Handling Imbalanced Datasets with SMOTE in Python
Tags: datascience, tutorial, python, machinelearning
Published: 2019-10-01 19:04:28

---
title: Handling Imbalanced Datasets with SMOTE in Python
published: true
description: The opposite of a pure balanced dataset is a highly imbalanced dataset, and unfortunately for us, these are quite common. In this article, I explain how we can use an oversampling technique to balance out our dataset.
tags: datascience, tutorial, python, machinelearning
cover_image: https://thepracticaldev.s3.amazonaws.com/i/styj0x94uatv5wvefvjy.png
canonical_url: https://kite.com/blog/python/smote-python-imbalanced-learn-for-oversampling/
---


Close your eyes. 

Now imagine a perfect data world. What do you see? What do you wish to see? Exactly, me too. A flawlessly balanced dataset. A collection of data whose labels form a magnificent 1:1 ratio: 50% of this, 50% of that; not a bit to the left, nor a bit to the right. Just perfectly balanced, as all things should be. Now open your eyes, and come back to the real world.

The opposite of a pure balanced dataset is a highly imbalanced dataset, and unfortunately for us, these are quite common. An imbalanced dataset is a dataset where the number of data points per class differs drastically, resulting in a heavily biased machine learning model that won’t be able to learn the minority class. When this imbalanced ratio is not so heavily skewed toward one class, such dataset is not *that* horrible, since many machine learning models can handle them. 

Nevertheless, there are some extreme cases in which the class ratio is just wrong, for example, a dataset where 95% of the labels belong to class A, while the remaining 5% fall under class B– a ratio not so rare in use cases such as fraud detection. In these extreme cases, the ideal course of action would be to collect more data. 

However, this is typically not feasible; in fact, it’s costly, time-consuming and in most cases, impossible. Luckily for us, there’s an alternative known as oversampling. Oversampling involves using the data we currently have to create more of it. 

## What is data oversampling?

Data oversampling is a technique applied to generate data in such a way that it resembles the underlying distribution of the real data. In this article, I explain how we can use an oversampling technique called **Synthetic Minority Over-Sampling Technique** or **SMOTE** to balance out our dataset.

## What is SMOTE?

SMOTE is an oversampling algorithm that relies on the concept of nearest neighbors to create its synthetic data. Proposed back in [2002 by Chawla et. al](https://arxiv.org/abs/1106.1813)., SMOTE has become one of the most popular algorithms for oversampling. 

The simplest case of oversampling is simply called oversampling or upsampling, meaning a method used to duplicate randomly selected data observations from the outnumbered class. 

Oversampling’s purpose is for us to feel confident the data we generate are real examples of already existing data. This inherently comes with the issue of creating more of the same data we currently have, without adding any diversity to our dataset, and producing effects such as overfitting. 

Hence, if overfitting affects our training due to randomly generated, upsampled data– or if plain oversampling is not suitable for the task at hand– we could resort to another, smarter oversampling technique known as synthetic data generation.

Synthetic data is intelligently generated artificial data that resembles the shape or values of the data it is intended to enhance. Instead of merely making new examples by *copying* the data we already have (as explained in the last paragraph), a synthetic data generator *creates* data that is similar to the existing one. Creating synthetic data is where SMOTE shines.

## How does SMOTE work?

To show how SMOTE works, suppose we have an imbalanced two-dimensional dataset, such as the one in the next image, and we want to use SMOTE to create new data points.

![example of an imbalanced dataset](https://kite.com/wp-content/uploads/2019/08/imbalance-dataset.jpg)

*Example of an imbalanced dataset*


For each observation that belongs to the under-represented class, the algorithm gets its K-nearest-neighbors and synthesizes a new instance of the minority label at a random location in the line between the current observation and its nearest neighbor. 

In our example (shown in the next image), the blue encircled dot is the current observation, the blue non-encircled dot is its nearest neighbor, and the green dot is the synthetic one.

![new synthetic data point generated by SMOTE](https://kite.com/wp-content/uploads/2019/08/SMOTEs-new-synthetic-data-point.jpg)

SMOTE’s new synthetic data point

Now let’s do it in Python.



## SMOTE tutorial using imbalanced-learn

In this tutorial, I explain how to balance an imbalanced dataset using the package [**imbalanced-learn**](https://imbalanced-learn.readthedocs.io/en/stable/). 

First, I create a perfectly balanced dataset and train a machine learning model with it which I’ll call our “**base model****”**. Then, I’ll unbalance the dataset and train a second system which I’ll call an “**imbalanced model**.”

Finally, I’ll use SMOTE to balance out the dataset, followed by fitting a third model with it which I’ll name the “**SMOTE’d****”** model. By training a new model at each step, We’ll be able to better understand how an imbalanced dataset can affect a machine learning system.

