008-05-31 00:00:00 | 5387372 | 5000000 | 387372 | 0 | 0
10 | BANC OF AMERICA SECURITIES LLC | Y | CME | 2008-05-30 00:00:00 | 3448690058 | 465752002 | 2982938056 | 1461007114 | 29915897
11 | BARCLAYS CAPITAL INC | Y | NYME | 2008-05-31 00:00:00 | 1319358236 | 464814292 | 854543944 | 4482096270 | 3334778370
12 | BEAR STEARNS & CO INC | Y | NFA | 2008-05-31 00:00:00 | 4943322539 | 564751725 | 4378570814 | 0 | 0
13 | BEAR STEARNS SECURITIES CORP | Y | CME | 2008-05-31 00:00:00 | 4655006051 | 1081889696 | 3573116355 | 2272907619 | 379839516
14 | BGC SECURITIES | Y | NFA | 2008-05-31 00:00:00 | 4683351 | 500000 | 4183351 | 0 | 0
15 | BNP PARIBAS COMMODITY FUTURES INC | N | NYME | 2008-05-30 00:00:00 | 162906898 | 155986378 | 6920520 | 1822220268 | 375726462
16 | BNP PARIBAS SECURITIES CORP | Y | CBOT | 2008-05-31 00:00:00 | 852325665 | 43157710 | 809167955 | 308310358 | 0
17 | CADENT FINANCIAL SERVICES LLC | N | CME | 2008-05-31 00:00:00 | 7970405 | 5816472 | 2153933 | 185238545 | 3007017
18 | CANTOR FITZGERALD & CO | Y | CBOT | 2008-05-31 00:00:00 | 252969221 | 1412023 | 251557198 | 7961687 | 0
19 | CAPITAL MARKET SERVICES LLC | N | NFA | 2008-05-31 00:00:00 | 19306490 | 5000000 | 14306490 | 0 | 0
20 | CIBC WORLD MARKETS CORP | Y | CME | 2008-05-30 00:00:00 | 910661643 | 15809289 | 894852354 | 0 | 0
21 | CITIGROUP GLOBAL MARKETS INC | Y | CBOT | 2008-05-31 00:00:00 | 6765068130 | 744076860 | 6020991270 | 14649818810 | 681013261
22 | CLIFF LARSON COMPANY THE | N | NFA | 2008-05-31 00:00:00 | 3444013 | 664047 | 2779966 | 14788351 | 0
23 | CMC MARKETS (US) LLC | N | NFA | 2008-05-30 00:00:00 | 8426285 | 5000000 | 3426285 | 0 | 0
24 | COMMONWEALTH FOREIGN EXCHANGE INC | N | NFA | 2008-05-31 00:00:00 | 1187139 | 500000 | 687139 | 0 | 0
25 | COMTRUST INC | N | NFA | 2008-05-31 00:00:00 | 986583 | 500000 | 486583 | 3466134 | 0
26 | COUNTRY HEDGING INC | N | NFA | 2008-05-31 00:00:00 | 21397540 | 13223685 | 8173855 | 113713695 | 54608
27 | CREDIT SUISSE SECURITIES (USA) LLC | Y | CBOT | 2008-05-30 00:00:00 | 6381241271 | 380082579 | 6001158692 | 3018064547 | 2048023205
28 | CROSSLAND LLC | N | CBOT | 2008-05-31 00:00:00 | 4540570 | 676811 | 3863759 | 17834585 | 0
29 | CSC FUTURES INC | N | CME | 2008-05-31 00:00:00 | 7119560 | 500000 | 6619560 | 0 | 0
30 | CUNNINGHAM COMMODITIES LLC | N | CBOT | 2008-05-31 00:00:00 | 3688899 | 1014576 | 2674323 | 34040663 | 261556
31 | DAIWA SECURITIES AMERICA INC | Y | CME | 2008-05-31 00:00:00 | 238633399 | 2106625 | 236526774 | 20209282 | 503497
32 | DEUTSCHE BANK SECURITIES INC | Y | CBOT | 2008-05-30 00:00:00 | 4324826164 | 430987711 | 3893838453 | 10280854325 | 1065007986
33 | DIRECT FOREX LLC | N | NFA | 2008-05-31 00:00:00 | 631818 | 500000 | 131818 | 0 | 0
