Seropositivity and risk factors for SARS-CoV-2 infection in staff working in care homes during the COVID-19 pandemic
Authors: Thomas A.J. Rowland, Heather Whitaker, Anna Jeffery-Smith, Nicola Lang, Kate Sendall, Rob McLaren, Kevin E. Brown, Mary Ramsay, Shamez N. Ladhani, Maria Zambon
Journal: Journal of Infection (2020)

We recently reported in the Journal of Infection very high rates of SARS-CoV-2 infection in four London care homes experiencing prolonged outbreaks of COVID-19 during the peak of the pandemic in England.1Graham N.S.N. et al.SARS-CoV-2 infection, clinical features and outcome of COVID-19 in United Kingdom nursing homes.J Infect. 2020; 81: 411-419Abstract Full Text Full Text PDF PubMed Scopus (164) Google Scholar These outbreaks were associated with two deaths and two additional hospitalisations among staff members before the onset of this investigation. In order to control the outbreak in the four care homes, weekly nasal swabbing was performed for all residents and staff for four weeks starting 3 May 2020 to rapidly identify and isolate infected individuals. The results of weekly swabbing and antibody testing in residents have already been reported.2Graham N.S.N. et al.High rates of SARS-CoV-2 seropositivity in nursing home residents.J Infect. 2020; https://doi.org/10.1016/j.jinf.2020.08.040Abstract Full Text Full Text PDF Scopus (14) Google Scholar The staff took their own nasal swab and completed a detailed questionnaire on employment, work patterns, household composition and travel pattern (Supplement Figure S1). In total, 443/596 staff were on shift when swabs were taken, and provided at least one swab and completed a questionnaire. None of the 1305 nasal swabs from 443 staff tested positive for SARS-CoV-2 RNA by RT-PCR.1Graham N.S.N. et al.SARS-CoV-2 infection, clinical features and outcome of COVID-19 in United Kingdom nursing homes.J Infect. 2020; 81: 411-419Abstract Full Text Full Text PDF PubMed Scopus (164) Google Scholar After the four-week period, a blood sample was taken from consenting staff (N = 327) for SARS-CoV-2 anti-N IgG antibody testing, performed according to manufacturer instructions,3Public Health England. Evaluation of the Abbott SARS-CoV-2 IgG for the detection of anti-SARS-CoV-2 antibodies. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/890566/Evaluation_of_Abbott_SARS_CoV_2_IgG_PHE.pdf. Accesssed: 20 november 2020.Google Scholar and 154 (47.1%) were seropositive (Supplement Figure S2). We explored risk factors for antibody positivity in staff including age, gender, co-morbidities, ethnicity, employment, household composition and travel to work using Pearson's Chi-squared test and included factors with p<0.25 in a multivariate logistic regression model (Table 1). All analyses were performed using the tidyverse (version 1.3.0) and arsenal (version 3.5.0) packages in R (version 4.0.2).Table 1Summary statistics and Chi-squared test p-value for potential risk factors for SARS-CoV-2 infection.Risk factorNN SeropositiveChi-squared test p-valueDEMOGRAPHIC FACTORSSex0.357 Female254/325 (78.2%)123 (48.4%) Male71/325 (21.8%)30 (42.3%)Age0.014 0–39142/327 (43.4%)55 (38.7%) 40–59149/327 (45.6%)83 (55.7%) 60+36/327 (11.0%)16 (44.4%)Co-morbidity0.742 No comorbidity231/308 (75.0%)110 (47.6%) At least 1 comorbidity77/308 (25.0%)35 (45.5%)Ethnic group0.185 Asian70/282 (24.8%)38 (54.3%) Black87/282 (30.9%)49 (56.3%) White111/282 (39.4%)46 (41.4%) Mixed6/282 (2.1%)2 (33.3%) Other8/282 (2.8%)3 (37.5%)EMPLOYMENT FACTORSCare Home0.100 Home A135/327 (41.3%)56 (41.5%) Home B63/327 (19.3%)31 (49.2%) Home C77/327 (23.5%)35 (45.5%) Home D52/327 (15.9%)32 (61.5%)Contract type0.637 Permanent261/311 (83.9%)121 (46.4%) Temporary50/311 (16.1%)25 (50.0%)Work in another care home0.390 FALSE219/229 (95.6%)101 (46.1%) TRUE10/229 (4.4%)6 (60.0%)TRAVEL FACTORSCar80/327 (24.5%)32 (40.0%)0.144Bus145/327 (44.3%)78 (53.8%)0.030Train64/327 (19.6%)33 (51.6%)0.425Underground40/327 (12.2%)17 (42.5%)0.534Bicycle12/327 (3.7%)5 (41.7%)0.701Walk34/327 (10.4%)16 (47.1%)0.996Other44/327 (13.5%)17 (38.6%)0.227HOUSEHOLD FACTORSResides at place of work0.075 FALSE311/327 (95.1%)143 (46.0%) TRUE16/327 (4.9%)11 (68.8%)Household member works in a care home0.044 FALSE265/310 (85.5%)116 (43.8%) TRUE45/310 (14.5%)27 (60.0%)Household member works in hospital/GP surgery0.144 FALSE273/305 (89.5%)131 (48.0%) TRUE32/305 (10.5%)11 (34.4%) Open table in a new tab Chi-squared tests showed that age group (p = 0.014), ethnic group (p = 0.185), care home of employment (p = 0.100), travelling to work by car (p = 