Severe breakthrough COVID-19 infections in Scotland—implications for immunisation programmes
Authors: Eyal Leshem, Kristin Nelson, Benjamin Alan Lopman
Journal: The Lancet Respiratory Medicine (2021)

Clinical trials of the BNT162b2 mRNA (Pfizer–BioNTech) and ChAdOx1 nCoV-19 adenoviral (Oxford–AstraZeneca) vaccines showed high efficacy against symptomatic infection; however, evidence continues to emerge regarding protection against severe disease, hospitalisation, and death under real-world conditions. In December, 2020, the vaccines were approved in Scotland and rolled out, starting with health-care workers and the most vulnerable populations. At the time, the UK vaccination programme advised an extended dosing interval of 8–12 weeks, rather than the shorter 3-week interval used in the trials, to maximise coverage with a first dose quickly amid restricted vaccine supply. Since their introduction, early evaluations of COVID-19 vaccines, albeit with short follow-up, have shown excellent effectiveness in preventing severe outcomes.1Vasileiou E Simpson CR Shi T et al.Interim findings from first-dose mass COVID-19 vaccination roll-out and COVID-19 hospital admissions in Scotland: a national prospective cohort study.Lancet. 2021; 397: 1646-1657Google Scholar Breakthrough infections (in vaccinated people) were rare.2Hall VJ Foulkes S Saei A et al.COVID-19 vaccine coverage in health-care workers in England and effectiveness of BNT162b2 mRNA vaccine against infection (SIREN): a prospective, multicentre, cohort study.Lancet. 2021; 397: 1725-1735Google Scholar Later assessments, since the surge in cases associated with the Delta variant, have reported increasing infection rates and breakthrough infections.3Sheikh A McMenamin J Taylor B Robertson C SARS-CoV-2 Delta VOC in Scotland: demographics, risk of hospital admission, and vaccine effectiveness.Lancet. 2021; 397: 2461-2462Google Scholar, 4Mizrahi B Lotan R Kalkstein N et al.Correlation of SARS-CoV-2 breakthrough infections to time-from-vaccine; preliminary study.medRxiv. 2021; (published online July 31.) (preprint).https://doi.org/10.1101/2021.07.29.21261317Google Scholar Factors such as waning immunity and strain-specific decline in vaccine effectiveness (immune escape) might contribute to breakthrough infections.4Mizrahi B Lotan R Kalkstein N et al.Correlation of SARS-CoV-2 breakthrough infections to time-from-vaccine; preliminary study.medRxiv. 2021; (published online July 31.) (preprint).https://doi.org/10.1101/2021.07.29.21261317Google Scholar, 5Shrotri M Navaratnam AMD Nguyen V et al.Spike-antibody waning after second dose of BNT162b2 or ChAdOx1.Lancet. 2021; 398: 385-387Google Scholar Overall risk for severe outcome comprises the risk of becoming infected (higher in health-care workers with greater exposure, for example) and the risk of deteriorating upon infection (higher with increasing age). Characterising people at the greatest risk of severe breakthrough infections, hospitalisation, and death is critical to promote targeted interventions, aimed at enhancing protection of vulnerable populations. Moreover, establishing the risks associated with alternative dosing schedules can support the adoption of such schedules in other countries that aim to maximise population-level protection given a restricted number of available vaccine doses. In The Lancet Respiratory Medicine, Utkarsh Agrawal and colleagues report results from Scotland's nationwide platform, EAVE II, assessing risk factors and frequency of hospitalisation and death in people who have received COVID-19 vaccines.6Agrawal U Katikireddi SV McCowan C et al.COVID-19 hospital admissions and deaths after BNT162b2 and ChAdOx1 nCoV-19 vaccinations in 2·57 million people in Scotland (EAVE II): a prospective cohort study.Lancet Respir Med. 2021; (published online Sept 29.)https://doi.org/10.1016/S2213-2600(21)00380-5Google Scholar Between Dec 8, 2020, and April 18, 2021, 2 572 008 individuals received their first dose of vaccine—841 090 (32·7%) received BNT162b2 and 1 730 918 (67·3%) received ChAdOx1. Overall, substantially lower rates of COVID-19 hospitalisation or death were reported in vaccinated individuals compared with unvaccinated individuals (4·6 events per 1000 person-years vs almost 8·6 events per 1000 person-years, respectively), despite the unvaccinated group being younger and at lower risk. Severe outcome 14 days or more after the first dose of vaccine was documented in 1196 (<0·1%) vaccinated individuals. 883 individuals were admitted to hospital and 541 people died with COVID-19 14 days or more after the first vaccination, 228 of whom died after admission to hospital. Severe COVID-19 outcomes were associated with older age, comorbidities, hospitalisation in the previous 4 weeks, having a high-risk occupation, residing in a care home, socio-economic deprivation, being male, and being an ex-smoker. However, a history of COVID-19 infection before vaccination was protective against severe outcomes. The study findings were consistent with previously described risk factors for severe outcomes in unvaccinated people.7Williamson EJ Walker AJ Bhaskaran K et al.Factors associated with COVID-19-related death using OpenSAFELY.Nature. 