34 | DORMAN TRADING LLC | N | CME | 2008-05-31 00:00:00 | 9114256 | 672572 | 8441684 | 67134862 | 57329
35 | DUNAVANT COMMODITY CORP | N | NFA | 2008-05-31 00:00:00 | 43075306 | 1986944 | 41088362 | 0 | 0
36 | EAGLE MARKET MAKERS INC | N | CBOT | 2008-05-30 00:00:00 | 6849044 | 500000 | 6349044 | 8890117 | 0
37 | EASY FOREX US LTD | N | NFA | 2008-05-31 00:00:00 | 8662807 | 5000000 | 3662807 | 0 | 0
38 | ED &F MAN COMMODITY ADVISORS INC | N | NFA | 2008-05-31 00:00:00 | 1197139 | 500000 | 697139 | 0 | 0
39 | ELECTRONIC BROKERAGE SYSTEMS LLC | Y | NFA | 2008-05-31 00:00:00 | 11678111 | 500000 | 11178111 | 0 | 0
40 | ENSKILDA FUTURES LTD | N | CME | 2008-05-31 00:00:00 | 21185122 | 10361449 | 10823673 | 248175983 | 0
41 | FARR FINANCIAL INC | N | NFA | 2008-05-31 00:00:00 | 1578168 | 839199 | 738969 | 54219797 | 27521
42 | FC STONE LLC | N | CME | 2008-05-31 00:00:00 | 101499269 | 72594569 | 28904700 | 1352856459 | 13348511
43 | FIRST CAPITOL GROUP LLC | N | NFA | 2008-05-31 00:00:00 | 5721421 | 2442770 | 3278651 | 94462848 | 335487
44 | FOREX CAPITAL MARKETS LLC | N | NFA | 2008-05-31 00:00:00 | 70794489 | 14610741 | 56183748 | 0 | 0
45 | FOREX CLUB FINANCIAL COMPANY INC | N | NFA | 2008-05-31 00:00:00 | 7380912 | 5000000 | 2380912 | 0 | 0
46 | FOREX LLC | N | NFA | 2008-05-31 00:00:00 | 712027 | 500000 | 212027 | 0 | 0
47 | FORTIS CLEARING AMERICAS LLC | Y | CBOT | 2008-05-31 00:00:00 | 169686526 | 53372299 | 116314227 | 1070533236 | 22690503
48 | FRIEDBERG MERCANTILE GROUP INC | N | NFA | 2008-05-31 00:00:00 | 8167364 | 5000000 | 3167364 | 5039868 | 0
49 | FRONTIER FUTURES INC | N | NFA | 2008-05-31 00:00:00 | 2330648 | 1314001 | 1016647 | 38643696 | 0
50 | FUTURES TECH LLC | N | NFA | 2008-05-31 00:00:00 | 912024 | 500000 | 412024 | 0 | 0
51 | FX SOLUTIONS LLC | N | NFA | 2008-05-31 00:00:00 | 18088679 | 5000000 | 13088679 | 0 | 0
52 | GAIN CAPITAL GROUP LLC | N | NFA | 2008-05-31 00:00:00 | 44293173 | 7808048 | 36485125 | 0 | 0
53 | GATEWAY CAPITAL L.L.C. | N | NFA | 2008-05-30 00:00:00 | 981607 | 500000 | 481607 | 0 | 0
54 | GELBER GROUP LLC | N | CBOT | 2008-05-31 00:00:00 | 63653439 | 992341 | 62661098 | 60124193 | 2500
55 | GFS FOREX & FUTURES INC | N | NFA | 2008-05-31 00:00:00 | 10829848 | 5000000 | 5829848 | 0 | 0
56 | GILDER GAGNON HOWE AND CO LLC | Y | NFA | 2008-05-31 00:00:00 | 16796821 | 500000 | 16296821 | 0 | 0
57 | GLOBAL FUTURES &  FOREX LTD | N | NFA | 2008-05-31 00:00:00 | 58304604 | 6534377 | 51770227 | 503201 | 0
58 | GOLDMAN SACHS & CO | Y | CBOT | 2008-05-30 00:00:00 | 11140343048 | 2857862335 | 8282480713 | 19368536318 | 9893482004
59 | GOLDMAN SACHS EXECUTION & CLEARING LP | Y | CME | 2008-05-30 00:00:00 | 1162225994 | 75300687 | 1086925307 | 1122735623 | 12171716