### Base model

*Example code for this article may be found at the* [*Kite Blog repository*](https://github.com/kiteco/kite-python-blog-post-code/tree/master/smote)*.*

For the initial task, I’ll fit a [**support-vector machine**](https://en.wikipedia.org/wiki/Support-vector_machine) (SVM) model using a created, perfectly balanced dataset. I chose this kind of model because of how easy it is to visualize and understand its decision boundary, namely, the hyperplane that separates one class from the other.

To generate a balanced dataset, I’ll use scikit-learn’s [make_classification](https://kite.com/python/docs/sklearn.datasets.make_classification) function which creates n clusters of normally distributed points suitable for a classification problem. 

My fake dataset consists of 700 sample points, two features, and two classes. To make sure each class is one blob of data, I’ll set the parameter `n_clusters_per_class` to 1. 

To simplify it, I’ll remove the redundant features and set the number of informative features to 2. Lastly, I’ll `useflip_y=0.06` to reduce the amount of noise. 

The following piece of code shows how we can create our fake dataset and plot it using Python’s Matplotlib.

```python
import matplotlib.pyplot as plt
import pandas as pd

from sklearn.datasets import make_classification
from imblearn.datasets import make_imbalance

# for reproducibility purposes
seed = 100

# create balanced dataset
X1, Y1 = make_classification(n_samples=700, n_features=2, n_redundant=0,
                            n_informative=2, n_clusters_per_class=1,
                            class_sep=1.0, flip_y=0.06, random_state=seed)

plt.title('Balanced dataset')
plt.xlabel('x')
plt.ylabel('y')
plt.scatter(X1[:, 0], X1[:, 1], marker='o', c=Y1,
           s=25, edgecolor='k', cmap=plt.cm.coolwarm)
plt.show()
# concatenate the features and labels into one dataframe
df = pd.concat([pd.DataFrame(X1), pd.DataFrame(Y1)], axis=1)
df.columns = ['feature_1', 'feature_2', 'label']
# save the dataset because we'll use it later
df.to_csv('df_base.csv', index=False, encoding='utf-8')
```

![a perfectly balanced dataset with 1:1 ratio](https://kite.com/wp-content/uploads/2019/08/balanced-dataset.jpg)

A balanced dataset

As you can see in the previous image, our balanced dataset looks tidy and well defined. So, if we fit an SVM model with this data (code below), how will the decision boundary look?

Since we’ll be training several models and visualizing their hyperplanes, I wrote two functions that will be reused several times throughout the tutorial. The first one, `train_SVM`, is for fitting the SVM model, and it takes the dataset as a parameter. 

The second function, `plot_svm_boundary`, plots the decision boundary of the SVM model. Its parameters also include the dataset and the caption of the plot. 

These are the functions:

```python
import matplotlib.pyplot as plt
import numpy as np
import pandas as pd
from sklearn.svm import SVC


def train_SVM(df):
   # select the feature columns
   X = df.loc[:, df.columns != 'label']
   # select the label column
   y = df.label

   # train an SVM with linear kernel
   clf = SVC(kernel='linear')
   clf.fit(X, y)

   return clf


def plot_svm_boundary(clf, df, title):
   fig, ax = plt.subplots()
   X0, X1 = df.iloc[:, 0], df.iloc[:, 1]

   x_min, x_max = X0.min() - 1, X0.max() + 1
   y_min, y_max = X1.min() - 1, X1.max() + 1
   xx, yy = np.meshgrid(np.arange(x_min, x_max, 0.02), np.arange(y_min, y_max, 0.02))

   Z = clf.predict(np.c_[xx.ravel(), yy.ravel()])
   Z = Z.reshape(xx.shape)
   out = ax.contourf(xx, yy, Z, cmap=plt.cm.coolwarm, alpha=0.8)

   ax.scatter(X0, X1, c=df.label, cmap=plt.cm.coolwarm, s=20, edgecolors='k')
   ax.set_ylabel('y')
   ax.set_xlabel('x')
   ax.set_title(title)
   plt.show()
```

To fit and plot the model, do the following:

```python
df = pd.read_csv('df_base.csv', encoding='utf-8', engine='python')
clf = train_SVM(df)
plot_svm_boundary(clf, df, 'Decision Boundary of SVM trained with a balanced dataset')
```

![decision boundary of an SVM model trained with a balanced dataset](https://kite.com/wp-content/uploads/2019/08/SVM-Trained-balanced-dataset.jpg)

Blue dots on the blue side and red dots on the red side means that the model was able to find a function that separates the classes

The image above presents the hyperplane of the base model. On it, we can observe how clear the separation between our classes is. However, what would happen if we imbalance our dataset? How would the decision boundary look? Before doing so, let’s imbalance the dataset by calling the function [make_imbalance](https://imbalanced-learn.readthedocs.io/en/stable/generated/imblearn.datasets.make_imbalance.html) from the package, **imbalanced-learn**.



... [continue with imbalanced-learn](https://kite.com/blog/python/smote-python-imbalanced-learn-for-oversampling/) on the Kite blog!



[Juan De Dios Santos](https://juandes.com/about-me/) is a travelling *Data Storyteller* and Machine Learning professional working on the *Wander Data* project.