2020; 584: 430-436Google Scholar An important novel finding was the substantial protective effect of previous infection against severe infection in vaccinated people. This finding suggests that there remains a protective effect of immunity from previous COVID-19 episodes that goes beyond the protection conferred by vaccination. Indeed, this effect might be underestimated in this study,6Agrawal U Katikireddi SV McCowan C et al.COVID-19 hospital admissions and deaths after BNT162b2 and ChAdOx1 nCoV-19 vaccinations in 2·57 million people in Scotland (EAVE II): a prospective cohort study.Lancet Respir Med. 2021; (published online Sept 29.)https://doi.org/10.1016/S2213-2600(21)00380-5Google Scholar since the investigators only had data on previous confirmed COVID-19, not all SARS-CoV2 infections (some of which might have been undetected). Other findings include a lack of association between asthma or heart failure and increased risk for severe outcomes in people vaccinated with BNT162B2. Vaccines remain critical to reduce risk in people with chronic cardiorespiratory conditions as previous evaluations identified an increased risk for severe disease in people with pre-existing cardiorespiratory disease.7Williamson EJ Walker AJ Bhaskaran K et al.Factors associated with COVID-19-related death using OpenSAFELY.Nature. 2020; 584: 430-436Google Scholar, 8Aveyard P Gao M Lindson N et al.Association between pre-existing respiratory disease and its treatment, and severe COVID-19: a population cohort study.Lancet Respir Med. 2021; 9: 909-923Google Scholar The study findings should be interpreted in the context of several limitations. A comparison between BNT162b2 and ChAdOx1 vaccines was not feasible because of different deployment dates and target populations. Interestingly, a lower risk of severe outcomes was associated with a longer time since receipt of the first vaccine. This observation might have been driven by an inclination towards healthy behaviours in those who received early vaccines or by people receiving the second dose during follow-up. Short follow-up (median 55 days and 19 days after receipt of the first dose and second dose, respectively) might further limit the applicability of the findings. Studies indicate a potential time-dependent decline in antibody levels, which might contribute to breakthrough infections;4Mizrahi B Lotan R Kalkstein N et al.Correlation of SARS-CoV-2 breakthrough infections to time-from-vaccine; preliminary study.medRxiv. 2021; (published online July 31.) (preprint).https://doi.org/10.1101/2021.07.29.21261317Google Scholar, 5Shrotri M Navaratnam AMD Nguyen V et al.Spike-antibody waning after second dose of BNT162b2 or ChAdOx1.Lancet. 2021; 398: 385-387Google Scholar however, there are few data on the waning of protection against severe disease. Preliminary data from Israel, where most people were vaccinated with BNT162b2 using the standard 3-week dosing interval, show higher rates of breakthrough infections in the early-vaccinated population compared with those who were vaccinated later.4Mizrahi B Lotan R Kalkstein N et al.Correlation of SARS-CoV-2 breakthrough infections to time-from-vaccine; preliminary study.medRxiv. 2021; (published online July 31.) (preprint).https://doi.org/10.1101/2021.07.29.21261317Google Scholar Data from the UK, where a longer dosing interval was used, also suggest lower vaccine efficacy against infection, but not severe disease, with the Delta variant.9Pouwels KB Pritchard E Matthews PC et al.Impact of Delta on viral burden and vaccine effectiveness against new SARS-CoV-2 infections in the UK.medRxiv. 2021; (published online Aug 24.) (preprint).https://doi.org/10.1101/2021.08.18.21262237Google Scholar The effect of a longer interval between the doses, as recommended in the UK, on the duration of protection needs to be further assessed. The effects of the waning of immunity, currently considered pivotal in the risk of breakthrough infections, could not be assessed with such short follow-up. Finally, the study was unable to investigate whether a second dose of vaccine diminished the risks of breakthrough disease for older people, those with comorbid conditions, or for other risk factors. With probable waning of protection against infection, and possibly against severe outcomes, use of a booster (third) dose is being considered. Some countries have recommended wide use of boosters to enhance population protection and reduce transmission. Global vaccine shortage and concerns regarding global vaccine equity prompted WHO to recommend against boosting.10The Lancet Infectious DiseasesCOVID-19 vaccine equity and booster doses.Lancet Infect Dis. 2021; 211193Scopus (21) Google Scholar Restricting booster doses to populations at the highest risk for severe disease will allow maximisation of booster dose benefits, with a minimised effect on global vaccine distribution. The findings reported by Agrawal and colleagues6Agrawal U Katikireddi SV McCowan C et al.COVID-19 hospital admissions and deaths after BNT162b2 and ChAdOx1 nCoV-19 vaccinations in 2·57 million people in Scotland (EAVE II): a prospective cohort study.Lancet Respir Med. 2021; (published online Sept 29.)https://doi.org/10.1016/S2213-2600(21)00380-5Google Scholar allow identification and prioritisation of at-risk populations to be considered for boosting. Additionally, characterising the risks, or lack thereof, of delayed dosing schedules can aid policy makers in considering viable alternatives to standard dosing schedules in settings where vaccine availability is limited. EL reports personal fees from Sanofi Pasteur for participation in a global influenza vaccination advisory board, outside the area of work commented on here. BAL and KN were supported by NIH/NIAID R01 AI143875 and NIH/NIGMS R01 GM124280. COVID-19 hospital admissions and deaths after BNT162b2 and ChAdOx1 nCoV-19 vaccinations in 2·57 million people in Scotland (EAVE II): a prospective cohort studyCOVID-19 hospitalisations and deaths were uncommon 14 days or more after the first vaccine dose in this national analysis in the context of a high background incidence of SARS-CoV-2 infection and with extensive social distancing measures in place. Sociodemographic and clinical features known to increase the risk of severe disease in unvaccinated populations were also associated with severe outcomes in people receiving their first dose of vaccine and could help inform case management and future vaccine policy formulation. Full-Text PDF Open Access