60 | H & R BLOCK FINANCIAL ADVISORS INC | Y | NFA | 2008-05-31 00:00:00 | 66230836 | 9531874 | 56698962 | 0 | 0
61 | HOTSPOT FXR LLC | N | NFA | 2008-05-31 00:00:00 | 7843641 | 5000000 | 2843641 | 0 | 0
62 | HSBC SECURITIES USA INC | Y | CME | 2008-05-31 00:00:00 | 790038007 | 74599614 | 715438393 | 930269934 | 38997583
63 | I TRADE FX LLC | N | NFA | 2008-05-31 00:00:00 | 15828139 | 5000000 | 10828139 | 0 | 0
64 | ICAP FUTURES LLC | N | CBOT | 2008-05-31 00:00:00 | 5750805 | 500000 | 5250805 | 0 | 0
65 | IFX MARKETS INC | N | NFA | 2008-05-31 00:00:00 | 9141665 | 5000000 | 4141665 | 0 | 0
66 | IG MARKETS INC. | N | NFA | 2008-05-31 00:00:00 | 10837970 | 5000000 | 5837970 | 0 | 0
67 | IKON GLOBAL MARKETS INC. | N | NFA | 2008-05-31 00:00:00 | 8462275 | 5000000 | 3462275 | 1555768 | 131292
68 | INSTINET LLC | Y | NFA | 2008-05-30 00:00:00 | 94451089 | 3785281 | 90665808 | 0 | 0
69 | INTEGRATED BROKERAGE SERVICES LLC | N | NFA | 2008-05-31 00:00:00 | 2161602 | 500000 | 1661602 | 418731 | 0
70 | INTERACTIVE BROKERS LLC | Y | EUXUS | 2008-05-31 00:00:00 | 482492136 | 56734462 | 425757674 | 359518733 | 99371321
71 | INTERBANK FX LLC | N | NFA | 2008-05-31 00:00:00 | 22980138 | 5000000 | 17980138 | 0 | 0
72 | IOWA GRAIN CO | N | CBOT | 2008-05-31 00:00:00 | 22057269 | 9905786 | 12151483 | 335069462 | 1451918
73 | ITAU SECURITIES INC | Y | NFA | 2008-05-31 00:00:00 | 68662839 | 500000 | 68162839 | 0 | 0
74 | ITG DERIVATIVES, LLC | Y | NFA | 2008-05-31 00:00:00 | 2064979 | 512767 | 1552212 | 0 | 0
75 | JP MORGAN FUTURES INC | N | NYME | 2008-05-31 00:00:00 | 1707846891 | 915139670 | 792707221 | 11965264001 | 2167536324
76 | KOTTKE ASSOCIATES LLC | N | CBOT | 2008-05-31 00:00:00 | 19309158 | 500000 | 18809158 | 33153032 | 23138
77 | LADENBURG THALMANN & CO INC | Y | NFA | 2008-05-31 00:00:00 | 22660704 | 500000 | 22160704 | 0 | 0
78 | LBS LIMITED PARTNERSHIP | N | CBOT | 2008-05-31 00:00:00 | 797287 | 500000 | 297287 | 0 | 0
79 | LEHMAN BROTHERS INC | Y | CBOT | 2008-05-31 00:00:00 | 3827967000 | 728094000 | 3099873000 | 7469278000 | 1133779000
80 | LEK SECURITIES CORPORATION | Y | NFA | 2008-05-31 00:00:00 | 10621439 | 1500000 | 9121439 | 0 | 0
81 | LIMESTONE TRADING LLC | N | NFA | 2008-05-31 00:00:00 | 11928706 | 500000 | 11428706 | 0 | 0
82 | LINN GROUP  ( THE ) | N | NFA | 2008-05-31 00:00:00 | 1872702 | 546392 | 1326310 | 12091690 | 4075
83 | LOEB PARTNERS CORPORATION | Y | NFA | 2008-05-31 00:00:00 | 14285778 | 500000 | 13785778 | 0 | 0
84 | LPL FINANCIAL CORPORATION | Y | NFA | 2008-05-31 00:00:00 | 62987004 | 8991740 | 53995264 | 0 | 0
85 | MACQUARIE FUTURES USA INC | N | NFA | 2008-05-31 00:00:00 | 23244315 | 5492559 | 17751756 | 46969177 | 120408
86 | MB TRADING FUTURES INC. | N | NFA | 2008-05-31 00:00:00 | 8660726 | 5000000 | 3660726 | 0 | 0