0.144), bus (p = 0.030) or other (0.227) method, residing at their place of work (p = 0.075), having a household member who works at a care home (p = 0.044) and having a household member who works at a hospital/GP surgery (p = 0.144) were predictors of positive antibody status at p<0.25 (Table 1). When these were reanalysed in a multivariate analysis, we found statistically significant associations with having a household member who works in a care home (OR 2.97, 95%CI 1.33–7.04), Asian ethnicity (OR 2.03, 95%CI 1.04–4.05) or having a household member who works in a hospital/GP surgery (OR 0.36, 95%CI 0.13–0.92), and weak evidence for 40–59 age group (OR 1.78, 95%CI 1.00 – 3.22), Black ethnicity (OR 1.79, 95%CI 0.94–3.43) or working at care home D (OR 2.17, 95%CI 0.98–4.88) (Table 2). The characteristics of staff members that had an antibody test result (N = 327) did not differ from staff who completed the risk factor questionnaire (N = 443) but did not provide a blood sample.Table 2Multivariate analysis of significant risk factors for SARS-CoV-2 in univariate analysis (Table 1). Controlling for ethnicity and having a household member who works in a care home, travel to work by bus is not a significant predictor of seropositivity.Risk factorOR95% CI – lower OR95% CI – higher ORp-valueConcordance(Intercept)0.3640.1630.7920.0120.694Age category 40–591.7840.9983.2150.052 60+1.1050.4352.7410.831Ethnic group Asian2.0341.0384.0490.040 Black1.7880.9413.4250.077 Mixed0.8070.1014.7810.820 Other0.9170.1505.2110.921Care home of employment Home B1.1640.5132.6400.716 Home C1.1860.5812.4280.639 Home C2.1660.9844.8750.057Travel by car0.7970.3751.6790.552Travel by bus1.1540.6152.1630.654Travel by 'other'0.8900.3762.0890.790Resides at place of work2.8020.84810.3360.100Household member works in care home2.9731.3267.0410.010Household member works in hospital/GP surgery0.3560.1250.9150.039 Open table in a new tab In the four care homes under investigation, nearly half the staff members had antibodies against SARS-CoV-2. Since no staff had a positive RT-PCR test result for SARS-CoV-2 during the 4 weeks prior to the antibody test, it is likely that the vast majority of infections occurred early in the course of the pandemic in London (March-April), at a time when there was widespread community infection and limited personal protective equipment (PPE) and SARS-CoV-2 testing available in care homes.5Lacobucci G. Covid-19: Lack of PPE in care homes is risking spread of virus, leaders warn | The BMJ Covid-19: Lack of PPE in care homes is risking spread of virus.leaders warnBMJ. 2020; 368https://doi.org/10.1136/bmj.m1280Crossref Scopus (24) Google Scholar Both PPE and testing for SARS-CoV-2 are now available for care homes across the UK. Our findings are consistent with other care home investigations reporting very high seropositivity rates among staff irrespective of their PCR-positivity or symptom development.4Ladhani S.N. et al.Investigation of SARS-CoV-2 outbreaks in six care homes in London, April 2020.EClin Med. 2020; 26: 100533https://doi.org/10.1016/j.eclinm.2020.100533Abstract Full Text Full Text PDF PubMed Scopus (61) Google Scholar Seropositivity rates among care home staff are several fold higher than reported in any other occupational setting, including frontline hospital healthcare staff, highlighting the degree of virus exposure experienced by care home staff and residents.2Graham N.S.N. et al.High rates of SARS-CoV-2 seropositivity in nursing home residents.J Infect. 2020; https://doi.org/10.1016/j.jinf.2020.08.040Abstract Full Text Full Text PDF Scopus (14) Google Scholar Antibody testing after four weeks of negative nasal swabs demonstrates its usefulness is assessing past exposure to the virus. It is increasingly clear that all nearly all adults who are exposed to SARS-CoV-2 have an detectable antibody response within 28 days of infection, and the majority of people who have detectable antibodies also have neutralizing antibodies,6Ladhani S.N. et al.High prevalence of SARS-CoV-2 antibodies in care homes affected by COVID-19; a prospective cohort study in England.eClin Med. 2020; 100597https://doi.org/10.1016/j.eclinm.2020.100597Abstract Full Text Full Text PDF Scopus (44) Google Scholar,7Harvala H. et al.Convalescent plasma treatment for SARS-CoV-2 infection: analysis of the first 436 donors in England, 22 April to 12 May 2020.Eurosurveillance. 