87 | MBF CLEARING CORP | N | NYME | 2008-05-31 00:00:00 | 29155318 | 1715915 | 27439403 | 82796957 | 4556935
88 | MCVEAN TRADING AND INVESTMENTS LLC | N | NFA | 2008-05-31 00:00:00 | 11556577 | 4473930 | 7082647 | 774424894 | 0
89 | MERRILL LYNCH PIERCE FENNER & SMITH | Y | CBOT | 2008-05-30 00:00:00 | 4995750259 | 740396439 | 4255353820 | 9213558548 | 1461785449
90 | MERRILL LYNCH PROFESSIONAL CLEARING CORP | Y | NFA | 2008-05-30 00:00:00 | 1419811929 | 140885085 | 1278926844 | 1735862121 | 80781177
91 | MF GLOBAL INC. | Y | CME | 2008-05-31 00:00:00 | 782299749 | 443840666 | 338459083 | 9664731983 | 861411258
92 | MG FINANCIAL LLC | N | NFA | 2008-05-31 00:00:00 | 6001047 | 5000000 | 1001047 | 0 | 0
93 | MID-CO COMMODITIES INC | N | NFA | 2008-05-31 00:00:00 | 13430288 | 5861206 | 7569082 | 35464983 | 0
94 | MITSUI BUSSAN COMMODITIES USA INC | N | NYME | 2008-05-31 00:00:00 | 8028911 | 1664990 | 6363921 | 0 | 0
95 | MIZUHO SECURITIES USA INC | Y | CME | 2008-05-31 00:00:00 | 158123369 | 70497202 | 87626167 | 747693632 | 335586216
96 | MORGAN KEEGAN & COMPANY INC | Y | NFA | 2008-05-31 00:00:00 | 369984261 | 10402432 | 359581829 | 0 | 0
97 | MORGAN STANLEY & CO INCORPORATED | Y | CME | 2008-05-31 00:00:00 | 10638694920 | 3318909956 | 7319784964 | 5425523652 | 4695749614
98 | NATIXIS SECURITIES NORTH AMERICA INC | Y | NFA | 2008-05-31 00:00:00 | 165897909 | 500000 | 165397909 | 0 | 0
99 | NEUBERGER BERMAN LLC | Y | NFA | 2008-05-30 00:00:00 | 261245364 | 5000000 | 256245364 | 0 | 0
100 | NEWEDGE  FINANCIAL INC. | Y | CME | 2008-05-31 00:00:00 | 800221555 | 596804138 | 203417417 | 8921323832 | 1918567662
101 | NEWEDGE USA LLC. | Y | NYME | 2008-05-31 00:00:00 | 847139359 | 681073522 | 166065837 | 10368968929 | 3186140399
102 | NOMURA SECURITIES INTERNATIONAL INC | Y | CBOT | 2008-05-31 00:00:00 | 769073365 | 1000000 | 768073365 | 0 | 0
103 | OANDA CORPORATION | N | NFA | 2008-05-31 00:00:00 | 164256938 | 9881084 | 154375854 | 0 | 0
104 | ODL SECURITIES INC | N | NFA | 2008-05-31 00:00:00 | 15182108 | 5000000 | 10182108 | 0 | 0
105 | OPEN E CRY LLC | N | NFA | 2008-05-31 00:00:00 | 1449162 | 688099 | 761063 | 46360755 | 643853
106 | OPPENHEIMER & CO  INC | Y | NFA | 2008-05-30 00:00:00 | 192716068 | 24130560 | 168585508 | 31194577 | 0
107 | OPTIONSXPRESS INC | Y | NFA | 2008-05-31 00:00:00 | 71349448 | 7122865 | 64226583 | 57966331 | 2229819
108 | [NAME] | N | CBOT | 2008-05-31 00:00:00 | 14901775 | 12204825 | 2696950 | 339891292 | 6501722
109 | PEREGRINE FINANCIAL GROUP INC | N | NFA | 2008-05-31 00:00:00 | 20275643 | 5217813 | 15057830 | 243166151 | 19193327
110 | PIONEER FUTURES INC | N | NYME | 2008-05-31 00:00:00 | 1498801 | 500000 | 998801 | 0 | 0
111 | PRUDENTIAL BACHE COMMODITIES LLC | N | CBOT | 2008-05-31 00:00:00 | 236730000 | 204971040 | 31758960 | 3156223000 | 395764000
112 | PUMA FINANCIAL LLC | N | NFA | 2008-05-30 00:00:00 | 1433251 | 500000 | 933251 | 15886677 | 0
113 | RAND FINANCIAL SERVICES INC | N | CME | 2008-05-31 00:00:00 | 59001070 | 16057005 | 42944065 | 329378300 | 22686000
114 | RAYMOND JAMES & ASSOCIATES INC | Y | NFA | 2008-05-30 00:00:00 | 311360444 | 31454195 | 279906249 | 0 | 0
115 | RBC CAPITAL MARKETS CORPORATION | Y | CME | 2008-05-30 00:00:00 | 643056145 | 119125015 | 523931130 | 1212003159 | 561009854
116 | RBS GREENWICH CAPITAL INC | Y | CBOT | 2008-05-31 00:00:00 | 1759076000 | 142587000 | 1616489000 | 1520074000 | 23042000
117 | RJ OBRIEN  &  ASSOCIATES LLC | N | CME | 2008-05-31 00:00:00 | 102456807 | 79945056 | 22511751 | 2370534021 | 27380739
118 | ROBBINS FUTURES INC | N | NFA | 2008-05-31 00:00:00 | 531075 | 500000 | 31075 | 5152571 | 0
119 | ROSENTHAL COLLINS GROUP LLC | N | CME | 2008-05-31 00:00:00 | 79556563 | 53054855 | 26501708 | 1254891186 | 12030702
120 | ROSENTHAL GLOBAL SECURITIES LLC | Y | CBOT | 2008-05-31 00:00:00 | 19166201 | 1220842 | 17945359 | 0 | 0
121 | SANFORD C BERNSTEIN & CO LLC | Y | NFA | 2008-05-30 00:00:00 | 150279767 | 10515085 | 139764682 | 0 | 0
122 | SANTANDER INVESTMENT SECURITIES INC. | Y | NFA | 2008-05-30 00:00:00 | 71885691 | 500000 | 71385691 | 0 | 0
123 | SHATKIN ARBOR INC | N | CBOT | 2008-05-31 00:00:00 | 4737758 | 1132308 | 3605450 | 55889149 | 41036
124 | SHAY GRAIN CLEARING COMPANY | N | KCBT | 2008-05-31 00:00:00 | 2799558 | 661699 | 2137859 | 15792970 | 0
125 | SMW TRADING COMPANY INC | N | CME | 2008-05-31 00:00:00 | 21977979 | 500000 | 21477979 | 8387848 | 1125
126 | SNC INVESTMENTS INC | N | NFA | 2008-05-31 00:00:00 | 611197 | 500000 | 111197 | 0 | 0
127 | STEPHENS INC | Y | NFA | 2008-05-30 00:00:00 | 83797059 | 9516573 | 74280486 | 0 | 0
128 | STERLING COMMODITIES CORP | N | NYME | 2008-05-31 00:00:00 | 8743045 | 1333810 | 7409235 | 29513824 | 624672
129 | TCA FUTURES LLC | N | NFA | 2008-05-31 00:00:00 | 868562 | 500000 | 368562 | 0 | 0
130 | TENCO INC | N | CBOT | 2008-05-31 00:00:00 | 38643444 | 10632205 | 28011239 | 145006449 | 0
131 | TERRA NOVA FINANCIAL, LLC | Y | NFA | 2008-05-31 00:00:00 | 13794754 | 1500000 | 12294754 | 0 | 0
132 | TIMBER HILL LLC | Y | CME | 2008-05-31 00:00:00 | 892479265 | 20450949 | 872028316 | 287788555 | 0
133 | TOWER RESEARCH CAPITAL EUROPE LLC | N | NFA | 2008-05-31 00:00:00 | 2033076 | 500000 | 1533076 | 0 | 0
134 | TRADELINK LLC | Y | CBOT | 2008-05-31 00:00:00 | 28907530 | 500000 | 28407530 | 0 | 0
135 | TRADEMAVEN CLEARING LLC | N | NFA | 2008-05-31 00:00:00 | 819801 | 500000 | 319801 | 3910551 | 38699
136 | TRADESTATION SECURITIES INC | Y | NFA | 2008-05-31 00:00:00 | 84712671 | 2458096 | 82254575 | 0 | 0