2020; 252001260Crossref Scopus (44) Google Scholar as reported in staff and residents in other London care homes..6Ladhani S.N. et al.High prevalence of SARS-CoV-2 antibodies in care homes affected by COVID-19; a prospective cohort study in England.eClin Med. 2020; 100597https://doi.org/10.1016/j.eclinm.2020.100597Abstract Full Text Full Text PDF Scopus (44) Google Scholar High rates of seropositivity may provide a degree of protective immunity in these settings, although the duration of such protection is at present unclear. Close monitoring of further cases and outbreaks will be important to help contribute to our understanding of protective immunity. The negative weekly nasal swabs following the high infection rates prior to testing (as evidenced by the staff seropositivity rate) and small sample sizes meant that we were not able to identify additional risk factors for SARS-CoV-2 infection per se, such as working across different care homes as reported in other investigations.4Ladhani S.N. et al.Investigation of SARS-CoV-2 outbreaks in six care homes in London, April 2020.EClin Med. 2020; 26: 100533https://doi.org/10.1016/j.eclinm.2020.100533Abstract Full Text Full Text PDF PubMed Scopus (61) Google Scholar The independent association of SARS-CoV-2 antibody positivity with Asian ethnicity, however, is consistent with other healthcare settings and the community.8de Lusignan S. et al.Risk factors for SARS-CoV-2 among patients in the Oxford Royal College of general practitioners research and surveillance centre primary care network: a cross-sectional study.Lancet Infect Dis. 2020; 20: 1034-1042Abstract Full Text Full Text PDF PubMed Scopus (386) Google Scholar,9Eyre, D.W. et al. Differential occupational risks to healthcare workers from SARS-CoV-2: a prospective observational study. eLife 2020;9:e60675. doi:10.7554/eLife.60675.Google Scholar This is compounded by having other members of the household – usually a spouse – also working in a care home, for which there was strong evidence of an increased risk in our cohort. The reduced risk associated with having a household member who works in a hospital/GP surgery likely reflects less exposure to potentially infected individuals (other staff or patients) when compared to the close contact with residents in care homes. Non-occupational risk factors such as travel to place of work, which have been identified as important risk factors for SARS-CoV-2 infection in other cohorts8de Lusignan S. et al.Risk factors for SARS-CoV-2 among patients in the Oxford Royal College of general practitioners research and surveillance centre primary care network: a cross-sectional study.Lancet Infect Dis. 2020; 20: 1034-1042Abstract Full Text Full Text PDF PubMed Scopus (386) Google Scholar,9Eyre, D.W. et al. Differential occupational risks to healthcare workers from SARS-CoV-2: a prospective observational study. eLife 2020;9:e60675. doi:10.7554/eLife.60675.Google Scholar, were not significantly associated with seropositivity in this cohort. In summary, we found SARS-CoV-2 seropositivity rates among staff working in care homes affected by COVID-19 outbreaks to be several times higher than community seroprevalence in London.10Public Health England. Weekly coronavirus disease 2019 (COVID-19) surveillance report (Week 22). (2020). Available at: https://www.gov.uk/government/publications/national-covid-19-surveillance-reports. Accessed: 20 November 2020.Google Scholar The high seropositivity rates precluded more detailed assessment of risk factors for SARS-CoV-2 infection, especially in relation to non-occupational risk factors. SARS-CoV-2 antibody positivity was, however, significantly, independently and positively associated with Asian ethnicity and having a household member who also worked in care homes. Further studies are needed to assess the level and duration of protection offered by the antibodies against SARS-CoV-2 re-infection and onward transmission in institutional settings. Ethics: PHE has legal permission, provided by Regulation 3 of The Health Service (Control of Patient Information) Regulations 2002, to process patient confidential information for national surveillance of communicable diseases and as such, individual patient consent is not required. None. The authors would like to thank all those at the care homes for providing the data for this study – in particular, the care home managers and the outbreak investigation team who organised the collection. We would also like to thank Lisa Choo, Ruth Parry, Catherine Ryan and Jacinta Santos for their assistance with the data extraction, and staff in the Virus Reference Division PHE Colindale for their assistance. Download .docx (.71 MB) Help with docx files