137 | TRADITION SECURITIES AND FUTURES INC | N | NFA | 2008-05-31 00:00:00 | 765135 | 500000 | 265135 | 0 | 0
138 | TRANSMARKET GROUP LLC | Y | CBOT | 2008-05-31 00:00:00 | 7073069 | 500000 | 6573069 | 0 | 0
139 | TRILAND USA INC | N | NYME | 2008-05-31 00:00:00 | 45470482 | 15797117 | 29673365 | 258449290 | 0
140 | UBS FINANCIAL SERVICES INC | Y | CBOT | 2008-05-30 00:00:00 | 906267901 | 133356196 | 772911705 | 360410816 | 2034030
141 | UBS SECURITIES LLC | Y | CBOT | 2008-05-31 00:00:00 | 11014815376 | 1308094535 | 9706720841 | 17945365698 | 7630920476
142 | VELOCITY FUTURES LP | N | NFA | 2008-05-31 00:00:00 | 1043190 | 500000 | 543190 | 29611521 | 1303840
143 | VISION FINANCIAL MARKETS LLC | Y | NFA | 2008-05-31 00:00:00 | 25941422 | 10473123 | 15468299 | 421800442 | 209510
144 | WACHOVIA CAPITAL MARKETS LLC | Y | CME | 2008-05-31 00:00:00 | 1627827261 | 1277283 | 1626549978 | 0 | 0
145 | WACHOVIA SECURITIES FINANCIAL NETWORK, LLC | Y | NFA | 2008-05-31 00:00:00 | 21137832 | 2342746 | 18795086 | 0 | 0
146 | WACHOVIA SECURITIES LLC | Y | CBOT | 2008-05-31 00:00:00 | 759110516 | 34596280 | 724514236 | 490129260 | 1996701
147 | WHITE COMMERCIAL CORPORATION | N | NFA | 2008-05-31 00:00:00 | 2396602 | 500000 | 1896602 | 0 | 0
148 | WSD FINANCIAL USA, INC | N | NFA | 2008-05-31 00:00:00 | 1306775 | 500000 | 806775 | 0 | 0
149 | YORK BUSINESS ASSOCIATES LLC | N | NFA | 2008-05-31 00:00:00 | 1013994 | 500000 | 513994 | 33546542 | 576859
 | Total |  |  |  |  |  |  | 163079972872 | 42629614588
 | April Web Page Update | 149
 | Additions | 0
 | Deletions | 0
 | Name Change
 | May Web Page Update | 149
 | (a):  B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.
 | (b):  DSRO: Designated Self-Regulatory Organization.
 | (c) The minimum capital requirement that each FCM must maintain is determined under CFTC Regulation 1.17 (a)(1)(i)
 | (d):  Excess net capital is adjusted net capital, less the firm's net capital requirement.
 | (e):  This represents the total amount of funds that an FCM is required to segregate on behalf of customers who are trading on a designated contract market or derivatives transaction execution facility. This is the sum of all accounts that contain a net liquidating equity.
 | (f):  This represents the amount of funds an FCM is required to set aside for customers who trade on commodity exchanges located outside of the United States.
 | Footnote (g) is deleted effective with this report, as specific amounts are published for the adjusted net capital and excess net capital of all FCMs.
 | Note:  Any comments regarding information contained in this table may be brought to the attention of the CFTC's Division of Clearing and  [NAME] via e-mail: [EMAIL], [EMAIL]  or [EMAIL] .